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REGISTERED No. DL(N)–04/0007/2003—05
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PUBLISHED BY AUTHORITY
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No. 9]
NEW DELHI, SATURDAY, MARCH 1—MARCH 7, 2014 (PHALGUNA 10, 1935)
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[PART IV]
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[Advertisements and Notices issued by Private Individuals and Private Bodies]
——————
NOTICE
NO LEGAL RESPONSIBILITY IS ACCEPTED FOR
THE PUBLICATION OF ADVERTISEMENTS/PUBLIC
NOTICES IN THIS PART OF THE GAZETTE OF INDIA.
PERSONS NOTIFYING THE ADVERTISEMENTS/PUBLIC
NOTICES WILL REMAIN SOLELY, RESPONSIBLE FOR THE
LEGAL CONSEQUENCES AND ALSO FOR ANY OTHER
MISREPRESENTATION ETC.
BY ORDER
Controller of Publication
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1—480 GI/2013
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[gLrk{kj ¼iqjkus uke ds vuqlkj½]
————
CHANGE OF NAME
I, AKHILESH KUMAR DUBEY son of Shri DAYA
SHANKAR DUBEY, employed as Senior Manager in the
North Eastern Corporation Ltd., residing at F-95B, Mangal
Bazar, Laxmi Nagar, Delhi-110092, have changed the name of
my minor son AMAN DUBEY, date of birth 11.02.2000 and
he shall hereafter be known as ARJUN DUBEY.
It is certified that I have complied with other legal
requirements in this connection.
AKHILESH KUMAR DUBEY
[Signature of Guardian]
222
THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935)
[PART IV
I, MAHAK GUPTA wife of Shri ASHISH GUPTA, an
Advocate by profession, residing at House No. 3, D-1
Extension, Mansaram Park, Uttam Nagar, New Delhi-110059,
have changed the name of my minor son KARTIK GUPTA,
aged one year and he shall hereafter be known as KUNAL
GUPTA.
It is certified that I have complied with other legal
requirements in this connection.
MAHAK GUPTA
[Signature of Guardian]
————
I, hitherto known as RAMAPPA HARIJAN son of
Shri NAGAPPA, employed as SEPOY in The Maratha
Regiment, residing at Village: Hudali, Post: Hudali, Taluk &
District: Belgaum, State: Karnataka, have changed my name
and shall hereafter be known as RAMAPPA HUBALI.
It is certified that I have complied with other legal
requirements in this connection.
RAMAPPA HARIJAN
[Signature (in existing old name)]
————
I, hitherto known as HEENA GOEL daughter of
Shri VIPIN GOEL, employed as Process Associate in Genpact,
residing at C-29, Shakti Nagar Extension, Delhi-110052, have
changed my name and shall hereafter be known as DEEPALI
GOEL.
It is certified that I have complied with other legal
requirements in this connection.
HEENA GOEL
[Signature (in existing old name)]
————
I, hitherto known as MINI JAIN daughter of Shri SANJAY
KUMAR JAIN, residing at 336-Patel Nagar, Muzaffarnagar,
have changed my name and shall hereafter be known as
SNEHA JAIN.
It is certified that I have complied with other legal
requirements in this connection.
MINI JAIN
[Signature (in existing old name)]
————
I, hitherto known as VIJAY ARORA son of Shri PRABHU
DAYAL ARORA, employed as Personal Assistant in the
Cabinet Secretariat, Govt. of India, New Delhi, residing at
5/71, Nehru Nagar, New Delhi-110065, have changed my name
and shall hereafter be known as VIJAY KUMAR ARORA.
It is certified that I have complied with other legal
requirements in this connection.
VIJAY ARORA
[Signature (in existing old name)]
I, hitherto known as ANJANA DUGGAL @ RACHNA @
RACHNA BHAMBRI wife of Shri SUNIL BHAMBRI, residing
at GF, House No. 30/35-35A, West Patel Nagar, Delhi-110008,
have changed my name and shall hereafter be known as
ANJANA BHAMBRI.
It is certified that I have complied with other legal
requirements in this connection.
ANJANA DUGGAL @ RACHNA
@ RACHNA BHAMBRI
[Signature (in existing old name)]
————
I, hitherto known as VIBHU GAUR daughter of
Shri PRADEEP KUMAR GAUR, employed as Apprenticeship
Trainee in the Panacea Biotec Limited, New Delhi, residing
at F-337, Sarita Vihar, New Delhi-110076, have changed my
name and shall hereafter be known as AVANTIKA GAUR.
It is certified that I have complied with other legal
requirements in this connection.
VIBHU GAUR
[Signature (in existing old name)]
————
I, hitherto known as B MAHADEV son of Late BASAPPA,
employed as Safaiwala at 26, ED Air Force, Vimanapura Post,
Bangalore-17 (Min. of Defence), residing at #28, 2nd Main
Road, Behind Surya Bakery, Kariyammana Agrahara Bellandur
Post, Bangalore-560037, have changed my name and shall
hereafter be known as B MAHADEVAPPA.
It is certified that I have complied with other legal
requirements in this connection.
B MAHADEV
[Signature (in existing old name)]
————
I, hitherto known as LALIT KUMAR son of Shri SUSHIL
KUMAR, residing at C-8/216-C, Keshav Puram, Delhi-110035,
have changed my name and shall hereafter be known as
LALLIT SUSHIL KUMMAR.
It is certified that I have complied with other legal
requirements in this connection.
LALIT KUMAR
[Signature (in existing old name)]
————
I, hitherto known as MRIGENDRA SINGH son of
Shri MAHENDRA SINGH, employed in Indian Air Force,
residing at Rampurwa House, 65/13, Venkat Bn Road, Rewa,
Madhya Pradesh, have changed my name and shall hereafter
be known as MRIGIINDRA SIINGH.
PART IV]
THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935)
223
It is certified that I have complied with other legal
requirements in this connection.
MRIGENDRA SINGH
[Signature (in existing old name)]
————
I, hitherto known as MANGSHATABAM DEVBARTA
SINGH son of Shri MANGSHATABAM SUKUMAR SINGH,
residing at Lairikyengbam Leikai, P.O. Lamlong, P.S. Lamphel,
Imphal East District, Manipur, have changed my name and
shall hereafter be known as DEVBARTA MANGSHATABAM.
It is certified that I have complied with other legal
requirements in this connection.
MANGSHATABAM DEVBARTA SINGH
[Signature (in existing old name)]
————
I, hitherto known as VISHU CHOUDHARY daughter of
Shri PARMOD KUMAR, a Student, residing at 38-B, Kondli
Janta Flats, Mayur Vihar-3, Pocket-D1, Delhi-110096, have
changed my name and shall hereafter be known as
VISHAKHA CHOUDHARY.
It is certified that I have complied with other legal
requirements in this connection.
VISHU CHOUDHARY
[Signature (in existing old name)]
————
I, hitherto known as Ms. ZEB AZAM wife of Mr. FARHAN
CHAUDHARY, residing at C-II/64, Tilak Lane, Tilak Marg,
New Delhi-1, have changed my surname and shall hereafter
be known as Ms. ZEB CHAUDHARY.
It is certified that I have complied with other legal
requirements in this connection.
ZEB AZAM
[Signature (in existing old name)]
————
I, hitherto known as A S NARANG son of S. SANTOKH
SINGH NARANG, employed as Director in Nirman
Advertising Pvt. Ltd., residing at BP 5E/14C, Faridabad-
121001, have changed my name and shall hereafter be known
as AMARJIT SINGH NARANG.
It is certified that I have complied with other legal
requirements in this connection.
A S NARANG
[Signature (in existing old name)]
————
I, hitherto known as ANTAR SINGH PAYAL son of
Shri SARJEET SINGH, residing at House No. 1617, Sector-
16-17, Hisar, Haryana, have changed my name and shall
hereafter be known as VINAY PAYAL.
It is certified that I have complied with other legal
requirements in this connection.
ANTAR SINGH PAYAL
[Signature (in existing old name)]
————
I, ASAGAR HUSSAIN son of Late MOKHTAR
HUSSAIN, employed as Superintendent in the Central Excise
Department, residing at Flat E-126, Ashiana Residency
Greens, Pardih, Mango, P.S. Azadnagar, Jamshedpur, Dist.-
East Singbhum, Jharkhand, have changed the name of my
minor daughter AFSHAN, aged 13 years and she shall
hereafter be known as AFSHAN HUSSAIN.
It is certified that I have complied with other legal
requirements in this connection.
ASAGAR HUSSAIN
[Signature of Guardian]
————
I, hitherto known as KAVITA VERMA wife of Shri VIR
VIKRAM SINGH, residing at 74, Manglam Estate, Dayalbagh,
Agra-282005, Uttar Pradesh, have changed my name and
shall hereafter be known as KAVITA VARMA.
It is certified that I have complied with other legal
requirements in this connection.
KAVITA VERMA
[Signature (in existing old name)]
————
I, hitherto known as SOURABH SANWAL son of
Late NAVEEN CHAND SANWAL, residing at Flat No. 435,
3rd Floor, LIG Flats, Hastsal, Uttam Nagar, New Delhi-110059,
have changed my name and shall hereafter be known as
SAUREV SANWAL.
It is certified that I have complied with other legal
requirements in this connection.
SOURABH SANWAL
[Signature (in existing old name)]
————
I, hitherto known as DILIP KUMAR MAJEE son of
Late BIJOY KRISHNA MAJEE, employed as Tea & Coffee
Maker in the Income Tax Department Canteen, Ayakar
Bhawan, Kolkata-700069, residing at Village & P.O.-Jallabag,
P.S.-Shampur, District-Howrah, Pin No.-711314, have changed
my name and shall hereafter be known as DILIP KUMAR
MAJEE.
It is certified that I have complied with other legal
requirements in this connection.
DILIP KUMAR MAJEE
[Signature (in existing old name)]
224
THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935)
[PART IV
I, hitherto known as SUCHIT son of Shri KASHMIRI
LAL, employed as Deputy Manager at Ambuja Cement Ltd.,
residing at Flat No. E-02, Ambuja Cement Colony, Malout
Road, Near GNDTP, Bathinda, Punjab, Pin-151002, have
changed my name and shall hereafter be known as SUCHIT
NAREWATT.
It is certified that I have complied with other legal
requirements in this connection.
SUCHIT
[Signature (in existing old name)]
————
I, hitherto known as PAPPU YADAV son of Shri RUP
LAL YADAV, residing at E-485, Inder Enclave-II, Kirari
Suleman Nagar, New Delhi-110086, have changed my name
and shall hereafter be known as RAJ YADAV.
It is certified that I have complied with other legal
requirements in this connection.
PAPPU YADAV
[Signature (in existing old name)]
————
I, hitherto known as SRIKANTH PEMMARAJU son of
Shri PEMMARAJU BHANUMURTHY SARMA, employed
as Business Analyst (IBM), residing at Neeladri Nest Apts.,
F.No. 103, Opp. 2nd Cross, Abbaiah Reddy Layout,
Kaggadasapura, Bangalore-560093, have changed my name
and shall hereafter be known as SRIKANTTH PEMMARAJU.
It is certified that I have complied with other legal
requirements in this connection.
SRIKANTH PEMMARAJU
[Signature (in existing old name)]
————
I, hitherto known as ARVIND KUMAR son of
Shri GURBACHAN SINGH, employed as Joint Director of
Income Tax, residing at Flat No. 204, Lotus Apartment, New
Patliputra Colony, Patna, have changed my name and shall
hereafter be known as ARVIND KUMAR SHEEMAR.
It is certified that I have complied with other legal
requirements in this connection.
ARVIND KUMAR
[Signature (in existing old name)]
————
I, hitherto known as SRI KAILASH CHANDRA HO son
of Late KUSUNA HO, employed as Senior T.O.A. (G), Grade-
IV in the O/o the C.G.M.T., BSNL, Odisha Circle,
Bhubaneswar, residing at AT/PO: Jarak, PS: Mahul Diha,
Dist.: Mayurbhanj, Odisha, Pin-757038, have changed my
name and shall hereafter be known as SRI KAILASH
CHANDRA TIYU.
It is certified that I have complied with other legal
requirements in this connection.
SRI KAILASH CHANDRA HO
[Signature (in existing old name)]
————
I, hitherto known as RAINU SINGH wife of Shri ARJUN
SINGH, a Housewife, residing at Nibi Gaharwar, Tehsil Sadar,
Distrct-Mirzapur, Uttar Pradesh and also presently at K-17D,
Old Rangpuri, Road, Mahipalpur, New Delhi-110037, have
changed my name and shall hereafter be known as REKHA
DEVI.
It is certified that I have complied with other legal
requirements in this connection.
RAINU SINGH
[Signature (in existing old name)]
————
I, hitherto known as RAJ KARAN son of Shri VED
PRAKASH, a Student, residing at House No. 22, Police
Colony, Sector-5, Panchkula-134109, Haryana, have changed
my name and shall hereafter be known as RAJ KARAN
SOHAL.
It is certified that I have complied with other legal
requirements in this connection.
RAJ KARAN
[Signature (in existing old name)]
————
I, hitherto known as ALICE A THOMAS daughter of
Shri A.M. THOMAS, residing at 13/171, Arjan Vihar, Dhaula
Kuan, Delhi Cantt, New Delhi-110010, have changed my
name and shall hereafter be known as LEENA JACOB.
It is certified that I have complied with other legal
requirements in this connection.
ALICE A THOMAS
[Signature (in existing old name)]
————
I,
hitherto
known
as
NAGAIAH
son
of
Shri CHINNAKONDIAH, employed as Lascar working in
HQ Training Command (U) Air Force, Hebbal, JC Nagar
Post, Bangalore-560006, residing at No. 10, 3rd Cross, SSA
Road, Cholanagar, RT Nagar Post, Bangalore-560032, have
changed my name and shall hereafter be known as M. V
NARASA RAJU (MUPPALLA VENKATA NARASA RAJU).
It is certified that I have complied with other legal
requirements in this connection.
NAGAIAH
[Signature (in existing old name)]
PART IV]
THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935)
225
I, hitherto known as Mr. OM PRAKASH GUPTA son of
Shri MAHABIR PRASAD, employed as Vice President
(Finance & Commercial) in the SSIPL Retail Limited, residing
at C-109, FF, Ashoka Enclave, Part-II, Faridabad, Haryana-
121001, have changed the name of my minor son VAIBHAV
GUPTA, aged 10 years and he shall hereafter be known as
VIDHAN GUPTA.
It is certified that I have complied with other legal
requirements in this connection.
OM PRAKASH GUPTA
[Signature of Guardian]
————
I, hitherto known as ASHISH son of Shri SRI CHAND
CHAUBEY, residing at 19/855, Indira Nagar, Lucknow-226016,
have changed my name and shall hereafter be known as
ASHISH KAUSHIK.
It is certified that I have complied with other legal
requirements in this connection.
ASHISH
[Signature (in existing old name)]
————
I, hitherto known as SRI CHAND son of Late KAWAL
DHARI CHAUBEY, residing at 19/855, Indira Nagar,
Lucknow-226016, have changed my name and shall hereafter
be known as SRI CHAND CHAUBEY.
It is certified that I have complied with other legal
requirements in this connection.
SRI CHAND
[Signature (in existing old name)]
————
I, hitherto known as MEENA KUMARI CHAUHAN wife
of Shri PRADEEP CHAND CHAUHAN, residing at 7/26,
Chiranjiv Vihar, Ghaziabad, have changed my name and shall
hereafter be known as MEENA CHAUHAN.
It is certified that I have complied with other legal
requirements in this connection.
MEENA KUMARI CHAUHAN
[Signature (in existing old name)]
————
I, hitherto known as BASANT BALLABH JOSHI son of
Late HARI DUTT JOSHI, employed/retired from Bharat Earth
Movers Limited (BEML), residing at C-42, Sewak Park, Uttam
Nagar, New Delhi-110059, have changed my name and shall
hereafter be known as BISHNU DUTT JOSHI.
It is certified that I have complied with other legal
requirements in this connection.
BASANT BALLABH JOSHI
[Signature (in existing old name)]
I, hitherto known as BINNY THAPA daughter of
Shri N. B. THAPA, residing at H. No. WZ-1498/A, Tulsi Ram
Bagachi, Nangal Raya Village, New Delhi-110046, have
changed my name from BINNY THAPA to AKANSHA
THAPA and shall hereafter be known as AKANSHA THAPA
in future for all purposes.
It is certified that I have complied with other legal
requirements in this connection.
BINNY THAPA
[Signature (in existing old name)]
————
I, hitherto known as ROMESH CHAND SHARMA son of
Shri RIKHI RAM, employed as Sr. Accounts Officer in
Defence Accounts Department, residing at House No. 115-A,
Baba Budhaji Enclave, VPO Dakoha, Distt.: Jalandhar
(Punjab), have changed my name and shall hereafter be
known as RAMESH CHAND SHARMA.
It is certified that I have complied with other legal
requirements in this connection.
ROMESH CHAND SHARMA
[Signature (in existing old name)]
————
I, hitherto known as SUNITA RANI wife of Shri KAILASH
CHAND, residing at H. No. 2896, Sector-23, Gurgaon-122017,
Haryana, have changed my name and shall hereafter be
known as SUNITA MAURYA.
It is certified that I have complied with other legal
requirements in this connection.
SUNITA RANI
[Signature (in existing old name)]
————
I, hitherto known as AMIT son of Shri S. K. LAL, residing
at Flat No. 17, Prithvi Block, Shanti Valley Apartment, Near
Loyala B. Ed. College, TELCO, Jamshedpur, Distt. East
Singhbhum, Jharkhand, have changed my name and shall
hereafter be known as AMIT SRIVASTAVA.
It is certified that I have complied with other legal
requirements in this connection.
AMIT
[Signature (in existing old name)]
————
I, hitherto known as KISHORE KUMAR son of Shri RAM
LAL, employed as Assistant Manager, residing at AF-107C,
Shalimar Bagh, Delhi-110088, have changed my name and
shall hereafter be known as KISHORE KUMAR GAMBHIR.
It is certified that I have complied with other legal
requirements in this connection.
KISHORE KUMAR
[Signature (in existing old name)]
226
THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935)
[PART IV
I, hitherto known as RINKU KHANNA wife of
Shri KISHORE KUMAR GAMBHIR, employed as an Analyst,
residing at AF-107C, Shalimar Bagh, Delhi-110088, have
changed my name and shall hereafter be known as .RINKU
KHANNA GAMBHIR.
It is certified that I have complied with other legal
requirements in this connection.
RINKU KHANNA
[Signature (in existing old name)]
————
I, hitherto known as MANJEET son of Shri PHOOL
SINGH, employed as Field Job in the Lawa Engineers, residing
at Village & P.O. Jat Khore, Delhi, have changed my name
and shall hereafter be known as MANJEET NAIN.
It is certified that I have complied with other legal
requirements in this connection.
MANJEET
[Signature (in existing old name)]
————
I, hitherto known as PRAYAG SINGH DABAS son of
Shri RAJ SINGH, employed as Supervisor in the Vishal
Mega Mart, residing at H. No. 297, VPO Ladpur, Delhi-
110081, have changed my name and shall hereafter be known
as PRAYAG.
It is certified that I have complied with other legal
requirements in this connection.
PRAYAG SINGH DABAS
[Signature (in existing old name)]
————
I, hitherto known as PRATIBHA KUMARI wife of
637607-S, Ex. CPL SUNIL KUMAR, a Housewife, residing at
Village Khesrahian, P.O. Birampur, P.S. Ara, Distt. Bhojpur,
Bihar, have changed my name and shall hereafter be known
as PRATIBHA SINHA.
It is certified that I have complied with other legal
requirements in this connection.
PRATIBHA KUMARI
[Signature (in existing old name)]
————
I, hitherto known as MANMOHAN SINGH SAJJAN son
of Late BHAGAT SINGH, residing at C-1032A, Palam
Extension, Sector-7, Dwarka, New Delhi-110077, retired as
Assistant Director/SO from Intelligence Bureau (Ministry of
Home Affairs), Govt. of India, New Delhi, have changed my
name and shall hereafter be known as MANMOHAN SINGH.
It is certified that I have complied with other legal
requirements in this connection.
MANMOHAN SINGH SAJJAN
[Signature (in existing old name)]
I, hitherto known as TINKU KUMAR SINGH son of
Shri PURNMASHI SINGH, residing at 88-A, First Floor,
Bhagwan Nagar, Near Manokamna Mandir, Ashram,
Maharanibagh, New Delhi-110014, have changed my name
and shall hereafter be known as MAYANK SINGH.
It is certified that I have complied with other legal
requirements in this connection.
TINKU KUMAR SINGH
[Signature (in existing old name)]
————
I, hitherto known as PINKU SINGH son of
Shri PURANWASI SINGH, residing at 88-A, First Floor,
Bhagwan Nagar, Near Manokamna Mandir, Ashram,
Maharanibagh, New Delhi-110014, have changed my name
and shall hereafter be known as ADITYA KUMAR SINGH.
It is certified that I have complied with other legal
requirements in this connection.
PINKU SINGH
[Signature (in existing old name)]
————
I, ASHISH GUPTA son of Shri RAM CHANDRA GUPTA,
employed as Network Specialist in the NIIT Technologies
Ltd., residing at H. No. 3234, Adarsh Apartment, Sector-4C,
Vasundhara, Ghaziabad, Uttar Pradesh 201012, have changed
the name of my minor daughter KATYAYANI GUPTA aged
02 years and she shall hereafter be known as DAKSHA
GUPTA.
It is certified that I have complied with other legal
requirements in this connection.
ASHISH GUPTA
[Signature of Guardian]
————
I, hitherto known as BIJENDRA KUMAR son of
Shri MANGAT SINGH, employed as Assistant Teacher,
residing at Matawala Mohalla, Kila Parikshit Garh, Meerut,
have changed my name and shall hereafter be known as
BIJENDRA KUMAR TYAGI.
It is certified that I have complied with other legal
requirements in this connection.
BIJENDRA KUMAR
[Signature (in existing old name)]
————
I, hitherto known as KUNAL VISHWAKARMA son of
Shri RAJENDER KUMAR, a Student in the I.P. University,
residing at 47/11-12, Chisti Chaman, Kishan Ganj, New Delhi-
110007, have changed my name and shall hereafter be known
as KUNAL KUMAR.
PART IV]
THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935)
227
It is certified that I have complied with other legal
requirements in this connection.
KUNAL VISHWAKARMA
[Signature (in existing old name)]
————
I, hitherto known as SUSHANT GUPTA daughter of
Sh. PREM SHANKAR GUPTA, residing at 215, 3rd Floor,
Tagore Park, Near Model Town-I, Delhi, have changed my
name and shall hereafter be known as SAAVI GUPTA.
It is certified that I have complied with other legal
requirements in this connection.
SUSHANT GUPTA
[Signature (in existing old name)]
————
I, hitherto known as RAHUL son of Sh. SURESH CHAND,
residing at 4/37, Type-I Qtrs., R. K. Ashram Lane, Double
Storey, Panchkuian Road, New Delhi-110001, have changed
my name and shall hereafter be known as RAHUL KESHAV.
It is certified that I have complied with other legal
requirements in this connection.
RAHUL
[Signature (in existing old name)]
————
I, hitherto known as ANIL KUMAR KANSAL son of
SRI JAI PRAKASH KANSAL, employed as Special
Assistant, Canara Bank, Bodla, Agra, residing at 396,
Paschimpuri, Shastripuram Road, Sikandra, Agra, have
changed my name and shall hereafter be known as ANIL
KANSAL.
It is certified that I have complied with other legal
requirements in this connection.
ANIL KUMAR KANSAL
[Signature (in existing old name)]
————
I, hitherto known as JATIN son of Sh. AJIT KUMAR,
a Student, residing at Sector-8/1230, R. K. Puram, New
Delhi-22, have changed my name and shall hereafter be
known as JATIN SINGH CHAUHAN.
It is certified that I have complied with other legal
requirements in this connection.
JATIN
[Signature (in existing old name)]
————
I, hitherto known as ANKIT son of Sh. AJIT KUMAR,
a Student, residing at Sector-8/1230, R. K. Puram, New
Delhi-22, have changed my name and shall hereafter be
known as ANKIT SINGH CHAUHAN.
It is certified that I have complied with other legal
requirements in this connection.
ANKIT
[Signature (in existing old name)]
————
I, hitherto known as SHASHI KAPOOR son of Sh. SARAN
DAS, a Student, residing at 53/110, Sriniwas Puri, New
Delhi, have changed my name and shall hereafter be known
as SHASHI DAS.
It is certified that I have complied with other legal
requirements in this connection.
SHASHI KAPOOR
[Signature (in existing old name)]
————
I, hitherto known as SUSHIL KUMAR son of Sh. MAHA
SINGH, employed as Senior Officer in the Bajaj Finance
Ltd., residing at 92, Tuna Nagar, Johripur Village, Delhi-
110094, have changed my name and shall hereafter be known
as SUSHIL SWAMI.
It is certified that I have complied with other legal
requirements in this connection.
SUSHIL KUMAR
[Signature (in existing old name)]
————
I, hitherto known as RAGBIR SINGH son of Late SUNDER
SINGH, residing at K-12, 2nd Floor, New Mahavir Nagar,
Tilak Nagar, New Delhi-110018, have changed my name and
shall hereafter be known as RAGHBIR SINGH.
It is certified that I have complied with other legal
requirements in this connection.
RAGBIR SINGH
[Signature (in existing old name)]
————
I, hitherto known as MEENA KUMARI wife of Sh. BINNY
VISHAL RANA, a Housewife, residing at 133, V.P.O.-Bhaleth,
Teh.-Sujanpur Tira, Distt.-Hamirpur, (H.P.), Pin-176108 have
changed my name and shall hereafter be known as MEENAL
RANA.
It is certified that I have complied with other legal
requirements in this connection.
MEENA KUMARI
[Signature (in existing old name)]
————
I, hitherto known as VEEKY son of Sh. KRISHAN
CHANDER, a Student in Bhagwan Parshuram Institution of
Technology, residing at WZ-1079/C2, Ashoka Apartments,
Nangal Raya, New Delhi-110046, have changed my name
and shall hereafter be known as VIKRANT CHAUDHARY.
228
THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935)
[PART IV
It is certified that I have complied with other legal
requirements in this connection.
VEEKY
[Signature (in existing old name)]
————
I, MANISH MATHUR known as MANISH son of
Sh. SATDIR SINGH, residing at 496, Satghara Village Karala,
Delhi-110081, have changed my name and shall hereafter be
known as MANISH MATHUR.
It is certified that I have complied with other legal
requirements in this connection.
MANISH
[Signature (in existing old name)]
————
I, hitherto known as RAJ KUMAR son of Sh. ISHWARI
PRASAD, a Self-employed, residing at 44-D, Pocket-B,
Siddhartha Extension, New Delhi-110014, have changed my
name and shall hereafter be known as RAJ GUPTA.
It is certified that I have complied with other legal
requirements in this connection.
RAJ KUMAR
[Signature (in existing old name)]
————
I, hitherto known as RAJESH KUMAR, occupation
business, residing at 8259, Roshanara Road, Delhi-110007,
have changed my name and shall hereafter be known as
RAJESH GUPTA.
It is certified that I have complied with other legal
requirements in this connection.
RAJESH KUMAR
[Signature (in existing old name)]
————
I, hitherto known as DEBAPRIYA GUHA and DEBPRIYA
GUHA, residing at RZC-105, First Floor, Gopal Mandir Marg,
Dabri Extn., East, New Delhi-45, have changed my name
and shall hereafter be known as DEBOPRIYA GUHA.
It is certified that I have complied with other legal
requirements in this connection.
DEBAPRIYA GUHA
and DEBPRIYA GUHA
[Signature (in existing old name)]
————
I, hitherto known as Mr. JITENDER son of
Mr. MAMCHAND, employed as Driver in the (Temprely
Driver), residing at B-32 Lal Kuan Chungi No. 2, M. B.
Road, New Delhi-110044, have changed my name and shall
hereafter be known as Mr. JEETU.
It is certified that I have complied with other legal
requirements in this connection.
JITENDER
[Signature (in existing old name)]
————
I, hitherto known as NEERU RAJORA daughter of
Sh. VIJAY PAL SINGH, residing at Block-A5C, Flat No.
8-B, Janak Puri, New Delhi-110058, have changed my name
and shall hereafter be known as NEERU SINGH ARYA wife
of HARISH KUMAR SINGH.
It is certified that I have complied with other legal
requirements in this connection.
NEERU RAJORA
[Signature (in existing old name)]
————
I, hitherto known as DEEPAK KUMAR son of Sh. OMBIR
SINGH, employed as C.C.E. in the Vcare Call Centers India
Pvt. Ltd., residing at N-503-A, Sector-23, Sanjay Nagar,
Ghaziabad, U.P., have changed my name and shall hereafter
be known as DK MATTER.
It is certified that I have complied with other legal
requirements in this connection.
DEEPAK KUMAR
[Signature (in existing old name)]
————
I, hitherto known as ANANT son of Sh. YESHVIR SINGH,
employed as POELR P. No. 126923-N in the Indian Navy,
residing at A-105, Shyam Vihar, Phase-1, Goyla Road,
Nazafgarh, New Delhi-43, have changed my name and shall
hereafter be known as ANANT KHERWAL.
It is certified that I have complied with other legal
requirements in this connection.
ANANT
[Signature (in existing old name)]
————
I, hitherto known as LOK BAHADUR son of
Sh. KAMAL PRADIPT PUN, a Student at School of Open
Learning, Delhi University, residing at A-178, Camp No. 4,
Jwala Puri New Delhi-110087, have changed my name and
shall hereafter be known as LOK BAHADUR PUN.
It is certified that I have complied with other legal
requirements in this connection.
LOK BAHADUR
[Signature (in existing old name)]
PART IV]
THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935)
229
I, hitherto known as NEERAJ son of Sh. DALBIR
KUMAR, a Student, residing at 2326, Janakpuri Colony,
Near City Thana, Rajpura Town, Patiala-140401, have
changed my name and shall hereafter be known as NEERAJ
KUMAR.
It is certified that I have complied with other legal
requirements in this connection.
NEERAJ
[Signature (in existing old name)]
————
I, hitherto known as NITIN KUMAR son of
Sh. RADHEY SHYAM VARSHNEY, a Self-employed
Business, residing at 3/4, Ashoka Road, Shipra Suncity,
Indirapuram, Ghaziabad-201014, Uttar Pradesh, India, have
changed my name and shall hereafter be known as NITTN
WARSHNE.
It is certified that I have complied with other legal
requirements in this connection.
NITIN KUMAR
[Signature (in existing old name)]
————
I, hitherto known as SATISH KUMAR son of Late A. N.
KHANNA, a Shopkeeper, residing at G-27/114, IInd Floor,
Sector-3, Rohini, Delhi-110085, have changed my name and
shall hereafter be known as SATISH KHANNA.
It is certified that I have complied with other legal
requirements in this connection.
SATISH KUMAR
[Signature (in existing old name)]
————
I, hitherto known as RENU KAPOOR wife of Sh. SATISH
KHANNA, a Housewife, residing at G-27/114, IInd Floor,
Sector-3, Rohini, Delhi-110085, have changed my name and
shall hereafter be known as KAVITA KHANNA.
It is certified that I have complied with other legal
requirements in this connection.
RENU KAPOOR
[Signature (in existing old name)]
————
I, hitherto known as KHUSHBOO daughter of
Smt. NEERU KUMRA SALIM and Sh. MOHAMMAD
SALIM, employed as Business Analyst in McKinsey &
Company, residing at 62-B, Pocket-A, DDA SFS Flats,
Sukhdev Vihar, New Delhi-110025, have changed my name
and shall hereafter be known as KHUSHBOO KUMRA.
It is certified that I have complied with other legal
requirements in this connection.
KHUSHBOO
[Signature (in existing old name)]
————
I, hitherto known as JANU BANSAL son of Sh. JIWAN
KUMAR, residing at 216, Diwan Chand Biscuit Street,
Mansa (Punjab), have changed my name and shall hereafter
be known as AAYUSH BANSAL.
It is certified that I have complied with other legal
requirements in this connection.
JANU BANSAL
[Signature (in existing old name)]
————
I, hitherto known as REKHA wife of Sh. MAHESH
KUMAR, residing at G-3A, DCM, Kishan Ganj, Delhi-110006,
have changed my name and shall hereafter be known as
TIRATHA DEVI.
It is certified that I have complied with other legal
requirements in this connection.
REKHA
[Signature (in existing old name)]
————
I, hitherto known as MOVIE GUPTA daughter of
Sh. AVNINDRA KUMAR GUPTA, employed as Assistant
Professor in Banasthali Vidyapith, Rajasthan, residing at
Room No. 70, Karyasheel Working Women Hostel Banasthali
Vidyapith, Distt.-Tonk (Raj.), Pincode-304022, have changed
my name and shall hereafter be known as ISHITA GUPTA.
It is certified that I have complied with other legal
requirements in this connection.
MOVIE GUPTA
[Signature (in existing old name)]
————
I, hitherto known as ARCHANA KUMARI daughter of
Sh. DHAN SINGH, a Student (Ph.D) in the Indian Institute
of Science Education and Research (IISER) Mohali, residing
at Flat No. 1, Type-3, Police Colony, Police Station, Kirti
Nagar, New Delhi-110015, have changed my name and shall
hereafter be known as ARCHANA SANGWAN.
It is certified that I have complied with other legal
requirements in this connection.
ARCHANA KUMARI
[Signature (in existing old name)]
230
THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935)
[PART IV
I, hitherto known as MANISHA MAHECH wife of
Sh. HEERA LAL MAHECH, a Housewife, residing at Vill.-
Naharpur Kasan, PO.-Nakhrola, Tehsil-Manesar, Distt.-
Gurgaon (Hr.)-122004, have changed my name and shall
hereafter be known as MANI KUMARI.
It is certified that I have complied with other legal
requirements in this connection.
MANISHA MAHECH
[Signature (in existing old name)]
————
I, hitherto known as UMESH KUMAR son of
Late KHUSHI RAM, employed as permanent Group ‘A’
Officer of Indian Railway Services of Engineers under
Ministry of Railway and at present holding the post of
Group General Manager in DFCCIL, PSU under Railway
Ministry, on deputation, residing at Flat No. N-703, Rail
Shatabadi Vihar, Sector-62, Noida, Gautam Budh Nagar, UP-
201309, have changed my name and shall hereafter be known
as UMESH KUMAR VARINE.
It is certified that I have complied with other legal
requirements in this connection.
UMESH KUMAR
[Signature (in existing old name)]
————
I, hitherto known as BABITA daughter of Mr. JAGDISH
CHANDER, residing at A-65, Chhattarpur Enclave, New
Delhi-110074, have changed my name and shall hereafter be
known as TANYA BUDHANI.
It is certified that I have complied with other legal
requirements in this connection.
BABITA
[Signature (in existing old name)]
————
I, hitherto known as RENU SAXENA wife of
Sh. SANDEEP SAXENA, residing at B-2/71, Ashok Vihar,
Phase II, Delhi-110052, have changed my name and shall
hereafter be known as RENU S. SAXENA.
It is certified that I have complied with other legal
requirements in this connection.
RENU SAXENA
[Signature (in existing old name)]
————
I, hitherto known as SUNITA KUMARI daughter of
Dr. RAJENDER PRASAD, a Self-employed, residing at 89,
Top Floor, Near Dargah Wal Gali, Village Adhchini, Arvindo
Marg, New Delhi-110017, have changed my name and shall
hereafter be known as VAIBHAVI.
It is certified that I have complied with other legal
requirements in this connection.
SUNITA KUMARI
[Signature (in existing old name)]
————
I, hitherto known as SARITA KUMARI daughter of
Mr. OM PRAKASH AGRAWAL, employed as
Teleconsultant in the Office Siksha Training and
Development Pvt. Ltd., residing at Flat No. B-802, Gardenia
Grace, Plot No. 16 A, Near Sai Baba Temple, Sector-61,
Noida-201307, have changed my name and shall hereafter
be known as DIKSSHA AGRAWAAL.
It is certified that I have complied with other legal
requirements in this connection.
SARITA KUMARI
[Signature (in existing old name)]
————
I, hitherto known as AJEEV RAJEEV son of Col RAJEEV
MATHEWS, employed as ADC(S) to the COAS in the
COAS Secretariat, IHQ of MoD (Army), residing at 04,
Rajaji Marg, New Delhi-11, have changed my name and
shall hereafter be known as AJEEV R MATHEWS.
It is certified that I have complied with other legal
requirements in this connection.
AJEEV RAJEEV
[Signature (in existing old name)]
————
I, hitherto known as AMAR JYOTI CHAWLA alias JYOTI
CHAWLA daughter of Sh. GOVIND RAM CHAWLA and
wife of Mr. DEEPAK MALHOTRA, residing at 151, Ghondli
Village, Krishna Nagar, Delhi-110051, have changed my name
and shall hereafter be known as NAVYA MALHOTRA.
It is certified that I have complied with other legal
requirements in this connection.
AMAR JYOTI CHAWLA
alias JYOTI CHAWLA
[Signature (in existing old name)]
————
I, hitherto known as ANUS HAROON son of
Sh. HARRON MIRZA, a Student in the Jims College, Sector-
V, Rohini, Delhi, residing at D-178, Old Seemapuri, Delhi-
110095, have changed my name and shall hereafter be known
as ANAS HAROON.
It is certified that I have complied with other legal
requirements in this connection.
ANUS HAROON
[Signature (in existing old name)]
PART IV]
THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935)
231
I, hitherto known as SHABANA wife of Sh. SURESH
KUMAR, employed as Aya in Dr. Ram Manohar Lohiya
Hospital, New Delhi-110001, residing at 26/309, Punchkuia
Road, Mandir Marg, New Delhi-110001, have changed my
name and shall hereafter be known as ASHA.
It is certified that I have complied with other legal
requirements in this connection.
SHABANA
[Signature (in existing old name)]
————
I, hitherto known as NEELAM daughter of
Sh. PRAHLAD RAI DHAMEJA, employed as Tutor work
at Home, residing at K-471, Block-K, Jahangir Puri, Delhi-
110033, have changed my name and shall hereafter be known
as NEELAM DHAMEJA.
It is certified that I have complied with other legal
requirements in this connection.
NEELAM
[Signature (in existing old name)]
————
I, hitherto known as NARENDRA KUMAR son of Late
R. B. GUPTA, employed as G. M. in the Prime Pride and
Precious Metal Pvt. Ltd., residing at 63-B, Paschim Marg,
Vasant Vihar, New Delhi, have changed my name and shall
hereafter be known as NARENDRA R KUMAR.
It is certified that I have complied with other legal
requirements in this connection.
NARENDRA KUMAR
[Signature (in existing old name)]
————
I, hitherto known as NEETU GAHLOT wife of Sh. RAJIV
GAHLOT, a Self-employed, residing at 4227, Block B5, Gate
No. 1, Vasant Kunj, New Delhi, Pin-110070, have changed
my name and shall hereafter be known as NEETU
CHOWDHARY.
It is certified that I have complied with other legal
requirements in this connection.
NEETU GAHLOT
[Signature (in existing old name)]
————
I, hitherto known as NIHAR RANJAN MALIK son of
Sh. MAHADEV MALIK, a Self-employed, residing at 301K,
Azad Colony (Rly Line Par), Nagina, Distt.-Bijnor, (U.P.),
have changed my name and shall hereafter be known as
NIHAR RANJAN MALLICK.
It is certified that I have complied with other legal
requirements in this connection.
NIHAR RANJAN MALIK
[Signature (in existing old name)]
————
I, hitherto known as RAJNI wife of Sh. SALIK RAM, a
Housewife, residing at 1781, Sanjay Basti, Old Qtrs. Timarpur,
Delhi-110054, have changed my name and shall hereafter be
known as URMILA.
It is certified that I have complied with other legal
requirements in this connection.
RAJNI
[Signature (in existing old name)]
————
I, hitherto known as GUDDU PARSHAD son of
Sh. MANGAL PARSHAD C79/2, employed as Gatemen in
Northern Railway, residing at Vill. Nangal Khera PO Chachoki
Teh Phagwara, Distt. Kapurthala (P.B.), have changed my
name and shall hereafter be known as NARESH KUMAR.
It is certified that I have complied with other legal
requirements in this connection.
GUDDU PARSHAD
[Signature (in existing old name)]
————
I, hitherto known as BINOD KUMAR YADAV son of
Sh. YUGAL KISHOR YADAV, employed as Translator in
the Rajya Sabha Secretariat, Parliament of India, residing at
Flat No. 15, Plot No. 81, Vikram Enclave, Shalimar Garden,
Ghaziabad, UP, have changed my name and shall hereafter
be known as BINOD MAIRTA.
It is certified that I have complied with other legal
requirements in this connection.
BINOD KUMAR YADAV
[Signature (in existing old name)]
————
I, hitherto known as RANI SHARMA wife of Sh. PREM
CHAND SHARMA (P. C. SHARMA), a Housewife, residing
at K-294, Sarita Vihar, New Delhi-110076, have changed my
name and shall hereafter be known as SANTOSH SHARMA.
It is certified that I have complied with other legal
requirements in this connection.
RANI SHARMA
[Signature (in existing old name)]
232
THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935)
[PART IV
I, hitherto known as DAYA SHANKAR son of
Sh. PRABHU NATH MISHRA, a Self-employed, residing at
14, Gali No. 9, Village Mandoli, Delhi-110093, have changed
my name and shall hereafter be known as UMA PATI
MISHRA.
It is certified that I have complied with other legal
requirements in this connection.
L. T. I. of DAYA SHANKAR
————
I, hitherto known as a. a. KUSHANK KHARI son of
Sh. SANJAY KHARI, residing at 274-B, Rampura, Delhi-
110035, have changed my name and shall hereafter be known
as KUSHANK KHARI.
It is certified that I have complied with other legal
requirements in this connection.
a. a. KUSHANK KHARI
[Signature (in existing old name)]
————
I, hitherto known as ADRASH KUMAR son of
Mr. KRISHAN KUMAR SINGH CHAUHAN, employed as
Salaried, residing at F-4, Ganga Apartments, Plot No. 115,
R. S. Park, Sec.-5, Rajendra Nagar, Sahibabad, Ghaziabad,
have changed my name and shall hereafter be known as
ADARSH CHAUHAN.
It is certified that I have complied with other legal
requirements in this connection.
ADRASH KUMAR
[Signature (in existing old name)]
————
I, hitherto known as NAVIN CHANDRA son of
Late HARI DUTT SATI, employed as Subedar in Indian
Army (Ministry of Defence), residing at Village and Post
Office Lockmanipur, Tehsil Kotdwara, Distt. Pauri Garhwal,
have changed my name and shall hereafter be known as
NAWEEN CHANDRA.
It is certified that I have complied with other legal
requirements in this connection.
NAVIN CHANDRA
[Signature (in existing old name)]
————
I, hitherto known as HARISH CHANDRA alias HARISH
CHANDA son of DARPAN SINGH, employed as Driver,
residing at 390A, Block-C, Karan Vihar, Part-III, Kirari
Suleman Nagar, New Delhi-110086, have changed my name
and shall hereafter be known as HARISH SINGH.
It is certified that I have complied with other legal
requirements in this connection.
HARISH CHANDRA
alias HARISH CHANDA
[Signature (in existing old name)]
————
I, hitherto known as MARIYAM VARGHESE wife of
Sh. ALEXANDER GEORGE, a Housewife, residing at 152,
L.I.G. Flats, Hastsal, Uttam Nagar, New Delhi-110059, have
changed my name and shall hereafter be known as JAYA
ALEXANDER.
It is certified that I have complied with other legal
requirements in this connection.
MARIYAM VARGHESE
[Signature (in existing old name)]
————
I, hitherto known as RAJ KUMAR PANDEY son of
Sh. PURUSHOTTAM PANDEY, residing at 35, Madan Park,
East Punjabi Bagh, New Delhi, have changed my name and
shall hereafter be known as RADHASHARAN.
It is certified that I have complied with other legal
requirements in this connection.
RAJ KUMAR PANDEY
[Signature (in existing old name)]
————
I, hitherto known as KAMAL son of Smt. BIMALA
THAKUR and Late M. RAIS, employed as Senior Manager
Reliance A-3, Mathura Road, New Delhi, residing at
WA 43, Royal House, 3rd Floor, Ganesh Nagar, Shakarpur,
Delhi-110092, have changed my name and shall hereafter be
known as KAAMIL. I had changed my name not religion
and in future I am not going to change my religion.
It is certified that I have complied with other legal
requirements in this connection.
KAMAL
[Signature (in existing old name)]
————
I, hitherto known as POLLY BISWAS wife of
RAVINDRA SINGH, employed as Assistant Professor in the
Maitreyi College, Delhi University, residing at E-72, Gali No.
4, Subhash Vihar, Delhi-110053, have changed my name and
shall hereafter be known as POLLY SINGH.
It is certified that I have complied with other legal
requirements in this connection.
POLLY BISWAS
[Signature (in existing old name)]
————
I, hitherto known as SIXY STEPHEN daughter of
STEPHEN T.E., employed as Driver in KSTRC, residing at
PART IV]
THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935)
233
Thevarparambil, Koodappulam P O, Ramapuram, Kottayam,
Kerala State, have changed my name and shall hereafter be
known as AMALA STEPHEN.
It is certified that I have complied with other legal
requirements in this connection.
SIXY STEPHEN
[Signature (in existing old name)]
————
I, hitherto known as MINAAKSHI KHODARIA daughter
of Shri VINOD KHODARIA, residing at A-159, First Floor,
Gujrawala Town Part-I, Delhi-110009, have changed my name
and shall hereafter be known as AARADHYAA KHODARIA.
It is certified that I have complied with other legal
requirements in this connection.
MINAAKSHI KHODARIA
[Signature (in existing old name)]
————
I, hitherto known as AMIT KUMAR son of Shri JEEWAN
PASWAN, a Student, residing at R-576, Minni Public School,
Rishi Nagar, Rani Bagh, Delhi-110034, have changed my
name and shall hereafter be known as AMIT KUMAR
PASWAN.
It is certified that I have complied with other legal
requirements in this connection.
AMIT KUMAR
[Signature (in existing old name)]
————
I, hitherto known as JEEWAN KUMAR son of Shri GUDRI
PASWAN, residing at R-576, Minni Public School, Rishi
Nagar, Rani Bagh, Delhi-110034, have changed my name and
shall hereafter be known as JEEWAN PASWAN.
It is certified that I have complied with other legal
requirements in this connection.
JEEWAN KUMAR
[Signature (in existing old name)]
————
I, hitherto known as Y. C. BHATNAGAR son of
Shri KAILASH CHANDER BHATNAGAR, employed as
Pollution Control Officer in the Office of Transport
Department GNCT Delhi, residing at A-3/38, Sector-5, Rohini,
Delhi, have changed my name and shall hereafter be known
as YOG CHAND BHATNAGAR.
It is certified that I have complied with other legal
requirements in this connection.
Y. C. BHATNAGAR
[Signature (in existing old name)]
I, hitherto known as BRAHAM DIN son of Shri RAM
NARESH MISHRA, employed as Billissur in the V. I. P.
Canteen, Rail Bhawan, Ministry of Railways, New Delhi,
residing at T-23/2, Kishan Ganj, Railway Colony, Delhi-110007,
have changed my name and shall hereafter be known as
BRAMH DIN MISHRA.
It is certified that I have complied with other legal
requirements in this connection.
BRAHAM DIN
[Signature (in existing old name)]
————
I, hitherto known as AFREEN SHEZAD SAYED wife of
SHEZAD JEHANGIR SAYED, residing at Flat No. 102, E
Wing, 239 Belasis Road, Mount Kailash Co. Op. Housing
Society, Mumbai Central, Mumbai-400008, have changed my
name and shall hereafter be known as SHEELU TRILOCHAN
VIRDI, residing at House No. 249, Baba Budha Ji Avenue,
Opp. Ashok Vatika School, G. T. Road, New Amritsar-143001,
Punjab.
It is certified that I have complied with other legal
requirements in this connection.
AFREEN SHEZAD SAYED
[Signature (in existing old name)]
————
I, hitherto known as NEHA KHANNA wife of Dr. RANJEET
KHANNA, employed as Doctor, residing at Khanna Nursing
Home, G. T. Road, Khanna-141401 (Punjab), have changed
my name and shall hereafter be known as BABLI KHANNA.
It is certified that I have complied with other legal
requirements in this connection.
NEHA KHANNA
[Signature (in existing old name)]
————
I, hitherto known as KARAN son of Shri UDAY SINGH,
Self employed, residing at H. No. 368, 3rd Floor, Flat No.-23,
Chirag Delhi, New Delhi-110017, have changed my name
and shall hereafter be known as KARAN SINGH.
It is certified that I have complied with other legal
requirements in this connection.
KARAN
[Signature (in existing old name)]
————
I, hitherto known as SALONI SETHI wife of SHAHAB
AHMED SIDDIQUI, residing at 23, Hauz Rani, Malviya
Nagar, New Delhi-110017, have changed my name and shall
hereafter be known as SALONI SIDDIQUI.
234
THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935)
[PART IV
It is certified that I have complied with other legal
requirements in this connection.
SALONI SETHI
[Signature (in existing old name)]
————
I, hitherto known as RABIA KHATOON wife of Shri NEERAJ
S. LAKRA, a Housewife, residing at 18/3, Varun Kunj, D. J.
B. Staff Quarter, Rithala, Delhi-110085, have changed my
name and shall hereafter be known as RUBY MERCY
LAKRA.
It is certified that I have complied with other legal
requirements in this connection.
RABIA KHATOON
[Signature (in existing old name)]
————
CHANGE OF RELIGION
I SALONI SETHI wife of SHAHAB AHMED SIDDIQUI,
residing at 23, Hauz Rani, Malviya Nagar, New Delhi-110017,
do hereby solemly affirm and declare that I have embraced
ISLAM/MUSLIM and renounced HINDUISM/HINDU with
effect from 07.12.2013.
It is certified that I have complied with other legal
requirements in this connection.
SALONI SETHI
[Signature]
————
I RABIA KHATOON wife of Shri NEERAJ S. LAKRA, a
Housewife, residing at 18/3, Varunkunj, D.J.B. Staff Quarter,
Rithala, Delhi-110085, do hereby solemly affirm and declare
that I have embraced CHRISTIAN and renounced MUSLIM
with effect from 20.10.2013.
It is certified that I have complied with other legal
requirements in this connection.
RABIA KHATOON
[Signature]
————
PUBLIC NOTICE
I KULWINDER SINGH son of Shri AMRIK SINGH and
HARJIT KAUR wife of KULWINDER SINGH, residing at
Bajaj, P.O. Buttar, Tehsil Bholath, Distt. Kapurthala, do hereby
declare that my daughter GURJINDER KAUR aged 15 years
has been adopted by Shri SUKHWINDER SINGH son of
Shri AMRIK SINGH, resident of Bajaj Tehsil Bholath Distt.
Kapurthala, Registration No. 206, dated 02.11.2012.
KULWINDER SINGH
[Signature of Natural Guardian]
I SUKHWINDER SINGH son of Shri AMRIK SINGH and
Smt. MANJIT KAUR wife of SUKHWINDER SINGH,
employed in Co. Op. Sugar Mill Nawan Shehar as a Pump
Attendant, resident of Village Bajaj, Tehsil Bholath, Distt.
Kapurthala, do hereby Solemnly affirm and declare that I
have adopted GURJINDER KAUR as stated above with
effect from 02.11.2012.
SUKHWINDER SINGH
[Signature of Adopting Guardian]
————
It is for general information that I, PAWAN RAI son of
Shri RAMASHIS RAI, residing at RZ-62M, J-Block,
Dharampra, Najafgarh, New Delhi-110043, declare that name
of mine has been wrongly written as KAMAL in my son
KANHAIYA educational documents. The actual name of
mine PAWAN RAI respectively which may be amended
accordingly.
It is certified that I have complied with other legal
requirements in this connection.
PAWAN RAI
[Signature]
————
It is for general information that I, KARAN VEER SINGH
AULAKH son of Shri JAGTAR SINGH AULAKH, residing
at H. No. 23, Ward No. 2, Darri Road, Korba, Chattisgarh-
495677, declare that my name has been wrongly written as
KARAN VEER SINGH in my CBSE Certificates Roll No.
6635235 (12th Class Board in Year 2013), Migration Certificate
No. Mig/2013/0772151 roll no. 6635235 and my other
Education Documents. The actual name of mine is KARAN
VEER SINGH AULAKH which may be amended accordingly.
It is certified that I have complied with other legal
requirements in this connection.
KARAN VEER SINGH AULAKH
[Signature]
————
I VISHAL GAHLOT son of Shri RATTAN SINGH
GAHLOT, residing at House No. 97, Dabri Village, New
Delhi-110045, do hereby declare for general information that
my name has been wrongly written as VISHAL GEAHLOT
in my License and other documents. The actual name of
mine is VISHAL GAHLOT which may be amended
accordingly.
It is certified that I have complied with other legal
requirements in this connection.
VISHAL GAHLOT
[Signature]
PART IV]
THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935)
235
I MUNNI BEGUM wife of MOHD. SALAUDDIN, residing
at B-46, J. J. Colony, Old Seemapuri, Delhi-110095, do hereby
declare for general information that the name of mine/my
husband/my son has been wrongly written as MUNNI/
SALAUDDIN/IMRAN in my educational documents and
other documents. The actual name of mine/my husband/my
son is MUNNI BEGUM/MOHD. SALAUDDIN/MOHD.
IMRAN which may be amended accordingly.
It is certified that I have complied with other legal
requirements in this connection.
MUNNI BEGUM
[Signature]
————
It is for general information that I, MANU MANIK
AGGARWAL son of Late VIRENDRA KUMAR, residing at
B-2, Rohit Kunj, Pitam Pura, Delhi-110034, declare that correct
names of my father/grand father are VIRENDRA KUMAR
AGRAWAL and GAURI PRASAD respectively but to mistake
these are written as INDER KUMAR and GAURI PRASHAD/
GAURI SHANKAR respectively in various property and
other documents related to my deceased father/deceased
grand father.
It is certified that I have complied with other legal
requirements in this connection.
MANU MANIK AGGARWAL
[Signature]
————
It is for general information that I, VISHAL NAGIA son
of Shri SANJAY NAGIA, residing at RZF-760/2, Street No.
3, Raj Nagar, Part-II, Palam Colony, New Delhi-110077, declare
that name of mine/my father have been wrongly written as
VISHAL NANGIA and my father's name SANJAY NANGIA
in my educational documents and in the other documents.
The actual name of mine/my father is VISHAL NAGIA and
my father name SANJAY NAGIA respectively which may be
amended accordingly.
It is certified that I have complied with other legal
requirements in this connection.
VISHAL NAGIA
[Signature]
————
It is for general information that I, SAILABALA SUBUDHI
RAY wife of Shri JAGDISH CHANDRA SUBUDHI RAY,
residing at Type-2, 5th Phase, Ordance Factory Badmal,
Dist-Bolangir, State-Odisha, declare that name of mine/my
minor son has been wrongly written as SAILABALA
CHANDRA SUBUDHI RAY/ASRIBAD SUBUDHI RAY in
my minor son ASHIRBAD SUBUDHI RAY educational
documents and in the other documents. The actual name of
mine/my minor son is SAILABALA SUBUDHI RAY/
ASHIRBAD SUBUDHI RAY respectively which may be
amended accordingly.
It is certified that I have complied with other legal
requirements in this connection.
SAILABALA SUBUDHI RAY
[Signature]
————
It is for general information that I, HARISH PRASAD
son of Shri LAL SINGH, residing at 76/19, T-Huts, Near Fire
Station, Kirti Nagar, New Delhi-110015, do hereby declare
that the name of my father has been wrongly written as
LALLAN PRASAD in my 10th educational certificate. The
actual name of my father is LAL SINGH, which may be
amended accordingly.
It is certified that I have complied with other legal
requirements in this connection.
HARISH PRASAD
[Signature]
————
I, MUNNI BEGUM wife of MOHD. SALAUDDIN, residing
at B-46, J. J. Colony, Old Seemapuri, Delhi-110095, do hereby
declare for general information that the name of mine/my
husband/my son has been wrongly written as MUNNI/
SALAUDDIN/SUHAIL in my educational documents and
other documents. The actual name of mine/my husband/my
son is MUNNI BEGUM/MOHD. SALAUDDIN/MOHD.
SUHAIL which may be amended accordingly.
It is certified that I have complied with other legal
requirements in this connection.
MUNNI BEGUM
[Signature]
————
It is for general information that I, MADHU SURANA
wife of Shri JAI KUMAR SURANA, residing at Block-G, 395,
New Alipore, Kolkata-700053, P. S. New Alipore, South 24
Parganas, West Bengal declare that name of my father has
been wrongly written as SHIKAR CHAND BOTHRA in my
PAN Card and in the other documents. The actual name of
my father is SHIKHER CHAND KOTHARI respectively
which may be amended accordingly.
It is certified that I have complied with other legal
requirements in this connection.
MADHU SURANA
[Signature]
236
THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935)
[PART IV
It is for general information that I, SHUSHANT SHARMA
son of Shri ANAND KUMAR, residing at W-46, Govind
Street, Babarpur, Shahdara, Delhi-110032, declare that name
of my father has been wrongly written as ANAND KUMAR
SHARMA in my educational documents. The actual name
of my father is ANAND KUMAR respectively which may be
amended accordingly.
It is certified that I have complied with other legal
requirements in this connection.
SHUSHANT SHARMA
[Signature]
————
It is for general information that I, SAUD AHMED son
of Shri IRSHAD AHMED, residing at R-201/A, Second Floor,
Street No. 9, Ramesh Park, Laxmi Nagar, Delhi-110092, declare
that name of my father has been wrongly written as MOHD.
IRSHAD AHMED in my educational documents in the other
documents. The actual name of my father is IRSHAD
AHMED respectively which may be amended accordingly.
It is certified that I have complied with other legal
requirements in this connection.
SAUD AHMED
[Signature]
————
It is for general information that I, MANOJ son of
Shri RAJBIR SINGH, residing at H-10, Bhagat Singh Park,
Sirashpur, Delhi-110042, declare that name of my father has
been wrongly written as RAJBIR PAL in my educational
documents and in the other documents. The actual name of
my father is RAJBIR SINGH respectively which may be
amended accordingly.
It is certified that I have complied with other legal
requirements in this connection.
MANOJ
[Signature]
————
It is for general information that I, NITIN son of
Shri RAJU, residing at A-331, DDA Flats, New Ranjeet Nagar,
New Delhi-110008, declare that name of mine, my father and
my mother has been wrongly written as NITIN BANSAL,
RAJU CHAND BANSAL and USHA BANSAL in my
educational documents and in the other documents. The
actual name of mine as NITIN, my father as RAJU and my
mother as USHA respectively which may be amended
accordingly.
It is certified that I have complied with other legal
requirements in this connection.
NITIN
[Signature]
————
It is for general information that I, AMANJEET son of
Shri RAN SINGH, residing at H. No. 1966, Subzi Mandi Wali
Gali, Village Alipur, Delhi-110036, declare that name of mine/
my father has been wrongly written as AMARJEET MANN/
RAN SINGH MANN in my license and in the other
documents. The actual name of mine/my father AMANJEET/
RAN SINGH respectively which may be amended
accordingly.
It is certified that I have complied with other legal
requirements in this connection.
AMANJEET
[Signature]
————
It is for general information that I, RAHUL son of
Shri LAL SINGH, residing at 76/19, T-Huts, Near Fire Station,
Kirti Nagar, New Delhi-110015, do hereby declare that the
name of my father has been wrongly written as LALLAN
PRASAD in my 10th and 12th educational certificates. The
actual name of my father is LAL SINGH, which may be
amended accordingly.
It is certified that I have complied with other legal
requirements in this connection.
RAHUL
[Signature]
————
I, RAVI son of Shri RAKESH YADAV, residing at H. No.
220, Begum Pur, Delhi-110086, do hereby declare that for
general information that the name of mine has been wrongly
written as RAVI YADAV in my license and other documents.
The actual name of mine is RAVI which may be amended
accordingly.
It is certified that I have complied with other legal
requirements in this connection.
RAVI
[Signature]
————
It is for general information that I, RAM PRASAD son
of Late SHEETAL PRASAD, residing at G-94B, Gali No.-6,
Vishwas Park, Uttam Nagar, New Delhi-110059, declare that
PART IV]
THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935)
237
name of my son has been wrongly written as DHANAJAY
in his educational documents and in the other documents.
The actual name of my son is DHANANJAY KUMAR
VERMA respectively which may be amended accordingly.
It is certified that I have complied with other legal
requirements in this connection.
RAM PRASAD
[Signature]
————
It is for general information that I, AMRESH son of
Shri UMA SHANKAR, residing at H. No. B-47, Gali No.-4,
Mohan Baba Nagar, Badarpur, New Delhi-110044, declare
that name of my father has been wrongly written as UMA
SHANKAR THAKUR in my educational documents and in
the other documents. The actual name of my father is UMA
SHANKAR respectively which may be amended accordingly.
It is certified that I have complied with other legal
requirements in this connection.
AMRESH
[Signature]
————
It is for general information that I, SHEEBA daughter of
Late SHAMSHUDDIN, residing at 9/4930-A, Shanti Mohalla,
Gandhi Nagar, Delhi-110031, declare that name of my father/
my mother has been wrongly written as AKEEL and
SHABANA in my educational documents and in the other
documents. The actual name of my father/my mother is
SHAMSHUDDIN and NUSRAT JAHAN respectively which
may be amended accordingly.
It is certified that I have complied with other legal
requirements in this connection.
SHEEBA
[Signature]
————
It is for general information that I, MANOJ KUMAR
MITRA son of Late KANAI LALL MITRA, residing at
Mahamaya Abasan, Flat-2B, 2nd Floor, Sastitala Kona Road,
P.O.-Santragachi, Howrah-711104, declare that my name has
been wrongly written as MONOJ KUMAR MITRA in my
Office Service Book and in the other documents of Office.
The actual name of mine is MANOJ KUMAR MITRA
respectively which may be amended accordingly.
It is certified that I have complied with other legal
requirements in this connection.
MANOJ KUMAR MITRA
[Signature]
238
Hkkjr dk jkti=] ekpZ 1] 2014 ¼QkYxqu 10] 1935½
[Hkkx IV
एमसीए स टॉक ए सचज िलिमटेड
मुंबई-400093
ितभूित संिवदा (िविनयमन) िनयम, 1957 के िनयम 18 की अपे#ाओं के अनुसार, एमसीए( स ) टॉक ए( सच-ज िलिमटेड की उप-िविधय3 म-
नीचे िदए गए अनुसार ) तािवत संशोधन को साधारण खंड अिधिनयम, 1897 की धारा 23 के उपबंध3 के अनुसरण म- आलोचना के िलए भारत के राजप;
म- कािशत िकया जाता है । उप-िविधय3 के िलए ) तािवत संशोधन पर कोई े#ण रखने वाला कोई ? यि( त अपने संे#ण3 को िलिखत @प म- राजप; म-
इसके काशन की तारीख से पB Cह िदन के भीतर अधोह) ता#री को ए( सच-ज ) (वेयर, सीटीएस संD या 255, सुरेन रोड, अंधेरी (पूवE), मुंबई-400093 पर
भेज सकता है। उपरो( त तारीख के पF चात ाG त े#ण3 को संशोधन को अंितम @प देते समय H यान म- नहI रखा जाएगा ।
सेबी के अनुमोदन अH यधीन, ए( सच-ज की उप-िविधय3 म- िनJ निलिखत संशोधन करने का ) ताव है :-
ए सचज की उप-िविधय के िलए संशोधन
I.
अ याय-XIII के प# चात िन% निलिखत अ याय अंत: थािपत िकया जाएगा, नामत:-
अ याय-XIII-क-िनवेशक िशकायत समाधान तं+
1.
पिरभाषाएं
(क)
‘सिमित सद) य’ से िनवेशक िशकायत समाधान सिमित का सद) य अिभेत होगा ।
(ख)
‘िनवेशक’ या ‘संघटक’ से कोई ऐसा ? यि( त अिभेत है िजसने ए( सच-ज म- Oेड िकया है और िकसी सद) य का संघटक है ।
(ग)
‘िनवेशक िशकायत समाधान सिमित’ या ‘आईजीआरसी’ से ऐसी सिमित अिभेत है िजसे बोडE या संबQ ािधकारी Rारा िनवेशक3 की
िशकायत3 के समाधान के योजन के िलए गिठत िकया गया है ।
(घ)
‘#े;ीय िनवेशक सेवा केB C’ या ‘आरआईएससी’ से ऐसे क- C अिभेत ह3गे िजB ह- संबQ ािधकारी Rारा िविभB न ) थान3 पर समय-समय पर अB य
बात3 के साथ-साथ िकया जाता है । िनवेशक3 की िशकायत3 के समाधान के िलए िविनिदEU ट िकया जाता है ।
(ड.)
‘सद) य’ से ए( सच-ज का सद) य अिभेत होगा और इसम- ) टॉक Vोकर, कारोबारी सद) य और ि( लयिरंग सद) य शािमल हX ।
2.
आरआईएससी/आईजीआरसी 8ारा िशकायत का सं9ान और समाधान
(1)
िकसी संघटक, िजसको िकसी सद) य के िवYQ िशकायत है, ऐसे ? यि( तगत या इले( Oािनक @प म-, जैसािक संबQ ािधकारी Rारा िविनिदEU ट
िकया जाता है, िशकायत कर सकता है ।
(2)
संबQ आरआईएससी इसम- इसके पF चात िदए गए ढंग से आवF यक िववरण3 से यु( त वाली वैध िशकायत3 का सं[ान लेगा ।
(3)
ए( सच-ज संबQ आरआईएससी म- िनवेशक िशकायत क# के माH यम से पहले सुलह की ि\या के माH यम से संघटक की िशकायत के समाधान
के िलए यास करेगा और जहां पर इस तरह से समाधान नहI होता है, उस मामले म- संबंध क- C पर आईजीआरसी के माH यम से समाधान िकया
जाएगा ।
(4)
संबQ ािधकारी Rारा अB यथा िविनिदEU ट न िकया गया हो को छोड़कर, यिद दावे, अंतर या िववाद का मू_ य आवेदन की तारीख को प` चीस
लाख Yपए से अिधक है, तो इसे तीन सिमित के सद) य3 वाली िनवेशक िशकायत समाधान सिमित के पास भेजा जाएगा और यिद दावे, अंतर या
िववाद का मू_ य प` चीस लाख Yपए तक है, तो इसे एक सद)यीय सिमित के पास भेजा जाएगा ।
(5)
िजन मामल3 म- ऐसी सुलह कायEवाही सफल नहI होती है-
क.
जहां िशकायत सेवा से संबंिधत है, उनम- आईजीआरसी अपेि#त सेवाएं देने के िलए सद) य को िनदेश दे सकती है ;
ख.
आईजीआरसी िकसी अB य मामले म- इससे पहले िरकाडE म- उपलb ध सामcी के आधार पर दावे का ) वीकायE मू_ य, यिद अिभिनिF चत
िकए जाने योd य हो, िनिF चत करेगी ।
(6)
संबQ ािधकारी संघटक3 की िशकायत3 के समाधान के िलए ि\या, िविध और समय-सीमा समय-समय पर िविनिदEU ट करेगा ।
(7)
cाहय दावा मू_ य के िनिF चत िकए जाने पर, उप-िविधय3 म- कुछ भी होने के बावजूद, ) टाक ए( सच-ज आईजीआरसी Rारा िनधाEिरत cाहय दावा
रािश को ) टाक ए( सच-ज के पास कारोबारी सद) य की जमा रािशय3 और अB य रािशय3 से डेिबट करेगा और उ( त रािश एक अलग खाते म-
अलग रखेगा िजसके संबंध म- अH याय-XIV की उप-िविधय3 (36) और (37) म- यथा उि_ लिखत ढंग से कायEवाही की जाएगी ।
(8)
ऐसे मामल3 म- िजनम- कारोबारी सद) य अH याय-XIV के तहत िववाचन को मामला न भेजने का चयन करता है या संबQ ािधकारी Rारा
िविनिदEU ट समय के अंदर ऐसा न करने का अपना इरादा सूिचत करता है, तो उप-िविध 7 के तहत डेिबट की गई रािश संघटक को अदा कर दी
जाएगी ।
Hkkx IV]
Hkkjr dk jkti=] ekpZ 1] 2014 ¼QkYxqu 10] 1935½
239
(9)
आईजीआरसी Rारा cाहय दावा मू_ य को िनिF चत िकए जाने से िखB न सद) य अH याय–XIV के तहत िववाचन आवेदन दािखल कर सकता है
और इसके पF चात उस अH याय के सभी उपबंध ऐसे िववाचन के िलए लागू ह3गे ।
(10)
संघटक की िशकायत के अंितम िनधाEरण के लंिबत होने तक संबQ ािधकारी आईपीएफ O) ट को ऐसी अंतिरम धनरािशयां, जो आईजीआरसी
Rारा या अH याय-XIV के तहत िववाचक Rारा िनधाEिरत cाहय दावा रािश के पूरे या एक भाग को कवर करने के िलए सेबी या ए( सच-ज Rारा यथा
िविनधाEिरत की जाती हX, संघटक को जारी करने का अनुदेश देगा ।
(11)
संबQ ािधकारी आईपीएफ O) ट को या तो अकेले या ए( सच-ज के साथ संयु( त @प से संघटक को इस कार जारी धनरािशय3 को ाj करने या
वसूल करने का अनुदेश देगा, जहां संघटक िववाचन कायEवाही या उससे उk पन् न होने वाली अB य कानूनी कायEवाही म- अB तत: हारा हो ।
3. आईजीआरसी के थान
(1)
संबQ ािधकारी आईजीआरसी के िविभB न केB C3 को िविनिदEU ट कर सकता है और इB ह- समय-समय पर संेिषत िकया जाएगा ।
(2)
वह पिरसर/) थान जहां आईजीआरसी की बैठक- ह3गी, ऐसा ) थान होगा जैसािक समय-समय पर ए( सच-ज Rारा िविनिदEU ट िकया जाता है और
तदनुसार िववाद के प#3 को सूिचत िकया जाता है ।
4.
उिचत >यवहार के िलए िदशािनदAश/सिमित सद य के िलए आचार संिहता
(1)
सिमित के सद) य3 के @प म- िनयु( त िकए गए ? यि( त :-
(i)
उिचत, िबना प#पात, ) वतं; और िवषयपरक ढंग से कायE कर-गे ।
(ii)
अपने कतE? य3 के िनवEहन म- ? यि( तगत सk य-िनU ठा, सk यवािदता, ईमानदारी और सहनशि( त के उ` चतम मानक3 को बनाए रखेगा ।
(iii)
िकसी िवशेष मामले म- अपना िहत या िवरोध कट कर-गे अथाEत ( या कायEवाही के िकसी प# के साथ कोई संबंध है या वह सिमित
सद) य से संबंिधत है ।
(iv)
अपनी िजJ मेदािरय3 के िलए अपकीितEकर कायq म- संिलG त नहI ह3गे ।
(v)
ऐसे िकसी िहत या गितिविध को नहI कर-गे जो सिमित के सद) य के @प म- उसके कतE? य3 का िनवEहन करने के िवरोध म- है ।
(vi)
अपने कतE? य का ) वतं; और िवषयपरक ढंग से िनU पादन करेगा और उन गितिविधय3 से बचेगा जो उसकी ) वतं;ता या िवषयपरकता
को #ित पहुंचाए या #ित पहुंचाते तीत होती ह3,
(vii)
यह सुिनिF चत कर-गे िक सेबी अिधिनयम, 1992, ितभूित संिवदा (िविनयम) अिधिनयम, 1956 के सभी उपबंध3, और इनके तहत
बनाए गई उप-िविधय3, िनयम3 और िविनयम3 तथा पिरप;3, िनदsश3 के िनवेशक िशकायत समाधान के संबंध म- बोडE Rारा जारी िकया
जाता है ।
(viii)
यास कर-गे िक समय-समय पर संबQ ािधकारी Rारा िनधाEिरत अविध म- िनणEय पािरत हो जाते हX ।
(ix)
यास कर-गे िक ) थगन, यिद कोई ह3, उसके िलिखत म- कारण3 को दजE करने के पF चात और िनयम की बजाए अपवाद ) व@प मंजूर
िकए जाते हX ।
(x)
सुिनिF चत कर-गे िक पंचाट िव) तृत हX और ठीक कारण िदए गए हX ।
(xi)
सुिनिF चत कर-गे िक नैसिगEक B याय के िसQाB त3 का अनुपालन िकया जाता है ।
5.
फीस
सिमित के सद) य को देय फीस और ? यय समय-समय पर संबQ ािधकारी या ए( सच-ज Rारा यथा िविनधाEिरत ह3गे ।
6.
संEेषण की िविध
(1)
संबQ ािधकारी पर सूचना, िनणEय या अB य संे#ण की तामील करने की िविध को समय-समय िविनिदEU ट कर सकता है ।
(2)
ए( सच-ज Rारा िकसी सद) य या संघटक को कोई नोिटस, िनणEय या अB य संेषण उस समय पर उिचत @प से िडलीवर या तामील िकया गया माना
जाएगा जब ऐसा नोिटस सामाB य ि\या म- तामील िकया गया होता ।
(3)
िजन मामल3 म- ऐसा संेषण ए( सच-ज को अदािवत/मना िकया गया/अिवविरत ए( सच-ज को वापस िकया जाता है तो इसे सद) य या संघटक,
जैसा भी मामला हो, को यथोिचत @प से तामील िकया गया माना जाएगा ।
240
Hkkjr dk jkti=] ekpZ 1] 2014 ¼QkYxqu 10] 1935½
[Hkkx IV
7.
सिमित के िनणHय या िनदAश का कायाHI वयन
संबQ ािधकारी सिमित के िनणEय या िनदेश के कायाEB वयन के िलए समय-समय पर ि\या और िविध िविनिदEU ट कर सकता है ।
8.
भुगतान और िनवेशक को डेिबट की गई रािश को EितवितHत करना
संबQ ािधकारी िनवेशक3 को डेिबट की गई रािशय3 के भुगतान के िलए समय-समय पर ि\या और िविध िविनिदEU ट कर सकता है ।
9.
अपवजHन
संदेह3 को दूर करने के िलए, एतदRारा यह ) पU ट िकया जाता है िक ए( सच-ज को इन उप-िविधय3 के तहत उ_ लिखत ? यवहार3, संिवदाओं और
लेन-देन3 के िलए प# होना नहI माना जाएगा और ए( सच-ज और िकसी कारोबारी सद) य के बीच दाव3, अB तर या िववाद3 के मामले म- इस
अH याय के उपबंध या पिरप; लागू नहI ह3गे और ए( सच-ज या िकसी कारोबारी सद) य के बीच कोई सहारा नहI िलया जाएगा ।
।।.
अ याय- XIV के िलए िन% निलिखत अ याय Eित थािपत िकए जाएंगे, नामत:-
अ याय-XIV
िववाचन
1. पिरभाषाएं
(क)
''िववाचक'' से एकल िववाचक या िववाचक3 का एक पैनल अिभेत होगा ।
(ख)
''अिधिनयम'' से माH य) थम् एवं सुलह अिधिनयम, 1996 अिभेत होगा और इसम- इसका कोई सांिविधक संशोधन, उसका ित) थापन या
पुन:अिधिनयम नहI शािमल है, जो इस समय वृk त है ।
(ग)
''आवेदक'' से वह ? यि( त अिभेत है जो िववाचन कायEवाही शु@ करने के िलए आवेदन करता है ।
(घ)
''ितवादी'' से वह ? यि( त अिभेत है िजसके िवYQ आवेदक िववाचन आवेदन दायर करता है, ऐसे ? यि( त के िवYQ चाहे कोई दावा हो या
न हो ।
2. िववाचन के िलए संदभH
(1)
कारोबारी सद) य3 के बीच पर) पर और कारोबारी सद) य3 और संघटक3 के बीच ) टॉक ए( सच-ज की उप-िविधय3, िनयम3 और िविनयम3 के
अH यधीन िकए गए ? यवहार3, संिवदाओं और लेन-देन से या उसके ासंिगक िकसी बात के संदभE म- या उसके संदभE म- या उनकी वैधता,
संरचना, ? याD या, पूितE या उसके प#3 के अिधकार, दाियk व और देनदािरयां और िकसी F न सिहत िक ( या ऐसे ? यवहार, लेन-देन और
संिवदाएं िकए गए हX या नहI, से उk पB न सभी दावे, मतभेद या िववाद इन उप-िविधय3 के उपबंध3 के अनुसार िववाचन को ) तुत िकए
जाएंगे ।
(2)
कारोबारी सद) य3 और उप-Vोकर3 के बीच और उप-Vोकर3 तथा उप-Vोकर3 के cाहक3 के बीच ) टॉक ए( सच-ज की उप-िविधय3, िनयम3
और िविनयम3 के अH यधीन िकए गए ? यवहार, संिवदा और लेन-देन से उk पB न या के संबंध म- या उसके ासंिगक िकसी बात के संदभE म- या
उसके संदभE म- या उनकी वैधता, संरचना, ? याD या, पूरा करने या उसके प#3 के अिधकार, दाियk व और देनदािरयां और ( या ऐसे ? यवहार,
लेन-देन और संिवदा िकए गए है या नहI के िकसी F न सिहत सभी दावे, मतभेद या िववाद इन उप-िविधय3 के उपबंध3 के अनुसार िववाचन
को ) तुत िकए जाएंगे ।
) पU टीकरण : इन उप-िविधय3 के योजनाथE उप-Vोकर और cाहक3 का सेबी () टाक-Vोकर और उप-Vोकर) िविनयम, 1992 Rारा िनिदEU ट
संबंिधत अथE होगा, बशतs िक उप-Vाकर3 ने ) टॉक ए( सच-ज के कारोबारी सद) य के तहत सेबी का पंजीकरण ाG त िकया हो ।
(3)
कारोबारी सद) य3 के बीच पर) पर, कारोबारी सद) य3 और संघटक3 के बीच चाहे भागीदार के @प म- पंजीकृत ह3 या न ह3, संघटक3 के बीच
पर) पर, चाहे भागीदार के @प म- पंजीकृत ह3 या न ह3, ) टॉक ए( सच-ज के थोक ऋण बाजार कारोबार खx ड के संबंध म- अथवा ) टॉक
ए( सच-ज की उप-िविधय3, िनयम3 और िविनयम3 के अH यधीन िकए गए या संसूिचत ? यवहार, संिवदा और लेन-देन से उk पB न या के संबंध
म- या उसके ासंिगक िकसी बात के संदभE म- या उसके संदभE म- या उनकी वैधता, संरचना, ? याD या, पूरा करने या उसके प#3 के अिधकार,
दाियk व और देनदािरयां और ( या ऐसे ? यवहार, लेन-देन और संिवदा िकए गए हX या नहI से संबंिधत िकसी F न सिहत सभी दावे, मतभेद या
िववाद इन उप-िविधय3 के ावधान3 के अनुसार िववाचन को ) तुत िकए जाएंगे ।
बशतs िक यह उप-िविध कारोबारी सद) य पर, िजसके माH यम से ऐसे िकसी भागीदार ने ? यवहार िकया है या Oेड िकया है, उसके संबंध म-
) टॉक ए( सच-ज के #े;ािधकार को िकसी ढंग से भािवत नहI करेगी और ऐसा कारोबारी सद) य इसके िलए ) टॉक ए( सच-ज के ित
िजJ मेदार, जवाबदेह और उk तरदायी बना रहेगा ।
Hkkx IV]
Hkkjr dk jkti=] ekpZ 1] 2014 ¼QkYxqu 10] 1935½
241
(3)
अHयाय-XIII-क के तहत आईजीआरसी Rारा cाहय दावा मू_ य के िनिF चत िकए जाने से िखB न कोई भी कारोबारी सद) य इस अH याय के
तहत संघटक के साथ अपने दावे, मतभेद या िववाद को िववाचन को ) तुत कर सकता है ।
(5)
इस अH याय की उप-िविधय3 2(1), 2(2) और 2(3) के उपबंध ) टॉक ए( सच-ज की उप-िविधय3, िनयम3 और िविनयम3 के अH यधीन िकए
गए सभी ? यवहार3, संिवदाओं और लेन-देन3 के िलए उसम- उि_ लिखत प#3 के बीच सभी दाव3, मतभेद3, िववाद3 के िलए योy य हो जाएंगे
बशतs िक ऐसे ? यवहार, संिवदा और लेन-देन उसम- उि_ लिखत प#3 के बीच उस तारीख से पूवE या उस तारीख संपB न िकए गए ह3, िजस
तारीख कारोबारी सद) य को या तो चूककताE घोिषत िकया गया हो या िनU कािसत िकया गया हो या उसने अपनी कारोबारी सद) यता
अz यिपEत कर दी हो।
(6)
ऐसे मामल3, िजB हे समय-समय पर सूचीकरण करार म- िवशेष @प से ? यवि) थत िकया गया हो जैसे िक िनगEमकताE Rारा ) टॉक ए( सच-ज के
साथ संपB न िकया गया हो के संबंध म- िनगEमकताE और एक संघटक के बीच उk पB न सभी दाव3, मतभेद3 या िववाद3 को इन उप-िविधय3 के
उपबंध3 के अनुसार िववाचन को ) तुत िकए जाएंगे ।
) पU टीकरण : इन उप-िविधय3 के योजनाथE, ''जारीकताE'' शb द का वही अथE होगा जैसािक इन उप-िविधय3 म- पिरभािषत िकया गया है और ''संघटक'' शb द
का अथE िनवेशक होगा, िजसने िनगEमकताE की ितभूितय3 को ए( सच-ज म- खरीदा या बेचा है, िजसके संबंध म- दावा, मतभेद या िववाद पैदा हुआ है।
3. इन उप-िविधय के उपबंध को सभी > यवहार, संिवदाओं और लेन-देन का भाग होना माना जाएगा
सभी ? यवहार3, संिवदाओं और लेन-देन3, जो ) टॉक ए( सच-ज की उप-िविधय3, िनयम3, िविनयम3 और समय-समय पर जारी िविभB न पिरप;3 के
अH यधीन िकए गए हX या िकए गए माने गए हX, इन उप-िविधय3 म- यथा ? यवि) थत िववाचन से संबंिधत उपबंध ? यवहार3, संिवदाओं और लेन-देन3 का
भाग बन-गे या भाग बनना माना जाएगा और प#3 को िलिखत @प म- िववाचन करार िकया गया माना जाएगा िजसके Rारा इन उप-िविधय3 म-
उि_ लिखत ) व@प के सभी दावे, मतभेद या िववाद इन उप-िविधय3 के उपबंध3 के अनुसार िववाचन को ) तुत िकए जाएंगे ।
4. िववाचन के िलए दावे, मतभेद या िववाद के संदभH के िलए पिरसीमा अविध
इन उप-िविधय3 म- उि_ लिखत सभी दावे, मतभेद या िववाद पिरसीमा अिधिनयम, 1963 के तहत िविनधाEिरत अविध के अंदर िववाचन को ) तुत
िकए जाएंगे ।
) पU टीकरण :
(क)
ऐसे मामल3 िजनम- दावा, मतभेद या िववाद की तारीख का िनF चय न हो, इसे लेन-देन, िजसके संबंध म- दावा, मतभेद या िववाद उठा है,
की तारीख से छह महीने के अविध की समािG त पर उठा माना जाएगा ।
(ख)
ऐसे मामल3, िजनम- दावा, मतभेद या िववाद की तारीख उप-िविधय3 के अH याय-XIV की उप-िविध 2(6) से उk पB न का िनF चय न हो,
उनम- इसे िनJ नानुसार उk पB न हुआ माना जाएगा :
(i)
ऐसे मामल3 िजनम- िनगEमकताE संघटक को शेयर3 के अंतरण को सूिचत करने म- िवफल रहता है, उनम- िववाद की तारीख
िनगEमकताE के पास अंतरण के िलए संघटक Rारा शेयर3 को ) तुत करने की तारीख से 30 िदन3 की समािG त की तारीख से छह
महीने की समािG त की तारीख को उk पB न हुई मानी जाएगी; या
(ii)
ऐसे मामल3 िजनम- िनगEमकताE शेयर3 का अंतरण करने को मना करता है, उनम- िववाद की तारीख को संघटक के प# म- शेयर3
के अंतरण को मना करने की िनगEमकताE की सूचना की ािG त की तारीख से छह महीने की समािG त की तारीख को उk पB न हुई
मानी जाएगी ।
(iii)
ऐसे मामल3 िजनम- िनगEमकताE संघटक के शेयर3 के अंतरण म- िनधाEिरत अविध से देरी करता है, उनम- िववाद की तारीख
िनगEमकताE के पास अंतरण के िलए संघटक Rारा शेयर3 को ) तुत करने की तारीख से 30 िदन की समािG त की तारीख से छह
महीने की समािG त की तारीख को उk पB न हुई मानी जाएगी; या संघटक के प# म- शेयर3 के अंतरण को सूिचत करते हुए
संघटक को जारीकताE की संसूचना की ािG त तारीख, जो भी बाद म- हो ।
5. िववाचन का थान
(1)
संबQ ािधकारी या तो साधारण @प से या िवशेष @प से देश के िविभB न #े;3 के िलए िववाचन के िविभB न ) थान3 के िलए ? यव) था कर सकता
है और ऐसी दशा म- िववाचन का ) थान संबQ ािधकारी Rारा दान िकया गया ) थान होगा और इसे समय-समय पर संबQ ािधकारी Rारा
संसूिचत िकया जाएगा ।
(2)
वे पिरसर/) थान जहां िववाचन अपना ) थान लेगा ऐसा ) थान होगा िजसकी ) टॉक ए( सच-ज Rारा समय-समय पर पहचान की जाती है और
तदनुसार िववाचक और िववाद के प#3 को सूिचत िकया जाता है ।
242
Hkkjr dk jkti=] ekpZ 1] 2014 ¼QkYxqu 10] 1935½
[Hkkx IV
6. िववाचन के थान के चयन के िलए मानदR ड
संबQ ािधकारी Rारा अB यथा िविनिदEU ट न िकया गया हो, को छोड़कर, िकसी िवशेष मामले के िलए िववाचन के ) थान के चयन के िलए मानदx ड
िनJ नानुसार है:
िववाद के पS
िववाचन के िलए आवेदन दािखल करने का थान
सुनवाई का थान
टीएम* बनाम टीएम
यिद दोन3 कारोबारी सद) य3 के ? यवहारकायाEलय जहां से ? यवहार
िकया गया था िकसी िवशेष आरएसी Rारा कवर िकए जाने वाले
िकसी एक राy य म- ि) थत ह3 तो िववाचन के िलए आवेदन
आवेदक-कारोबारी सद) य Rारा उस आरएसी म- दायर िकया
जाएगा ।
यिद दोन3 कारोबारी सद) य3 के ? यवहार कायाEलय जहां से ? यवहार
िकया गया था िविभB न आरएसी Rारा कवर िकए जाने वाले राy य3
म- ि) थत ह3 तो िववाचन के िलए आवेदन उस आरएसी म- दायर
िकया जाएगा जो उस राy य को कवर करता है िजसम- ितवादी-
कारोबारी सद) य के ? यवहार कायाEलय ि) थत है ।
सुनवाई उस आरएसी म- होगी
जहां आवेदक-कारोबारी सद) य
के िववाचन के िलए आवेदन
दायर िकया है और ितवादी –
कारोबारी सद) य उस िवशेष
आरएसी म- सुनवाई म- उपि) थत
ह3गे ।
टीएम* बनाम सी*
और सी बनाम टीएम
िववाचन के िलए आवेदन संघटक Rारा केवीसी फामE म- िदए गए
पते के िनकटतम आरएसी म- आवेदक Rारा दायर िकया जाएगा,
तथािप, बशतs िक अिनवासी भारतीय संघटक के संबंध म-
िववाचन का ) थान उस आरएसी #े; म- होगा िजसम- कारोबारी
सद) य का प; ? यवहार का कायाEलय ि) थत हो ।
सुनवाई उस आरएसी म- होगी
जहां आवेदक ने िववाचन के
आवेदन को दायर िकया है और
ितवादी उस िवशेष आरएसी म-
सुनवाई के िलए उपि) थत होगा ।
*''कारोबारी सद) य'' के िलए ''टीएम'' और ''संघटक'' के िलए ''सी'' है ।
7.
दावा, मतभेद या िववाद का संदभH
संबQ ािधकारी Rारा अB यथा िविनिदEU ट न िकया गया हो, को छोड़कर, यिद दावे, मतभेद या िववाद का मू_ य आवेदन की तारीख को प` चीस
लाख Yपए से अिधक है तो इसे तीन िववाचक3 के पैनल के पास भेजा जाएगा और यिद दावे, मतभेद या िववाद का मू_ य प` चीस लाख Yपए तक
हो तो इसे एकल िववाचक के पास भेजा जाएगा ।
8.
िववाचक के Uप म कायH करने के िलए पा+ > यि तय के चयन के िलए मानदR ड और EिVया
(1)
संबQ ािधकारी दूसरे उJ मीदवार3 की तुलना म- िविध, िवk त, बंधन, शासन की पृU ठभूिम और ितभूित बाजार से संबंिधत #े;3 म-
अनुभवी ? यि( तय3 को तरजीह देगा और साधारण पूल म- शािमल करने के िलए उJ मीदवार3 की शै#िणक अहEताओं और अनुभव दोन3
पर िवचार करेगा ।
(2)
पा; ? यि( तय3 की सूची म- मौजूदा ? यि( तय3 के पुन: नामांकन के मामले म-, संबQ ािधकारी ऐसे ? यि( तय3 के िपछले अनुभव जैसे िक
अिधिनणEय पािरत करने के िलए िलया गया समय, पािरत िकए गए अिधिनणEय3 की कोिट, िववाचक के िवYQ ाG त िशकायत3, यिद कोई
ह3, पर िवचार करेगा ।
(3)
साधारण पूल म- शािमल करने के िलए पा; ? यि( तय3 की ऐसी सूची k येक #े;ीय िववाचन क- C के िलए बनाई जाएगी ।
(4)
िववाचक3 की पूिलंग क- C-वार की जाएगी और ए( सच-ज की वेबसाइट पर दिशEत की जाएगी ।
) पU टीकरण : ''साधारण पूल'' से राU O-? यापी कारोबारी टिमEनल3 वाले सभी माB यतााG त ए( सच-ज3 के पैनल3 पर सभी िववाचक3 को शािमल
करके बनाया गया िववाचक3 का पैनल अिभेत होगा ।
9. िववाचक के िलए उिचत > यवहार/आचार संिहता के िलए िदशािनदAश
(1) िववाचक3 के @प म- िनयु( त ? यि( त :-
(i)
उिचत, िबना प#पात और तट) थ ढंग से कायE कर-गे ।
(ii) अपने िववाद के िनवEहन म- ? यि( तगत सk यिनU ठा, सk यवािदता, ईमानदारी और धैयE के उ` चतम मानक बनाए रख-गे तािक जनता म-
िवF वास उk पB न कर सक- और अपनी िजJ मेदािरय3 के ित अपकीितEकारक कृk य3 म- संिलG त नहI ह3गे ।
Hkkx IV]
Hkkjr dk jkti=] ekpZ 1] 2014 ¼QkYxqu 10] 1935½
243
(iii) ऐसे िकसी िहत या गितिविध का पिरहार कर-गे जो िववाचक के @प म- अपने कतE? य3 के िनवEहन के ितकूल ह3 ।
(iv) अपनी ड्यूटी को ) वतं; और तट) थ ढंग से िनU पािदत कर-गे और ऐसी गितिविधय3 का पिरहार कर-गे जो उनकी ) वतं;ता या वाि) वकता
को #ित पहुँचाये या #ित करती हुई तीत होती हो ।
(v)
िकसी िवशेष मामले म- िदलच) पी या िवरोध कट करना अथाEत ( या कायEवाही से संबंिधत िकसी प# का िववाचक से कोई ? यवहार
है या संबंध है ।
(vi) सुिनिF चत कर-गे िक माH य) थम् एवं सुलह अिधिनयम, 1996, भारतीय ितभूित िविनयम बोडE अिधिनयम, 1992, ितभूित संिवदा
िविनयमन अिधिनयम, 1956 के सभी उपबंध3 और उनके तहत बनाए गए िनयम3, िविनयमन3 और उप-िविधय3 एवं िववेचन तथा
ितभूितय3 म- लेन-देन के संबंध म- सरकार/सेबी Rारा जारी पिरप;3, िनदेश3 का अनुपालन िकया जाता है ।
(vii) यास कर-गे िक िववाचन अिधिनणEय ) टाक ए( सच-ज की उप-िविधय3, िनयम3 और िविनयम3 के Rारा िनधाEिरत अविध के अंदर पािरत
िकया जाता है ।
(viii) यास कर-गे िक सभी )थगन, यिद कोई ह3, उनके कारण3 को िलिखत म- दजE करने के पF चात और िनयम की बजाए अपवाद के @प म-
) वीकृत िकए जाते हX ।
(ix) सुिनिF चत कर-गे िक अिधिनणEय b यौरे-वार हX और उसके ठीक कारण िदए गए हX ।
(x)
सुिनिF चत कर-गे िक B याय के नैसिगEक िसQांत3 का पालन िकया जाता है ।
10. िववाचक की िनयुि त के िलए EिVया
(1)
आवेदक और ितवादी िजनके िव@Q आवेदक Rारा दावा िकया गया है िववेचन के संबंिधत ) थान3 के िलए ) टाक ए( सच-ज Rारा
िविनिदEU ट पा; ? यि( तय3 की सूची म- से नीचे यथािनिदEU ट ऐसे ? यि( तय3 की संD या के नाम अवरोही तरजीह के \म म- ) टॉक ए( सच-ज को
) तुत कर-गे। आवेदक और ितवादी Rारा इस कार चयन िकए जाने वाले ? यि( तय3 की संD या सात होगी यिद िववेचन का ) थान मुंबई म-
है और अB य मामल3 म- पांच होगी। ऐसे नाम आवेदक Rारा िविनधाEिरत फामE म- िववेचन आवेदन के साथ ) तुत िकए जांएगे। ितवादी
) टाक ए( सच-ज से िववेचन आवेदन के ाG त होने के सात िदन के अंदर िविनधाEिरत फामE म- नाम ) तुत करेगा। आवेदक के साथ-साथ
ितवादी से िविनधाEिरत फामE ाG त होने पर िववाचक (िववाचक3) को ) वचािलत ि\या के जिरए या सेबी या ए( सच-ज Rारा समय-समय
पर िविनिदEU ट िकसी अB य ि\या के माH यम से िनयु( त िकया जाएगा ।
(2) इस कार िनयु( त िववाचक3 का पैनल िववाचक के @प म- उनकी िनयुि( त की सूचना की ािG त के 7 िदन के अंदर अपन3 म- से एक का
अH य# िववाचक के @प म- कायE करने के िलए चयन करेगा। अH य# िववाचक के चयन के िलए पैनल म- िवफलता या सवEसJ मित की कमी
के मामले म- संबQ ािधकारी अH य# िववाचक का चयन करेगा ।
11. िववाचक के Uप म िनयु त िकए जाने वाले > यि तय 8ारा Eकटन
k येक ? यि( त, िजससे िववाचक के @प म- उसकी संभािवत िनयुि( त के संबंध म- संपकE िकया जाता है, संबQ ािधकारी उसकी ) वतं;ता और
िनU प#ता के िलए B यायसंगत संदेह3 को बढ़ाने वाली संभािवत पिरि) थितय3 को िलिखत म- कट करेगा। यिद ? यि( त िकB हI ऐसी पिरि) थितय3 को
कट करता है िजनसे संबQ ािधकारी के िवचार म- उसकी ) वतं;ता और िनU प#ता के िलए B यायसंगत संदेह3 को बढ़ने की संभावना हो तो उसे
िववाचक के @प म- िनयु( त नहI िकया जाएगा और ऐसी दशा म- अB य िववाचक (िववाचक3) को उप-िविध 10 म- यथा उि_ लिखत ) वचािलत
ि\या के माH यम से िनयु( त िकया जाएगा ।
12. िववाचक3 के @प म- िनयु( त ? यि( तय3 Rारा कटन
कोई िववाचक उसकी िनयु( त के समय से और पूरी िववाचन कायEवाही म- िबना देरी िकए संबQ ािधकारी को उपयुE( त उप-िविध (11) म-
उि_ लिखत िकB हI पिरि) थितय3, जो िकसी िववाचक को उसकी िनयुि( त के पF चात उसकी जानकारी म- आई ह3, को िलिखत म- कट करेगा ।
13. िववाचक के कायाHलय म िरि त
यिद एकल िववाचक के कायाEलय या िववाचक3 के पैनल म- िकसी एक या अिधक िववाचक3 की उनकी िनयुि( त के पF चात िरि( त होती है तो
) टॉक ए( सच-ज इसम- उपयुE( त िविनिदEU ट ि\या अपनाएगा और िववाचक के कायाEलय म- हुई िरि( त को भरेगा ।
14. िववाचक के अिधदेश की समािY
(1)
िववाचक का अिधदेश समाj हो जाएगा यिद
244
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(क)
िववाचक िकसी भी कारण से अपने पद से हट जाता है; अथवा
(ख) संबQ ािधकारी की राय म-, िववाचक अपने कायq का िनUपादन करने म- िविधतः अथवा व)तुतः असमथE हो जाता है, अथवा अBय
कारण3 से अनावFयक िवलंब के िबना कायE करने म- असमथE हो जाता है िजनम- संबQ ािधकारी Rारा िनधाEिरत समयाविध के भीतर
माHय)थम अवाडE देने म- िवफलता शािमल है। संगत ािधकारी का ऐसा िनणEय अंितम होगा तथा प#कार3 पर बाHयकारी होगा; अथवा
(ग)
िववाचन के दोन3 प#कार3 से िववाचक के अिधदेश की समािj के िलए िलिखत अनुरोध ाj होने पर संगत ािधकारी Rारा मHय)थ का
अिधदेश समाj कर िदया जाता है; अथवा
(घ)
िववाचक उपिविध (11) तथा (12) म- उि_लिखत िकBहI पिरि)थितय3 का कटन करता है जो संगत ािधकारी की राय म- उसकी
)वतं;ता तथा िनUप#ता के बारे म- Bयायोिचत संदेह उkपBन कर सकती हX।
(ङ)
इसम- यथा उपबंिधत िववाचन कायEवाही समाj कर दी जाती है।
15. िववाचक के पद की िरि[ की आपूितH करना
यिद िववाचन अवाडE िदए जाने से पूवE, िकसी भी समय िववाचक का पद िकसी भी कारण से िर‚ हो जाता है िजसम- िववाचक की बीमारी या
मृkयु के कारण अथवा संबQ ािधकारी Rारा िववाचक का अिधदेश समाj कर िदए जाने के कारण अथवा अBयथा हुई कोई िरि‚ शािमल है, तो
) टाक ए( सच-ज Rारा उस िरि‚ की आपूितE उसी ि\या का अनुसरण करके की जाएगी जो िववाचक की िनयुि‚ के िलए इसम- िविनिदEƒ की गई
है।
16. िरि त की आपूितH म संब] Eािधकारी 8ारा िनयु त िववाचक 8ारा कायHवाही िकया जाना
जब तक िक प#कार3 Rारा अBयथा सहमित न हो, मHय)थ के पद की िरि‚ की आपूितE करने के िलए संबQ ािधकारी Rारा िनयु‚ कोई भी
मHय)थ पहले की गई िकBहI सुनवाइय3 को दोहरा सकता है।
17. पूवHवत^ िववाचक का आदेश या िनणHयन अवैध नह` होगा
िववाचक के अिधदेश की समािj से पूवE िववाचक Rारा िदया गया आदेश या िनणEयन मा; इस कारण अवैध नहI होगा (य3िक उसका अिधदेश
समाj कर िदया गया है; बशतs िक जब अिधदेश की समािj इस अH याय की उपिविध (14) (1) के अनुसरण म- भावी की गई हो, तो उसके
अिधदेश की समािj से पूवE िकया गया िववाचक का आदेश या िनणEयन अवैध हो जाएगा जब तक िक प#कार3 Rारा अBयथा सहमित न हो।
18.
िववाचक 8ारा आदेिशत अंतिरम िववाचन अवाडH तथा अंतिरम उपाय
अिधिनयम के उपबंध3 के अनुसार िववाचक को अंतिरम िववाचन अवाडE देने तथा साथ ही संर#ण के अंतिरम उपाय3 की ?यव)था करने की
शि‚यां दी जा सकती है। िववाचक िकसी एक प#कार से यह अपे#ा कर सकता है िक वह अंतिरम उपाय के संबंध म- समुिचत सुर#ा की
?यव)था करे।
19.
िववाचन की लागत के िलए जमारािश
(1)
दावा, मतभेद या िववाद के प#कार िववाचन की लागत का वहन कर-गे। इस योजनाथE िववाचन कायEवाही करने के िलए िकए गए खचE
की लागत अदा करने के िलए िववाचन के दोन3 प# िववाचन आवेदन या उk तर, जैसा भी मामला हो, के साथ ) टॉक ए( सच-ज के पास
रािश जमा कर-गे। बशतs िक जब तदनुसार ितवादी Rारा संघटक होने पर, जमा करने म- िवफल, अनदेखी या मना करने पर आवेदक
तथािप, अवाडE के अनुसार ऐसे ितवादी से इसे वसूल करने के अपने अिधकार के ित पूवाEcह के िबना ऐसी जमा करने के िलए
िजJ मेदार होगा। यिद कारोबारी सद) य जमा करने म- िवफल रहता है तो ) टॉक ए( सच-ज को कारोबारी सद) य से उसको देय धनरािशय3 से
जमा वूसल करने का अिधकार होगा।
(2)
जमा की जाने वाली जमा की रािश शु@ म- दावे की रािश Rारा िनधाEिरत की जाएगी और उसके पF चात ऊंचे जवाबी दावे, यिद कोई हो,
के आधार पर िनधाEिरत की जाएगी, जैसा संबQ ािधकारी Rारा िविनिदEU ट िकया जाता है, जो नीचे दी गई अिधकतम सीमा के अH यधीन
होगी :
Vम
सं.
दावे की रािश/ जवाबी दावा, जो भी
अिधक हो
जमा की रािश, यिद दावा छह महीने
के अंदर दािखल िकया जाता है
(Eितशतता, दावे या जवाबी दावे की
रािश, जो भी अिधक हो, का उb लेख
करती है)
जमा की रािश, यिद दावा
छह महीने के प# चात
दािखल िकया जाता है
(आवेदक के िलए)
(क)
(ख)
(ग)
(घ)
Hkkx IV]
Hkkjr dk jkti=] ekpZ 1] 2014 ¼QkYxqu 10] 1935½
245
1.
10,00,000/-Yपए तक
1.3 ितशत बशतs िक 10,000/-Yपए
B यूनतम हो
3.9 ितशत बशतs िक
30,000/-Yपए B यूनतम हो
2.
10,00,000/-Yपए से ऊपर और
25,00,000/-Yपए तक
13,000/-Yपए जमा 10 लाख से ऊपर
0.3 ितशत रािश
39,000/-Yपए जमा 10
लाख से ऊपर 0.9 ितशत
रािश
3.
25,00,000/-Yपए से ऊपर
17,500/-Yपए जमा 25 लाख से ऊपर
0.2 ितशत रािश, 30,000 Yपए के
अिधकतम के अH यधीन
52,500/-Yपए जमा 25
लाख Yपए से ऊपर 0.6
ितशत रािश, 90,000/-
Yपए के अिधकतम के
अH यधीन
(3)
यिद दावे की रािश 10 लाख Yपए से कम या उसके बराबर होती है तो संघटक को चाहे उसे या आवेदक या ितवादी को ) टॉक ए( सच-ज
को जमा ) तुत करना अपेि#त नहI होगा। ऐसे मामल3 म-, संघटक के िलए और उसकी ओर से िववाचन कायEवाही करने के िलए खचE
की गई लागत- ) टॉक ए( सच-ज Rारा वहन की जाएंगी।
(4)
िववाचन अवाडE जारी करने पर ) टॉक ए( सच-ज उस प# को, िजसके प# म- अवाडE पािरत िकया गया है, जमा, यिद कोई हो, वापस
करेगा। उस मामले म- िजसम- दावा 6 महीने के अंदर दािखल िकया गया था, प#, िजसके िव@Q अवाडE पािरत िकया गया है, Rारा जमा
की गई पूरी रािश को ) टॉक ए( सच-ज के िववाचन शु_ क के िलए िविनयोिजत िकया जाएगा। उस मामले म- िजसम- दावा 6 महीने के
पF चात दािखल िकया गया था, प# से वसूल की गई जमा का एक-ितहाई ) टाक ए( सच-ज की िववाचन फीस के िलए िविनयोिजत िकया
जाएगा और शेष दो-ितहाई रािश ) टाक ए( सच-ज की िनवेशक संर#ण िनिध म- जमा की जाएगी।
(5)
उपयुE( त उप-िविध (19)(2) से (19)(4) म- उि_ लिखत 6 महीने की अविध की गणना उस ितमाही के अंत से िजसके दौरान िववािदत
लेनदेन (लेनदेन3) को िनU पB न/िनपटाया गया, जो भी िववाद के िलए संगत हो, और िनJ न को छोड़कर की जाएगी :-
(i)
दावे, मतभेद या िववाद के शासिनक @प से समाधान के यास म- संबQ ािधकारी Rारा िलया गया समय अथाEत िववाद की
ािG त की तारीख से संबQ ािधकारी Rारा िनणEय िलए जाने तक िलया गया समय, और
(ii) िववाद के समाधान के यास के िलए सद) य Rारा िलया गया समय या सद) य Rारा िववाद की ािG त की तारीख से एक महीना,
िववाद के समाधान के यास के िलए िकए गए समय की गणना म- जो भी पहले हो, सद) य Rारा िशकायत/िववाद के ािG त की
तारीख और संघटक Rारा सद) य के अंितम सJ ेषण की ािG त की तारीख के बीच के समय पर िवचार िकया जाएगा।
20. परामशHदाता, अटान^ या एडवोकेट 8ारा िववाचन कायHवाही म उपिथत होना
िववाचन कायEवाही म-, जहां दोनो प#कार कारोबारी सद)य हX, प#कार3 को परामशEदाता, अटान… या वकील के माHयम से उपि)थत होने की
अनुमित नहI दी जाएगी, िकBतु जहां एक प#कार संघटक है वहां संघटक को परामशEदाता, अटान… या एडवोकेट के माHयम से उपि)थत होने की
अनुमित दी जाएगी। यिद संघटक परामशEदाता,अटान… या एडवोकेट के माHयम से उपि)थत होने का चयन करता है, तो कारोबारी सद)य तथा
िनगEमकताE को समान िवशेषािधकार दान िकया जाएगा।
21. िववाचन के िलए EिVया
(1) आवेदक िनJ निलिखत अनुलd नक3 सिहत िववाचन के िलए अपना/उसका आवेदन ) टॉक ए( सच-ज को िविनधाEिरत फामE म- ) तुत करेगा
(एकल िववाचक के मामले म- तीन ितयां और िववाचक3 के पैनल के मामले म- पांच ितयां) :
(i)
मामले का िववरण (िजसम- िववाचन के बारे म- सभी संगत त† य और मांगी गई राहत दी गई हो)
(ii) लेखा का िववरण
(iii) सद) य - संघटक करार की ितयां
(iv) संबंिधत संिवदा नोट और िबल3 की ितयां
(v) कोई अB य द) तावेज (द) तावेज3) की ितयां िजन पर आवेदक Rारा िवF वास िकया गया हो।
(vi) आईजीआरसी के िनणEय की ितयां, िजसम- यह उप-िविध 2(4) के तहत संदभE िकया गया हो ।
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Hkkjr dk jkti=] ekpZ 1] 2014 ¼QkYxqu 10] 1935½
[Hkkx IV
(2) आवेदक अपने/उसके िववाचन आवेदन के साथ िनJ निलिखत भी ) टॉक ए( सच-ज को ) तुत करेगा :
(i)
एमसीए( स ) टाक ए( सच-ज िलिमटेड के प# म- िववाचन के ) थान पर देय जमा के िलए चेक/पे-आडEर/िडमांड ‡ाˆट, यिद लागू
होता हो;
(ii) िविनधाEिरत फामE म- िववाचक (िववाचक3) के @प म- कायE करने के िलए अपने/उसके तरजीह के \म म- पा; िववाचक3 के नाम3
की सूची;
(3)
यिद आवेदन म- कोई कमी/दोष पाया जाता है तो ) टाक ए( सच-ज आवेदक को इस कमी/दोष को संशोिधत करने के िलए कहेगा और
आवेदक ) टाक ए( सच-ज से सूचना की ािG त के 15 िदन के अंदर कमी/दोष को संशोिधत करेगा। यिद आवेदक िविनधाEिरत अविध के
अंदर कमी/दोष को संशोिधत करने म- असमथE रहता है तो ) टाक ए( सच-ज कमी वाले/दोष वाले आवेदन को आवेदक को वापस कर
देगा। तथािप, आवेदक को संशोिधत आवेदन दायर करने का अिधकार होगा िजसे सभी योजन3 के िलए नए आवेदन के @प म- माना
जाएगा और तदनुसार कारEवाई की जाएगी ।
(4)
अपेि#त द) तावेज3 सिहत िववेचन आवेदन के ाG त होने पर ) टाक ए( सच-ज मामले का िववरण और संबंिधत द) तावेज3 की ितयां
ितवादी को अcेिषत करेगा।
(5) ितवादी िववाचन आवेदन ाG त होने पर ऐसे िववेचन आवेदन या ािG त की तारीख से 7 िदन के अंदर ) टाक ए( सच-ज को िविनधाEिरत
फामE म- अपना उk तर ) तुत करेगा। यिद ितवादी ए( सच-ज Rारा िविनधाEिरत समयाविध के अंदर िविनधाEिरत फामE म- अपना उk तर ) तुत
करने म- असमथE रहता है तो इसम- ऊपर उपिविध (10) म- यथा िविनिदEU ट ढंग से िववाचक िनयु( त िकया जाएगा।
(6) ितवादी (ितवािदय3) से उk तर ाG त होने पर इसम- ऊपर उपिविध (10) म- िविनधाEिरत ि\या के अनुसार िववाचक िनयु( त िकया
जाएगा। एक से अिधक ितवादी होने की दशा म-, मृत संघटक या पिरवार के सद) य3 के कानूनी उk तरािधकारी ह3 तो ऐसे कानूनी
उk तरािधकारी अपन3 म- से एक को िविनधाEिरत फामE (फामq) और ऐसे अB य द) तावेज3, जैसा अपेि#त ह3, सिहत िववाचन कायEवाही म-
मृत संघटक का ितिनिधk व करने हेतु ािधकृत कर-गे।
(7) ितवादी ) टाक ए( सच-ज से िववेचन आवेदन की ािG त की तारीख से 15 िदन के अंदर ) टाक ए( सच-ज को िनJ निलिखत अनुलd नक3
सिहत िविनधाEिरत फामE म- एकल िववेचक के मामले म- तीन ितयां और िववेचक3 के पैनल के मामले म- पांच ितयां ) तुत कर-गे :
(i)
उk तर का िववरण (िजसम- दावे के िलए उपलb ध सभी ितवाद ह3);
(ii) लेखा िववरण;
(iii) सद) य संघटक करार की ितयां, यिद कोई ह3;
(iv) संबंिधत संिवदा नोट और िबल3 की ितयां;
(v) लेखाओं के िववरण3 ओर संबंिधत संिवदा नोट और िबल3 की ितय3 सिहत ितकार या जवाबी दावे का िववरण;
(vi) िकसी अB य द) तावेज (द) तावेज3) की ितयां िजन पर ितवादी Rारा िवF वास िकया हो;
(8) ितवादी िविनधाEिरत फामE के साथ एमसीए( स ) टाक ए( सच-ज के प# म-, यिद लागू होता है, िववाचन के ) थान पर देय जमा के िलए
चेक/पे-आडEर/िडमांड ‡ाˆट ) टाक ए( सच-ज को ) तुत करेगा।
(9) यिद ितवादी अपना/उसका उk तर िनधाEिरत समय म- ) तुत करने म- असमथE रहता है तो िववाचक िववाचन की कायEवाही शु@ करेगा
और एक प#ीय अवाडE देगा।
(10) ितवादी से उk तर ाG त होने पर ) टाक ए( सच-ज इसकी एक ित आवेदक को अcेिषत करेगा। आवेदक ितवादी के उk तर की ित के
ाG त होने की तारीख से दस िदन के अंदर कोई जवाबी दावा, यिद कोई हो, जो ितवादी Rारा आवेदक के िलए अपने उk तर म- उठाया
गया हो, का उk तर ) टाक ए( सच-ज को ) तुत करेगा। ) टॉक ए( सच-ज आवेदक के उk तर को ितवादी को अcेिषत करेगा ।
(11) इसम- उि_ लिखत िकसी पैरवी को दािखल करने की समयाविध को मामले की पिरि) थितय3 के अनुसार िववेचक के साथ परामशE से संबQ
ािधकारी Rारा ऐसी और अविधय3 के िलए बढ़ाया जा सकता है।
22. िववेचक की िनयुि त और कायHवाही को पूरा करने के िलए समय
(1) िववाचक की िनयुि( त के िलए समय – जहां िववेचन आवेदन िकया जाता है, उसम- आवेदन की ािG त से तीस िदन के अंदर िववाचक या
िववाचक3 के पैनल की िनयुि( त पूरी की जाएगी।
Hkkx IV]
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(2) ) थगन - ) थगन, यिद कोई हो, िववाचक Rारा िलिखत म- अिभलेखबQ िकए जाने वाले वा) तिवक कारण3 के िलए केवल अपवािदक
मामल3 म- मंजूर िकया जाएगा।
(3) िववाचन को पूरा करने का समय - िववेचक अपनी िनयुि( त की तारीख से चार महीने के अंदर िववेचन अवाडE जारी करके िववेचन संदभE
को सJ पB न करेगा।
(4) समय बढ़ाने के िलए अनुरोध – बंध िनदेशक या कायEकारी िनदेशक िकसी भी प# या िववेचक (िववेचक3) Rारा आवेदन पर और
िलिखत म- पयाEG त कारण दजE करके मामला-दर-मामला आधार पर िववेचन अवाडE देने के िलए समय को दो महीने से अनिधक बढ़ा
सकते हX।
23. सुनवाई के िलए अपेSा
(1) यिद दावे, मतभेद या िववाद का मू_ य 25,000/-Yपए या कम है, तो िववाद के प#3 को सुनवाई देना अपेि#त नहI होगा। ऐसे मामले म-
िववाचक दोन3 प#3 Rारा ) तुत द) तावेज3 के आधार पर मामले का िनणEय करेगा, बशतs िक, तथािप, िववाचक िलिखत म- दजE िकए गए
कारण3 से िववाद के दोन3 प#3 को सुनवाई दे सकता है।
(2)
यिद दावे, मतभेद या िववाद का मू_ य 25,000/-@पए से अिधक है तो िववाचक िववाद के प#3 को सुनवाई की पेशकश करेगा, जब तक
िक दोन3 प# िलिखत म- ऐसी सुनवाई के अिधकार को छोड़ नहI देते।
24. सुनवाई का नोिटस
जब तक िक अB यथा िविनिदEU ट न हो, ) टॉक ए( सच-ज िववाचक के साथ परामशE से पहली सुनवाई की तारीख, समय और ) थान िनधाEिरत करेगा।
पहली सुनवाई के िलए नोिटस कम से कम 10 िदन पहले िदया जाएगा, जब तक िक प# पर) पर सहमित Rारा नोिटस को छोड़ नहI देते। िववाचक
बाद की सुनवाइय3 की तारीख, समय और ) थान िनधाEिरत करेगा, िजसके िलए संबंिधत प#3 को नोिटस ) टॉक ए( सच-ज Rारा िदया जाएगा।
25. सुनवाई का थगन
यिद संदभE का कोई प# िववेचक Rारा सुनवाई के ) थगन के िलए आवेदन करना चाहता है तो प# ) थगन लेने के कारण देते हुए िलिखत म- पयाEG त
@प से पहले ) टाक ए( सच-ज को आवेदन देगा तािक ) टाक ए( सच-ज ऐसे अनुरोध को िववेचक के पास अcेिषत कर सके। िववेचक अपने
िववेकानुसार ) थगन मंजूर कर सकता है जो ऐसी शतq के अH यधीन होगा जैसा उसके Rारा ठीक समझी जाती हX।
26. Eािधकृत Eितिनिध के मा यम से उपि थित
(1) िववाचन या अपीलीय िववाचन कायEवाही म- संघटक िकसी मुD तारनामा धारक के माH यम से उपि) थत हो सकता है और कारोबारी
सद) य अपने ािधकृत ितिनिध के माH यम से उपि) थत हो सकता है;
बशतs िक कारोबारी सद) य केवल िकसी वकील के माH यम से उपि) थत होगा यिद संघटक का ितिनिधk व वकील के माH यम से िकया
जाता है।
इस उपिविध के योजनाथE, ''ािधकृत ितिनिध'' से िनJ नानुसार अिभेत होगा –
(i)
यिद कारोबारी सद) य एक ? यि( त है तो कारोबारी सद) य का कमEचारी या ािधकृत ? यि( त।
(ii) यिद कारोबारी सद) य एक साझीदारी फमE है तो कारोबारी सद) य का कोई साझीदार, या कमEचारी या ािधकृत ? यि( त।
(iii) यिद कारोबार सद) य एक कंपनी है तो कारोबारी सद) य का कोई िनदेशक या कमEचारी या ािधकृत ? यि( त।
27. सहमत शतe पर िववाचन अवाडH
यिद िकसी िववेचक की िनयुि( त के पF चात, प# िववाद का समझौता करते हX, तो िववेचक सहमत शतq पर िववेचन अवाडE के @प म- समझौते
को दजE करेगा या अB य प# के साथ समझौते के कारण िववाचन मामले को वापस लेने के िलए आवेदक Rारा िकए गए आवेदन पर मामले को
सं#ेप म- खािरज कर सकता है।
28. कितपय पिरि थितय के तहत िववाचन अवाडH
(1) िववाचक, िकसी िववाचन कायEवाही के मामले म- आवेदक Rारा द) तावेज ) तुत करने के अलावा िजसकी ितर#ा नहI की जाती या
उसके मत म- भावशाली ढंग से ितर#ा नहI की गई है B यायसंगत और उिचत अवाडE पािरत करने के योजनाथE आमतौर पर वह िकसी
अB य द) तावेज पर भी िवचार कर सकता है िजसे िववाचक उिचत िनU कषE ाG त करने के िलए आवF यक समझाता है और िवशेष @प से
िकसी िनणEय पर पहुँचने के योजनाथE िनJ निलिखत द) तावेज3 पर िवचार कर सकता है :
(i)
सद) य-संघटक करार की ित;
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(ii) संिवदा नोट और िबल;
(iii) आविधक आधार पर कारोबारी सद) य Rारा संघटक को िदया गया लेखाओं का िववरण;
(iv) भुगतान/ािG तय3 के संबंध म- बXक से पुिU ट करके समिथEत बXक िववरण;
(v) िडपािजटरी के पास आवेदक और ितवािदय3 के डीमेट खाता (खाते) के लेनदेन-सह-धारण िववरण;
(vi) cाहक के संबंध म- ए( सच-ज के सद) य3 से यूनीक आईडी अपलोड, यिद कोई हो;
(vii) िववाद से संबंिधत लेनदेन3 के संबंध म- Oेड लॉग।
उपयुE( त के योजनाथE, िववाचक आवेदक के साथ-साथ ) टाक ए( सच-ज से संगत सूचना, िजस सीमा तक ) टाक ए( सच-ज के पास उपलb ध है,
भी ाG त कर सकता है।
29. िववाचन अवाडH को तैयार करना
(1) िववाचन अवाडE िलिखत म- होगा और तीन मूल ितय3 म- बनाया जाएगा जो यथोिचत @प से एकल िववाचक Rारा ह) ता#र की जाएंगी
और िववाचक3 के पैनल मामले म- सभी तीन3 िववाचक3 Rारा ह) ता#र की जाएंगी।
(2) िववाचक सभी तीन मूल अवाडE को ) टाक ए( सच-ज के पास फाइल करेगा, जो िववाद के k येक प# को एक मूल ित भेजने की
? यव) था करेगा और मोहर लगा अवाडE ) टाक ए( सच-ज Rारा रखा जाएगा।
30. f याज
(1) िववाचक अवाडE दी गई रािश म- ऐसी दर से और ऐसी अविध के िलए, िजसे िववाचक उिचत समझता है, b याज शािमल कर सकता है।
(2) अवाडE Rारा अदा की जाने वाली िनदेिशत रािश, जब तक िक अवाडE अB यथा िनदेश न देता हो, पर अवाडE की तारीख से भुगतान की
तारीख तक अठारह ितशत ितवषE की दर से b याज लगेगा।
31. िववाचन फीस और Eभार, लागत आिद
(1) िववाचक को देय फीस और ? यय समय-समय पर संबQ ािधकारी Rारा यथा िनधाEिरत ह3गे।
(2) िववाचक की िनयुि( त और िववाचन संबंधी कायEवाही करने से संबंिधत सभी फीस और भार3 को संदभE के प#3 Rारा समान @प से या
ऐसे अनुपात म-, जैसािक िववाचक Rारा िनणEय िकया जाता है, वहन िकया जाएगा।
(3) लागत-, यिद कोई ह3, जो फीस और भार3 के अलावा िकसी प# को दान की जानी है, जो िववाचन करने के िलए प#3 Rारा वहन की
जानी है, का िनणEय िववाचक Rारा िकया जाएगा।
(4) जब तक िक िववाचक अB यथा िनदेश नहI देता k येक प# अपने ) वयं के या;ा के ? यय और अB य िकए गए ासंिगक ? यय3 को वहन
करेगा।
32. Eशासिनक सहायता
अिधिनयम की धारा 6 के योजनाथE, सभी दाव3, मतभेद3 या िववाद3 म- िजB ह- इन उप-िविधय3 के ावधान3 के अनुसार िववाचन हेतु ) तुत िकया
जाना है, प#3 को िववाचन कायEवाही करने म- सुिवधा देने के उŠेF य से संबQ ािधकारी की शासिनक सहायता के िलए ? यवि) थत िकया गया
माना जाएगा।
33.
Eशासिनक सहायता जो टाक ए सचज 8ारा Eदान की जाएगी;
(1) ) टाक ए( सच-ज
(क) संदभq का रिज) टर रखेगा;
(ख) िववाचन के िलए सभी आवेदन3 और प#3 Rारा िववेचन कायEवाही से पहले और उसके दौरान या उसके संबंध म- अB यथा सJ ेषण3
को ाG त करेगा;
(ग)
सभी लागत3, भार3, फीस और अB य ? यय3 को ाG त करेगा;
(घ)
सुनवाई के नोिटस देगा और प#3 को िववाचन कायEवाही से पहले और उसके दौरान या उसके संबंध म- अB यथा िदए जाने वाले
अB य सभी नोिटस देगा;
(ङ)
िववाचक के सभी आदेश और िनदेश प#3 को सJ ेिषत करेगा;
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(च) संदभE से संबंिधत सभी द) तावेज3 और प;3 को ाG त और िरकाडE करेगा और प#3 को अनुमk य द) तावेज3 और प;3 को छोड़कर
सभी ऐसे द) तावेज3 और प;3 को अिभर#ा म- रखेगा;
(छ) िववाचक की ओर से िववाचन को सJ ेिषत करेगा;
(ज) सामाB य @प से ऐसे कायE करेगा और िववेचक को मदद देने के िलए उनके कायE के िनU पादन म- सभी ऐसे कदम उठाएगा जो
आवF यक समझे जाते हX।
34. स% Eेषण की िविध
(1) ) टाक ए( सच-ज Rारा प#3 को भेजा गया कोई सJ ेषण, यहां तक िक यिद ऐसा सJ ेषण ) टाक ए( सच-ज को अदािवत/मना िकया
गया/अिवतिरत के @प म- वापस िकया जाता है, उिचत @प से िडलीवर या िवतिरत िकया गया माना जाएगा यिद इसे िनJ निलिखत म-
िकसी एक या अिधक ढंग से प# के साधारण ? यवसाय पते और/या िनवास के साधारण ) थान और/या अंितम [ात पते पर भेजा जाता है:
(i)
डाक Rारा;
(ii) पंजीकृत डाक Rारा;
(iii) स् पीड पो) ट/कुिरयर सेवा Rारा;
(iv) तार Rारा;
(v) अंितम [ात ? यवसाय या िरहायशी पते के दरवाजे पर िचपका कर;
(vi) कम से कम एक मुख दैिनक समाचारप;, िजसका उस #े; म- पिरचालन हो जहां ितवादी का अंितम [ात ? यवसाय या
िरहायशी पता ि) थत है, म- िव[ापन Rारा;
(vii) कारोबारी णाली के माH यम से संदेश भेजकर;
(viii) इले( Oािनक मेल या फै( स के Rारा;
(ix) द) ती िडिलवरी Rारा।
(2) ) टॉक ए( सच-ज को िकसी प# Rारा भेजा जाने वाला कोई संेषण िनJ निलिखत िकसी एक या अिधक ढंग से भेजा जाएगा :
(i)
डाक Rारा (साधारण या पंजीकृत या ) पीड) या कुिरयर सेवा
(ii) फै( स Rारा
(iii) द) ती िडलीवरी Rारा
(iv) इले( Oॉिनक मेल Rारा
35. िववाचन अवाडH का कायाHI वयन
इन उप-िविधय3 म- कुछ भी िनिहत होने के बावजूद, ऐसे मामल3 िजनम- िववाचन अवाडE या अपीलीय िववाचन अवाडE कारोबारी सद) य और/या
इसके उप-Vोकर के िव@Q और संघटक के प# म- पािरत िकया जाता है, उनम- ) टॉक ए( सच-ज कारोबारी सद) य की ) टाक ए( सच-ज के पास पड़ी
जमा या अB य धन से डेिबट करेगा, अवाडE के तहत अनुमk य कारोबारी सद) य और/या उसके उप-Vोकर3 के जवाबी दावे, यिद कोई हो, को
मुजराई करने के पF चात डेिबट की तारीख तक देय b याज, यिद कोई हो, के साथ अवाड… को देय अवाडE की रािश और उ( त रािश को अलग खाते
म- रखा जाएगा और इसम- नीचे उप-िविध (36) और (37) म- यथा उि_ लिखत ढंग से िनपटाया जाएगा।
बशतs िक, जहां पंचाट ितभूितय3 की िडलीवरी के िलए है, ) टॉक ए( सच-ज पंचाट की तारीख को ए( सच-ज म- ऐसी ितभूितय3 के बंद मू_ य पर
िवचार करेगा या संबQ ािधकारी Rारा ऐसी अB य तारीख िविनिदEU ट की जाएगी जो उिचत हो, िजसके िलए ऐसी ितभूितय3 के मू_ य और पंचाट
रािश तय करने के कारण िलिखत म- देने ह3गे।
आगे बशत‹ िक उप-िविध 2(4) के तहत आईजीआरसी के िनणEय Rारा िकसी िखB न सद) य Rारा संदिभEत िववेचन के मामले म-, िजसम- संघटक के
प# म- पंचाट है और सद) य ने उप-िविध 44 के तहत अपील दायर करके पंचाट को चुनौती देने के िलए अपना इरादा जािहर िकया है या संबQ
ािधकारी Rारा िविनिदEU ट ढंग से और समय के अंदर अिधिनयम की धारा 34 के तहत सहारा िलया है, तो इस अH याय म- िविनिदEU ट कायाEB वयन
तं; के ित पूवाEcह के िबना संबQ ािधकारी Rारा यथा िविनिदEU ट आईपीएफ O) ट से धनरािशय3 को अंतिरम @प से जारी िकया जाएगा ।
250
Hkkjr dk jkti=] ekpZ 1] 2014 ¼QkYxqu 10] 1935½
[Hkkx IV
आगे बशत‹ िक उप-िविध 2(4) के तहत आईजीआरसी के िनणEय Rारा िकसी िखB न सद) य Rारा संदिभEत िववेचन के मामले म-, िजसम- अपीलीय
पंचाट संघटक के प# म- है और सद) य ने संबQ ािधकारी Rारा िविनिदEष् ट ढंग से और समय के अंदर अिधिनयम की धारा 34 के तहत सहारा
लेकर अपीलीय पंचाट को चुनौती देने का अपना इरादा जािहर िकया है, तो इस उप-िविध म- िविनिदEU ट कायाEB वयन तं; के ित िबना िकसी
पूवाEcह के संबQ ािधकारी Rारा यथा िविनिदEU ट आईपीएफ Oस् ट से धनरािशयां को अंतिरम @प से जारी िकया जाएगा ।
36. gाहक को डेिबट रािश का भुगतान
(1)
पंचाट:- जहां कारोबारी सद) य/उप-Vोकर
(क)
उप-िविध 44 के तहत उसके तहत समय सीमा के अंदर अपील दािखल न करने का चयन करता है या उप-िविध 44 के तहत
अपील दािखल करके उसको चुनौती देने का अपना इरादा जािहर करता है या उप-िविध 2(4) के तहत उि_ लिखत िववेचन के
मामले म- संबQ ािधकारी Rारा िविनिदEU ट ढंग या समय के अंदर अिधिनयम की धारा 34 के तहत सहारा लेता है; या
(ख) उप-िविध 44 के तहत उसके तहत अनुमk य समय के अंदर अपील दायर न करने का चयन करता है, िकसी अB य मामले म- उप-
िविध 35 के तहत डेिबट की गई रािश उस पर अिजEत b याज के साथ पंचाट िवजेता को अदा की जाएगी ।
(2) अपीलीय िववेचन अवाडE : जहां उप-िनयम 46 के तहत कारोबारी सद) य/उप-Vोकर Rारा अपील दायर की जाती है और अपीलीय
िववाचक अिधकरण कारोबारी सद) य/उप-Vोकर के िव@Q अपीलीय िववेचन अवाडE बनाता है, उसम- ) टाक ए( सच-ज उप-िविध 35 के
तहत डेिबट की गई रािश से अवाड… को अवाडE रािश अदा करेगा :-
(i)
ऐसे िववेचन अवाडE को चुनौती देने के िलए ऐसा आवेदन करने के िलए पिरसीमा अविध के अंदर माH य) थम और सुलह
अिधिनयम, 1996 के तहत कारोबारी सद) य/उप-Vोकर Rारा कोई आवेदन नहI िदया जाता तो ऐसी पिरसीमा अविध की
समािG त पर;
(ii) जहां ऐसा आवेदन कारोबारी सद) य/उप-Vोकर Rारा िदया जाता है, और उसके Rारा अपीलीय िववेचन अवाडE की ािG त की
तारीख से तीन महीने के अंदर B यायालय Rारा कोई ) थगन दान नहI िकया जाता, उसम- ऐसे तीन महीन3 के पूरा होने पर;
(iii) िकसी अB य मामले म- B यायालय Rारा आवेदन को खािरज करने पर।
(iv) उप-िविध 2(4) के तहत संदिभEत मामले म-, िजसम- सद) य अिधिनयम की धारा 34 के तहत उसके तहत अनुमk य समय के अंदर
सहारा न लेने का चयन करता है या संबQ ािधकारी Rारा िविनिदEU ट ढंग से और समय के अंदर सहारा लेने का अपना इरादा
जािहर करता है ।
37. कितपय मामल म डेिबट को उलटना
जहां कारोबारी सद) य या उप-Vोकर के िव@Q िववेचन अवाडE या अपीलीय िववेचन अवाडE को िनर) त कर िदया गया है या अवाडE रािश की
कटौती करके संशोिधत िकया गया है और ऐसे िनर) त करने या संशोधन ने अंितम @प ाG त कर िलया है, उसम- ) टॉक ए( सच-ज डेिबट को, पूरा
या भाग म-, जैसा भी मामला हो, उलट सकता है, और कम की गई रािश, यिद कोई हो, अवाड… को अदा कर सकता है।
38. अिधिनयम के उपबंध के अ यधीन िववेचन कायHवाही
िववेचन कायEवाही, जैसािक इन उप-िविधय3 के उपबंध3 Rारा उपबंिधत की गई है, इन उप-िविधय3 म- िजस सीमा तक उपबंिधत नहI की गई है,
अिधिनयम के उपबंध3 के अH यधीन होगी।
39. िरकाडH का पिररSण
(1) िनJ निलिखत द) तावेज3 को ) टाक ए( सच-ज Rारा िनJ नानुसार उि_ लिखत समय अविधय3 के िलए पिररि#त िकया जाएगा।
(i)
पावितय3 सिहत मूल िववेचन अवाडE को ) थायी @प से पिररि#त िकया जाएगा।
(ii) यिद अवाडE को िनर) त करने के िलए कोई अपील दायर नहI की जाती है तब मूल अवाडE के अलावा िववेचन से संबंिधत अB य
सभी िरकाडE को अवाडE की तारीख से 5 वषE के िलए पिररि#त िकया जाएगा।
(iii) यिद अवाडE को िनर) त करने के िलए अपील दायर की जाती है तब मूल अवाडE के अलावा िववेचन से संबंिधत अB य सभी
िरकाडE को B यायालय Rारा अंितम िनपटान की तारीख से 5 वषE के िलए पिररि#त िकया जाएगा ।
Hkkx IV]
Hkkjr dk jkti=] ekpZ 1] 2014 ¼QkYxqu 10] 1935½
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40. िरकाडH को नh ट करना
) टॉक ए( सच-ज Rारा िरकाडE को नU ट करना संबQ ािधकारी के पूवEवत… िलिखत आदेश के अH यधीन होगा और नU ट करने के b यौरे रिज) टर म-
िवU ट िकए जाएंगे िजसम- नU ट करने की तारीख और िविध से संबंिधत माणन सिहत नU ट िकए गए िरकाडE के संि#G त िववरण3 का उ_ लेख िकया
जाएगा।
41. संदभe का िनमाHण
अिधिनयम की धारा 2(6) के योजनाथE, सभी दाव3, मतभेद3 या िववाद3 म- िजB ह- इन उप-िविधय3 के ावधान3 के अनुसार िववेचन को ) तुत
करना अपेि#त है, जहां कहI भी अिधिनयम का भाग-1 कितपय मुŠ3 को िनधाEिरत करने के िलए प#3 को मु( त छोड़ देता है तो उसम- प#3 को
उस मुŠे को िनधाEिरत करने के िलए संबQ ािधकारी को ािधकृत िकया गया माना जाएगा।
42. Sे+ािधकार
इन उप-िविधय3 के तहत िववाचक के संदभE के सभी प#3 और उनके तहत दावा कर रहे ? यि( तय3 को #े;ीय िववाचन क- C, जहां अपीलीय
िववाचन कायEवाही की जाती है, के िनकटतम स#म B यायालय के अनB य #े;ािधकार को ) तुत िकया गया माना जाएगा।
43. िनh कासन
संदेह3 को दूर करने के िलए, एतद्Rारा यह )पƒ िकया जाता है िक )टॉक ए(सच-ज को इन उपिविधय3 के तहत संदिभEत सौद3, संिवदाओं तथा
लेनदेन3 का प#कार नहI माना जाएगा तथा इस अHयाय के उपबंध )टॉक ए(सच-ज तथा कारोबारी सद)य के बीच दाव3, मतभेद3 या िववाद3 के
मामले म- योyय नहI ह3गे तथा )टॉक ए(सच-ज एवं कारोबारी सद)य के बीच कोई िववाचन नहI होगा।
44. िववाचन अवाडH के िवU] अपील
इस अH याय के उपबंध3 के अनुसार िकए गए िववाचन अवाडE Rारा िखB न िकसी प# को इन उप-िविधय3 के अH याय-XIVक के उपबंध3 के
अनुसार िववाचक3 के अपीलीय पैनल को ऐसे अवाडE के िव@Q अपील करने का अिधकार होगा।''
III. इस कार ित) थािपत अH याय-XIV के पF चात, िनJ निलिखत अH याय-XIVक अंत:) थािपत िकया जाएगा, नामत:-
''अ याय-XIVक
अपीलीय िववाचन
1. पिरभाषाएं
(क) ''अपीलकताE'' से वह ? यि( त अिभेत है जो इस अH याय के तहत अपील दायर करता है।
(ख) ''ितवादी'' से वह ? यि( त अिभेत है िजसके िव@Q अपीलकताE अपील दायर करता है, चाहे ऐसे ? यि( त के िव@Q कोई दावा हो या न हो।
2. अपीलीय िववाचन का थान
अपीलीय िववाचन उसी #े;ीय िववाचन क- C (आर ए सी) म- संचािलत िकया जाएगा जहां चुनौती के तहत अवाडE पािरत िकया था, जब तक िक
संबQ ािधकारी Rारा अB यथा िविनिदEU ट न िकया गया हो।
3. अपील दायर करने के िलए समय
िववाचन अवाडE की ािG त की तारीख से एक महीने के भीतर अपीलकताE या उसके ािधकृत ितिनिध Rारा ) टॉक ए( सच-ज को अपील [ापन
) तुत िकया जाएगा।
4.
िववाचक की िनयुि त के िलए EिVया
(1)
अपीलकताE और ितवादी िववाद के तहत अवाडE को पािरत करने वाले िववाचक (िववाचक3) को छोड़कर अपीलीय िववाचन के
संबंिधत ) थान3 के िलए ) टॉक ए( सच-ज Rारा िविनिदEU ट पा; ? यि( तय3 की सूची म- से ? यि( तय3 के नाम अवरोही तरजीही \म म- ) टॉक ए( सच-ज
को ) तुत कर-गे। अपीलकताE और ितवादी Rारा इस कार ) तुत िकए जाने वाले ? यि( तय3 की संD या उतनी होगी जैसािक संबQ ािधकारी
Rारा िविनिदEU ट िकया जाता है । ऐसे नाम3 को अपीलकताE Rारा अपील [ापन सिहत िविनधाEिरत फामE म- ) तुत िकया जाएगा। ितवादी
िविनधाEिरत फामE म- नाम ) टाक ए( सच-ज से अपील [ापन की ािG त के सात िदन के अंदर ) तुत करेगा। अपीलकताE के साथ-साथ ितवादी से
िविनधाEिरत फामE ाG त होने पर ) टाक ए( सच-ज, जैसािक इसम- इसके िलए ? यव) था की गयी है, उन ? यि( त/? यि( तय3 की पहचान करेगा जो
िववाचक3 के @प म- कायE कर-गे।
(2)
) टाक ए( सच-ज िववाचक3 के पैनल की पहचान करेगा िजनको अपील [ापन समय-समय पर सेबी/ए( सच-ज Rारा यथा िविनिदEU ट ि\या और
पQित म- भेजा जाएगा।
252
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[Hkkx IV
(3)
इस कार िनयु( त िववाचक3 के पैनल को िववाचक3 के @प म- उनकी िनयुि( त की सूचना की ािG त के 7 िदन3 के अंदर अH य# िववाचक के @प
म- कायE करने के िलए अपने बीच म- से एक का चयन कर-गे। अH य# िववाचक के चयन के िलए पैनल म- सवEसJ मित न होने या कमी के मामले म-
संबQ ािधकारी अH य# िववाचक का चयन करेगा।
(4)
तीन िववाचक3 वाला पैनल, िजB ह3ने अपील के िव@Q िववाचन अवाडE पािरत िकया है, से िभB न होगा।
(5)
िववाचक3 के अपीलीय पैनल का ऐसा गठन अपील की ािG त की तारीख से तीस िदन के अदंर पूरा िकया जाएगा।
5. अपीलीय िववाचन फीस
अपीलकताE अपीलीय िववाचन की लागत को वहन करेगा। अपीलकताE अपील [ापन के साथ ) टॉक ए( सच-ज को ऐसी फीस अदा करेगा जैसे िक
समय-समय पर संबQ ािधकारी Rारा िविनधाEिरत की जाती है, जो 30,000/-Yपए से अिधक नहI होगी (इसम- ) टाJ प शु_ क, सेवा कर आिद जैसी
सांिविधक रािशयां शािमल नहI होगी)। यिद अपील दायर करने वाला प# संघटक है और उसका दावा/ितदावा 10,00,000/- Yपए तक है, तो वह
10,000/- Yपए से अनिधक फीस अदा करेगा (सांिविधक देयताएं जैसे िक ) टाJ प शु_ क और सेवा कर को छोड़ कर) ।
6. अपीलीय िववाचन के िलए EिVया
(1) अपीलकताE ) टाक ए( सच-ज को अपील [ापन की पांच ितयां और िनJ निलिखत अनुलd नक ) तुत करेगा :
(i)
िववाचन अवाडE की पांच ितयां
(ii) आईजीआरसी के िनणEय की पांच ितयां, जहां संगत हो ।
(iii) िववाचन कायEवाही की पांच ितयां ।
(iv) एमसीए( स ) टाक ए( सच-ज िलिमटेड के प# म- देय फीस का चेक/पे-आडEर/िडमांड ‡ाˆट।
(v) िविनधाEिरत फामE म- िववाचक (िववाचक3) के @प म- कायE करने के िलए उसके/उसकी/अपनी तरजीह के \म म- पा; िववाचक3
के नाम3 की सूची।
(2) यिद अपील के [ापन म- कोई कमी/दोष पाया जाता है तो ) टॉक ए( सच-ज अपीलकताE को इस कमी/दोष को संशोिधत करने के िलए
कहेगा और अपीलकताE ) टाक ए( सच-ज से सूचना की ािG त के 7 िदन के अंदर इस कमी/दोष को संशोिधत करेगा। यिद आवेदक
िविनधाEिरत अविध म- कमी/दोष को संशोिधत करने म- असमथE रहता है तो ) टॉक ए( सच-ज कमी/दोष वाले अपील [ापन को अपीलकताE
को वापस कर देगा। तथािप, अपीलकताE को संशोिधत अपील [ापन दायर करने का अिधकार होगा िजसे पिरसीमा सिहत सभी योजन3
के िलए नया अपील [ापन समझा जाएगा और तदनुसार कारEवाई की जाएगी।
(3) अपील [ापन के ाG त होने पर ) टाक ए( सच-ज उसकी ित और संबंिधत द) तावेज ितवादी को अcेिषत करेगा।
(4) ितवादी अपील [ापन और संबंिधत द) तावेज3 की ािG त के 7 िदन3 के अंदर ) टाक ए( सच-ज को िविनधाEिरत फामE म- अपना/इसका
उk तर ) तुत करेगा। यिद ितवादी ए( सच-ज Rारा िविनधाEिरत समयाविध के अंदर अपना उk तर ) तुत करने म- असमथE रहता है तो इस
अH याय की उप-िविध (4) म- यथा िविनिदEU ट ढंग से िववाचक की िनयुि( त की जाएगी।
(5) ितवािदय3 से उk तर ाG त होने पर इस अH याय की उपिविध (3) म- िविनधाEिरत ि\या के अनुसार िववाचक की िनयुि( त की जाएगी।
एक से अिधक ितवादी होने की दशा म-, मृत संघटक के पिरवार के सद) य3 के कानूनी उk तरािधकारी होने पर तब ऐसे कानूनी
उk तरािधकारी अपन3 म- से एक को उk तर पर ह) ता#र करने और अB य द) तावेज3, जैसा अपेि#त ह3, पर ह) ता#र करने सिहत अपीलीय
िववाचन कायEवाही म- मृत संघटक का ितिनिधk व करने हेतु ािधकृत कर-गे।
(6) ितवादी ) टाक ए( सच-ज से अपील [ापन की ािG त से 10 िदन के अंदर िविनधाEिरत फामE म- यथा उि_ लिखत संबंिधत द) तावेज3 सिहत
उk तर के िववरण की पांच ितयां ) टाक ए( सच-ज को ) तुत कर-गे।
(7) यिद ितवादी िविनधाEिरत समय के अंदर उk तर का िववरण ) तुत करने म- असमथE रहता है तो अपीलीय िववाचन अिधकरण िववाचन
कायEवाही शु@ करेगा और एक प#ीय अवाडE देगा।
(8) ितवादी से िविनधाEिरत फामE म- यथा िविनधाEिरत उk तर का िववरण ाG त होने पर ) टॉक ए( सच-ज एक ित अपीलकताE को अcेिषत
करेगा।
(9)
इसम- उि_ लिखत िकसी पैरवी को दायर करने की समयाविध को मामले की पिरि) थितय3 के अनुसार िववाचक से परामशE करके संबQ
ािधकारी Rारा, जैसा िनणEय िलया जाता है, ऐसी और अविधय3 के िलए बढ़ाया जा सकता है।
Hkkx IV]
Hkkjr dk jkti=] ekpZ 1] 2014 ¼QkYxqu 10] 1935½
253
(10) अपील को िववाचक3 के अपीलीय पैनल की िनयुि( त की तारीख से तीन महीने के अंदर अपीलीय िववाचन अवाडE को जारी करके
िनपटा िदया जाएगा।
(11) ए( सच-ज के बंध िनदेशक या एक कायEकारी िनदेशक Rारा िकसी एक प# या िववाचक3 के अपीलीय पैनल Rारा आवेदन करने पर और
िलिखत म- दजE िकए गए पयाEG त कारण से मामला-दर-मामला आधार पर दो महीने से अनिधक समय अपीलीय अवाडE देने के िलए
बढ़ाया जा सकता है।
7. िववाचक के कायाHलय म िरि त
अपीलीय िववाचन अिधकरण के पैनल म- िनयुि( त के पF चात यिद िववाचक के पद3 पर एक या अिधक िरि( तयां होती हX, तो ) टाक ए( सच-ज इस
अH याय की उप-िविध 3 म- िविनिदEU ट ि\या अपनाएगा और िववाचक (िववाचक3) के पद3 पर म- हुई िरि( त को भरेगा।
8. सुनवाई का नोिटस
जब तक िक अB यथा िविनिदEU ट न िकया गया हो, ) टॉक ए( सच-ज िववाचक3 के पैनल के साथ परामशE करके पहली सुनवाई की तारीख, समय और
) थान िनधाEिरत करेगा। पहली सुनवाई के िलए नोिटस कम से कम 7 िदन पहले िदया जाएगा, जब तक िक प#, अपनी पर) पर सहमित Rारा नोिटस का
k याग नहI करते। िववेचन अिधकरण बाद की सुनवाइय3 की तारीख, समय और ) थान िनधाEिरत करेगा िजसके िलए ) टाक ए( सच-ज Rारा संबंिधत प#3
को नोिटस िदया जाएगा।
9. सुनवाई का थगन
यिद अपील का कोई प# अपीलीय अिधकरण Rारा ) थगन के िलए आवेदन करना चाहता है तो प# ) थगन लेने के कारण देते हुए िलिखत म- पयाEG त
@प से पहले ) टाक ए( सच-ज को आवेदन देगा तािक ) टाक ए( सच-ज ऐसे अनुरोध को िववाचक3 के पास अcेिषत कर सके। िववाचक अपने
िववेकानुसार अपवािदक मामल3 म- ) थगन दान कर सकता है िजसके िलए कारण िलिखत म- दजE िकए जाएंगे।
10. सहमत शतe पर अपीलीय िववाचन अवाडH
यिद िववाचक3 के पैनल की िनयुि( त के पF चात, दोन3 प# िववाद का समझौता करते हX, तो िववाचन ािधकरण सहमत शतq पर अपीलीय
िववाचन अवाडE के @प म- समझौते को दजE करेगा या अB य प# Rारा समझौते के कारण मामले को वापस लेने के िलए अपीलकताE Rारा िदए गए
आवेदन पर मामले को सं#ेप म- खािरज कर सकता है।
11. अपीलीय िववाचन अवाडH को तैयार करना
अपीलीय अिधकरण का अवाडE िलिखत म- होगा और तीन मूल ितय3 म- यथोिचत @प से िववाचक3 के पैनल (सभी तीन3 िववाचक3 Rारा) Rारा
िदनांक सिहत ह) ता#र िकए जाएंगे और इसे उप-िविधय3 म- उि_ लिखत समय के अंदर तैयार िकया जाएगा।
िववाचक3 का पैनल ) टाक ए( सच-ज के पास सभी तीन मूल ितय3 को दायर कर-गे, जो िववाद के प#3 को k येक को एक मूल ित भेजने की
? यव) था करेगा और मोहर लगा मूल अवाडE ए( सच-ज Rारा रखा जाएगा।
12. f याज
(1) िववाचन अिधकरण अवाडE म- दी गई रािश म- ऐसी दर से ओर ऐसी अविध के िलए, िजसे िववाचक उिचत समझते हX, b याज शािमल कर
सकता है।
(2) अवाडE Rारा अदा की जाने वाली िनदेिशत रािश, जब तक िक अवाडE अB यथा िनदेश न देता हो, पर अवाडE की तारीख से भुगतान की
तारीख तक अठारह ितशत ितवषE की दर से b याज लगेगा।
13. िववाचन फीस और Eभार, लागत आिद
(1) िववाचक3 को देय फीस और ? यय समय-समय पर संबQ ािधकारी Rारा यथा िनधाEिरत ह3गे।
(2) लागत-, यिद कोई ह3, जो अपीलीय िववाचन करने के िलए प#3 Rारा अदा की गई फीस के अलावा िकसी एक प# को दान की जाएंगी,
इस बारे म- िनणEय िववाचन अिधकरण Rारा िलया जाएगा।
(3) जब तक िक िववाचक अB यथा िनदेश नहI देता k येक प# अपने ) वयं के या;ा के ? यय और अB य िकए गए ासंिगक ? यय3 को वहन
करेगा।
14. अपीलीय िववेचन अवाडH के िवU] शरण
अपीलीय िववाचन अवाडE Rारा िखB न प# माH य) थम और सुलह अिधिनयम, 1996 के तहत चुनौती देने के िलए केवाईसी फामE म- cाहक Rारा
िदए गए पते के िनकट स#म B यायालय के सम# आवेदन दािखल कर सकता है।
254
Hkkjr dk jkti=] ekpZ 1] 2014 ¼QkYxqu 10] 1935½
[Hkkx IV
15. अ याय-XIV की Eयोj यता
इस अH याय म- जहां िविशU ट उपबंध िकया गया है, को छोड़कर, अH याय-XIV के उपबंध अपीलीय िववाचक3, अपीलीय अिधकरण की
कायEवाही और अपील िववाचक अवाडE के िलए आवF यक पिरवतEन3 सिहत लागू ह3गे।
IV.
उप-िविध (10) के पF चात अH याय-XVI (िनवेशक संर#ण िनिध) म- िनJ निलिखत अंत:) थािपत िकया जाएगा, नामत:-
‘‘(10-क) O) ट अH याय-XIII क के तहत आईजीआरसी Rारा या अHयाय- XIV के तहत िववाचक Rारा या अH याय- XIV-क के अंतगEत अपीलीय
िववाचक Rारा िनधाEिरत cाहय दावा रािश के संपूणE या भाग को कबर करने हेतु सेबी या ए( सच-ज Rारा िविनधाEिरत िकए गए अनुसार संघटक3 को
उनकी िशकायत के लंिबत अंितम िनधाEरण होने तक ऐसी अंतिरम धनरािशयां जारी करेगा ।
(10-ख) O) ट या तो अकेले या ए( सच-ज के साथ संयु( त @प से संघटक को इस कार जारी रािशय3 को ाG त या वसूल करेगा, जहां संघटक अंतत:
िववाचन कायEवाही या उससे उk पB न होने वाली अB य कानूनी कायEवाही म- हार जाता है।
(10-ग) संबQ ािधकारी समय-समय पर उप-िविध (10-क) के तहत अंतिरम रािशयां जारी करने के िलए ि\या और उप-िविध (10-ख) के तहत उसकी
वसूली के िलए ि\या िविनिदEU ट करेगा ।
यू. वकटरमण
सीईओ-ऋण खंड और पूणHकािलक िनदेशक
एमसीए स टाक ए सचज िलिमटेड
िटl पणी : िहB दी पाठ म- अंतर की दशा म- अंcेजी पाठ अिभभावी होगा।
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Hkkjr ljdkj] okf.kT; ,oa m|ksx ea=ky; dh vf/klwpuk la- lka- vk- 1162 fnukad 4 ebZ] 1960 ds lkFk ifBr vfxze lafonk
¼fofu;eu½ vf/kfu;e] 1952 ¼1952 dk 74½ dh /kkjk 12 ¼1½ ds varxZr ;qfuolZy deksfMVh ,Dlpsat fy- uoh eqacbZ ds fu;eksa esa
laशks/ku ds fy, 15 tuojh] 2014 dks fuEu laशks/ku ds fy, ok;nk cktkj vk;ksx dk vuqeksnu izkIr fd;k x;k gS ftls mDr
vf/kfu;e dh /kkjk 12 dh mi/kkjk 2 ds varxZr ,rn~}kjk vf/klwfpr fd;k tkrk gSA
¼laशks/kuksa dk ikB~; ;gka mn`r fd;k tk,½
LFkku%
g-@& viBuh;
fnukad%
izca/k funsशd ,oa eq[; dk;Zikyd vf/kdkjh
&&&&&&&&&&&&
Hkkx IV]
Hkkjr dk jkti=] ekpZ 1] 2014 ¼QkYxqu 10] 1935½
255
vuqlwph&lh
,Dlpsat ds fu;eksa esa laशks/ku
fu;e la-
fooj.k
fu;e la- 7-23 ¼d&?k½
fu;e 7-23 ds mi [k.M ¼?k½ ds i'pkr u;k mi[k.M varfoZœ~V djuk
¼b½ ;fn fdlh lnL; dks ,Dlpsat }kjk fMQkYVj ?kksfœr fd;k tk, rks izklafxd izkf/kdkjh
lnL; ds fMQkYVj ds ckjs esa vU; lHkh deksfMVh ,Dlpsatksa dks rRdky lwfpr djsxkA ;fn ,slh
lnL;rk fuxe fudk; ds uke ij /kkfjr gks rks izorZd¼dksa½] izeq[k शs;j /kkjdksa ds uke dh
lwfpr fd, tk,aA blh Øe esa ;fn fMQkYVj czksdj ds lg;ksxh vU; deksfMVh ,Dlpsatksa ds
lnL; gksa rks lacaf/kr rF;ksa dh tkap ds ckn ;fn dksbZ dkjZokbZ visf{kr gks rks deksfMVh ,Dlpsatksa
}kjk ,sls lg;ksxh lnL;¼;ksa½ ds fo#) dkjZokbZ fuf'pr dh tkuh pkfg,A
fu;e la- 6-26% ¼d&x½
fu;e 6-26 ds mi [k.M ¼x½ ds i'pkr u;k mi[k.M varfoZ"V djuk%
¼?k½ fMQkYVj lnL; dksM oœks± dh vof/k rd O;kikj ds fy, ,Dlpsat esa fQj ls izosश ugha
fn;k tk ldrk gSA
&&&&&&&&&&&&
vuqlwph&bZ
Hkkjr ljdkj] okf.kT; ,oa m|ksx ea=ky; dh vf/klwpuk la- lka- vk- 1162 fnukad 4 ebZ] 1960 ds lkFk ifBr vfxze lafonk
¼fofu;eu½ vf/kfu;e] 1952 ¼1952 dk 74½ dh /kkjk 12 ¼1½ ds varxZr ;qfuolZy deksfMVh ,Dlpsat fy- uoh eqacbZ dh
mifof/k;ksa esa laशks/ku ds fy, 15 tuojh] 2014 dks fuEu laशks/ku ds fy, ok;nk cktkj vk;ksx dk vuqeksnu izkIr fd;k x;k gS ftls
mDr vf/kfu;e dh /kkjk 12 dh mi/kkjk 2 ds varxZr ,rn~}kjk vf/klwfpr fd;k tkrk gSA
¼laशks/kuksa dk ikB~; ;gka mn`r fd;k tk,½
g-@& viBuh;
izca/k funsशd ,oa eq[; dk;Zikyd vf/kdkjh
LFkku%
fnukad%
&&&&&&&&&&&&
vuqlwph&bZ
,Dlpsat dh mifof/k;ksa esa laशks/ku
mifof/k la-
fooj.k
11-22-p
ekStwnk mi[k.M fuEu rjg izfrLFkkfir gksaxs%
mi;qZDr mi[k.M ¼d&³½ rd ;Fkk mfYyf[kr lek;kstuksa ds ckn ;fn dksbZ vf/k शsœ gks rks
fMQkYV ds varxZr lnL; ds laca/k esa nkoksa ds lek;kstu esa tgka dksbZ deh gks vU; ,Dlpsatksa esa
;Fkk vuqefr ds vk/kkj ij nkoksa ds lek;kstu ds fy, iz;qDr dh tk,A
18-18-p
ekStwnk mi[k.M fuEu rjg izfrLFkkfir gksaxs%
mi;qZDr mi[k.M ¼d&³½ rd ;Fkk mfYyf[kr lek;kstuksa ds ckn ;fn dksbZ vf/k शsœ gks rks
fMQkYV ds varxZr lnL; ds laca/k esa nkoksa ds lek;kstu esa tgka dksbZ deh gks vU; ,Dlpsatksa esa
;Fkk vuqefr ds vk/kkj ij nkoksa ds lek;kstu ds fy, iz;qDr dh tk,A
&&&&&&&&&&&&
256
Hkkjr dk jkti=] ekpZ 1] 2014 ¼QkYxqu 10] 1935½
[Hkkx IV
कंपनी अध
नयम, १९५६ के मामले म
धारा ४८५ के तहत सद य के वै
छक समापन हेतु सूचना
कंपनी का नाम
: ईटूज एकेडमी +ाइवेट -ल-मटेड
पंजीकृत काया/लय
: ५ /३१, ड2लू. ई. ए, करोलबाग, नई 7द8ल9 -११०००५
सूचना
एतदवारा धारा ४८५ के अनुसरण म सूचना द जाती है क दनांक ३ फरवर, २०१४ को आयोिजत उपरो,त
नामक क-पनी के सद.य/ क0 असाधारण सामा1य बैठक म सद.य/ ने एक 4वशेष 7.ताव पा8रत कया है क
क-पनी का समापन “सद.य/ क0 .वैि:छक समापन 7 <या” वारा कया जाए तथा सद.य/ वारा ?ी इ,जुंग
कम, क-पनी Bनदेशक, Bनवासी सी-२/९०१, पाFवGनाथ एHजो टका, गोJफकोसG रोड, गुडगाँव-१२२००१ को कंपनी
प8रसमापक भी Bनयु,त कया गया है ।
वा ते ईटूज एकेडमी +ाइवेट -ल-मटेड
तथ : ०६/०२/२०१४
डो >य ग ?कम,
थान : नई 7द8ल9
नदेशक
&&&&&&&&&&&&
पAरसमापक कB
नयुिDत कB सूचना
+पE सं. १५१
देख
नयम ३१५
सद यगण वैिHछक पAरसमापन
धारा ५१६ के अनुसरण म पAरसमापक कB
नयुिDत कB सूचना
क-पनीकानाम
ईटूजएकेडमी7ाइवेटPलPमटेड
Rयवसायका7कार
कोSचंगसेवाएं7दानकरना
पंजीकृतकायाGलय
५/३१, डUलू. ई. ए, करोलबाग, नई दJल -११०००५
प8रसमापक कानाम और
पता
?ीइ,जुंग कम, Bनवासीसी-२/९०१, पाFवGनाथएHजो टका, गोJफकोसG रोड,
गुडगाँव-१२२००१
Bनयुि,त कBतSथ
३फरवर, २०१४
कसके वाराBनयुि,त
३फरवर, २०१४को आयोिजत असाधारण सामा1यबैठक म सद.यगण
तथ : ०६/०२/२०१४
इDजुंग ?कम
थान : नई 7द8ल9
पAरसमापक
Hkkx IV]
Hkkjr dk jkti=] ekpZ 1] 2014 ¼QkYxqu 10] 1935½
257
नेशनल टाक ए सचज आफ इंिडया िलिमटेड
मुंबई- 400051
ए( सच-ज के िनयम3 म- िविहत ावधान3 को िनJ नानुसार दी गई सीमा तक संशोिधत िकया जाता है :-
1. ए( सच-ज के िनयम3 के अH याय-1 के मौजूदा िनयम 3क को िनJ नानुसार संशोिधत िकया जाता है :-
(क)
(i) िनJ निलिखत वा( य को हटाकर ''कारोबारी सद) य िनदेशक'' जो ''लोक िहत िनदेशक'' और ''शेयरधारक िनदेशक'' के बीच म- आता है;
और (ii) िनJ निलिखत वा( य को हटाकर ''बोडE म- सेबी जब भी ठीक समझे िनदेशक नािमत कर सकता है। मुD य कायEकारी बोडE म- पदेन
िनदेशक होगा।''
(ख)
पहले वा( य के अंत म- िनJ निलिखत शb द3 को जोड़कर ''शेयरधारक िनदेशक'' शb द3 के पF चात ''(कमEचारी िनदेशक3 सिहत)'' और ''बंध
िनदेशक''।
2. ए( सच-ज के िनयम3 के अH याय-I के िनयम 3ख, 3ग, 3घ, 3ड. और िनयम 10 को हटाया जाता है।
3. ए( सच-ज के िनयम3 के अH याय-IV के मौजूदा िनयम 24 को िनJ नानुसार संशोिधत िकया जाता है :-
(क)
िनJ निलिखत वा( य को हटाकर ''समय के िकसी िबB दु पर अनुशासिनक कारEवाई सिमित के सद) य3 का कम से कम अ) सी ितशत गैर-
कारोबारी सद) य3, िजB ह- ए( सच-ज Rारा नािमत िकया जाएगा, म- से होगा''।
(ख)
पहले वा( य के पF चात िनJ निलिखत वा( य को जोड़कर ''अनुशासिनक कारEवाई सिमित की संरचना ऐसी होगा जैसािक सेबी Rारा
िविनधाEिरत की जाती है।''
कृते नेशनल ) टाक ए( सच-ज आफ इंिडया िलिमटेड
आर. जयकुमार
ािधकृत ह) ता#री
िटG पणी : िहंदी पाठ म- िभB नता की ि)थित म- अंcेजी पाठ अिभभावी होगा।
&&&&&&&&&&&&
ए( सच-ज की उप-िविधय3 म- िविहत ावधान3 को िनJ नानुसार दी गई सीमा तक संशोिधत िकया जाता है :-
1. ए( सच-ज की उपिविधय3 के अH याय-X की मौजूदा उप-िविध 11 को िनJ नानुसार संशोिधत िकया जाता है :-
(क)
िनJ निलिखत वा( य को हटाकर ''समय के िकसी िबB दु पर िनवेशक सेवा सिमित के सद) य3 का कम से कम अ) सी ितशत गैर-कारोबारी
सद) य3, िजB ह- ए( सच-ज Rारा नािमत िकया जाएगा, म- से होगा।''
(ख)
पहले वा( य के पF चात िनJ निलिखत वा( य जोड़कर ''िनवेशक सेवा सिमित की संरचना ऐसी होगी जैसािक सेबी Rारा िविनधाEिरत की
जाती है।''
2. ए( सच-ज की उपिविधय3 के अH याय-XII की उप-िविध 30 को िनJ नानुसार संशोिधत िकया जाता है :-
(क)
िनJ निलिखत वा( य को हटाकर ''समय के िकसी िबB दु पर चूककताE सिमित के सद) य3 का कम से कम अ) सी ितशत गैर-कारोबारी
सद) य3, िजB ह- ए( सच-ज Rारा नािमत िकया जाएगा, म- से होगा।''
(ख)
पहले वा( य के पF चात िनJ निलिखत वा( य जोड़कर ''चूककताE सिमित की संरचना ऐसी होगी जैसािक सेबी Rारा िविनधाEिरत की जाती है।''
कृते नेशनल ) टाक ए( सच-ज आफ इंिडया िलिमटेड
आर. जयकुमार
ािधकृत ह) ता#री
िटG पणी : िहंदी पाठ म- िभB नता की ि)थित म- अंcेजी पाठ अिभभावी होगा।
258
THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935)
[PART IV
MCX STOCK EXCHANGE LIMITED
Mumbai - 400093.
As per the requirements of Rule 18 of the Securities Contracts (Regulation) Rules, 1957, the proposed amendment to
the Bye-laws of MCX Stock Exchange Limited, as given hereunder, is published for criticism in accordance with the provisions
of Section 23 of the General Clauses Act, 1897 in the Gazette of India. Any person having any observations on the proposed
amendment to the Bye-laws can send the same in writing to the undersigned at the Exchange Square, CTS No. 255, Suren
Road, Andheri (East), Mumbai - 400093 within fifteen days from the date of this publication in the Gazette. The observations
received after the aforementioned date will not be considered when the amendment will be taken for finalisation.
Subject to SEBI's approval, it is proposed to make the following amendment in the Bye-laws of the Exchange:-
AMENDMENTS TO BYE-LAWS OF THE EXCHANGE
I.
After Chapter XIII, the following Chapter shall be inserted, namely:-
"Chapter XIII-A - Investor Grievance Redressal Mechanism
1.
Definitions
(a)
'Committee Member' shall mean a member of the Investor Grievance Redressal Committee.
(b)
'Investor' or 'constituent' shall mean a person who has traded on the Exchange and is constituent of a Member.
(c)
'Investor Grievance Redressal Committee' or 'IGRC' shall mean Committee constituted by the Board or the Relevant
Authority for the purposes of redressal of investor grievances.
(d)
'Regional Investor Service Centre' or 'RISC' shall mean Centers specified at various locations by the Relevant
Authority for redressal of investors grievances among other things, from time to time.
(e)
'Member' shall mean a Member of the Exchange and include a Stock Broker, Trading Member and Clearing
Member.
2.
Cognizance and Redressal of Complaints by RISCs/IGRC
(1)
Any constituent having a grievance against a Member may make a complaint in such physical or electronic form
as may be specified by the Relevant Authority.
(2)
The Relevant RISC shall take cognizance of valid complaints containing the necessary particulars in the manner
detailed herein after.
(3)
The Exchange will endeavor to resolve the complaint of the constituent through a process of conciliation, in the
first instance through the investor grievance cell at the relevant RISC and where not so redressed through the
IGRC at the relevant center.
(4)
Save as otherwise specified by the Relevant Authority, if the value of the claim, difference or dispute is more
than Rupees Twenty Five Lakhs on the date of application, it shall be referred to Investor Grievance Redressal
Committee comprising of three Committee Members and if the value of the claim, difference or dispute is upto
Rupees Twenty Five Lakhs, the same shall be referred to a single Committee Member.
(5)
Where such conciliation proceedings are not successful,
a.
the IGRC may direct the Member to render required services, where the complaint is service related;
b.
the IGRC shall determine the admissible claim value, if ascertainable, based on the material available on
record before it, in any other case.
(6)
The Relevant Authority may from time to time specify the procedure, method and timelines for redressal of
grievances of Constituents.
(7)
Upon determination of the admissible claim value, notwithstanding anything contained in the Bye-laws, the Stock
Exchange shall debit from the deposits or other monies of the Trading Member lying with the Stock Exchange,
the amount of admissible claim determined by the IGRC and keep aside the said amount in a separate account
to be dealt with in such manner as mentioned in Bye-laws (36) and (37) of Chapter XIV.
PART IV]
THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935)
259
(8)
Where the Trading Member chooses not to refer the matter to arbitration under Chapter XIV or does not indicate
his intention to do so within the time specified by the relevant authority, the amount debited under Bye-law 7
shall be paid to the Constituent.
(9)
A member aggrieved by the determination of admissible claim value by the IGRC may file an arbitration application
under Chapter XIV and thereupon all provisions of that Chapter shall apply to such arbitration.
(10)
The relevant authority shall instruct the IPF Trust to release such interim sums of moneys to the Constituent
as may be prescribed by SEBI or the Exchange, to cover whole or part of the admissible claim amount determined
by the IGRC or by the arbitrator under Chapter XIV, pending final determination of their complaint.
(11)
The relevant authority shall instruct the IPF Trust to receive or recover the moneys thus released to the
Constituent, either singly or jointly with the Exchange, where the Constituent eventually loses in the arbitration
proceedings or other legal proceedings emanating therefrom.
3.
Places of IGRC
(1)
The Relevant Authority may specify the different centers of IGRC and the same shall be communicated from time
to time.
(2)
The premises/location where meetings of IGRC shall take place shall be such place as may be specified by the
Exchange from time to time and intimated to the parties to the dispute accordingly.
4.
Guidelines for Fair Practices/Code of Conduct for Committee Members
(1)
Persons appointed as Committee Members shall:-
(i)
Act in a fair, unbiased, independent and objective manner
(ii)
Maintain the highest standard of personal integrity, truthfulness, honesty and fortitude in discharge of his
duties
(iii)
Disclose his interest or conflict in a particular case i.e. whether any party to the proceeding had any dealings
with or is related to the Committee Member.
(iv)
Shall not engage in acts discreditable to his responsibilities.
(v)
Avoid any interest or activity which is in conflict with the conduct of his duties as a Committee Member.
(vi)
Perform his duty in an independent and objective manner and avoid activities that may impair, or may appear
to impair, his independence or objectivity.
(vii)
Ensure that all the provisions of the SEBI Act, 1992 Securities Contract (Regulations) Act, 1956, and
Byelaws, rules and regulations framed there under and the circulars, directions issued by the board in
respect of Investor Grievance Redressal.
(viii) Endeavour that the Decisions is passed with in the period stipulated by the Relevant Authority from time
to time.
(ix)
Endeavour that adjournments, if any, are granted as an exception rather than a rule and after recording the
reasons thereof in writing.
(x)
Ensure that the awards are detailed and well-reasoned.
(xi)
Ensure that the principles of natural justice are followed.
5.
Fees
The fees and expenses payable to Committee Member shall be as determined by the Relevant Authority or the Exchange
from time to time.
6.
Mode of Communication
(1)
The Relevant Authority may from time to time specify the modes of service of notice, decision or other
communication.
260
THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935)
[PART IV
(2)
Any notice, decision or other communication sent by the Exchange to any Member or Constituent shall be
deemed to have been properly delivered or served at a time when such notice or communication would have been
served in the usual course.
(3)
Where such communication is returned to the Exchange as unclaimed/ refused/ undelivered, it shall be deemed
to have been duly served on the Member or Constituent, as the case may be.
7.
Implementation of Decision or Direction of the Committee
The Relevant Authority may from time to time specify the procedure and method for implementation of the decision
or direction of the Committee.
8.
Payment and reversal of Debited Amount to the Investors
The Relevant Authority may from time to time specify the procedure and method for payment of debited amounts to
the Investors.
9.
Exclusion
For removal of doubts, it is hereby clarified that the Exchange shall not be construed to be a party to the dealings,
contracts and transactions referred to under these Byelaws, and the provisions of this Chapter or circular shall not
apply in case of claims, differences or disputes between the Exchange and a Trading Member and no recourse shall
lie between the Exchange and a Trading Member."
II.
For Chapter XIV, the following Chapters shall be substituted, namely:
"CHAPTER XIV
ARBITRATION
1.
Definitions
(f)
'Arbitrator' shall mean a sole arbitrator or a panel of arbitrators.
(g)
'Act' shall mean the Arbitration and Conciliation Act, 1996 and includes any statutory modification, replacement
or re-enactment thereof, for the time being in force.
(h)
'Applicant' means the person who makes the application for initiating arbitral proceedings.
(i)
'Respondent' means the person against whom the Applicant lodges an arbitration application, whether or not there
is a claim against such person.
2.
Reference to Arbitration
(1)
All claims, differences or disputes between the Trading Members inter se and between Trading Members and
Constituents arising out of or in relation to dealings, contracts and transactions made subject to the Bye-Laws,
Rules and Regulations of the Stock Exchange or with reference to anything incidental thereto or in pursuance
thereof or relating to their validity, construction, interpretation, fulfillment or the rights, obligations and liabilities
of the parties thereto and including any question of whether such dealings, transactions and contracts have been
entered into or not shall be submitted to arbitration in accordance with the provisions of these Bye-laws.
(2)
All claims, differences or disputes between the Trading Members and Sub brokers and between Sub-brokers and
Clients of Sub-brokers arising out of or in relation to dealings, contracts and transactions made subject to the
Bye-laws, Rules and Regulations of the Stock Exchange or with reference to anything incidental thereto or in
pursuance thereof or relating to their validity, construction, interpretation, fulfillment or the rights, obligations and
liabilities of the parties thereto and including any question of whether such dealings, transactions and contracts
have been entered into or not shall be submitted to arbitration in accordance with the provisions of these Bye-
laws.
Explanation: For the purpose of these Bye-laws, Sub-broker and Clients will have the respective meanings
assigned by SEBI (Stock-Brokers and Sub-Brokers) Regulations, 1992, provided the Sub-brokers have obtained
SEBI registration under the Trading Member of the Stock Exchange.
PART IV]
THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935)
261
(3)
All claims, differences or disputes between the Trading Members inter se, Trading Members and Constituents,
whether or not registered as Participants, Constituents inter se, whether or not registered as Participants, arising
out of or in relation to dealings, contracts and transactions executed or reported on the Wholesale Debt Market
Trading Segment of the Stock Exchange and made subject to the Bye-laws, Rules and Regulations of the Stock
Exchange or with reference to anything incidental thereto or in pursuance thereof or relating to their validity,
construction, interpretation, fulfillment or the rights, obligations and liabilities of the parties thereto and including
any question of whether such dealings, transactions and contracts have been entered into or not shall be
submitted to arbitration in accordance with the provisions of these Bye-laws.
Provided this Bye-law shall not in any way affect the jurisdiction of the Stock Exchange on the Trading Member,
through whom such a Participant has dealt with or traded, in regard thereto and such Trading Member shall
continue to remain responsible, accountable and liable to the Stock Exchange in this behalf.
(4)
A Trading Member aggrieved by the determination of admissible claim value by the IGRC under Chapter XIII-A
may submit his claim, difference or dispute with the Constituent to arbitration under this Chapter.
(5)
The provisions of Bye-laws 2(1), 2(2), 2(3) and 2(4) of this Chapter shall become applicable to all claims,
differences, disputes between the parties mentioned therein for all dealings, contracts and transactions made
subject to the Bye laws, Rules and Regulations of the Stock Exchange provided such dealings, contracts and
transactions had been entered into between the parties mentioned therein prior or to the date on which the
Trading Member was either declared a defaulter or expelled or has surrendered his trading membership.
(6)
All claims, differences or disputes arising between an Issuer and a Constituent in respect of such matters as may
be specifically provided from time to time in the Listing Agreement as entered into by an Issuer with the Stock
Exchange shall be submitted to arbitration in accordance with the provisions of these Bye-laws.
Explanation: For the purpose of these Bye-laws, the term 'Issuer' shall have the same meaning as defined in these
Bye-laws and the term 'Constituent' shall mean the investor who has bought or sold, on the Stock Exchange, the
securities of the Issuer in respect of which the claim, differences or dispute has arisen.
3.
Provisions of these Bye-laws deemed to form part of all dealings, contracts and transactions
In all dealings, contracts and transactions, which are made or deemed to be made subject to the Bye-laws, Rules,
Regulations and various circulars, of the Stock Exchange, issued from time to time, the provisions relating to arbitration
as provided in these Bye-laws shall form and shall be deemed to form part of the dealings, contracts and transactions
and the parties shall be deemed to have entered into an arbitration agreement in writing by which all claims, differences
or disputes of the nature referred to in these Bye laws shall be submitted to arbitration as per the provisions of these
Bye-laws.
4.
Limitation period for reference of claims, differences or disputes for arbitration
All claims, differences or disputes referred to in these Bye laws shall be submitted to arbitration within the period
prescribed under the Limitation Act, 1963.
Explanation:-
(a)
In cases where the date of claim, difference or dispute is not ascertainable, it shall be deemed to have arisen on
the date of expiry of six months from the date of the transaction in respect of which the claim, difference or dispute
has arisen.
(b)
In cases where the date of claim, difference or dispute arising out of Bye-law 2(6) of Chapter XIV of the Bye-
laws is not ascertainable, it shall be deemed to have arisen as follows:
(i)
In cases where the Issuer fails to communicate to the Constituent the transfer of shares, the date of dispute
shall be deemed to have arisen on the date of expiry of six months from the date of expiry of 30 days from
the date of lodgment of shares by the Constituent for transfer with the Issuer; or
(ii)
In cases where the Issuer refuses to transfer the shares, the date of dispute shall be deemed to have arisen
on the date of expiry of six months from the date of receipt of communication of Issuer refusing to transfer
the shares in favour of the Constituent.
(iii)
In cases where the Issuer delays the transfer of shares of the Constituent beyond the stipulated period,
the date of dispute shall be deemed to have arisen on the date of expiry of six months from the date of
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expiry of 30 days from the date of lodgment of shares by the Constituent for transfer with the Issuer; or
the date of receipt of communication of the Issuer to the Constituent intimating the transfer of shares in
favour of the Constituent, whichever is later.
5.
Place of Arbitration
(1)
The Relevant Authority may provide for different seats of arbitration for different regions of the country either
generally or specifically and in such an event the seat of arbitration shall be the place so provided by the Relevant
Authority and the same shall be communicated by the Relevant Authority from time to time.
(2)
The premises/location where arbitration shall take place shall be such place as may be identified by the Stock
Exchange from time to time and intimated to the arbitrator and the parties to the dispute accordingly.
6.
Criteria for Selection of Place of Arbitration
Save as otherwise specified by the Relevant Authority, the criteria for selection of seat of arbitration for a particular
matter is as follows:
Parties to Dispute
Place of filing the
Place of hearing
Application for Arbitration
T M* V/s T M
If the dealing offices of both Trading
The hearing shall be held at the RAC where
Members from where the dealing was
the Applicant-Trading Member has filed the
carried is situated in any one of the
Application for Arbitration and the
states covered by a particular RAC
Respondent - Trading Member shall attend
then the Application for Arbitration
the hearing in that particular RAC.
shall be filed by the Applicant-Trading
Member in that RAC.
If the dealing offices of both Trading
Members from where the dealing was
carried out are situated in states
covered by different RAC then the
Application for Arbitration shall be
filed in the RAC covering the state
in which the Respondent -Trading
Member's dealing office is situated.
TM V/s C*
The Application for Arbitration shall be
The hearing shall be held in that RAC where
&
filed by the Applicant at the RAC
the Applicant has filed the Application for
C V/s TM
nearest to the address provided by
Arbitration and the Respondent shall attend
the Constituent in the KYC form,
the hearing in that particular RAC.
provided however that in respect of
a Non-Resident Indian Constituent,
the seat of arbitration shall be the
RAC in the area in which the
correspondence office of the Trading
Member is situated
* "TM" stands for "Trading Member" and "C" stands for "Constituent."
7.
Reference of the Claim, Difference or Dispute
Save as otherwise specified by the Relevant Authority, if the value of the claim, difference or dispute is more than
Rupees Twenty Five Lakhs on the date of application, it shall be referred to a panel of three arbitrators and if the value
of the claim, difference or dispute is upto Rupees Twenty Five Lakhs, the same shall be referred to a sole arbitrator.
8.
Criteria and Procedure for Selection of Persons eligible to act as Arbitrators
(1)
The relevant authority may prefer persons with background in law, finance, management, administration and
experience in the areas related to securities market over other candidates and shall consider both educational
qualification and experience of the candidates for inclusion in the Common Pool.
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(2)
In case of re-nomination of an existing person on list of eligible persons, the relevant authority shall consider
the past experience with such persons, such as time taken for passing awards, quality of awards passed,
complaints received, if any, against the arbitrator.
(3)
Such list of eligible persons for inclusion in the Common Pool may be constituted for each Regional Arbitration
Centre.
(4)
The pooling of arbitrators will be done centre-wise and displayed on the website of the Exchange.
Explanation: "Common Pool" shall mean pool of arbitrators formed by inclusion of all the arbitrators on panels
of all the recognised stock exchanges having nation-wide trading terminals.
9.
Guidelines for Fair Practices/Code of Conduct for Arbitrators
(1)
Persons appointed as arbitrators shall:-
(i)
Act in a fair, unbiased and objective manner
(ii)
Maintain the highest standard of personal integrity, truthfulness, honesty and fortitude in discharge of his
dispute in order to inspire public confidence and shall not engage in acts discreditable to his responsibilities
(xii)
Avoid any interest or activity which is in conflict with the conduct of his duties as an arbitrator.
(xiii) Perform his duty in an independent and objective manner and avoid activities that may impair, or may appear
to impair, his independence or objectivity.
(xiv) Disclose his interest or conflict in particular cases i.e whether any party to the proceeding had any dealing
with or related to the arbitrator
(xv)
Ensure that all the provisions of the arbitration and conciliation act 1996, SEBI Act,1992, Securities Contract
Regulations Act, 1956, and rules regulations and bye laws framed there under and the circulars, directions
issued by the Government / SEBI in respect of Arbitration and dealing in securities are followed.
(xvi) Endeavour that the arbitral award is passed with in the period stipulated by the Bye-laws, Rules and
Regulations of the Stock Exchange.
(xvii) Endeavour that adjournments, if any, are granted as an exception rather than a rule and after recording the
reasons thereof in writing.
(xviii) Ensure that the awards are detailed and well-reasoned.
(xix)
Ensure that the principles of natural justice are followed.
10.
Procedure for Appointment of Arbitrators
(1)
The Applicant and the Respondent against whom the claim has been made by the Applicant shall submit to the
Stock Exchange in the order of descending preference, names of such number of persons as specified hereunder
from amongst the list of eligible persons specified by the Stock Exchange for the respective seats of arbitration.
The number of persons to be so selected by the Applicant and the Respondent shall be seven if the seat of
arbitration is at Mumbai and five in other cases. Such names shall be submitted in the prescribed form by the
Applicant along with arbitration application. The Respondent shall submit the names in prescribed form within
seven days of the receipt of arbitration application from the Stock Exchange. Upon receiving the prescribed form,
from both the Applicant as well as the Respondent, the arbitrator(s) shall be appointed through an automatic
process or any other process as may be specified by SEBI or the Exchange, from time to time.
(2)
The panel of arbitrators so appointed shall select one among themselves to act as a presiding arbitrator within
7 days of receipt of intimation of their appointment as an arbitrator. In case of failure or lack of consensus among
the panel to select a presiding arbitrator, the Relevant Authority shall select the presiding arbitrator.
11.
Disclosure by persons to be appointed as arbitrators
Every person who is approached in connection with his possible appointment as an arbitrator shall disclose to the
Relevant Authority in writing any circumstances likely to give rise to justifiable doubts as to his independence and
impartiality. If the person discloses any circumstances which in the opinion of the Relevant Authority are likely to give
rise to justifiable doubts as to his independence and impartiality, then he shall not be appointed as an arbitrator and
in such event another arbitrator(s) shall be appointed through the automatic process as mentioned in Bye-law 10.
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12.
Disclosure by persons appointed as arbitrators
An arbitrator, from the time of his appointment and throughout the arbitral proceedings, shall, without delay, disclose
to the Relevant Authority in writing any circumstances referred to in Bye-law (11) above which have come to his
knowledge after his appointment as an arbitrator.
13.
Vacancy in the Office of the Arbitrator
If the office of the sole arbitrator or any one or more of the arbitrators in the panel of arbitrators falls vacant after the
appointment thereto, the Stock Exchange shall adopt the procedure specified herein above and fill up the vacancy
caused in the office arbitrator.
14.
Termination of mandate of the arbitrator
(1)
The mandate of the arbitrator shall terminate if
(i)
the arbitrator withdraws from office for any reason; or
(ii)
in the opinion of the Relevant Authority, the arbitrator becomes de jure or de facto unable to perform his
functions or for other reasons fails to act without undue delay including failure to make the arbitral award
within the time period prescribed by the Relevant Authority. Such a decision of the Relevant Authority shall
be final and binding on the parties; or
(iii)
the mandate of the arbitrator is terminated by the Relevant Authority upon receipt of written request for
the termination of the mandate of the arbitrator from both the parties to arbitration; or
(iv)
the arbitrator discloses any circumstances referred to in Bye-laws (11) and (12) above, which in the opinion
of the Relevant Authority are likely to give rise to justifiable doubts as to his independence and impartiality.
(v)
the arbitral proceedings are terminated as provided for herein.
15.
Supplying of vacancy to the office of the arbitrator
At any time before the making of the arbitral award should the office of the arbitrator fall vacant for any reason
whatsoever including any vacancy due to the illness or death of the arbitrator or termination of the mandate of the
arbitrator by the Relevant Authority or otherwise, the Stock Exchange shall adopt the procedure specified herein above
and fill up the vacancy caused in the office arbitrator.
16.
Proceedings to be taken up by Arbitrator appointed by Relevant Authority in supply of vacancy
Unless otherwise agreed by parties, any arbitrator who has been appointed by the Relevant Authority to supply a
vacancy to the office of the arbitrator may repeat any hearings previously held.
17.
Order or ruling of previous arbitrator not invalid
An order or ruling of the arbitrator made prior to the termination of his mandate shall not be invalid solely because
his mandate has been terminated; Provided that when the termination has been effected pursuant to Bye-law (14) (1)
of this Chapter, the order or ruling of the arbitrator made prior to termination of his mandate shall become invalid unless
otherwise agreed upon by the parties.
18.
Interim arbitral award and interim measures ordered by the arbitrator
The arbitrator may be empowered to make an interim arbitral award as well as to provide interim measures of protection
in terms of provisions of the Act. An arbitrator may require a party to provide appropriate security in connection with
an interim measure.
19.
Deposits towards cost of Arbitration
(1)
The parties to the claim, difference or dispute shall bear cost of arbitration. For this purpose, both the parties
to arbitration shall make a deposit with the Stock Exchange along with the arbitration application or the reply,
as the case may be, for defraying the costs that may be incurred for conducting the arbitration proceeding.
Provided that when there is failure, neglect or refusal by Respondent, being a Constituent, to make a deposit
accordingly, the Applicant shall be responsible for making such deposit without prejudice however to its right
to recover the same from such Respondent in terms of the award. The Stock Exchange shall have the right to
recover the deposit from the Trading Member from the moneys due to it if the Trading Member fails to make
the deposit.
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(2)
The amount of deposit, which has to be deposited shall be determined by the amount of the claim initially and
thereafter determined based on a higher counter claim, if any, as specified by the Relevant Authority, subject to
the maximum limits as mentioned below:—
S.
Amount of Claim / Counter Claim,
Amount of Deposit, if claim is filed
Amount of Deposit, if claim is
No
whichever is higher
within six months (percentages
filed after six Months (for
refer to amount of claim or
applicant)
counterclaim, whichever is higher)
(a)
(b)
(c)
(d)
1.
Upto Rs. 10,00,000/-
1.3% subject to a minimum of
3.9% subject to a minimum of
Rs.10,000/-
Rs.30,000/-
2.
Above Rs.10,00,000/- and upto
Rs. 13,000/- plus 0.3% amount
Rs. 39,000/- plus 0.9% amount
Rs.25,00,000/-
above Rs. 10 lakh
above Rs. 10 lakh
3.
Above Rs. 25,00,000/-
Rs. 17,500/- plus 0.2% amount
Rs. 52,500/- plus 0.6 % amount
above Rs. 25 lakh subject to
above Rs. 25 lakh subject to
maximum of Rs. 30,000
maximum of Rs.90,000/-
(3)
If the amount of claim is less than or equal to Rs.10 lakhs, then the constituent whether he or she or it is an
Applicant or Respondent shall not be required to furnish the deposit to the Stock Exchange. In such cases, the
costs incurred for conducting the arbitration proceedings for and on behalf of the Constituent shall be borne
by the Stock Exchange.
(4)
On issuance of the arbitral award, the Stock Exchange shall refund the deposit, if any, to the party in whose favor
the award has been passed. In case where claim was filed within 6 months, the full deposit made by the party
against whom the award has been passed, may be appropriated towards arbitration fees of the Stock Exchange.
In case where claim was filed after 6 months, one third of the deposit collected from the party shall be appropriated
towards arbitration fees of the Stock Exchange and balance two-third amount shall be credited to the Investor
Protection Fund of the Stock Exchange.
(5)
The period of 6 months referred in Bye-law (19) (2) to (19) (4) above, shall be computed from the end of the quarter
during which the disputed transaction(s) were executed/settled, whichever is relevant for the dispute, and after
excluding:-
(i)
the time taken by the Relevant Authority in trying to administratively resolve the claim, difference or dispute
i.e. the time taken from the date of receipt of dispute till the decision by the Relevant Authority, and
(ii)
the time taken by the member to attempt the resolution of the dispute or one month from the date of receipt
of the dispute by the member, whichever is earlier in reckoning the time taken by the Member to attempt
resolution of the dispute, the time between the date of receipt of complaint/dispute by the Member and
the date of receipt of the Member's last communication by the constituent, shall be considered.
20.
Appearance in arbitral proceedings by counsel, attorney or advocate
In arbitral proceedings where both the parties are Trading Members, the parties shall not be permitted to appear by
counsel, attorney or advocate but where one of the parties is a Constituent, then the Constituent shall be permitted
to appear by counsel, attorney or advocate. If the Constituent chooses to appear by counsel, attorney or advocate,
then the Trading Member and Issuer shall be granted a similar privilege.
21.
Procedure for Arbitration
(1)
The Applicant shall submit to the Stock Exchange his/her/its application for arbitration in the prescribed form,
(three copies in case of sole arbitrator and five copies in case of panel of arbitrators) alongwith the following
enclosures:
(i)
The Statement of Case containing all the relevant facts about the dispute and relief sought;
(ii)
The Statement of Accounts;
(iii)
Copies of Member - Constituent Agreement;
(iv)
Copies of the relevant Contract Notes and Bills;
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(v)
Copies of any other document(s) relied upon by the Applicant;
(vi)
Copies of the decision of the IGRC where it is a reference made under Bye-law 2(4).
(2)
The Applicant shall also submit to the Stock Exchange the following along with his/her/its arbitration application:
(i)
A cheque/ pay order/demand draft for the deposit payable at the seat of arbitration in favour of MCX Stock
Exchange Limited, if applicable;
(ii)
List of names of eligible arbitrators in his/her/its order of preference to act as arbitrator(s), in the prescribed
form;
(3)
If any deficiency/defect in the application is found, the Stock Exchange shall call upon the Applicant to rectify
the deficiency/defect and the Applicant shall rectify the deficiency/defect within 15 days of receipt of intimation
from the Stock Exchange. If the Applicant fails to rectify the deficiency/defect within the prescribed period, the
Stock Exchange shall return the deficient/defective application to the Applicant. However, the Applicant shall have
the right to file a revised application which shall be considered as a fresh application for all purposes and dealt
with accordingly.
(4)
Upon receipt of arbitration application along with requisite documents, the Stock Exchange shall forward a copy
of the statement of case and related documents to the Respondent.
(5)
Upon receiving the arbitration application, the Respondent shall submit his reply in the prescribed form to the
Stock Exchange within 7 days from the date of receipt or such arbitration application. If the Respondent fails to
submit his reply, in the prescribed form, within the time period prescribed by the Stock Exchange, then the
arbitrator shall be appointed in the manner as specified in Bye-law (10) herein above.
(6)
Upon receiving the reply from the Respondent(s), the arbitrator shall be appointed as per the procedure prescribed
in Bye-law (10) herein above. In the event there is more than one Respondent, being legal heirs of a deceased
Constituent or family members, then such legal heirs shall authorise one of them to represent the deceased
Constituent in the arbitration proceedings including signing of the prescribed form(s) and such other documents
as may be required.
(7)
The Respondent(s) shall within 15 days from the date of receipt of an arbitration application from the Stock
Exchange, submit to the Stock Exchange in prescribed form three copies in case of sole arbitrator and five copies
in case of panel of arbitrators along with the following enclosures:
(i)
The Statement of Reply (containing all available defenses to the claim)
(ii)
The Statement of Accounts
(iii)
Copies of the Member Constituent Agreement, if any;
(iv)
Copies of the relevant Contract Notes and Bills;
(v)
Statement of the set-off or counter claim alongwith statements of accounts and copies of relevant contract
notes and bills;
(vi)
Copies of any other document(s) relied upon by the Respondent;
(8)
The Respondent shall also submit to the Stock Exchange a cheque/pay order/demand draft for the deposit payable
at the seat of arbitration, if applicable, in favour of MCX Stock Exchange Limited along with the prescribed form;
(9)
If the Respondent fails to submit his/her/its reply in the prescribed form within the prescribed time, then the
arbitrator may proceed with the arbitral proceedings and make the award ex-parte.
(10)
Upon receiving the reply from the Respondent the Stock Exchange shall forward one copy of the same to the
Applicant. The Applicant shall within ten days from the date of receipt of copy of reply of Respondent, submit
to the Stock Exchange, a reply to any counterclaim, if any, which may have been raised by the Respondent in
its reply to the Applicant. The Stock Exchange shall forward such reply of the Applicant to the Respondent.
(11)
The time period to file any pleading referred to herein may be extended for such further periods as may be decided
by the Relevant Authority in consultation with the arbitrator depending on the circumstances of the matter.
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22.
Time for appointment of Arbitrator and completion of proceedings
(1)
Time for appointment of Arbitrator - Where an arbitration application is made, the appointment of arbitrator or
panel of arbitrators, shall be completed within thirty days of receipt of the application.
(2)
Adjournment - Adjournment, if any, shall be granted by the arbitrator only in exceptional cases, for bonafide
reasons to be recorded in writing
(3)
Time for Completion of Arbitration - The arbitrator(s) shall conclude the arbitration reference within four months
from the date of their appointment, by issuance of an arbitral award.
(4)
Request for extension - The Managing Director or an Executive Director may, on an application by either party
or the arbitrator(s) and for sufficient cause to be recorded in writing, extend the time for making of arbitral award
by not more than two months, on a case to case basis.
23.
Requirement for Hearings
(1)
No hearing shall be required to be given to the parties to the dispute if the value of the claim, difference or dispute
is Rs.25,000/- or less. In such a case the arbitrator shall proceed to decide the matter on the basis of documents
submitted by both the parties provided however the arbitrator for reasons to be recorded in writing may hear
both the parties to the dispute.
(2)
If the value of claim, difference or dispute is more than Rs.25,000/-, the arbitrator shall offer to hear the parties
to the dispute unless both parties waive their right for such hearing in writing.
24.
Notice of Hearing
Unless otherwise specified, the Stock Exchange shall in consultation with the arbitrator determine the date, the time
and place of the first hearing. Notice for the first hearing shall be given at least ten days in advance, unless the parties
shall, by their mutual consent, waive the notice. The arbitrator shall determine the date, the time and place of subsequent
hearings of which a notice shall be given by the Stock Exchange to the parties concerned.
25.
Adjournment of Hearing
If any party to the reference wants to make an application for adjournment of hearing by the arbitrator the party shall
make an application in writing giving reasons for seeking adjournment to the Stock Exchange sufficiently in advance
to enable the Stock Exchange to forward such request to the arbitrator. The arbitrator at his discretion may grant the
adjournment subject to such conditions as deemed fit by him.
26.
Appearance through Authorised Representative
(1)
In the arbitral or appellate arbitration proceeding a Constituent may appear through a power of attorney holder
and the trading member may appear through his authorised representative;
Provided that the trading member may appear through a legal practitioner only if the Constituent is represented
through a legal practitioner.
For the purpose of this Bye-law, 'authorised representative' shall mean as under-
(i)
If the trading member is an individual, an employee or authorised person of the trading member.
(ii)
If the trading member is a partnership firm, any partner or employee or authorised person of the trading
member.
(iii)
If the trading member is a Company, any director or employee or authorized person of the trading member.
27.
Arbitral Award on Agreed Terms
If after the appointment of an arbitrator, the parties settle the dispute, then the arbitrator shall record the settlement
in the form of an arbitral award on agreed terms or may dismiss the matter summarily on an application made by the
applicant for withdrawal of arbitration matter due to settlement with the other party.
28.
Arbitral Award under certain Circumstances
(1)
The arbitrator, in case of any arbitration proceedings which is not defended or in his opinion is not effectively
defended, besides the documents produced by the applicant, may, for the purpose of passing a fair and proper
award, also consider any other document in general, which the arbitrator considers necessary for the purpose
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of coming to a proper conclusion and in particular the following documents for the purpose of arriving at a
decision:
(i)
Copy of member-constituent agreement.
(ii)
Contract notes and bills.
(iii)
Statement of accounts given by the trading member to the constituent on periodic basis;
(iv)
Bank statements supported by confirmation from the bank regarding payments/receipts
(v)
Transaction cum Holding statements of the demat account(s) of the applicants and respondents with the
depository.
(vi)
Unique id upload, if any, from the members to Exchange with regard to the client.
(vii)
Trade log in respect of transactions relating to dispute.
For the purpose of the above, the arbitrator may also seek relevant information from the applicant as well as the
Stock Exchange, to the extent available with the Stock Exchange.
29.
Making of Arbitral Award
(1)
The arbitral award shall be in writing and made in three originals duly dated and signed by the sole arbitrator
or in case of a panel of arbitrators by all the three arbitrators.
(2)
The arbitrator shall file all the three original awards with the Stock Exchange, which shall arrange to send one
original each to the parties to the dispute and the stamped original award shall be retained by the Stock Exchange.
30.
Interest
(1)
The arbitrator may include in the sum for which the award is made interest at such rate on such sum and for
such period as the arbitrator deems reasonable.
(2)
A sum directed to be paid by an award shall, unless the award otherwise directs, carry interest at the rate of
eighteen per centum per annum from the date of the award to the date of payment.
31.
Arbitration Fees and Charges, Costs, etc.
(1)
The fees and expenses payable to arbitrator shall be as determined by the Relevant Authority from time to time.
(2)
All fees and charges relating to the appointment of the arbitrator and conduct of arbitration proceedings shall
be borne by the parties to the reference equally or in such proportions as may be decided by the arbitrator.
(3)
The costs, if any, to be awarded to either of the party in addition to the fees and charges that have to be borne
by the parties for conducting the arbitration shall be decided by the arbitrator.
(4)
Unless the arbitrator directs otherwise each party shall bear their own expenses of traveling and other incidental
expenses incurred.
32.
Administrative Assistance
For the purpose of section 6 of the Act, in all claims, differences or disputes which are required to be submitted to
arbitration as per the provisions of these Bye-laws, the parties shall be deemed to have arranged for administrative
assistance of the Relevant Authority in order to facilitate the conduct of the arbitral proceedings.
33.
Administrative Assistance which may be provided by the Stock Exchange
(1)
The Stock Exchange shall
(a)
maintain a register of references;
(b)
receive all applications for arbitration and communications addressed by the parties before or during the
course of arbitration proceedings or otherwise in relation thereto;
(c)
receive payment of all costs, charges, fees and other expenses;
(d)
give notices of hearing and all other notices to be given to the parties before or during the course of the
arbitration proceedings or otherwise in relation thereto;
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(e)
communicate to the parties all orders and directions of the arbitrator;
(f)
receive and record all documents and papers relating to the reference and keep in custody all such
documents and papers except such as the parties are allowed to retain;
(g)
communicate the award on behalf of the arbitrator;
(h)
generally do such things and take all such steps as may be necessary to assist the arbitrator in the execution
of their function.
34.
Mode of Communication
(1)
Any communication sent by the Stock Exchange to either of the parties shall be deemed to have been properly
delivered or served, even if such communication is returned to the Stock Exchange as unclaimed/ refused/
undelivered, if the same is sent to the ordinary business address and/or ordinary place of residence and/or last
known address of the party, in any one or more of the following ways: -
(i)
by post,
(ii)
by registered post,
(iii)
by speed post/courier services,
(v)
by telegram,
(vi)
by affixing it on the door at the last known business or residential address,
(vii)
by advertising it in at least one prominent daily newspaper having circulation in the area where the last
known business or residential address of Respondent is situated,
(viii) by sending a message through the Trading System,
(ix)
by electronic mail or fax
(x)
by hand delivery
(2)
Any communication sent by either of the parties to the Stock Exchange shall be made in any one or more of
the following ways:
(i)
by post (ordinary or registered or speed) or Courier service
(iii)
by fax
(iv)
by hand delivery
(v)
by electronic mail
35.
Implementation of Arbitral Award
Notwithstanding anything contained in the Bye-laws, in cases where the arbitral award or appellate arbitral award is
passed against the Trading Member and/or its sub-brokers and in favour of a Constituent, the Stock Exchange shall
debit from the deposits or other monies of the Trading Member lying with the Stock Exchange, the amount of award
payable to the awardee together with interest payable, if any, till the date of debit after setting off the counter claim
of the Trading Member and /or its sub-brokers allowed under the award, if any, and keep aside the said amount in
a separate account to be dealt with in such manner as mentioned in Bye-laws (36) and (37) herein below.
Provided that, where the award is for the delivery of securities, the Stock Exchange may consider the closing price of
such securities on the Stock Exchange as on the date of the award or such other date the relevant authority may specify
to be reasonable, stating reasons for arriving at the value of such securities and award amount.
Provided further that in case of an arbitration referred by a member aggrieved by decision of IGRC under Bye-law 2(4)
where the award is in favour of the Constituent and the Member has indicated his intention to challenge the award
by filing an appeal under Bye-law 44 or by taking recourse under section 34 of the Act in the manner and within the
time specified by the relevant authority, there shall be an interim release of moneys from the IPF Trust as specified
by the relevant authority, without prejudice to the implementation mechanism specified in this Chapter.
Provided further that in case of an arbitration referred by a member aggrieved by decision of IGRC under Bye-law 2(4)
where the appellate award is in favour of the Constituent and the Member has indicated his intention to challenge the
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[PART IV
appellate award by taking recourse under section 34 of the Act in the manner and within the time specified by the
relevant authority, there shall be an interim release of moneys from the IPF Trust as specified by the relevant authority,
without prejudice to the implementation mechanism specified in this Bye-law.
36.
Payment of Debited Amount to Clients
(1)
Arbitral Award:- Where the Trading Member/ Sub-broker
a.
chooses not to prefer an appeal under Bye-law 44 within the time permissible there under or to indicate
his intention to challenge the same by filing an appeal under Bye-law 44 or by taking recourse under section
34 of the Act in the manner and within the time specified by the relevant authority, in case of an arbitration
referred under Bye-law 2(4); or
b.
chooses not to prefer an appeal under Bye-law 44 within the time permissible there under, in any other
case—
the amount debited under Bye-law 35 shall be paid, together with the interest earned thereon, to the awardee.
(2)
Appellate Arbitral Award:- Where an appeal is preferred by the Trading Member/ Sub-broker under Bye-law 44
and the appellate arbitral tribunal makes an appellate arbitral award against the Trading Member/ Sub-broker the
Stock Exchange shall pay the awarded amount to the awardee from the amount debited under Bye-law 35:-
(i)
where no application is made by the Trading Member/ Sub-broker under Section 34 of the Arbitration and
Conciliation Act, 1996 to challenge such arbitral award within the limitation period for making such
application, upon expiry of such limitation period;
(ii)
where such an application is made by the Trading Member/ Sub-broker, and no stay is granted by the court
within three months from the date of receipt of appellate arbitral award by him, upon completion of such
three months;
(iii)
in any other case, upon dismissal of the application by the court;
(iv)
in a case referred under Bye-law 2(4), where the Member chooses not to take recourse under Section 34
of the Act within the time permissible there under or to indicate his intention to take recourse in the manner
and within the time specified by the relevant authority.
37.
Reversal of Debit in Certain Cases
Where the arbitral award or the appellate arbitral award against the trading member or sub-broker has been set aside
or has been modified by reduction of awarded amount, and such setting aside or modification has attained finality, the
stock exchange may reverse the debit, in full or in part, as the case may be, and pay the reduced amount, if any, to
the awardee.
38.
Arbitration proceedings subject to the provisions of the Act
The arbitration proceedings as provided for by the provisions of these Bye-laws shall be subject to the provisions
of the Act to the extent not provided for in these Bye-laws.
39.
Preservation of Records
(1)
The following documents shall be preserved by the Stock Exchange for the time periods as mentioned hereunder
(i)
The original arbitration award along with acknowledgements shall be preserved permanently.
(ii)
In case an appeal for setting aside the award is not filed, then apart from the original award, all the other
records pertaining to arbitration shall be preserved for 5 years from the date of award.
(iii)
In case an appeal for setting aside the award is filed, then apart from the original award, all the other records
pertaining to arbitration shall be preserved for 5 years from the date of final disposal by court.
40.
Destruction of Records
The destruction of records by the Stock Exchange shall be subject to the previous order, in writing of the relevant
authority and the details of the destruction shall be entered in a register wherein the brief particulars of the records
destroyed along with the certification regarding the date and mode of destruction shall be mentioned.
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271
41.
Construction of references
For the purposes of Section 2(6) of the Act, in all claims, differences or disputes which are required to be submitted
to arbitration as per the provisions of these Bye-laws, wherever Part 1 of the Act leaves the parties free to determine
a certain issue, the parties shall be deemed to have authorised the Relevant Authority to determine that issue.
42.
Jurisdiction
All parties to a reference to arbitration under these Bye-laws and the persons claiming under them, shall be deemed
to have submitted to the exclusive jurisdiction of the competent court nearest to the regional arbitration centre where
appellate arbitral proceedings were conducted.
43.
Exclusion
For removal of doubts, it is hereby clarified that the Stock Exchange shall not be construed to be a party to the dealings,
contracts and transactions referred to under these Bye-laws; and the provisions of this Chapter shall not apply in case
of claims, differences or disputes between the Stock Exchange and a Trading Member and no arbitration shall lie
between the Stock Exchange and a Trading Member.
44.
Appeal against Arbitration Award
Any party aggrieved by an arbitral award made in terms of the provisions of this Chapter shall have a right of appeal
against such award to the appellate panel of arbitrators in terms of provisions of Chapter XIVA of these Bye-laws."
III.
After Chapter XIV so substituted, the following Chapter shall be inserted, namely:-
"CHAPTER XIVA
APPELLATE ARBITRATION
1.
Definitions
(a)
'Appellant' means the person who files an appeal under this Chapter.
(b)
'Respondent' means the person against whom the Appellant lodges an appeal, whether or not there is a claim
against such person.
2.
Seat of Appellate Arbitration
The Appellate Arbitration shall be conducted at the same Regional Arbitration Center (RAC) where the award under
challenge was passed, unless otherwise specified by the relevant authority.
3.
Time for Preferring Appeal
The Memorandum of Appeal shall be submitted to the Stock Exchange by the appellant or his authorized representative
within one month from the date of receipt of the Arbitral Award.
4.
Procedure for Appointment of Arbitrators
(1)
The Appellant and the Respondent shall submit to the Stock Exchange in the order of descending preference,
names of persons from amongst the list of eligible persons specified by the Stock Exchange for the respective
seats of appellate arbitration other than those Arbitrator(s) who passed the Award under dispute. The number
of persons to be so submitted by the Appellant and the Respondent shall be as may be specified by the Relevant
Authority. Such names shall be submitted in the prescribed form by the Appellant along with Memorandum of
Appeal. The Respondent shall submit the names in the prescribed form within seven days of the receipt of
Memorandum of Appeal from the Stock Exchange. Upon receiving the prescribed form, from the Appellant as well
as the Respondent, the Stock Exchange shall as provided for herein, identify the person/s who shall act as the
arbitrators.
(2)
The Stock Exchange shall identify the panel of arbitrators to whom the Memorandum of Appeal will be referred
through such process and manner as may be specified by SEBI / Exchange from time to time.
(3)
The panel of arbitrators so appointed shall select one among themselves to act as a presiding arbitrator within
7 days of receipt of intimation of their appointment as an arbitrator. In case of failure or lack of consensus among
the panel to select a presiding arbitrator, the Relevant Authority shall select the presiding arbitrator.
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[PART IV
(4)
The appellate panel consisting of three arbitrators shall be different from the ones who passed the arbitral award
appealed against.
(5)
Such constitution of appellate panel of arbitrators shall be completed within thirty days from the date of receipt
of the appeal.
5.
Appellate Arbitration Fees
The Appellant shall bear the cost of Appellate Arbitration. The appellant shall pay to the Stock Exchange along with
the Memorandum of Appeal such fees as may be prescribed by the Relevant Authority from time to time, not exceeding
Rs. 30,000/- (exclusive of statutory dues such as, stamp duty and service tax). In case the party filing appeal is a
Constituent having a claim/ counter claim of upto Rs.10,00,000/-, then he/she shall pay a fee not exceeding Rs.10,000/-
(exclusive of statutory dues such as, stamp duty and service tax).
6.
Procedure for Appellate Arbitration
(1)
The Appellant shall submit to the Stock Exchange five copies of Memorandum of Appeal, and the following
enclosures:
(i)
Five copies of the Arbitration Award.
(ii)
Five copies of the decision of IGRC, where relevant.
(iii)
Five copies of Arbitration proceedings.
(iv)
A cheque/ pay order/demand draft for the fees payable in drawn favour of MCX Stock Exchange Limited.
(v)
List of names of eligible arbitrators in his/her/its order of preference to act as arbitrator(s), in the prescribed
form.
(2)
If any deficiency/defect in the Memorandum of Appeal is found, the Stock Exchange shall call upon the Appellant
to rectify the deficiency/defect and the Appellant shall rectify the deficiency/defect within 7 days of receipt of
intimation from the Stock Exchange. If the Appellant fails to rectify the deficiency/defect within the prescribed
period, the Stock Exchange shall return the deficient/defective Memorandum of Appeal to the Appellant. However,
the Appellant shall have the right to file a revised Memorandum of Appeal which shall be considered as a fresh
Memorandum of Appeal for all purposes including limitation and dealt with accordingly.
(3)
Upon receipt of Memorandum of Appeal, the Stock Exchange shall forward a copy of the same and related
documents to the Respondent.
(4)
The Respondent shall submit his/her/its reply, in the prescribed form, to the Stock Exchange within 7 days from
the date of receipt of Memorandum of Appeal and related documents. If the Respondent fails to submit his reply
within the time period prescribed by the Stock Exchange, then the arbitrator shall be appointed in the manner
as specified in Bye-law (3) of this Chapter.
(5)
Upon receiving the reply from the Respondent(s), the arbitrator shall be appointed as per the procedure prescribed
in Bye-law (3) of this Chapter. In the event there is more than one Respondent, being legal heirs of a deceased
Constituent or family members, then such legal heirs shall authorize one of them to represent the deceased
Constituent in the appellate arbitration proceedings including signing of the reply and such other documents as
may be required.
(6)
The Respondent(s) shall within 10 days from the date of receipt of Memorandum of Appeal from the Stock
Exchange, submit to the Stock Exchange five copies of Statement of Reply along with the related documents as
mentioned in the prescribed form.
(7)
If the Respondent fails to submit Statement of Reply within the prescribed time, then the appellate arbitral tribunal
may proceed with the arbitral proceedings and pass an award ex-parte.
(8)
Upon receiving Statement of Reply as prescribed in the prescribed form, from the Respondent the Stock Exchange
shall forward one copy to the Appellant.
(9)
The time period to file any pleading referred to herein may be extended for such further periods as may be decided
by the Relevant Authority in consultation with the arbitrator depending on the circumstances of the matter.
(10)
The appeal shall be disposed of within three months from the date of appointment of appellate panel of arbitrators,
through issuance of an appellate arbitral award.
PART IV]
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273
(11)
The Managing Director or an Executive Director of the Exchange may, on an application by either party or the
appellate panel of arbitrators and for sufficient cause to be recorded in writing, extend the time for making of
appellate arbitral award by not more than two months, on a case to case basis.
7.
Vacancy in the Office of the Arbitrators
If one or more of the arbitrator's office falls vacant, in the panel of appellate arbitral tribunal after the appointment
thereto, the Stock Exchange shall adopt the procedure specified in Bye-law (3) of this Chapter and fill up the vacancy
caused in the office arbitrator(s).
8.
Notice of Hearing
Unless otherwise specified, the Stock Exchange shall in consultation with the panel of arbitrators determine the date,
the time and place of the first hearing. Notice for the first hearing shall be given at least 7 days in advance, unless
the parties shall, by their mutual consent, waive the notice. The arbitral tribunal shall determine the date, the time and
place of subsequent hearings of which a notice shall be given by the Stock Exchange to the parties concerned.
9.
Adjournment of Hearing
If any party to the appeal wants to make an application for adjournment of hearing by the arbitral tribunal, the party
shall make an application in writing giving reasons for seeking adjournment to the Stock Exchange sufficiently in
advance to enable the Stock Exchange to forward such request to the arbitrators. The arbitrators at their discretion
may grant the adjournment in exceptional cases, for reasons, to be recorded in writing.
10.
Appellate Arbitral Award on Agreed Terms
If after the appointment of panel of arbitrators, the parties settle the dispute, then the Arbitral Tribunal shall record
the settlement in the form of an appellate arbitral award on agreed terms or may dismiss the matter summarily on an
application made by the appellant for withdrawal of matter due to settlement with the other party.
11.
Making of Appellate Arbitral Award
The award of the Appellate Tribunal shall be in writing and made in three originals duly dated and signed by the panel
of arbitrators (by all the three arbitrators), and shall be made within the time mentioned in the Bye-laws.
The panel of arbitrators shall file all the three original awards with the Stock Exchange, which shall arrange to send
one original each to the parties to the dispute and the stamped original award shall be retained by the Stock Exchange.
12.
Interest
(1)
The arbitral tribunal may include in the sum for which the award is made interest at such rate on such sum and
for such period as the arbitrators deem reasonable.
(2)
A sum directed to be paid by an award shall, unless the award otherwise directs, carry interest at the rate of
eighteen per cent per annum from the date of the award to the date of payment.
13.
Arbitration Fees and Charges, Costs, etc.
(1)
The fees and expenses payable to arbitrators shall be as determined by the Relevant Authority from time to time.
(2)
The costs, if any, to be awarded to either of the party in addition to the fees that is paid by the parties for
conducting the appellate arbitration shall be decided by the arbitral tribunal.
(3)
Unless the arbitrator directs otherwise, each party shall bear their own expenses of traveling and other incidental
expenses incurred.
14.
Recourse against Appellate Arbitration Award
A party aggrieved by an appellate arbitral award may file an application before the competent, which is nearest to the
address provided by the client in the KYC form, challenging it under Section 34 of the Arbitration and Conciliation
Act, 1996.
15.
Applicability of Chapter XIV
Except where specific provision is made in this Chapter, the provisions of Chapter XIV shall apply mutatis mutandis
to appellate arbitrators, appellate arbitration proceedings and appellate arbitral award."
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[PART IV
IV.
In Chapter XVI (Investor Protection Fund), after Bye-law (10), the following shall be inserted, namely:-
"(10-A)
The Trust shall release such interim sums of moneys to the Constituent as may be prescribed by SEBI or the
Exchange, to cover whole or part of the admissible claim amount determined or amount awarded by the IGRC
under Chapter XIII-A or by the arbitrator under Chapter XIV or by the appellate arbitrator under Chapter XIV-A,
pending final determination of their complaint.
(10-B)
The Trust shall receive or recover the moneys thus released to the Constituent, either singly or jointly with the
Exchange, where the Constituent eventually loses in the arbitration proceedings or other legal proceedings
emanating therefrom.
(10-C)
The relevant authority may specify from time to time, the procedure for interim release of funds under Bye-law
(10-A) and for the recovery thereof under Bye-law (10-B)."
U. VENKATARAMAN
CEO-Debt Segment & Whole-time Director
MCX Stock Exchange Limited
——————
MCX-SX CLEARING CORPORATION LIMITED
Mumbai-400093
The draft of the following documents viz. Bye-laws of MCX-SX Clearing Corporation Limited, Rules of MCX-SX
Clearing Corporation Limited, MCX-SX Clearing Corporation (Capital Market Segment) Regulations, MCX-SX Clearing
Corporation (Futures and Options Segment) Bye-laws, MCX-SX Clearing Corporation (Futures and Options Segment) Rules,
MCX-SX Clearing Corporation (Future and Options Segment) Regulations, MCX-SX Clearing Corporation Limited Bye-laws
of Currency Derivatives Segment, MCX-SX Clearing Corporation Limited Currency Derivatives Segment Rules, MCX-SX
Clearing Corporation Limited Currency Derivatives Segment Regulations are put on MCX Stock Exchange Limited's website
viz. http://www.mcx-sx.com/downloads/Pages/Rules-Bye-laws-and-Regulations.aspx. Any person having any observation onthe
above documents can send the same in writing to the undersigned at Exchange Square, CTS No. 255, Suren Road, Andheri
(East), Mumbai-400093 within fifteen days from the date of this publication in the Gazette. The observations received after
the aforesaid date will not be considered when the amendment will be taken for finalization.
U. VENKATARAMAN
Managing Director and CEO
——————
Annexure-B
THE UNIVERSAL COMMODITY EXCHANGE LIMITED (UCX)
The approval of Forward Markets Commission, under Section 12(1) of the Forward Contracts (Regulation) Act, 1952
(74 of 1952), read with the Government of India, Ministry of Commerce and Industry Notification No. S.O. 1162 dated
4th May, 1960 has been obtained on 15th January, 2014, to the following amendments, made to the Rules of the Universal
Commodity Exchange Ltd. Navi Mumbai, and the same is hereby notified under Sub-Section 2 of Section 12 of the said Act.
Amendments in Rules of the Exchange
Rule No.
Particulars
Rule No. 7.23 (a-d)
Insertion of a new sub-Clause after sub-clause (d) of Rule 7.23:
(e) If a Member is declared as a defaulter by the Exchange, the Relevant Authority shall
immediately inform all other Commodity Exchanges about the default of Member. If such
membership is held in the name of a corporate body, then the names of the promoter(s),
dominant shareholders shall also be intimated. Further, if associates of the defaulter broker are
holding membership in other Commodity Exchanges, then action, if any required to be taken
against such associate member(s) should be decided by the Commodity Exchanges after
examining the relevant facts:
Rule 6.26: (a-c)
Insertion of a new sub-Clause after sub-clause (c) of Rule 6.26:
(d) The defaulter member may not be re-admitted for trading at the Exchanges for a period of
five years.
The Managing Director and CEO
PART IV]
THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935)
275
Annexure-D
The approval of Forward Markets Commission, under Section 12(1) of the Forward Contracts (Regulation) Act, 1952
(74 of 1952), read with the Government of India, Ministry of Commerce and Industry Notification No. S.O. 1162 dated
4th May, 1960 has been obtained on 15th January, 2014, to the following amendments, made to the Rules of the Universal
Commodity Exchange Ltd. Navi Mumbai, and the same is hereby notified under Sub-Section 2 of Section 12 of the said Act.
Amendments in Bye-laws of the Exchange
Bye-Law No.
Particulars
11.22.f
The existing Sub-Clause shall be replaced as under:
Surplus, if any, after the adjustments as mentioned above in sub-clause (a-e), shall be utilised
for the settlement of the claims at other Exchange(s) where there has/have been any shortfall
in the settlement of claims pertaining to the member under default, on a pro-rata basis.
18.18.f
The Existing Sub-Clause shall be replaced as under:
Surplus, if any, after the adjustments as mentioned above in sub-clauses (a-e), shall be utilised
for the settlement of the claims at other Exchange(s) where there has/have been any shortfall
in the settlement of claims pertaining to the member under default, on a pro-rata basis.
Sd/- ILLEGIBLE
Place:
The Managing Director & CEO
Date:
——————
In the matter of Companies Act, 1956
(NOTICE FOR MEMBERS VOLUNTARY COMPANY WINDING UP)
PURSUANT TO SECTION 485
Name of the Company
:
Etoos Academy Private Limited
Registered Address of the Company
:
5/31,W.E.A.,Karol Bagh, New Delhi-110005
NOTICE
Notice is hereby given pursuant to Section 485 that in the Extraordinary General meeting of the above named company
held on Monday 3rd February 2014, members have passed the special resolution that the company be wound up under
"Members Voluntary Winding Up Procedure" and members have also appointed Mr. Ikjung Kim, Director of the company,
R/o C-2/901, Parsvnath Exotica, Golf Course Road, Gurgaon-122001 as the Liquidator of the Company.
For Etoos Academy Private Limited
DO HYEONG KIM
Date: 06/02/2014
Director
Place: New Delhi
——————
NOTICE OF APPOINTMENT OF LIQUIDATOR
Form 151
[See rule 315]
Members Voluntary Winding up
NOTICE OF APPOINTMENT OF LIQUIDATOR PURSUANT TO SECTION -516
Name of the Company
:
Etoos Academy Private Limited
Nature of Business
:
Rendering Coaching Services
Registered Office
:
5/31,W.E.A., Karol Bagh, New Delhi-110005
Name and Address of Liquidator
:
Mr. Ikjung Kim, R/o C-2/901, Parsvnath Exotica, Golf Course Road, Gurgaon-122001
Date of Appointment
:
3rd February 2014
By whom Appointed
:
Members at Extraordinary General Meeting held on 3rd February 2014
Date: 06/02/2014
IKJUNG KIM
Place: New Delhi
Liquidator
276
THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935)
[PART IV
——————
NATIONAL STOCK EXCHANGE OF INDIA LIMITED
Mumbai - 400051
The provisions contained in the Rules of the Exchange are amended to the extent given hereunder:-
1.
The existing Rule 3A of Chapter I of Rules of the Exchange are amended -
(a)
by deletion of (i) the following words 'Trading Member Directors' which appear in between the words 'Public
Interest Directors' and 'Shareholder Directors'; and (ii) the following sentences 'SEBI may nominate Directors on
the Board as and when deemed fit. The Chief Executive shall be an ex-officio Director on the Board.'; and
(b)
by addition of the following words '(including employee Directors)' and 'Managing Director' after the words
'Shareholder Directors' at the end of the first sentence.
2.
Rules 3B, 3C, 3D, 3E and Rule 10 of Chapter I of the Rules of the Exchange are deleted.
3.
The existing Rule 24 of Chapter IV of Rules of the Exchange are amended -
(a)
by deletion of the following sentence 'At any point of time, not less than eighty percent of the members of the
Disciplinary Action Committee shall be from among non-trading members, who shall be nominated by the
Exchange'; and
(b)
by addition of the following sentence after the first sentence "The composition of Disciplinary Action Committee
shall be such as may be prescribed by SEBI."
For National Stock Exchange of India Limited
R. JAYAKUMAR
Authorised Signatory
——————
The provisions contained in the Byelaws of the Exchange are amended to the extent given hereunder:-
1.
The existing Byelaw 11 of Chapter X of Byelaws of the Exchange are amended -
(a)
by deletion of the following sentence 'At any point of time, not less than eighty percent of the members of the
Investors' Services Committee shall be from among non-trading members who shall be nominated by the
Exchange'; and
(b)
by addition of the following sentence after the first sentence "The composition of Investors' Services Committee
shall be such as may be prescribed by SEBI."
2.
The existing Byelaw 30 of Chapter XII of Byelaws of the Exchange are amended-
(a) by deletion of the following sentence 'At any point of time not less than eighty percent of the members of the
Defaulters' Committee shall be from among non-trading members who shall be nominated by the Exchange'; and
(b)
by addition of the following sentence after the first sentence "The composition of Defaulters' Committee shall
be such as may be prescribed by SEBI."
For National Stock Exchange of India Limited
R. JAYAKUMAR
Authorised Signatory
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