411 GI/2023

(1)

रजिस्ट्री सं. डी.एल.- 33004/99

REGD. No. D. L.-33004/99

xxxGIDHxxx

xxxGIDExxx

असाधारण

EXTRAORDINARY

भाग I—खण् ड 1

PART I—Section 1

प्राजधकार से प्रकाजित

PUBLISHED BY AUTHORITY

ubZ fnYyh] 17 tuojh] 2023

.—fons'k O;kikj uhfr] 2015&2020 ds iSjk 1-03 ds rgr iznÙk

'kfDRk;ksa dk iz;ksx djrs gq,] egkfuns'kd] fons'k O;kikj ,rn~}kjk fons'k O;kikj uhfr ¼,QVhih½ 2015&20 dh izfØ;k iqLrd

¼,pchih½ ds iSjkxzkQ 2-79d ¼HkaMkj.k ,oa fcØh½ esa rRdky izHkko ls fuEufyf[kr la'kks/ku djrs gSaA

2- fons'k O;kikj uhfr ¼,QVhih½ 2015&20 dh izfØ;k iqLrd ¼,pchih½ ds iSjkxzkQ 2-79d dks izfrLFkkfir dj fuEukuqlkj

i<+k tk,xk%&

LdksesV enksa ¼Js.kh 0] Js.kh 3d 4001] Js.kh 6 vkSj fdlh Js.kh ds rgr izks|ksfxdh ds varj.k dks NksM+dj½ dks

Hkkjrh; fu;kZr ls fons'k fLFkr fdlh bdkbZ ¼ftls blds Ik'pkr~ ^^LVkWfdLV^ dgk tk,xk½ dks cYd fu;kZr djus vkSj

rRi'pkr~ vafre okLrfod iz;ksDrk dks bls gLrkarfjr djus ds fy, izkf/kdkj i= eatwj djus ds fy, vkosnu ij

fuEufyf[kr “krksZa ds rgr vkbZ,eMCY;wth }kjk fopkj fd;k tk,xk%

सं. 21]

नई दिल्ली, मंगलवार, िनवरी 17, 2023/पौष 27, 1944

No. 21]

NEW DELHI, TUESDAY, JANUARY 17, 2023/PAUSHA 27, 1944

सी.जी.-डी.एल.-अ.-17012023-242028

CG-DL-E-17012023-242028

2

THE GAZETTE OF INDIA : EXTRAORDINARY

[PART I—SEC.1]

d- ^^LVkWfdLV^ fons'k esa ,slh bdkbZ dks lanfHkZr djrk gS ftlds fy, LdksesV en ewy #i ls Hkkjr dh iz/[email protected]

LokfeRo okyh lgk;d dEiuh }kjk fu;kZr fd, tkrs gSaA LVkWfdLV bdkbZ dks Hkkjrh; fu;kZrd dh fons'k esa fLFkr

,d lgk;d@iz/kku dEiuh gksuk pkfg,(

[k- fu;kZr dh vuqefr Hkkjrh; ewy daiuh ¼vkosnd fu;kZrd½ ls mldh fons'kh lgk;d daiuh dks ;k fons'kh daiuh

¼vkosnd fu;kZrd½ dh Hkkjrh; lgk;d daiuh ls mldh fons'kh ewy daiuh@fons'kh ewy daiuh dh vU; lgk;d

daiuh dks vkSj LVkWfdLV ls] HkaMkj.k ,oa fcØh mís'; ds fy, fufnZ"V vafre mi;ksxdrkZ çek.ki= ¼bZ;wlh½ ds ek/;e

ls vafre mi;ksx ?kks"k.kk ds vk/kkj ij nh tk,xh

d- vkSj [k- mijksä dqN ekeyksa esa] en ds fooj.k@vafre mi;ksx@vafre mi;ksxdrkZ ij fopkj djrs gq,

vkbZ,eMC;wth çko/kkuksa esa NwV ns ldrk gSA

x- fu;kZrd LVkWfdLV ls fuEufyf[kr nLrkostksa ds lkFk fu/kkZfjr izi= ¼,,u,Q&2.k½ esa vkosnu izLrqr djsxk(

i.

Hkkjrh; fu;kZrd vkSj LVkWfdLV ds chp dkWjiksjsV laca/k ds laca/k esa nLrkosth izek.k(

ii.

ifjf'k’V 2/k ¼iii½ esa fons'k fLFkr LVkWfdLV bdkbZ ls okLrfod&iz;ksx@okLrfod iz;ksDrk izek.ki=(

iii.

ns'kksa ¼bZ;wlh esa½ dh lwph ftlds fy, Hkkjr ls vk;kfrr enksa dks LVkWfdLV }kjk fu;kZr fd;k tk,xk(

iv.

[kjhn vkns'k ¼vkns'kksa½@chtd ¼chtdksa½ vFkok blds ,ot esa nLrkost(

v.

mRikn ¼mRiknksa½ dk rduhdh fofunsZ'ku(

vi.

vkUrfjd vuqikyu dk;ZØe dh izfrfyfi ¼;fn vkosnd fu;kZrd@LVkWfdLV bdkbZ ds ikl gks½

?k- LVkWfdLV dks fu;kZr djus gsrq izkf/kdkj i= iznku djus rFkk vkbZ,eMCY;wth }kjk vuqeksfnr vafre okLrfod mi;ksx

gsrq fofufnZ’V ns'kksa dks iqu% fu;kZr gsrq lS)kafrd vuqeksnu iznku djus ds fy, vkosnu dk vkadyu fd;k tk,xk(

M- LVkWfdLV ds ns'k ds vanj LVkWfdLV ls vafre okLrfod Ikz;ksDrk ¼iz;ksDrkvksa½ dks gLrkarj.k djus rFkk ,sls vuqeksfnr

ns'kksa okLrfod iz;ksDrkvksa dks iqu% fu;kZr djus ds fy, dksbZ izkf/kdkj&i= visf{kr ugha gksxk(

p- ,sls vuqeksfnr ns'kksa dks fd;k tkus okyk iqu% fu;kZr LVkWfdLV ds ns'k ds fu;kZr fu;a=.k fofu;eksa ds v/khu gksxk(

N- ns'k ,d Lora= lkoZHkkSe bdkbZ dks fu#fir djsxk tks jktuhfrd Hkwxksy esa ,d fof'k’V jk’Vªh; bdkbZ gSA vr% vkfFkZd

la?k ;k lhek “kqYd la?k ds Hkhrj gLrkarj.k ^mlh ns'k dks gLrkarj.k] ds #i esa ik= ugha gksxk(

t- ,d gh ns'k ds Hkhrj LVkWfdLV }kjk dh tkus okyh fcØ[email protected] rFkk mu ns'kksa tgka lS)kafrd vuqeksnu fn;k

x;k gS] esa okLrfod iz;ksDrkvksa dks iqu% fu;kZr@iqu% LFkkukUrj.k ds ekeys esa Hkkjrh; fu;kZrd@ykblsal/kkjh dh

Mhth,QVh ¼eq[;ky;½ ds LdksesV izHkkx dks izR;sd ,sls LFkkukarj.k ds 3 ekg ds Hkhrj vafre xarO; n'skksa ¼LVkWfdLV

ds ns'k ds ckgj ds fu;kZr ds fy,½ esa izfof’V fcy ds lkFk lHkh vafre okLrfod iz;ksDrkvksa ls okLrfod iz;ksDrk

izek.ki= ¼bZ;wlh½ [ifjf'k’V 2/k ¼i½@2/k ¼ii½] tSlk ykxw gks] lfgr ,sls fd, x, lHkh gLrkarj.kksa dk C;kSjk ,,u,Q

2.k ¼d½ esa izLrqr djuk gksxk(

>- LVkWfdLV ds ns'k ds ckgj LVkWfdLV bdkbZ ls okLrfod iz;ksDrkvksa dks enksa ds iqu% fu;kZr@iqu% LFkkukarj.k ftlds fy,

izkjafHkd pj.k esa dksbZ lS)kafrd vuqeksnu ugha fn;k x;k gS] ds ekeys esa Hkkjrh; fu;kZrd ¼Hk.Mkj.k vkSj fcØh izkf/kdkj

i= /kkjd½ LVkWfdLV bdkbZ ls fuEufyf[kr nLrkost izkIr djus ds Ik'pkr~ bZ&esy ¼[email protected]½ ds ek/;e ls

,,u,Q 2.k ¼d½ esa Mhth,QVh ¼eq[;ky;½ esa LdksEksV izHkkx dks iqu% fu;kZr@iqu% LFkkukarj.k gsrq vkosnu izLrqr djsxk(

i.

ifjf'k’V 2/k ¼i½@2/k ¼ii½] tSlk ykxw gks ds vuqlkj vkiwfrZ J`a[kyk esa izR;sd fyad ls okLrfod

iz;ksDrk@okLrfod mi;ksx izek.ki=

ii.

Ø; vkns'k ¼vkns'kksa@chtd ¼chtdksa½ vFkok buds LFkku ij dksbZ nLrkost

iii.

LFkkukarj.k gksus okys mRikn dk rduhdh fofunZs'ku ¼dsoy rHkh tc LVkWfdLV }kjk mRikn esa dksbZ ewY;

o/kZUk fd;k x;k gS½

[भाग I—खण् ड 1]

भारत का रािपत्र : असाधारण

3

¥- vkbZ,eMCY;wth okLrfod iz;ksDrk@okLrfod mi;ksx lR;kiu ds vk/kkj ij ,sls iqu% fu;kZr@iqu% LFkkukarj.k vuqer

djus gsrq fu;kZr izkf/kdkj i= ij fopkj djsxk(

V- leku LV‚fdLV bdkbZ dks leku LdksesV enksa ds fu;kZr ds fy, vkosnu] vkSj LV‚fdLV bdkbZ ls vafre ç;ksäkvksa dks

leku LdksesV enksa dk iqu% fu;kZr@iqu% LFkkukarj.k ¼LV‚fdLV bdkbZ ds ns'k ds Hkhrj vkSj dsoy vafre vafre mi;ksx

okys ns'kksa esa tgka &lS)kafrd vuqeksnu çnku fd;k x;k gS½] ;kuh iqu% fd, tkus okys v‚MZj] vkbZ,eMC;wth ds lnL;ksa

ds lkFk fdlh Hkh ijke'kZ ds fcuk vkbZ,eMC;wthds v/;{k }kjk fopkj fd;k tk,xkA

B- Hkkjrh; fu;kZrd ¼Hk.Mkj.k ,oa fcØh izkf/kdkj&i= /kkjd½ Hkkjr ls LVkWfdLV dks fd, x, fu;kZr] vafre okLrfod

iz;ksDrk dks LVkWfdLV }kjk fd, x, gLrkarj.k rFkk izR;sd dSyasMj o’kZ ds 31 fnlacj rd LVkWfdLV bdkbZ dh

eky&lwph dk fooj.k vxys o’kZ dh 31 tuojh rd izLrqr djsxkA ,slk u djus ij Hk.Mkj.k ,oa fcØh uhfr ds

varxZr tqekZuk yxk;k tk ldrk gS@izkf/kdkj&i= dks jí fd;k tk ldrk gS(

M- Hk.Mkj.k ,oa fcØh izkf/kdkj&i= ds varxZr LVkWfdLV bdkbZ dks fu;kZr dh xbZ enksa dks izkf/kdkj&i= dh oS/krk vof/k

ds vanj vafre okLrfod iz;ksDrk ¼iz;ksDrkvksa½ dks gLrkarfjr fd;k tkuk pkfg, tSlk fd izfØ;k iqLrd ds iSjk 2-16

esa mYYks[k fd;k x;k gS(

<- izfØ;k iqLrd ds iSjk 2-80 esa mfYYkf[kr izfØ;k ds vuqlkj izkf/kdkj&i= dk iquoSZ/khdj.k fd;k tk ldrk gS(

fons'k O;kikj uhfr ¼,QVhih½ 2015&20 dh çfØ;k iqfLrdk ¼,pchih½ ds vuqPNsn 279d ds rgr ekStwnk ^^LV‚d vkSj

fcØh^^ uhfr dks fons'kh daiuh ¼vkosnd fu;kZrd½ dh Hkkjrh; lgk;d daiuh ls mldh fons'kh ewy daiuh@fons'kh ewy

daiuh dh vU; lgk;d daiuh dks fu;kZr ds fy, uhfr dh ç;ksT;rk dks la'kksf/kr djus vkSj HkaMkj.k ,oa fcØh uhfr ds

rgr iqu% vkns'k izkf/kdkj i= dh vuqefr iznku djus gsrq la'kksf/kr fd;k x;k gSA

larks"k dqekj lkjaxh] Ekgkfuns'kd]fons'k O;kikj

,oa insu vij lfpo

MINISTRY OF COMMERCE AND INDUSTRY

(Department of Commerce)

(DIRECTORATE GENERAL OF FOREIGN TRADE)

PUBLIC NOTICE

New Delhi, the 17th January, 2023

No. 51/2015-2020

Subject:-Amendments in Para 2.79A of Handbook of Procedures for issue of export authorization for "Stock

and Sale" of SCOMET items.

F. No. 01/91/171/37/AM10/EC(S).—In exercise of the powers conferred under Paragraph 1.03 of the

Foreign Trade Policy, 2015-20, the Director General of Foreign Trade, hereby makes amendments to Paragraph 2.79A

(Stock and Sale) of the Handbook of Procedures (HBP) of the Foreign Trade Policy (FTP) 2015-20, with immediate

effect.

2. The paragraph 2.79A of the Handbook of Procedures (HBP) of the Foreign Trade Policy (FTP) 2015-20 is

substituted to read as under:

“2.79A Issue of export authorization for "Stock and Sale" of SCOMET items

Application for grant of authorization for bulk export of SCOMET items (excluding Category 0, Category

3A4001, Category 6 and transfer of technology under any category) from an Indian exporter to an entity abroad

(hereinafter referred to as ‘stockist’) for subsequent transfer to the ultimate end users shall be considered by IMWG,

on the following conditions:

4

THE GAZETTE OF INDIA : EXTRAORDINARY

[PART I—SEC.1]

Applicability and scope of policy

a.

‘Stockist’ refers to the entity abroad to whom the SCOMET items are originally exported by Indian

principal/wholly owned subsidiary. The Stockist entity should be a subsidiary/principal company abroad of the

Indian exporter;

b. Export shall be permitted from the Indian parent company (applicant exporter) to its foreign subsidiary company

or from the Indian subsidiary of foreign company (applicant exporter) to its foreign parent/another subsidiary of

foreign parent company and; on the basis of an End Use declaration from the stockist, through the specified End

User Certificate (EUC)for 'stock & sale' purpose;

Note: IMWG may relax the provisions of a. and b. above in certain cases, considering the description/end use/end user

of the item.

Application for export to stockist abroad and transfer to end users in specific countries

c.

The exporter shall submit application in prescribed proforma (ANF-2O) along with following documents from the

stockist:

i.

Documentary proof regarding corporate relationship between the Indian exporter and stockist;

ii.

End-use/End-user Certificate from stockist entity abroad in Appendix-2S (iii);

iii.

List of countries (in the EUC) to which the items imported from India would be exported by the stockist;

iv.

Purchase Order(s)/Invoice(s) or a document in lieu thereof;

v.

Technical specifications of the product(s);

vi.

Copy of Internal Compliance Program (if applicant exporter/ stockist entity has one)

In-principle approval for export to the stockist, and, for sale by stockist within the country of the stockist, and,

for re-export by stockist to end user in other countries

d. The application would be assessed for grant of authorization for export to the stockist, and, for grant of in-

principle approval for re-export to specified countries of ultimate end use approved by the IMWG;

e.

No authorization would be required for transfer from the stockist to the ultimate end user(s) within the country of

the stockist and for re-export to end users in such approved countries;

f.

Re-export to such approved countries would be subject to the export control regulations of the country of the

stockist;

g. Country would denote an independent sovereign entity which is a distinct national entity in political geography.

Hence, transfers within an economic union or a customs union would not qualify as “same country transfers”;

Post-reporting for same country transfer and re-export to pre-approved countries by the stockist

h. In case of sale/transfer by the stockist within the same country and for re-export/re-transfer to the end users in

countries, for which, in-principle approval has been granted, the Indian exporter/licensee shall submit details of

all such transfers to SCOMET Division of DGFT (Hqrs) in ANF-2 O(a), including EUCs[Appendix-2S (i) /2S(ii),

as applicable] from all ultimate end users and Bill of Entry into the ultimate destination countries(for export

outside the country of stockist), within 3 months of every such transfer;

Application for re-export to other countries (other than pre-approved)

i.

In respect of re-export/re-transfer of items from the stockist entity to the end users outside the country of the

stockist, for which, in-principle approval has not been granted at the initial stage, the Indian exporter (stock and

sale authorization holder) shall submit application for re-export/re-transfer to SCOMET Division in DGFT

(Hqrs), in ANF 2O(a), through email ([email protected]), after obtaining following documents from the stockist

entity:

(i) End-use/End-user Certificate from each link in the supply chain as per Appendix-2S (i) /2S(ii), as applicable;

(ii) Purchase Order(s)/Invoice(s) or a document in lieu thereof ;

(iii) Technical specifications of the product to be transferred (only if there is any value addition in the product by

the stockist)

j.

IMWG shall consider export authorizations for allowing such re-export/re-transfer based on end use/end user

verification;

[भाग I—खण् ड 1]

भारत का रािपत्र : असाधारण

5

Repeat Order cases

k. Applications for export of same SCOMET items to same stockist entity, and re-export/re-transfer of same

SCOMET items from the stockist entity to the end-users (within the country of stockist entity and only the

countries of ultimate end use where in-principle approval has been granted), i.e. repeat orders, shall be considered

by Chairman IMWG, without any consultation with IMWG members;

Annual reporting on inventory of the stockist and transfers/re-exports

l.

The Indian exporter (Stock & Sale Authorization holder) shall submit a statement of exports made from India to

the stockist, transfers made by the stockist to the final end-users and inventory with the stockist, as on 31^st

December of each calendar year, by 31^st January of the following year. A failure to do so may entail imposition of

penalty and /or cancellation of authorization under the stock and sale policy;

m. The items exported to the stockist entity under the stock and sale authorization should be transferred to the final

end-user(s) within the validity period of the authorization as in paragraph 2.16 of HBP;

n. The authorization may be revalidated as per the procedure mentioned in paragraph 2.80 of HBP;

3. Effect of this Public Notice:

The existing "Stock and Sale" policy under Paragraph 2.79A of the Handbook of Procedures (HBP) of the Foreign

Trade Policy (FTP) 2015-20 has been amended to revise the applicability of the policy for export from the Indian

subsidiary of foreign company (applicant exporter) to its foreign parent/another subsidiary of foreign parent company

and allow repeat order authorization under the Stock and Sale policy.

SANTOSH KUMAR SARANGI, Director General of Foreign Trade

& Ex-Officio Addl. Secy.

Uploaded by Dte. of Printing at Government of India Press, Ring Road, Mayapuri, New Delhi-110064

and Published by the Controller of Publications, Delhi-110054. ALOK KUMAR

Digitally signed by ALOK KUMAR

Date: 2023.01.17 21:56:11 +05'30'