4873GI/2014

(1)

jftLVªh laö Mhö ,yö&33004@99

REGD. NO. D. L.-33004/99

vlk/kj.k

EXTRAORDINARY

Hkkx III—[k.M IV

PART III—Section IV

izkf/dkj ls izdkf'kr

PUBLISHED BY AUTHORITY

la- 357]

ubZ fnYyh] cq/okj] fnlEcj 10] 2014@vxzgk;.k 19] 1936

No. 357]

NEW DELHI, WEDNESDAY, DECEMBER 10, 2014/AGRAHAYANA 19, 1936

Hkkjrh; nwjlapkj fofu;ked çkf/kdj.k

vf/klwpuk

ubZ fnYyh] 10 fnlacj] 2014

la[;k % 311&35@2014&D;wvks,l&

la[;k % 311&35@2014&D;wvks,l&Hkkjrh; nwjlapkj fofu;ked çkf/kdj.k vf/kfu;e] 1997 ¼1997 dk 24½ dh /kkjk 11 dh mi&/kkjk ¼1½

ds [kaM ¼[k½ ds mi&[kaM ¼5½ vkSj [kaM ¼x½ ds lkFk ifBr /kkjk 36 }kjk çnÙk 'kfä;ksa dk ç;ksx djrs gq,] Hkkjrh; nwjlapkj fofu;ked çkf/kdj.k

nwjlapkj okf.kfT;d laçs"k.k miHkksäk vf/keku fofu;e] 2010 ¼2010 dk 6½ dk vkSj la'kks/ku djus ds fy, ,rn~}kjk fuEufyf[kr fofu;e cukrk gS]

vFkkZr:-

nwjlapkj okf.kfT;d laçs"k.k miHkksäk

nwjlapkj okf.kfT;d laçs"k.k miHkksäk vf/keku ¼lksygoka la'kks/ku½ fofu;e] 2014

vf/keku ¼lksygoka la'kks/ku½ fofu;e] 2014

¼2014 dk 13½

¼1½

bu fofu;eksa dks nwjlapkj okf.kfT;d laçs"k.k miHkksäk vf/keku ¼lksygoka la'kks/ku½ fofu;e] 2014 dgk tk,xkA

¼2½

;s fofu;e jkti= esa çdk'ku dh rkjh[k ls ço`Ùk gksaxsA

nwjlapkj okf.kfT;d laçs"k.k miHkksäk vf/keku fofu;e] 2010 ¼2010 dk 6½ ¼ftls blds ckn ewy fofu;e dgk x;k gS½ ds fofu;e 2 esa---

¼d½

[kaM ¼M½ esa] ^,YQk U;wesfjd* 'kCnksa ds ckn vkSj ^vkbMsafVQk;j* 'kCn ls igys] ^;k U;wesfjd* 'kCn var%LFkkfir fd, tk,axs; vkSj

¼[k½

[kaM ¼d[k½ esa] mi&[kaM ¼iii½ ds ckn] fuEufyf[kr mi&[kaM var%LFkkfir fd, tk,axs] vFkkZr%&

^^¼iiid½ bZ&d‚elZ ,tsafl;ksa ds miHkksäkvksa }kjk fd, x, bZ&d‚elZ laO;ogkj dh çfrfØ;k esa bu ,tsafl;ksa }kjk Hksth xbZ

lwpuk(

¼iii[k½ Hkkjrh; çfrHkwfr vkSj fofue; cksMZ vFkok chek fofu;ked fodkl çkf/kdj.k vFkok Hkkjrh; E;wpqvy QaM ,lksfl,'ku

vFkok us'kuy d‚eksfMVh ,aM MsfjosfVo ,Dlpsat fyfeVsM vFkok eYVh d‚eksfMVh ,Dlpsat v‚Q bafM;k fyfeVsM ds lkFk

iath—r fdlh daiuh ;k QeZ ;k tekdrkZ çfrHkkxh }kjk vius miHkksDrk dks miHkksDrk ds [kkrs ls lacaf/kr Hksth xbZ lwpuk(

¼iiix½ fdlh iath—r daiuh }kjk vius deZpkfj;ksa ;k ,tsUVksa ;k miHkksDrkvksa dks blds }kjk çnku dh tkus okyh oLrqvksa ;k

lsokvksa ls lacaf/kr Hksth xbZ lwpuk(

¼iii?k½ fdlh iath—r daiuh ;k /kekZFkZ U;kl ;k lkslk;Vh ;k nwjlapkj lsok çnkrk }kjk nwjlapkj miHkksäk ds lR;kiu ;ksX;

vuqjks/k ds mÙkj esa ,sls miHkksäk dks viuh lsokvksa ;k fØ;kdykiksa ls lacaf/kr Hksth xbZ lwpuk(**

THE GAZETTE OF INDIA : EXTRAORDINARY

[PART III—SEC. 4]

3- ewy fofu;eksa ds fofu;e 17 esa]&&&

¼d½ mi&fofu;e ¼4½ esa] fuEufyf[kr ijarqd var%LFkkfir fd;k tk,xk] vFkkZr:-

Þc'krsZ fd ,slk VsyhekdsZVj] tks laO;ogkfjd lans'k ds çkid ls mlds }kjk Hksts x, laO;okgfjd lans'k dh çfrfØ;k esa mÙkj

çkIr djuk pkgrk gS] og bu fofu;eksa dh vuqlwph VII ds v/khu ,Dlsl çnkrk ds lkFk ,d djkj djsxkAß(

¼[k½ mi&fofu;e ¼10½ esa] fuEufyf[kr ijarqd var%LFkkfir fd;k tk,xk] vFkkZr :-

Þc'krsZ fd ,sls VsyhekdsZVj] tks vuqlwph VII esa ;Fkk fofufnZ"V ,Dlsl çnkrk ds lkFk djkj djrk gS] dks çnku fd, x,

nwjlapkj lalk/kuksa esa budfeax ,l,e,l çkIr djus dh lqfo/kk gksAß

4- fofu;eksa ds fofu;e 19 esa] mi&fofu;e ¼8½ esa] [kaM ¼d½ esa] Þvuqlwph vß 'kCnksa ds ckn vkSj Þds fuca/kuksaß 'kCnksa ds igys] ÞvFkok vuqlwph

VIIß 'kCn var%LFkkfir fd, tk,axsA

ewy fofu;eksa ds fofu;e 20 esa] mi&fofu;e ¼2½ esa ---

¼d½ [kaM ¼[k½ esa]&&

¼i½

Þvuqlwph v ß 'kCnksa ds ckn vkSj Þ bu fofu;eksa ds** 'kCnksa ds igys] vuqlwph VIIß 'kCn var%LFkkfir fd, tk,axs(

¼ii½ ijarqd esa] Þvuqlwph V ß 'kCnksa ds ckn **vkSj izR;sd djkj** ‘kCnksa ls igysÞ] ** ;k vuqlwph VIIß 'kCn var%LFkkfir fd, tk,axs(

¼iii½ [kaM ¼M+½ esa] 'kCnksa] dks"Bd vkSj v{kj Þ[kaM ¼d½ß ds ckn 'kCn] dks"Bd vkSj v{kj ÞvkSj [kaM ¼[k½ß var%LFkkfir fd, tk,axsA

6- ewy fofu;eksa dh vuqlwph&VI ds ckn] fuEufyf[kr vuqlwph& VII var%LFkkfir dh tk,xh&&&

vuqlwph&lIre

ysuns

ysunsu lans'k ds çkIrdrkZ ls mÙkj lans'k ¼,l,e,l½ Hkst ikus dh lqfo/kk okys nwjlapkj lalk/kuksa dh ekax gsrq ,Dlsl iznkrk ,oa ys

u lans'k ds çkIrdrkZ ls mÙkj lans'k ¼,l,e,l½ Hkst ikus dh lqfo/kk okys nwjlapkj lalk/kuksa dh ekax gsrq ,Dlsl iznkrk ,oa ys

u lans'k ds çkIrdrkZ ls mÙkj lans'k ¼,l,e,l½ Hkst ikus dh lqfo/kk okys nwjlapkj lalk/kuksa dh ekax gsrq ,Dlsl iznkrk ,oa ysunsu lans’k

unsu lans’k

Hkstus okyh bdkbZ ds e/; djkjukek

bl djkj dks __________ ds fnu ----------- ]20 -------------dks ----------------------------------------------------- ¼,Dlsl çnkrk dk uke½] ftudk ------------

ij dk;kZy; gS ¼vkxs ^^çkjafHkd ,Dlsl çnkrk** ;k çFke i{k ds :i esa lanfHkZr fd;k x;k gS] ftlesa muds mÙkjkf/kdkjh vkSj gLrkarfjrh

Hkh 'kkfey gSa½ ds }kjk ------------------------------] ds ek/;e ls ¼uke vkSj inuke ½ tks fd çFke i{k dh vksj ls orZeku djkj ij gLrk{kj djus

vkSj fu”ikfnr djus ds fy, fof/kor~ vf/k—r gSa vkSj

loZJh --------------------------------- ¼nwjlapkj foi.kudrkZ dk uke½ ftudk---------------- ij dk;kZy; gS] ds }kjk ¼vkxs] ysunsu lans'k Hkstus okyh bdkbZ

;k f}rh; i{k ds :i esa lanfHkZr muds lHkh fu"iknd] ç'kkld] mÙkjkf/kdkjh] gLrkarfjrh vkSj dkuwuh çfrfuf/k 'kkfey gSa½]

Jh@lqJh@Jherh &&&&&&&&&&&&&&&&&&&&&& ¼uke vkSj inuke½ ds ek/;e ls tks fd f}rh; i{k dh vksj ls orZeku djkj ij

gLrk{kj djus ,oa fu”ikfnr djus ds fy, fof/kor~ vf/k—r gS] ds chp fu”ikfnr fd;k x;kA

tcfd f}rh; i{k us] tks fd ysu&nsu laca/kh lans'k ds çkIrdrkZ ls lans'k ¼,l,e,l½ çkIr djus dh lqfo/kk ds lkFk ysu&nsu laca/kh

lans'k Hkstus ds ç;kstuksa ds fy, nwjlapkj lalk/kuksa dks çkIr djus ds bPNqd gS] us loZJh --------------------- -- ¼,Dlsl çnkrk dk uke ½ ls

laidZ fd;k x;k gS;

vkSj tcfd f}rh; i{k us çFke i{k dks ;g lwfpr fd;k gS fd og ml O;fä dks ftlds lkFk mldk dqN ysunsu gS] ysu&nsu laca/kh

lans'k Hkstus vkSj ,sls O;fä ls tokch lans'k çkIr djus dk bjknk j[krk gS vkSj ,sls ysunsu laca/kh lans'k nwjlapkj okf.kfT;d laçs"k.k

miHkksäk vf/keku fofu;e] 2010 ¼2010 dk 6½ ¼vkxs fofu;eu ds :i esa lanfHkZr½ }kjk ifjHkkf"kr foKkiu lans'k dh ifjHkk"kk ds Hkhrj

ugha vkrs] vkSj mä mís'; ds fy, nwjlapkj lalk/kuksa ds vkoaVu ds fy, vuqjks/k fd;k gSA

vc orZeku le>kSrk fuEufyf[kr n'kkZrk gS% &

¼1½f}rh; i{k ,rn~}kokjk ?kksf"kr djrk gS fd og vkosnu la- ------------------------ ds }kjk Hkkjrh; nwjlapkj fofu;ked çkf/kdj.k ¼vkxs VªkbZ ds :i

esa lanfHkZr½ ds lkFk iath—r gS vkSj bls VªkbZ }kjk nh xbZ iathdj.k la[;k ---------------------gSA

¼2½ f}rh; i{k tokc esa lans'k çkIr djus dh lqfo/kk ds lkFk ysunsu laca/kh lans'k Hkstus ds ç;kstuksa ds fy, ,Dlsl çnkrk ls i`Fkd

nwjlapkj lalk/kuksa dks çkIr djus ds fy, lger gqvk gSA

¼3½ f}rh; i{k dsoy varjjk"Vªh; yach nwjh ds ifjpkyd ds ek/;e ls ns'k ds ckgj fLFkr ,d bdkbZ }kjk mRiUu ysunsu lacaf/kr lans'k ykus

ds fy, lger gqvk gSA

¹Hkkx IIIµ[k.M 4º

Hkkjr dk jkti=k % vlk/kj.k

¼4½ f}rh; i{k ysunsu laca/kh lans'k dks Hkstus ds fy, mls vkoafVr nwjlapkj lalk/kuksa ds fdlh Hkh nq#i;ksx ds ekeys esa ftEesnkj gksxkA

¼5½ f}rh; i{k miHkksDrk tkudkjh dh iwjh xksiuh;rk cuk, j[ksxkA

¼6½ f}rh; i{k us fdlh Hkh vokafNr okf.kfT;d lapkj ugha Hkstus ds fy, lgefr O;ä dh gS vkSj O;ogkj lans'k Hkstus ds ç;kstuksa ds fy,

vkoafVr nwjlapkj lalk/ku ds ek/;e ls ,d miHkksDrk ds fy, Hksts tkus okys vius ysunsu laca/kh lans'k ds lkFk dksbZ Hkh çpkj lapkj fefJr

u djus ds fy, lger gSA

¼7½ f}rh; i{k ysu&nsu laca/kh lans'k dks Hkstus ds fy,] igys i{k }kjk mls vkoafVr la[;k] tks ^5* ls vkjaHk gksrh gS] blds laf{kIr dksM

ds lkFk gsMj ds :i esa mi;ksx djsxkA

¼8½ f}rh; i{k bl ij lger gks x;k gS fd miHkksDrkksa dks viuh lsokvksa vkSj xfrfof/k;ksa ls lacaf/kr tkudkjh Hkstrs oDr] ;g

¼d½ dsoy muls ,d lR;kiu ;ksX; vuqjks/k çkIr gksus ds ckn gh miHkksDrk dks tkudkjh Hkstxk;

¼[k½ miHkksDrk dks ,l,e,l ds ek/;e ls lwfpr djsxk fd ftl tkudkjh ds fy, vuqjks/k fd;k x;k gS mls vf/kdre Ng eghus dh vof/k

ds fy, miyC/k djk;k tk,xk] tc rd fd bldk uohdj.k u djk;k x;k gks] vkSj miHkksDrk }kjk ,slh lwpuk izkIr gksus ds Ng eghus dh

vof/k ds nkSjku fdlh Hkh le; bl lsok ls ckgj fudyus dk fu.kZ; ys ldrk gS]

¼x½ miHkksDrk ls bl rjg dh tkudkjh çkIr djuk tkjh j[kus ds fy, gj Ng eghus esa ,d u;k vuqjks/k çkIr djsxk]

¼?k½ 180 fnuksa esa de ls de ,d ckj miHkksDrk dks bl rjg dh tkudkjh çkIr djus ls ckgj fudyus dh çfØ;k ds ckjs esa voxr

djk,xk]

¼³½ ,sls çR;sd foKkiu esa] ftles viuh ,slh lsokvksa vkSj xfrfof/k;ksa dk C;kSjk çdkf'kr dj jgk gks] bl rjg dh tkudkjh çkIr djus ls

ckgj fudyus dh çfØ;k ds ckjs esa tkudkjh çnku djsxk]

¼p½ miHkksDrk }kjk bl çdkj dh lsok dks çkIr djus ds fy, fd, x, vuqjks/k ds ckjs esa de ls de rhu eghus ds fy, ,d fjdkMZ j[ksxk

vkSj izkf/kdj.k dks tc tSlh vko';drk gks mls çLrqr djsxk]

¼N½ dksbZ vkifÙktud] v'yhy] vokafNr lkexzh] lans'k ;k lapkj ugha Hkstsxk tks fd tufgr ;k jk"Vªh; lqj{kk ds f[kykQ gks ;k tks fdlh

çdkj ds d‚ihjkbV] ckSf)d lEink bR;kfn ;k ns'k ds dkuwu dk mYya?ku djrk gks]

¼9½ f}rh; i{k le>kSrs esa fufnZ"V vuqlkj izkjafHkd ,Dlsl çnkrk ds ikl çfrns; tekur jkf'k ds :i esa ,d yk[k #i, ¼#-1]00]000@&½

ek= tek djus ij lger gqvk gSA izkjafHkd ,Dlsl çnkrk] f}rh; i{k }kjk vokafNr okf.kfT;d lapkj Hkstus ;k Hksts tkus dh vuqefr nsus

ij gj ckj ,d uksfVl tkjh dj bl jkf'k esa ls le>kSrs esa fufnZ"V vuqlkj jkf'k dkVus dk vf/kdkjh gksxkA

¼10½ ;fn f}rh; i{k] çFke i{k }kjk ysunsu lacaf/kr lans'k Hktus ds fy, mls vkoafVr nwjlapkj lalk/kuksa ds ek/;e ls fdlh ,sls miHkksDrk

dks] ftldk VsyhQksu uacj jk"Vªh; miHkksDrk ilan [kkrs esa gS] dksbZ vokafNr okf.kfT;d lapkj Hkstrk gS ;k Hksts tkus dh vuqefr nsrk gS] rks

f}rh; i{k ;g djus ij lger gqvk gS fd &

¼d½ f}rh; i{k dks ,slk vokafNr okf.kfT;d lapkj Hkstus ij] ,Dlsl iznkrk }kjk izFke uksfVl tkjh fd, tkus ij] og f}rh; i{k }kjk

tek dh xbZ tekur jkf'k ls ipkl gtkj #i, ¼ 50]000@& #i,½ ek= dkV ysxk vkSj le;≤ ij VªkbZ }kjk fufnZ"V fd,

tkus okys [kkrs esa tek djk,xk]

¼[k½ ,Dlsl çnkrk }kjk f}rh; i{k dks ,slk vokafNr okf.kfT;d lapkj Hkstus ds fy, f}rh; uksfVl tkjh fd, tkus ij] f}rh; i{k }kjk

tek dh xbZ tekur jkf'k ls ,d yk[k ipkl gtkj #i, ¼1]50]000@&#i,½ ek= dkV yh tk,xh vkSj le;≤ ij VªkbZ }kjk

fufnZ"V fd, tkus okys [kkrs esa tek djkbZ tk,xh]

¼x½ ,Dlsl çnkrk }kjk f}rh; i{k dks ,slk vokafNr okf.kfT;d lapkj Hkstus ds fy, r`rh; uksfVl tkjh fd, tkus ij f}rh; i{k }kjk

tek dh xbZ tekur jkf'k ls ,d yk[k lkB gtkj #i, ¼1]60]000@&#i,½ ek= dh jkf'k dkV yh tk,xh vkSj le;≤ ij

VªkbZ }kjk fufnZ"V fd, tkus okys [kkrs esa tek djkbZ tk,xh]

¼?k½ ,Dlsl çnkrk }kjk] f}rh; i{k dks ,slk vokafNr okf.kfT;d lapkj Hkstus ds fy, pkSFkk uksfVl tkjh fd, tkus ij] f}rh; i{k }kjk

tek dh xbZ tekur jkf'k ls nks yk[k pkyhl gtkj #i, ¼2]40]000@&#i,½ ek= dh jkf'k dkV yh tk,xh vkSj le;≤ ij

VªkbZ }kjk fufnZ"V fd, tkus okys [kkrs esa tek djkbZ tk,xh]

¼³½ ,Dlsl çnkrk }kjk] f}rh; i{k dks ,slk vokafNr okf.kfT;d lapkj Hkstus ds fy, ikapok uksfVl tkjh fd, tkus ij] f}rh; i{k }kjk

tek dh xbZ tekur jkf'k ls rhu yk[k #i, ¼3]00]000@&#i,½ ek= dh jkf'k dkV yh tk,xh vkSj le;≤ ij VªkbZ }kjk

fufnZ"V fd, tkus okys [kkrs esa tek djkbZ tk,xh]

¼p½ ,Dlsl çnkrk }kjk] f}rh; i{k dks ,slk vokafNr okf.kfT;d lapkj Hkstus ds fy, NBk uksfVl tkjh fd, tkus ij] f}rh; i{k }kjk

tek dh xbZ tekur jkf'k ls ik¡p yk[k #i, ¼5]00]000@&#i,½ ek= dh jkf'k dkV yh tk,xh vkSj le;≤ ij VªkbZ }kjk

fufnZ"V fd, tkus okys [kkrs esa tek djkbZ tk,xh]

¼11½ f}rh; i{k bl ckr ij lger gqvk gS fd ,Dlsl çnkrk }kjk f}rh; i{k }kjk fdlh ,sls miHkksDrk dks] ftldk VsyhQksu uacj jk"Vªh;

miHkksDrk ilan [kkrs esa gS] dksbZ vokafNr okf.kfT;d lapkj Hkstus ;k Hksts tkus dh vuqefr ij ,Dlsl iznkrk }kjk igyh ckj uksfVl tkjh

THE GAZETTE OF INDIA : EXTRAORDINARY

[PART III—SEC. 4]

fd, tkus ij] f}rh; i{k nks yk[k #i, ¼2]00]000@&#i,½ ek= dh vfrfjä tekur jkf'k tek djk,xkA f}rh; i{k bl ckr ij Hkh

lger gqvk gS fd ,Dlsl çnkrk }kjk f}rh; i{k dks le:i vokafNr okf.kfT;d laizs”k.k Hkstus ;k Hksts tkus dh vuqefr nsus ds fy, nwljh

ckj uksfVl tkjh fd, tkus ij] f}rh; i{k rhu yk[k #i, ¼3]00]000@&#i,½ ek= dh vfrfjä tekur jkf'k tek djk,xk vkSj ,Dlsl

çnkrk }kjk f}rh; i{k dks le:i vokafNr okf.kfT;d laizs”k.k Hkstus ;k Hksts tkus dh vuqefr nsus ds fy, rhljh ckj uksfVl tkjh fd,

tkus ij] f}rh; i{k vkB yk[k #i, ¼8]00]000@& #i,½ ek= dh vfrfjä tekur jkf'k tek djk,xkA

¼12½ f}rh; i{k bl ij lger gqvk gS fd vxj f}rh; i{k dVkSfr;ksa dks iwjk djus ds fy, ds fy, i;kZIr jkf'k tek djus esa foQy jgrk

gS ;k f}rh; i{k dh tekur jkf'k esa [kaM ¼9½ esa gqbZ lgefr ds vuqlkj dh xbZ dVkSfr;ksa dh otg ls vFkok fdlh Hkh vU; dkj.k ls bl

le>kSrs ds [kaM ¼9½ esa fufnZ"V vuqlkj dVkSfr;ksa dks iwjk djus ds fy, i;kZIr jkf'k miyC/k ugha gS rks ysunsu laca/kh lans'k Hkstus ds

ç;kstuksa ds fy, f}rh; i{k dks vkoafVr nwjlapkj lalk/kuksa dks dkV fn;k tk,xk vkSj ,Dlsl çnkrk }kjk f}rh; i{k dk uke jk"Vªh;

VsyhekdsZVj jftLVj dks cuk, j[kus okyh ,tsalh dks dkyh lwph ¼CySd fyLV½ esa Mkyus ds fy, lwfpr fd;k tk,xk vkSj f}rh; i{k dk

uke ,slh dkyh lwph esa Mkyus dh rkjh[k ls nks o"kZ dh vof/k ds iwjk gksus ls igys dkyh lwph ls ugha gVk;k tk,xk vkSj fofu;eksa ds

çko/kkuksa ds rgr VªkbZ }kjk f}rh; i{k dk iathdj.k jí dj fn;k tk,xkA ,sls ekeys esa tgka f}rh; i{k ,d ,slh bdkbZ gS] tks çFke i{k

ds miHkksDrkvksa ds fy, Hkkjr ds ckgj ls ysunsu ls lacaf/kr lans'k ykus ds fy, vf/k—r gS] rks çFke i{k Hkh] f}rh; i{k ls vius

miHkksDrkvksa ds fy, Hkkjr ds ckgj ls mRiUu ysu&nsu laca/kh varjkZ”Vªh; lans'k ykus ds lHkh djkj lekIr dj nsxk A

¼13½ f}rh; i{k bl ij lger gqvk gS fd vxj ,Dlsl çnkrk }kjk bl le>kSrs ds [kaM 11¼p½ ds vuqlkj vokafNr okf.kfT;d laizs”k.k

Hkstus ds fy, f}rh; i{k dks NBh uksfVl tkjh dh tkrh gS rks [kaM 11¼p½ esa fufnZ"V vuqlkj rgr f}rh; i{k dh tekur jkf'k ls dh

tkus okyh dVkSrh ij çfrdwy çHkko Mkys fcuk] f}rh; i{k dks vkxs dksbZ Hkh lwpuk fn, fcuk ;k jk"Vªh; nwjlapkj jftLVj ls nwjlapkj

lalk/kuksa ds foPNsnu ds fy, funsZ'k çkIr gksus ij f}rh; i{k dks vkoafVr nwjlapkj lalk/kuksa dks dkV fn;k tk,xkA ,Dlsl çnkrk }kjk

f}rh; i{k dk uke jk"Vªh; VsyhekdsZVj jftLVj dks cuk, j[kus okyh ,tsalh dks dkyh lwph ¼CySd fyLV½ esa Mkyus ds fy, lwfpr fd;k

tk,xk vkSj f}rh; i{k dk uke ,slh dkyh lwph esa Mkyus dh rkjh[k ls nks o"kZ dh vof/k ds iwjk gksus ls igys dkyh lwph ls ugha gVk;k

tk,xk vkSj fofu;eksa ds çko/kkuksa ds rgr VªkbZ }kjk f}rh; i{k dk iathdj.k jí dj fn;k tk,xkA

¼14½ f}rh; i{k bl ij lger gqvk gS fd jk"Vªh; VsyhekdsZVj iath;d ;k VªkbZ ls nwjlapkj lalk/kuksa ds foPNsnu dk funsZ'k çkIr djus ij

f}rh; i{k dks vkxs dksbZ uksfVl tkjh fd, fcuk mls vkoafVr nwjlapkj lalk/kuksa dks foPNsfnr dj fn;k tk,xkA

¼15½ f}rh; i{k bl ij lger gqvk gS fd vxj f}rh; i{k vokafNr okf.kfT;d lapkj Hkstrk gS ;k vxj og Vsyh ekdsZfVax ;k çpkjkRed

,l,e,l dks ysunsu ls lacaf/kr ,l,e,l esa fefJr djrk gS rks bl le>kSrs ds [kaM 9 esa fufnZ"V jkf'k dk Hkqxrku djsxkA

¼16½ f}rh; i{k lger gqvk gS fd vkxj og çFke i{k ds miHkksDrk ds fy, Hkkjr ds ckgj ls ysunsu lacaf/kr lans'k eaxkrk gS] rks ;g

lqfuf'pr djsxk fd ysunsu ls lacaf/kr lans'k Hkstus okyh bdkbZ ykblsal çnkrk ;k VªkbZ }kjk tkjh fofu;eksa vkSj le;≤ ij tkjh vU;

fofu;eksa@funsZ'kksa@vkns'kksa dk ikyu djrh gSA ,slh bdkbZ }kjk fdlh çdkj ds mYya/ku ds ckjs esa irk pyus ij f}rh; i{k gj mYya?ku

ds fy, VªkbZ }kjk fu/kkZfjr ikap yk[k #i, ¼5]00]000@&#i,½ rd dk vkfFkZd grksRlkgu jkf'k pqdkus ds fy, ftEesnkj gksxkA izFke i{k

bl vkfFkZd grksRlkgu jkf’k dks VªkbZ }kjk fufnZ"V [kkrs esa tek djk;sxkA

¼17½ f}rh; i{k ysu&nsu ls lacaf/kr ,l,e,l Hkstus ds fy, gsMj dk mi;ksx djus lfgr] le;≤ ij Hkkjrh; nwjlapkj fofu;ked

çkf/kdj.k }kjk ysu&nsu ls lacaf/kr lans'k ds laca/k esa tkjh lHkh fofu;eksa] vkns'kksa vkSj funsZ'kksa dk vuqikyu djsxkA

miHkksDrk dk uke@ vf/k

miHkksDrk dk uke@ vf/k—r gLrk{kjdrkZ

r gLrk{kjdrkZ

¼miHkksDrk dk uke@vf/k—r gLrk{kjdrkZ½

irk

eqgj] ;fn dksbZ gksA

fnukad

,Dlsl çnkrk çfrfuf/k@çkf/k

,Dlsl çnkrk çfrfuf/k@çkf/k—r gLrk{kjdrkZ ds gLrk{kj

r gLrk{kjdrkZ ds gLrk{kj

¼,Dlsl çnk

¼,Dlsl çnkrk çfrfuf/k@çkf/k

rk çfrfuf/k@çkf/k

rk çfrfuf/k@çkf/k—r gLrk{kjdrkZ dk uke½

r gLrk{kjdrkZ dk uke½

irk

eqgj] ;fn dksbZ gksA

fnukad%ß

lq/khj xqIrk] lfpo

[ foKkiu III@4@vlk-@142@14]

¹Hkkx IIIµ[k.M 4º

Hkkjr dk jkti=k % vlk/kj.k

fVIIk.kh 1

fVIIk.kh 1% ewy fofu;eksa dh vf/klwpuk la[;k 305&17@2010&D;wvks,l ds rgr Hkkjr ds jkti=] vlk/kkj.k] Hkkx III ] [kaM 4 esa fnukad 01 fnlacj]

2010 dks izdkf’kr fd;k x;kA

fVIIk.kh 2

fVIIk.kh 2% ewy fofu;eksa dh vf/klwpuk la[;k 305&17@2010&D;wvks,l ds rgr la’kksf/kr fd;k x;k rFkk Hkkjr ds jkti=] vlk/kkj.k] Hkkx III]

[kaM 4 esa fnukad 14 fnlacj] 2010 dks izdkf’kr fd;k x;kA

fVIIk.kh 3

fVIIk.kh 3% ewy fofu;eksa dh vf/klwpuk la[;k 305&17@2010&D;wvks,l ds ek/;e ls iqu% la’kksf/kr fd;k x;k ¼nwljk la’kks/ku½ rFkk Hkkjr ds

jkti=] vlk/kkj.k] Hkkx III] [kaM 4 esa 28 fnlacj] 2010 dks izdkf’kr fd;k x;kA

fVIIk.kh 4

fVIIk.kh 4% ewy fofu;eksa dh vf/klwpuk la[;k 305&17@2010&D;wvks,l ds ek/;e ls iqu% la’kksf/kr fd;k x;k ¼rhljk la’kks/ku½ rFkk Hkkjr ds

jkti=] vlk/kkj.k] Hkkx III] [kaM 4 esa 31 tuojh] 2011 dks izdkf’kr fd;k x;k A

fVIIk.kh 5

fVIIk.kh 5% ewy fofu;eksa dh vf/klwpuk la[;k 305&17@2010&D;wvks,l ds ek/;e ls iqu% la’kksf/kr fd;k x;k ¼pkSFkk la’kks/ku½ rFkk Hkkjr ds jkti=]

vlk/kkj.k] Hkkx III] [kaM 4 esa 28 Qjojh] 2011 dks izdkf’kr fd;k x;kA

fVIIk.kh 6

fVIIk.kh 6% ewy fofu;eksa dh vf/klwpuk la[;k 305&17@2010&D;wvks,l ds ek/;e ls iqu% la’kksf/kr fd;k x;k ¼ikapoka la’kks/ku½ rFkk Hkkjr ds

jkti=] vlk/kkj.k] Hkkx III, [kaM 4 esa 18 ekpZ] 2011 dks izdkf’kr fd;k x;kA

fVIIk.kh 7

fVIIk.kh 7% ewy fofu;eksa dh vf/klwpuk la[;k 352&04@2011&lh, ¼D;wvks,l½ ikVZ ds ek/;e ls iqu% la’kksf/kr fd;k x;k ¼NBoka la’kks/ku½ rFkk Hkkjr

ds jkti=] vlk/kkj.k] Hkkx III] [kaM 4 esa 05 flrEcj] 2011 dks izdkf’kr fd;k x;k A

fVIIk.kh 8

fVIIk.kh 8% ewy fofu;eksa dh vf/klwpuk la[;k 352&04@2011&lh, ¼D;wvks,l½ ds ek/;e ls iqu% la’kksf/kr fd;k x;k ¼lkroka la’kks/ku½ rFkk Hkkjr ds

jkti=] vlk/kkj.k] Hkkx III] [kaM 4 esa 25 vDrwcj] 2011 dks izdkf’kr fd;k x;k A

fVIIk.kh

fVIIk.kh 9% ewy fofu;eksa dh vf/klwpuk la[;k 352&04@2011&lh, ¼D;wvks,l½ ds ek/;e ls iqu% la’kksf/kr fd;k x;k ¼vkBoka la’kks/ku½ rFkk Hkkjr ds

jkti=] vlk/kkj.k] Hkkx III] [kaM 4 esa 01 uoEcj] 2011 dks izdkf’kr fd;k x;k A

fVIIk.kh 10

fVIIk.kh 10% ewy fofu;eksa dh vf/klwpuk la[;k 305&24@2011&D;wvks,l¼,lih½ ds ek/;e ls iqu% la’kksf/kr fd;k x;k ¼ukSoka la’kks/ku½ rFkk Hkkjr ds

jkti=] vlk/kkj.k] Hkkx III] [kaM 4 esa 14 ebZ] 2012 dks izdkf’kr fd;k x;k A

fVIIk.kh 11

fVIIk.kh 11% ewy fofu;eksa dh vf/klwpuk la[;k 311&13@2012&D;wvks,l ds ek/;e ls iqu% la’kksf/kr fd;k x;k ¼nloka la’kks/ku½ rFkk Hkkjr ds

jkti=] vlk/kkj.k] Hkkx III] [kaM 4 esa 05 uoacj] 2012 dks izdkf’kr fd;k x;k A

fVIIk.kh 12

fVIIk.kh 12% ewy fofu;eksa dh vf/klwpuk la[;k 311&23@2011&D;wvks,l ds ek/;e ls iqu% la’kksf/kr fd;k x;k ¼X;kjgoka la’kks/ku½ rFkk Hkkjr ds

jkti=] vlk/kkj.k] Hkkx III] [kaM 4 esa 24 ebZ] 2013 dks izdkf’kr fd;k x;k A

fVIIk.kh 13

fVIIk.kh 13% ewy fofu;eksa dh vf/klwpuk la[;k 311&23@2013&D;wvks,l ds ek/;e ls iqu% la’kksf/kr fd;k x;k ¼ckjgoka la’kks/ku½ rFkk Hkkjr ds

jkti=] vlk/kkj.k] Hkkx III] [kaM 4 esa 24 ebZ] 2013 dks izdkf’kr fd;k x;k A

fVIIk.kh 14

fVIIk.kh 14% ewy fofu;eksa dh vf/klwpuk la[;k 311&27@2013&D;wvks,l ds ek/;e ls iqu% la’kksf/kr fd;k x;k ¼rsjgoka la’kks/ku½ rFkk Hkkjr ds

jkti=] vlk/kkj.k] Hkkx III] [kaM 4 esa 22 vxLr] 2013 dks izdkf’kr fd;k x;k A

fVIIk.kh 15

fVIIk.kh 15% ewy fofu;eksa dh vf/klwpuk la[;k 311&28@2013&D;wvks,l ds ek/;e ls iqu% la’kksf/kr fd;k x;k ¼pkSngoka la’kks/ku½ rFkk Hkkjr ds

jkti=] vlk/kkj.k] Hkkx III] [kaM 4 esa 03 fnlacj] 2013 dks izdkf’kr fd;k x;k A

fVIIk.kh 16

fVIIk.kh 16% ewy fofu;eksa dh vf/klwpuk la[;k 311&33@2014&D;wvks,l ds ek/;e ls iqu% la’kksf/kr fd;k x;k ¼ianzgoka la’kks/ku½ rFkk Hkkjr ds

jkti=] vlk/kkj.k] Hkkx III] [kaM 4 esa 07 vizSy] 2014 dks izdkf’kr fd;k x;k A

fVIIk.kh 17

fVIIk.kh 17% O;k[;kRed Kkiu esa nwjlapkj okf.kfT;d laizs"k.k miHkksDrk vf/keku ¼alksygoka la’kks/ku½ fofu;e] 2014 ¼2014 dk 13½ ds mn~ns’;ksa ,oa

dkj.kksa dh O;k[;k nh xbZ gSA

O;k[;kRed Kkiu

1- Hkkjrh; nwjlapkj fofu;ked çkf/kdj.k us vokaNuh; okf.kfT;d laçs"k.k ¼;wlhlh½ ij jksd yxkus gsrq ,d çHkkoh ra= dk izko/kku djus ds fy,

nwjlapkj okf.kfT;d laçs"k.k miHkksäk vf/keku fofu;e] 2010 ¼2010 dk 6½ ¼Vhlhlhlhih fofu;e½ fnukad 01 fnlacj] 2010 tkjh fd;kA

fofu;ked ra= dks lq–<+ djus ds fy, bu fofu;eksa dks le; le; ij la'kksf/kr fd;k x;k gSA

2- Vhlhlhlhih fofu;e] 2010 dk ,d izko/kku ;g gS fd lsok çnkrkvksa dks ysunsu lans'k Hkstus ds fy, mi;ksx fd, tk jgs nwjlapkj lalk/kuksa

ij budfeax d‚y ;k ,l,e,l lqfo/kk çnku djus dh vuqefr ugha gSA

3- fofHkUu fgr/kkjdksa ls dbZ vH;kosnu çkIr gksrs jgs gSa] ftuesa çkf/kdj.k ls vuqjks/k fd;k x;k gS fd ysunsu lans'kksa gsrq nksrjQk laçs"k.k lqfo/kk

dh vuqefr nh tk,A fgr/kkjdksa us nkok fd;k gS fd mUgksaus ,sls dbZ ,fIyds'ku fodflr fd, gS] ftuds fy, miHkksDrkvksa ds chp vFkok

THE GAZETTE OF INDIA : EXTRAORDINARY

[PART III—SEC. 4]

miHkksDrkvksa vkSj ,fIyds'ku ds chp ,l,e,l ds ek/;e ls nksrjQk ;k baVj,fDVo laçs"k.k dh vko';drk gSA fofHkUu vkbZ,yMh lsok çnkrkvksa

us Hkh çkf/kdj.k ls vuqjks/k fd;k gS fd varjjk"Vªh; fudk;ksa ls varjjk"Vªh; laO;ogkfjd lans'kksa dks çlkfjr djus dh vuqefr nh tk,A

4- fofu;eksa ds fo|eku izko/kkuksa ds vuqlkj] laO;ogkfjd lans'k Hkstus ds fy, gSMj dks “XY-ABCDEF” ¼lHkh ,YQk dSjsDVj½ ds :i esa

fufnZ"V fd;k x;k gSA fo|eku ç.kkfy;ksa dh lhekvksa ds dkj.k] ,YQk gSMj ds ek/;e ls nksrjQk laçs"k.k O;ogkfjd ugha gS vkSj ,sls nksrjQk

lans'k&çs"k.k ds leFkZu ds fy, bls U;wesfjd gSMj gksuk pkfg,A

5- çkf/kdj.k us lHkh ,fIyds'ku çnkrkvksa] ,Dlsl çnkrkvksa] vkbZ,yMh v‚ijsVjksa vkSj miHkksDrkvksa ds ,sls lHkh vuqjks/kksa ij fopkj fd;k vkSj fu.kZ;

fy;k fd fofHkUu miHkksDrk&vuqdwy ,fIyds'kuksa ds dkj.k nksrjQk baVj,fDVo ,l,e,l laO;ogkfjd laçs"k.k dh okdbZ esa vko';drk gSA vr%

i;kZIr j{kksik; ds lkFk ,sls nksrjQk baVj,fDVo ,l,e,l dh vuqefr nsus ds fy, fofu;eksa ds fo|eku izko/kkuksa ij iqufoZpkj fd, tkus dh

t:jr gSA

6- çkf/kdj.k dh ;g Hkh jk; gS fd ;fn ,Dlsl çnkrk ,sls ysunsu lans'kksa ds fy, gSMj ds :i esa 5 ls 'kq: gksus okys laf{kIr dksM vkoafVr djsa]

rks VsyhekdsZVj vkSj ,sls vkbZ,yMh v‚ijsVj] tks VsyhekdsZVj ds :i esa iath—r gSa] nksrjQk laçs"k.k djus esa l{ke gksaxsA rnuqlkj] fofu;eksa dks

la'kksf/kr fd;k x;k gSA

7- mi;qZDr j{kksik; lqfuf'pr djus ds fy,] ,sls nksrjQk laçs"k.kksa okys ysunsu lans'kksa gsrq naM lkekU; laO;ogkfjd lans'kksa gsrq fn, tkus okys naMksa

dh rqyuk esa nksxquk gSA lkFk gh] fofHkUu fudk;ksa }kjk çlkfjr fd, tkus okys varjjk"Vªh; fudk;ksa ds ysunsu lans'kksa ds ekeys esa] mYya?ku

fd, tkus ij bu fudk;ksa ds fy, vfrfjä naM gsrq izko/kku fd, x, gSaA

TELECOM REGULATORY AUTHORITY OF INDIA

NOTIFICATION

New Delhi, the 10th December, 2014

No.311-35/2014-QoS.—In exercise of powers conferred by Section 36, read with sub-clause (v) of clause (b)

and clause (c) of sub-section (1) of Section 11, of the Telecom Regulatory Authority of India Act, 1997 (24 of 1997), the

Telecom Regulatory Authority of India hereby makes the following regulations to further amend the Telecom

Commercial Communications Customer Preference Regulations, 2010 (6 of 2010), namely:-

THE TELECOM COMMERCIAL COMMUNICATIONS CUSTOMER

PREFERENCE (SIXTEENTH AMENDMENT) REGULATIONS, 2014

(13 OF 2014)

1. (1) These regulations may be called the Telecom Commercial Communications Customer Preference (Sixteenth

Amendment) Regulations, 2014.

(2) These regulations shall come into force from the date of their publication in the Official Gazette.

In regulation 2 of the Telecom Commercial Communications Customer Preference Regulations, 2010 (6 of 2010)

(hereinafter referred to as the principal regulations), …

(a) in clause (m), after the words “alpha numeric” and before the word “identifier”, the words “or numeric” shall be

inserted; and

(b) in clause (ab), after sub-clause (iii), the following sub-clauses shall be inserted, namely :-

“(iiiA) information sent by e-commerce agencies in response to ecommerce transactions made by their customers;

(iiiB) information sent by a company or a firm or depository participant, registered with Securities and Exchange

Board of India or Insurance Regulatory Development Authority or Association of Mutual Funds in India or

National Commodity & Derivative Exchange Ltd. or Multi Commodity Exchange of India Ltd. to its clients

pertaining to the account of the client;

(iiiC) information sent by a registered company to its employees or agents or customers pertaining to goods or

services provided by it;

(iiiD) information sent by a registered company or charitable trust or society or telecom service provider, pertaining

to its services or activities to the telecom subscriber in response to a verifiable request of such subscriber;

3. In regulation 17 of the principal regulations,---

(a) in sub-regulation (4), the following proviso shall be inserted, namely:-

“Provided that a telemarketer, who intends to receive reply from the recipient of the transactional message, in

response to the transactional message sent by him, shall enter into an agreement with the Access Provider under

Schedule VII to these regulations.”;

(b) in sub-regulation (10), the following proviso shall be inserted, namely:-

“Provided that the telecom resources provided to a telemarketer, who enters into an agreement with the Access

Provider as specified in Schedule VII, may have facility of receiving incoming SMS”.

¹Hkkx IIIµ[k.M 4º

Hkkjr dk jkti=k % vlk/kj.k

4. In regulation 19 of the regulations, in sub-regulation (8), in clause (a), after the words “Schedule V” and before the

words “to these regulations”, the words “or Schedule VII” shall be inserted.

In regulation 20 of the principal regulations, in sub-regulation (2) ---

(a) in clause (b),---

(i) after the word “Schedule V” and before the word “to these regulations”, the words “or Schedule VII” shall be

inserted;

(ii) in the proviso, after the word “Schedule V” and before the words “and every agreement”, the words “or

Schedule VII” shall be inserted;

(iii) in clause (e), after the words, bracket and letter “in clause (a) “, the words, bracket and letter “and clause (b)”

shall be inserted.

6. After Schedule-VI of the principal regulations, following Schedule-VII shall be inserted ---

SCHEDULE-VII

Agreement between Access Provider and Transactional message sending entity seeking telecom resources having

facility to carry reply message (SMS) from the recipient of the transactional message.

This

Agreement

executed

the

__________

day

………………,

20……

between………………………………………………(Name

Access

Provider)

having

its

office

…………………………(hereinafter referred to as the “Originating Access Provider” or the first party, which term shall

include its successors and assignees), through ………………………….(Name and designation) who is duly authorised

to sign and execute the present agreement on behalf of the first party

AND

M/s. ……………………….(Name of the Telemarketer) having its office at …………………………..(hereinafter

referred to as the Transactional Message sending entity or the second party, which expression shall include all its

executors, administrators, successors, assignees and legal representatives), through Shri/Ms/Smt. ----------------------

(Name and designation) who is duly authorized to sign and execute the present agreement on behalf of the second party.

Whereas the second party intending to obtain telecom resources for the purposes of sending Transactional message with

the facility to receive message (SMS) from the recipient of Transactional message, has approached

M/s…………………..(name of the Originating Access Provider);

And whereas the second party having represented to the first party that it intends to send Transactional message to the

person with whom it has certain transactions and receive message in response from such person and such Transactional

message does not fall within the definition of promotional message as defined under the Telecom Commercial

Communications Customer Preference Regulations, 2010 (6 of 2010) (hereinafter referred to as the regulations) and has

requested for allotment of telecom resources for the said purpose.

Now the present agreement witnesses as follows: -

(1) The second party hereby declare that it has registered with the Telecom Regulatory Authority of India (hereinafter

referred to as TRAI) vide application No……………and the registration number granted by TRAI to it is

_____________.

(2) The second party has agreed to obtain separate telecom resources from the Access Provider for the purposes of

sending transactional message with the facility to receive message in response.

(3) The second party has agreed to bring only through International long distance operator the transactional message

originated by an entity based outside the country.

(4) The second party shall be responsible in case of any misuse of telecom resources allotted to it for sending

Transactional message.

(5) The second party shall maintain complete confidentiality of the customer information.

(6) The second party has agreed not to send any unsolicited commercial communication and not to mix any promotional

communications with its Transactional message sent to a subscriber through telecom resource allotted to it for the

purposes of sending Transactional message.

(7) The second party shall use number allocated by the first party, from its short codes starting with ‘5’, which should be

used as header for sending Transactional message.

(8) The second party has agreed that while sending information, pertaining to its services and activities, to the

subscribers, it shall,

(a) sends information to the subscriber only after receipt of a verifiable request from him;

(b) inform the subscriber through SMS that the information requested for will be provided for a maximum period of

THE GAZETTE OF INDIA : EXTRAORDINARY

[PART III—SEC. 4]

six months, unless renewed and also the procedure for the subscriber to opt out at any time during the six months

period from receiving such information;

(d) intimate to the subscriber at least once in 180 days about the procedure to opt out from receiving such

information;

(e) provide details regarding procedure to opt out from receiving such information in every advertisement wherein

the details of its services and activities are published;

(f) maintain a record of the request made by the subscriber for receiving such information for at least three months

and provide such record as and when required by the Authority;

(g) not send any objectionable, obscene, unauthorized content, message or communication which is against public

interest or national security or which infringes any copyright, intellectual property right etc, and or law of the land;

(9) The second party has agreed to deposit with the Originating Access Provider an amount of rupees one lakh only

(Rs. 1,00,000/-) as refundable security deposit as specified in this agreement. The Originating Access Provider shall be

entitled to deduct from such security deposit, on issue of each notice for sending or allowing unsolicited commercial

communication by the second party, an amount as provided under this agreement.

(10) If the second party makes or permits any unsolicited commercial communication, through the telecom resources

allotted to it by the first party for sending Transactional message, to any subscriber whose telephone number appears in

the National Customer Preference Register, the second party agrees that-

(a) on the issue of first notice by the Access Provider to the second party for sending such unsolicited commercial

communication, a sum of rupees fifty thousand only (Rs. 50,000/-) shall be deducted from the security deposit of

the second party and deposited in the account as may be specified by TRAI, from time to time;

(b) on the issue of second notice by the Access Provider to the second party for sending such unsolicited

commercial communication, a sum of rupees one lakh fifty thousand only (Rs. 1,50,000/-) shall be deducted from

the security deposit of the second party and deposited in the account as may be specified by TRAI, from time to

time;

communication, a sum of rupees one lakh sixty thousand only (Rs. 1,60,000/-) shall be deducted from the security

deposit of the second party and deposited in the account as may be specified by TRAI, from time to time;

(d) on the issue of fourth notice by the Access Provider to the second party for sending such unsolicited commercial

communication, a sum of rupees two lakh forty thousand (Rs. 2,40,000/-) shall be deducted from the security

deposit of the second party and deposited in the account as may be specified by TRAI, from time to time;

(e) on the issue of fifth notice by the Access Provider to the second party for sending such unsolicited commercial

communication, a sum of rupees three lakh only (Rs. 3,00,000/-) shall be deducted from the security deposit of the

second party and deposited in the account as may be specified by TRAI, from time to time;

(f) On the issue of sixth notice by the Access Provider to the second party for sending such unsolicited commercial

communication, a sum of rupees five lakh only (Rs. 5,00,000/-) shall be deducted from the security deposit of the

second party and deposited in the account as may be specified by TRAI, from time to time.

(11) The second party has agreed that on issue of first notice by the Access Provider to the second party for sending or

permitting unsolicited commercial communication to the subscriber whose telephone number appears in the National

Customer Preference Register, the second party shall deposit additional security amount of rupees two lakh only (Rs.

2,00,000/-). The second party has also agreed that on issue of second notice by the Access Provider to the second party

for sending or permitting similar unsolicited commercial communication, the second party shall deposit additional

security amount of rupees three lakh only (Rs. 3,00,000/-) and on issue of third notice by the Access Provider to the

second party for sending similar unsolicited commercial communication, the second party shall deposit an additional

security of amount of rupees eight lakh only (Rs. 8,00,000/-).

(12) The second party has agreed that in case the second party fails to deposit the additional security deposit or the

amount sufficient to meet the deductions agreed to under clause (9) is not available in the security deposit of the second

party due to deductions made under clause (9) of this Agreement or for any other reason, the telecom resources allotted

to the second party for the purposes of sending Transactional message shall be disconnected and the name of second

party shall be intimated by the Access Provider to the agency maintaining the National Telemarketer Register for

entering the name of the second party in the black list and the name of second party shall not be removed from the black

list before the completion of the period of two years from the date of entering his name in such black list and the

registration of the second party shall be cancelled by TsRAI under the provisions of the regulations. In case second party

is an entity, which is authorized to bring the transactional message from outside India for the customers of first party,

then, the first party shall also terminate all the agreements for bringing the international Transactional message by second

party originated from outside India for its customers.

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(13) The second party has agreed that in case of issue of sixth notice by the Access Provider to the second party for

sending unsolicited commercial communication as provided under clause 11(f) of this Agreement, without prejudice to

the amount which shall be deducted from the security deposit of the second party under clause 11(f), the telecom

resources allotted to the second party shall be disconnected without any further notice or on receipt of instructions for

disconnection of telecom resources from National Telecom Register. The Access Provider shall intimate the name of the

second party to the agency maintaining the National Telemarketer Register for entering the name of the second party in

the black list and the name of the second party shall not be removed from the black list before the completion of the

period of two years from the date of entering his name in such black list and the registration of the second party shall be

cancelled by TRAI under the provisions of the regulations.

(14) The second party has agreed that the telecom resources allotted to the second party shall be disconnected without

any further notice on receipt of the instruction for disconnection of telecom resources from National Telemarketer

(15) The second party has agreed to pay the amount provided in clause 9 of this agreement in case the second party sends

unsolicited commercial communications or mixes telemarketing or promotional SMSs with the transactional SMS.

(16) The second party has agreed that in case it brings the transactional message from outside India for the customers of

the first party, it shall ensure that the transactional message sending entity shall comply with the provisions of the

regulations and other regulations/ directions/ orders issued by licensor or TRAI from time to time. In case any violations

is observed on part of such entity, the second party shall be liable to pay financial disincentive not exceeding rupees five

lakh per violation as may be decided by TRAI. First party shall deposit, such financial disincentive, into an account

specified by TRAI.

(17) The second party has also agreed to abide by all the regulations, orders and directions issued by the Telecom

Regulatory Authority of India regarding Transactional message, from time to time, including the header to be used for

sending transactional SMSs.

Signature of subscriber/ Authorised Signatory

(Name of subscriber/Authorised Signatory)

Address

Seal, if any.

Date:

Signature of Access Provider Representative/Authorized Signatory

(Name of Access Provider Representative /Authorized Signatory)

Address

Seal, if any.

Date:”

SUDHIR GUPTA, Secy.

[ADVT III/4/Exty./142/14]

Note1: The principal regulations were published in the Gazette of India, Extraordinary, Part III, Section 4 vide

notification No. 305-17/2010-QoS dated 1st December, 2010.

Note 2:The principal regulations were amended vide notification No. 305-17/2010-QoS and published in the Gazette of

India, Extraordinary, Part III, Section 4 dated 14th December, 2010.

Note 3: The principal regulations were further amended (second amendment) vide notification No. 305-17/2010-QoS

and published in the Gazette of India, Extraordinary, Part III, Section 4 dated 28th December, 2010.

Note 4: The principal regulations were further amended (third amendment) vide notification No. 305-17/2010-QoS and

published in the Gazette of India, Extraordinary, Part III, Section 4 dated 31st January, 2011.

Note 5: The principal regulations were further amended (fourth amendment) vide notification No. 305-17/2010-QoS and

published in the Gazette of India, Extraordinary, Part III, Section 4 dated 28th February, 2011.

Note 6: The principal regulations were further amended (fifth amendment) vide notification No. 305-17/2010-QoS and

published in the Gazette of India, Extraordinary, Part III, Section 4 dated 18th March, 2011.

Note 7: The principal regulations were further amended (Sixth amendment) vide notification No. 352-4/2011-CA (QoS)

Pt. and published in the Gazette of India, Extraordinary, Part III, Section 4 dated 05th September, 2011.

Note 8: The principal regulations were further amended (Seventh amendment) vide notification No. 352-4/2011-CA

(QoS) and published in the Gazette of India, Extraordinary, Part III, Section 4 dated 25th October, 2011.

THE GAZETTE OF INDIA : EXTRAORDINARY

[PART III—SEC. 4]

Note 9: The principal regulations were further amended (Eighth amendment) vide notification No. 352-4/2011-CA

(QoS) and published in the Gazette of India, Extraordinary, Part III, Section 4 dated 1st November, 2011.

Note 10: The principal regulations were further amended (Ninth amendment) vide notification No. 305-24/2011-

QoS(SP)and published in the Gazette of India, Extraordinary, Part III, Section 4 dated 14th May, 2012.

Note11: The principal regulations were further amended (Tenth amendment) vide notification No. 311-13/2012-QoS and

published in the Gazette of India, Extraordinary, Part III, Section 4 dated 5th November, 2012.

Note12: The principal regulations were further amended (Eleventh Amendment) vide notification No. 311-23/2013-QoS

and published in the Gazette of India, Extraordinary, Part III, Section 4 dated 24th May, 2013.

Note13: The principal regulations were further amended (Twelfth amendment) vide notification No. 311-23/2013-QoS

and published in the Gazette of India, Extraordinary, Part III, Section 4 dated 24th May, 2013.

Note14: The principal regulations were further amended (Thirteenth amendment) vide notification No. 311-27/2013-QoS

and published in the Gazette of India, Extraordinary, Part III, Section 4 dated 22nd August, 2013.

Note 15: The principal regulations were further amended (Fourteenth amendment) vide notification No. 311-28/2013-

QoS and published in the Gazette of India, Extraordinary, Part III, Section 4 dated 3rd December, 2013.

Note 16: The principal regulations were further amended (Fifteenth amendment) vide notification No. 311-33/2014-QoS

and published in the Gazette of India, Extraordinary, Part III, Section 4 dated 7th April, 2014.

Note 17: The Explanatory Memorandum explains the objects and reasons of Telecom Commercial Communications

Customer Preference (Sixteenth Amendment) Regulations, 2014 (XX of 2014).

EXPLANATORY MEMORANDUM

1. The Telecom Regulatory Authority of India issued the Telecom Commercial Communications Customer

Preference Regulation, 2010 (6 of 2010) (TCCCP Regulation) dated the 1st December, 2010 to provide an

effective mechanism for curbing Unsolicited Commercial Communications (UCC). These regulations have been

amended from time to time to tighten the regulatory framework.

2. One of the provisions of The TCCCP Regulations, 2010, is that service providers are not allowed to provide the

incoming call or SMS facility on the telecom resources being used for sending the transactional message.

3. There have been a number of representations from various stakeholders requesting Authority for allowing a two

way communication facility for transactional messages. The stakeholders have claimed that they have developed

many applications, which requires two –way or interactive communication through SMS between users or

between users and application. Various ILD service providers have also requested the Authority to allow

carrying international transactional messages from international entities.

4. As per the existing provisions of the regulations, header for sending the transactional message has been

specified in form of “XY-ABCDEF” (all alpha characters). Due to limitation of existing systems two way

communications through alpha headers is not feasible and it has to be numeric header to support such two-way

messaging.

5. The Authority has considered all such requests of all application providers, access providers, ILD operators and

users and decided that there is a definite requirement for a two-way interactive SMS transactional

communication because of various user friendly applications. Hence, there is a need to review the existing

provisions of the regulations to allow such two way interactive SMS with sufficient safeguards.

6. The Authority is also of the view that telemarketers and ILD operators registered as telemarketers will be able to

make two way communications if access providers allocate short codes starting with 5 as an header for such

transactional messages. Accordingly, the regulations have been amended.

7. To ensure suitable safeguards, the penalties for such transactional messages with two way communications are

double than that for normal transactional messages. Also in case of transactional messages by international

entities carried by various entities, provisions have been made for additional penalties on these entities for

violations.

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