REGISTERED No. DL—33001/2001'
The Gazette of India
PUBLISHED BY AUTHORlTY
No. 14]
NEW DELHI, SATURDAY, APRIL 7, 2001 (CHAITRA 17,1923)
(Separate paging is given to this Part in order that it may be filed as a separate compilation)
[PART IV]
[Advertisements
and Notices issued by Private Individuals and Private Bodies.)
•
NOTICE
NO LEGAL RESPONSIBILITY IS ACCTPTED FOR
THE PUBLICATION OF ADVERTISEMENTS/ PUBLIC
' NOTICES IN THIS PART OF THE GAZETTE OF INDIA.
PERSONS NOTIFYING
THE ADVERTISEMENTS/
PUBLIC .NOTICES WILL REMAIN SOLELY RESPON-
SIBILITY
FOR THE LEGAL CONSEQUENCES AND ALSO
FOR ANY OTHER MISREPRESENTATION
BY ORDER
Controller of Publication
CHANGE OF NAMES
I. hitherto known as
RAM KUMAR S/o Shri
LADU
RAM. employed
as Addl.
Dy. Commissioner of
Police,
North- West Distt,, Delhi
in the Delhi
Police, residing at
H. No. 23/140v Lodhi Colony. New Delhi-110003, perma-
nently at C/o Sh. Ladu Ram, Mange Lal Verma, Behind
Govt. Hospital (Ward No. 17) P. O. Mukund Garh, Distt.
Jhunihunu, Rajasthan. have changed my name and.
shall
hereafter be known as RAM KUMAR VERMA.
It is certified that I have complied with other legal re-
quiremtnts in this connection.
RAM KUMAR
[Signature (in existing old name)]
I hitherto known as ILTATHMISK
K. S/o Late
Shri
P. V. KUNJIPPA RAWATHER, employed, as Constable in
the Delhi Police Department, residing at Qr. No. 245, Type-
I, Police Colony, Shalimar Bagh, Delhi-110088 permanently
at P.V.K. Manzir, Kallekkad. P.O-. Palakkad Distt. Kerala
State, Pin-678015, have changed my name and shall hereafter
be known as KABEER K.
It is certified that I have complied with other legal re-
quirements in this connection.
ILTATHMISH K.
[Signature (in existing old name )]
I, hitherto known as
PIKU
BARUA
S/o
KHITISH
BARUA, residing at 97-A/28, DVB Colony, Vidyut Vihar,
Ring Road, New Delhi-14, have changed my name and
shall hereafter be known as NILOY BARUA.
It is certified that I have complied with other legal requi-
rements in this connection.
PIKU BARUA
[Signature (in existing old name)]
I, hitherto known as RAJ RANI W / O S. AMAR JEET
SINGH, employed
as House Wife,
residing
at B-1619,
Shastri Nagar, Delhi-110052, have changed my name and
shall hereafter be known as RAJINDER KAUR.
It is certified that have complied
with other legal re-
quirements in "this connection.
RAJ RANI
[Signature (in existing old name)]
1—10 GI/2001
(53)
54
Ltit, (JAZHllli UF 1JND1A, Ai*K.lL, /, ZUUI (.CHAIl'KA 17, 1923)
(FART—IV
I, hitherto known as USHA NAGARAJ W/o K. NAGA-
RAJ, employed as Senior TO A (G) in the BSNL, Banga-
lore Telecom District, residing at No. 22, 9th Cross, I
Stage, R. K. Layout, Padmanabhanagar, Bangalore-560070,
have
changed my name and shall hereafter be known as
H. S. USHAL
,\ t * t . I
It is certified that I have
complied
with
other
legal
requirements in this connection.
USHA NAGARAJ
[Signature (in existing old nam;)j
I, hitherto known as AMAGU S/o BABU MUNJE, re-
siding at (Present Address) R/o Mole, Tq-Ath»ni Dist.
Belgaum, Karnataka State, have changed my name
and
shall hereafter be known as AJEET KUMAR.
It is certified that
I have complied
with other legal re-
quirements in this connection.
AMAGU
[Signature (in existing old name)]
I, hitherto known as RAJINDER KUMAR RAO S/o
Late Shri RAM BILAS, employed as Senior Accountant in
the Office of the Accountant General (A&E)
Haryana,
Sector-33, Chandigarh, residing at House No. 3149, Sector
27-D,
Chandigarh, have changed my name and shall here-
after be known as RAJINDER KUMAR PASSI.
It is certified that I have complied with other legal re-
quirements in this connection.
RAJINDER KUMAR RAO
[Signature (in existing old name)]
I, hitherto known
as PANDHARINATH KRISHNAJ1
KAMBLE S/o KRISHNAJI AMBAJI KAMBLE, now retired
from Public service, residing
at Belgaum,
in
Karnataka
State, have changed my Surname and shall hereafter
be
known as "PANDHARINATH KRISHNAJI ARYA".
It is certified that I have complied with other legal require-
ments in this connection.
PANDHARINATH KRISHNAJI KAMBLE
[Signature (in existing old name)]
I, hitherto known as ASHOK KUMAR S/o
GOVfND-
RAO KULKARNI, employed as Clerk in Syndicate Bank,
Biiaour, residing at Biiapur, have changed my name
and
shall
hereafter
be known
as
"ASHOK-KUMAR
S/o
GOVINDRAO PATIL".
,Tt is ce^ified that T have complied with other lea*l reqv're-
ments in this connection.
ASHOK KUMAR
[Signature (in existing old name)!
I. hitherto known as GANGADHARA NANJAPPA S/o
NANJAPPA, employed as Technician Gr.-I/Fonnd"/ Shop/
Ticket No. 3094 in the Central Workshops/Southern Rail-
wav, Mysore South, residing at Quarter No. 91,
Railway
Colony,
Ashokapuram.
Mysore South,
Mvsore-57Q 008
haye
changed my name and shall hereafter be known as
GANGADHARA.
It is certified that I have complied with other 1«"">1 rpnrh*.
ments in this connection.
GANGADHARA NANTAPPA
[Signature fin existing old ram?)]
I. hitherto known a? MAMT w*,»,,r cr-j^p-nr <\ c/-, ciin-
PAL AX RAM, emplov,-1 i- p i ' ! s,r;ti-, In <f, / ci,™
N r ]
6. Chaman Market, Vand-^
rcM''i"<* «t n P v i - i
tri/*
No.
7,6fi.
DihWH r..,,:,'. *,_ p,.,h,- • ip 0-,> % iT,;' ,"v->n..e'i
my name and shall hereafter be l-r^-.vn •>, ivf.MT P.MJ*
Tt is certified thnt I Imv c.-rnriie-l n;*V> ~fh»r Vtml
requirements in this connection
' "
MAN!
RAM
,«=HAT?^TA
[SiynJifure fin existing o'd nameli
I, hi.'hcrto known as HAREKISTA S/o Late ASHUTOSH
employed ns Fitisr Gr. I, T. No.
38095
in
the
S.
E.
Railway Wori^hop i, Kharagpur under Dy. CME
(W/W),
Kharagp>ir, residing at Vill. Haripur, P. O. Benapur, P. S.
Kharugpur
(Local),
Dist.
Midnapore
(West
Bengal),
have
changed my name and shall hereafter be known as
HAREKLSTA DEY S/o Late ASHUTOSH DEY.
It is ceri:,S ^ that I haye complied with
other
legal
requirements in this connection.
HAREKISTA
[Signature (in existing old name)]
I, hitherto krown
as KALLAPPA
S/o
BHIMAPPA
KORAV, employed as Postal Assistant in the Postal De-
partment, residing at Ghataprabha, Taluka : Gokak, District;
Belqauni-591 306, have changed my name and shall hereafter
be "known a-s KALLAP^A BHIMAPPA BHENDWAD.
It is certified that I have complied with other legal re-
quirements in this connection.
KALLAPPA
[Signature (in existing old namfi)l
T, hitherto known as JAWAHAR LAL S/o Late KANAI
LAL, employed as Farash in the office of the Dy. Director
General (ER), All India Radio,
Calcutta, residing at 2/1,
B. K. Road, Kidderppre. Calcutta-700023, have changed my
name and shall hereafter be known as JAWAHARLAL TAM-
BOLI.
7* i«i certified that I have complied with other legal
re-
quirements in this connection.
JAWAHAR LAL
[Signature (in existing old name)]
T, hithj-rto known as ASHOK KUMAR S/o Sh. S. L.
GUPTA employed as Dy. General Manager, in the OPTO
Electronics Factory, Govt, of India, Ministry of
Defence,
Raipur, Dehradun, residing at the E-123/1, Type
"V"
Ordnance Factory Estate, Raipur, Dehradun-248008,
have
<-hnnee<3 my name and shrOl hereafter be know as ASHOK
KUM*.R C-TJPTA.
ji i"s c-jrtined that I have complied with other legal
rec'":ivrr:Ji"s iTi th's connection.
ASHOK KUM'AR
["Signature (in existing old name)]
I, Jvther'o known
as
RAMESH
CHAND,
S/o
S'RI
SONANr ANGFOO THAKIJR, employed as Secretary to
Geiev:A Mnn--""'-, ?<->uth Fastern Railway, Garden
Reach,
iColWa-709043, '-"sidiirr at Block No. 18/2, Flat No. 9,
S. F. Eaihvav
Q$c™\
Gnrden
Reach,
Kollcata-700043,
b - » chi"".-.l n« n,™n and shall hereafter be known
as
T'A?.incT! Cf-\AVT> Tr'A.KTl"R.
T* T, c'r',;;Vii thrt I h;v-p, complied with other legal
rcmrremenfs in ~ this connection.
RAMESH CHANP
rS'praturc (in existing old name)]
T,
h.-.l^r-o
Hown
as
MUKESH
KUMAR,
S/o
ii*i-ir.^","" n PRASAD S'MHA,
emploved
as
Deputy
r>"r--*.-,. "s, dv: C--P.1 pi Wat'-r
Commission,
Ministry
of
«':•*',•
T\-j;-;•.--'• O'-vi of Tr.d'-1 pvd presently on demuation
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MUKESH KUMAB
[S'cnature (in existing old name)]
F,ARt—IV]
THE GAZETTE OF INDIA, APRIL 7, 2001 (CHAITRA 17, 1923)
55
I, hitherto known as SHIV LAL S/o Late SK. SUNPATI,
RAM,, employed as Executive Engineer (SO) in the Delhi
Vidyut Board, residing at the rial No. 2, Block A,
Urja
Vihar, D. V. B. Colony, Mandawali, Delhi, ha-,j
changed
my name and
shall hereafter be known
as SHIV LAL
VARUN.
It is certified that I
have complied with other legal
requirements in this connection.
SHIV LAL
[Signature (in existing old name)]
^ I, hitherto known as PUSH? JiARAN JAIN S/o SH.
SARDARI LAL JAIN, self employed at Archie* Embroiders
2355/175, Ganesh Pura-B Firsi Floor, Tri
Nagar,
Delhi-
110035,'residing at 1948 A/15], Ganesh Pura, Tri Nagar,
Delhi-110035, have changed my name and shall hereafter
be known as PUSHP SAGAR JAIN.
It is certified that I
have complied with other legal,
requirements in this connection.
PUSHP KARAN JAIN
[Signature (hi existing old name)]
I, hiherto known as KRISHNA RATANASING LAMANI
S/o RATANASING TUKARAM LAMANI, employed
as
Head Constable/Sib/Hubli in the R. P. F. Department S. C.
Rjy. Hubii, residing at the Rly.
Qtrs. No.
260/F
Near
Railway Workshop Gadag Road Hubii, Dist. Dharwad, have
changed my name shall hereafter be known as KRISHNA,
RATANASING CHAVAN.
It is certified that I
have complied with other legal
requirements in this connection.
KRISHNA RATANASING LAMANI
[Signature (in existing old name)]
1. hitherto known as GUDE, VENKATA RAO S/o Laie
NARAYAN SWAMY, employed as Tech. H T. No. 8142 in
Lite Shop No. 8, Kharagpur Workshop, residing al Rly. Qi.
No. NP-43, Unit No. B, P.O. Nimpura Khanigpur,
Dis>..
Midnapore, have changed my name and shall hereafter bj
known as YJiRIKIllEDDI PRAKASH RAO,
It is certified that I have complied wilh o'.ln.r legal
requirements in this connection.
GUDE VENKATA RAO
[Signature (in existing old name)]
I, hitherto known as Mrs. SUTAPA MAJUMDAR W/o
Dr. K. C. PAUL, employed as i.Iedical Officer in the RH1C,
Chnabua Dibiugarh,
Assam,
la-dina,
nt Dinjan,
,u>5aint
have
changed my name and shall hereafter be known as
Mrs. SUTAPA PAUL.
It is certified
that I have
complied
with other
legal
pefairements in this connection.
Mrs. SUTAPA MAJUMDAR
[Signature (in existing old name)]
I, hitherto known as SAN JOY DAS S/o Late SURENDRA
NATH DAS, employed as Sr. Clerk (E) in the Office of Sr.'
D W s Office.. N. F\ Railway. Kat'har, residing at
Laliyahi.
PO & PS Laiiyahi, District Katihar, have changed my name
and shall hereafter be known as SANJOY GOSWAMI.
Jt is certified that I have complied with other legal re-
quirements in this connection.
SANJOY DAS
[Signature (in existing old name)]
I. hitbarfo known as K. PRATHAP REDDY S/o
Late
K. LAXMlA REDDY. employed as Accountant in the Secu-
rity Press, Hyderabad, residing at House No. 5—128, Bhavani
Nagar, Dibukh Nagar, Hyderabad, have changed my name1
and
shall
hereafer
be known
as VANCHA PRATHAP
REDDY.
It is certified' that I have complied with
other legal re-
quirements in this connection.
K. PRATHAP REDDY
[Signature (in existing old name)]
i, hidicilo known as SRI DULAL S/o Late INDRA, emp-
loyed as Fitter Gr.-I in the Under Sr. Sec. Engineer Santra-
Sa.cu:, i. H. Railway., residing at Vill. Vurgaiia, P, O. Kanta-
/ukur i'. ;•>. Bamnan Dist. Howriah, have changed my name
and
shall
hereafter
bo known
as DULAL CHANDRA
MANNA.
It is certified that I have complied with other legal require-
ments in this connection.
SRI DULAL
[Signature (in existing old name)]
1 hitherto known as PRABHAKARA PUTTAMALLAIAH
S/o i'UTTAMALLAIAH. employed as
Technician
Gr.-I/
rounds v Shop/Ticket No. 3006 in, The Central Workshops,
Southern Railway, Mysore South, residing at Door Ncj, II,
Shivaptir::, Sreeramapura., PO. Mananthavadi Road, Mysore-
570 003. fuvt: elianged my name and shall hereafter be known
us G. p. PRABHAKARA.
It is certified that 1 have complied with other legal require-
ments in this connection.
PRABHAKARA PUTTAMALLAIAH
[Signature (in qxisting old name)]
I, iiithrrfo known
as RAM
SAROOP
S/o
Late
Shri
D/VULAT RAM, employed as Senior Executive! Assistant
ia the Lok Sabha Secretariat, Parliament House, New Delhi,
residing at 74-A, CPWD Complex, Lok Sabha/Rajya Sabha
Flats, Vasant Vihar, New Delhi-110 057, have changed my
name snd
shall hereafter
be known as RAM
SAROOP
BANG A.
It is certified that I have complied with
other
legal
requirements in this connection.
RAM SAROOP
[Signature (in existing old same)]
;, hi'.ivio known
r.s MOHD,
TAUQ1R
S/o
MOHD.
KAMllL'DCiiN, Lii!D;oved w H., C. in the C.R.P.F., 131 Bn.,
njsidn::
ill Villtiac
Fakhan Pura,
D'itt, Ghazipur.
have
changed my name and shall hereafter be known as MOHD.
'i.iUQIR AHMED.
It is certified that I have complied with
other
legal
requirements ia this connection.
MOHD. TAUQ1R
[Signature (in existing old name)]
I. iMv/.to know.i
as SANJEEV
ARTHUR
S/o
RAJ
KuMAS ARTHUR, residing at 48, Anjna Enclave, J_harna
K:ui • •L,iU"iai Agra, have changel my name and shall here-
after, be known as SANJEEV ARYA.
It
i, certified that I
have
complied
with
other legal
requirements in this connection,
SANJEEV ARTHUR
[Signature (in existing old name)]
CHANGE OF RELIGION
I. SANJEEV ARTHUR
S/o RAJ KUMAR ARTHUR,
residing at 48. Anjna Enclave, Jharna Nala, Shahadra, Agra,
do i-ei-coy solemnly affirm and declare that Jj have embraced
HINDU RELIGION and renounced
CHRISTIAN
RELI-
GION with effect frbm 5 October 2000.
It is certified that I have complied with other legal
requirements in this connection.
SANJEEV ARTHUR
Signature (in existing old name)
CORRIGENDUM
Read as Karabi Kar W/o Prahlad Kar instead of Karabi
Kar S/o Prahlad Kar, change of name notice published in
the Gazette of India Part-IV dated 21-10-2000 at Page—1775
Column-I and II.
58
57
68
39
60
01
2-l0r.I/2r;0T
<2
83
04
W
NATIONAL STOCK EXCHANGE OF INDIA LIMITED
The provisions contained in Chapter XI of the Bye-law»
of the Exchange
are
amended to the extent given here-
under :—
The word 'clause (1)'
appearing
on the sixth liflo of
Byelaw 2 of Chapter XI of the Bye-laws of the Exchanj*
ii replaced with the words "Byelawi (1), (1A) and (IB)"
For Nntionnl Stock Exchange of India limited
J. RAVICHANDRAN
Company Secretary &
ST. Vice President
The amendments to the Regulations of Future* & Optioni
segment of National Stock Exchange of India Limited
ar»
gSven hereundor :—
1. The following Chapter
on Arbitration is inserted
M
Chapter 5 in the Futures & Options Trading Regulation*:
QUOTE
5. ARBITRATION
5.1
Definitions
(a) 'arbitrator'.means a so|k arbitrator or a panel o£ arW-i
tratoru,
(b) 'Applicant' means the person who makes the application
[or initiating arbitral proceedings.
(c) 'Respondent' means the person against whom the Ap-
plicant lodnes an arbitration; application, whether or not their
is a claim against such person.
5.2 Steat of arbitration
(a) The Relevant Authority may protvide for different seat*
of arbitration for different regions of the country either gene-
rally on specifically and in such an event the »eat of arbitration
shall be the place so provided by the
Relevant
Authority.
Save as otherwise specified by the Relevant Authority,
the
seat of arbitration for different regions shall bo M follows :
Seats of Arbitration
REGIONAL ARBITRATION CENTRES
(RAC)
DELHI
CALCUTTA
CHENNAI
MUMBAI
STATES COVERED BY THE RAC
Delhi, Haryana, Uttar Pradesh, Himachal Pradesh, Punjab,
Jamrau & Kashmir, Chandigarh,
Rajasthan.
West Bengal, *Bihar, Orissa, Assam, ArunachaJ Pradesh,
Mizoram, Manipur, Sikkim, Meghaiaya, Nagaland, Tripura.
Andhra Piadesh, Karnatakn, Kerala, Tamilnadu, Andaman &
Nicobar, Lakshadweep, Pondicherry.
Maharashtra, Gujarat, Goa. Daman , Diu, Dadra & Nagar
Haveli. Madhva Pradesh.
(b) The premises/location whcie arbitration stall
take place shall be such place as may
be identified by the EHH
change from time to time and intimnted to
the arbitrator and the parties to the dispute accordingly.
5.3 Critt ria for selection of seat of arbitration
Save as otherwise specified by the Relevant Authority, the criteria for selection of feat of arbitration for a partlculu"
matter is ss follows :
Parties to Dispute
(1)
T M* V/s T M
Place of filing the Application for
Arbitration
(2)
(a) If the dealing offices of both Trading
Members from where the dealing was
carried is situated in any one of the states
covered by a particular RAC then the
Application for Arbitration shall bo filed
by the Applicant-Trading Member in that
RAC.
Place of hearing
(3)
The hearing shall be held at the RAC
where the Applicant-Trading Member has
filed the Application for Arbitration and
tho
Respondent-Trading Member shall
attend the hearing in that particular RAC.
H
THE GAZETTE OF INDIA, APRIL 7, 2001 (CHAITRA 17, 1923)
IPA*T-IY
(1)
TMV/s C*
&
C V/s TM
(2)
(b) If the dealing offices of both Trading
Members
from where the
dealing wa»
carried out are situated in states covered
by different RAC then the Application for
Arbitration shall be filed in the RAC
covering the state in which the Respondent
—Trading Member's
dealing office
is
situated.
The Application for Arbitration shall be
filed by the Applicant at the RAC covering
the state in which the dealing office of the
Trading Member from which the dealing
was carried out is situated.
(3)
The healing shall be held in that RAC
where tho Applicant has filed the
Application for Arbitration
and the
Respondent shall attend tho hearing in
that particular RAC.
•"TM" stands for "Trading Member "and "C'standsfor "Constituent."
5A. Reference of the claim, difference or dispute
Save as otherwise specified
by the Relevant Authority, if.
the value of tho claim, difference or dispute is more
than
Rupees Twenty Five Lakhs on the date of application, then
such claim, difference or dispute shall be referred to a panel
of three arbitrators and if the value of the claim, difference
or dispute i» upto Rupees Twenty Five Lakhs, then tho same
•hall be referred to a solo arbitrator.
5.5. Criteria and procedure for selection of person* eligible to
act as arbitrators
(a) For facilitating the appointment of an arbitrator, a list
of persons eligible to act as arbitrators may be constituted an-
nually by the Relevant Authority from amongst persons who
possess requisite qualification, experience, and knoowledge in
the securities business. The list of eligible persons shall consist
of 40 percent Trading Member and 60 percent non-Trading
Members. The names of the list of eligible persons shall be
as specified by the. Exchange from time to time.
(b) Such list of eligible persons may bo constituted
for
each Regional Arbitration Centre.
5.6. Procedure for appointment of arbitrators
(a) The Applicant and tho Respondent against whom the
claim has been made by the Applicant shall submit to
tho
Exchange in the order of
descending perference, names
of
such number of persons as specified hereunder from amongst
the list of eligible persons specified by the Exchange for the
respective seats of arbitration. The number of persons to be
so selected by the Applicant and the Respondent shall be
seven if the seat of arbitration is at Mumbai and five in other
case*. Such names shall be submitted in Form No. n bv
the Applicant alongwith Form No, I. The Respondent ihall
submit the names in Form No. II within seven days of the
receipt of Form No. I from the Exchange
Upon receiving
the Form No. II from both the Applicant as well as the
Respondent, the Exchange shall an provided for herein, iden-
tify the person/s who shall act as the arbitrator.
(b) The Exchange shall identify the sole arbitrator to whom
the arbitration application will bo referred in the following
manner :—
(i) The Exchange shall identify tho most common arbi-
trator to whom the highest preference has been given
by both the Applicant ami the Respondent.
(li) If no common arbitrator is identifiable, the Relevant
Authority shall select nn arbitrator from tht list of
persons eligible to act as arbitrators excluding the
persons selected by the Applicant and tho Respon-
dent. If after excluding the persons selected by the
Applicant and the Respondtnt no eligible person is
available to act as arbitrator or if rhe available per-
son refuses or tails to act as arbitraror, then
the
Relevant Authority may select an arbitrator from the
list submitted by cither the Applicant or
Respon-
dent.
(iii) In the event of the failure of Applicant and
.'he
Rospondent to submit any names of eligible person!
to act as arbitrators, the Relevant Authority
shall
select the sole arbitrator from the lists of
person*
eligible to act as .'irbitrators.
(c) Tho Exchange shall identify the panel of arbitrator! to
whom the arbitration application will be referred in the fol-
lowing manner :—.
(i) Tho Exchange shall identify throe most common ar-
bitrators in the order of preference given by both the
Applicant and the Respondent.
(ii) In case of matters to be referred to a panel, if no
common arbitrator ;s identifiable or only one or two
common arbitrators are
identifiable, the first, tho
second and/or the third arbitrator a» tho case may
be shall be selected by tho Relevant Authority from
the list of eligible persons
excluding
tho persons
seected by the Applicant and
the Respondent.
It
after excluding the persons selected by the Applicant
and the Respondent no eligible person is available
to act as arbitrator or if the available person refuses
or fails to act us arbitrator, then the Relevant Au-
thority may 'elect an arbitrator from the list sub-
mitted by either the Applicant Or Respondent.
(iii) In tho event of tho failure of Applicant and
the
Respondent to submit nny names of eligible persnns
to act as arbitrators the Relevant Authority
shall
selected the panel of arbitrators from the lists of per-
sons eligible to act arbitrators,
(iv) The panel of arbitrators so appointed shall
select
one among themselves to act as a presiding arbitra-
trator within 7 days of receipt of intimation from
the Exchange appointing them to act as an arbitra-
tor. In case of failure or lack of consensus among
the panel to select a presiding arbitrator, the Rele-
vant Authority ahall select the presiding arbitrator.
(d) If the Applicant refuses to choose tho persona eligible
to act as arbitrators or fails to submit Form II, and (he Res-
pondent submits Form II, then the Relevant Authority shall
select an arbitrator from the balance list of eligible persons
excluding ,the persons selected by tho Respondent.
If after
excluding the persons selected by the Respondent no eligible
person is available to act as arbitrator or if the available per-
son refuses or fails to act as arbitrator, then the Relevant
Authority may select an arbitrator from the list submitted
by the Respondent.
(e) If the Applicant submits Form II and the Respondent
fails to submit the same, then Relevant Authority shall select
an arbitrator from the balaace lists of eligible persons exclud-
ing, the persons selected by the Applicant.
(f) If the arbitrator choosen as per the above procedure It
not able to take up the matter for whatsoever reasons the*
the Relevant Authority shall select an arbitrator from the re-
inaininji names on the list of eligibe] persons excluding tho
penon* selected by tho Applicant and/Or
tho Respond**:.
t>iA»t_IVi
THE GAZETTE OF INDIA. APRIL 7. 2001 (CHAITRA 17, 1923)
61
If after excluding the persons selected by the Applicant and
the Respondent no eligible person is available to act as arbi-
trator or if the available person
refuses or fails to act a*
arbitrtor, then the Relevant Authority may select an arbitra-
tor from the list submitted by either the Applicant or Res-
pondent.
5.7. Vacancy in the office of the arbitrator
If the office of the sole arbitrator o rany one or more oi
the arbitrators in the panel of arbitrators falls vacant after
the appointment thereto, The Exchange shall adopt the pro-
cedure specified in Regulation 5.6 herein above and fill up
the vacancy within 7 days of such vacancy. For this purpose,
the list of names of eligible persons in Form No. 11 already
(b) The amount of deposit, which has to be deposited
below :—
submitted by the Applicant and by the Respondent shall b»
considered.
5.8. Deposit towards cost of arbitration
(a) The parties to the claim, difference or dispute shall bear
cost of arbitration. For this purpose, both the parties to arbi-
tration shall make a deposit
with the Exchange
alongwith
Form No. I or Form No. Ill as the case may be for defraying
the costs that may be incurred for conducting the arbitration
proceeding provided when there is failure, neglect or refu&al
by Respondent to make a deposit accordingly, the Applicant
shall be responsible for making such deposit without prejudice
however to his right to recover the same from such Respoa-
dent in term of the award.
determined by the amount of the claim and h ai
specified.
Si. NO,
1.
2.
3.
Amount of claim
Upto Rs. 5 lakhs
Rs. i> lakhs and above and upto RE. 25 lakhs
Above Rs. 25 lakhs
Amount of deposit
Rs. 4000
Rs. 6000
Rs. 12000
(c) Notwithstanding what ia mentioned at (b) above the
Exchange may call ior such additional deposits us it
may
deem fit in its option the deposits already made will be in-
sufficient to defray the expenses of arbitration.
Such
ad-
ditional deposits shall partake the character of deposit und
shall be dealt with accoulinijly.
(d) Notwithstanding anything
contained
above,
if
the
amount of claim is less than or equal to Rs. 5 lakhs, then the
constituent whether he/she/it is an Applicant or Respondent
shall not be required to furnish the deposit to the Exchange.
3.9. Procedure for arbitration
(a) The Applicant shall submit t > the Bxchauge application
for arbitration in Form No. I, (three copies in case of sole
arbitrator and five copies in case of
panel of
arbitraors)
alongwith the following uncljsures :—
(i) The Statement of Case (containing all the relevant
facts about the dispute are relief sought,
(it) The Statement of Accounts,
(iii) Copies of Member-Constituent Agreement.
(iv) Copies of the relevant Contract Notes and Dills.
(b) The Applicant shall also submit to the Exchange the
following along with Form No. I :—
(i) A cheque/ pay order/demand draft
for the deposit
payabe at the .seat of
arbitration
in
favour
ot
National Stock Exchange of India Limited.
(ii) Form No. 11 containing list of names of the person*
eligible to act as arbitrators.
(c) If any deficiency /defect in the application
is found,
the Exchange shall call upoi the Applicant to rectify the defi-
ciency/defect ana the Apphcant shall rectify the deficiency/
defect within 15 Jays of receipt of intimation from the Ex-
change. If the Applicant iiu'ls to rectify the deficiency/defcet
within the prescribed period the Exchange shall return
the
deficient/defective application to the Applicant. However, the
Applicant shall have ths right to file a revised
application
which shall be oonsiciuicd as a fresh appicutum for all pur-
poses and dealt with accordingly.
(d) Upon receipt of Form No. I, the Exchange shall for-
ward a copy of the statement of case and related documents
to the Respondent.
fe) Upon receiving Form No. I, the Respondent shall sub-
mit Form II to the Exchange within 7 days from the date of
receipt. If the Respondent fails to submit Form II within the
time period prescribed by the Exchange, then the arbitrator
ih«ll be appointed in the manner a# specified in Regulation
5.6.
(f) Upon receiving Form No. II from the Respondent, the
arbitrator shall be appointed as per the procedure prescribed
in Regulation 5.6.
(g) The Respondent(s) shall within 15 days from the date
of receipt of Form No. I from the Exchange, submit to the
Exchange in Form No. Ill three copies in case of sole arbi-
trator and five copies in case of panel of arbitrators along-
with the following enclosures :—
(i) The Statement o£ Reply (containing all
available
defences to tho claim.
(ii) The Statement of Accounts.
(iii) Copies of the Member Constituent Agreement.
(iv) Copies of the relevant Contract Notes and Bills.
(v) Statement of tho set-ofi or counter claim alongwith
statements of accounts and copies of relevant con-
tract notes and bills.
(h) The Respondent shall also submit to the Exchange a
cheque/pay order/demand draft for the deposit payable at
the seat of arbitration in favour of National Stock Exchange
of India Limited alonjewith Form No. III.
(i) If tho Respondent fails to submit Form HI within the
prescribed time, then the arbitrator
may proceed with
the
arbitral proceedings and make the award ex parts.
(j) Upon receiving Form No. HI from the Respondent th#
Exchange shall forward one copy to the Applicant. The Ap-
plkant shall within ten, days from tho date of ,eceipt of copy
of Form m, submit to the Exchange, a reply to any counter-
claim, if any, which may have been raised by the Respon-
dent in its reply to the Applicant.
The Exchange shall for-
ward the reply to the Respondent.
(k) The time period to file any pleading referred to herein
may bo extended for such further periods as may be decided
by the Relevant Authority in consultation with th» arbitrator
dcp;ndin{j on the ciT<jumstarJces of Ihe matter.
5,10. Requirement for hearings
(a) No hearing shall be required to be given to the partiei
to the dispute if the value of the claim difference or dispute
is Rs. 25,000 or less. In such a
case the arbitrator
shall
proceed to decide the matter on the basis of documents subh
mitted by both the parties provided however the arbitrator
for reasons to be recorded m writing may hear
both
the
parties to the dispute.
(b) If the value of claim, difference or dispute is more
than Rs. 25,000, the arbitrator shall offer to hear the parties
to the dispute unless both parties waive their right for wot)
hewing In writing.
J
6
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3.11. Notice of hearing
Unless otherwise specified, the Exchange shall in consulta-
tion with the arbitrator deteiirninc the date, the time
and
place of the first hearing. Notice for the first hearing shall
be given at least ten days
in advance, unless the
parties
shall, by their mutual consent, waive the notice.
The arbi-
trator shall determine the date, the time and place of subse-
quent hearings of which a notice shall be given by the Ex-
change to the parties concerned.
5.12. Adjournment of bearing
H any party to the reference wants to make an application
for adjournment of hearing by the arbitrator the party shall
make an application in writing giving reasons for seeking
adjournment to
the Exchange sufficiently
in, advance
to
enable the. Exchange to forward such request td the arbitra-
tor. The arbitrator at his discretion may want the adjourn-
ment subject to such conditions a» deemed fit by him.
5.13. Arbitriil award on agreed terms
If after the appointment of an arbitrator, the parties settle
the dispute, then the arbitrator shall record the settlement
in the form of an arbitral award on agreed terms.
5.14. Making of arbitral award
(a); The arbitral award shall b« in writing and made- iu
three o|rigtfnals duly dated and signed by the sole arbitrator
or in case of a panel o£ aibitralors by all the three arbitra-
tors.
(b) The arbitiator shull file all the three originals award*
with the Exchange, which shull arrange to send one original)
each to the parties to the dispute and the stamped original
award shall be retained by (he Exchange.
5.15. Interest
(a) The arbitrator may include in the sura, lor which the
award is made interest at such rate on such sum and for
such period as the arbiliator deems rcascdiable.
(b) A iiura directed to be paid by un award shall, unless
the award otherwise directs, carry interest at the rate
ofi
eighteen per centum per annum from, the date of the award,
to the date of payment.
5.16. Arbitration fees and charges, costs, etc.
(a) The fees and expenses payable to arbitrator shall
be as determined by the Relevant Authority from
time to time.
(b) All fees and charge relating to the appointment of
the arbitrator and conduct of arbuYation proceeding!
shall be borne by the parties to the reference equally
or in such proportions as may bo decided by the
arbitrator.
(c) The costs, if any, to be awarded to either of th«
party in addition to the fees and charges that have
to bo borne by the parties for conducting the arbi-
tration shall be decided by the arbitrator.
(d) Unless the arbitrator directs of otherwise each party
shall bear their own expenses of fravelling and otber
incidental expenses incurred.
5.17. Administrative assistance which may bo provided by
the Exchange
The Exchange ihall
(a) maintain a register of reference*;
(b> receive all applications for arbitration and communi-
cations addressed by the partiei before or during the
course of arbitration proceeding* or otherwise
in
relation thereto;
(c) receive payment of all costs, charges, fee* and otber
expenses;
(d) give notices of hearing and all other notices to be
given to the parties before or during the course of
the arbitration proceeding* or otherwise ia relation
ttartto;
(e) communicate to the parties all orders and directions
of the arbitrator;
(f) receive and record all documents and papers relating
to the reference and keep in custody all such docu-
ments and papers except
such as the parties arc
allowed to retain;
(g) communicate the award on behalf of the arbitrator;
(h) generally do such things and take all such steps as
may be necessary to
assist the
arbitrator in
the
execution of their function.
5.18. Mode of communication
(a) Any communication sen* by the Exchange to either
of the parties (ihall be deemed to have been properly
delivered or served, even if such communication ii
returned to the Exchange as
unclaimed/refused/
undelivered, if the same is sent to • the
ordinary
business address and/or
ordinary place of
resi-
dence and/or last known address of the party, in
any one or more of the following ways:—
(i) by post,
(ii) by registered post,
(iii) under certificate of posting,
(iv) by speed post/courier services,
(v) by telegram,
(yi) by affixing it on the door at the last known busi-
ness or residential address,
(vli) by advertising it in at least one prominent daily
newspaper having circulation in the area where
*he last known business or
residential address
of Respondent is situated,
(vili) by sending a message through the Trading System,
(ix) by electronic mail or fax
(x) by hand delivery
(b) Any communication sent by either of the parties
to the Exchange shall be made in any one or more
of the following ways :
(i) by post (ordinary or registered or speed) or
Courier service
(ii) by telegram
(ill) by fax
(iv) by hand delivery
(v) by electronic mail
Form Np. ]
Arbitration Application
[Regulation 5.9 (a)]
Name of Applicant:
Status : Trading Member/Participant of the Exchange/
Constituent
Office/residential address of Applicant
Tel: Off
rei
Fax : Oft
res
Mobil* Trt. No.
To.
Arbitration Department,
National Stock Exchange of India Limited,
Mumbai, Delhi, Calcutta, Chennai (Strike out which «v*r
ia not applicable)
Sirs,
I/We, am/are a Trading
Member/participant
of the Ex-
change/Constituent of
- • (plow meutioa «•«• <rf
Tr*iu>K M«ab*r).
HART—IV1
THE GAZETTE OF INDIA, APRIL 7, 2001 (CHAITRA 17, 1923)
W
I/We hereby apply for adjudication by arbitration of the
claim, difference and dispute within the meaning of tha
Bye laws, Rules and Regulations of the Exchange which has
arisen and is now pending between me and the following per-
son
Name :
Status : Trading Member of the Exchange /Constituent*
Office/residential Address :
Tel : Off
-Res.—
Fax : Off
Res.—
—
The amount of claim in the matter is :
(a) Rs, ——
——~(in words) (Rupee*
only)
(b) In case of .securities give details
(i) Security Namc/s
(ii) Calculate Market Value of Securities as on the date of
application
(Add the market value of securities to the claim amount
giving the break up of the claim)
Please find enclosed a Cheque/Pay order/Demand Draft
No.
dated
issued by
bank in favour of National Stock Exchange of India Limit-
ed for an amount of Rs.
(Rupees-
only)
payable at Mumbai/Delhi/Calcutta/Chennai towards Arbi-
tration deposit for defraying cost's and expenses of arbitration.
I/We state that I do not want a hearing from the arbitrator/
I do want a hearing from the arbitrator*
Signature of Applicant
Date :
^ -
Place :——
————-
Note : (1) The Applicant shall put his/her signature on
all the pages of the documents submitted alongwith this form
and if the Applicant is a firm/company, the rubber stamp
of the firm/company ^hall be affixed on all the pages.
If the Applicant is a firm /company then the authorised
representative of the Applicant has to submit the authority
letter/board resolution as the case may be alongwith
thii
form.
(2) In case of Mumbai seven names are to be suggested
from the list of persons eligible to be act as arbitrators. In
case of Delhi, Calcutta Chennai five names are to be sugges-
ted from the list of persons eligible to act as arbitrators in
the respective regions,
* Strike whichever is not relevant.
Form No, II
[Regulation 5.9 (b) and 5,9 (o)]
In the matter of an Arbitration under the By© laws, Rules
and Regulations of National Stock Exchange of India limit-
ed
Arbitration Matter No.
/
BETWEEN
M/s
Mr./Mr8./Ms.
Applicant
(TM/O*
Office/Residential Address
Tel : Off
Res.
Fax : Off
Res.
Mobile/Pager No,-——— .—
AND
Mr./Mrs./Ms.
Respondent (TM/C)*
Office /Residential Address
Tel :
Office
Res.
Fax : Office
Ros.
Mobile/Pager No.
To,
Arbitration Department,
National Stock Exchange of India Limited,
Mumbai, Delhi, Calcutta, Chennai.
(Strike out which ever is not applicable).
Sirs,
Tn the said matter, the names of persons chosen by me/us
as arbitrators from the list of eligible) perons to act as arbi-
trators are given below in descending order of preference :—
1
2
3
4
i
6
7
Yours faithfully,
Signature
Dale :
— ,
Place :
•
Note : In case of Mumbai seven names are to be suggested
from the list of poisons eligible to act as arbitrators. In
case of Delhi, Calcutta Chennai five names are to be sug-
gested from the list of persons eligible to act as arbitrators
in the respective regions,
* TM' stands for "Trading Member" and 'C stands for
"Constiluert".
Strike out whichever is not relevant.
Form No. HI
Reply by the Respondent to Arbitration Application
[Regulation 5.9 (g)]
In the matter of an Arbitration under the Bye law», Rules
and Regulations of National Stock
Exchange of India
Limited.
Arbitration Matter No.
BETWEEN
M/s.
•
•
Mr./Mrs./M«.
Applicant (TM/CJ*
Office/ Residential Addreu
fel : Office
Rw.
Fax : Office
Rei.—
Mobile /Pager No.
AND
M/s.
Mr./M»./Mi.
•
a*ipoade»t (TM/C)*
Office/Residential Addr«§»
*—
7«
^ E GAZETTE OF INDIA, APRIL 7, 2001 (CHAITRA 17, 1923)
[PAXT-IV
Tel: Office-,— „ , . Re». — — ^ _
Fax ; Office
— Rei.
-
Mobile/Pager No.
_
To,
Arbitration Department,
National Stock Exchange of India Limited,
Mumbai, Delhi, Calcutta, Chennai (Strike out which ever
i* not applicable)
Sirs,
In cdnnection with the application for arbitration submit-
ted by Mr/Mrs./Ms./M/s,
the Appli-
cant above named. I/We enclose herewith three copies of
my/our reply along with the enclosures as specified in re-
gulation
Please also find enclosed a Cheque/Pay orderyDemand
Draft No.
dated
issued by
bank in favour of National Stock Exchange of India Limited
for an amount of Rs. •
•
(Rupees
only) payable at Mumbai/Dclhi/Calcutta/Chennai towards
Arbitration deposit for dafrying cost*
and expenses of
arbitration.
I/We state that I do not want a hearing from the arbitrator/
I do want a hearing from the arbitrator.'
Yours faithfully
Signature of Respondent/s
Date :
Place :
Note : The Respondent shall put/her signature ou all the
pages of the documents submitted alongwith this form and it
the Respondent is a firm/company, the rubber stamp of the
firm/company shall be affixed on all the pages.
If the Respondent is a firm/company then the authorised
representative of the Respondent has to submit the authority
letter/board resolution as the case may be alongwith this
form.
*TM' stands for "Trading Member" and 'C stands for
"Constituent".
•Strike out whichever is not relevant.
UNQUOTB
2. The consequential changes in the numbering of Chap-
ters & Regulations are made.
3. The following text is put on the reverse tide oftb* cos-
tract note in place of the existing one :
QUOTE
EXTRACTS FROM THE BYELAWS & REGULATIONS
PERTAINING TO ARBITRATION
(1) All claims, differences or disputes between the Trading
Members inter se and between Trading Members and Cons-
tituents arising out of or in relation to dealings, contract!
and transactions made subject to the Bye-Laws, Rule* and
Regulations of the Exchange or with reference to anything
incidental thereto or in pursaunce thereof or relating to their
validity, construction, interpretation fulfilment or the right*,
obligations and liabilities of the parties hereto and including
any question of whether such
dealings, tranbactlont
and
contracts have been entered into or not shall be submitted to
arbitration in accordance with the provision* of these Byelaw»
and Regulations.
(2) In all dealings, contracts and transactions which are
made or deemed to be made subject to the ByeJaws Rule*
and Regulations of the Exchange, the provisions relating to
arbitration as provided in these Byelaws and Regulations and
shall form and shall be deemed to form part of the dealing*,
contracts and transactions and the parties shall be deemed
to have entered into an arbitration agreement hi writing by
which all claims, differences or disputes of the nature referr-
ed to in clause (a) above shall foe submitted to arbitration
as per the provisions of these Byelaws and Regulations.
(3) All claims, differences or disputes
referred
to
in
clause (a) above shall be submitted to arbitration within six
months from the date on which the claim, difference or dis-
pute arose or shall- be deemed to have arisen. The
time
taken conciliation proceedings, if any, initiated and conduc-
ted as per the provisions of the Act and the time taken by
the Relevant Authority to administratively resolve the claim,
differences or disputes shall be excluded for the purpose of
determining the period of six months.
( 4 ) Save as otherwise reified by ft. Ufcvut Authority the seat of arbitration ft* different region, .hall
be
M
Iollow».
....
- —
Seats of Arbitration—
REGIONAL ARBITRATION
CENTRES (RAO
DELHI
CALCUTTA
CHENNAI
MUMBAI
_
i —-— — • • — "
STATES COVERED BY THE RAC
Delhi, Haryana, Uttar Pradesh, Himachal Pradesh, Punjab, Jaounu &
Kashmir, Chandigabh, Rajasthan.
Weit Bengal, Bihar, Orissa, Assam,Arunachal Pradesh. Mizoram, Manipur,
Sikkim,Meghalaya,Nagaland,Tripura.
AndhiaPiadesh, Kainataka, Kerala, Tamilnadu, Andaman & Nicobftr,
Lakshadwccp, Pondicherry.
Maharashtra, Gujarat, Goa, Daman, Dm, Dadra & Nagar Hav*li,
Madhya Pradesh-
*A*T—JV]
THE GAZETTE OF itfDIA, APRIL 1, 2001 (CHATTRA 17, 1923)
71
(5) Save as otherwire specified by the Relevant Authority, the criteria for selection of seat of arbitration for a
particular matter is as follows ;
Parties to
Dispute
(a)
TM* V/s Trading
Member
TM V/s C*
C V/s TM
Place of filing the Application for Arbitration
If the dealing offices of both Trading Members
from whore the dealing was carried is situated
in any ono of the states covered by a particular
RAC thon the Application for Arbitration shall
be filed by the Applicant-Trading Member in
that RAC.
(b) If the dealing offices of both Trading Members
from where the dealing was carried out arc situated
in states covered by different RAO thenthe Applica-
tion for Arbitration shall be filed in the RAC cover-
ing the state in which the Respondent-Trading
Member's dealing office is situated.
The Application for Arbitration shall bo filed by
the ADplicant at the RAC covering the state in
which the deJing office of the Trad;ng Membars
from which the dealing was cairied out is situated.
Place or hearing
The hearing shall be held at the RAC
where the Applicant-Trading Member
has filed the Application for
Arbitration and the Respondent-
Trading Member shall attend the
hearing in"that particular RAC.
The hearing shall b« held in that RAC
where the Applicant has filed the
Application for
Arbitration
and
Respondent shall attend the hearing
in that particular RAC.
"TM" stands for "Trading Membor " and "C " stands for "Constituent.".
For: more details' please refer to Chapter XI of the Bye-
laws and Chapter 5 of Future* & Option! segment Trading
Regulations of National Stock Exchange of India Limited.
UNQUOTE
For National Stock Exchange of India Limited
I. RAVICHANDRAN
Company Secretary ft Sr. Vic« President.
M/S. GULIA FINLEASE LIMITED
NAJAFGARH ROAD, HIRAN KUDNA, P.O. TBCRI,
NEW DELHI-41
NOTICE U/S 485 (1) OF THE COMPANIES ACT, 1956
At the Extra Ordinary General Meeting of the Company
which was duly convened and held on 12/02/2001 at its
Registered Office at 10.00 a.m. the
following
resolutions
were passed :—
"RESOLVED unanimously that declaration of the Solvency
made on 15-01-2001 U/S 488 of the Companies Act,
by
the Board of Directors be and it hereby
confirmed
and
approved."
"RESOLVED
unanimously
that
the
Company
Gulia
Finlease Limited be and is hereby wounded-up voluntarily
by the members of the Company."
"RESOLVED unanimously that Shri
B.
L.
Aggarwal,
Chartered Accountant, T-2536, 2nd floor,
Hardhian Singh
Marg, Karol Bagh, New
Delhi-110 005 is and hereby ap-
pointed a» a Liquidator of the company for the purpose of
voluntarily winding-up of the company and his remuneration
is fixed «t R«- 10,000/- for this purpose."
By Order of Board
for Gulla Finlease Limited
QMPAL
GUl-i^.
Director
THE HYDERABAD STOCK EXCHANGE LTD.
AMENDED ARTICLE 163 (a) READS AS FOLLOWS:
163 (a):
"The Governing Board shall every year at the first meet-
ing after its election, appoint (1) Arbitration Committee or
panel (ii) Disciplinary Committee and (iii) Defaulter Com-
mittee. Not more than 40% of the members of the afore-
said Committeea shall be from among the members of the
Exchange, and the balance 60% of the member* shall be
nominated from the person*
other than
members of
the
Exchange with the prior approval of SEBI and SEBI may
appoint any person /persons
other than
the persons sug-
gested by the Exchange as Public Representatives on the
Statutory Committees of the Exchange".
"The Public Representatives appointed by SEBI on (1)
Arbitration Committee or Panel (2) Disciplinary Committea
(3) Default
Committee will continue
till the time
new
Publio Representatives are appointed in their place, notwith-
standing the expiry of one year from the date of their nomi-
nation on the Committees or the conclusion of
the
next
Annual General Meeting of the Exchange held after their
appointment".
(words underlined were incorporated vide Special Resolution
dated 22/09/2000).
Sd./- ILLEGIBLE
for The Hyderabad Stock Exchange Ltd.
Executive Director
HUNTED BY THE MANAGBR, GOVERNMENT OF INDIA P1ESS, FAWDABAD,
AMD PUBU1HED BY THB CONTmOIXUt OT PUBLICATIONS, DBUD,
2 0 0 1