izkf/dkj ls izdkf'kr
PUBLISHED BY AUTHORITY
lkIrkfgd
WEEKLY
la- 28]
ubZ fnYyh] tqykbZ 6—tqykbZ 12] 2014] 'kfuokj@vk"kk<+ 15—vk"kk<+ 21] 1936
No. 28]
NEW DELHI, JULY 6—JULY 12, 2014, SATURDAY/ASADHA 15—ASADHA 21, 1936
bl Hkkx esa fHkUu i`"B la[;k nh tkrh gS ftlls fd ;g i`Fkd ladyu ds :i esa j[kk tk lds
Separate Paging is given to this Part in order that it may be filed as a separate compilation
Hkkx II—[k.M 3—mi&[k.M (ii)
PART II—Section 3—Sub-section (ii)
Hkkjr ljdkj ds ea=kky;ksa (j{kk ea=kky; dks NksM+dj) }kjk tkjh fd, x, lkafof/d vkns'k vkSj vf/lwpuk,a
Statutory Orders and Notifications Issued by the Ministries of the Government of India
(Other than the Ministry of Defence)
jftLVªh la- Mh- ,y- (,u) 04@0007@2003µ05
REGD. NO. D. L. (N) 04/0007/2003—05
2658 GI/2014
(5025)
foÙk ea=kky;
(jktLo foHkkx)
ubZ fnYyh] 3 tqykbZ] 2014
dk-vk- 1934.—dsUnzh; ljdkj] jktHkk"kk (la?k ds 'kkldh;
iz;kstuksa ds fy, iz;ksx) fu;e] 1976 ds fu;e 10 ds mi&fu;e
(4) ds vuqlj.k esa jktLo foHkkx ds v/hu izorZu funs'kky; ds
nsgjknwu {ks=kh; dk;kZy; dks ftuds 80 izfr'kr ls vf/d deZpkfj;ksa
us fgUnh dk dk;Z lk/d Kku izkIr dj fy;k gS] vf/lwfpr djrh
gSA
[iQk- la- bZ- 11017@1@2012&,Mh (fgUnh&4)]
pUnzHkku ukjukSyh] funs'kd (jktHkk"kk)
MINISTRY OF FINANCE
(Department of Revenue)
New Delhi, the 3rd July, 2014
S.O. 1934.—In pursuance of sub-rule (4) of rule 10
of the Official Languages (Use for Official Purpose of the
Union) Rules, 1976 the Central Government hereby notifies
the Dehradun Regional office of the Directorate of
Enforcement Under the Department of Revenue, where
more than 80% staff have acquired the working knowledge
of Hindi.
[F. No. E. 11017/1/2012-AD(HINDI-4)]
CHANDERBHAN NARNAULI, Director (OL)
5026
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
(foÙkh; lsok,a foHkkx)
ubZ fnYyh] 10 tqykbZ] 2014
dk-vk- 1935.—ljdkjh LFkku (vizkf/d`r vf/Hkksfx;ksa dh csn[kyh) vf/fu;e] 1971 (1971 dk 40) dh /kjk 3 }kjk iznÙk
'kfDr;ksa dk iz;ksx djrs gq,] dsUnzh; ljdkj] ,rn~}kjk mDr vf/fu;e ds mís'; ds fy, uhps nh xbZ rkfydk ds dkWye 2 esa mfYyf[kr
vfèkdkfj;ksa dks laink vf/dkjh fu;qDr djrh gS vkSj vkxs ;g funs'k nsrh gS fd mDr vf/dkjh uhps nh xbZ rkfydk ds dkWye 3 esa ;Fkk
fufnZ"V {ks=kksa ds varxZr vkus okys ljdkjh ifjljksa ds laca/ esa vius vf/dkj {ks=k dh LFkkuh; lhekvksa esa Hkhrj mDr vf/fu;e }kjk ;k blds
rgr laink vf/dkjh dks iznÙk 'kfDr;ksa dk iz;ksx djsaxs rFkk lkSais x, drZO;ksa dk ikyu djsaxsA
Ø- la- inuke rFkk irk
ljdkjh ifjljksa dh Js.kh rFkk vf/dkj dh LFkkuh; lhek
1-
2-
3-
1-
eq[; {ks=kh; izca/d] ;qukbVsM cSad vkWiQ bafM;k] xqokgkVh
vle] ef.kiqj] es?kky;] v:.kkpy izns'k] f=kiqjk] fetksje rFkk
jhtu] ;qukbVsM cSad fcfYaMx] f}rh; ry] gse c:vk jksM]
ukxkyS.M jkT; ds lHkh ftyksa esa vofLFkr ifjlj tks fd ;qukbVsM cSad
ikucktkj] xqokgkVh&781001
vkWiQ bafM;k ds gksa vFkok yht ij fy, x, gksa vFkok mlds vk/kj ij
rFkk mlds iz'kklfud fu;a=k.k esa gksa
2-
eq[; {ks=kh; izca/d] ;qukbVsM cSad vkWiQ bafM;k] iVuk
fcgkj jkT; ds lHkh ftyksa esa vofLFkr ifjlj tks fd ;qukbVsM cSad
jhtu] vHk; Hkou] f}rh; ry] izsQtj jksM] iVuk&800001
vkWiQ bafM;k ds gksa vFkok yht ij fy, x, gksa vFkok mlds vk/kj ij
rFkk mlds iz'kklfud fu;a=k.k esa gksa
3-
eq[; {ks=kh; izca/d] ;qukbVsM cSad vkWiQ bafM;k] >kj[kaM
>kj[kaM jkT; ds lHkh ftyksa esa vofLFkr ifjlj tks fd ;qukbVsM cSad
jhtu] ih ih daikmaM] lywtk fcfYaMx] r`rh; ry] esu
vkWiQ bafM;k ds gksa vFkok yht ij fy, x, gksa vFkok mlds vk/kj ij
jksM] iks- ckW- la- 172] jkaph&834001
rFkk mlds iz'kklfud fu;a=k.k esa gksa
4-
eq[; {ks=kh; izca/d] ;qukbVsM cSad vkWiQ bafM;k] Hkqous'oj
vksfM'kk jkT; ds lHkh ftyksa esa vofLFkr ifjlj tks fd ;qukbVsM cSad
jhtu] ,&88] dYiuk ,fj;k] Hkqous'oj&751014] vksfM'kk
vkWiQ bafM;k ds gksa vFkok yht ij fy, x, gksa vFkok mlds vk/kj ij
rFkk mlds iz'kklfud fu;a=k.k esa gksa
5-
eq[; {ks=kh; izca/d] ;qukbVsM cSad vkWiQ bafM;k] jk;iqj
Nrhlx<+ vkSj eè; izns'k jkT; ds lHkh ftyksa esa vofLFkr ifjlj tks
jhtu] thr VkWoj] jktdqekj dkWyst ds lkeus] th- bZ- jksM]
fd ;qukbVsM cSad vkWiQ bafM;k ds gksa vFkok yht ij fy, x, gksa
jk;iqj] Nrhlx<+&492001
vFkok mlds vk/kj ij rFkk mlds iz'kklfud fu;a=k.k esa gksa
6-
eq[; {ks=kh; izca/d] ;qukbVsM cSad vkWiQ bafM;k] y[kuÅ
mÙkj izns'k rFkk mÙkjk[k.M jkT; ds lHkh ftyksa esa vofLFkr ifjlj tks
jhtu] 4&,] gchcqYykg ,LVsV] gtjrxat] y[kuÅ&226001
fd ;qukbVsM cSad vkWiQ bafM;k ds gksa vFkok yht ij fy, x, gksa
vFkok mlds vk/kj ij rFkk mlds iz'kklfud fu;a=k.k esa gks
7-
eq[; {ks=kh; izca/d] ;qukbVsM cSad vkWiQ bafM;k] Nrhlx<+
iatkc] gfj;k.kk] fgekpy izns'k] tEew vkSj d'ehj rFkk p.Mhx<+
jhtu] ,llhvks@32&33&34] lsDVj&17lh] paMhx<+&160017
jkT; ds lHkh ftyksa esa vofLFkr ifjlj tks fd ;qukbVsM cSad vkWiQ
bafM;k ds gksa vFkok yht ij fy, x, gksa vFkok mlds vk/kj ij rFkk
mlds iz'kklfud fu;a=k.k esa gksa
8-
eq[; {ks=kh; izca/d] ;qukbVsM cSad vkWiQ bafM;k] nf{k.kh
rfeyukMq] dsjy vkSj ikafMpsjh jkT; ds lHkh ftyksa esa vofLFkr ifjlj
jhtu] 184@192] Jh nqxkZ VkWolZ] jked`".k eB jksM]
tks fd ;qukbVsM cSad vkWiQ bafM;k ds gksa vFkok yht ij fy, x,
eaMkosyh] psUubZ&600028] rfeyukMq
gksa vFkok mlds vk/kj ij rFkk mlds iz'kklfud fu;a=k.k esa gksa
9-
eq[; {ks=kh; izca/d] ;qukbVsM cSad vkWiQ bafM;k] caxykSj
dukZVd vkSj vka/z izns'k jkT; ds lHkh ftyksa esa vofLFkr ifjlj tks fd
jhtu] 40] dSEisxkSM+k jksM] caxykSj&560009
;qukbVsM cSad vkWiQ bafM;k ds gksa vFkok yht ij fy, x, gksa vFkok
mlds vk/kj ij rFkk mlds iz'kklfud fu;a=k.k esa gksa
10-
eq[; {ks=kh; izca/d] ;qukbVsM cSad vkWiQ bafM;k] eqEcbZ
egkjk"Vª] xqtjkr] nknj vkSj uxj gosyh rFkk xksok jkT; ds lHkh ftyksa
jhtu] 25] lj fiQjkst 'kkg esgrk jksM] iQksVZ] prqFkZ ry]
esa vofLFkr ifjlj tks fd ;qukbVsM cSad vkWiQ bafM;k ds gksa vFkok
eqEcbZ&400001
yht ij fy, x, gksa vFkok mlds vk/kj ij rFkk mlds iz'kklfud
fu;a=k.k esa gksa
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5027
1-
2-
3-
11-
eq[; {ks=kh; izca/d] ;qukbVsM cSad vkWiQ bafM;k] fnYyh
fnYyh vkSj jktLFkku jkT; ds lHkh ftyksa esa vofLFkr ifjlj tks fd
jhtu] 90@9] CykWd&ih] dukWV ldZl]
;qukbVsM cSad vkWiQ bafM;k ds gksa vFkok yht ij fy, x, gksa vFkok
ubZ fnYyh&110001
mlds vk/kj ij rFkk mlds iz'kklfud fu;a=k.k esa gksa
12-
lgk;d egkizca/d] ifjlj foHkkx] ;qukbVsM cSad vkWiQ
if'pe caxky] flfDde rFkk vaMeku vkSj fudksckj jkT; ds lHkh
bafM;k] iz/ku dk;kZy;] ukSoka ry] 11] gsear clq ljuh]
ftyksa esa vofLFkr ifjlj tks fd ;qukbVsM cSad vkWiQ bafM;k ds gksa
dksydkrk&700001
vFkok yht ij fy, x, gksa vFkok mlds vk/kj ij rFkk mlds
iz'kklfud fu;a=k.k esa gksa
¹iQk- la- 4@1@2012&chvks,]
,e- ,e- nkSyk] voj lfpo
(Department of Financial Services)
New Delhi, the 10th July, 2014
S.O. 1935.—In exercise of the powers conferred by section 3 of Public Premises (Eviction of Unauthorized Occupants)
Act, 1971 (40 of 1971), the Central Government hereby appoints the Officers mentioned in column No. (2) of the Table below
to be Estate Officers for the purpose of the said Act and further direct that the said officer shall exercise the powers
conferred and the duties imposed on an Estate Officer by or under the said Act within the local limits of his jurisdiction in
respect of the public premises falling under area as specified in column No. 3 of the Table below:—
Sl. No. Designation and Address
Categories of public premises and local limits of jurisdiction.
1.
2.
3.
1.
Chief Regional Manager, United Bank of India
Premises belonging to, or taken on lease by or on behalf of &
Guwahati Region, United Bank Building 2nd floor,
under the administrative control of United Bank of India and
Hem Barua Road. Panbazar, Guwahati-781001
situated in all districts of the State of Assam, Manipur,
Meghalaya, Arunachal Pradesh, Tripura, Mizoram and
Nagaland.
2.
Chief Regional Manager, United Bank of India,
Premises belonging to, or taken on lease by or on behalf of &
Patna Region Abhay Bhawan, 2nd Floor,
under the administrative control of United Bank of India and
Frazer Road, Patna-800001
situated in all districts of the State of Bihar.
3.
Chief Regional Manager, United Bank of India,
Premises belonging to, or taken on lease by or on behalf of
Jharkhand Region Pee Pee Compound, Saluja
& under the administrative control of United Bank of India
Building, 3rd Floor, Main Road. Post Box No.:
and situated in all districts of the State of Jharkhand.
172, Rachi-834001
4.
Chief Regional Manager, United Bank of India,
Premises belonging to, or taken on lease by or on behalf of &
Bhubaneswar Region A-88, kalpana Area,
under the administrative control of United Bank of India and
Bhubaneswar-751014, Odisha
situated in all districts of the State of Chatisgarh & Madhya
Predesh.
5.
Chief Regional Manager, United Bank of India,
Premises belonging to, or taken on lease by or on behalf of &
Raipur Region Jeet Tower, opp Rajkumar College,
under the administrative control of United Bank of India and
G. E. Road, Raipur. Chattishgarh-492001
situated in all districts of the State of Chatisgarh and Madhya
Predesh.
6.
Chief Regional Manager, United Bank of India,
Premises belonging to, or taken on lease by or on behalf of &
Lucknow Region 4-A Habibullah Estate
under the administrative control of United Bank of India and
situated in all districts of the State of Uttar Pradesh &
Uttarakhand.
5028
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
1.
2.
3.
7.
Chief Regional Manager, United Bank of India,
Premises belonging to, or taken on lease by or on behalf of &
Chandigarh Region SCO/32-33-34, Sector-17C.
under the administrative control of United Bank of India and
Chandigarh-160017
situated in all districts of the State of Punjab, Haryana,
Himachal Pradesh, Jammu & Kashmir and Chandigarh.
8.
Chief Regional Manager, United Bank of India,
Premises belonging to, or taken on lease by or on behalf of &
Southern Region 184/192 Sree Durga Towers.
under the administrative control of United Bank of India and
Ramkirshna Math Raod. Mandaveli,
situated in all districts of the State of Tamil Nadu, Kerala &
Chennai-600028, Tamil Nadu.
Pondicherry
9.
Chief Regional Manager, United Bank of India,
Premises belonging to, or taken on lease by or on behalf of &
Bangalore Region, 40, Kempegowda Road,
under the administrative control of United Bank of India and
Bangalore-560009
situated in all districts of the State of Karnataka & Andhra
Pradesh.
10.
Chief Regional Manager, United Bank of India,
Premises belonging to, or taken on lease by or on behalf of &
Mumbai Region 25, Sir Pheroz Shah Mehta Road,
under the administrative control of United Bank of India and
Fort, 4th Floor, Mumbai-400001
situated in all districts of the State of Maharashtra, Gujarat,
Dadra & NH and Goa.
11.
Chief Regional Manager, United Bank of India,
Premises belonging to, or taken on lease by or on behalf of &
New Delhi Region 90/9, Block-P Cannought
under the administrative control of United Bank of India and
Circus, New Delhi-110001
situated in all districts of the State of Delhi & Rajasthan.
12.
Assistant General Manager, Premises Department,
Premises belonging to, or taken on lease by or on behalf of &
United Bank of India, Head Office 9th Floor,
under the administrative control of United Bank of India and
11, Hemanta Basu Sarani, Kolkata-700001
situated in all districts of the State of West Bengal, Sikkim and
Andaman & Nicobar.
[F. No. 4/1/2012-BOA]
M. M. DAWLA, Under Secy.
Je vkSj jkstxkj ea=kky;
ubZ fnYyh] 4 tqykbZ] 2014
dk-vk- 1936.—jk"Vªifr] Jh iznhi dqekj] dks
13-06-2014 (vijkÉ) ls dsUnzh; ljdkj vkS|ksfxd
U;k;kèkhdj.k&lg& Je&U;k;ky;] Hkqous'oj] ds ihBklhu vfèkdkjh
ds :i esa 02-10-2018 rd vFkok vxys vkns'kksa rd] tks Hkh igys
gks] fu;qDr djrs gSaA
[la- ,- 11016@02@2013&lh,y,l&II]
,l- ds- flag] voj lfpo
MINISTRY OF LABOUR AND EMPLOYMENT
New Delhi, the 4th July, 2014
S.O. 1936.—The President is pleased to appoint
Shri Pradeep Kumar as Presiding Officer of the Central
Government Industrial Tribunal-cum-Labour Court,
Bhubaneswar w.e.f. 13.06.2014 (A.N.) for a period up to
02.10.2018 or until further orders, whichever is earlier.
[No. A. 11016/02/2013-CLS-II]
S. K. SINGH, Under Secy.
ubZ fnYyh] 3 tqykbZ 2014
dk-vk- 1937-—vkS|ksfxd fookn vf/fu;e] 1947 (1947
dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj Hkkjrh; LVsV
cSad ds izca/ra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa ds chp
vuqca/ esa fufnZ"V vkS|ksfxd fookn esa dsUnzh; ljdkj vkS|ksfxd
vf/dj.k@Je U;k;ky;] p.Mhx<+ ds iapkV (lanHkZ la[;k 90@2013)
dks izdkf'kr djrh gS] tks dsUnzh; ljdkj dks 04@06@2014 dks izkIr
gqvk Fkk A
[la- ,y&12011@34@2013&vkbZvkj (ch&I)]
lqefr ldykuh] vuqHkkx vf/dkjh
New Delhi, the 3rd July, 2014
S.O. 1937.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 90/2013)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court-
I, Chandigarh as shown in the Annexure, in the industrial
dispute between the management of State Bank of India,
and their workmen, received by the Central Government on
04/06/2014.
[No. L-12011/34/2013 - IR(B-I)]
SUMATI SAKLANI, Section Officer
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5029
ANNEXURE
BEFORE SHRI SURENDRA PRAKASH SINGH,
PRESIDING OFFICER, CENTRAL GOVERNMENT
INDUSTRIAL TRIBUNAL-CUM-LABOUR COURT-I,
CHANDIGARH
Case No. ID 90 of 2013
Reference No. L-12011/34/2013-IR(B-I) dated 1.08.2013
Shri B.S. Rathi
C/O The President,
SC/ST Employees Welfare Association,
Chandigarh Circle, C/o House No. 3086/2,
Sector-44-D,
Chandigarh.
...Workman
Versus
1. The Deputy General Manager,
State Bank of India,
Zonal Office Haryana,
Sector-5, Panchkula ( HR)
...Respondent
Appearances :
For the Workman:
None.
For the Management:
Sh. S.K. Gupta.
AWARD
Passed On:-4.6.2014
Government of India Ministry of Labour vide
notification No.L-12011/34/2013-IR(B-I)dated 1.08.2013 has
referred the following dispute to this Tribunal for
adjudication:
Term of Reference :
“Whether the action of the management in awarding
punishment in the lower stage of pay by two stages
to Shri B.S.Rathi, Assistant is just, fair and legal? If
not, what relief to the concerned employee is entitled
to and from which date?”
2. Case called repeatedly. None appeared on behalf
of the workman despite appearance on behalf of the
workman in the past. No claim statement has been filed
although the case was received in this Tribunal in August
2013. For Management Sh. S.K. Gupta is present. It appears
that the workman is not interested to pursue with the
present reference. The same is returned to the Central Govt.
for want of prosecution. Central Govt. be informed. Soft as
well as hard copy be sent to the Central Govt. for publication.
Chandigarh
04.06.2014
S. P. SINGH, Presiding Officer
ubZ fnYyh] 3 tqykbZ 2014
dk-vk- 1938-—vkS|ksfxd fookn vf/fu;e] 1947 (1947
dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj Hkkjrh; LVsV
cSad ds izca/ra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa ds chp
vuqca/ esa fufnZ"V vkS|ksfxd fookn esa dsUnzh; ljdkj vkS|ksfxd
vf/dj.k@Je U;k;ky;] p.Mhx<+ ds iapkV (lanHkZ la[;k
86@2013) dks izdkf'kr djrh gS] tks dsUnzh; ljdkj dks 11@06@2014
dks izkIr gqvk Fkk A
[la- ,y&12011@33@2013&vkbZvkj (ch&I)]
lqefr ldykuh] vuqHkkx vf/dkjh
New Delhi, the 3rd July, 2014
S.O. 1938.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 86/2013)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court-I,
Chandigarh as shown in the Annexure, in the industrial
dispute between the management of State Bank of India,
and their workmen, received by the Central Government on
11/06/2014.
[No. L-12011/33/2013-IR(B-I)]
SUMATI SAKLANI, Section Officer
ANNEXURE
BEFORE SHRI SURENDRA PRAKASH SINGH,
PRESIDING OFFICER, CENTRAL GOVERNMENT
INDUSTRIAL TRIBUNAL-CUM-LABOUR COURT-I,
CHANDIGARH
Case No. ID 86 of 2013
Reference No. L-12011/33/2013-IR(B-I) dated 22.7.2013
Shri B.S.Rathi
C/O The President,
SC/ST Employees Welfare Association,
Chandigarh Circle, C/o House No. 3086/2,
Sector-44-D,
Chandigarh.
...Workman
Versus
1. The Deputy General Manager,
State Bank of India,
Zonal Office Haryana, Sector-5,
Panchkula ( HR).
...Respondent
Appearances :
For the Workman
:
None
For the Management
:
Sh. S.K. Gupta.
AWARD
Passed On : 4.6.2014
Government of India Ministry of Labour vide
notification No.L-12011/33/2013-IR(B-I)dated 22.7.2013 has
referred the following dispute to this Tribunal for
adjudication:
Term of Reference :
“Whether the action of the management in
awarding punishment of bringing down in the
5030
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
scale of pay by one stage for one year without
cumulative effect to Shri B.S.Rathi, Assistant is
just, fair and legal? To what relief the concerned
employee is entitled and from which date?”
2. Case called repeatedly. None appeared on behalf
of the workman despite appearance on behalf of the
workman in the past. No claim statement has been filed
although the case was received in this Tribunal in August
2013. For Management Sh. S.K. Gupta is present. It appears
that the workman is not interested to pursue with the
present reference. The same is returned to the Central Govt.
for want of prosecution. Central Govt. be informed. Soft
as well as hard copy be sent to the Central Govt. for
publication.
Chandigarh
04.06.2014
S. P. SINGH, Presiding Officer
ubZ fnYyh] 3 tqykbZ 2014
dk-vk- 1939-—vkS|ksfxd fookn vf/fu;e] 1947 (1947
dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj LVsV cSad vkWiQ
ifV;kyk ds izca/ra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa ds
chp vuqca/ esa fufnZ"V vkS|ksfxd fookn esa dsUnzh; ljdkj vkS|ksfxd
vf/dj.k@Je U;k;ky;] t;iqj ds iapkV (lanHkZ la[;k 7@2011)
dks izdkf'kr djrh gS] tks dsUnzh; ljdkj dks 03@06@2014 izkIr
gqvk Fkk 1
[la- ,y&12012@59@2010&vkbZvkj (ch&I)]
lqefr ldykuh] vuqHkkx vf/dkjh
New Delhi, the 3rd July, 2014
S.O. 1939.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 7/2011)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court-I, Jaipur
as shown in the Annexure, in the industrial dispute between
the management of State Bank of Patiala, and their workmen,
received by the Central Government on 03/06/2014.
[No. L-12012/59/2010-IR(B-I)]
SUMATI SAKLANI, Section Officer
ANNEXURE
CENTRAL GOVERNMENT INDUSTRIAL
TRIBUNAL-CUM-LABOUR COURT, JAIPUR
BHARAT PANDEY, Presiding Officer
I.D. 7/2011
Reference No.L-12012/59/2010-IR(B-I)) dated: 8.4.2011
Shri Shashi Bhushan
S/o Shri Labchand Arora
Ward No.2, Near Shivalaya Mandir
Mandi Goluwala, Pilibanga,
District Hanumangarh.
V/s.
1.
Branch Manager,
State Bank of Patiala
Goluwala Tehsil, Pilibanga,
Hanumangarh.
2.
General Manager,
State Bank of Patiala,
Patiala (Punjab).
Present:
For the Applicant
:
Ex-party
For the Non-applicants :
Sh. R.K.Jain & Sh. Amitava
Mozumdar, Advocates
AWARD
Dated : 29.4.2014
1. The Central Government in exercise of the powers
conferred under clause (d) of sub-section 1 & 2(A) of
Section 10 of the Industrial Disputes Act 1947 has referred
the following Industrial dispute to this tribunal for
adjudication:-
“ Whether the action of the management of State
Bank of Patiala, Hanumangarh in terminating the
services of Shri Shashi Bhushan, Sweeper w.e.f.
16.1.2009 is legal & justified? To what relief the
workman is entitled?”
2. According to statement of claim the applicant was
appointed on 25.12.2007 as daily wage IVth class employee
with opposite party Branch Manager, State Bank of Patiala
& worked freely & uninterruptedly till 16.1.2009. He was
removed from the service by oral order dated 16.1.2009. It
has been further alleged that neither any reason was shown
for his removal nor notice was given to him & he was also
not given advance pay as compensation in lieu of notice,
thus, his removal was in violation of section 25-F of
Industrial Disputes Act, 1947 whereas he has worked
continuously for more than 240 days in a calendar year.
3. It has been further alleged that he was working on
a permanent post which is still vacant & after his removal
opposite party has appointed a new workman in place of
applicant & thus applicant was deprived of opportunity,
thus there has been violation of principle of ‘last come
first go’ as provided under section 25-G of Industrial
Disputes Act, 1947.
4. It has been further alleged that during period of
service the applicant worked under the opposite party with
utmost honesty, dedication & devotion to duty & never
provided any opportunity of complaint & there was no
complaint against the applicant. The applicant has also
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5031
alleged that for the promotion of the branch with his efforts
Five Hundred saving accounts, fifty current accounts, fifty
group insurance policies & 20 K.C.C. accounts were opened
in the bank beside F.D. of thirty laks were made & three car
loan , four house loan & S.B.I. life insurance policies of
Rs.15 laks were issued by the bank. The applicant has
alleged in para 6 of the statement of claim that during period
of service of the applicant between 20.12.2007 & 16.12.2009
a visit was made by A.G.M. who commented on the work of
the applicant & assured him to appoint him. It has been
further alleged that in Goluwala branch of the bank for
appointment of part time employee names were called by
the bank from Hanumangarh District employment office &
name of the applicant was existing in the list sent by
employment office to the branch & applicant was also
interviewed for the appointment. The applicant was assured
that according to his experience & hard work opportunity
will be provided to him but someone else was appointed
on canvassing having no experience. When applicant
pointed out to the injustice done to him he was assured to
be considered for Srikaranpur branch of the bank. After
laps of few months again application were called for
appointment of part time employee in Srikaranpur branch.
Applicant also deposited his form & appeared for interview
but again appointment was given to somebody else.
5. It has been further alleged that applicant was
shocked with above appearances & looking into the fact
that there is no likelihood of justice being done to him from
the side of the bank he presented an application before
Regional Labour Commissioner (Central), Jaipur. The
opposite party was called twice for conciliation at Jaipur &
on two different occasions at Bikaner. The applicant had
authorised the Labour Commissioner to take decision in
his matter but there were no change in the attitude of the
Branch Manager concerned. After removal from the service
the applicant continued to request orally & in writing but
the opposite party kept on drifting the matter ahead. On
30.11.2009 the applicant had sent a registered notice to the
employer opposite party which remain unserved.
6. About the nature of the work the applicant has
said that he was performing the job of a IVth class employee
beside other work, e.g. cleaning of counter & chairs after
opening of the bank & supplying of bank records to the
employees of the bank as demanded by them time to time
etc. It has been further alleged that the applicant is jobless
since his removal & all the documents pertaining to the
case including reference has been attached as enclosure
to the statement of claim. The applicant has prayed that his
removal from the service be declared illegal to have him
reappointed with back wages & consequential benefits
with continuity of service.
7. Opposite party has filed reply to the statement of
claim on 29.8.12 which is in two parts. Part II contains para-
wise reply of statement of claim & part I provides preliminary
objection against the claim. Para-wise reply says that
workman has submitted wrong facts. Further it has been
alleged the applicant Shri Shashi Bhushan was engaged
for the first time w.e.f. 13.2.2008 & not from 27.12.2007 hence,
statement of applicant about appointment on 27.12.2007 is
wrong. It has been said that before the Conciliation Officer
Sh. Shashi Bhushan has himself stated that the branch of
the bank was opened only on 9.1.2008. It has also been
said that the workman did not turn up for the duty in the
bank after 27.11.2008 & did not perform any work thereafter
hence, his statement is wrong that he worked continuously
without any break upto 16.1.2009. It has also been admitted
& alleged that the workman has worked only from 13.2.2008
to 27.11.2008 & that too not continuously but intermittently
& as such he has not completed 240 days work as alleged
hence, provision of section 25-F of Industrial Disputes
Act, 1947 has no application in the case.
8. It has also been alleged that there has been no
violation of provision of ‘last come first go’ as alleged by
the applicant. It is also wrong that applicant was working
on a permanent post as alleged by him in the statement of
claim. It is also been said that it is important to point out
that in para 1 of the statement of claim applicant himself
had said that he was daily wage employee of IVth class.
9. It has been further contended in reply that as
section 25-F of Industrial Disputes Act, 1947 is not attracted
in the present case hence, the question of preparation of
seniority list does not arise. It has also been said the
applicant has worked only from 13.2.2008 to 27.11.2008 not
continuously but intermittently which can be proved from
the record of the bank & he has never worked from 25.12.2007
to 16.12.2009. It has been completely denied by the bank
that the applicant has performed any work for the bank like
opening of account etc. as alleged in para 6 of the statement
of claim.
10. The bank has admitted about interviews
conducted on two occasions as alleged in statement of
claim & in the matter of appointment it has been further
alleged by the bank in para 6 part II that opportunities of
interviews provided to the applicant proves that bank had
provided opportunity to the applicant to participate in the
process of appointment & the selection process was never
challenged by the applicant hence, he cannot raise any
dispute against his non-selection after interview. About
the nature of work which applicant has alleged to be
performed by him during his continuance of service, it has
been alleged by the opposite party that burden of prove
lies on the applicant. It has been further alleged that
applicant is not entitled to any relief as claimed by him.
11. In preliminary objection which forms part I of the
reply to statement of claim it has been alleged that the
dispute raised by the applicant is not within the scope of
‘Industrial Dispute’ as defined in Section 2-K of the
Industrial Disputes Act, 1947 because there was no
5032
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
existence of relationship of employer & employee between
the bank & the workman at any point of time. Sh. Shashi
Bhushan was never engaged by the bank in conformity to
the policy of recruitment in the bank as such whatever
work was performed by him cannot lend status of workman
to Sh. Shashi Bhushan. The Hon’ble Supreme Court in
catena of cases has laid down that any appointment given
not in accordance to the rule & regulation of such
appointment is itself vague & persons so appointed has
no right to put any grievance relating to work done by him.
Sh. Shashi Bhushan has worked only on daily wage & he
has been paid at the rate of Rs. 50 per day which was
accepted by him without any protest & reservation.
Facts of the case as per W.S.
12. According to the written statement of the bank
Sh. Shashi Bhushan was engaged for sweeping the
premises of the bank w.e.f. 13.2.2008 & he was paid by the
bank through voucher for the work done by him & the
payments made to him was never objected & accepted
without any protest. It has been further alleged that he
never worked continuously upto 27.11.2008 which can be
established by record of the bank.
13. Because of electricity problem the management
of the bank invited quotation for hiring a generator & the
exercise for the same was undertaken by bank in the month
of January, 2008. Certain persons submitted their
quotations. Sh. Shashi Bhushan also submitted his
quotation which was lowest & hence, he was awarded the
contract for operating the generator & he was paid Rs.
6600 monthly for the same. Sh. Shashi Bhushan was
responsible for operation & upkeep of the generator
including oil, diesel, etc. in lieu of Rs.6600/- except the TDS
which was deducted from the payment made to him & such
payments were regularly by cheque credited to its saving
bank accounts. Sh. Shashi Bhushan continued to operate
the said generator at the branch upto date.
14. It has been further alleged that during the period
when Sh. Shashi Bhushan was engaged for doing the work
of sweeping he also participated in the interview for the
post of sweeper. The list was obtained from District
Employment Exchange Hanumangarh in which name of
Sh. Shashi Bhushan was also forwarded to the bank along
with other candidates. All such candidates whose names
were forwarded by employment exchange were called to
participate in the interview, however, Sh. Shashi Bhushan
was not selected. The interview was conducted for branch
of the bank situated at Goluwala. It has been further alleged
that Sh. Shashi Bhushan has also participated in another
interview held at the bank’s branch at Karanpur.
15. Sh. Shashi Bhushan stopped performing the work
w.e.f. 27.11.2008 for the reason best known to him &
thereafter did not come to bank for the work. From above
fact it is clearly established that Sh. Shashi Bhushan cannot
raise any dispute much less any industrial dispute including
the branch at Goluwala.
Para wise reply of statement of claim.
16. In para wise answer to the statement of claim
para 1 of the statement of claim has been said to be wrong
& it has been further alleged that Sh. Shashi Bhushan was
engaged with the bank for the first time w.e.f. 13.2.2008 &
not from 27.12.2007 which itself is proved to be wrong
because in para 2 of the purported dispute referred to
Assistant Labour Commissioner cum Conciliation Officer
(Central), Jaipur he has stated that branch of the bank was
opened on 9.1.2008. Sh. Shashi Bhushan did not come to
bank after 27.11.2008 & did not perform any work thereafter
for the reason best known to him as such the contention of
the workman that he continue to work without any break
upto 16.1.2009 is wrong & denied by the bank. The workman
worked only for the period 13.2.2008 to 27.11.2008 & that to
intermittently & continuously hence he did not complete
240 days of the work as alleged by him, therefore, provision
of Section 25-F of Industrial Disputes Act is not attracted
in the present case.
17. It has also been said that principle of “ last come
first go” has not been violated by the bank & it is wrong to
say that Sh. Shashi Bhushan was working on a permanent
post as alleged in statement of claim because he himself
has contended in para 1 of statement of claim that he was a
daily wage employee. Since, Section 25-F of the Industrial
Disputes Act, 1947 is not attracted in the present case the
question of preparing of seniority list does not arise. Sh.
Shashi Bhushan has worked intermittently between
13.2.2008 to 27.11.2008 & not from 26.12.2007 to 16.12.2009
as alleged by him para 6 of statement of claim & this fact
can be proved from the record available with the bank. It
has been further alleged that statement made in para 6 of
statement of claim about work done by applicant is not
accepted by the bank & the onus is on the workman to
prove the same. The various opportunities to appear in the
interview as alleged in the statement of claim proves that
bank has provided fair opportunity by interviewing the
workman along with other applicants but he could not be
selected & selection proves has never been challenged by
the applicant as such he cannot raise any dispute or
complaint against his none selection. Statement made in
para 9 & 10 of the claim has been denied & said that applicant
is not entitled to any relief as claimed & the same may be
dismissed with cost.
18. After filing of written statement by opposite party
on 29.8.2012 next date was fixed on 12.11.2012 for rejoinder
& filing of documents by workman. On 12.11.2012 workman
was absent hence, 23.1.2013 was fixed for the same
proceeding. On 23.1.2013 case was adjourned on request
of workman & 9.4.2013 was next date fixed for rejoinder &
document to be filed by workman. On 9.4.2013 & further
dates fixed on 8.7.2013, 20.11.2013, 20.1.2014, 15.4.2014 &
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5033
23.4.2014 the workman remained absent & rejoinder &
documents were not filed by him. On 9.4.2013 my learned
predecessor passed an order to proceed ex-parte against
the applicant workman & 8.7.2013 was date fixed for filing
document by opposite party. Opposite party was present
on 9.4.2013. On 8.7.2013 no document was filed by opposite
party & learned presiding was on leave hence, 9.9.2013
was next date fixed & further on 9.9.2013, 20.11.2013 was
next date fixed. On 9.9.2013 the court was vacant due to
retirement of learned Presiding Officer in July, 2013. On
20.11.2013 next date 20.1.2014 was fixed for evidence to be
adduced by the opposite party. On 20.1.2014 case was
adjourned on the request of opposite party for evidence
on 15.4.2014. On 15.4.2014 learned counsel for opposite
party stated that no evidence has been adduced on behalf
of applicant to prove the case of statement of claim which
is responsibility of the workman hence, in such circumstance
& in absence of evidence from the workman opposite party
is not inclined to adduce any evidence. In above
circumstance opportunity to opposite party for adducing
evidence was closed & case was fixed for argument on
23.4.2014.
19. On 23.4.2014 learned counsel for opposite party
was present. None was present for & on behalf of workman.
Ex-parte argument of the learned counsel of the opposite
party was heard.
20. It has been argued by learned counsel for the
opposite party that applicant workman has not appeared
in the witness box & adduced any oral evidence in support
of his statement of claim hence, no relief can be granted in
favour of applicant & the statement of claim is fit to be
dismissed with cost in the above circumstance.
21. Initial burden was on the applicant workman to
establish that his services were terminated by the non-
applicant w.e.f. 16.1.2009 illegally without giving one
month’s notice or pay in lieu of notice. The claim of the
workman has been denied by the non-applicant. The
workman has not adduced any oral evidence to substantiate
his case set forth in the claim statement.
22. In above facts & circumstances, it appears that
the applicant workman is not interested to contest the case
further. Therefore, “No Claim Award” is passed in this
matter. The reference under adjudication is answered
accordingly.
23. Award as above.
BHARAT PANDEY, Presiding Officer
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New Delhi, the 3rd July, 2014
S.O.
1940.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. 75/2006) of
the Cent. Govt. Indus. Tribunal-cum-Labour Court, Jaipur
as shown in the Annexure, in the industrial dispute between
the management of Contractor IR CTCL and Western
Railway, and their workmen, received by the Central
Government on 03/06/2014.
[No. L-41012/126/2005 - IR(B-I)]
SUMATI SAKLANI, Section Officer
ANNEXURE
CENTRAL GOVERNMENT INDUSTRIAL
TRIBUNAL-CUM-LABOUR COURT, JAIPUR
BHARAT PANDEY, Presiding Officer
I.D. 75/2006
Reference No. L-41012/126/2005-IR(B-I) dated : 26.6.2006
Shri Kamlesh Singh
S/o Shri Shiv Dayal
J.S. 21, C, Loco Colony,
Jaipur.
V/s.
1.
H.D. & Sons Co.
Through Shri Hakim Chand,
35/11/13A, Parijat Sadan,
Room No.105, 1st floor, Bhugwat
Cross Lane, Girgav, Mumbai-3,
Mumbai.
2.
M/s. Aahar Caterers
Through Shri Hakim Chand,
35/11/13A, Parijat Sadan,
Room No.105, 1st floor, Bhugwat
Cross Lane, Girgav, Mumbai-3,
Mumbai.
3.
M/s. Good Food & Company
Through Shri Hakim Chand,
35/11/13A, Parijat Sadan,
Room No.105, 1st floor, Bhugwat
Cross Lane, Girgav, Mumbai-3,
Mumbai.
5034
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
4.
Indian Railway Catering & Tourism
Corporation Ltd., 9th Floor,
Bank of Baroda Building,
Sansad Marg, New Delhi-16,
New Delhi.
5.
The General Manager
Western Railway,
Church Gate, Mumbai.
Present:
For the applicant
:
Ex-parte.
For the non-applicants
:
Sh. Hawa Singh, Adv.
No. 1 to 3
For the non-applicant No. 4 :
Sh. G.C. Garg, Adv.
For the non-applicant No. 5 :
Sh. Sitaram Samota, Adv.
AWARD
Dated: 30.4.2014
1. The Central Government in exercise of the powers
conferred under clause (d) of Sub-section 1 & 2(A) of
Section 10 of the Industrial Disputes Act 1947 has referred
the following Industrial Dispute to this tribunal for
adjudication:-
“Whether the termination of services of Shri Kamlesh
Singh, vendor by verbal order in August, 2003 by
Shri Hakim Chand, sub contractor of Indian Railway
Catering and Tourism Corp. Ltd., New Delhi working
in Western Railway, Mumbai is legal and Justified?
If not, what relief the claimant is entitled to and from
which date?”
2. According to statement of claim opposite parties
1 to 3 are three different companies under common
proprietorship of Sh. Hakim Chand. Opposite parties No.4
& 5 have been providing business contract to opposite
party No.1 to 3 all over India for management of pantry
cars, in running trains for providing food, breakfast, tea
etc. to passengers.
3. Opposite party No.1 to 3 the employers had
provided employment to the applicant in December, 1998
on train in route from Jaipur to Chennai in pantry car & the
employer got the applicant medically examined before
placing him under employment. Certificate of medical
examination A-1 is attached to statement of claim. The
applicant was paid monthly remuneration beside 12%
commission against the sale of goods by the applicant.
Being satisfied with services of the applicant employers 1
to 3 promoted the applicant to the rank of Inspector.
4. In para 3 of statement of claim the applicant has
alleged that based on his hard work & good behaviour
employers opposite party 1 to 3 had engaged the applicant
on monthly pay of Rs. 3000 beside 3% commission of
entire sale made by applicant. It has been further alleged
that during his entire period of service there was no
occasion to the employers to be dissatisfied with the
services of rendered by the applicant & time to time his
services were commended by opposite party & he was
never served with charge sheet of any kind under standing
orders. The applicant has worked for a period of 4 years 8
months when suddenly in the month of June, 2003 without
serving any notice applicant was removed from the job by
oral order. Applicant tried to know the reason for removal
from the service by the employer time & again but no
satisfactory answer was provided. Thereafter applicant
presented an industrial dispute u/s 2-A for conciliation
before the state government whereupon he learned that
the dispute for conciliation should have been presented
before the Central Government. Applicant moved
application for conciliation before Assistant Labour
Commissioner (Central)/ Labour Conciliation Officer, Jaipur
which is annexure A-2 attached to statement of claim. On
failure of conciliation proceedings matter was referred by
Regional Labour Commissioner (Central), Jaipur on
1.7.2005 which is Annexure A-3 to the statement of claim.
Thereafter the dispute as mentioned above was referred
by Ministry of Labour for adjudication before this
Tribunal.
5. It has been further alleged in para 7 of statement
of claim that despite period of service for four years &
four months rendered by the applicant he was neither given
any notice before removal by oral order nor was given any
compensation in violation of section 25-F, 25-G & 25-H of
Industrial Disputes Act, 1947. It has been further alleged
that u/s. 25-F notice & payment of compensation is
necessary which has not been done by the employer & he
has been removed from the employment despite the fact
that persons junior to him are still working & there was no
seniority list published by the employer thus, there has
been open violation of provisions of Industrial Disputes
Act, 1947. In above fact & circumstances, the applicant
has prayed that he be reinstated with pay, allowances,
commission & other benefits from the date he has been
removed in June, 2003 & his removal be declared illegal &
be cancelled.
6. According to reply of statement of claim filed by
opposite party 2 & 3 preliminary objections have been
raised before submitting para-wise reply of statement of
claim. According to para wise reply to statement of claim,
statement made in para 1, 2 to 4 & 7 have been specifically
denied. Regarding para 6 it has been alleged that the
statement made in para 6 is a matter of record & needs no
answer. Against para 5 it has been said that there was no
privity of contract between petitioner & answering
respondents.
7. It has been further alleged that statement of para 1
is denied that respondent No.1 to 3 are under
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5035
proprietorship of one person & managing the maintenance
of pantry car & catering to passengers throughout India.
It has also been alleged that as per information available
there are 31 licensee managing on board catering to the
passenger in 264 pantry cars in railway in addition to the
departmental catering. The maintenance of pantry cars
were also done by concerned railway department & not
by the answering respondents.
8. The petitioner was never the employee of the
answering respondents from Dec., 1998 to June, 2003 &
for the sake of brevity submissions made in preliminary
objections may kindly be read as reply to the claim of para
2 to 4 of statement of claim. It has been further alleged that
there is no violation of any provision of Industrial Disputes
Act, 1947 & the petitioner may be directed to file the better
particulars relating to averments made in the statement of
claim. It has been further submitted that respondents
reserve right to file detailed reply after filing of better
document by the petitioner & also after the decision of
preliminary submission made by respondents about
territorial jurisdiction of this court to entertain the present
dispute. At last it has been submitted that for the reasons
given in answer to the statement of claim the claim of the
petitioner is liable to be dismissed being devoid of merit.
9. In preliminary objection to the statement of claim
it has been said that pantry car in a running train is not an
‘industry’ & the alleged dispute is not an ‘industrial
dispute’ hence, the statement of claim may be dismissed
on this count alone. Reference has been made to P.R.
Catering V/s. State of Bihar & anothers. 2002 (1) LLJ 227
wherein it has been held that a pantry car in a running
train is not an ‘establishment’. The alleged ruling is
annexed as R-1 to W.S. It has been further alleged that the
firms Aahar Caterers & Good Food & Company have been
dissolved in the year 2005.
10. It has been further alleged that the name of the
firm Sh. Hakmi Chand is “M/s. Hakmi Chand D & Sons”
which is a proprietorship firm & not a company as alleged
in the statement of claim. The letter head with the name &
style, “H.D. & Sons Company” may be a different company.
The answering respondent “ M/s. Hakmi Chand D & Sons”
has no relation with “H.D. & Sons Company” & has no
knowledge about “H.D. & Sons Company”. In case the
petitioner falsely wants to implicate M/s. Hakmi Chand D
& Sons as respondent No.1 by this letter head the
petitioner is liable for prosecution for an offense of forgery
as this document is a forged computer generated letter
head. It is also required to be noticed that by doing that
the petitioner is also misleading the court. It has been
further alleged that the claimant has not approached the
court with clean hand & has suppressed vital & material
facts.
11. It has been further alleged that claimant has not
specified the period of working with the parties against
whom he seeks relief which is important in the light of
labour acts which require that details & evidences of
working against the parties to the alleged period of dispute.
The applicant has also not specified the period with
reference to claims against the answering respondents,
hence the claim petition against the respondents is liable
to be rejected. Petitioner was never an employee of either
“M/s. Hakmi Chand D & Sons” or “M/s. Aahar Caterers”
or “Good Food & Co.”.
12. The answering respondents have further
questioned the jurisdiction to entertain the statement of
claim on the ground that cause of action has not arisen at
Jaipur hence, this court has no territorial jurisdiction to
entertain the claim of the applicant as none of the
respondents work for gain at Jaipur & none of them reside
within the territorial limit of this court. It has also been
alleged that there is no privity of contract between applicant
& answering respondents either at Jaipur or any place in
India. It has also been alleged that the petitioner has given
his residential address in Railway Colony though he is
neither a railway employee nor a dependent of railway
employee, thus by giving the address in railway colony
he is trying to manipulate the matter of territorial jurisdiction
at Jaipur.
13. It has also been alleged that Regional Labour
Commissioner (Central) had directed the applicant to
produce additional better documentary evidence e.g. copy
of attendance register or other medical certificates but
applicant had failed to provide the detail of his working
during the alleged period with all the alleged three
companies. Applicant has submitted the illegible copy of
medical examination dated 19.12.2001 giving name of the
licensee “ Good Food & Co.” & one illegible format of
“HD & Sons Co.” letter head with date 13/8 without
mentioning the year. It has been further alleged that there
is contradiction between the statement recorded before
the R.L.C.(C ) Jaipur & the fact mentioned by the applicant
in the complaint before the R.L.C.(C), Jaipur hence,
applicant may be directed to file better document and
better particulars of his working with above named three
companies as alleged in the statement of complaint by the
applicant during the period Dec, 1998 to June, 2003. The
medical fitness examination has been issued only for a
period of one year hence, applicant may be directed to file
fitness certificate for remaining alleged working period as
no employee of railway or private licensee is allowed to
cater or work in any pantry car unless he has a valid fitness
certificate issued by a railway doctor. The medical
certificate filed by the applicant is having overwriting with
date deleted & overwritten & there is no mention made by
the doctor whether the applicant is fit or unfit for the
employment. It has been further alleged that medical
certificate filed by the applicant is not genuine & answering
respondents shall place their submissions at the time of
argument in this matter.
5036
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
14. It has been specifically denied that respondents
1 to 3 are under the sole proprietorship of one person &
manage the maintenance & catering in the pantry car
throughout India.
15. Reply to statement of claim filed by opposite
party no.4 I.R.C.T.C has alleged that opposite party no.4
is a corporation of Government of India who issues licenses
for pantry cars in running Indian railway trains & opposite
party no.1 to 3 were licensed to manage catering & pantry
cars in the trains in North India. For running the above
business of management of pantry cars & catering services
to the passengers opposite party no.1 to 3 were required
to employee the workers & decide their working days/
working hours & pay. The job of opposite party no.4 is
only to issue the license. It has been further alleged that
applicant Sh. Kamlesh Singh was appointed in Dec, 1998
in the pantry car of the train between Jaipur – Chennai &
entire exercise regarding appointment was carried out by
opposite party no.1 to 3 & they are the employer of the
applicant & opposite party no.4 has not appointed the
applicant hence, there is no relation of employer &
employee between opposite party no.4 & applicant. The
opposite party no.4 also has no control over the applicant
& has no relation with the applicant. The claim filed against
the opposite party no.4 is baseless & prime-facia fit to be
dismissed in absence of employer-employee relationship.
16. In the para wise reply to the statement of claim
para 2, 3 & 4, 5, 6, 7 of statement of claim has been denied.
Against para 1 it has been admitted that opposite party
no. 4 has been providing commercial contract by issuing
license to opposite party no.1 to 3 for management of
pantry car in the railway trains in North India for providing
food, refreshment, tea etc. to passengers time to time. It
has been further alleged that entire management of the
pantry car including appointment of workers for pantry
car, their pay, working day & working hours is the sole
function of opposite party no.1 to 3.
17. It has been further alleged that opposite party
no. 4 is unaware of appointment given to applicant in Dec,
1998 on Chennai- Jaipur bound trains by opposite party
no.1 to 3 & opposite party no.4 has no relation or
connection with such appointment. It has been alleged in
para 2 of the parawise reply that applicant was paid beside
pay 12% commission on the sale carried out by him & he
was also promoted by opposite party no.1 to 3. Against
reply to para 3 it has been alleged that opposite party no.4
is unaware about the fact that applicant was paid a monthly
pay of Rs. 3000 & 3% commission on entire sale because
opposite party no.4 is not concerned with pay &
employment of the applicant.
18. Removal of applicant from employment by
opposite party no.1 to 3 has been admitted in the month of
June, 2003. It has also been admitted that applicant had
raised an industrial dispute u/s 2-A of the Industrial
Disputes Act before the State Government which was
rejected for want of jurisdiction whereupon the dispute
was raised before the Labour Conciliation Officer/ Assistant
Labour Commissioner (Central), Jaipur who submitted his
report on 1st July, 2005 to Regional Labour Commissioner
(Central), Jaipur. It has been said that nothing in connection
with removal of the applicant from the job was done by
opposite party no. 4 hence, it was not the concern of the
opposite party no. 4 to give notice or compensation to the
applicant in absence of employer-employee relationship,
thus applicant is not entitled to any relief from opposite
party no.4 & opposite party No. 4 has been impleaded as
unnecessary party to the case & case against the opposite
party no. 4 is fit to be dismissed.
19. In reply to the statement of claim by opposite
party no. 5 it has been alleged in preliminary objection
that applicant was never in employment of opposite party
no. 5 & has no relation with applicant. The department of
Railway gets the work done through contractor hence,
applicant is not entitled to any relief from opposite party
no. 5. It has also been said that applicant has not sought
any relief against opposite party no.5 hence, answering
respondent is unnecessary party.
20. In parawise reply to statement of claim, statement
in para 1& 6 has been admitted. It has been alleged about
para 2, 3, 4, 5 that statements in these paras are not
connected with opposite party no. 5 hence, there is no
need to reply. Para 7 of the statement of claim has been
specifically denied & have been said to be wrong. It has
been further said that applicant has not been in employment
of opposite party no. 5 & he has sought no claim from the
department of opposite party no. 5. It has been prayed
that claim may be dismissed with cost against the opposite
party no.5, the answering respondent.
21. On 15.4.2010 applicant has filed the rejoinder
wherein statements made in the statement of claim has
been reiterated. On point of jurisdiction which has been
raised as preliminary objection by opposite parties it has
been said that Tribunal has jurisdiction to entertain the
statement of claim.
22. During hearing of the case on 30.12.2013 when
application of opposite parties were fixed for hearing
applicant was absent, learned counsel for opposite parties
were present, it was found on 30.12.2013 that applicant
was continuously absent on passed dates 13.3.2013,
15.5.2013, 12.8.2013 & 23.10.2013. In above circumstance,
order was passed on 30.12.2013 to proceed ex-parte against
the applicant & case was fixed on 25.3.2014 for evidence
of opposite party & disposal of application of opposite
parties. On 25.3.2014 again applicant was absent, learned
counsel for opposite party no.1 to 3 & 4 were present who
stated that they do not intend to lead any evidence from
the side of opposite parties as no evidence has been
adduced by applicant. In above circumstance opportunity
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5037
of evidence for opposite party was closed & case was
fixed on 23.4.2014 for ex-parte arguments.
23. Heard the argument of learned counsel for
opposite party no.1 to 3, 4 & 5 & perused the file.
24. It has been argued by learned counsel for
opposite party no. 1 to 3 that applicant has not proved the
content of his statement of claim hence no relief can be
granted to the applicant against opposite parties. Learned
counsels for opposite party no.4 & 5 have argued that
applicant has wrongly impleaded the opposite parties 4 &
5 as they have no role in appointment or removal of the
applicant hence they are unnecessary parties to the case
which is fit to be dismissed against them.
25. From perusal of the file it appears that applicant
has not been taking part in the proceeding since 13.3.2013
& he had been continuously absent. Since 11.10.2012 there
has been only once presence of applicant on 20.12.2012.
From reference it appears that applicant is said to have
been removed from alleged service in the month of August,
2003 whereas in statement of claim it has been said that he
was removed in the month of June, 2003. Subsequently
for amending the time mentioned in the statement of claim
from June, 2003 to August, 2003 amendment applications
have been moved by applicant on 15.6.2010 & 16.11.2010
which has been allowed by my learned predecessor on
15.12.2011 & case has been fixed on 15.2.2012 for cross-
examination of the applicant but neither amendment has
been incorporated in the statement of claim nor applicant
has appeared on 15.2.2012 for his cross examination. This
further indicates that even prior to his continuous absence
applicant had been reluctant to take due interest & step to
advance the further proceeding of the case.
26. Initial burden was on the applicant workman to
establish by cogent evidence that his services were
terminated by the non-applicant in the month of August,
2003 illegally without giving one month’s notice or pay in
lieu of notice. The claim of the workman had been denied
by the answering concerned non-applicants. The workman
has failed to adduce any oral evidence to substantiate his
case set forth in the statement of claim.
27. In above facts & circumstances, it appears that
the applicant workman is not interested to contest the
case further. Therefore, “No Claim Award” is passed in
this matter. The reference under adjudication is answered
accordingly.
28. Award as above.
BHARAT PANDEY, Presiding Officer
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New Delhi, the 3rd July, 2014
S.O. 1941.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No.
06/2010) of the Cent. Govt. Indus. Tribunal-cum-
Labour Court, Guwahati as shown in the Annexure, in the
industrial dispute between the management of N. F. Railway,
and their workmen, received by the Central Government on
11/06/2014.
[No. L-41011/100/2009-IR(B-I)]
SUMATI SAKLANI, Section Officer
ANNEXURE
IN THE CENTRAL GOVT. INDUSTRIAL
TRIBUNAL-CUM-LABOUR COURT,
GUWAHATI, ASSAM
Present :
Sri L. C. Dey, M.A., LL.B., Presiding Officer,
CGIT-cum-Labour Court, Guwahati.
In the matter of an Industrial Dispute between:
The Management of N. F. Railway, Maligaon, Guwahati.
Versus
Their Workman Sri Subodh Saha, Rep. by the General
Secretary, Rail Mazdoor Union, Guwahati.
Ref. Case No. 06 of 2010
Appearances:
For the Management :
Mr. S. N. Choudhury,
Advocate
For the Workman:
Mrs. M. Bora, Advocate
Mr. N.K. Haloi, Advocate
Date of Award : 29.05.2014.
AWARD
1. In exercise of powers conferred by Clause (d) of
Sub-Section (1) & (2A) of Section 10 of the Industrial
Dispute Act, 1947 the Ministry of Labour & Employment,
Government of India, has referred this Industrial Dispute
raised by the workman Subodh Saha against the
Management of N.F.Railway, vide Order No. L-41011/100/
2009-IR(B-I); Dated: 03/05/2010 for adjudication. The
Schedule of the Reference is as follows:
5038
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
SCHEDULE
“Whether the demand of Rail Mazdoor Union for
fixation of seniority of Shri Subodh Saha in the cadre
of Open Line Organization from the date of his
screening in construction organization is legal and
justified? If yes, what relief the workman is entitled
to?”
2. On receipt of the order of Reference this Reference
Case has been registered and notices were served upon
both the parties who appeared and contested the
proceeding by filing their claim statement/written statement
and adducing evidence along with documents.
3. The fact of the case of the workman, in nutshell,
is that the workman Subodh Saha was employed by the
management of N.F.Railway as Khalasi Helper in the
establishment of Senior Divisional Electrical Engineer,
Guwahati/ North East Frontiner Railway ( in short Sr.DEE/
GHY/N.F.Rly) and was posted under Sr. Section Engineer,
Electrical at Pandu Power House of N.F.Railway. The
workman was under administrative control of the Assistant
Divisional Electrical Engineer, Maligaon, ( in short ADEEN/
MLG) of the Electrical Department headed by its Principal
Officer, known as Chief Electrical Engineer, N.F.Railway
with its Head Quarter at Maligaon. The Divisional
Railway Manager at Lumding Division of N.F.Railway is
the Divisional Head controlling the electrical Department
at Divisional level and the seniority of the workman is
looked after by the Office of the Assistant Personal Officer,
Guwahati, N.F. Railway in the personal matter. Initially the
workman was engaged in railway service in Construction
Wing as a casual labourer on 14.12.84 at Silchar and after
obtaining the requisite qualification he was given the
temporary status of service in the same construction wing
in 1985; and he was screened for permanent service on
1.4.88 against the 60% construction reserved post as per
the Rules under Deputy Chief Electrical Engineer
(construction), Maligaon ( in short Dy.CEE/Con./MLG)
vide Office order No. E/227/CON/Elect dated 15.5.96. The
workman was absorbed in Railway service as a regular
employee and posted in the permanent post of Khalasi
Helper on 1.4.1988 and rendered continuous service in the
construction organization and was promoted to the post
of Lineman which was a grade-III post and continued in
that Organisation up to 1997. As per the letter issued by
the Railway Ministry/Railway Board from time to time
regarding staffing in construction organization by creation
of the construction reserved post for posting in
construction wing in Indian Railway as a matter of policy,
and the N.F.Railway vide its letter No. Misc.1378/No.E/1/
19(C) dated 14.7.1988 circulated the Ministry / Board’s
letter to meet the man power requirement in construction
organization in N.F.Railway. The construction reserved
post being the permanent post given to the appointees
including workman, carried the surety of services on
permanent footing but their services in the construction
organization was as per requirement of work available in
the organization in the particular field which is in the case
of the workman is electrical work of Construction
Organisation. In implementing the policy of shedding extra
work force the management sent in lots workmen occupying
the post of construction reserved to the Open Line Wing
of the N.F.Railway under the official authority. The present
workman belong to such a lot was directed to report to the
DEE, GHY of the Open Line Wing in terms of Dy.CEE./
Construction/MLG letter No.E/227/CON/Elect (Screening)
dated 03.10.1997. Accordingly the workman resumed his
work as Khalasi in the scale of Rs. 2550 Rs. 3200 on
22.10.1997 under DEE/GHY. The workman having been
already appointed in a permanent post on a lien in
substantive capacity in the permanent cadre of N.F.Railway
and on his transfer to Open Line he was entitled to seniority
on the basis of his lien. Further the workman was absorbed
in regular post of Khalasi he was placed in Group D post
of the 60% non-gazetted regular posts earmarked for
Construction Organisation and as the workman was
eligible for lien in a substantive post where it is maintained
in its seniority is fixed with reference to the date of his
absorption irrespective where his services were utilized in
the regular capacity; and as such, on his placement in the
seniority unit under Sr. DEE/GHY/N.F. Railway his seniority
is to be fixed in terms of the maintenance of his slot
according as the lien he hold in the substantive post of
N.F. Railway of his relative inter-se seniority. The
occupation of post of Khalasi amongst 60% non-gazetted
regular post earmarked for the Construction Reserved Post
as a whole. But it was not done and the workman was
placed in the establishment of Sr.DEE/GHY/N.F.Railway
far below the occupants in the posts of Khalasi in the pay
scale of Rs. 2550 to Rs. 3200 in the said establishment who
have been were his juniors in respect of his date of
absorption in the 60% non-gazetted regular posts
earmarked for the construction reserved post. In the
provisional seniority list of Khalasi published under letter
No.E/255/I/Pt.III dated 12.03.1999 by APO/GHY. The name
of the workman is placed under serial No.32 which was
later corrected and he was placed above Sri Uttam
Bhattacharjee, his fellow appointee against 60% non-
gazetted regular posts earmarked for the Construction
Organisation and hence, the workman was treated junior
to his erstwhile juniors.
The date of appointment to the substantive post in
permanent cadre is the universal criteria for deciding the
placement of an employee holding a civil post in the
gradation list kept for the category of service he belongs
to. The workman being a senior to the existing staff under
the establishment of DEE/GHY who only by virtue of
different placement of Railway either in the Open Line or
in the Construction Organisation at various times, was
absorbed in the establishment of DEE/GHY by picking up
¹Hkkx II—[k.M 3(ii)º
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5039
for absorption against 60% non-gazetted regular post
earmarked for construction organization. As such, those
staff existing in the establishment of DEE/GHY prior to
22.10.1997 which is the date of reporting of the workman
in the same establishment were treated senior although
the date of appointment i.e. the date of screening of the
workman, to the substantive post in permanent cadre by
way of absorption of the workman in the Construction
Organisation on 1.4.88 was far anterior to the date of
appointment of those seniors. Thus the administration
has mistaken in assigning the seniority of the workman
below the latter appointees reckoning his permanent
service in the establishment of DEE/GHY from the date of
his reporting on 22.10.1997. Further the workman did not
leave the Construction Organisation and joined the Open
Line Organisation of the same zonal Railways at his own
but under official direction. In Rule 312 of Indian Railway
Establishment Manual Volume I of 1989 Edition it is
provided that the seniority of staff transferred at their
own request from one cadre/division to another cadre/
division on the same Railway should be treated below
that of the existing, confirmed, temporary and officiating
railway servants in the relevant grade in the new
establishment irrespective of the date of confirmation or
length of officiating temporary service of the transferred
railway servants. But the workman never requested to be
sent to the Open Line Organisation from Construction
Organisation nor the Management floated any option for
the same situation as that of the workman for joining the
establishment of DEE/GHY or for that matter any other
Open Line establishment. Due to the aforesaid Act of
the management by confining the prospect of career
advancement and monitory benefits that would have come
to the workman had he been assigned the correct seniority
as to his junior, has infringed upon the workman’s right
guaranteed under Article 14,16, 21 of the Constitution of
India. The workman suffered irreparable loss for his
stagnation in grade of Khalasi (helper) while his junior are
gaining benefits of higher pay and perks offered through
the 6th Central Pay Commission and he can never overtake
them if he is not given the boost of his correct seniority
over his juniors.
Under the above premises the workman prayed for
passing necessary award granting the workman his lien
and seniority from 1.4.1984 with direction to implement
the award with retrospective effect along with
consequential benefits of promotion/financial up-
gradation/promotion under policy of cadre restructuring
at par with his juniors, correct all the seniority list where
the workman has been given wrong seniority position and
for maintaining correct seniority list and/or pass such or
other order or orders deemed fit and proper.
The workman by filing Addl. Claim Statement denied
the contention made by the management in their W.S. The
workman mentioned that the seniority of the workman got
transferred and the same was maintained in the Open
Line itself; that the workman’s line is maintained by the
APO, Guwahati; that the workman was work charged and
not permanent in the Construction Organisation; that the
irregularities in the seniority of all the employees serving
in that establishment was corrected later on; that the
screening was done much earlier than that of the workman;
and that the seniority was given to the workman from the
date of his screening making him senior to those whose
screening was done later in the Unit they worked, before
the workman arrived there. On transfer from the
Construction Organisation.
4. The Management, on the other hand, submitted
that the post of Open Line is a Revenue Post, on the other
hand, the posts attached to Construction Organisation
are worked charged post, which is a decided fact of
N.F.Railway based on circumstances of the urgent occasion
and need based, though both are under the same umbrella
of Railway Organisation. All the incumbents working in
the Construction Organisation under the work charged
based having lien in the Open Line is maintained their
seniority of staff comprising both Open Line and
Construction Organisation, and their status in
Construction Organisation while any selection is
processed in Open Line both staff of the Open Line and
Construction Organisations are called for as per seniority.
On the other hand, no normal selection procedure is done
at Construction Organisation in the exceptional
circumstances which is time based and need based only;
and some adhoc promotion are made amongst the
Construction staff itself only and there is no claim of adhoc
promotion of open line staff in construction organization.
However, while regular selection is made in the Open line
staff of construction line are being called as per seniority
and as a matter of right, and the organizational structure
of work force in N.F. Railway of the time under question
do have substantial distinction between open line and
the construction organization staff as far as establishment
procedure is concerned. These two are in certain cases on
establishment matters are not to be treated as on the same
air-tightened line. It is also mentioned that the workman
Sri Subodh Saha was transferred to open line providing
certain provisions exclusively admissible to open line staff
only and his seniority got transferred and subsequently
the same is maintained in the open line itself only. There
are certain laid down principle and guidelines for dealing
with the labour disputes and to follow by the government
organization like Railway as in the case; and the guidelines
of labour dispute are to be placed before forum available
between Railway administration and the recognized Union.
But in the instant case the representation is made by the
Rail Mazdoor Union which is not recognized by the Railway
Administration and the workman has never brought his
case through the recognized Union as per the guidelines.
The workman representative i.e. Rail Mazdoor Union,
5040
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
Pandu is an un-recognized which has no negotiating power
with the management and as such, the Rail Mazdoor
Union is misrepresentative of the workman in the present
reference and as such, the issue of the workman can not
be termed as an Industrial Dispute or as labour problem.
The management challenging the averments of the
Union mentioned in their claim statements, stated inter-
alia, that the workman was appointed as casual labourer
and on being screened he was posted in construction
organization and his seniority along with similarly situated
persons of Construction Organisation whose lien are
maintained at APO, Guwahati; and the open line cadre and
construction cadre are distinctly separate establishment
and the seniority of the workman in construction
organization may differ in the open line. The
management added that due to wrong fixation of seniority
the workman was deprived of his promotional benefits
under the restructuring of cadre; there is no incumbent
junior to the workman had been promoted by the
administration in the organization. It is further mentioned
that the seniority is to be reckoned from the date of the
screening of workman and no junior to the workman
was promoted earlier and the seniority of the workman
has been fixed correctly and maintained in the open line,
and the process of Modified Assured Career Progression
as admissible to the workman has already been issued.
Therefore the management prayed to decide the issue
against the workman and to dismiss the reference with
cost.
The Management, however, filing their additional
written statement stated that such staff absorbed in the
Railways after screening will not be allowed the benefit of
their service vis-à-vis other open line staff but inter-se
seniority will be maintained in absorbing department
whatsoever of the date of their physical absorption; and
that the seniority of the workman Subodh Saha along with
other similarly in the construction organization whose lien
are maintained at APO, Guwahati.
5. The Union, in order to prove their case examined
two witnesses namely the General Secretary of Rail
Mazdoor Union, N.F. Railway, Maligaon as W.W.1 and the
workman Sri Subodh Saha as workman witness No. 2, while
the Management examined Sri Kabi Ram Boro, Divisional
personnel Manager, Guwahati as MW.1. Both the parties
submitted their written argument also they have placed
their oral argument. Let us discuss the evidence of the
witnesses for both the sides first.
6. According to the W.W.1, Sri Mridul Kr. Das, the
General Secretary, Rail Mazdoor Union, Pandu, Guwahati,
the workman Subodh Saha was an employee of the
establishment of Senior Dvisional Electrical Engineer,
Guwahati and was appointed as a casual labourer on
15.3.85 in Construction Organisation of N.F. Railway. The
workman was screened for permanent service on 1.4.88
against 60% construction reserved post under the Chief
Electrical Engineer, Construction, Maligaon vide Railway
Memo No. 52/96 dated 15.5.96 marked as Exhibit-1 and
hence, the absorption of the workman in permanent post
is evident from the Exhibit-1. Thereafter the workman was
promoted to the grade-III post of Lineman while in the
service of the construction organization vide Office Order
No.7/88 dated 28.9.88 marked as Exhibit-2. Subsequently
as per the need of the Railway management to shed extra
workforce under not required for the work in the
construction organization he has been sent to open line
vide Railway letter No. E/255/CON/SENIORITY/CL/PT-VII
(Elect.) dated 1.10.97 issued by the Dy. Chief Personnel
Officer (Construction) for General Manager, Construction
and accordingly the workman was spared from the
construction organization on 20.10.97 vide letter No. EL/
CON/LMG/ESTT/2 dated 20.10.1997 vide Exhibit-4. The
workman continued his service in the construction
organization upto 1947 and during that period the seniority
of the workman was not disclosed by the management in
his substantive post of Khalasi amongst those appointed
in that Grade in the open line organization but the workman
had an inherent right to lien in the open line organization
in suitable unit with effect from the date of his permanent
absorption in the post of 60% construction reserved as
the construction reserved posts are permanent post which
is evident from the letter dated 14.7.88 marked as Exhibit-3.
The W.W.1 also examined that the Railway Board’s letter
No. E(NG)II/84/PO/SE/30 dated 21.6.1988 included “it is,
however reiterated, that Construction Reserve is to be
created only for Posts chargeable for General Charges”.
That these posts of which one was occupied by the
workman were on General Charges as all permanent
appointments are not work charged. As the workman was
sent to establishment of Senior Divisional Electrical
Engineer, Guwahati from construction organization, his
seniority in this establishment in his group-D grade would
be according to his lien in the open line reckoning from
the date of his permanent absorption on 1.4.88 but the
workman has not been assigned the correct seniority in
the establishment of Senior Divisional Engineer, Guwahati
in Group-D grade of Khalasi. But he was given a slot in the
gradation list far below the staff appointed much later
than him. The witness concerned has cited example of a
workman Sri Gopal Sarkar who was appointed on 11.4.1997
was given the 3rd slot in the gradation list whereas the
workman absorbed on 1.4.88 were given as 3rd slot and in
support of his contention the W.W.1 has produced a
seniority list of Khalasi (P) in the scale of Rs. 2550 to 3200
as on 1.4.98 as per the seniority list enclosed with Exhibit-3.
As such, due to wrong assignment of the seniority to the
workman in the establishment of Senior Divisional
Engineer, Guwahati his juniors reckoning from the date of
his absorption in the permanent post were appointed in
the permanent post later on him but placed in the gradation
¹Hkkx II—[k.M 3(ii)º
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5041
list above the workman as a result his juniors were promoted
which is clear from the statements marked as Exhibit-6.
The WW.1 in support of his statement cited the
provision of Rule 12 of Railway Establishment Manual
Volume-I, 1989 Edition and submitted that the action of
the management in transferring the workman from
construction organization to the open line with seniority
below the incumbents in the grade of Khalasi Helper in
the seniority list under Sr. DEE, Guwahati at his place of
posting is without any legal basis and in violation of the
standing rules.
In his cross-examination the W.W.1 mentioned
that the Railway Organisation being a vast one and for
smooth functioning the Railway Establishment has been
divided into two Branches namely open line and
construction organization and there are two GMs for
both the Open Line and Construction Organization. He
denied the suggestion that the respective General Manager
control the administration in their branches and the
seniority of the staff is maintained separately. He
categorically stated that the General Manager, open line
maintains the seniority of the staff as a whole. He denied
the suggestion that the seniority may differ from open line
and construction but the irregularity in seniority in the
construction was corrected by the authority lateron ; and
the date of seniority is maintained from the date of
screening.
The workman witness No. 2 Mr. Subodh Saha,
the claimant himself stated that on his request to arrange
for redressal of his grievances regarding fixation of
seniority in the cadre of open line organization from the
date of screening in the construction organization, the
Rail Mazdoor Union, N.F. Railway, Pandu, raised this
dispute. He was appointed as casual labourer on 15.3.85
in the construction organization of N.F. Railway and he
was screened for permanent service on 1.4.88 against 60%
construction reserved post under Divisional Chief
Electrical Engineer, Construction, Maligaon vide their letter
marked as Exhibit-1. The workman was promoted to
Grade-III post Lineman while his service in construction
organization vide Exhibit-2; and he continued in the
construction organization upto 1997 but during that period
the Railway Administration never disclosed his seniority
position in the substantive post of Khalasi among those
appointed in that grade in the open line organization. The
W.W.2 further mentioned that due to requirement of the
railway the Management to shed extra workforce not
required for the work in the construction organization the
worker had been sent to open line in batches. Accordingly
the workman was spared from construction organization
on 20.10.97 vide Exhibit-4. The workman claimed that he
is a permanent Railway workman from the date of his
absorption against 60% construction reserved post and
hence, he had acquired a right to lien in the open line
organization in suitable unit with effect from the date of
his permanent absorption in the construction organization.
He also mentioned that the construction reserved post
are permanent reserved post and he took the support of
his contention by dint of the letter marked as Exhibit-3. He
also mentioned that the Railway Boards letter No.E(NG)II/
84/PO/SE/30; dated 21.6.88 which provided as “It is,
however reiterated, that Construction Reserve is to be
created only for Posts chargeable to General Charges;
these posts of which one was occupied by the workman
were on General Charge as all permanent appointments
are not work charged as all fortuitous appointments are”.
Hence, the claimant contended that he is entitled for a lien
in the open line with effect from 1.4.88 i.e. from his
absorption as a regular employee in the construction
organization, and his date of appointment in the
substantive post is permanent cadre which is universal
cadre for deciding his seniority in the gradation list
maintained in the open line for the grade of Khalasi Helper.
The workman was sent to the establishment of Senior
Divisional Electrical Engineer, Guwahati from the
Construction organization in Group-D grade and as such,
his seniority of this establishment would be according to
his lien in the open line reckoning from the date of his
appointment i.e. on 1.4.88. But it was not done by the
management assigning him the correct seniority in the
establishment of SDE, Guwahati in his Group-D grade of
Khalasi he was given a slot in the gradation list of Khalasi
(P) far below the staff appointed much later than him. He
cited an example of Sri Gopal Sarkar who was appointed
on 11.4.1997 was given 3rd slot in the gradation list whereas
the workman absorbed on 1.4.88 was given the 30th position
vide the provisional seniority list of Khalasi (P) grade
enclosed with the letter proved as Exhibit-3. He further
contended that due to wrong assignment of seniority in
the establishment of SDE, Guwahati his juniors reckoning
from the date of his absorption in permanent post who
were appointed in permanent post later than him, placed
in the gradation list above him and they could utilize the
opportunity of their seniority in getting promotion
including the promotion through restructuring of cadre
before the workman as a result, he had been deprived of
getting promotion and other benefits. The workman in
order to justify his contention cited the provision of Rule
12 of Railway Establishment Manual, Volume-I, 89. Hence,
the workman prayed for relief for grant of his lien and
seniority from 1.4.88.
During his cross-examination the W.W.2, stated that
initially he was appointed as casual labourer and thereafter
he was screened and was engaged as Lineman; and that
their seniority is being maintained by APO, Guwahati,
NF.Railway. He also mentioned that there are two
organization in N.F. Railway i.e. open line and construction
organization and at the time of his engagement he was
aware that his engagement was a work charged worker
which is created as per requirement of the Management
5042
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
for a particular period. He also said that he did not know
the seniority in construction department may not be
maintained in the open line. He further stated that the
workman namely K.K. Kakoti, Naba Kumar Gogoi, and
Dilip Kr. Roy were engaged in construction department
on 1.1.84, 3.8.89 and 3.8.89 respectively and they were
made senior to him after their engagement in Open Line
but he did not know if the seniority is maintained in the
Open Line from the date of screening. He added that so far
he knew that none of the workers belong to construction
department superseeded him. He also did not know
whether the process of Modified Assured Career
Progression Policy is admissible in respect of fixation of
seniority of the workman.
7. The Management Witness No. 1 (M.W.1), Sri
Kabi Ram Boro, the Divisional Personal Officer, N.F.
Railway, Maligaon, in his evidence stated that the post of
Open Line is a revenue post, while the posts attached to
Construction Organization are work charged post; the
seniority of and all the incumbents working in the
Construction Organization under the work charge posts
having lien in the Open Line is maintained comprising the
staff of both Open Line and Construction Organization.
He added that while any selection is processed in Open
Line, the staff of Open Line and Construction Organization
are called for as per seniority and in case of regular selection
made in the Open Line. The staff of Construction
Organization are being called for according to seniority.
The M.W.1 further mentioned that the workman was
transferred to Open Line providing him certain provisions
exclusively admissible to the Open Line staff only and his
seniority got transferred and subsequently the same is
maintained in the Open Line. The workman was appointed
as Casual Labourer and on being screened, he was posted
under Construction Organization: and the seniority of the
workman similarly situated persons of Construction
Organization is maintained by the A.P.O. Guwahati. The
M.W.1 contended that it is not correct that due to wrong
fixation of seniority the workman deprived of promotion
benefit under the restructuring of cadre; and that no
incumbent junior to him have been promoted by the
administration in organization. Rather the seniority of the
workman reckoned from the screening and as such, he
has been awarded seniority from the date of his screening.
It is also mentioned by the M.W.1 that the staff absorbed
in Railway after screening will not be allowed the benefits
of their service vis-à-vis other Open Line staff, but inter-
se seniority would be maintained in absorbing department
irrespective of their date of physical absorption.
During his cross-examination the M.W.1 said that
absorption in permanent post means absorption against
revenue post and not in any work charged or temporary
post; and once a Railway employee posted in Open Line
he acquires a right of lien which carry with him in the even
on his transfer to any other organization. He admitted the
fact that the workman was permanently absorbed against
sixty percent construction reserved permanent post with
effect from 01.04.1988 in the Construction Organization
vide Exhibit No. 1 which was issued on the strength of
Railway Board’s circular letter dated: 21.06.1988 marked as
Exhibit No. 3. He again mentioned that the provisions for
lien has been in chapter 26 in Rule 239 of Indian Railway
Establishment Code, Volume I, Fifth Edition 1985 vide
Exhibit No. A(1). It is further stated that in case of transfer
from one organization to another on administrative
ground, the lien once acquired will not be disturbed or
changed; and the workman was given protection in
respect of his lien as per Rule 311 of Indian Railway
Establishment Manual, Volume I, 1989 marked as Exhibit
No. B. Wherein the Exhibit No. B(1) is the relevant Rule. It
is stated by the M.W.1 that the workman was transferred
on administrative ground from Construction Organization
to Open Line, but he did not know if any combined seniority
list of the workman was prepared during the relevant
period. He also admitted that the workman is entitled to
get seniority with effect from the date of screening i.e.
01.04.1988.
8. Both the parties have submitted their respective
written arguments. They have also made oral arguments.
On perusal of the evidence adduced by both the
sides along with the documents relied upon by them it is
fund that the workman was engaged on 14.12.2014 as
Casual Labourer in Construction Organisation, N.F.
Railway and he was screened on 01.04.1988 for permanent
posts against sixty percent permanent Non-Gazetted
construction reserved posts; and on 20.10.1997 he was
spared from the Construction Organization vide the letter
marked as Exhibit-4; and on 22.10.1997 the workman
resumed his duty in Open Line as Khalashi under DEE,
Guwahati are admitted facts. The crux of the dispute is
whether the inter-se seniority of the workman was
maintained in the Open Line with effect from the date of
his permanent absorption on 01.04.1988 in the Construction
Organisation as claimed by the Union.
During argument Mrs. M. Borah, Learned Advocate
for the Union submitted that in Railway substantive
appointment is regulated by provisions of Indian Railway
Establishment Code, Volume I, wherein Rule 238 provides
that (a) two or more Railway servant can not be appointed
to the same permanent post at the same time, (b) a Railway
servant can not be appointed substantively to a post on
which another Railway servant holds a lien. Rule 239
defines the word lien “unless in any case it be otherwise
provided in these Rules a Railway servant on substantive
appointment to any permanent post acquires a lien on
that post and ceases to hold any lien provisionally acquired
on any other post. Mrs. Borah, Learned Advocate, also
submitted that the Construction Organisation does not
maintain a cadre of permanent staff of the rank of Khalasi
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5043
and substantive absorption or appointment can not be
given in Open Line as permanent cadre is maintained only
there; and all promotions to substantive grades are in Open
Line. The Rule is that a person may be allowed or taken to
work for the Construction Organisation but his lien would
remain in the Open Line where his substantive
appointment was given. Whenever any junior is promoted
or considered for promotion in the Open Line where his
lien is the senior person, even if he is working in the
Construction irrespective of whether in the Open Line he
was first engaged as Casual Labour, Ad-hoc appointee or
regular appointee would e given the same opportunity for
promotion/consideration for promotion in the Open Line
or in case he continued in the Construction Organisation
he would enjoy all the benefits of promotion there as his
junior might enjoy in the Open Line. As such if the
workman’s seniority is fixed with effect from 01.04.1988 i.e
the date of absorption in regular post on screening, his
seniority will entitle him due benefits of seniority slot in
the Gradation List of Khalashi (P) in Open Line and the
Gradation List of Khalashi (P) marked as Exhibit-6 which
has not been controverted by the Management and the
said Gradation List in Open Line is the supporting
document for deciding the Reference in favour of the
workman. Mrs. Borah added that the Management never
disclosed the seniority of the workman in his substantive
post of Khalashi among these appointed in the grade in
the Open Line before his joining the Open Line on transfer
in the interest of the Management; and that the
Management in clear violation of the rights of the workman
as well as against the principle of natural justice the
workman was transferred to and given a lower seniority
position. Learned Advocate for the Union again submitted
that the Management failed to publish combined seniority
list of the incumbents available in the SDEE, Guwahati
after inclusion of the workman brought on transfer on
administrative reasons from construction to Open Line.
Learned Advocate for the Union in support of her
contention relied upon the decision of the Hon’ble Supreme
Court in Inderpal Yadav and Others etc. –vrs- Union of
India and Others etc. in Writ Petitions No. 147, 320-369,
454, 4335-4434 of 1983.
Mrs. Borah, Learned Advocate for the workman cited
the example of discrimination as well as violation of the
Railway guidelines and the Rules framed from time to time
regarding preparation of seniority list of the Group-D
employee in Open Line. She referred the provisional
seniority list of Khalashi (P) as on 01.04.1998 prepared by
A.P.O, Guwahati vide Exhibit-3 (in four pages) showing
the statement enclosed with the Exhibit-3, wherein one Sri
Gopal Sarkar who was appointed on 18.09.1997 and his
screening i.e absorption in permanent post was on
11.04.1997; was placed at the sl. no. 3 while the workman
Subodh Saha was screened for permanent absorption on
14.12.1984 and his date of joining under Open Line was
22.10.1997 has been shown at sl. no. 32 of the aforesaid
seniority list. Since the seniority of the workman is to be
fixed on lien from the date of his screening and the same
should be maintained on his transfer on administrative
ground from Construction Organisation to Open Line,
the Management after transferring the workman from
construction to Open Line with seniority of the workman
below the incumbents in the grade of Khalashi already in
the seniority unit under Sr. DEE, Guwahati at his place of
posting is without any legal basis and in violation of the
standing Rules. In order to justify the aforesaid argument
Learned Advocate for the Union referred the provisions
of Railway Board’s circular No. E(NG)/II/2012/PO/
GENL/01; dated: 10.05.2002.
Mr. S.N. Chowdhury, Learned Advocate for the
Management vehemently objected to the submission of
the Learned Advocate for the Union and submitted that
the workman was promoted as Lineman-III on Ad-hoc
basis in Construction Organisation and had been
transferred to Electrical Department, Guwahati as Khalashi
helper on 22.10.1987, and his lien was not fixed in Electrical
Department, Guwahati and hence the seniority of the
workman was fixed from the date of joining at Guwahati on
transfer. Mr. Chowdhury also pointed out that a seniority
list was prepared vide letter no. 255/1/Part.III; dated:
12.03.1999, (Exhibit-3) and the staff were requested to
submit representation within thirty days but no
representation was submitted by the worker and hence
the seniority list was finalised; and at this belated stage a
settled issue can not be reopened to review; and as such
the claim of the workman is not legal and genuine one, for
which the workman is not entitled to any relief in this
Reference.
9. From the evidence of both the sides it is found
that the workman was screened for permanent absorption
on 01.04.1988 against sixty percent construction reserved
post under CEE, Construction, Maligaon (vide Exhibit-1).
The M.W.1 Sri Kabi Ram Boro, the Divisional Personnel
Officer, N.F. Railway, Maligaon, categorically mentioned
that the seniority of all the incumbents working in
Construction Organisation under the work charged post
having lien in the Open Line is maintained comprising the
staff of both the Open Line and Construction Organisation;
and that the seniority of the workman was reckoned from
the date of screening and as such, the workman has been
awarded seniority from the date of his screening. He also
admitted that the workman was permanently absorbed
against sixty percent construction reserved permanent
post with effect from 01.04.1988 and that in case of transfer
from on one organization to another on administrative
ground, and the lien once acquired will not be disturbed
or changed as per Rule 311 of Indian Railway Establishment
Manual, Volume-I , 1989 marked as Exhibit B and as such
the workman is entitled to get seniority with effect from
01.04.1988 thus it is found well established that the
5044
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
seniority of the workman is required to be maintained with
effect from the date of his permanent absorption i.e
01.04.1988 against the sixty percent reserved quota in the
Construction Organisation.
Mr. S.N. Choudhury in his argument clearly
mentioned that the seniority list was published vide
management letter no. 255/1/PT.III; dated: 12.03.1999 with
direction to submit objection, if any, within thirty days,
but the workman did not make any representation against
the said seniority list and there is no chance of any remedy
after lapse of stipulated period. The M.W.1 in his cross-
examination categorically mentioned that the workman
was transferred from Construction Organisation and he
was given protection in respect of his lien, but he could
not say if any combined seniority list of the workman was
prepared during the relevant period. The Union also
pleaded that the management although mentioned that
the seniority of the workman has been maintained with
effect from 01.04.1988 which is the date of permanent
absorption but, actually it was not done. The Union also
categorically mentioned that no combined seniority list of
the workers belonging to both the Construction
Organisation and Open Line with effect from the date of
screening was prepared. The Union cited certain instances
of the irregularities done by the management in fixing the
seniority vide the seniority list of Khalashi in the scale of
Rs. 2,550 to 23,200 as on 01.04.1988 issued by the
management on 12.03.1999 proved (vide Exhibit-3, page 4
and 5); and the provisional seniority list of Khalashi helper
in scale of Rupees 2,650 to 4,000 as on 01.04.2000 issued by
the A.P.O, N.F. Railway, Guwahati under Memo No. E/255/
1/Guwahati (P)-1055; dated: 08.08.2000 vide Exhibit-6.
Lien as described in Rule 239 of Indian Railway
Establishment cadre, Volume.I (1985) that unless in any
case it be otherwise provided in these Rules a Railway
servant on substantive appointment to any permanent
post acquires a lien on that post and ceases to hold any
lien provisionally acquired on any other posts. In Indian
Railway Establishment Manual Volume.I (1989) Clause 311
and 312 it has been clearly mentioned that the seniority of
the Railway servant on transfer from one cadre to another
in the interest of administration is regulated by the date of
promotion/date of appointment to the grade as the case
may be; while the seniority of Railway servants on
transferred at their own request from one Railway to
another should be allotted below that of the existing
confirmed, temporary and officiating Railway servants in
the relevant grade in the promotion group in the new
establishment irrespective of the date of confirmation or
length of officiating or temporary service of the transterred
Railway servants. The Railway Board have reviewed the
matter regarding seniority and promotion of the Railway
servant who were permanently absorbed against the
construction reserved quota and circulated by Railways
vide their no. E(NG)-II/2002/P.O/Gnl./1; dated: 10.05.2002
in terms of the instructions contained in Board’s letter no.
E(NG)-III/69/CD/42; dated: 24.12.1973, wherein it was
observed as under:
“The Board have reviewed the matter and come
to the conclusion that with the above developments having
taken place the concept of construction reserve has
already lost its utility and therefore, should no longer be
used for any purpose whatsoever, if any staff happen to
continue in the construction/projects without a position/
lien in the Open Line in the appropriate category, immediate
action should be taken to provide him the same to that
there is no difficulty at the time of his repatriation from the
construction/project when the need arises and he does
not suffer in the matter of seniority and promotion.
In this connection I am inclined to rely upon the
decision of the Hon’ble Supreme Court held in Writ
Petitions no. 147, 322-69, 454, 4335-4434/83 etc. wherein it
was observed as:
“To avoid violation of Art. 14, the scientific and
equitable way if implementing the scheme is for the
Railway administration to prepare, a list of project casual
labour with reference to each division of each railway and
then start absorbing these with the longest service. If in
the process any adjustments are necessary the same must
be done. In giving this direction, we are considerably
influenced by the statutory recognition of a principle well
known in industrial jurisprudence that the men with longest
service shall have priority over these who have joined
later on. In other words, the principle of last come first go
or to revere it first come last go as enunciated in Sec. 25G
of the Industrial Disputes Act, 1947 has been accepted.
We direct accordingly.”
On scrutiny of the document marked as Exhibit-1 it
appears that the workman Subodh Saha on being screened
by the screening committee and approved by competent
authority was absorbed against permanent post of sixty
percent construction reserve with effect from 01.04.1988.
From the list of provisional seniority of Khalashi (P) as on
01.04.1998 issued vide Memo no. 255/J/Pt.III; dated:
12.03.1999 issued by A.P.O, Guwahati (vide page no. 4 and
5 of Exhibit-3), the workman Gopal Sarkar who was
appointed on 11.04.1997/18.09.1997 has been shown sl.
no. 3 while the workman Subodh Saha who was appointed
temporarily on 14.12.1984 and was permanently absorbed
with effect from 01.04.1984 and has been transferred to
Open Line on 22.10.1997 has been shown at sl. no. 32 of
the aforementioned seniority list wherein there appears
discrepancies/anomalies in the seniority list in respect of
date of engagement and absorption against permanent
posts. The provisional seniority list of Khalashi (helper)
as on 01.04.2000 prepared by the A.P.O vide no. E/255/1/
Ghy(P)-1055; dated: 08.08.2000 marked as Exhibit-6 shows
that the workman Sarvanath Deka at sl. no. 32 was
appointed on 23.12.1988 and promoted on 01.03.1993 as
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5045
Khalashi (helper ) and the incumbent against Sl. no. 168
Sri Gopal Sarkar in the said seniority list (Exhibit-6) who
was appointed on 11.04.1997/18.09.1997 was promoted
as Khalashi (helper) on 24.03.2000. Although the
management in their written statement and the evidence
of M.W.1 mentioned that the seniority of the workman
Subodh Saha was maintained with effect from the date of
his permanent absorption i.e. 01.04.1988 they have not
been able to establish their plea as there is nothing on
record to show that the combined seniority list in respect
o the posts of Khalashi was prepared by them. Even the
M.W.1 being the Divisional Personnel Officer, N.F. Railway
could not specifically state if any combined seniority list
of the workman concerned was prepared. In para 12 of
master circular no. E(NG).II/83/CL/SC/9; dated: 07.05.1983
and in para 2511 (a) of IREM it runs as:
“Seniority:
Service prior to absorption in the regular cadre will
not count for seniority, which will be determined on the
basis of regular appointment after due screening/selection
vis-à-vis other regular Railway servants, subject to the
provision that if the seniority of certain individual Railway
servants has already been determined in any other manner
pursuant to judicial decision or otherwise, the same share
not be altered.”
Thus it is crystal clear that the Management have
not been able to shift their burden to prove that
amalgamated list of seniority of the workmen belonging to
the post of Khalashi of both the Construction Organisation
and Open Line was prepared by the management. Under
the above circumstances is can safely be held that the
seniority of the workman Subodh Saha was not maintained
by the Management on his transfer from Construction
Organisation to Open Line as per the guidelines issued by
the Indian Railway from time to time as well as the Railway
establishment manual.
10. In view of my foregoing discussion and the
findings arrived at as above it can safely be opined that
the seniority of the workman Subodh Saha in the cadre of
Open Line Organisation from the date of screening in
Construction Organisation has not been maintained by
the Railway as per the guidelines issue by the Railway
Board from time to time, and the provisions of Railway
Establishment Manual and Indian Railway Establishment
Code as mentioned above. Accordingly it is held that the
demand of the Rail Mazdoor Union for fixation of seniority
of Sri Subodh Saha in the cadre of Open Line Organisation
from the date of his screening (i.e. on 01.04.1988) in
construction organization is legal and justified; and the
workman Subodh Saha is entitled to his seniority in the
Open Line Organisation with effect from 01.04.1988. The
Management of N.F. Railway is to prepare an amalgamated
list of workers in the cadre of Khalashi taking into
consideration the date of screening of the workman Subodh
Saha on 01.04.1988 in Construction Organisation, and also
to provide the consequential benefit/benefits to the
workman.
11. In the result this Reference is decided in
affirmative in favour of the Union.
Given under my hand and seal of this Court on this
29th day of May, 2014.
Send the Award to Government immediately as per
procedure.
L. C. DEY, Presiding Officer
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New Delhi, the 3rd July, 2014
S.O.
1942.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 05/2010)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court,
Guwahati as shown in the Annexure, in the industrial
dispute between the management of N. F. Railway, and
their workmen, received by the Central Government on
27/06/2014.
[No. L-41011/99/2009 - IR(B-I)]
SUMATI SAKLANI, Section Officer
ANNEXURE
IN THE CENTRAL GOVERNMENT INDUSTRIAL
TRIBUNAL-CUM-LABOUR COURT, GUWAHATI,
ASSAM
Present :
Sri L. C. Dey, M.A., LL.B., Presiding Officer,
CGIT-cum-Labour Court, Guwahati.
In the matter of an Industrial Dispute between:
The Management of N. F. Railway, Maligaon, Guwahati.
Versus
Their Workman Sri Uttam Bhattacharjee, Rep. by the
General Secretary, Rail Mazdoor Union, Guwahati.
Ref. Case No. 05 of 2010
5046
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
Appearances:
For the Management :
Mr. K. C. Sharma,
Advocate
For the Workman :
Mrs. M. Bora, Advocate
Date of Award : 16.06.2014
AWARD
1. In exercise of powers conferred by Clause (d) of
Sub-Section (1) & (2A) of Section 10 of the Industrial
Dispute Act, 1947 the Ministry of Labour & Employment,
Government of India, has referred this Industrial Dispute
raised by the workman Uttam Bhattacharjee, represented
by the Rail Mazdoor Union against the Management of
N.F.Railway, vide Order No. L-41011/99/2009-IR(B-I);
Dated: 03/05/2010 for adjudication. The Schedule of the
Reference is as follows:
SCHEDULE
“Whether the demand of Rail Mazdoor Union for
fixation of seniority of Shri Uttam Bhattacharjee in
the cadre of Open Line Organization from the date
of his screening in construction organization is legal
and justified? If yes, what relief the workman is
entitled to?"
1. On receipt of the order of Reference this Reference
Case has been registered and notices were served upon
both the parties who appeared and contested the
proceeding by filing their claim statement/written statement
and adducing evidence along with documents.
2.
The fact of the case of the workman Uttam
Bhattacharjee, in nutshell, is that the workman was engaged
by the management of N.F.Railway as Khalasi Helper in
the establishment of Senior Divisional Electrical Engineer,
Guwahati, North East Frontiner Railway ( in short Sr.DEE,
GHY, N.F.Rly) and was posted under Sr. Section Engineer,
Electrical at Pandu Power House of N.F.Railway. The
workman was under administrative control of the Assistant
Divisional Electrical Engineer, Maligaon, ( in short ADEEN,
MLG) of the Electrical Department headed by its Principal
Officer, designated as Chief Electrical Engineer,
N.F.Railway with its Head Quarter at Maligaon. The
Divisional Railway Manager at Lumdirtg Division of
N.F.Railway is the Divisional Head controlling the electrical
Department at Divisional level and the seniority of the
workman is looked after by the Office of the Assistant
Personal Officer, Guwahati, N.F. Railway in the personal
matter. Initially the workman was engaged in railway service
in Construction Wing as a casual labourer on 15.03.85 and
after obtaining the requisite qualification he was given
the temporary status of service in the same construction
wing in 1985; and he was screened for permanent service
on 1.4.88 against the 60% construction reserved post as
per the Rules under Deputy Chief Electrical Engineer
(construction), Maligaon ( in short Dy.C.E, CON, MLG)
vide Office order No. E/227/CON/Elect dated 15.5.96. The
workman was absorbed in Railway service as a regular
employee and posted in the permanent post of Khalasi
Helper on 1.4.1988 and rendered continuous service in the
construction organization and was promoted to the post
of Lineman which was a grade-III post and continued in
that Organisation up to 1997. As per the letter issued by
the Railway Ministry/Railway Board from time to time
regarding staffing in construction organization by creation
of the construction reserved post for posting in
construction wing in Indian Railway as a matter of policy,
and the N.F.Railway vide its letter No. Misc.1378/No.E/1/
19(C) dated 14.7.1988 circulated the Ministry / Board’s
letter to meet the man power requirement in construction
organization in N.F.Railway. The construction reserved
post being the permanent post given to the appointees
including workman, carried the surety of services on
permanent footing but their services in the construction
organization was as per requirement of work available in
the organization in the particular field which is in the case
of the workman is electrical work of Construction
Organisation.
The Union mentioned that in implementing the policy
of shedding extra work force not required in the
Construction Organisation the management sent in lots
workmen occupying the post of construction reserved to
the Open Line Wing of the N.F. Railway under the official
authority. The present workman belong to such a lot was
directed to report to the DEE, GHY of the Open Line Wing
in terms of Dy.CEE./Construction/MLG letter No.E/ 227/
CON/ Elect (Screening) dated 03.10.1997. Accordingly the
workman resumed his work as Khalasi in the scale of
Rs. 2550 to Rs.3200 on 22.10.1997 under DEE/GHY. The
workman having been already appointed in a permanent
post on a lien in substantive capacity in the permanent
cadre of N.F.Railway and on his transfer to Open Line he
was entitled to seniority on the basis of his lien. Further
the workman was absorbed in regular post of Khalasi he
was placed in Group D post of the 60% non-gazetted regular
posts earmarked for Construction Organisation and as the
workman was eligible for lien in a substantive post wherein
his seniority is fixed with reference to the date of his
absorption irrespective of where his services were utilized
in the regular capacity; and as such, on his placement in
the seniority unit under Sr. DEE/GHY/ N. F. Railway his
seniority is to be fixed in terms of the maintenance of his
slot according as the lien he hold in the substantive post
of N.F.Railway and of his relative inter-se seniority. The
occupation of post of Khalasi amongst 60% non-gazetted
regular post earmarked for the Construction Reserved Post
as a whole. But it was not done and the workman was
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5047
placed in the establishment of Sr.DEE/GHY/N.F.Railway
far below the occupants in the posts of Khalasi in the pay
scale of Rs. 2550 to Rs.3200 in the said establishment who
had been his juniors in respect of his date of absorption in
the 60% non-gazetted regular posts earmarked for the
construction reserved post. In the provisional seniority
list of Khalasi published under letter No. E/255/I/Pt.III dated
12.03.1999 by APO/GHY. Wherein the name of the workman
is placed under serial no.30 which was later corrected and
he was placed below Sri Subodh Saha, his fellow appointee
against 60% non-gazetted regular posts earmarked for the
Construction Organisation and hence, the workman was
treated junior to his erstwhile juniors. The workman
represented to the Authorities for correction of his seniority
which yielded no result. Hence the workman being
represented by the Rail Mazdoor Union raised this
Industrial Dispute.
The date of appointment to the substantive post in
permanent cadre is the universal criteria for deciding the
placement of an employee holding a civil post in the
gradation list kept for the category of service he belongs
to. The workman being a senior to the existing staff under
the establishment of DEE/GHY who only by virtue of
different placement of Railway either in the Open Line or
in the Construction Organisation at various times, was
absorbed in the establishment of DEE/GHY by picking up
for absorption against 60% non-gazetted regular post
earmarked for construction organization. As such, the staff
those existing in the establishment of DEE/GHY prior to
22.10.1997 which is the date of reporting of the workman
in the same establishment were treated senior although
the date of appointment i.e. the date of screening of the
workman, to the substantive post in permanent cadre by
way of absorption of the workman in the Construction
Organisation on 1.4.88 was far anterior to the date of
appointment of those seniors. Thus the administration
has mistaken in assigning the seniority of the workman
below the later appointees reckoning his permanent service
in the establishment of DEE/ GHY from the date of his
reporting on 22.10.1997. Further the workman did not leave
the Construction Organisation and joined the Open Line
Organisation of the same zonal Railways at his own but
under official direction. In Rule 312 of Indian Railway
Establishment Manual Volume I of 1989 Edition it is
provided that the seniority of staff transferred at their
own request from one cadre/division to another cadre/
division on the same Railway should be treated below
that of the existing, confirmed, temporary and officiating
railway servants in the relevant grade in the new
establishment irrespective of the date of confirmation or
length of officiating and temporary service of the
transferred railway servants. But the workman never
requested to be sent to the Open Line Organisation from
Construction Organisation nor the Management floated
any option for the same situation as that of the workman
for joining the establishment of DEE/GHY or for that matter
any other Open Line establishment. Due to the aforesaid
Act of the management by confining the prospect of career
advancement and monitory benefits that would have come
to the workman had he been assigned the correct seniority
as to his junior, has infringed upon the workman’s right
guaranteed under Article 14, 16, 21 of the Constitution of
India. The workman suffered irreparable loss for his
stagnation in grade of Khalasi (helper) while his junior are
gaining benefits of higher pay and perks offered through
the 6th Central Pay Commission and he can never overtake
them if he is not given the boost of his correct seniority
over his juniors.
Under the above premises the workman prayed for
passing necessary award granting the workman his lien
and seniority from 1.4.1988 with direction to implement
the award with retrospective effect i.e from the permanent
absorption in the post of Khalashi Helper on 01.04.1988
against 60% non-gazatted regular post of construction
reserve earmarked for the Construction Organisation after
he was released from this post in the Construction
Organisation w.e.f. 03.10.1997 in terms of DCEE, (CON,
Maligaon’s) letter no. E/ 227/CON/Elect (Screening); dated:
03.07.1997 along with consequential benefits of promotion/
financial up-gradation/promotion under policy of cadre
restructuring at par with his juniors, correct all the seniority
list where the workman has been given wrong seniority
position and for maintaining correct seniority list and/ or
pass such or other order or orders deem fit and proper.
4. The Management, on the other hand, alleging
that the reference is not maintainable in law as well as in
fact and is liable to be dismissed, submitted that the post
of Open Line is a Revenue Post, while the posts attached
to Construction Organisation are work charged post, which
is a decided fact in N.F.Railway based on circumstances
of the urgent occasion and need based, though both are
under the same umbrella of Railway Organisation. The
seniority of all the incumbents working in the Construction
Organisation under the work charged based having lien in
the Open Line is maintained comprising both Open Line
and Construction Organisation, and their status in
Construction Organisation while any selection is
processed in Open Line both staff of the Open Line and
Construction Organisations are called for as per seniority.
The management mentioned that no normal selection
procedure is done at Construction Organisation in the
exceptional circumstances which is time based and need
based only; some adhoc promotion are made amongst the
Construction staff itself only and there is no claim of adhoc
promotion of open line staff in construction organization.
However, while regular selection is made in the Open line
staff of construction line are being called as per seniority
and as a matter of right, and the organizational structure
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[PART II—SEC. 3(ii)]
of work force in N.F. Railway the time under question do
have substantial distinction between open line and the
construction organization staff as far as establishment
procedure is concerned. These two are in certain cases on
establishment matters are not to be treated as on the same
air-tightened line. It is also mentioned that the workman
Sri Uttam Bhattacharjee was transferred to open line
providing certain provisions exclusively admissible to
open line staff only and his seniority got transferred and
subsequently the same is maintained in the open line itself.
The management denying the contents of the
claim statement of the union as mentioned in para 7, 8 and
10 submitted that there are certain laid down principle and
guidelines for dealing with the labour disputes and to
follow by the Government organization like Railway as in
the case; and the guidelines of labour dispute are to be
placed before forum available between Railway
administration and the recognized Union. But in the instant
case the representation is made by the Rail Mazdoor Union
which is not recognized by the Railway Administration
and the workman has never brought his case through the
recognized Union as per the guidelines.
The management challenging the averments of
the Union mentioned para 13, 14, 15 and 16 of their claim
statements, stated inter-alia, that the seniority of the
workman along with similarly situated persons of
Construction Organisation whose lien are maintained. It
is further mentioned that there is no scope for promotion
of the juniors to the workman superseding him at any
point of time and that in this connection A.C.P as admissible
has already been issued vide No. E/GHY/110/MACP/(P-
PNO/MLG); dated: 25.08.2010.
5.
The Union, in order to prove their case,
examined two witnesses namely the General Secretary
of Rail Mazdoor Union, N.F.Railway, Maligaon as
W.W.1 and the workman Sri Uttam Bhattacharjee as
workman witness No.2. While the Management
examined Sri Anil Kumar Sarma, Office
Superintendent, N.F. Railway, Office of the Assistant
Personnel Officer, Guwahati as MW.1. Both the
parties were allowed chances to argue their respective
cases and the union submitted their argument in
writing while the management failed to argue in spite
of getting sufficient opportunity. Let us discuss the
evidence of the witnesses for both the sides.
6.
According to the W.W. 1, Sri Mridul Kr. Das, the
General Secretary, Rail Mazdoor Union, Pandu, Guwahati,
the workman Uttam Bhattacharjee was an employee of the
establishment of Senior Dvisional Electrical Engineer,
Guwahati was appointed as a casual labourer on 15.3.85 in
Construction Organisation of N.F.Railway. The workman
was screened for permanent service on 1.4.88 against 60%
construction reserved post under the Chief Electrical
Engineer, Construction, Maligaon vide Railway Memo
No. 52/96 dated 15.5.96 marked as Exhibit-1 and hence, the
absorption of the workman in permanent post is evident
from the Exhibit-1. Thereafter the workman was promoted
to the grade-III post of Lineman while in the service of the
construction organization. Subsequently as per the need
of the Railway management to shed extra workforce not
required for the work in the construction organization he
has been sent to Open Line and accordingly the workman
was spared from the construction organization on 20.10.97
vide letter No.EL/CON/LMG/ ESTT/ 2 dated 20.10.1997
vide Exhibit-2. Therefore the workman was permanent
Railway employee from the date of his absorption from
60% reserved posts and he had an inherent right to lien in
the Open Line Organisation which is evident from letter
No. Misc. 1378/No.E/ 7/19(C ); dated: 14.07.1988 marked
as exhibit-3. The workman continued his service in the
construction organization. Thereafter the workman was
sent to the establishment of Sr.DEE, Guwahati from
Construction Organisation. Hence his seniority in this
establishment in his Group-D grade would be according
to the lien in the Open Line reckoning from the date of his
appointment i.e. 01.04.1988. But it was not done by the
management. Instead of assigning the workman the correct
seniority in the establishment of Sr.DE, Guwahati in his
Group-D grade of Khalashi and the workman was given a
slot in the gradation list of Khalashi (P) for below the staff
appointed much later than the workman.
The W.W.1 also mentioned that one Sri Gopal Sarkar
who was appointed on 11.04.1997who was given the third
slot in the gradation list (marked as Exhibit-4). The W.W.1
further stated that the seniority of the workman is to be
fixed on lien from the date of his screening and it is to be
maintained on his transfer on administrative ground from
Construction Organisation to the Electrical Establishment
of Sr.DEE, Guwahati in Open Line. In support of his
contention the W.W. 1 referred the provisional seniority
list of Khalashi (P) as on 01.04.1998 vide Exhibit-4. The
W.W. 1 also relied upon the Rule 12 of Railway
Establishment Manual Volume I of 1989 edition. In course
of his cross-examination the W.W.1 stated that the workman
is a member of their union but he did not submit any
document in this regard. He confirmed that the workman
was engaged as casual worker on 15.03.1985 under
construction and in 1988 the workman was screened and
his appointment was made permanent under N.F. Railway
Organisation against 60% of the reserved vacancy under
Construction Organisation. He also added that at the time
of appointment of workman as permanent. Some other
workers who joined prior to and after the joining of Uttam
Bhattacharjee when made permanent. He mentioned that
the Exhibit-1 is a list prepared for the purpose of making
the appointment of the workman permanent, but it is not
the basic seniority list. He again stated that the workman
was taken the Open Line but his seniority was not
maintained in the Open Line at that time. He also said that
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5049
he have not specifically mentioned that which of the
workman superseded Uttam Bhattachatjee. However he
the W.W.1 denied the suggestion that no workman junior
to Uttam Bhattacharjee was superseded for which he could
not mention the name of any workman who superseded
Uttaam Bhattacharjee. He mentioned that he could not
say if the management determined the date of joining on
01.04.1988 same for all the workmen, and if the management
maintained the seniority on the basis of the age senior of
the workman accepting common date of joining in the same
category.
The workman witness No.2 Mr. Uttam Bhattacharjee,
the claimant himself stated that on his request to arrange
for redressal of his grievances regarding fixation of
seniority in the cadre of open line organization from the
date of screening in the construction organization, the
Rail Mazdoor Union, N.F.Railway, Pandu, raised this
dispute. He was an employee of Sr. DEE, Guwahati and he
was screened for permanent service on 1.4.88 against 60%
construction reserved post under Divisional Chief
Electrical Engineer, Construction, Maligaon vide their letter
marked as Exhibit-1. The workman was promoted to Grade-
III post Lineman while his service in construction
organization; and he continued in the construction
organization upto 1997. He also mentioned that had been
sent to Open Line and was spared from construction
organization on 20.10.97 vide Exhibit-2. The workman
claimed that he is a permanent Railway workman from the
date of his absorption against 60% construction reserved
post and hence, he had acquired a right to lien in the open
line organization in suitable unit with effect from the date
of his permanent absorption in the construction
organization. He again stated that the construction
reserved post are permanent reserved post and he took
the support of his contention by dint of the letter marked
as Exhibit-3. He also mentioned that the Railway Boards
letter No.E(NG)II/84/PO/SE/ 30; dated 21.6.88 which
provided as “It is, however reiterated, that Construction
Reserve is to be created only for Posts chargeable to
General Charges; these posts of which one was occupied
by the workman were on General Charge as all permanent
appointments are not work charged as all fortuitous
appointments are”. Hence, the claimant contended that
he is entitled for a lien in the Open Line with effect from
1.4.88 i.e. from his absorption as a regular employee in the
construction organization, and his date of appointment in
the substantive post is permanent cadre which is universal
criteria for deciding his seniority in the gradation list
maintained in the open line for the grade of Khalasi Helper.
The workman was sent to the establishment of Senior
Divisional Electrical Engineer, Guwahati from the
Construction organization in Group-D grade and as such,
his seniority of this establishment would be according to
his lien in the open line reckoning from the date of his
appointment i.e. on 1.4.88. But it was not done by the
management assigning him the correct seniority in the
establishment of SDE, Guwahati in his Group-D grade of
Khalasi he was given a slot in the gradation list of Khalasi
(P) far below the staff appointed much later than him. He
cited an example of Sri Gopal Sarkar who was appointed
on 11.4.1997 was given higher place in the gradation list
whereas the workman absorbed on 1.4.88 was given the
30th position vide the provisional seniority list of
Khalasi(P) grade proved as Exhibit-4. He further contended
that due to wrong assignment of seniority in the
establishment of SDE, Guwahati his juniors reckoning from
the date of his absorption in permanent post who were
appointed in permanent post later than him, placed in the
gradation list above him and they could utilize the
opportunity of their seniority in getting promotion
including the promotion through restructuring of cadre
before the workman. As a result, he had been deprived of
getting promotion and other benefits. The workman in
order to justify his contention cited the provision of Rule
311 and 312 of Railway Establishment Manual, Volume-I,
1989 proved as Exhibit-5. Hence, the workman prayed for
relief for grant of his lien and seniority from 1.4.88.
The W.W.2 categorically mentioned that due to
wrong assignment of his seniority in the establishment of
Senior DE, Guwahati his juniors reckoning from the date
of his absorption in permanent post who were appointed
in the permanent posts later that him were pleased in the
gradation list above the workman and they could utilize
the opportunity of their seniority in getting promotion
etc. The workman in support of his plea relied upon the
statement of provisional seniority list of Khalashi (helper)
as on 01.04.2000 (marked as Exhibit-6). Wherein the name
of the workman has not been included. Thereby the juniors
to the workman have been promoted to the post of Khalashi
Helper in suppression of his dues which has been shown
in the statement. Hence the workman prayed for relief of
grant of lien and seniority w.e.f. 01.04.1984 to the workman
and other consequential benefits.
During his cross-examination the W.W.2, stated that
initially he was not a member of the union and in the year
1999 after discovery of non-inclusion of his name in the
seniority list (Exhibit-6) he became the member of Rail
Mazdoor Union. He also said that he complained before
his office about making Sri Gopal Sarkar senior to him. The
workman added that there are names of some other men
who superseded him appeared in Exhibit-4. He also said
that he has not mentioned in his evidence in a affidavit
specifically which of the workman superseded him.
7.
The Management Witness No. 1 (M.W.1), Sri
Anil Kumar Sarma, Office Superintendent in the Office of
the Assistant Personnel Officer, N.F. Railway, Guwahati
who is acquainted with the facts and circumstances of the
case, stated that the workman Uttam Bhattacharjee was
engaged as casual labourer under Construction
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THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
Organisation w.e.f. 15.03.1985 and was screened on
01.04.1988 for appointment against permanent post of 60%
construction reserved vacancy, and that the workman was
spared from Construction Organisation, Lumding on
20.10.1997 for joining in the Open Line. He mentioned the
workman joined in Open Line on 22.10.1997 and as per
Rules and procedure adopted by Railway, after sparing of
a workman from Construction Organisation he loses his
seniority attained in Construction Organisation where the
employees are engaged on time base need, based project
works and on completion of the project subject to
completion of 360 days as he was given temporary status
the staff is released for Open Line on being spared from
construction. He further mentioned that both the
Construction Organisation and Open Line are under
control and supervision of one General Manager each,
and the seniority of the workman is counted from the date
of his joining in the Open Line and not from the date of his
screening in Construction Organisation as such the
workman is not entitled to seniority from the date of his
screening in Construction Organisation. However, he is
entitled to all other incidental financial benefits including
pensionery benefit w.e.f. the date of his screening.
Accordingly the workman was granted one A.C.P on
completion of 12 years from the date of his screening. The
M.W.1 contended that the workman joining in the Open
line do not suffer any financial loss nor he was superseded
by any othr workman who joined in the Open Line after
his joining either directly or from Construction
Organisation. As such the workman is not entitled to the
seniority as prayed for.
During his cross-examination the M.W.1 stated that
in the letter marked as Exhibit-3 it is mentioned that the
increase in the construction reserved posts from 40% to
60% will be applicable only for his staff chargeable to the
general charges and that the workman was not granted
lien from the date of his screening; but he could not say if
the workman was entitled to lien at the relevant time.
However, the M.W.1 admitted that as per Rule 239 of Indian
Railway Establishment Code, Volume I Fifth Edition, 1985
the workman was entitled to lien w.e.f. the date of his
screening in Construction Organisation, but there is
nothing on record to show that the workman was allowed
lien from the date of his screening he also said that as per
Railway Board’s Circular No. E(NG)-II/2002/PO/GENL/1;
dated: 10.05.2002 the workman became entitled to get his
lien in the Construction Organisation w.e.f 01.01.1989 but
the workman was not granted lien. He also said that under
what circumstances the lien was not granted to the
workman he could not say. He again mentioned that the
seniority is counted in Railway from the date of joining
against the permanent post. The M.W.1 also admitted the
fact that the workman Bishu Ranjan Biswas has been
shown senior to the workman Uttam Bhattacharjee in the
statement marked as Exhibit-6 while the workman Uttam
Bhattacharjee joined the Construction Organisation and
screened on 01.04.1988 vide Exhibit-4. He further
mentioned that as Bishu Ranjan Biswas joined in Open
Line earlier to the date of joining of Uttam Bhattacharjee in
Open Line for which Bishu Ranjan Biswas has been shown
senior to Uttam Bhattacharjee. However, the management
M.W.1 denied the suggestion that due to non
implementation of Rule 311 of IREM, Volume I (Exhibit-B-
I) in the case of the workman Uttam Bhattacharjee who
was deprived of getting his seniority from the date of
joining in Open Line for which the workman has been
made junior to others who joined after him.
8. The Union have submitted their written arguments,
while the management in spite of getting sufficient time
and opportunity failed to argue their case.
On perusal of the evidence adduced by both the
sides along with the documents relied upon by them it is
fund that the workman was engaged on 15.03.1985 as
Casual Labourer in Construction Organisation, N.F.
Railway and he was screened on 01.04.1988 for permanent
posts against sixty percent permanent Non-Gazetted
construction reserved posts; and on 20.10.1997 he was
spared from the Construction Organization vide the letter
marked as Exhibit-4; and on 22.10.1997 the workman
resumed his duty in Open Line as Khalashi under DEE,
Guwahati:- are admitted facts. The crux of the dispute is
whether the workman is entitled to inter-se seniority in the
Open Line with effect from the date of his permanent
absorption on 01.04.1988 in the Construction Organisation
as.
During argument Mrs. M. Borah, Learned Advocate
for the Union submitted that the workman Uttam
Bhattacharjee was permanently absorbed against 60%
reserved quota of construction and hence the workman
hold permanent post in Railway w.e.f 01.04.1988 against a
regular post as a substantive appointee, which is well
established in this reference. In Railway substantive
appointment is regulated by provisions of Indian Railway
Establishment Code, Volume I, wherein Rule 238 provides
that (a) two or more Railway servant can not be appointed
to the same permanent post at the same time, (b) a Railway
servant can not be appointed substantively to a post on
which another Railway servant holds a lien. Rule 239
defines the word lien “unless in any case it be otherwise
provided in these Rules a Railway servant on substantive
appointment to any permanent post acquires a lien on
that post and ceases to hold any lien provisionally acquired
on any other post. Mrs. Borah, Learned Advocate, also
submitted that the Construction Organisation does not
maintain a cadre of permanent staff of the rank of Khalasi
and substantive absorption or appointment can not be
given in Open Line as permanent cadre is maintained only
there; and all promotions to substantive grades are in Open
Line. The Rule is that a person may be allowed or taken to
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5051
work for the Construction Organisation but his lien would
remain in the Open Line where his substantive
appointment was given. Whenever any junior is promoted
or considered for promotion in the Open Line where his
lien is, the senior person, even if he is working in the
Construction irrespective of whether in the Open Line he
was first engaged as Casual Labour, Ad-hoc appointee or
regular appointee would be given the same opportunity
for promotion/ consideration for promotion in the Open
Line, or in case he continued in the Construction
Organisation he would enjoy all the benefits of promotion
there as his junior might enjoy in the Open Line. As such
if the workman’s seniority is fixed with effect from
01.04.1988 i.e the date of absorption in regular post on
screening, his seniority will entitle him due benefits of
seniority slot in the Gradation List of Khalashi (P) in Open
Line. Mrs. Bora, Learned Advocate pointed out that the
Gradation List of Khalashi (P) marked as Exhibit-6 which
has not been controverted by the Management and the
said Gradation List in Open Line is the supporting
document for deciding the Reference in favour of the
workman. Mrs. Borah added that the Management never
disclosed the seniority of the workman in his substantive
post of Khalashi among these appointed in the grade in
the Open Line before his joining the Open Line on transfer
in the interest of the Management; and that the
Management in clear violation of the rights of the workman
as well as against the principle of natural justice transferred
workman to Open Line and given a lower seniority position.
Learned Advocate for the Union again submitted that the
Management failed to publish combined seniority list of
the incumbents available in the Sr. DEE, Guwahati after
inclusion of the workman brought on transfer on
administrative reasons from construction to Open Line.
Learned Advocate for the Union in support of her
contention relied upon the decision of the Hon’ble Supreme
Court in Inderpal Yadav and Others etc. -vrs- Union of
India and Others etc. in Writ Petitions No. 147, 320-369,
454, 4335-4434 of 1983.
In order to justify the claim of the workman, Mrs.
Borah, Learned Advocate for the workman cited the
example of discrimination as well as violation of the Railway
guidelines and the Rules framed from time to time regarding
preparation of seniority list of the Group-D employee in
Open Line. She referred the provisional seniority list of
Khalashi (P) as on 01.04.1998 prepared by A.P.O, Guwahati
vide Exhibit-4, wherein one Sri Gopal Sarkar who was
appointed on 18.09.1997 and his screening i.e absorption
in permanent post was on 11.04.1997; was placed at the sl.
no. 3 while the workman Uttam Bhattacharjee was
screened for permanent absorption on 01.04.1988 and his
date of joining under Open Line was 22.10.1997 has been
shown at sl. no.30 of the aforesaid seniority list. Since the
seniority of the workman is to be fixed on lien from the
date of his screening and the same should be maintained
on his transfer on administrative ground from Construction
Organisation to Open Line, the Management after
transferring the workman from construction to Open Line
with seniority of the workman below the incumbents in
the grade of Khalashi already in the seniority list under Sr.
DEE, Guwahati at his place of posting is without any legal
basis and in violation of the Railway Manual, orders of
the Railway Board and the Rules. Learned Advocate for
the Union referred the provisions of Railway Board’s
circular no. E(NG)/II/2002/PO/GENL/01; dated: 10.05.2002.
9. From the evidence of both the sides it is found
that the workman was screened for permanent absorption
on 01.04.1988 against sixty percent construction reserved
post under CEE, Construction, Maligaon (vide Exhibit-1).
According to the M.W.1 Sri Anil Kumar Sarma, Office
Superintendent, Office of the Assistant Personnel Officer
said that the workman was engaged as casual labourer
under Construction Organisation on 15.03.1985 and he
was given temporary status on 10.03.1984. Subsequently
the workman was screened on 01.04.1988 for appointment
against permanent post of 60% construction reserved
vacancy; and that the workman joined the Open Line on
22.10.1997. He also mentioned that the workman was spared
from Construction Organisation, Lumding on 20.10.1997
and as per the Rules and procedure adopted by Railway a
workman after sparing from Construction Organisation he
loses his seniority attained in construction, and there is
no promotion avenue and increment benefit for the
workman in Construction Organisation and the seniority
of the workman is counted from the date of his joining in
the Open Line. While in his cross-examination the M.W.1
narrated a different version that he could not say if the
workman was entitled to lien at the relevant time, while he
admitted that as per Rule 329 of Indian Railway
Establishment Code Volume-I 1985 edition the workman
was entitled to lien w.e.f. the date of his screening in
Construction Organisation but there is nothing on record
to show that the workman was allowed lien from the date
of his screening; and according to Railway Board Circular
No. E(NG)-II/ 2002/P0/ GENL/1; dated: 10.05.2002 the
workman is entitled to get his lien in the construction line
w.e.f. 01.01.1989 but the workman was not granted lien.
The M.W.1 has also admitted the contents of the
documents marked as Exhibit- 1, Exhibit-3, Exhibit-4 and
Exhibit-5 along with the provisions of Rule 311 of Indian
Railway Establishment Manual Volume I, 1989 marked as
Exhibit-B. Thus the evidence of the M.W.1 is found
contradictory rather he admitted the plea of the union that
the workman is entitled to lien in Construction
Organisation from the dae of his screening against 60%
reserved quota. Further the union categorically mentioned
that no combined seniority list of the workers belonging
to both the Construction Organistion and Open Line w.e.f
the date of screening was prepared by the management.
The irregularities done by the management in fixing the
5052
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
seniority vide seniority list of Khalashi in the scale of Rs.
2,650/- to Rs. 4,000/- as on 01.04.2000 marked as Exhibit-6
wherein the name of the workman has not been included.
There is nothing on record to show that the workman was
transferred to Open Line at his instance. Thus it is found
well established that the workman is entitled to get
seniority with effect from 01.04.1988 his seniority was
required to be maintained with effect from the date of his
permanent absorption i.e 01.04.1988 against the sixty
percent reserved quota in the Construction Organisation.
Lien as described in Rule 239 of Indian Railway
Establishment cadre, Volume.I (1985) that unless in any
case it be otherwise provided in these Rules a Railway
servant on substantive appointment to any permanent
post acquires a lien on that post and ceases to hold any
lien provisionally acquired on any other posts. In Indian
Railway Establishment Manual Volume.I (1989) Clause 311
and 312 it has been clearly mentioned that the seniority of
the Railway servant on transfer from one cadre to another
in the interest of administration is regulated by the date of
promotion/ date of appointment to the grade as the case
may be; while the seniority of Railway servants on transfer
at their own request from one Railway to another should
be allotted below that of the existing confirmed, temporary
and officiating Railway servants in the relevant grade in
the promotion group in the new establishment irrespective
of the date of confirmation or length of officiating or
temporary service of the transferred Railway servants. The
Railway Board have reviewed the matter regarding
seniority and promotion of the Railway servant who were
permanently absorbed against the construction reserved
quota and circulated by Railways vide their no. E(NG)- II/
2002/ P.0/ GENL/1; dated: 10.05.2002 in terms of the
instructions contained in Board’s letter no. E(NG)-III/69/
CD/42; dated: 24.12.1973, wherein it was observed as
under:
“The Board have reviewed the matter and come to
the conclusion that with the above developments having
taken place the concept of construction reserve has
already lost its utility and therefore, should no longer be
used for any purpose whatsoever, if any staff happen to
continue in the construction/projects without a position/
lien in the Open Line in the appropriate category, immediate
action should be taken to provide him the same to that
there is no difficulty at the time of his repatriation from the
construction/project when the need arises and he does
not suffer in the matter of seniority and promotion.”
In this connection I am inclined to rely upon the
decision of the Hon’ble Supreme Court held in Writ
Petitions no. 147, 322-69, 454, 4335-4434/83 etc submitted
by the Learned Representative of the union, wherein it
was observed as:
“To avoid violation of Art. 14, the scientific and
equitable way if implementing the scheme is for the
Railway administration to prepare, a list of project casual
labour with reference to each division of each railway and
then start absorbing these with the longest service. If in
the process any adjustments are necessary the same must
be done. In giving this direction, we are considerably
influenced by the statutory recognition of a principle well
known in industrial jurisprudence that the men with longest
service shall have priority over these who have joined
later on. In other words, the principle of last come first go
or to revere it first come last go as enunciated in Sec. 25G
of the Industrial Disputes Act, 1947 has been accepted.
We direct accordingly.”
On scrutiny of the document marked as Exhibit-1 it
appears that the workman Uttam Bhattacharjee on being
screened by the screening committee and approved by
competent authority was absorbed against permanent post
of sixty percent construction reserve with effect from
01.04.1988. From the list of provisional seniority of Khalashi
(P) as on 01.04.1998 issued vide Memo no. 255/J/Pt.III;
dated: 12.03.1999 issued by A.P.0, Guwahati (Exhibit-4),
shows that the workman Gopal Sarkar who was appointed
on 11.04.1997/18.09.1997 has been shown sl. no. 3 while
the workman Uttam Bhattacharjee who was appointed
temporarily on 14.12.1984 and was permanently absorbed
with effect from 01.04.1988 and has been transferred to
Open Line on 22.10.1997, has been shown at sl. no. 30 of
the aforementioned eniority list wherein there appears
discrepancies/anomalies in the seniority list in respect of
date of engagement and absorption against permanent
posts. The provisional seniority list of Khalashi (helper)
as on 01.04.2000 prepared by the A.P.O. vide no. E/255/1/
Ghy(P)-1055; dated: 08.08.2000 marked as Exhibit-6 shows
that the workman Sarvanath Deka at sl. no. 32 was
appointed on 23.12.1988 and promoted on 01.03.1993 as
Khalashi (helper) ) wherein the name of the workman Uttam
Bhattacharjee was not included. Although the management
in their written statement as well as the evidence of M.W.1
mentioned that the seniority of the workman Uttam
Bhattacharjee was maintained with effect from the date of
his permanent absorption i.e 01.04.1988 they have not been
able to establish their plea as there is nothing on record to
show that the combined seniority list in respect of the
posts of Khalashi was prepared by them. Even the M.W.1
being the Office Superintendent, Office of the Assistant
Personnel Officer, N.F. Railway could not specifically state
if any combined seniority list of theworkman concerned
was prepared. In para 12 of master circular no. E(NG),II/83/
CL/SC/9; dated: 07.05.1983 and in para 2511 (a) of IREM it
is stated as:
“Seniority:
Service prior to absorption in the regular cadre will
not count for seniority, which will be determined on the
basis of regular appointment after due screening/selection
vis-a-vis other regular Railway servants, subject to the
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5053
provision that if the seniority of certain individual Railway
servants has already been determined in any other manner
pursuant to judicial decision or otherwise, the same shall
not be altered.”
Thus it is crystal clear that the Management have
not been able to shift their burden to prove that the
amalgamated list of seniority of the workmen belonging to
the post of Khalashi of both the Construction Organisation
and Open Line was prepared by the management. Under
the above circumstances it is found well established that
the seniority of the workman Uttam Bhattacharjee was not
maintained by the Management on his transfer from
Construction Organisation to Open Line as per the
guidelines issued by the Indian Railway from time to time
as well as the Railway Establishment Manual as mentioned
above.
10. In view of my foregoing discussion and the
findings arrived at as above it can safely be opined that
the seniority of the workman Uttam Bhattacharjee in the
cadre of Khalashi in the Open Line Organisation from the
date of screening in Construction Organisation has not
been maintained by the Railway as per the guidelines issue
by the Railway Board from time to time, and the provisions
of Railway Establishment Manual and Indian Railway
Establishment Code as mentioned above. Accordingly it
is held that the demand of the Rail Mazdoor Union for
fixation of seniority of the workman Sri Uttam Bhattacharjee
in the cadre of Open Line Organisation from the date of
his screening (i.e on 01.04.1988) in construction
organization is legal and justified; and the workman Uttam
Bhattacharjee a is entitled to his inter-se seniority in the
Open Line Organisation with effect from 01.04.1988. The
Management of N.F. Railway is to prepare an amalgamated
seniority list of workers in the cadre of Khalashi in the
light of the guidelines of Railways Board, Indian Railway
Establishment Manual and the Indian Railway Code for
the Accounts Department taking into consideration the
date of screening of the workman on 01.04.1988 in
Construction Organisation, and also to provide the
consequential benefit/benefits to the workman.
11. In the result this Reference is decided in
affirmative in favour of the Union.
Given under my hand and seal of this Court on this
16th day of June, 2014.
Send the Award to Government immediately as per
procedure.
L. C. DEY, Presiding Officer
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New Delhi, the 3rd July, 2014
S.O.
1943.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. 50/2005) of
the Cent. Govt. Indus. Tribunal-cum-Labour
Court, Bangalore as shown in the Annexure, in the
industrial dispute between the management of State Bank
of India, and their workmen, received by the Central
Government on 11/06/2014.
[No. L-12012/86/2005 - IR(B-I)]
SUMATI SAKLANI, Section Officer
ANNEXURE
CENTRAL GOVERNMENT INDUSTRIAL
TRIUBNAL-CUM-LABOUR COURT
BANGALORE
Dated : 2nd June 2014
Present : Shri S N NAVALGUND, Presiding Officer
C R No. 50/2005
I Party
II Party
Shri Kannaiah,
The General Manager (IR),
S/o late Ayya Swamy,
State Bank of India,
No. 1, 1st Floor,
Local Head Office,
B R Colony, Vidyanagar
St. Marks Road,
Corss, Bettahalasur Post,
Church Street,
BANGALORE.
BANGALORE – 560 001.
Appearances:
I Party
: Shri B D Kuttappa, Advocate
II Party
:
Shri A G Shivananda, Advocate
AWARD
1. The Central Government vide order No. L-12012/
86/2005-IR(B-I) dated 16.11.2005 in exercise of the power
conferred by clause (d) of sub-section (1) and sub-section
(2A) of Section 10 of the Industrial Disputes Act, 1947 (14
of 1947) made this reference for adjudication with the
following schedule:
SCHEDULE
“Whether the management of State Bank of India is
justified by dismissing Shri Kannaiah, Clerk-cum-
typist from the services of the Bank with effect from
5054
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
2.6.2004? If not, what relief he is entitled to and from
which date?”
2. On receipt of the reference while registering it in
C R 50/2005 when the notices were issued to both the
sides, they entered their appearance through their
respective advocates and claim statement of the I Party
came to be filed on 31.05.2006 and counter statement of
the II party on 18.08.2006.
3. After completion of the pleadings having regard
to certain allegations made in the claim statement which
were denied in the counter statement my learned
predecessor while raising a Preliminary Issue as to
“Whether the Domestic Enquiry held against the I
Party by II Party is Fair and proper”
after receiving the evidence of the Enquiry Officer
and exhibiting charge sheet dated 06.02.2002 issued to the
I Party; proceedings of the enquiry; written brief submitted
by the Presenting Officer; written brief submitted by the
Defence Representative and finding of the Enquiry Officer
as Ex M-1 to Ex M-5 and the evidence of the I Party as
WW 1 and hearing the arguments addressed by the learned
advocates for both sides by order dated 04.11.2011 since
the Preliminary Issue was held in the Negative i.e., the
Domestic Enquiry held against the I Party by the II Party
being not fair and proper an opportunity was given to the
II Party to lead evidence to substantiate the charges
levelled against the I party.
4. The learned advocate appearing for II Party while
examining Sh. H Ranganath, Chief Manager, as MW 1 (M)
got exhibited Photostat copies of loan application
submitted by the I Party to the Sahakarnagar Co-operative
Bank dated 06.11.1999; promissory note executed by the I
party with two witnesses dated 14.11.1999; personal loan
agreement executed by the I party towards Sahakara
Nagara Credit Co-operative Society Limited dated
14.11.1999; undertaking letter given by the I party to the
Bharat Co-operative Bank Limited dated 08.11.1999; letter
of Bharat Co-operative Bank Limited sanctioning of loan
dated 08.11.1999; irrevocable letter given by the I party
dated 14.11.1999; letter alleged to have been issued by the
SBI, ADB Branch, Doddaballapur dated 21.10.2000 which
is said to be forged one; salary slip alleged to have been
issued by the bank dated 24.10.2000 which is also said to
be forged one; SBI cheques bearing no. 422457 and 422458
of Rs. 10,645.00 and Rs. 15,000.00 dated 19.06.2001 and
05.12.2001 respectively issued by the I party; a note given
by Deputy Manager Accounts to Branch manager dated
16.07.2001; letter addressed by the Assistant General
Manager, Zonal Office, Bangalore to the Branch manager
dated 16.07.2001; Two Letters of AGM to the Branch
manager dated 16.08.2001 and 22.11.2001; Two letter of
AGM addressed to I Party dated 21.08.2001 and 10.02.2002
to regularize the account; letter of Bharat Co-operative
Bank to Manager, SBI, Doddaballapur Branch dated
13.06.2001 requesting for recovery of loan instalment; Reply
of Branch Manager, SBI to Bharat Co-operative Bank dated
20.06.2001; four letters correspondence addressed by the
Branch Manager to the AGM with regards to the illegality
committed by the I party dated 20.06.2001, 04.07.2001,
17.07.2001 and 31.12.2001 as Ex M-1 (m) to Ex M-15(m) and
Sh. Lakshman Rao as MW 2 (M) got exhibited Photostat
copies of the sanctioned letter No. PER2445 dated
27.08.1991 conveying the sanction of housing loan by
SBI, Zonal Office, Bangalore to Kolar Branch; copy of
Sale Deed dated 23.12.1987 in respect of site purchased
by I party; Encumbrance Certificate dated 23.12.1987
pertaining to the said site purchased by the I party;
application for Second housing loan dated 05.07.1996 of I
party; letter of I party dated 20.07.1996 seeking release of
Rs. 90,000 from Housing Loan; sanction letter No. PER2946
dated 18.07.1996 conveying the sanction of Rs. 90,000 by
Zonal Office, Bangalore; third additional housing loan
application form of I party dated 03.01.2000; sanction letter
No. PERHR870/6 dated 29.02.2000 conveying of sanction
of additional housing loan of Rs. 1,50,000.00; letter of I
party dated 28.08.1991 requesting for release of Rs.
50,000.00; letter of I party dated 20.07.1996 for release of
Rs. 90,000.00; sanction of additional housing loan of Rs.
90,000 by Zonal Office, Bangalore vide letter PER 2946
dated 18.07.1996; letter of I party dated 30.03.2000 seeking
release of Rs. 1,35,000.00 from the additional loan
sanctioned on which there is noting of Branch Manager
directing to release Rs. 35,000.00 and balance of Rs.
1,00,000.00 after inspection; Draft in favour of I party for
Rs. 35,000.00 dated 30.03.2000; Draft in favour of I party
for Rs. 90,000.00 dated 20.07.1996 by crediting to his
account; Extract of House Tax Assessment made by CMC,
Malur dated 24.06.2002; Agreement of Sale between I party
and Saira Bi entered on 20.03.1996; letter addressed by
MW 2 to AGM, Region-II, Zonal Office, Bangalore bearing
No. AGM2/13/59 dated 27.04.2000; letter addressed by the
Branch Manager, Kolar Branch to AGM2/22 dated
12.04.2000 conveying release of Rs. 35,000.00 to the I Party;
note put up by MW 2 dated 04.04.2000 to the controller/
AGM-2 and the Branch Manager detailing the fact revealed
in the inspection; Inspection Report dated 04.04.2000
conducted by MW 2 ; EC dated 24.06.2002 issued by Sub-
Registrar, Malur; EC dated 18.06.2002 issued by Sub-
Registrar, Malur; certified copy of the sale deed executed
by I Party on 24.05.1997 in favour of Saira Bi; term loan
agreement executed by I party dated 28.08.1991; letter of
authority from I party for deduction of installment from
salary dated 28.08.1991; letter by nominee of the I party to
the Trustees of SBI dated 28.08.1991; confirmation of
equitable mortgage dated 28.11.1991; Memorandum of
Term Loan agreement for housing loan granted to staff
under commercial rate of interest executed by I party on
20.07.1996; Memorandum of Term Loan for additional
housing loan dated 30.03.2000 executed by I party; extract
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5055
of term loan ledger relating to house loan advance to I
Party; extract of additional housing loan account for
Rs. 90,000.00 No. HL3/29; extract of Additional Housing
loan Account No. 01517/012812/00 dated 30.03.2000 as Ex.
M-16(m) to Ex M-39(m). Interalia, the learned advocate
appearing for I party examined him as WW 1 (M). After
close of evidence of both sides when the matter was posted
for arguments the learned advocate appearing for I party
filed his written arguments, whereas, the learned advocate
appearing for the II party addressed his oral arguments.
5. Since the charges levelled against the I Party were
that he while working at Doddaballapur Branch of the II
Party availed at its Kolar Branch a Housing Loan of
Rs. 1,50,000.00 on 28.08.1991 and secured that loan by
depositing the title deeds of site on 18.11.1991 and later
behind the back of the bank entered into an agreement
with Smt. Sabira Bi on 20.03.1996 to sell that mortgage
property and further concealing the same applying for a
second housing loan for construction on the same
property on 20.07.1996 and getting it sanctioned behind
the back of the bank he sold the mortgaged property on
24.05.1997 to Smt. Sabira Bi and again concealing the same
misrepresenting the facts he got sanctioned third loan for
construction of second floor to the tune of Rs. 1,50,000.00
on 30.03.2000 and availed part of it to the tune of
Rs. 35,000.00 and secondly without obtaining
administrative clearance he availed a loan from Bharat Co-
operative Bank Limited, New Town, Yelahanka Branch,
Bangalore by submitting a forged letter dated 31.10.2000
purportedly issued by its Doddaballapur Branch
undertaking to remit Rs. 2,000.00 out of his salary towards
its repayment and also submitted to that bank forged salary
slip dated 24.10.2000 for obtaining that loan and thirdly he
became a defaulter with SBI Card to the extent of Rs.
21408.24 paise as per communication of that bank and
lastly he issued cheques bearing Nos. 422457, 422458 for
Rs. 10,645.00 dated 19.06.2001 and Rs. 15,000.00 dated
05.12.2001 respectively in favour of Saharakarnagar Credit
Co-operative Society Limited, Bangalore towards credit
facilities availed by him without obtaining Administrative
clearance and he had unauthorisedly branded the
Doddaballapur ADB branch Rubber Stamp on those cheque
leaves which were issued infact by Hoskote ADB Branch
and thereby committed major misconduct as per para 521
of Sastry Award read in conjunction with Para 18.28 of
Desai Award and VI Bipartite Agreement and as it is not in
dispute in other words admitted by I Party that being a
native of Malur in Kolar District in the year 1987 he
purchased a site bearing Katha No.3130/32 measuring 30 x
30 ft. copy of sale deed of which is produced at Ex M-17
and while serving at Chennai he applied for housing loan
for construction of house on this site and got sanctioned
loan of Rs. 1,50,000.00 on 27.08.1991 on condition to
execute the equitable mortgage on the site purchased by
him and after sanction of the loan he deposited the Original
Sale Deed of that site along with extract of assessment
register and encumbrance certificate and constructed the
house on the ground floor as per the sanctioned plan and
in the year 1996 he applied for additional loan of
Rs. 1,50,000.00 for construction of the first floor and on
that application the bank sanctioned Rs. 90,000.00 and he
constructed the first floor and again in the year 2000 he
applied for further additional loan of Rs. 1,50,000.00 and
the bank sanctioned the same and he got released
Rs. 35,000.00 as well as availing loan with Bharat Co-
operative Bank Limited, New Town Yelahanka Branch,
Bangalore on 08.11.2000. The points that arises for my
consideration are :
Point No. 1 : Whether II Party proves the I Party
who had availed housing loan for construction of house
on the site purchased by him at Malur in Kolar District
bearing No. 3130/32 measuring 40 x 30 ft. by deposit of
title deeds behind the back of the bank he entered into an
agreement to sell the said property in favour of Smt. Sabira
Bi on 20.03.1996 and also sold it in her favour through sale
deed dated 24.05.1997 and thereby committed a major
misconduct?
Point No. 2 : Whether II party proves that I Party
had availed loan from the Bharat Co-operative Bank
Limited, New Town Yelahanka Branch, Bangalore on
08.11.2000 without obtaining administrative clearance
furnishing forged letter to that bank dated 31.10.2000
purportedly issued by its Doddaballapur Branch
undertaking to remit Rs. 2,000.00 out of his salary towards
its repayment and forged salary slip dated 24.10.2000 and
thereby committed a major misconduct?
Point No. 3 : Whether II Party proves I Party having
issued two cheques bearing No. 422457 and 422458 which
were infact issued by Hoskote ADB Branch unauthorisedly
branding them with rubber stamp of Doddaballapur ADB
Branch on 19.06.2001 and 05.12.2001 respectively in favour
of Sahakarnagar Credit Co-operative Society Limited,
Bangalore towards credit facilities availed by him without
obtaining administrative clearance and thereby committed
a major misconduct?
Point No. 4 : Whether II party proves that I Party
having become defaulter with SBI Cards to the extent of
Rs. 21,408.24 paise and thereby committed a major
misconduct?
Point No. 5 : What Order/Award ?
6. Point No. 1 : As already adverted to by me above
there being no dispute the I Party while working at
Doddaballapur Branch of the II Party availed at its Kolar
Branch a housing loan of Rs. 1,50,000.00 on 28.08.1991
5056
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
and secured that loan by depositing the title deed of the
site on 18.11.1991 as well as availing of second housing
loan of Rs. 90,000.00 for construction of the first floor of
the same property on 20.07.1996 and also getting
sanctioned third loan of Rs. 1,50,000.00 on 30.03.2000 and
availing part of it of Rs. 35,000.00 as well as executing sale
deed in favour of Smt. Sabira Bi in the year 1996 the copy
of which is produced at Ex M-36(m) and he has come out
with version in the cross-examination that the title deeds
of which he has mortgaged to secure the loan and the
property that he has sold to Smt. Sabira Bi are two different
sites that he had purchased in C Srinivasa Layout of Malur
now it has to be seen whether those two properties are
different properties as contended by him. It is admitted
by I Party that exhibit Ex M-17(m) is the copy of the sale
deed which was deposited by him by way of deposit of
title deeds and Ex M-36(m) being the copy of the sale deed
executed by him in favour of Smt. Sabira Bi dated
24.05.1997, these two documents throw light as to whether
the property secured by way of depositing title deeds to
secure the housing loan and the property that he sold to
Smt. Sabira Bi are different or one and the same. As per
Ex M-17(m) the copy of the sale deed in favour of the I
party i.e. deposited as title deed with the bank to secure
the housing loan is Municipal Katha No. 3130/32
measuring 40 x 30 East – West, 30 ft. North – south bounded
by East Road, by West Site No. 21, by North Road and, by
South Site No. 33, whereas, as per the description of
property in Ex M-36 (m) sale deed executed by I Party in
favour of Smt. Sabira Bi dated 24.05.1997 it is also Municipal
Katha No. 3130/32, New Katha No. 3194/3000 measuring
40 x 30 East – West, 30 ft. North – south bounded by East
Road, by West Site No. 21 by North Road and, by South
Site No. 33. The only difference of the property description
that we can find from Ex M-17(m) and Ex M-36(m) is that in
the Ex M-17(m) the description of the constructed portion
on the site that appears in Ex M-36 (m) is absent and in
Ex M-36(m) in addition to the Municipal Katha No. 3130/
32 that is appearing in Ex M-17(m) the New Number given
by the Municipality is also described. Therefore, the
version of the I Party that they are two distinct and
different properties is far from truth. If at all the I Party as
he has come out in his cross-examination had purchased
two sites in C Srinivasa Layout both measuring 40 x 30 ft.
bearing No. 3130/32 and 3100/92 he ought to have
produced the copy of the sale deed relating to property
bearing No. 3100/92 and demonstrate that that property
has been sold by him to Smt. Sabira Bi and not site No.
3130/32 that is mortgaged by him to secure the housing
loan availed by him by mortgaging title deed in favour of
the Bank. Therefore, the version of the bank the property
that is mortgaged by way of deposit of title deeds in its
favour to secure the housing loan as well as the property
sold by I Party to Smt. Sabira Bi through Sale Deed dated
24.05.1997 are one and the same and his version that they
are two different properties is far from truth. Therefore,
without any hesitation I have arrived at conclusion of
answering Point No. 1 in the Affirmative.
7. Point No. 2 : As already adverted to by me above
the I party has not disputed and specifically admitted in
his cross-examination that on 08.11.1999 he had taken loan
of Rs. 50,000.00 from Bharat Co-operative Bank, Jayanagar
Branch, Bangalore and that Ex M-4, Ex M-5 and Ex M-6
which are the undertaking letter given by the IP arty to the
Bharat Co-operative Bank Limited dated 08.11.1999, letter
of Bharat Co-operative Bank Limited sanctioning of loan
dated 08.11.1999, irrevocable letter given by the I party
dated 14.11.1999 relating to that loan. Therefore the I party
availing a loan of Rs. 50,000.00 from Bharat Co-operative
Bank, Jayanagar Branch is proved. But the management/
II Party failed to place on record any material that its
employees while availing loan from other financial
institutions has to take administrative clearance from the
management as well as letter given to that bank purportedly
issued by its Doddaballapur Branch undertaking to remit
Rs. 2,000.00 towards its repayment and salary slip dated
24.10.2000 which are at Ex M-7(m) and Ex M-8(m) being
forged except the bald statement in the affidavit of MW 1
(M). Under the circumstances, I arrived at conclusion of
answering this point in the Negative.
8. Point No. 3 : As already adverted to by me above
the I party who has unequivocally admitted having availed
loan of Rs. 50,000.00 from Sahakarnagar Credit Co-operative
Society Limited in the year 1996 while he was working at
Hoskote Branch and had given two cheques one of
Rs. 10,645.00 and another for Rs. 15,000.00 dated 19.06.2001
and 05.12.2001 respectively and they came to be
dishonoured the copies of those two cheques are
produced at Ex M-9(m) series. According to the II Party
those two cheques came to be dishonoured on the
endorsement by the Doddaballapur Branch that those two
cheques were not pertaining to their branch in respect of
which they rely upon the endorsement of the Bank which
is part of Ex M-9 (m) series wherein at Sl. No. 16 there is
writing by hand “Cheque series does not pertain to our
Branch”. Ofcourse on the top of the Cheques below
printed portion State Bank of India separately in Hindi
and English Language there is a Rubber Stamp Affixation
reading as ‘Doddaballapur ADB Code – 5313’ but there is
no indication on these two cheques they being issued by
Hoskote Branch nor any evidence is placed on record the
same being issued by Hoskote Branch and the seal
Doddaballapur ADB Code – 5313 being manipulated by
the I Party. Under these circumstances, I arrive at
conclusion of answering this point in Negative.
9. Point No. 4 : The I Party having emphatically
denied in the year 2000 he taking SBI Credit Card and
drawing Rs. 21,408.00 from the said credit card and failing
to re-credit the same and also expressed his ignorance in
that relation Doddaballapur Branch of the II party having
¹Hkkx II—[k.M 3(ii)º
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5057
received a letter, the heavy burden was on the second
party management to establish this allegation. In this
connection the II Party has produced documents at Ex M-
11 (m) and Ex M-12(m) series which comprises of letter of
the Assistant General Manager to the Chief/Branch
Manager, Doddaballapur to instruct I Party to regularise
his SBI Credit Card account dated 16.08.2001; letter
addressed by the Assistant General Manager to the
Branch Manager, SBI Doddaballapur Branch dated
22.12.2001 to ensure that the employee/I Party regularise
his SBI Credit Card Account; copy of letter purported to
have been addressed to the I Party by Branch Manager
dated 21.08.2001 instructing to regularize his SBI credit
card account; copy of another letter purported to have
been addressed to the I Party by Branch Manager dated
10.12.2001 informing that they are examining the possibility
of recovering the amount from the salary and allowances
payable to him. But there is no evidence placed to satisfy
the court/tribunal that these letters were served on the I
Party or any concrete evidence I Party having taking SBI
Credit Card or having become defaulter from any of the
Branches of SBI which purported to have issued him card.
Under the circumstances, I arrive at conclusion of
answering this point in Negative.
10. Point No. 5 : In view of my finding on Point No.
1, 2, 3 and 4 only charge No. 1 stand proved which is
described as (a) in the charge sheet but Charge No. 2, 3
and 4 which are described as (b), (c) and (d) in the charge
sheet are not proved. Since it is proved the I Party who
was an employee of the II Party availed at its Kolar Branch
a Housing loan of Rs. 1,50,000 on 28.08.1991 and secured
that loan by depositing the title deed of the site purchased
by him bearing Malur Municipal Khata No. 3130/32 on
18.11.1991 and later behind the back of the bank entered
into an agreement with Smt. Sabira Bi on 20.03.1996 to sell
that mortgaged property and further concealing the same
applied for a second housing loan of Rs. 90,000.00 for
construction on the same property on 20.07.1996 and after
executing a sale deed in respect of that property infavour
of Smt. Sabira Bi on 24.05.1997 he got sanctioned third
loan for construction of the second floor to the tune of
Rs. 1,50,000.00 on 30.03.2000 and got released part of it to
the tune Rs. 35,000.00 and thereby cheated the employer/
II Party which amounts to a major misconduct the
punishment of Dismissal from Service imposed by the
Disciplinary Authority cannot be said to be
disproportionate. In the result, I pass the following
ORDER
The reference is rejected holding that the action of
management of State Bank of India is justified in dismissing
Shri Kannaiah, Clerk-cum-typist from the services of the
Bank w.e.f. 02.06.2004 and that he is not entitle for any
relief. However, it is made clear that the II Party bank is
not entitle to recover the money paid to him by way of
Interim Relief by virtue of the Order of this tribunal dated
06.07.2012.
(Typed by U D C to my dictation, corrected and
signed by me on 2nd June, 2014)
S. N. NAVALGUND, Presiding Officer
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New Delhi, the 3rd July, 2014
S.O.
1944.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 30/2009)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court-2, Delhi
as shown in the Annexure, in the industrial dispute between
the management of State Bank of India, and their workmen,
received by the Central Government on 12/06/2014.
[No. L-12011/28/2008 - IR(B-I)]
SUMATI SAKLANI, Section Officer
ANNEXURE
CENTRAL GOVERNMENT INDUSTRIAL
TRIBUNAL-CUM-LABOUR COURT-II,
KARKARDOOMA, DELHI-110 032
Present:- Shri Harbansh Kumar Saxena
ID No. 30/09
Sh. Darshan Lal Kothari
Versus
State Bank of India
AWARD
The Central Government in the Ministry of Labour
vide notification No L-12011/28/2008-IR (B-I) dated
21.04.2009 referred the following industrial Dispute to this
tribunal for adjudication :-
“Whether the action of the State Bank of India in
disengaging Sri Darshan Lal Kothari from services
w.e.f. 17.06.2006 without any notice and
compensation under section 25 F, 25 G & 25 H of the
ID Act, 1947, is legal and justified? To what relief the
person concerned is entitled?”
5058
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
On 28.04.2009 reference was received in this tribunal.
Which was register as I.D No. 30/09 and claimant was
called upon to file claim statement with in fifteen days
from date of service of notice. Which was required to be
accompanied with relevant documents and list of
witnesses.
After service of notice workman/claimant filed claim
statement on 12.05.2009. Wherein he stated as follows:-
That he was employed on 03.01.95 to work in a staff
canteen run by coordination committee work of messenger/
water boy was subsequently taken by management from
workman temporarily.
Workman worked in 1995 for 270 days, in 1996 for
230 days in 2001 for 42 days and in 2002 for 60 days total
work done by workman for 610 days.
Through Bank Branch Raipur Dehradun letter 22/
429 dated 30.07.1997 was sent with reference to letter dated
31.07.1997 by assistant manager State Bank of India
Dehradun in which name of Sh. Darshan Lal Kothari was
recommended as he worked for 563 days.
Name of Sh. Darshan Lal Kothari was sent
mentioning him as temporary employee in letter dated 29/
1/2003 sent by Branch Manager to Assistant General
Manager SBI, Dehradun.
In writ-petition 1242 / (S/S) of 2004 bank admitted
that Sh. Darshan Lal Kothari work as messenger/water
boy .
Sh. Darshan Lal Kothari continuously worked in
Bank and in each year he worked for more than 240 days.
Defendant bank follows service conditions which
are based on Bipartite agreements entered into between
parties.
Bipartite agreements dated 27.10.1988 and 09.01.1991
for regularization of temporary employee are applicable
according to which class C temporary employees. On the
basis of which workman is entitled but higher Bank
authorities paid no attention for regularization of workman.
Workman is entitled for regular appointment. Hence
entitled for pay and allowances.
Bank has regularized Junior employees to workman
which is against Bipartite agreement and scheme as well
as Labour laws.
That workman Sh. Darshan Lal Kothari messenger /
water boy has been terminated on 17.06.2006 without prior
information and notice. Which is improper and illegal and
in violation of provision of Section 25F, G and H of ID Act,
1947.
On the basis of aforesaid contents workman prayed
that workman Sh. Darshan Lal Kothari be reinstated and
regularized on the basis of bipartite agreement and bank
scheme after setting aside termination order dated
17.06.2006 he be paid amount which are payable to
workman of his category alongwith compensation and
expenses of the case.
Against claim statement management filed following
written statement:-
Preliminary Submissions
I. That the present Industrial Dispute is not
maintainable as there is no master and servant
relationship between the parties. At the very outset
it is submitted that Sh. Darshan Lal Kothari was
never appointed in the Bank as per rule. The brief
facts are that Sh. Darshan Lal Kothari was engaged
by the Canteen run by Co-ordination Committee at
the Raipur Branch, Dehradun and had worked on
temporary basis with the said Staff Canteen. The
Staff Canteen are run by local implementation
committees and there was no relationship between
the claimant and the Bank and hence no dispute
under section 2(k) of the Industrial Dispute Act,
1947 could arise for adjudication before this
Hon’ble Tribunal. The claimant had also been
engaged on occasional basis with breaks at the
Raipur Branch, Dehradun as a temporary
messenger during the period 1994 to 1997 on daily
wage basis.
II. That the Bank submits that the claimant has not
made the Staff Canteen as a party to the present
dispute and as such the present reference many
be rejected on the grounds of mis-joinder and non-
joinder of necessary and proper parties.
III. That the present dispute raised by the claimant
has not been properly espoused in terms of the
provisions of the Industrial Disputes Act, 1947. It
is stated that it has not been mentioned as to when
the last meeting of the Union was held and at what
meeting it was decided by the majority of Union
members as to espouse the claimant Sh. Darshan
Lal Kothari.
IV. That it has been held by the Hon’ble Supreme Court
in State Bank of India Vs. State Bank of India
Canteen Employees Union (Bengal Circle) reported
in (2000) 5 SCC 531:
“We , therefore, hold that employees of the canteens
which are run at various branches by the Local
Implementation Committees as per the welfare
scheme framed by SBI would not become employees
of the Bank as the bank is not having any statutory
or contractual obligation of obligation arising under
the award to run such canteens.”
Admittedly claimant in the present case was engaged
“in the staff canteen run by Coordination Committee”. It
is submitted that as a matter of feet neither the Sastry
Award nor the hand book on staff welfare activities provide
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5059
that it would be obligatory on the SBI to provide canteen
facilities to its employees.
V. CASE OF THE CLAIMANT DO NOT FALLS IN
THE PARAMETERS LAID DOWN BY THE SUPREME
COURT:
It is relevant to consider that in the instant case:
(i)
There is no obligation, statutory or otherwise , to
run the canteens by the banks.
(ii)
The Bank is not employing the canteen workers,
(iii)
The Bank is not supervising or controlling the
work or the details regarding the canteen or its
employees engaged by the Staff Committee,
(iv)
The Bank is not taking any disciplinary action or
directing any canteen employee to do a particular
work or for that purpose no scheme is laid down
by the Bank.
(v)
Most important aspect is “the recruitment” by
the Bank is to be made as per the statutory rules
framed by it after giving proper advertisement,
inviting application, clearing written test and/or
interview. As against this, for appointing a canteen
employee there are no rules framed by the Bank.
The claimant was engaged by Staff Committee on
the basis of the requirement of the work. The concept of
regularization therefore cannot be stretched against the
Bank. Employees of Staff Committee are not employees of
the Bank as there is no statutory or contractual obligation
or obligation under Sastry award to run a canteen.
It has been held by the Hon’ble Supreme Court in
State of Karnataka & ors. Vs. KGSD Canteen Employees
Welfare Association & ors. Reported in 2006(1) SCALE
85:
“the state intended to run the canteen departmentally
through a committee, but according to the state, the
committee has a distinct and different existence or different
entity than the Government.
In the present case the Staff Committee/LIC is
separate and distinct from the Bank.
VI. DAILY WAGER NOT ENTITLED TO
REGULARISATION:
Due to exigencies of circumstances and on account
of urgent needs in the branches, the Bank used to take
work from temporary employees, from time to time , as and
when need arose , on daily wage basis.
In Mahendra L.Jain & Ors. Case reported in (2005)
1SCC 639 it has been categorically held:
“The question, therefore, which arises for
consideration is as to whether they could lay a valid
claim for regularization of their services. The answer
thereto must be rendered in negative. Regularization
cannot be claimed as a matter of right…….. All
actions of the state must conform to the
constitutional requirements . A daily-wager in
absence of a statutory provision in this behalf would
not be entitled to regularization.”
It is humbly submitted that the Bank is obliged to
make appointments only in fulfillments of its constitutional
obligation as laid down in Articles 14, 15 and 16 of the
Constitution of India. As per the constitutional scheme ,
all eligible persons similarly situated must be given
opportunity to apply for the receive considerations for
appointments.
VII. That the Bank further submits that there is not
obligation , statutory of otherwise to the run the canteen
by the Bank. The Bank is not employing the Canteen
workers, the bank is neither supervising nor controlling
the work or the details regarding the canteen or its
employees engaged by the staff committee. That the Bank
is not taking any disciplinary action or directing any canteen
employee to do a particular work. The recruitment by the
Bank is to be made as per the statutory rules framed by it
after giving proper advertisement, inviting application,
clearing the written test and/or interview.
That as against this for appointment of a canteen
employee there are no rules framed by the Bank.
VIII. SETTLEMENTS:
1.
The Respondent Bank is a statutory Corporation
incorporated and constituted under the State
Bank of India Act 1955. It carried on interalia the
business of Banking. Due to exigencies of
circumstances and on account of urgent needs
in the branches, the Respondent Bank used to
appoint temporary employees in subordinate
cadre.
2.
The all India State Bank of India Staff Federation
espoused the cause of temporary employees who
have put in less than 240 days of temporary
service in the bank and requested the Bank to
give a chance for absorption and temporary
appointment to such temporary employees.
3.
On 17.11.87 a settlement was arrived at between
the All India SBI Staff Federation and the
Respondent Bank, wherein it was agreed that
those temporary employees who have worked
for less than 240 days would be given a chance
for permanent absorption in the bank in case they
have put in temporary service in bank during the
period 01.07.75 to 31.12.87 . Clause 7 of the said
settlement provided for preparing the panel of
selected candidates of scale wages to be wait
listed in the order of their respective
categorization, (viz, A, B, C) and length of
aggregate temporary service put in the Bank
5060
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
during the above referred period and the panels
and the panels shall be valid up to December,
1991. In terms of the settlement, such temporary
employees will be given a chance for being
considered for permanent employment in the
Bank’s service against the vacancies likely to
arise in 1987 to 1991.
4.
On 16.07.88 a second settlement was arrived at,
wherein modifications in the 1st Settlement were
made thereby, qualifying service in cl. 7 was
extended upto 31.07.87 and the period in cl. 1 was
modified as 1992 instead of 1991.
5.
On 27.10.88, a third settlement was arrived at
between the All India SBI Staff Federation the
respondent bank, wherein, a chance for being
considered for permanent appointment to those
of the persons who were engaged at branches/
offices on casual basis against leave/casual
vacancies of messengers, cash collies, water boys
and sweepers etc. were to be considered for
permanent appointment against the vacancies
likely to rise from 1988 to 1992.
6.
That on 9.01.91 a 4th settlement was arrived at
whereby validity of panels extended upto 1994.
It was further agreed that validity of panel of
temporary employees shall lapse on 31.12.94. The
settlement further stipulated that “the remaining
candidates will have to claim whatsoever for being
considered for permanent appointment in the
Bank.”
7.
In the year 1995, A strike notice was given by All
India Staff Federation over a charter of demands
raising inter-alia the issue of “Non-
implementation of bipartite settlements in respect
of absorption of temporary employees.” That on
9.06.95, minutes of conciliation proceedings were
recorded before the Regional Labour
Commissioner, Hyderabad wherein it was
mutually agreed that actual number of vacancies
as on 31.12.94 should be identified and that for
filing up such vacancies the panels should be
kept alive upto 31st March, 1997.
8.
In terms of the aforesaid Conciliation
proceedings, a 5th Settlement was arrived at on
30.07.96 between the All India SBI Staff Federation
and the respondent bank incorporating the terms
and conditions agreed to between the parties
before the RLC , Hyderabad. It was further agreed
that the modalities for filing up of vacancies would
be decided on circle to circle basis depending
upon the local requirement, in consultation with
the Federations affiliate by Circle Management.
9.
Before expiry of the panel as on 31.03.97 the
respondent Bank filled up all the vacancies
identified upto 31.12.94 in terms of the Settlement
dated 30.07.96. Thereafter the panel had lapsed.
Copies of the Settlements are annexed hereto
and marked as Annexure R-I (colly).
10.
It is humbly submitted that the settlements were
effected to balance the expectation of temporary
employees to be absorbed in permanent service
as against he constitutional rights of all eligible
persons, to be considered for employment every
time vacancy arises. Thus, the rights of the existing
temporary employees were crystallized in the
settlements – there is no question therefore of
any legitimate expectation or estoppel for neither
of these can be superior to or improve upon
contractual rights specially those arising out of
an industrial settlement.
11.
That the temporary employees who were not
appointed pursuant to the aforesaid settlements,
filed number of writ petitions challenging the
lapsing of the said settlements in the High Court
of Judicature Andhra Pradesh at Hyderabad and
in the High Court of Orissa at Cuttack.
a.
By its order dated 5.5.98, the Hon’ble Division
Bench of the A.P.High Court dismissed the said
wri petitions by holding inter-alia as under:
“…we hold that writ is not maintainable and
respondents /petitioners have to seek relief for their
grievances in the appropriate forum under the
provisions of the ID. Act and not by invoking the
writ jurisdiction under Article 226 of the Constitution
of India.”
b.
The aforesaid judgment of the A.P. High Court
was challenged in the Hon’ble Supreme Court
being SLP (c ) No. 11886-888/98 . By its order
dated 10.08.98 the Hon’ble Supreme Court was
pleased to dismiss the said SLP thereby
confirming the aforesaid judgment of the A.P. High
Court.
c.
By its judgment dated 15.05.98, the Orissa High
Court was pleased to dismiss similar writ petitions
filed by temporary employees by holding.
“Irresistible conclusion, therefore is that after
31.03.97 the panel ceased to be operative…. there is
no dispute about correctness of the minutes
recorded. The decision was taken administratively
and on the basis of the settlement arrived at. The
currency of the arrangement made on the basis of
the impugned decisions/settlements has come to an
end on 31.03.97.”
d.
Being aggrieved by the aforesaid judgment of
the Orissa High Court the temporary employees
filed SLP (C) No. 9429/99 before the Hon’ble
Supreme Court. By its order, the Hon’ble Supreme
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5061
Court was pleased to dismiss the said SLP thereby
confirming the order passed by the Orissa High
Court.
That without prejudice to the above the parawise
reply of the claim statement is a under.
1. That the contents of Para-1 of the claim statement
as stated are denied for want of knowledge. It is denied for
want of knowledge whether the Union is registered or
whether the Union has espoused the cause of the claimant.
2. That the contents of Para-2 of the claim statement
in so far as they relate to matter of records are not disputed.
It is a matter of record and has been admitted by the claimant
itself that he was engaged by the SBI Staff Canteen. It is
stated that the Canteens are run by Local Implementation
Committees and are a sort of a welfare measure for the
employees of the bank is not a service condition for the
employees. It is wrong and denied for want of knowledge
as to whether the claimant was engaged w.e.f 03.01.1995.
3. That the contents of Para-3 as stated are wrong
and denied. It is submitted that the recruitment in the
management bank is through the recruitment procedure
and guidelines. The same provides for selection and
interview besides certain minimum qualifications to be
possessed by the person so recruited . It is submitted that
the claimant was never appointed on regular basis with
the management bank. The claimant had worked on
occasional basis with breaks, as and when need arose at
the Raipur Branch as temporary messenger during the
period 1994 to 1997 on daily wage basis, at a mutually
agreed rate.
4. That the contents of Para-4 as stated are wrong
and vehemently denied. It is wrong and dnied that the
claimant has worked for the bank for 610 days alleged. It is
submitted that the claimant was only engaged by the Staff
Committee and was paid for the engagement by such
committee. There exists/existed and no employer-employee
relationship between the parties and hence the present
reference may be rejected as such.
5. That the contents of Para -5 as stated are wrong
and vehemently denied. It is wrong and denied that the
claimant had worked for 418 days with the bank as alleged.
The claimant had worked on occasional basis at the Raipur
Branch during the period 1994 to 1997 as temporary
messenger on daily wage basis.
6. That the contents of Para -6 are wrong and denied.
The letters dated 21.07.1997 and 30.07.1997 as mentioned
in the paragraph will not create any right in favour of the
claimant. It is submitted that the union namely All India
State Bank of India Staff Federation espoused the cause
of the temporary employees who have put in less than 240
days of temporary service in the Bank and requested the
Bank to give a chance for absorption and temporary
appointment to such employees. That on 17.11.1987 as
settlement was arrived at between the All India SBI Staff
Federation and the respondent Bank wherein it was agreed
that those temporary employees who have worked for less
than 240 days would be given a chance for permanent
absorption in the bank in case they have put in temporary
service in the Bank during the period 01.07.1975 to
31.12.1987 . Clause 7 of the said settlement provided for
preparing the panel of selected candidates of scale wages
to be wait listed in the order of their respective categorization
and length of aggregate temporary service put in the Bank
during the above referred period and the panels shall be
valid up to December, 1991. In terms of the settlements ,
such temporary employees will be given a chance for being
considered for permanent employment in the Bank’s service
against the vacancies likely to arise in 1987 to 1991 . That
on 16.07.1988 a second settlement was arrived at wherein
medications in the 1st settlement were made thereby,
qualification service in clause 7 was extended upto
31.07.1988 instead of 31.12.1987 and the period in clause I
was modified as 1992 instead of 1991. That on 27.10.1988 a
third settlement was arrived at between the All India SBI
Staff Federation and respondent Bank, Wherein a chance
for being considered for permanent appointment to those
of the persons who were engaged at Branches /offices on
casual basis against leave/casual vacancies of
messengers, cash coolies, water boys and sweepers etc.
were to be considered for permanent appointment against
the vacancies likely to arise from 1988 to 1992. That on
09.01.1991 a 4th settlement was arrived at whereby validity
of panels was extended up to 1994 . It was further agreed
that validity of panel of temporary employees shall lapse
on 31.12.1994. The settlement further stipulated that the
remaining candidates will have no claim whatsoever for
being considered for permanent appointment in the Bank.
That a 5th Settlement was arrived at on 30.07.96 between
the All India SBI Staff Federation and the respondent bank
incorporating the terms that actual number of vacancies
as on 31.12.94 should be identified and that for filing up
such vacancies the panels should be kept alive up to
31.03.1997. It was further agreed that the modalities for
filing up of vacancies would be decided on circle to circle
basis depending upon the local requirement, in consultant
with the Federations affiliate by Circle Management. That
before the expiry of the panel as on 31.03.1997 the
respondent bank filled up all the vacancies identified upto
31.12.1994 in terms of the settlement dated 30.07.96 .
Thereafter the panel had lapsed.
7. That the contents of para -7 as stated are wrong
and denied. The letter referred to in this paragraph would
not create any right in favour of the claimant. No
appointment could be made dehors the constitutional
rights hence, the claimant could not claim an indefeasible
right to employment.
8. That the contents of Para -8 insofar as they relate
to matter of records are not disputed. It is pointed out that
the Writ-Petition filed before the Hon’ble High Court,
Uttranchal being matter of record is not disputed. The
5062
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
claimant was engaged as a Messenger/Water Boy on
occasional basis with breaks as temporary messenger on
daily wage basis.
9. That the contents of Para-9 as stated are wrong
and denied. It is wrong and denied that the claimant had
worked for 240 days continuously in each calendar year
as alleged.
10. That the contents of Para -10 in so far as they
relate to matter of records. The Bipartite Settlement signed
at the Industry Level being matter of record are not
disputed. The bank had also entered into various
settlements as referred to above with the union. That as
per the said settlement had lapsed in the year 1997.
11. That the contents of Para -11 insofar as they
relate to the provisions of the settlement dated 27.08.1988
and 09.01.1991 being matter of record are not disputed,
however it is pointed out that the claimant is not entitled
to the benefits, however of such settlement in view of the
fact that the panel had elapsed on 31.03.1997. His claim
petition is liable to be rejected.
12. That the contents of Para -13 as stated are wrong
and denied. The averments have been made without any
name/factual basis.
13. That the contents of P-13 as stated are wrong
and denied. It is wrong and denied that the claimant is
entitled to regularization of absorption as prayed for.
14. That the contents of Para-14 as stated are wrong
and denied. It is wrong and denied that the claimant has
worked regularly with the management bank of action of
the management is unjust or amounts to unfair labour
practice.
15. That the contents of para -15 are wrong and
denied. It is wrong and denied that the service of the
claimant was terminated by the Management w.e.f
17.06.2006. It is pointed out that since the claimant was
not a regular employee of the management bank, no
question of termination of service could arise. There has
been no violation of provisions of Industrial Dispute Act,
1947 or Section 25 F, G and H as alleged.
16. That whatsoever has not been specifically
admitted by the opposite party Bank is the preceding paras
in reply of this claim petition be deemed to be not admitted
and denied.
PRAYER
It is, therefore, most respectfully prayed that the
present reference in totality of facts and circumstances of
case as well as on law and facts answered in favour of the
management bank and it be held that the claimant is not
entitled to any relief and claim petition under reply may be
ordered to be rejected with heavy cost.
Against written statement workman on 25.09.2009
filed rejoinder through which he reaffirmed the contents
of the claim statement.
On the basis of aforesaid contents he prayed, he be
reinstated with full back wages.
My Ld. Predecessor proceeded on the basis of
questions of determination mentioned in schedule of
reference. Hence not framed any issues.
On 16.08.2010 workman filed his affidavit in his
evidence in support of his case mentioned in Claim
statement.
His affidavit was tendered on 10.01.2011. He was
cross-examined on same day.
His examination in chief and cross-examination is as
follows:-
I tender in evidence my affidavit by way of
examination in chief. It is signed by me at points A and B.
The same is Ex. WW1/A. It be read as part of my statement
in this case.
XXXX By Sh. Rajat Arora, A/R for the Management.
For the first time I was engaged by the management
bank on 01.01.1995. I was disengaged from service by the
bank on 17.06.2006.
Q. For how many days did you work with the
management bank from 18.06.2005 to 17.06.2006 ?
Ans. I worked only for 60 days during the period.
I am not in possession of any appointment letter
showing my employment with the management bank on
01.01.95. No appointment letter was given to me by the
bank. The bank never advertised for any job for which I
was engaged . I was engaged for doing work in the canteen
but I was actually doing the job like a peon in the bank. It
is wrong to suggest that the chart prepared by me is wrong
and is only self serving and I never worked during the
number of days mentioned in my affidavit in any year. I
am not in possession of any document given to me by the
management bank during my entire engagement which I
claim that I had served the bank. I used to be paid by the
bank through vouchers. Regular employees were paid in
different manner than me. It is wrong to suggest that I was
engaged only on need based and I was paid for during the
days I was engaged by the bank and I have no case now
against the bank.
In support of its case management filed affidavit of
Srikrishan Sharma, Deputy Manager, State Bank of India,
Raipur, Dehradun, Uttranchal, on 25.08.2011 is as follow:-
I.
That the deponent is working as Deputy Manager
with the management bank and as such is well
conversant with facts and circumstances of the
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present case and is hence competent to depose
to this affidavit.
II.
The deponent submits that there exits/exited no
employer-employee relationship between the
claimant Sh. Darshan Lal Kothari and the
answering management. The deponent states
that the claimant was engaged by the Staff
Canteen run by Co-ordination Committee at the
Raipur Branch and had worked on temporary
basis with the said Staff Canteen. The deponent
submits that the staff Canteen are run by local
implementation committees and there was no
relationship between the claimant and the
management. The claimant had also been engaged
on occasional basis with breaks at the Raipur
Branch of the Bank as a temporary messenger
during the period 1994 to 1997 on daily wage
basis.
III.
That the deponent further states that there is no
obligation, statutory or otherwise to the run the
canteens by the Bank. The Bank is not employing
the canteen workers, the bank is neither
supervising nor controlling the work or the details
regarding the Canteen or its employees engaged
by the staff committee. That the Bank is not taking
any disciplinary action or directing any canteen
employee to do a particular work. The recruitment
by the Bank is to be made as per the statutory
rules framed by it after giving proper
advertisement, inviting application, clearing the
written test and /or interview. That as against
this for appointment of a canteen employee there
are no rules framed by the Bank.
IV.
That the deponent states that the Bank is obliged
to make appointments only in fulfillment of its
constitutional obligations as laid down in Articles
14, 15 16 of the Constitution of India. As per the
constitutional scheme, all eligible persons
similarly situated must be given opportunity to
apply for and receive considerations for
appointments.
V.
The deponent states that the Canteens are run
by Local Implementation Committees and are a
sort of a welfare for the employees of the bank.
That providing of Canteen Facilities to the
employees of the bank is not a service condition
for the employees. The claimant had worked on
occasional basis with breaks at the Raipur Branch
of the Bank as a temporary messenger on daily
wage basis.
VI.
The deponent states that the recruitment in the
management bank is through the recruitment
procedure and guidelines. The same provides for
selection and interview besides certain minimum
qualifications to be possessed by the person so
recruited. The claimant was never appointed on
regular basis with the management bank.
VII.
That the deponent states that the claimant was
only engaged by the Staff Canteen Committee
and was paid for the engagement by such
committee. The claimant had worked on
occasional basis at the Raipur Branch during the
period 1994 to 1997 as temporary messenger on
daily wage basis.
VIII.
That the deponent states that the union namely
All India State Bank of India Staff Federation
espoused the cause of the temporary employees
who have put in less than 240 days of temporary
service in the Bank and requested the Bank to
give a chance for absorption and temporary
appointment to such temporary employees. That
on 17.11.1987 a settlement was arrived at between
the All India SBI Staff Federation and the
respondent Bank wherein it was agreed that those
temporary employees who have worked for less
than 240 days would be given a chance for
permanent absorption in the bank in case they
have put in temporary service in the Bank during
the period 01.07.1975 to 31.12.1987. Clause 7 of
the said settlement provided for preparing the
panel of selected candidate of scale wages to be
wait listed in the order of their respective
categorization and length of aggregate temporary
service put in the Bank during the above referred
period and the panels shall be valid up to
December, 1991 . In terms of the settlement , such
temporary employees will be given a chance for
being considered for permanent employment in
the Bank’s service against the vacancies likely
to arise in 1987 to 1991. That on 16.07.1998 a
second settlement was arrived at wherein
modifications in the 1st settlement were made
thereby, qualifying service in clause 7 was
extended upto 31.07.1988 instead of 31.12.1987
and the period in clause 1 was modified as 1992
instead of 1991. That on 27.10.1988 a third
settlement was arrived at between the All India
SBI Staff Federation and the respondent Bank,
wherein a chance for being considered for
permanent appointment to those of the persons
who were engaged at branches/officer on casual
basis against leave/casual vacancies of
messengers, cash coolies , water boys and
sweepers etc. were to be considered for
permanent appointment against the vacancies
likely to arise from 1988 to 1998 . That on
09.01.1991 a 4th settlement was arrived at whereby
validity of panels was extended upto 1994. It was
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THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
further agreed that validity of panel of temporary
employees shall lapse on 31.12.1994. The
settlement further stipulated that the remaining
candidates will have no claim whatsoever for
being considered for permanent appointment in
the Bank. That a 5th Settlement was arrived at on
30.07.96 between the All India SBI Staff Federation
and the respondent bank incorporating the terms
that actual number of vacancies as on 31.12.94
should be identified and that for filing up such
vacancies the panels should be kept alive upto
31.03.1997. It was further agreed that the
modalities for filing up of vacancies would be
decided on circle to circle basis depending upon
the local requirement, in consultation with the
Federation affiliate by Circle Management. That
before the expiry of the panel as on 31.03.1997
the respondent bank filled up all the vacancies
identified upto 31.12.1994 in terms of the
settlement dated 30.07.94 in terms of the
settlement dated 30.07.96. Thereafter the panel
had lapsed. The copies of the settlement are
annexed to this affidavit and may be read as part
of this affidavit and be Exhibited as MW 1/1 to
MW 1/5.
IX.
That the deponent states that the claimant had
not worked for 240 days continuously in each
calendar year and thus is not entitled to any relief.
Affidavit tendered on 10.12.12. MW1 Sh. Krishan
Sharma was cross-examined by Ld. A/R for workman.
His examination-in-chief and cross-examination is
as follows:-
I tender in evidence my affidavit which is Ex. MW1/
A. It bears my signatures my point A & B . I also rely on
documents Ex. MW1/1 to MW 1/5.
XXXXX by Sh. Ajay Gupta, A/R for the workman.
It is correct that Sh. Darshan Lal Kothari had worked
during my tenure. It is correct that Ex. MW1/W1 to W4
are the documents of the bank which I admit.
It is correct that claimant Sh. Darshan Lal Kothari
had worked for 270 days in the year 1995 and 230 days in
the year 1996.
It is correct that I have knowledge that the name of
the workman was also recommended for considered of
temporary messenger.
It is incorrect to suggest that the claimant
Sh. Darshan Lal Kothari worked continuously from 3 Jan.,
1995 to 17 June, 2006.
It is correct that no notice or compensation was
paid to the claimant before his disengagement . Since vol.
He was not the employee of the bank.
It is wrong to suggest forcibly giving back break to
the claimant in order to deprive him of his chance to get
regularized.
I was working at the Raipur branch from 30th June,
2010 to 9th June 2012.
It is incorrect to suggest I have wrongly mentioned
that the claimant was working as a canteen boy in my
affidavit.
It is incorrect to suggest that my affidavit is incorrect
and false.
Ld. A/R’s for the parties orally argued. Workman
also filed written arguments on 01.10.2013 which is
introduced on record.
Ld. A/R for the workman stressed that workman
worked for about 12 years as messenger/water boy. Thus
workman work more than 240 days but his services were
terminated on 17.06.2006 without prior notice. Hence there
is violation of provision of Section 25 F ID Act, 1947 etc.
Hence he is entitled for reinstatement with full back wages
etc.
While on the otherhand Ld. A/R for the management
replied that workman has not work for 240 day in a year
when his services were terminated on 17.06.2006 . He only
worked for 60 day prior to 17.06.2006 . Hence he is entitled
to no relief.
In the light of contentions and counter contentions
of Ld. A/R’s of parties I perused the pleadings of claim
statement , written statement and rejoinder , written
arguments of workman as well as evidence of the parties,
principle laid down in the cited rulings and settled law of
Hon’ble Supreme Court as well as of Hon’ble High court
of Uttrakhand at Nainital on the point when workman is
required to work for 240 days in a calendar year.
It is relevant to mention here that my Ld. Predecessor
in ID No. 220/1998 Babu Singh V/s ONGC and other passed
award on 09.04.2008. Through which he dismissed the claim
statement and hold that workman is not entitled to any
relief because he has not filed any document to show that
he has worked for 240 days prior to termination of his
services. Workman filed writ petition No. 1878 of 2008
(M/S) in the Hon’ble High Court of Uttrakhand at Nainital
which was allowed on 03.04.2014 by his Lord Ship of
Hon’ble of High Court of Uttrakhand at Nainital and award
passed by my Ld. Predecessor has been quashed. Matter
has been remanded back for decision afresh. Parties were
directed to appear on 26.05.2014 before this Tribunal.
While deciding the aforesaid writ-petition his
lordship held that the settled position of law is that
workman is not required to work for 240 days in each and
every calendar year nor it is required that he should have
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5065
worked for 240 days in a year when his services are
terminated. Rather, settled position of law is that workman
should have work continuously for 240 days in any
calendar year.
It is also relevant to mention here that workman in
the instant case produce all possible evidence to show
that he continuously work for 240 days in a calendar
year,1995. On the basis of which Branch Manager of
concerned branch of SBI wrote letter to higher authorities
for regularization of workman.
In addition to it management has not produce muster
roll etc. to rebut the evidence of the workman that he has
worked 240 days continuously in a calendar year , 1995
etc.
Hence following principle of Hon’ble Supreme Court
laid down in case of H.D Singh V/s RBI (1985) 4 S.C.C. 201
shall be applicable:-
“Employer’s failure to produce the attendance
register to controvert the workman’s claim as to
number of days he had actually worked , will lead to
an inference of the correctness of the workman’s
claim.”
As well as settled law as reaffirmed by his lordship
of Hon’ble High Court of Uttrakhand at Nainital shall apply
in the instant case because there is unrebbuted evidence
of workman.
In addition to it aggrieved party of the instant case
can seek remedy of writ-petition from Hon ‘ble High Court
of Uttrakhand at Nainital. Hence principle laid down are
reaffirmed by Hon’ble High Court of Uttrakhand at Nainital
shall be binding on this tribunal.
On the basis of aforesaid discussion I am of
considered view that reference is liable to be decided in
favour of workman and against management. Which is
accordingly decided.
Workman in instant case rendered service as a casual
worker as Messenger/water boy for more than 240 days to
management. So, he is entitled for reinstatement with
regularization of his services. Management is directed to
reinstate workman Sh. Darshan Lal Kothari and regularized
him as messenger/ water boy after expiry of period of
limitation of available remedy against award but workman
is not entitled for back wages as he has neither pleaded in
his claim statement nor proved that he remained
unemployed since his termination on 17.06.2006 upto the
date of Award. This will meet the ends of justice.
Award is accordingly passed.
Dated:-04.06.2014
HARBANSH KUMAR SAXENA, Presiding Officer
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New Delhi, the 3rd July, 2014
S.O. 1945.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. 45/2002) of
the Cent. Govt. Indus. Tribunal-cum-Labour Court,
Bangalore as shown in the Annexure, in the industrial
dispute between the management of Konkan Railway
Corporation Ltd and their workmen, received by the Central
Government on 11/06/2014.
[No. L-41012/85/2002 - IR(B-I)]
SUMATI SAKLANI, Section Officer
ANNEXURE
BEFORE THE CENTRAL GOVERNMENT
INDUSTRIAL TRIUBNAL-CUM-LABOUR COURT,
BANGALORE-560022
Dated : 3rd June 2014
Present : Shri S. N. NAVALGUND, Presiding Officer
C R No. 45/2002
I Party
II Party
Shri Rama Poojary,
The Regional Railway Manager,
S/o late Sri Marappa
Konkan Railway
Poojary, Kullanja House, Corporation Limited,
Madanthyar Post,
Regional Office,
Belthangady Taluk,
Near Railway Station, Shirwad,
Dakshina Kannada
Karwar – 581 306.
Karnataka.
Appearances:
I Party
:
Shri N. J. Baliga, Advocate
II Party
:
Shri P. P. Hegde, Advocate
AWARD
1. The Central Government vide order No. L-41012/
85/2002-IR(B-I) dated 19.08.2002 in exercise of the power
conferred by clause (d) of sub-section (1) and sub-section
(2A) of Section 10 of the Industrial Disputes Act, 1947 (14
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[PART II—SEC. 3(ii)]
of 1947) made this reference for adjudication with the
following schedule:
SCHEDULE
“Whether the action of the management of Konkan
Railway Corporation Ltd., Karwar in awarding major
punishment of dismissal from service to Sri Rama
Poojary, ex-welder for his unauthorised absence from
duty is justified? If not, what relief the said workman
is entitled?”
2. On receipt of the reference while registering it in
C R 45/2002 when the notices were issued to both the
sides, they entered their appearance through their
respective advocates and I Party claim statement came to
be filed on 25.11.2002 and the counter statement of the II
Party on 04.10.2004.
3. After completion of the pleadings my learned
predecessor having regard to the certain allegations made
in the claim statement that the enquiry conducted was an
eye wash without following the procedure while framing a
Preliminary Issue as to
“Whether the Domestic Enquiry held against the I
Party by II Party is Fair and proper?”
receiving the evidence adduced by both the sides
by order dated 31.03.2008 held the Domestic Enquiry was
fair and proper, the learned advocates appearing for both
the sides filed their written arguments on merits.
4. Brief facts leading to the Domestic Enquiry and
the Award may be stated as under :
5. The I Party who was appointed by the II party
organisation on 02.04.1994 which is working on the basis
of concept of build, operate and transfer policy when it
came to its notice, he who had remained unauthorised
absence since May 1997 and inadvertently the salary for
the period from may 1997 to February 1998 was credited to
his SB Account with SBI, Canacona Branch, on 19.03.1998
he was issued with notice to remit the money inadvertently
remitted immediately and to explain as to why Disciplinary
action should not be taken against him within one week
and as it was not responded by him after issuing several
warning letters to the address furnished by him as there
was no response finally issued him notice dated 01.02.2000
calling upon him to report within 10 days from the date of
notice since to that also there was no response he was
issued with charge sheet as under :
“Charge Sheet
The undersigned proposed to hold an Enquiry
against Shri Rama Poojary under Rule 10 of the Konkan
Railway Servants. The substance of the imputations of
misconduct or misbehaviour in respect of which the
Enquiry is proposed to be held is set out in the enclosed
statement of Article of charge Annexure I). A statement of
imputations of misconduct or misbehaviour in support of
each article of charge is enclosed (Annexure – II). A list of
documents by which and a list of witnesses by whom, the
Articles of charge are proposed to be sustained are also
enclosed (Annexure III & IV). Further copies of documents
mentioned in the list of documents as per Annexure III are
enclosed.
Shri Rama Poojary is hereby informed that if he so
desires he can inspect and take extracts from the
documents mentioned in the enclosed list of documents
(Annexure III) at any time during office hours within ten
days of receipt of this Memorandum. For this purpose he
should contact _________ immediately, on receipt of this
Memorandum.
Shri Rama Poojary is further informed that he may if
he so desires take the assistance of a Konkan Railway
Servants an Official of a KRCL Railway Trade Union (Who
satisfies the requirements of the rule 10(6) of the Konkan
Railway servants for inspecting the documents and
assisting him in presenting his case before the Enquiry
Authority in the event of an oral Enquiry being held. For
this purpose he should nominee one or more persons in
order of preference. Before nominating the assisting
Railway Servant or Konkan Railway Trade Union Officials
Shri Rama Poojary should obtain an undertaking from the
nominees that he (they) is (Are) willing to assist him during
the disciplinary proceedings. The undertaking should also
contain the particulars of other case (s) if any, in which the
nominee had already undertaken to assist and the
undertaking should be furnished to the undersigned
alongwith the nomination.
Shri Rama Poojary is hereby directed to submit the
undersigned a written statement of his defence within ten
days of receipt of this Memorandum, if he does not required
to inspect any documents for the preparation of his defence,
and, within ten days after completion of inspection of
documents if he desires to inspect documents and also:
(a)
to state whether he wishes to be heard in
person and
(b)
to furnish the names and addressee of the
witnesses, if any, whom he wishes to call in
support of his defence.
Shri Rama Poojary is informed that an enquiry will
be held only in respect of these articles of charge as are
not admitted. He should therefore, specifically admit or
deny each article of charge.
Shri Rama Poojary is further informed that if he does
not submit his written statement of defence within the
period specified in para 4 or does not appear in person
before the enquiring authority or otherwise fails or refuses
to comply with the provisions of Rule 10 of the KRCL
Servants D & A Rules or the orders/directions issued in
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5067
pursuance of the said Rule, the enquiring authority may
hold the enquiry exparte.
The Attention of Shri Rama Poojary is invited to
Rule 20 of the KRCL Servants (Conduct) Rules, under
which no KRCL servant shall bring or attempt to bring
any political or other influence to bear upon any superior
authority to further his interests in respect of matters
pertaining to his service under the Government. If any
representation is received on his behalf from another
person in respect of any matter dealt within these
proceedings it will be presumed that Shri Rama Poojary is
aware of such a representation and that it has been made
at his instance and action will be taken against him for
violation of Rule 20 of the KRCL Service (Conduct) Rule.
The receipt of this Memorandum may be
acknowledged.
Sd/-
GOPAL RAJU, SEN/G/KRCL/MAO”
6. The I party on receipt of the said charge sheet
gave his reply to the effect that on receipt of a telegram
message and telephone call by his parents on 10.04.1997
he left to his home on the same day and during journey he
had symptoms of illness and by the time he became normal
his father became bed ridden and expired in the month of
January 1998 as he was the only person to look after his
parents he had to observe religious functions and as his
aged mother also fell sick by shock only about four months
back he was able to contact his colleagues and at last
when he contacted corporate office at Mumbai being
informed no steps have been taken so far for his continued
absence, his absence being neither wilful nor deliberate
he be given opportunity to convince the authority
regarding absence and also to conduct enquiry in his
presence permitting him to rejoin the work. On receipt of
this reply the second party initiated the Domestic Enquiry
by appointing Sh. N F Shaikh, Section Engineer (Works),
Karwar as Enquiry Officer. Then the Enquiry Officer
securing the presence of the I Party observing the
formalities of preliminary hearing while recording the
answers of the CSE/I Party since he admitted having
remained absent from 10.04.1997 and he failed to produce
any evidence having applied for leave or taking permission
to proceed to his native place closing the enquiry submitted
his enquiry finding holding the charge as proved. Then
the Disciplinary Authority while forwarding the copy of
the enquiry report to the I Party affording him an
opportunity of hearing imposed the impugned punishment
by order dated 16.04.2001. Then the appeal preferred by
the I party to the Chief Engineer after giving an opportunity
of hearing came to be dismissed by order dated 10.09.2001
the I Party approached the ALC(C), Mangalore through
his representation dated 08.04.2002 and as he submitted
failure report dated 12.06.2002 the government made this
reference for adjudication.
7. The I Party in his claim statement challenges the
finding of the Enquiry Officer stating that he had explained
his absence from 10.04.1997 by producing the Medical
Certificate issued by the Doctor who treated him and that
he had visited his native place on 10.04.1997 informing the
higher officials by submitting the leave letter for grant of
leave for two days on the ground that his father was ill
and as simultaneously he also fell ill and was suffering
from fever from 10.04.1997 he was under treatment for fever
till 03.05.1997 and from 04.05.1997 to 03.05.2000 he was
under treatment for Rabbis Dog bite and same being not
taken into account by the Enquiry Officer his finding is
perverse and consequently the punishment imposed by
the Disciplinary Authority relying on such enquiry finding
is not sustainable.
8. In view of the facts narrated by me above since
the Domestic Enquiry conducted by the II Party against
the I Party is held fair and proper the points that now
arises for my consideration are :
Point No. 1 : Whether finding of the Enquiry Officer
charge being proved is perverse necessitating the
interference of this tribunal?
Point No. 2 : If not, whether the punishment imposed
is disproportionate to the proved misconduct?
Point No. 3 : What Order/Award?
9. On appreciation of the evidence brought on
record by both the sides in the Domestic Enquiry the
pleadings made in this reference with the arguments put
forward by the learned advocates appearing for both sides,
my finding on Point No.1 and 2 are in the Negative and 3 is
as per final order for the following reasons :
REASONS
10.There is no dispute the I Party having remained
absent from duty from 10.04.1997 and inspite of it his salary
being credited to his SB Account till the month of February
1998 and he having not reported there after inspite of issue
of several warnings and ultimately to the charge sheet
issued to him he gave his reply dated 03.05.2000 wherein
he states that in view of telegram message and telephone
call on 10.04.1997 he left to his native place without
whispering that he left applying for two days leave as
alleged in the claim statement which appears to be an
afterthought and not supported by any evidence. In the
Domestic Enquiry the I Party without examining any
witnesses on his behalf just contended by producing two
medical certificates one issued by an LAMS doctor of
Madanthyar village and another issued by Medical officer,
Primary health centre, Punjalkatte dated 03.05.1997 the
death certificate of his father and few receipts regarding
purchase of medicines. When admittedly the I Party
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[PART II—SEC. 3(ii)]
remained absent from 10.04.1997 and failed to produce
any evidence having left to his native place on that day
giving a two days leave letter as alleged in the claim
statement which appears to be an afterthought his
absence from 10.04.1997 till he was issued with charge
sheet dated 12.04.2000 it is nothing but an unauthorised
absence on mere production of medical certificates without
examining the doctors to testify the genuineness of the
certificates it is not possible to accept that he was not in a
position to resume his duties or even to send a leave letter
through post or someone. As per the medical certificate
issued by the Medical officer, Primary Health Centre,
Punjalkatte dated 03.05.1997 it is certified that I Party was
under his treatment for Enteric Fever as out patient from
10.04.1997 to 03.05.1997 and that he was fit to resume his
duties, whereas, according to the certificate issued by Dr.
M C R Sampigethaya, a LAMS doctor of Madanthyar
issued on 03.05.2000 it is certified that I Party had a mad
dog bite on his left leg as such he was under his treatment
from 04.05.1997 to 03.05.2000. The certificate of Dr. M C R
Sampigethaya that I party was under his treatment for dog
bite from 04.05.1997 to 03.05.2000 without producing any
evidence in its support on his bald certificate it is hard to
accept the certificate the I Party was being under his
treatment from 04.05.1997 to 03.05.2000 almost for a period
of three years for a dog bite. Since as already adverted to
by me above the I party without applying for leave remained
absent from 10.04.1997 till 12.04.2000 the date on which he
was issued with a charge sheet almost for a period of 3
years, it may be said that he had practically abandoned
the job . Therefore, I find no reason to term the finding of
the Enquiry Officer as perverse. Accordingly, I arrive at
conclusion of answer this Point in the Negative.
11. Point No. 2 : Since the I Party remained
unauthorised absent from 10.04.1997 and did not care even
to send a leave letter and withdrawn inadvertently credited
salary till February 1998 and inspite of warning letters
issued to him did not respond until he was issued with
charge sheet dated 12.04.2000 for almost a period of three
long years which in my opinion appears to be abandonment
of job, a major misconduct for which the punishment of
dismissal imposed by the Disciplinary Authority affirmed
by the Appellate Authority cannot be termed as
disproportionate. Accordingly, I also arrive at conclusion
the punishment of dismissal imposed by the Disciplinary
Authority is not disproportionate to the proved
misconduct against the I party. Accordingly, this point is
answered in the Negative.
12. Point No. 3 : In view of my finding on Point No.
1 and 2 the action of the management of Konkan Railway
Corporation Limited in awarding major punishment of
dismissal from service has to be held as justified and I
Party is not entitle for any relief. In the result, I pass the
following
ORDER
The reference is rejected holding that the action of
the management of Konkan Railway Corporation Limited
in awarding major punishment of dismissal from service to
Sri Rama Poojary, Ex-welder for his unauthorised absence
from duty is held as justified and I Party is not entitle for
any relief.
(Typed by U D C to my dictation, corrected and
signed by me on 3rd June, 2014).
S. N. NAVALGUND, Presiding Officer
ubZ fnYyh] 3 tqykbZ 2014
dk-vk- 1946-—vkS|ksfxd fookn vf/fu;e] 1947 (1947
dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj eè; jsyos ds
izca/ ra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa ds chp vuqca/
esa fufnZ"V vkS|ksfxd fookn esa dsUnzh; ljdkj vkS|ksfxd vfèkdj.k@Je
U;k;ky;] y[kuÅ ds iapkV (lanHkZ la[;k 109@2002) dks izdkf'kr
djrh gS] tks dsUnzh; ljdkj dks 06@06@2014 dks izkIr gqvk Fkk A
[la- ,y&41012@184@2001&vkbZvkj (ch&I)]
lqefr ldykuh] vuqHkkx vf/dkjh
New Delhi, the 3rd July, 2014
S.O.
1946.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. 109/2002)
of the Cent. Govt. Indus. Tribunal-cum-Labour
Court, Lucknow as shown in the Annexure, in the industrial
dispute between the management of Northern Railway, and
their workmen, received by the Central Government on
06/06/2014.
[No. L-41012/184/2001 - IR(B-I)]
SUMATI SAKLANI, Section Officer
ANNEXURE
CENTRAL GOVERNMENT INDUSTRIAL
TRIBUNAL –CUM- LABOUR COURT
LUCKNOW
Present :
Dr. MANJU NIGAM, Presiding Officer
I.D. No. 109/2002
Ref. No. L-41012/184/2001-IR(B-I) dated: 30.05.2002
BETWEEN
Shri Ram Babu
S/o Sh. Badri Prasad
650, Kund Patha,
Nandpurva Jhansi (U.P.) – 284 001.
AND
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5069
The Divisional Commercial Manager (Catering)
Central Railway
Jhansi – 284 001.
AWARD
1. By order No. L-41012/184/2001-IR(B-I) dated:
30.05.2002 the Central Government in the Ministry of
Labour, New Delhi in exercise of powers conferred by
clause (d) of sub section (1) and sub section (2A) of Section
10 of the Industrial Disputes Act, 1947 (14 of 1947) referred
this industrial dispute between Shri Ram Babu S/o
Sh. Badri Prasad, 650, Kund Pada, Nand Purva, Distt. –
Jhansi (U.P.) and the Divisional Commercial Manager
(Catering), Central Railway, Jhansi for adjudication to this
CGIT-cum-Labour Court, Lucknow.
2. The reference under adjudication is:
“KYA MANDAL VANIJYA PRABANDHAK
(KHAN-PAAN) MADHYA RAILWAY, JHANSI
DWARA KARMKAAR SHRI RAM BABU ATMAJ
SHRI BADRI PRASAD KO DINANK 30.9.1994 SE
SEWA SE NISHKAASIT KARNA NAYAYOCHIT
HAI? YADI NAHI TO SAMBANDHIT KIS
ANUTOSH KA HAQDAAR HAI?”
3. The case of the workman, Ram Babu, in brief, is
that he was engaged as daily rated casual labour w.e.f.
10.08.88 to discharge multi functional duties, including
cooking, packing of food, cleaning of vassals and service
of meals to passengers of trains including Shatabdi
Express. The appointment was regular for performing
regular and perennial work and for made for indefinite
period till the attaining the age of superannuation. The
workman was given Monthly Rated Casual Labour (MRCL)
status after having completed 120 days continuously at
base kitchen w.e.f. 28.12.1992. It is submitted that the
workman continued to work as such for approximately
more than four years when all of sudden his services have
terminated w.e.f. 30.09.1994 after serving a notice under
Section 25 F of the I.D. Act, 1947. The management by the
means of said notice retrenched the services of the
workman after paying compensation of Rs. 6216. It has
been alleged by the workman that while terminating/
retrenching the services of the management of the railway
did not observed rule of last come first go, as there are
several persons who were similarly situated and appointed
with the workman viz. Phool Singh, Jamil Siddiqui, Ambika
Prasad are still working as Khalasi at Jhansi Karkhana. It
has also been alleged that the workman as engaged at
catering unit, Jhansi (Base Kitchen) and the number of
workman of Catering Unit, Jhansi (Base Kitchen) is more
than 100, hence while terminating the services of the
workmen, the condition contemplated under Section 25 N
of the I.D. Act has not been followed. Accordingly, the
workman has prayed that his termination/retrenchment
w.e.f. 30.09.1994 be set aside with consequential benefits,
including full back wages.
4. The management of the central railway has field
its written statement; whereby has admitted the
engagement of the workman as a daily rated casual labour
along with other w.e.f. 10.07.1988 due to exigencies of
service on introduction of ‘Shatabdi Express Train’ for the
purpose of preparing and delivering food article and
providing associated services to the passengers of
Shatabdi Express. It is also admitted that the workman
was given temporary status on 28.12.1992. It is submitted
by the management that the workman was based at Catering
Unit, Jhansi; but he was working exclusively for providing
an associated services to the ‘Shatabdi Express Train’. It
is further submitted that at no point of time the strength of
the catering unit, Jhansi, even after including the catering
staff of ‘Shatabdi Express, never had 100 or more, thus,
the provisions of Section 25 N is not applicable in respect
of the workman concerned. And accordingly, the
termination of the workman under Section 25 F of the I.D.
Act was just and legal. The management has denied this
allegation of the workman that any of the juniors to the
workman have been retained in service; and has submitted
that all the similarly engaged, specifically for Shatabdi
Express train were retrenched simultaneously under
Section 25 F of the Act vide order dated 30.09.1994 after
complying with the necessary formalities as required under
Section 25 F of the Act. Accordingly, the management has
prayed that the claim of the workman be rejected being
devoid of any merit.
5. the workman has filed its rejoined reiterating the
averments already made in the statement of claim.
6. The parties have filed documentary evidence in
support their claim. The workman has examined himself
whereas the management has examined Shri P.K. Pandey,
DCM, Central Railway, Jhansi. The parties availed
opportunity to cross-examining the witnesses of each other
apart from putting oral submissions.
7. I have given my thoughtful consideration to the
rival contentions of the rival parties and perused entire
evidence in light thereof.
8. The authorized representative of the workman has
contended that the action of the management in
terminating the services of the workman under provisions
of Section 25 F of the I.D. Act, 1947 is malicious and
camouflage. He has also contended that the action of the
management amounts to non-compliance of Section 25 N.
The representative of the workman has argued that on
acquiring temporary status, the workman derived status
of temporary servant and was governed by the Railway
Servants (Disciplinary & Appeal) Rules, hence, his
termination without adhering to the said rules and principle
of natural justice is illegal.
5070
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
The workman has filed list of employees at Catering
Unit Jhansi for the year 1994 showing 142 employees at
work in the said year to substantiate that Catering Unit
Jhansi was an ‘Industrial Undertaking’ under Section 25 K
and he was entitled to protection and benefit under section
25 N. A copy of letter dated 28.12.92 is filed to show
temporary status being granted to him and 20 other casual
labours. Temporary status was granted to the workman
w.e.f. 28.12.1992. The above letter dated 28.12.92 further
mentions approval of the Sr. Divisional Commercial
Manager, Jhansi, in granting the temporary status. Copy
of notice under Section 25 F of the Act, terminating his
services is also filed. Medical certificate is also filed to
show his health in full conformity with the requirements
of the services in catering unit. The workman has also
filed a copy of letter of the Chief Catering Inspector dated
12/14.7.94 in respect of proposal discharging of 21 Monthly
Rated Casual Labours including the workman.
9. The management’s authorized representative has
pleaded that Railway Board imposed complete ban on the
engagement of fresh causal labour after the year 1980,
without prior personal approval of the General Manager
of the Zonal Railways. The workman together with others
casual labours were engaged by the competent authority,
without prior personal approval of the General Manager
and so, it is contended that engagements were void-ab-
initio, being against the rule and instructions of the Railway
Board. It is also submitted that on process of streamlining
man power under the Man Power Planning’, the workman
& twenty others were found surplus being in excess of
requirement and so, were retrenched with legal
compensation etc. under the provisions of Section 25 F of
the I.D. Act, 1947.
The management has filed a copy of chart indicating
total strength (designation wise) of the catering unit,
Jhansi including Shatabdi Express, a copy of the FA &
CAO letter dated 2.7.93, a copy of CPO (HQ) letter dated
19.8.93, a copy of letter dated 8.7.94 of Sr. Divisional
Accounts Officer, Central Railway, Jhansi. A copy of official
notice dated 28.9.94 regarding disengagement of the
services of the workman and others, a copy of letter dated
28.09.94 by the DRM regarding his disengagement and of
others.
10. Admittedly, the workman was engaged as daily
rated casual labour w.e.f. 10.07.1988 and was granted
Monthly Rated Casual Labour (MRCL) status after having
completed 120 days continuously at base kitchen w.e.f.
28.12.1992 and his services have been terminated w.e.f.
30.09.1994 after complying with the provisions of Section
25 F of the Industrial Disputes Act, 1947 i.e. payment of
retrenchment compensation of Rs. 6216. Aggrieved from
termination of services the workman preferred an Original
Application before the Central Administrative Tribunal,
which was not entertained for the want of jurisdiction.
Thereafter, the writ petition before Hon’ble High Court,
Allahabd, which directed the workman to raise an industrial
dispute before appropriate Government and consequently
the present industrial dispute was raised.
11. Coming to the submission by the authorized
representative of the workman that the Section 25 F was
applied maliciously and this provision was used as
camouflage. The factum of appointment, acquiring of
temporary status and termination with notice under Section
25 F required to be analyzed. The workman and others
were engaged in Catering Unit of Jhansi to strengthen the
working of the said unit. No separate establishment or
unit was formed to cater requirements of the Shatabdi
Express. The letter of the Chief Catering Inspectors
mentions that newly appointed casual worker/cleaners
were retained in the unit and instead 14 of the senior were
assigned work of Shatabdi Express. This fact remains
uncontroverted. This further corroborate the plea of the
workman that he and others were the employees of the
catering unit Jhansi and not of any separate unit in the
name of Shatabdi Express unit; as pleaded by the
management. In fact, the base kitchen was common. The
workman and others were engaged on selection due to
increased load of work. Their engagement was made by
the competent authority. The management has not
disputed legality of the appointment, grant of temporary
status to them except stating non-obtaining of approval
of the General Manager and justified the retrenchment of
the workman on plea of surplusage of staff.
12. Here it is necessary to refer the few lines of the
notice of retrenchment dated 30.09.94; wherein it is
specifically mentioned as under:
“aapki sewaon ki aavakshyata nahi hone ke karan
aapki sewaon ko etaddwara tatkaal prabhav se
samapt ki jaati hai ………………….”
The natural meaning of the above expression is that
there were surplus staff and the services of the workman
and others were not needed. To substantiate the above
fact, the management has annexed a chart indicating total
strength (designation wise) at Catering Unit, Jhansi
including Shatabdi Express. This chart has been classified
in two parts; first part showing present total strength and
the second part showing total strength at the time of
retrenchment i.e. on 30.09.94. A glance over this chart
indicates present total strength 98, including 44 bearers
and 18 cleaners. On the date of retrenchment i.e. 30.9.94,
the strength at Catering Unit, Jhansi was 63 including 24
bearers and 10 cleaners. This chart falsifies the fact stated
in the notice or retrenchment dated 30.09.94. The strength
since increased by (98-63) = 35 at present. The number of
bearers and cleaners also increased. The shrinkage of
staff on man power planning is obviously an afterthought
and false, particularly, when the present strength increased
by more than 33% i.e. by 35, in comparison to the year of
the retrenchment. Even if the explanation has been given
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5071
as how the workman and other were in excess when the
strength in 1994 was much less than the present strength.
The plea that the workman and other retrenched workmen
were surplus, apparently, is contrary to the facts. The
management’s witness Shri P.K. Pandey admitted staff
strength to be 142 in his cross examination. There is no
material to infer that the workman and other retrenched
workmen were surplus, to warrant action under Section
25 F. The basis of notice under Section 25 F is, thus,
rendered non-est, making the use of this section malicious
exercise of power. This fact is also falsified by the letter of
the Chief Catering Inspector, Central Railway, Jhansi dated
20.07.94, in reference to the letter No. C/192/CL/117 DC
dated 12/14.07.94. This letter very specifically states that
58 posts of MRCL were sanctioned, as against only 42
MRCL were working and there existed shortage of 16
MRCL. This fact has not been controverted in the written
statement or in the oral statement of the Divisional
commercial Manger (C). Thus, it is, fully proved that
dispensation of the services of the workman, on ground
of non availability of work was totally unjustified and
Section 25 F was used as device to get rid of the workman
and others. The management deliberately concealed letter
No. C/192/CL/117 DC dated 12/14.07.94, in reply to which
the Chief Catering Inspector had clarified the position and
required services of the workman and 20 others, whose
retrenchment were under consideration.
13. The management has taken plea that the
engagement of the workman and others was without prior
personal approval of the General Manager and so, the
very appointments were illegal. Any copy of circular
banning the recruitment has not been filed. However,
assuming the ban on fresh engagement after 1980 the
engagements, if not fraudulent may be said irregular and
not illegal. This circular was administrative in nature and
issued as guidelines to rationalize and regulate fresh
engagements. Fresh engagements were not banned but
regulated by a clog of approval of the General Manager.
This condition, in fresh engagement did not render the
appointment of the workman, illegal, against the sanctioned
strength. The so called guidelines permitted engagement
of the casual labour subject to the approval of the General
Manager. This administrative measure was to prevent
abuse of engaging casual labours. This must be borne in
mind that casual engagement connotes engagement
without post. In the present case, the engagements was
against the posts. In any event, at the time of retrenchment,
the status of the workman did not remain casual on
acquiring temporary status as there existed sanctioned
post as stated by the Chief Catering Inspector in his letter.
Such administrative instructions cannot take away legal
status of the workman engaged by the competent
authority. The workman and others were not apprised
that they were being engaged against the instructions of
the Railway Board. They were selected by the competent
authority by adopting the due process. The taking of
approval was the duty of the authorities and not of the
workman. The workman cannot be punished if the
approval was not sought. There is no material to show
that approval was sought and rejected. There is also, no
material that the concerned officers involved in
engagement of the workman and others were penalized by
the Railway Management for having acted against the
instructions of the Railway Board. The fact, is otherwise.
Management’s documents show that FA&CO Office,
Bombay, by letter No. AC/958/E&G/CORES/II dated
02.07.93 questioned engagement of 21 MRCL at Jhansi
catering unit. Para 1 of this letter mentions letter
No. E(NG)II-CL/43 dated 07.06.84 circulated under office
letter No. HPV/22513/R dated 09.08.84, ‘no fresh, shall be
engaged as casual labour, without prior approval of the
General Manager, some guidelines have been issued to all
DRM by your office vide letter quoted above. These
irregular (not illegal) appointments of 21 MRCLs were also
questioned by the Chief Personnel Officer of the Central
Railway by letter dated 19.08.93. Again Sr. DAO JHS vide
letter dated 08.07.94 mentioned about irregular
appointment. In concluding para of this letter ‘discharge
notice’ to such appointees (MRCL) was desired.
Management has filed office note dated 28.09.94. Mr. R.N.
Srivastava, DCM (Catering) Jhansi submitted his note to
ADRM/Sr. DPO/Sr. DCM for dispensing services of 21
MRCL by issuing notice. On this note endorsements of
the above authorities are given. It was decided to
discharge them on the plea of there being no work and
this note was approved. It appears that in view of this
decision on office note, the series of the workman and 20
others were dispensed with taking assistance of Section
25 F though the fact considered were different i.e. irregular
appointment without approval. It has already been
observed that the Chief Catering Inspector justified their
retention on plea of availability of work. The chart of
strength also justify this inference. It appears that the
senior authorities, to save their skin adopted this device
of dispensing services of the workman and 20 others. The
workman and similarly placed were made to pay for sin of
authorities after wasting six years of their prime age. As
observed earlier, the workman had not obtained
engagement by fraud. He was selected and engaged and
further provided temporary status. All employees with
temporary status are governed by the Railway Servants
(Discipline & Appeal) Rules. He was no longer casual
worker but worker with temporary status, to be treated as
temporary Railway Servant. If the Railway treated their
services irregular he should have been given opportunity
to explain his position. The workman was not given any
opportunity to justify his engagement after acquiring
temporary status. This approach was against the rule of
natural justice. Even on assuming his appointment no
regular, his termination should have been preceded by a
show cause notice.
5072
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
14. Now it has to be considered as to whether Section
25 F applied at all in case of the workman? The workman
claims that his retrenchment could be made under Section
25 N of the I.D. Act, 1947. The management in reply has
contended that the management is not an ‘Industrial
Establishment’ within the meaning of 25 L (a)(i) of the I.D.
Act, 1947, as it is not Factory under sub-section (m) of
Section 2 of the Factories Act. Section 2(m) Factories Act,
reads as follow:
(m)
“factory” means any premises including the
precincts thereof
(i)
Whereon then or more workers are working,
or were working on any day of the preceding
twelve months, and in any part of which a
manufacturing process is being carried on with
the aid of power, or is ordinarily so carried on,
or
(ii)
Whereon twenty or more workers are working
or were working on any day of preceding
twelve months, and in any part of which a
manufacturing process is being carried on
without the aid of power, or is ordinarily so
carried on.
But does not include a mine subject to the operation
of (the Mines Act, 1952 (35 of 1952) or (a mobile unit
belonging to the armed forces of the Union, railway
running shed or hostel, restaurant or eating palace).
(Explanation I – For computing the number of workers
for the purposes of this clause all the workers in (different
groups and relays) in a day shall be taken into account)
(Explanation II – For the purposes of this clause,
the mere than an Electronic Data Processing Unit or a
Computer Unit is installed in any premises or part thereof,
shall not be construed to make it a factory if no
manufacturing process is being carried on n such premises
or part thereof)
15. Taking advantage of the exception clause, it is
submitted by the management that catering unit, in railway
is not an ‘industrial establishment’. The exception clause
mention ‘railway running shed or a hotel, a restaurant or
eating place. The catering department comprising with
several working units in Central Railway is to be taken as
a single establishment, for computing number of employees
to be more than 100. In any event, the workman has filed
list of staff at catering unit Jhansi for the year 1994 which
shows the number of staff being 142. This fact is not
contorverted by evidence. The management witness,
Shri P.K. Pandey who appeared for cross examination,
admitted that number of working staff is 142. This
admission settled the controversy of number game, to
bring the provision of chapter V-B in operation.
16. The factor is as to whether the activities in
catering establishment in Central Railway, particularly, the
working catering unit, Jhansi, may be taken as
‘manufacturing and so may be said a factory under Section
2 (m) of the Factory Act, 1948. The definition of ‘factory’,
reproduced above, excludes railway running shed or a
hotel, a restaurant or eating place. Undeniably, the catering
unit Jhansi is not a running shed or hotel. It is also not a
restaurant in true sense. It prepares meal for the
passengers in train or otherwise and serve in trains,
platform and occasionally, in room marked for at on the
platform. There is a common base kitchen to cater needs
of the passengers, not only of Shatabdi Express but of
other trains also. Evidently, catering unit Jhansi is not
covered by the exclusion clause of ‘factory’ as defined
under Section 2(m) of the Factory Act, 1948.
17. Preparation of food items in base kitchen and
other related activities as packaging supply in train or
platform etc. are run on commercial basis. The character
of such activities in base kitchen is nothing but of
manufacturing. These activities in manufacturing food
etc. in base kitchen are systematic and not casual.
18. Hence, in view of the discussions made
hereinabove, it can be safely said that the provisions of
Section 25 N of the Industrial Disputes Act, 1947 was not
applied since the permission required by clause (b) of
Section 25 N of the Act has not been complied with as the
prior permission of the appropriate Government has not
been taken. There is no document on record to show that
application was moved by the employer, seeking
permission of the appropriate Government; and permission
was granted by the said Government. Thus, the workman
was entitled to be dealt with the provisions under Section
25 N and not under Section 25 F of the Industrial Disputes
Act, 1947. Hence, the retrenchment order under Section
25 F was illegal.
19. Thus, from the facts and circumstances of the
case, I am of considered opinion that the action of the
management of the Divisional Commercial Manager
(Catering), Central Railway, Jhansi in terminating the
services of the workman under Section 25 F of the
Industrial Disputes Act, 1947 was neither legal nor justified;
and accordingly, I come to the conclusion that the workman
is entitled for reinstatement will full back wages and other
consequential benefits, assuming that there existed no
termination at any point of time within six weeks from the
date of publication of this award in the gazette, failing he
shall also be entitled for simple interest @ 6% per annum
on arrears. The reference is answered accordingly.
20. Award as above.
LUCKNOW.
04th June, 2014.
Dr. MANJU NIGAM, Presiding Officer
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5073
ubZ fnYyh] 4 tqykbZ] 2014
dk-vk- 1947-—vkS|ksfxd fookn vf/fu;e] 1947 (1947
dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj cSad vkWiQ
egkjk"Vª ds izca/ra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa ds
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vf/dj.k@Je U;k;ky; eqacbZ ds iapkV (lanHkZ la[;k 92@2005)
dks izdkf'kr djrh gS] tks dsUnzh; ljdkj dks 04@07@2014 dks izkIr
gqvk Fkk A
[la- ,y&12012@42@2005&vkbZvkj (ch&II)]
jfo dqekj] vuqHkkx vf/dkjh
New Delhi, the 4th July, 2014
S.O.
1947.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. 92/2005)
of the Cent. Govt. Indus. Tribunal-cum-Labour
Court, Mumbai as shown in the Annexure, in the industrial
dispute between the management of Bank of Maharashtra,
and their workmen, received by the Central Government on
04/07/2014.
[No. L-12012/42/2005 - IR(B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
BEFORE THE CENTRAL GOVERNMENT
INDUSTRIAL TRIBUNAL NO. 2, MUMBAI
Present:
K.B. KATAKE, Presiding Officer
REFERENCE NO.CGIT-2/92 of 2005
EMPLOYERS IN RELATION TO THE
MANAGEMENT OF BANK OF MAHARASHTRA
The Dy. General Manager
Bank of Maharashtra
Regional Office
Mahabank Bhavan
B-37, Wagle Industrial Estate
Thane-400 604.
AND
THEIR WORKMEN.
Shri S.J. Kamdi
C/o. Sukarya Jaru Kamdi
At Gothengnar
Taluka Shahpur
P.O. Khutghar
Distt. Thane.
APPEARANCES:
FOR THE EMPLOYER
:
Mr. M.B. Anchan, Advocate.
FOR THE WORKMAN
:
Mr. V. J. Amberkar, Advocate.
Mumbai, dated the 26th May, 2014.
AWARD PART-II
The Government of India, Ministry of Labour &
Employment by its Order No.L-12012/42/2005-IR (B-II),
dated 18.07.2005 in exercise of the powers conferred by
clause (d) of sub-section (1) and sub-section 2 (A) of
Section 10 of the Industrial Disputes Act, 1947 have referred
the following industrial dispute to this Tribunal for
adjudication:
“Whether the action of the management of Bank of
Maharashtra, Thane Region in discharging the services
of Shri S.J. Kamdi, Ex-Sub-Staff, Shahapur Branch, Bank
of Maharashtra vide order dated 16/11/1995 is just, proper
and proportionate? If not, to what relief the workman is
entitled to?”
2. The services of the workman herein were
terminated by the management as he was found guilty for
fraudulently withdrawing amount from the Account of a
customer of the Bank from time to time. He had withdrawn
total amount of Rs.13,700/- on seven occasions from
29/07/1991 to 03/11/1992. It is alleged that the account
holder Shri B.N. Jogale made an oral complaint to the
Branch Manager. On his complaint the management
initiated inquiry against the workman. The workman in
four instalments deposited Rs.15,055/- from 05/07/1993 to
16/08/1993 in the account of Shri Jogale. The charge-sheet
was served on the workman. He submitted his reply
thereto. The management examined their witnesses before
the Inquiry Officer and in presence of the workman. The
workman had appointed defence representative of his
choice. He cross examined all the management witnesses.
The workman also examined himself on oath. He also
examined the account holder Mr. Jogale who deposed in
his favour and contended that he is neighbour of the
workman and whenever he was in need of money, he used
to give withdrawal slip to the workman and workman used
to withdraw the amount at his instance. He also stated
that he handed over amount to the workman to deposit
the same in his account.
3. In this respect while passing Part-I award, my Ld.
Predecessor has observed that there is no written
complaint of the affected account holder. There was also
no police complaint filed against the workman. Furthermore
my Ld. Predecessor was also influenced that the account
holder has supported the defence of the workman that
workman had withdrawn and deposited the amount at his
instance. My Ld. Predecessor has arrived at the conclusion
that there is no evidence on record to show that the
workman is guilty of the alleged misconduct of fraudulently
withdrawing the amount from the account of Shri B.N.
Jogale by forging his signature. Therefore my Ld.
Predecessor held that, though the inquiry was fair and
proper, however the findings of the Inquiry Officer are
5074
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
perverse and in the final order he has directed the first
party to justify the punishment of termination.
4. In this respect I would like to point out that when
findings of the I.O. were found perverse, that means the
charges levelled against the workman were not proved. In
this backdrop question of justifying the punishment of
termination does not arise. After the said order the first
party has examined a witness Mr. D.V. Sonje at Ex-34. The
first party has tried to prove the letter of the workman dt.
08/06/1993 in which he has confessed to have withdrawn
the amount from the account of Mr. B.N.Jogale.
5. In this respect I would like to point out that once
issue is decided by my Ld. Predecessor and he declared
that findings are perverse, this Tribunal cannot change
the said verdict after adducing additional evidence as this
Tribunal is not examining part-I award and findings therein
which is the power of higher or Appellate Court. In the
circumstances the argument advanced on behalf of the
management is devoid of merit that there was confession
of the workman. It was also submitted that the handwriting
expert has proved that the signatures of the account holder
Mr. Jogale were forged. The Ld. adv. for the first party
submitted the fact is not disputed that these withdrawal
slips were presented by the workman and amount was
withdrawn by him. According to the ld. adv. for the first
party all these circumstances suffice the purpose to hold
the workman guilty for the misconduct as such evidence
is sufficient in departmental inquiry.
6. The ld. adv. for the first party submitted that the
standard of proof in departmental inquiry is not as high as
in criminal cases wherein the guilt has to be proved beyond
reasonable doubts. In departmental inquiry preponderance
of probability suffices the purpose. All these arguments
though is quite convincing, I am not sitting as an Appellate
Court to change the findings in part-I award recorded by
my Ld. Predecessor. Therefore the findings recorded by
my Ld. Predecessor that the findings of the IO are perverse
need no interference. In the circumstances as findings by
which workman was held guilty for misconduct are held
perverse, there is no alternative but to set aside the
punishment of termination of services of the workman.
The arguments advanced on behalf of the first party and
the evidence led by them at the most can be used for the
purpose of considering the point of back-wages.
7. In the light of the facts and circumstances
discussed herein above, I am of the opinion that though
the workman can be reinstated in service he is not entitled
to any back-wages. Thus I proceed to pass the following
order:
ORDER
(i)
The punishment of discharge from the
services awarded by the management is
hereby set aside.
(ii)
The management is directed to reinstate the
workman without back-wages with continuity
of service.
Date: 26.05.2014
K. B. KATAKE, Presiding Officer
ubZ fnYyh] 4 tqykbZ] 2014
dk-vk- 1948-—vkS|ksfxd fookn vf/fu;e] 1947 (1947
dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj eqacbZ iksVZ VªLV
ds izca/ra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa ds chp
vuqca/ esa fufnZ"V vkS|ksfxd fookn esa dsUnzh; ljdkj vkS|ksfxd
vf/dj.k@Je U;k;ky;] eqacbZ ds iapkV (lanHkZ la[;k 29@2005)
dks izdkf'kr djrh gS] tks dsUnzh; ljdkj dks 04@07@2014 izkIr
gqvk Fkk 1
[la- ,y&31011@15@2008&vkbZvkj (ch&II)]
jfo dqekj] vuqHkkx vf/dkjh
New Delhi, the 4th July, 2014
S.O.
1948.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. 29/2005) of
the Cent. Govt. Indus. Tribunal-cum-Labour Court,
Mumbai as shown in the Annexure, in the industrial dispute
between the management of Mumbai Port Trust, and their
workmen, received by the Central Government on
04/07/2014.
[No. L-31011/15/2008 - IR(B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
BEFORE THE CENTRAL GOVERNMENT
INDUSTRIAL TRIBUNAL NO. 2, MUMBAI
Present:
K .B. KATAKE, Presiding Officer
REFERENCE NO.CGIT-2/29 of 2009
EMPLOYERS IN RELATION TO THE MANAGEMENT
OF MUMBAI PORT TRUST
The Chairman
Mumbai Port Trust
Port Bhavan, S.V. Marg
Ballard Estate
Mumbai-400 001.
AND
THEIR WORKMEN.
The General Secretary
Mb.P.T. Dock & General Employees Union
Port Trust Kamgar Sadan
Nawab Tank Road
Mazgaon Mumbai-400 010.
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5075
APPEARANCES:
FOR THE EMPLOYER :
Mr. M.B. Anchan, Advocate
FOR THE WORKMAN :
Mr. J.H. Sawant, Advocate
Mumbai, dated the 5th May, 2014.
AWARD PART-I
The Government of India, Ministry of Labour &
Employment by its Order No.L-31011/15/2008-IR (B-II),
dated 11.02.2009 in exercise of the powers conferred by
clause (d) of sub-section (1) and sub-section 2 (A) of
Section 10 of the Industrial Disputes Act, 1947 have referred
the following industrial dispute to this Tribunal for
adjudication:
“Whether the action of the management of Mumbai
Port Trust by imposing the punishment of
compulsory retirement of Shri Abdul R. Shaikh is
justified? What relief the concerned workman is
entitled to?”
2. After receipt of the reference, notices were issued
to both the parties. In response to the notice the second
party workman filed his Statement of Claim at Ex-6.
According to him he was working with the first party
since 1982 as Mazdoor and he is permanent workman. He
was in need of money for some domestic work. Therefore
one Shri Vilas Pawar posing himself as an agent of the
Bank promised the second party that second party would
be granted loan from Dena Bank. The second party relied
upon him and signed the papers given by Shri Vilas Pawar.
Subsequently it was revealed that Shri Vilas Pawar
fabricated the documents and had taken disadvantage of
ignorance and need of money of the second party. Because
of fraudulent act of Shri Vilas Pawar, second party did not
get any loan from the Bank. Instead of that the first party
initiated disciplinary action against the second party on
the basis of charge sheet dt. 03/01/2003 for the alleged
violation of Regulation 1976. The second party denied
the charges. The first party initiated inquiry against the
workman in violation of Principles of Natural Justice. The
inquiry Officer did not consider the evidence of the second
party and the material placed on record. The findings of
the IO are perverse. The IO was bias. They ignored to
consider the fact that some other workmen were also
deceived by such agents and they are retained in the
service. No loss has been caused to first party. The second
party has become victim of anti-social elements and
deserves leniency. On the basis of perverse findings of
the IO the first party imposed upon the second party the
punishment of compulsory retirement w.e.f. 09/09/2004.
The said punishment of compulsory retirement is grossly
disproportionate to the gravity of the alleged misconduct.
The second party has been subjected to injustice and lost
his employment. Therefore he raised industrial dispute.
As conciliation failed, on the report of ALC (C), Ministry
of Labour & Employment has sent the reference to this
Tribunal. The workman therefore prays that the inquiry
be declared unfair and improper and the findings of the IO
be declared perverse. He also prays that the punishment
of compulsory retirement be quashed and the first party
be directed to reinstate him with full back wages and
consequential benefits.
3. The first party resisted the statement of claim
vide its written statement at Ex-7. According to them, they
have received a report from FA & CAO, Mumbai Port Trust
that workman Shri Abdul Rehman Ibrahim had applied for
personal loan of Rs.1,00,000/- from Dena Bank, Fort Branch
by submitting false and fabricated documents. Therefore
the workman was placed under suspension w.e.f. 20/08/
2002 for committing misconduct and violating Regulations
3 (IA) (i) (iv) and (xiii) of the MbPT Employees (Conduct)
Regulations, 1976. Thereafter he was served with
chargesheet dt. 03/01/2003. The workman submitted his
explanation and denied the charges. Since his explanation
was not satisfactory, departmental inquiry was initiated
against him. Shir A. R. Rane, Retired Administrative Officer
was appointed as Inquiry Officer and Shri V.V. Prabhu, Sr.
Ex-Engineer was appointed as Presenting Officer. The
inquiry was conducted by the IO in accordance with the
Principles of Natural Justice. Fair and full opportunity
was given to the workman to defend himself. An office
bearer of union was his defence representative. The
workman filed his reply to the charge-sheet. Copies of all
the prosecution documents were given to the workman.
They examined two witnesses. His defence representative
cross examined them. The workman examined himself on
oath. He was cross examined by the Presenting Officer.
The workman had also submitted his written brief. Fair
and proper opportunity was given to the workman to
defend himself. After considering the documentary and
oral evidence on record, the I.O. recorded his findings.
They are based on oral and documentary evidence on
record. The inquiry was fair and proper and findings of
the I.O. are not perverse.
4. After receipt of the report of the Inquiry Officer
the disciplinary authority issued show cause notice to
the workman and he was given personal hearing.
Thereafter the order of compulsory retirement was passed.
The said action of the first party is legal and justified. The
Appellate Authority and Reviewing Authority also upheld
the action of the first party as legal and justified. Before
imposing punishment the first party also examined past
record of the workman and found that he had produced
School Leaving Certificate of another person fraudulently
by inserting his own name therein. He was involved in a
theft case at Sewri Warehouse. He was found guilty of
availing loan from several co-op credit societies without
obtaining prior permission of the office. He had availed
loan of Rs.50,000/- from Bombay Mercantile Bank by
submitting manipulated documents and forging signatures
of the MbPT Officers. In respect of the first case he was
5076
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
awarded penalty of dismissal. Subsequently penalty was
modified by the Chairman to reduction of pay by two stages
for the period of two years with prejudice. In second case
major penalty of reduction of pay by three stages for a
period of two years with prejudice was awarded. In case
no. 3 & 4 no action was taken as disciplinary action in
similar fraud case of Dena Bank was in progress. As the
inquiry was fair and proper, findings of the I.O. are not
perverse and looking into the previous conduct and the
penalties imposed on the workman, the disciplinary
authority has imposed the punishment of compulsory
retirement which is proportionate to the misconduct.
Therefore they pray that the reference be dismissed with
cost.
5. Following are the issues for my determination. I
record my findings thereon for the reasons to follow:
Sr. No.
Issues
Findings
1.
Whether inquiry is fair and proper?
Yes
2.
Whether the findings of Inquiry
No
Officer are perverse?
REASONS
Issue No.1:-
6. In the case at hand it is alleged that inquiry
conducted against the workman is not fair and proper.
According to the workman the Inquiry Officer was bias
and he violated the Principles of Natural Justice. In this
respect it was pointed out on behalf of the first party that
the averment in respect of biasness of Inquiry Officer and
violation of Principles of Natural Justice are formal and
vague. There is no specific averment as to how the I.O.
was bias and in what way he violated the Principles of
Natural Justice. In this respect the ld. adv. for the first
party pointed out that after receipt of report of misconduct
the workman was suspended and his explanation was
called for. As his explanation was not satisfactory, charge
was framed and inquiry was initiated against him. The
copy of the charge-sheet was served on the workman. He
submitted his reply thereto. The copies of all the
prosecution documents were given to the workman. The
Presenting Officer examined two witnesses. The defence
representative of the workman who is office bearer of the
union had cross examined both the witnesses. The defence
representative examined the workman before the I.O. The
Presenting Officer cross examined him and after giving
full hearing and opportunity to the workman, I.O. held the
workman guilty and submitted his report to the disciplinary
authority. The Disciplinary Authority sent the copy of
report and issued show cause notice to the workman. After
giving him personal hearing disciplinary authority has
passed the order and imposed the punishment of
compulsory retirement. The ld. adv. for the first party
pointed out that the workman has admitted in his cross
examination at Ex-14 the procedure followed by the inquiry
Officer. He admitted that he received the charge-sheet.
He has given reply thereto. He has admitted that office
bearer of the union was his defence representative. He
has also admitted that his defence representative had cross
examined the witnesses of management. He has also
admitted that his statement was also recorded in the inquiry
proceeding and Presenting officer had cross examined him.
He has also admitted that after concluding the inquiry
opportunity was given to both the parties to file their
written submissions. In the circumstances, the ld. adv.
pointed out that no specific defect in the inquiry was
pointed out on behalf of the second party. Therefore
according to him the inquiry is fair and proper.
7. It is a fact that the second party has not pointed
out any specific instance of violation of Principles of
Natural Justice or biasness of the I.O. However the ld.
adv. for the second party submitted that the I.O. was a
retired Administrative Officer. Therefore he was not
competent to be a I.O. to conduct the inquiry. In support
of his argument the ld. ad. for the second party resorted to
Orissa High Court ruling in Siba Kishor Patnaik V/s. Chief
Engineer Paradip Port Trust (1992 Lab IC 2012). In that
case a retired officer was appointed as I.O. The said order
of appointment was challenged in writ petition saying that
a retired officer is not an authority to be appointed as I.O.
as required under the rules. The Hon’ble High Court
upheld the contention and the appointment of opp no.2
as I.O. was quashed and the Port Trust was set at liberty
to appoint an Inquiry Officer in accordance with the
Regulations. In this respect I would like to point out that,
in that case without submitting to the jurisdiction of the
I.O. his appointment order was challenged before Hon’ble
High Court. In the case at hand though the I.O. was a
retired officer his appointment order was never questioned
or challenged by the second party workman. On the other
hand the second party workman had submitted to the
jurisdiction of the I.O. and defended the charges against
him. After concluding the inquiry, he cannot be allowed
to challenge the jurisdiction of the I.O. saying that he was
not competent to conduct the inquiry. Neither he alleged
any enmity against the I.O. nor assigned any other reason
of his biasness. On the other hand from the above referred
procedure it is clear that the IO has followed the correct
and proper procedure.
8. On the point Apex Court ruling can be resorted
to Sur Enamel and Stamping Works Ltd. V/s. Their
Workmen 1963 II LLJ 367 wherein the Hon’ble Apex Court
laid down the following conditions for fair and proper
domestic inquiry. They are:
(1)
The employee proceeded against has been
informed clearly of the charges leveled against
him.
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5077
(2)
The witnesses are examined-ordinarily in the
presence of the employee in respect of the
charges
(3)
The employee is given a fair opportunity to
cross examine witnesses.
(4)
He is given a fair opportunity to examine
witnesses including himself in his defence if
he so wishes on any relevant matter and
(5)
The inquiry officer records his findings with
reasons for the same in his report.
9. I.O. has followed the procedure as per the
guidelines given by the Hon’ble Apex Court. Hence I
hold that the inquiry was fair and proper. Accordingly I
decide this issue no.1 in the affirmative.
Issue no.2:-
10.The ld. adv. for the first party submitted that
findings of the Inquiry Officer, which are based on the
evidence on record and consistent thereto, cannot be
called perverse. In this respect I would also like to point
out that, the Tribunal is not sitting as an appellate court to
scrutinize the findings which are prima facie based on the
evidence on record. On the point Apex Court ruling can
be resorted to in US State Road Transport Corporation &
Ors V/s. Musais Ram & Ors. 1999 (83) FLR 226 (SC) wherein
on the point Hon’ble Court observed that;
“The Court does not sit in appeal over the findings
of the IO. If the findings are based on uncontroverted
material placed before the IO, it cannot be said that
these findings are perverse.”
11. In short the findings of the Inquiry Officer herein
are based on evidence before him. They are not contrary
to the evidence on record and cannot be called perverse.
Thus I hold that the findings of the IO are not perverse.
Accordingly I decide this issue no.2 in the negative and
proceed to pass the following order:
ORDER
(i)
The inquiry is held fair and proper.
(ii)
Findings of the Inquiry Officer are not
perverse.
(iii)
The parties are directed to argue/lead evidence
on the point of quantum of punishment.
Date: 05/05/2014
K. B. KATAKE, Presiding Officer
ubZ fnYyh] 4 tqykbZ] 2014
dk-vk-
1949-—vkS|ksfxd fookn vf/fu;e] 1947
(1947 dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj psUubZ
daVsuj VfeZuy fyfeVsM ds izca/ra=k ds lac¼ fu;kstdksa vkSj muds
deZdkjksa ds chp vuqca/ esa fufnZ"V vkS|ksfxd fookn esa dsUnzh;
ljdkj vkS|ksfxd vf/dj.k@Je U;k;ky;] psUubZ ds iapkV (lanHkZ
la[;k 40@2012) dks izdkf'kr djrh gS] tks dsUnzh; ljdkj dks
04@07@2014 dks izkIr gqvk Fkk 1
[la- ,y&31011@03@2012&vkbZvkj (ch&II)]
jfo dqekj] vuqHkkx vf/dkjh
New Delhi, the 4th July, 2014
S.O.
1949.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. 40/2012) of
the Cent. Govt. Indus. Tribunal-cum-Labour Court,
Chennai as shown in the Annexure, in the industrial dispute
between the management of Chennai Container Terminal
Ltd. and their workmen, received by the Central Government
on 04/07/2014.
[No. L-31011/03/2012 - IR(B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
BEFORE THE CENTRAL GOVERNMENT
INDUSTRIAL TRIBUNAL-CUM-LABOUR COURT,
CHENNAI
Friday, the 20th June, 2014
Present : K. P. PRASANNA KUMARI, Presiding Officer
Industrial Dispute No. 40/2012
(In the matter of the dispute for adjudication under
clause (d) of sub-section (1) and sub-section 2(A) of
Section 10 of the Industrial Disputes Act, 1947(14 of 1947),
between the Management of Chennai Container Terminal
Ltd. and their workman)
BETWEEN
The General Secretary
: 1st Party/Petitioner Union
The Madras Port Trust
Employees Union
SCC Anthony Pillai
Bhawan No. 34 (Old
No. 9), Second Line
Beach Chennai-600001
AND
The General Manager
: 2nd Party/Respondent
Chennai Container Terminal
Ltd. Chennai Port Trust
Administrative Building
No. 1, Rajaji Salai,
Chennai-600013
5078
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
Appearance:
For the 1st Party/Petitioner
: M/s K. M. Ramesh,
Union
Advocates
For the 2nd Party/
: M/s S. Ramasubramaniam
Respondent
& Associates, Advocates
AWARD
The Central Government, Ministry of Labour &
Employment vide its Order No. L-33011/3/2012-IR(B-II)
dated 09.07.2012 referred the following Industrial Dispute
to this Tribunal for adjudication.
The schedule mentioned in that order is :
“Whether the action of the management of Chennai
Container Terminal (Pvt.) Ltd. (CCTL (DP World),
Chennai, Chennai Port Trust Administrative
Building, Chennai in not terminating the appointment
of Sri P. Gopi as “Yard Supervisor” and not reverting
him back as Q.C. Operator as requested by him is
legal and justified? What relief the workman is
entitled to?”
2. On receipt of the Industrial Dispute this Tribunal
has numbered it as ID 40/2012 and issued notices to both
sides. Both sides entered appearance through their counsel
and filed their Claim and Counter Statement respectively.
After the counter statement was filed, the petitioner has
filed rejoinder
3. The averments in the Claim Statement filed by
the petitioner in brief are these:
The petitioner is a registered union represented by
its General Secretary. P.Gopi is a member of the Union and
is the workman concerned in this dispute. He had joined
the service of the Respondent as Checker in the year 2000
and was promoted as QC Operator in the year 2005. By
order dated 01.07.2010, the concerned workman was
promoted as Yard Supervisor of Operations Department
in the Management Cadre w.e.f. 01.07.2010. Clause-6 of
the order of promotion states that the concerned workman
shall be on probation for a period of 6 months during
which period himself or the Company may terminate the
appointment by giving 15 days notice without assigning
any reasons. The order of promotion was served on the
concerned workman on 27.07.2010 and he joined the
promoted post on the same date. Since he felt that he is
not fit for the post of Yard Supervisor he met the General
Manager on 02.08.2010 and requested him to revert him
back as QC Operator. The General Manager refused to
receive the letter of request. The concerned workman
then sent a letter by Registered Post on 12.08.2010 seeking
reversion. In the said letter the workman had terminated
his appointment as Yard Supervisor and gave 15 days
notice as stated in Clause-6 of the Appointment order.
However, the Respondent did not respond to this letter.
On the other hand the probationary period of the concerned
workman was extended by 6 months. At the same time the
Respondent had reverted one Bharath who was also
promoted as Yard Supervisor from the post of QC Operator,
on his request. The refusal of the Respondent to accept
the request of the concerned workman to revert him to the
post of QC Operator is arbitrary, illegal and malafide and
also amounts to unfair labour practice and victimization.
The dispute is raised in the above circumstances. An order
may be passed directing the Respondent to revert the
concerned workman to the post of QC Operator.
4. The Respondent has filed Counter Statement
contending as follows:
The dispute is not maintainable as Gopi, the
concerned worker is not a workman as defined under
Section-2(s) of the ID Act. The workman was working as a
Yard Supervisor in the Management Cadre at the time when
the dispute was raised. 35 numbers of direct and
contractual employees are working under him. He is to
personally supervise their work. The concerned employee
who was then QC Operator had submitted his application
to the post of Yard/Vessel Supervisor on the basis of the
notification issued by the Respondent on 15.03.2010. He
had attended the interview alongwith other applicants on
10.05.2010 and on the basis of the result of the interview
he was promoted as Yard Supervisor in the Management
Cadre. He was confirmed to this post on 21.07.2011. His
salary was revised and he was receiving Rs. 23,167/- a
month as salary. On 13.08.2010 the employee had written a
letter requesting to demote him as QC Operator. As there
was no policy to demote the employees the Respondent
refused him to revert him to his previous position. By
order dated 11.07.2011 the employee was transferred to
CFS Supervisory Cadre and is now working as Container
Freight Station Supervisor. The employee has accepted
the promotion and has joined the promotion post.
Though Bharath referred to in the Claim Statement was
given promotion, he did not join as a Yard Supervisor. So
the employee cannot compare himself with Bharath. The
petitioner is not entitled to any relief.
5. In the rejoinder filed by the petitioner, petitioner
has denied the averments in the Counter Statement and
also reiterated the case in the Claim Statement.
6. The evidence in the case consists of oral evidence
of WW1 and MW1 and documents marked as Ext.W1 to
Ext.W6 and Ext.M1 to Ext.M18.
7. The points for consideration are:
(i)
Whether the action of the Management in
refusing to revert the concerned employee,
Gopi to the post of QC Operator is legal and
justified?
(ii)
What, if any, is the relief to which the
concerned employee is entitled?
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5079
The Points
8. The facts of the case are not much in dispute.
The Petitioner Union had raised the dispute on behalf of
Gopi who had entered the service of the Respondent as a
Checker, promoted as QC Operator and later promoted to
the post of Yard Supervisor in the Management Cadre.
After joining the post of Yard Supervisor and working as
such for some time the concerned employee had felt that
the post in the Management Cadre is not suitable to him.
He wanted to be reverted to the post of QC Operator which
the Management refused. According to the petitioner,
this action of the Respondent is arbitrary and illegal. The
dispute is raised claiming that the concerned employee is
entitled to be reverted back to the post of QC Operator.
9. The Petitioner Union has requested the
Respondent to revert the concerned employee back to the
post of QC Operator by letter dated 12.07.2011 marked as
Ext.W2. Though it is stated in the Claim Statement that on
02.08.2010 itself the concerned employee had requested
the General Manager to revert him back to the post of QC
Operator, apart from the oral version of the concerned
employee, there is no other evidence regarding this. On
13.10.2010 he had written to the Respondent making such
a request. This is produced by the Respondent and is
marked as Ext.M13.
10. It has been pointed on behalf of the Respondent
that it was on the basis of an application given by the
concerned employee that he was considered for the post
of Yard Supervisor and that he was given promotion after
an interview. This fact is admitted by the employee
examined as WW1 also. He has admitted that Ext.M10 is
the application given by him to appoint him to the post of
Yard/Vessel Supervisor. He further stated that he had
applied for the post on his own volition. Ext.M11 is the
copy of the letter calling him for interview for the above
post. The witness had admitted that he has attended the
interview, though he would state that during the interview
he has stated that he does not require the post since the
salary was lesser. If this was the case there was no
necessity for him to attend the interview at all. Again, it
could be seen from the Counter ‘Statement that the salary
to the post of Yard Supervisor was not less than that of
QC Operator.
11. Ext.W1 is the order of promotion served on the
concerned employee. As could be seen from the Claim
Statement it is on the basis of Clause-6 of this order of
promotion that the employee is claiming that he is entitled
to be reverted to the post of QC Operator even as per the
order of promotion. What is stated in the Claim Statement
is that as per Clause-6 of the promotion order, during the
probation period of 6 months the employee or the
Company can terminate the appointment by giving 15 days
notice. However, on going through Clause-6 of Ext.W1 it
could be seen that this is not the case. What is stated in
Para-1 of Clause-6 of Ext.W1 regarding probation and
termination is that the employee will be on probation for a
period of 6 months during which period either the
Company or the employee may terminate the appointment
by giving 15 days notice without assigning any reasons.
What is to be discerned from this is only that either the
employer or the employee can terminate the employment
itself by giving 15 days notice during the 6 months period
of probation. It does not connote the meaning that the
employee is liable to be reverted to his earlier post in case
he gives notice of termination. The result of notice of
termination as per the clause is that the person will cease
to be an employee of the Respondent once the notice of
termination is given.
12. It could be seen from the documents produced
on behalf of the Respondent that it was not for the first
time the concerned employee has been applying for
appointment to the post of Officer. Ext.M8 is the
application given by him for the post on 08.12.2006.
Subsequently on 15.03.2010 an internal vacancy
notification was issued by the Respondent inviting
applications for the post of Yard/Vessel Supervisor, as
seen from Ext.M9. The concerned employee responded to
this notification and submitted the application again on
25.03.2010, as seen from Ext.M10. It was consequently, he
was called for interview as per Ext.M11 and was given the
order of promotion i.e. Ext.W1. Thus it could be seen that
the concerned employee was aspiring for the post for a
long time and it was on repeated effort that he obtained
the post. Ext.W1 shows that the order of promotion dated
01.07.2010 was served on him on 27.07.2010. Even as seen
from the Claim Statement he joined the post on the same
day which would show that he was very much anxious to
work in the promoted post. What exactly is the reason for
the employee to think of going back to the post of QC
Operator in the workman category is not known.
The Management is not willing to revert him back to
the post of QC Operator. It is stated it is not the policy of
the Management to revert a person in the normal course.
Though the example of one Bharath is given as an instance
of reversion, what is seen is that this person has not joined
the promoted post even though he has received the order
of promotion. So there was no question of his reversion
also.
13. The counsel for the petitioner has referred to
two precedents in support of his argument in favour of
reversion of the concerned employee. In the decision in
OM PRAKASH SUD VS. UNION OF INDIA AND
ANOTHER reported in 2003 AIR SC 3833, the concerned
employee had been working as Technical Assistant. On
his attaining the qualification he was offered the post of
Key Board Operator. He accepted the post on the
condition that he should be allowed to revert to his original
post and retire on reaching the age of 60 years and not in
5080
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
the age of 58 years. The Management did not reply to his
conditional acceptance. Order of retirement was served
on him by the Management on his completing the age of
58 years. The Apex Court quashed the order of notice of
retirement holding that the employee was always signing
the register as Technical Assistant and he was paid the
salary of Technical Assistant also even after the offer of
appointment to the post of Key Board Operator, that he
was never treated as Key Board Operator but all along he
had been treated as Technical Assistant. The facts of the
above case are totally different from the facts of the present
case. There the offer of promotion was met by a conditional
acceptance but the promotion was never given effect to
and the person continued to work in his former post in
which he could have worked upto the age of 60 years. So
the above decision is not of any help to the petitioner.
14. Another decision cited by the counsel for the
petitioner is SATISH CHANDRAN VS. GENERAL
MANAGER, UCO BANK AND OTHERS reported in 2008
2 SCC 653. It was a case where the employee who was
working as Clerk was promoted as Assistant Manager and
was posted to a place not to his liking but wanted a
reversion and the same was acceded to by the Management
and he was relieved from the promoted post also.
Subsequently, he made an application to permit him to
withdraw the request for reversion which was not acceded
to by the Management. The High Court had dismissed the
Writ Petition filed by the employee who felt aggrieved.
The facts of the case reveal that as per the Bipartite
Settlement when an employee seeks reversion he can be
allowed in which case he will be entitled to subsequent
promotion only after two years. The request of the
concerned employee for reversion was allowed on the
basis of the Bipartite Settlement and his application to
withdraw the request for reversion also seems to be on
the basis of the Bipartite Settlement. The finding in the
above case also is not of any help to the petitioner, the
facts being not in pari materia to the facts of the present
case.
15. There is no provision which entitles the
concerned employee to revert himself back to the previous
post at his whims and fancy once he is appointed to the
particular post. The terms and conditions of the order of
promotion does not entitle him to have such a choice. In
so far as Management is not willing to accede to his
request in spite of it being to be reverted to a lesser post
the concerned employee has no choice but to continue in
the post if he wants to stick to the service of the
Respondent.
16. Apart from the contention on the merits of the
case, the Respondent has also taken a contention that the
dispute is not maintainable before this Tribunal since the
petitioner was not a workman as defined in Section-2(s) of
the ID Act at the time when the dispute was raised.
According to the counsel for the Respondent, the
concerned employee had already accepted the post of
Yard/Vessel Supervisor in the Management Cadre and
was working in this post at the time when he raised the
dispute. It has being argued by the counsel that the
concerned employee not being a workman, this Tribunal
is not the forum to redress his grievance.
17. The counsel for the petitioner has referred to the
decision in MANAGEMENT OF INDIAN BANK VS.
INDUSTRIAL TRIBUNAL (CENTRAL GOVERNMENT)
MADRAS AND ANOTHER reported in 1977 1 LLJ 343 in
support of his argument that in spite of the circumstances
pointed out by the counsel for the Respondent the matter
would come within the ambit of this Tribunal. The above
was the case where certain Clerical Cadre Staff of Indian
Bank were promoted as Officers but were denied the benefit
of two additional increments which were given to the
Officers who were not promoted from the Clerical Cadre
Staff. A contention of the same kind raised in the present
case that the concerned persons are in the Officer category
and would not come under the category of workman as
defined in Section-2(s) of the ID Act was raised by the
Management. This objection was rejected by the Madras
High Court stating that the expression “any person”
occurring in Clause-(k) of Section-2 of ID Act would show
that he need not be a workman at all. It was found that the
person must be a person in whose conditions of
employment, etc. the workers are directly or substantially
interested. The Hon’ble High Court also observed that
the Union is fighting for their own conditions of service
which they would obtain when they are promoted as
Officers and that the interest which they have in the
determination of the conditions of service of the Officers
is neither remote nor unsubstantial but direct and vital in
view of the fact that a fixed percentage of higher posts has
to go to them. In fact the above dictum laid down also will
not help the petitioner. In the present case the Union is
not fighting for the common cause. It is fighting for the
individual interest of the concerned employee. It does not
matter to the Union or other workers whether the
concerned employee is reverted to his previous position
or retained in the position in which he is only the particular
individual is concerned with it.
18.It is not disputed by the petitioner that the
concerned employee was working in the Management
Cadre at the time when the dispute was raised. In the Claim
Statement itself it is admitted that he was promoted to the
post of Management Cadre and had joined the post and
had worked in the capacity of Yard Supervisor. He is
supervising several employees under him. So it is not by
mere nomenclature that he is put in the Officer cadre. Thus
the concerned employee was not a workman as defined in
Section-2(s) of the ID Act at the time when the dispute
was raised. So the dispute is not maintainable before this
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5081
tribunal also. So for this reason also the reference is to be
answered against the petitioner.
19.In view of my above finding, the reference is
answered against the petitioner. An award is passed
accordingly.
(Dictated to the P.A., transcribed and typed by him,
corrected and pronounced by me in the open court on this
day the 20th June, 2014).
K. P. PRASANNA KUMARI, Presiding Officer
Witnesses Examined:
For the 1st Party/Petitioner
:
WW1, Sri P. Gopi
For the 2nd Party/Management :
MW1, Sri G. Nagarajan
Documents marked
On the petitioner’s side
Ex.No.
Date
Description
Ex.W1
01.07.2010
Copy of order of promotion issued
to P. Gopi
Ex.W2
12.07.2011
Copy of petition from First Party
to
the
Regional
Labour
Commissioner (Central), Chennai
Ex.W3
21.07.2011
Copy of letter from Second Party
to P. Gopi
Ex.W4
08.08.2011
Copy of remarks/reply filed by the
Second Party before the Regional
Labour Commissioner (Central),
Chennai
Ex.W5
02.09.2011
Copy of rejoinder filed by the First
Party before the Regional Labour
Commissioner (Central), Chennai
Ex.W6
xxxx
Copy of QC Operator Moves for
the month of July 2012
On the Management’s side :
Ex.No.
Date
Description
Ex.M1
17.10.2001
Appointment letter (Checker)
issued to the Petitioner
Ex.M2
17.04.2002
Confirmation order issued to the
petitioner
Ex.M3
14.07.2004
Application for QC submitted by
the petitioner
Ex.M4
15.11.2005
Promotion order issued to the
petitioner
Ex.M5
09.02.2006
Confirmation of services as QC
Operator
Ex.M6
June 2006
Best QC Operator of the month
Award
Ex.M7
08.12.2006
Application for Officer (Internal)
Ex.M8
17.01.2006
Medical Fitness Certificate
Ex.M9
15.03.2010
Internal Vacancy Notification
Ex.M10
25.03.2010
Application for the post of Yard/
Vessel Supervisor
Ex.M11
10.05.2010
Call letter for interview for position
of yard supervisor
Ex.M12
01.07.2010
Promotion as Yard Supervisor in
management cadre (Officer)
Ex.M13
13.08.2010
Letter addressed to the HR
Manager
Ex.M14
11.07.2011
Transfer Order
Ex.M15
21.07.2011
Confirmation letter as Yard
Supervisor
Ex.M16
25.04.2012
Annual Compensation Revision
Ex.M17
-
Position description of Yard
Supervisor
Ex.M18
14.11.2013
Personal Performance and
Development Plan (Final Review-
2014).
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New Delhi, the 4th July, 2014
S.O.
1950.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 60/2012)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court,
Chennai as shown in the Annexure, in the industrial dispute
between the management of Indian Overseas Bank, and
their workmen, received by the Central Government on
04/07/2014.
[No. L-12012/38/2012 - IR(B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
BEFORE THE CENTRAL GOVERNMENT
INDUSTRIAL TRIBUNAL-CUM-LABOUR COURT,
CHENNAI
Wednesday, the 18th June, 2014
Present : K. P. PRASANNA KUMARI, Presiding Officer
5082
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
Industrial Dispute No. 60/2012
(In the matter of the dispute for adjudication under
clause (d) of sub-section (1) and sub-section 2(A) of
Section 10 of the Industrial Disputes Act, 1947(14 of 1947),
between the Management of Indian Overseas Bank and
their workman).
BETWEEN :
Sri M. Jayabalaganesan
:
1st Party/Petitioner
AND
The General Manager
:
2nd Party/Respondent
Indian Overseas Bank,
Central Office
662, Anna Salai
Chennai-600002
Appearance:
For the 1st Party/
:
M/s Balan Haridas,
Petitioner
R. Kamatchi Sundaresan,
Advocates
For the 2nd Party/
:
M/s NGR Prasad, V. Stalin,
Management
Advocates
AWARD
The Central Government, Ministry of Labour &
Employment vide its Order No. L-12012/38/2012-IR (B-II)
dated 29.08.2012 referred the following Industrial Dispute
to this Tribunal for adjudication.
The schedule mentioned in that order is :
“Whether the action of the management of Indian
Overseas Bank in imposing the punishment of
dismissal from service on Sri M. Jayabalaganesan,
Ex-Cashier vide order dated 28.06.2011, is legal and
justified? What relief the workman concerned is
entitled to?”
2. On receipt of the Industrial Dispute this Tribunal
has numbered it as ID 60/2012 and issued notices to both
sides. Both sides entered appearance through their counsel
and filed their claim and counter statement respectively.
After the counter statement was filed, the petitioner filed a
rejoinder.
3. The averments in the Claim Statement filed by
the petitioner in brief are these:
The petitioner had joined the service of the
Respondent Bank as Sub-Staff and was promoted to the
Clerical Cadre subsequently. He has been discharging his
work sincerely and honestly. He has been working at
Panagudi branch of the Respondent Bank from the year
2007. He was working as Cashier during 2010. While
working in the branch the petitioner was placed under
suspension on 29.05.2010. It was alleged by the
Respondent that the petitioner had received an amount of
Rs. 12,000 to be remitted to the account of the Self Help
Group of Roja Mahalir on 27.01.2010, but failed to account
the same in the books of the branch and returned the
amount to the concerned after a complaint was made on
12.02.2010 only. It was further alleged that on 17.02.2010
one Velayudham had remitted Rs. 20,850 into various SB
Accounts, but the petitioner who was dealing with the
same remitted Rs. 50 less in one of the accounts by showing
remittance of Rs. 6,900 instead of Rs. 6,950. The
Respondent issued a Charge Sheet to the petitioner for
the misconducts alleged above, on 24.06.2010. In spite of
explanation by the petitioner, a domestic enquiry was
conducted and the petitioner was found guilty of the
charges by the Enquiry Officer. The petitioner had not
committed the misconducts alleged. On 27.02.2010 one
Bamila had come to the branch to remit Rs. 12,000 to the
loan account of Roja Mahalir Self Help Group. While
handing over the amount she requested to remit the amount
after verifying the loan account number. Because of heavy
rush in the bank the petitioner was not able to verify the
loan account number immediately. He kept the cash in the
drawer and went for lunch. At the time of closing of cash,
he could not verify the cash as there was cash shortage of
Rs. 5,000/-. The petitioner was not able to locate the
shortage and so he closed the cash account by borrowing
from his colleague. In the meanwhile the petitioner forgot
about the amount received from Bamila. On the next day
also he forgot about the same. From 29.10.2010 he was on
leave for 7 days as he was not doing well. After the
petitioner came to know about the complaint given by
Bamila he had remitted the amount. The petitioner had not
misappropriated the amount as alleged by the Respondent.
The mistake of accounting Rs. 50 less from the account of
Velayudham did not come to light as there was no excess
cash on 17.02.2010. The petitioner had not done anything
with malafide intention. There was only one Cashier for
remittance and also payment at Panagudi Branch. In spite
of pressure of work the petitioner had been working
satisfactorily without giving any room for complaint. The
Disciplinary Authority imposed the punishment of
dismissal from service on the petitioner on the basis of the
report of the Enquiry Officer. The appeal filed by him has
been dismissed by the Appellate Authority also. It is in
such circumstance, the dispute has been raised by the
petitioner. An order may be passed holding that the
dismissal of the petitioner from service is illegal, and also
directing the Respondent to reinstate the petitioner in
service with back wages, continuity of service and other
attendant benefits.
4. The Respondent has filed Counter Statement
contending as follows:
While the petitioner was working as Cashier at
Panagudi Branch, on 27.01.2010 one Bamila had remitted
Rs. 12,000/- to the credit of the loan account of Roja
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5083
Mahalir Self Help Group. The amount was received by the
petitioner. But the same was not accounted for in the books
of the branch. When Animator of the SHG came to the
branch after two days she found that the amount of Rs.
12,000 was not credited to the loan account. She contacted
the petitioner and he returned the amount of Rs. 12,000 on
23.02.2010 after Bamila had made a complaint to the branch
on 12.02.2010. On 17.02.2010 Velayudham had remitted Rs.
20,850/- to various SB Accounts. However, the petitioner
accounted only Rs. 6,900 in respect of the SB Account
standing in the name of Rathinam rather than Rs. 6,950 the
amount required to be remitted and made good the balance
amount of Rs. 50. On 22.10.2010 after a complaint was
made by Velayudham. An enquiry was ordered on the
charge sheet that was issued to the petitioner
consequently. The petitioner had participated in the
enquiry. In the enquiry proceedings the petitioner had
admitted the guilt. The petitioner is not entitled to any
relief. There is no necessity to interfere with the finding
given by the Enquiry Officer on the punishment imposed
by the Disciplinary Authority and confirmed by the
Appellate Authority.
5. The petitioner had filed a rejoinder denying the
allegations made in the Counter Statement and repeating
his contentions in the Claim Statement.
6. The evidence in the case consists of the
documents marked as Ext.W1 to Ext.W40 and Ext.M1 to
Ext.M4.
7. The points for consideration are:
(i)
Whether the action of the Respondent in
imposing the punishment of dismissal from
service on the petitioner is legal and justified?
(ii)
If not, what is the relief to which the petitioner
is entitled?
The Points
8. The petitioner had joined the service of the
Respondent Bank as a Sub-Staff and was promoted to
Clerical Cadre in 1990. The incident which resulted in the
dismissal of the petitioner from service occurred in the
year 2010. The Respondent Bank had raised two charges
against the petitioner. One of the charge is that though an
amount of Rs. 12,000 has been handed over to him on
27.1.2010 to be remitted to the credit of the loan account in
the name of a Self Help Group, he failed to account the
same in the books of the branch and returned it only after
the person who entrusted the amount to him had given a
complaint to the branch in writing. The second charge is
that while remitting amount to the credit of a particular
account he remitted Rs. 50 less and made good the amount
only after a complaint was made by the remitter.
9. The petitioner has raised a vague contention in
his Claim Statement that the enquiry was not a fair one for
him. According to him he was not properly represented in
the enquiry proceedings, the person who represented on
his behalf having been not sufficiently experienced to
do the same. However, during the stage of trial there was
no case for the petitioner that the enquiry proceedings
was not conducted in a fair and proper manner. On going
through the enquiry proceedings, it could be seen that
the petitioner had fully participated in the enquiry and
that he had sufficient opportunity to defend his case
properly.
10. Now the question to be considered is whether
the petitioner had committed the misconducts alleged. In
the enquiry proceedings the Management had produced
two witnesses including the Officer who investigated the
case and had produced the relevant documents also.
11. Before going through the evidence let in before
the Enquiry Officer, the very case of the petitioner
regarding the whole incident is to be considered. It could
be seen from the Claim Statement itself that the petitioner
who had been present at the Bank on the day after the
alleged incident had been on leave for the next 7 days. It
is not disputed by him that he had returned the amount of
Rs. 12,000 after a complaint was filed against him and also
made good the shortage of Rs. 50. Ext.W2 is the
representation given by the petitioner to revoke his
suspension. In this representation itself it is admitted by
him that he had received cash of Rs. 12,000 from Bamila.
He has stated in his representation dated 04.06.2010 that
on 27.01.2010 Bamila had been to the branch to remit
Rs. 12,000 to the loan account of Roja Mahalir Self Help
Group and that the amount has been handed over to him.
As seen from the representation, while handing over the
cash to him, Bamila had requested him to credit the amount
after verifying the loan account number. Thus it is very
much clear from Ext.W2, the representation given by the
petitioner himself that he has received Rs. 12,000 from
Smt. Bamila and yet had not credited the amount to the
loan account of Roja Mahalir Self Help Group. Regarding
the short accounting of Rs. 50 in the account of
Velayudham he has stated in his representation that there
was no excess cash on 17.02.2010 and so the mistake did
not come to light. According to him this was due to excess
payment made to someone and he had made good the
amount on 20.02.2010 when he came to know about the
mistake. During the enquiry proceedings also the petitioner
had owned that he had committed the misconducts alleged.
In answer to the Enquiry Officer he has stated that he has
understood the charges read against him. He has then
stated that he is admitting all the charges voluntarily. He
has further stated that he is well aware of the
consequences of such voluntary and unconditional
admission of guilt also. Apart from the evidence let in, it
was on the basis of this admission also the Enquiry Officer
has entered findings against the petitioner.
5084
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
12. MW1 who investigated the case has spoken
about the misconducts committed by the petitioner. The
defense representative has cross-examined this witness
in detail. As could be seen the petitioner while questioned
by MW1 also he has stated that he had received the amount
but had failed to remit the amount to the credit of the
concerned loan account.
13. It has been argued by the counsel for the
petitioner that it was not a case of the petitioner acting
dishonestly and against the interest of the bank.
According to the counsel the conduct of the petitioner
would reveal that there was no dishonest intention on his
part. According to him the petitioner had made good the
amounts as and when he realized the mistake and this
itself would show that there was no intention on his part
to cheat the customer or the Bank. According to the counsel
at the most it must have been a case of negligence and not
misappropriation.
14. In fact the circumstances available in this case
would not allow one to accept the above argument on
behalf of the petitioner. It is admitted by the petitioner
himself that he had received the amount of Rs. 12,000 from
the woman agreeing to credit the amount to the loan
account. However, he has failed to do so. His case is that
he has kept the cash in the drawer of the counter which is
normally not in use and he had forgotten about it. But
there is no case for him that he has subsequently
recovered the amount. If that is so, it could not have been
a case of mere negligence on the part of the petitioner. So
far as the short remittance of Rs. 50 is concerned, as seen
from the second charge there was voucher for Rs. 6,950
while only Rs. 6,900 has been remitted. When such
evidence is there, there was every justification for the
Enquiry Officer to enter a finding of guilt on the petitioner.
15.The petitioner was removed from service
consequent to the finding against him. The counsel for
the petitioner has argued that even if the finding is allowed
to stand the punishment imposed on the petitioner is
disproportionate to the guilt itself. According to the
counsel it is a case where this Tribunal can interfere and
impose a lesser punishment on the petitioner.
16.The counsel for the Respondent has referred to
the decision of the Apex Court in JANATA BAZAR Vs.
SECRETARY SAHAKARI NOUKARARA SANGHA
AND OTHERS reported in (2000) 7 SCC 517 where it was
held that Labour Court having found that the workmen
committed breach of trust and misappropriation of funds
entrusted to them, It should not have directed
reinstatement of the workman. The counsel has also
referred to the decision in DIVISIONAL CONTROLLER
KSRTC VS. A.T. MANE reported in 2005 (3) SCC 254 where
the Apex Court has held that while deciding the quantum
of punishment what one should bear in mind is the loss of
confidence and not the amount of money misappropriated.
It was further held that when a person is found guilty of
misappropriation of corporation funds there is nothing
wrong in the corporation losing confidence or faith in such
a person and awarding him punishment of dismissal.
Against this, the counsel for the petitioner has referred to
the decision in ISHWAR CHANDRA JAYASWAL VS.
UNION OF INDIA AND OTHERS reported in 2014 (1)
LLN 286 where the Apex Court has interfered with the
punishment of dismissal from service and imposed the
punishment of Compulsory Retirement. It was a case where
the appellant who was in Railway Service was found guilty
of receiving bribe of meager amount. The Apex Court has
observed that if the conscience of the Court is shocked as
to the severity or inappropriateness of the punishment
imposed there can be a fresh consideration of the matter.
In the above decision the Apex Court has considered the
fact that by the time the charge has been framed against
the delinquent he had already given the best part of his
life to the Indian Railways in which he was employed.
This was also considered by the Apex Court in modifying
and reducing the punishment.
17.The petitioner, as could be seen, had joined the
service of the Respondent in the year 1980. He had worked
as Sub-Staff with the Respondent for 10 long years and
had been promoted to the Clerical Cadre in the year 1990.
As a Clerk also he had worked for 10 long years before the
incident happened. There is no case for the Respondent
that the petitioner had any past record of misconduct. No
monetary loss was caused to the Bank by the incident as
the amount was made good by the petitioner. When these
aspects are taken into account, it could be treated as a
case where the punishment was disproportionate to the
nature of the offence committed. I am inclined to modify
the punishment and convert to one of Compulsory
Retirement from service.
18.Accordingly, the punishment imposed on the
petitioner is modified and is converted to Compulsory
Retirement from service.
(Dictated to the P.A., transcribed and typed by him,
corrected and pronounced by me in the open court on this
day the 18th June, 2014).
K. P. PRASANNA KUMARI, Presiding Officer
Witnesses Examined:
For the 1st Party/Petitioner
:
None
For the 2nd Party/Management
:
None
Documents Marked :
On the petitioner’s side
Ex.No.
Date
Description
Ex.W1
29.05.2010
Suspension Order
Ex.W2
04.06.2010
Representation given by the
petitioner
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5085
Ex.W3
24.06.2010
Charge Sheet
Ex.W4
30.06.2010
Revocation of Suspension
Ex.W5
03.07.2010
Order of Posting
Ex.W6
14.08.20910
Letter issued by Disciplinary
Authority regarding appointment
of Presenting Officer
Ex.W7
16.08.2010
Order of Posting
Ex.W8
18.08.2010
Order of Posting
Ex.W9
18.08.2010
Enquiry Notice
Ex.W10
15.09.2010
Enquiry Proceedings
Ex.W11
16.12.2010
Reply given by the petitioner
Ex.W12
17.02.2012
Enquiry Notice
Ex.W13
05.03.2011
Letter given by the petitioner
Ex.W14
18.03.2011
Letter given by the petitioner
Ex.W15
18.03.2011
Enquiry Proceedings
Ex.W16
28.03.2011
Written brief given by the
Presenting Officer
Ex.W17
29.04.2011
Reply given by Defence
Representative
Ex.W18
07.05.2011
Enquiry findings
Ex.W19
15.05.2011
Reply given by the petitioner
Ex.W20
31.05.2011
Personal Hearing Notice
Ex.W21
27.06.2011
Personal Hearing Notice
Ex.W22
28.06.2011
Dismissal Order
Ex.W23
18.07.2011
Appeal filed by the petitioner
Ex.W24
12.09.2011
Appellate Authority Order
Ex.W25
27.01.2012
Petition filed by the petitioner
before ACL
Ex.W26
27.02.2012
Reply filed by Bank before ACL
Ex.W27 Jan/Feb. 2010
Attendance Register
Ex.W28
12.02.2010
Complaint Letter
Ex.W29
26.02.2010
Complaint Withdrawal Letter
Ex.W30 01.06.2009 to
Loan Ledger
22.04.2010
Ex.W31
23.02.2010
Credit Cash Voucher
Ex.W32
17.02.2010
Credit Cash Voucher
Ex.W33
17.02.2010
Credit Cash Voucher
Ex.W34
17.02.2010
Credit Cash Voucher
Ex.W35
17.02.2010
Credit Cash Voucher
Ex.W36
17.02.2010
Credit Cash Voucher
Ex.W37 01.01.2010 to
Statement of SB Account
04.03.2010
Ex.W38
20.01.2010
Credit Cash Voucher
Ex.W39
24.02.2010
Memo
Ex.W40
06.03.2010
Investigation Report
On the Management’s side
Ex.No.
Date
Description
Ex.M1
30.08.2011
Proceedings of the personal
hearing given to the claimant by
the Appellate Authority
Ex.M2
30.08.2011
Submission of the claimant before
the Appellate Authority
Ex.M3
04.03.2010
Statement of the claimant
recorded by the Investigating
Officer during investigation which
is annexures to the Investigation
Report
Ex.M4
-
Credit Cash Voucher dated
17.02.2010 for Rs. 6,950/- relating
to SB A/c No. 34586 of
M. Rathinam with backside
(Management Exhibit No. 6).
ubZ fnYyh] 4 tqykbZ] 2014
dk-vk- 1951-—vkS|ksfxd fookn vf/fu;e] 1947 (1947
dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj ds lsaVªy cSad
vkWiQ bafM;k ds izca/ra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa ds
chp vuqca/ esa fufnZ"V vkS|ksfxd fookn esa dsUnzh; ljdkj vkS|ksfxd
vf/dj.k@Je U;k;ky;] paMhx<+ ds iapkV (lanHkZ la[;k 93@2013)
dks izdkf'kr djrh gS] tks dsUnzh; ljdkj dks 04@07@2014 dks izkIr
gqvk Fkk 1
[la- ,y- 12011@52@2013 vkbZ vkj (ch- II)]
jfo dqekj] vuqHkkx vf/dkjh
New Delhi, the 4th July, 2014
S.O.
1951.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 93/2013)
of the Cent. Govt. Indus. Tribunal-cum-Labour
Court, Chandigarh as shown in the Annexure, in the
industrial dispute between the management of Central Bank
of India, and their workmen, received by the Central
Government on 04/06/2014.
[No. L-12011/52/2013- IR(B-II)]
RAVI KUMAR, Section Officer
5086
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
ANNEXURE
BEFORE SHRI SURENDRA PRAKASH SINGH,
PRESIDING OFFICER, CENTRAL GOVT.
INDUSTRIAL TRIBUNAL- CUM-LABOUR
COURT-I, CHANDIGARH
Case No. ID 93 of 2013, Reference No. L-12011/52/2013-
IR(B-II) dated 12.08.2013.
Smt. Aruna Jaggi
C/o The General Secretary,
Central Bank of India,
Employees Union (N.Z.)(Regd),
146, Golden Avenue,Phase-I,
Jalandhar (Punjab)
....Workman
Versus
1. The Zonal Manager,
Central Bank of India,
Zonal Office, Sector-17,
Chandigarh.
2. The General Secetary,
Central Bank of India Employees
Union (N.Z.)(Regd)146,
Golden Avenue, Phase-1,
Jalandhar (Punjab).
....Respondent
Appearances:
For the Workman
:
None.
For the Management
:
Shri N.K. Zakhmi, Advocate
Award Passed On:-20.5.2014
Government of India Ministry of Labour vide
Notification No.L-12011/52/2013-IR (B-II) dated 12.08.2013
has referred the following dispute to this Tribunal for
adjudication:
Term of Reference:
“Whether the demand of the General Secretary,
Central Bank of India Employees Union
(N.Z.)(Regd.), 146, Golden Avenue, Phase-I,
Jalandhar (Punjab) against the Zonal Manager,
Central Bank of India, Zonal Office, Sector-17,
Chandigarh for imposing of alleged illegal and severe
punishment of bringing down by two stages in the
scale of pay for a period of three years without
cumulative effect to Smt. Aruna Jaggi, CTO, is just,
valid & legal? What benefit the workman is entitled
for and what directions are necessary in the matter?”
2. Case called repeatedly. None appeared on behalf
of the workman despite registered notice. From the several
dates, none is appearing for the workman nor any claim
statement has been filed. For Management Sh. N.K.
Zakhmi is present. It appears that the workman is not
interested to pursue with the present reference. The same
is returned to the Central Govt. for want of Prosecution.
Central Govt. be informed. Soft as well as hard copy be
sent to the Central Govt. for publication.
Chandigarh.
20.05.2014
S. P. SINGH, Presiding Officer
ubZ fnYyh] 4 tqykbZ] 2014
dk-vk- 1952-—vkS|ksfxd fookn vf/fu;e] 1947 (1947
dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj fot; cSad ds
izca/ra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa ds chp vuqca/ esa
fufnZ"V vkS|ksfxd fookn esa dsUnzh; ljdkj vkS|ksfxd vf/dj.k@Je
U;k;ky;] ,.kkZdqye ds iapkV (lanHkZ la[;k 16@2010) dks izdkf'kr
djrh gS] tks dsUnzh; ljdkj dks 04@07@2014 dks izkIr gqvk Fkk A
[la- ,y&12012@03@2010&vkbZvkj (ch&II)]
jfo dqekj] vuqHkkx vf/dkjh
New Delhi, the 4th July, 2014
S.O.
1952.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. 16/2010) of
the Cent. Govt. Indus. Tribunal-cum-Labour Court,
Erankulam as shown in the Annexure, in the industrial
dispute between the management of Vijaya Bank, and their
workmen, received by the Central Government on
04/06/2014.
[No. L-12012/03/2010-IR (B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
BEFORE THE CENTRAL GOVERNMENT
INDUSTRIAL TRIBUNAL-CUM-LABOUR COURT,
ERNAKULAM
Present:
Shri. D. SREEVALLABHAN, B.Sc., LL.B, Presiding Officer
(Friday the 30th day of May, 2014/9th Jyaishtha, 1936)
ID 16/2010
Workman
:
Smt T. Laila Marattumala Roadarikathu
Veedu Karamoodu, Kallayam PO
Thiruvananthapuram Dist.
By M/s. H. B. Shenoy, Associates
Management :
The Regional Manager,
Vijaya Bank, Regional Office,
Jose Annexe, Jose Junction,
M G Road COCHIN – 16
By Adv. Shri R S Kalkura
This case coming up for final hearing on 26.05.2014
and this Tribunal-cum-Labour Court on 30.05.2014 passed
the following:
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5087
AWARD
In exercise of the powers conferred by clause (d) of
sub-section(1) and sub-section (2A) of Section 10 of
the Industrial Disputes Act, 1947(14 of 1947), the
Government of India/ Ministry of Labour by its Order No.
L-12012/03/2010-IR(B-II) dated 10.03.2010 referred this
industrial dispute for adjudication to this tribunal.
2. The dispute is:
‘Whether the action of the management of Vijaya
Bank in terminating the services of Smt Laila T, Part
time sweeper from the service of the bank
w.e.f.08.04.2009 inspite of the fact that she was
working with their Trivandrum branch and
Vellayambalam branch from 1999 to 2009 is justified?
What relief the workman is entitled to?’
3. The workman after appearance before this
Tribunal filed claim statement alleging that she was
employed as a part-time sweeper in the Pulimoodu branch
of the management bank at Thiruvananthapuram on
28.01.1999 and she was in continuous service there until
her transfer to the Sasthamangalam branch of the
management bank at Thiruvananthapuram on 08.04.2007.
Thereafter she was working there until the termination of
her service on 08.04.2009. She was employed against a
regular and permanent vacancy of part-time sweeper and
had to discharge the duties of a regular and permanent
part-time sweeper with privileges and benefits much lower
than that afforded to a permanent part-time sweeper on
the premise that her service was not regularized. Inspite
of repeated demands made by her she was not regularized
in service and her service was orally terminated by the
manager of the Sasthamangalam branch of the
management bank w.e.f.08.04.2009. She was retrenched
from service without complying with the requirements as
provided under Section 25F of the Industrial Disputes Act,
1947 and in violation of the provisions in paragraphs 522,
523 and 524 of the Shastri Award. Those who were junior
to her were retained in service by the management bank at
the time of retrenchment in violation of Section 25G of the
ID Act as well as paragraph 507 of the Shastri Award.
Fresh hands were employed after her retrenchment in
violation of Section 25H of the ID Act, clause 20.12 of the
1st Bipartite Settlement dated 19.10.1966 and paragraph 493
of the Shastri Award. Management bank used to employ
sweepers as temporaries against permanent vacancies one
after another and retrenched them to be replaced by new
hands in the same way violating the statutory provisions,
Awards and Bipartite Settlements. It amounts to unfair
labour practice prohibited under Section 25T of the ID Act
and violation of paragraphs 20.7 and 20.8 of the 1st Bipartite
Settlement and paragraphs 495 and 522 of the Shastri
Award. As per the terms of clause 20.12 of the 1st Bipartite
Settlement management bank is bound to retain and
absorb the workman in regular service especially when
there is vacancy. Instead of absorbing her in regular
service the management bank had illegally retrenched her
from service. Hence the retrenchment is to be declared
illegal and she is to be reinstated in service with full back
wages, continuity of service and other attendant benefits.
4. Management filed written statement denying the
allegations in the claim statement and contending that the
workman was engaged as a temporary part-time sweeper
in the Trivandrum branch of the management bank on
daily wage basis during the period from 06.08.2003 to
27.12.2007. But she had never worked for a continuous
period of 240 days within 12 calendar months preceding
her disengagement as a temporary part-time sweeper. She
was not engaged through Employment Exchange as
envisaged in the Rules and Guidelines relating to
recruitment and reservation policy issued by the Govt. of
India, but on the basis of the provisions contained in the
Awards and Settlements for engagement of persons on
temporary basis. Such a person does not have any legal
right to be absorbed in permanent service even if she had
worked for more than 240 days. During the period from
06.08.2003 to 27.12.2007 she was intermittently engaged
as a temporary part-time sweeper for daily wages @ ` 50
to ` 75/- in the Trivandrum branch of the management
bank as per the provision contained in paragraph 20.7 of
the 1st Bipartite Settlement. The management bank is not
having a branch by name Sasthamangalam branch. From
09.04.2007 she was intermittently engaged in the
Vellayambalam branch of the management bank and it was
not based on any transfer order issued to her. There is no
question of issuing transfer order to temporary employees.
The Kochi Regional Office of the management bank vide
letter dated 02.06.2007 permitted the Vellayambalam branch
to outsource the job of housekeeping by availing services
of M/s.Vijaya Hospitality Services @ ` 2,500 per mensem
from 01.06.2007 to 31.03.2008. The said agency deputed
the workman to do the work assigned to that agency. The
agency vide letter dated 30.06.2007 made request to the
branch Manager of the Vellayambalam branch to pay
` 1,800/- to her from their bills and credit the balance in
their account in the Vyttila branch of the management bank
and the same was acceded to by the branch manager. Later
the agency by its letter addressed to the Deputy General
Manager, Regional Office, Vijaya Bank, Kochi informed
that the workman who was engaged by them purely on
contract basis (part-time) for housekeeping work at Vijaya
Bank, Vellayambalam branch was terminated
w.e.f.06.04.2009 since her work was found to be
unsatisfactory. She was engaged by the housekeeping
agency w.e.f.01.06.2007 and was removed by that agency.
Hence there is no retrenchment of her service by the
management bank. Since the removal was by the agency
the provisions of Section 25F of the ID Act are not
applicable against the management bank and there is no
question of violation of Sections 25G and 25H of the ID
5088
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
Act and the provisions of the Shastri Award or the
Bipartite Settlement. As her engagement was on daily
wage basis she is not entitled for regularisation even if
the temporary engagement is for a period of more than
three months. Such temporary employees can also
compete with other candidates while making selection for
permanent appointment and if other things are being equal
the temporary employees will be given preference. The
temporary employee will not acquire the status and
privileges of permanent workman until and unless such
temporary workman can be selected and appointed as
permanent workman. There is no unfair practice in
engaging workman on temporary basis. The management
has not retrenched the workman and it is the contractor
under whom she was working had removed her from
service. There is no ground to reinstate her in services of
the bank and she is not entitled for back wages, continuity
of service and other attendant benefits as claimed by her.
5. Workman filed replication denying the
contentions in the written statement and reaffirming the
allegations in the claim statement.
6. For the purpose of deciding this reference the
workman was examined as WW1 and Ext.W1 was got
marked from the side of the workman. For the management
two witnesses were examined as MW1 and MW2 and
Exts.M1 to M21 were marked.
7. The points for determination are:-
(i)
Whether the workman was under the direct
employment of the management bank as part-
time sweeper from 28.01.1999 to 08.04.2007 as
alleged in the claim statement?
(ii)
Whether she was engaged in the
Vellayambalam branch of the management
bank on outsource basis from 01.06.2007 to
06.04.2009 as contended in the written
statement?
(iii)
Whether she was terminated from service by
the management bank w.e.f.08.04.2009 and if
so, it is legal and justifiable?
(iv)
Whether the workman is entitled to any relief?
8. Point Nos.i & ii:- These two points can be
considered together in order to avoid repetition and for
convenience. The case put forward by the workman is
that she was continuously engaged as a part-time sweeper
in the Pulimood branch from 28.01.1999 to 08.04.2007 and
in the Sasthamangalam branch from 09.04.2007 until her
termination from service on 08.04.2009. On the other hand
it is contended by the management bank that she was
intermittently engaged in the Trivandrum branch of the
management bank from 06.08.2003 to 27.12.2007 on daily
wage basis and later she was deputed to the Vellayambalam
branch by M/s.Vijaya Hospitality Services engaged by
the management bank on contract basis for the job of
housekeeping and that she was terminated from service
by that agency w.e.f.06.04.2009 since her work was found
to be unsatisfactory.
9. It is to be pointed out that it has come out in
evidence that the Trivandrum branch and the
Vellayambalam branch of the management bank are
referred to as Pulimood branch and Sasthamangalam
branch in the claim statement. It is also to be pointed out
that M/s.Vijay Hospitality Services referred to as Vijaya
Hospitality Services in the written statement was taken
over by M/s.Vinay Housekeeping and Sales Pvt. Ltd. on
01.08.2007 and the same is evidenced by Ext.M13.
10. It is not in dispute that the workman was engaged
as part-time sweeper in the Trivandrum branch of the
management bank but there is no reliable evidence in this
case to prove that she was continuously engaged from
28.01.1999 to 08.04.2007. According to the management
bank she was intermittently engaged in the Trivandrum
branch as part-time sweeper from 06.08.2003 to 27.12.2007.
Exts.M4 series Vouchers, M6 and M7 Registers will go to
show that she was engaged on daily wage basis. Whatever
it be it has not much significance in this case as it is mainly
to be considered whether she was under the direct
employment of the management bank in the Vellayambalam
branch or she was engaged on outsource basis by
M/s. Vijay Hospitality Services during the period preceding
the date of termination. There is ample evidence in this
case to prove that she was engaged by M/s.Vijay
Hospitality Services and subsequently by M/s.Vinay
Housekeeping and Sales Pvt. Ltd. in the Vellayambalam
branch of the management bank. It is the case of the
management bank that the Regional Office, Kochi vide
letter dated 02.06.2007 permitted the Vellayambalam branch
to outsource the job of housekeeping by availing the
service of M/s.Vijay Hospitality Services @ ` 2,500/- per
mensem from 01.06.2007 to 31.03.2008. Ext.M11 is produced
to prove the same. It is a letter addressed to the branch
manager of the Vellayabalam branch by the Chief Manager
of the Regional Office at Kochi of the management bank
permitting the branch Manager to outsource the job of
housekeeping by availing the services of M/s.Vijay
Hospitality Services for providing housekeeping service
@ ` 2,500/- per month from 01.06.2007 to 31.03.2008.
Ext.M12 is a letter dated 30.06.2007 addressed to the
manager of Vellayambalam branch from M/s.Vijay
Hospitality Services with a request to make payment of
` 1,800/- to the workman from their bills and credit the
balance in their account at the Vyttila branch of the
management bank throughout the period of contract. From
Ext.M10, the certified computer statement of the ledger
account in respect of the General Charges for the period
from 30.06.2007 to 30.04.2009, it can be seen that ` 2,500/-
was being debited as cleaning charges from the month of
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5089
June, 2007 onwards. Ext.M5 series would prove the
payment of housekeeping charges to M/s.Vijay Hospitality
Services and M/s.Vinay Housekeeping and Sales Pvt. Ltd.
The contract for the housekeeping service with M/s.Vinay
Housekeeping and Sales Pvt. Ltd. was renewed for the
period from 01.04.2008 to 31.03.2009 and subsequently for
the period from 01.04.2009 to 31.03.2010 and the same is
proved through Exts.M14 to M18. The Managing Director
of M/s.Vinay Housekeeping and Sales Pvt. Ltd. was
examined as MW2. He has also given evidence to prove
that the workman was engaged by the agency for the
housekeeping job in the Vellayambalam branch of the
management bank. It was deposed by him that Ext.M19
is the copy of the annual return submitted to the Provident
Fund authority and Ext.M20 is the annual return submitted
to the Employees’ State Insurance Corporation from their
agency wherein the workman in this case is listed as an
employee of the agency. It was stated by him that Ext.M21
is the copy of the letter sent to the Deputy General Manager,
Regional Office, Kochi from the agency as to the
termination of the workman w.e.f.06.04.2009. Nothing has
been brought out during his cross examination to
disbelieve his version as to the engagement of the workman
by the agency in the Vellayambalam branch of the
management bank for housekeeping job. Even Ext.W1
Pass Book of the workman as to the Savings Bank account
in the Vellayambalam branch produced in this case will
also prove the case of the management bank that the
workman was engaged by the agency and payments were
made to her as per the request made by the agency. There
is nothing on record to show that the workman was working
in the Vellayambalam branch from 01.06.2007 onwards on
direct employment by the management bank. Management
has succeeded in establishing that the workman was
working in the Vellayambalam branch on deputing her by
the agency engaged for housekeeping service on contract
basis. There is absolutely no reliable evidence in this
case to prove that she was directly engaged by the
management bank during that period. She was working at
that time as the employee of the agency and not as that of
the management bank. Hence it can very well be held that
the workman was working in the Vellayambalam branch of
the management bank from 01.06.2007 onwards as engaged
by M/s Vijay Hospitality Services followed by M/s.Vinay
Housekeeping & Sales Pvt. Ltd. and not under the direct
employment of the management bank.
11. Point No. iii:- Since the workman was found to
be not an employee of the management bank preceding
the date of alleged termination it cannot in any way be
said that her service was illegally terminated by the
management. There is evidence to prove that the cessation
of employment was due to the termination of her service
by M/s.Vinay Housekeeping agency.
12. Point No. iv:- Since it is found that the workman
was not under the direct employment of the management
bank from the month of June, 2007 onwards in its
Vellayambalam branch she is not entitled to any relief.
The award will come into force one month after its
publication in the Official Gazette.
Dictated to the Personal Assistant, transcribed and
typed by her, corrected and passed by me on this the
30th day of May, 2014.
D. SREEVALLABHAN, Presiding Officer
APPENDIX
Witnesses for the Workman :
WW1
-
20.03.2013
Smt T. Laila
Witnesses for the Management :
MW1
-
07.11.2013
Shri Shibu D. S.
MW2
-
08.01.2014
Shri Ajithkumar A.
Exhibits for the Workman :
W1
-
Pass Book in respect of Savings
Bank Account No. 207101011001041
in the name of Smt. T. Laila in the
Vellayambalam branch of Vijaya Bank
Exhibits for the Management :
M1
-
True copy of the General Power of
Attorney executed in favour of Shri
D. S. Shibu on 24.03.2006
M2
-
True copy of letter No.F.No.1/2/1/77-
IR dated 10.06.1980 issued by the
Govt. of India, Ministry of Finance,
Department of Economic Affairs
(Banking Division)
M2(1)
-
True copy of guidelines No.F.No.1/
2/1/77/IR dated 30.09.1978 issued by
the Govt. of India, Ministry of
Finance, Department of Economic
Affairs(Banking Division)
M2(2)
-
True copy of letter No.F.No.1/2/1/77-
IR dated 03.06.1980 issued by the
Deputy Secretary to the Govt. of
India, Ministry of Finance,
Department of Economic Affairs
(Banking Division)
M3
-
True copy of Chapters XX to XXII
of the 1st Bipartite Settlement
M4
-
Debit Voucher of the General Charges
dated 07.08.2003
M4(1)
-
Debit Voucher of the General Charges
dated 02.09.2003
M4(2)
-
Debit Voucher of the General Charges
dated 08.10.2003
5090
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
M4(3)
-
Debit Voucher of the General Charges
dated 10.11.2003
M4(4)
-
Debit Voucher of the General Charges
dated 09.12.2003
M4(5)
-
Debit Voucher of the General Charges
dated 02.01.2004
M4(6)
-
Debit Voucher of the General Charges
dated 20.01.2004
M4(7)
-
Debit Voucher of the General Charges
dated 21.01.2004
M4(8)
-
Debit Voucher of the General Charges
dated 04.02.2004
M4(9)
-
Debit Voucher of the General Charges
dated 20.02.2004
M4(10)
-
Debit Voucher of the General Charges
dated 21.02.2004
M4(11)
-
Debit Voucher of the General Charges
dated 16.04.2004
M4(12)
-
Debit Voucher of the General Charges
dated 05.05.2004
M4(13)
-
Debit Voucher of the General Charges
dated 09.07.2004
M4(14)
-
Debit Voucher of the General Charges
dated 20.07.2004
M4(15)
-
Debit Voucher of the General Charges
dated 10.08.2004
M4(16)
-
Debit Voucher of the General Charges
dated 13.08.2004
M4(17)
-
Debit Voucher of the General Charges
dated 28.12.2004
M4(18)
-
Debit Voucher of the General Charges
dated 21.01.2005
M4(19)
-
Debit Voucher of the General Charges
dated 31.01.2005
M4(20)
-
Debit Voucher of the General Charges
dated 29.03.2005
M4(21)
-
Debit Voucher of the General Charges
dated 30.04.2005
M4(22)
-
Debit Voucher of the General Charges
dated 19.05.2005
M4(23)
-
Debit Voucher of the General Charges
dated 21.05.2005
M4(24)
-
Debit Voucher of the General Charges
dated 08.06.2004
M4(25)
-
Debit Voucher of the General Charges
dated 29.06.2005
M4(26)
-
Debit Voucher of the General Charges
dated 04.07.2005
M4(27)
-
Debit Voucher of the General Charges
dated 29.07.2005
M4(28)
-
Debit Voucher of the General Charges
dated 18.08.2005
M4(29)
-
Debit Voucher of the General Charges
dated 22.08.2005
M4(30)
-
Debit Voucher of the General Charges
dated 13.09.2005
M4(31)
-
Debit Voucher of the General Charges
dated 19.09.2005
M4(32)
-
Debit Voucher of the General Charges
dated 24.10.2005
M4(33)
-
Debit Voucher of the General Charges
dated 02.11.2005
M4(34)
-
Debit Voucher of the General Charges
dated 19.11.2005
M4(35)
-
Debit Voucher of the General Charges
dated 05.12.2005
M4(36)
-
Debit Voucher of the General Charges
dated 20.01.2006
M4(37)
-
Debit Voucher of the General Charges
dated 23.01.2006
M4(38)
-
Debit Voucher of the General Charges
dated 25.02.2006
M4(39)
-
Debit Voucher of the General Charges
dated 27.02.2006
M4(40)
-
Debit Voucher of the General Charges
dated 04.04.2006
M4(41)
-
Debit Voucher of the General Charges
dated 10.04.2006
M4(42)
-
Debit Voucher of the General Charges
dated 24.04.2006
M4(43)
-
Debit Voucher of the General Charges
dated 05.05.2006
M4(44)
-
Debit Voucher of the General Charges
dated 26.05.2006
M4(45)
-
Debit Voucher of the General Charges
dated 30.05.2006
M4(46)
-
Debit Voucher of the General Charges
dated 24.06.2006
M4(47)
-
Debit Voucher of the General Charges
dated 26.06.2006
M4(48)
-
Debit Voucher of the General Charges
dated 07.07.2006
¹Hkkx II—[k.M 3(ii)º
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5091
M4(49)
-
Debit Voucher of the General Charges
dated 13.07.2006
M4(50)
-
Debit Voucher of the General Charges
dated 19.07.2006
M4(51)
-
Debit Voucher of the General Charges
dated 31.07.2006
M4(52)
-
Debit Voucher of the General Charges
dated 21.08.2006
M4(53)
-
Debit Voucher of the General Charges
dated 14.09.2006
M4(54)
-
Debit Voucher of the General Charges
dated 19.09.2006
M4(55)
-
Debit Voucher of the General Charges
dated 09.10.2006
M4(56)
-
Debit Voucher of the General Charges
dated 11.10.2006
M4(57)
-
Debit Voucher of the General Charges
dated 12.01.2007
M4(58)
-
Debit Voucher of the General Charges
dated 16.01.2007
M4(59)
-
Debit Voucher of the General Charges
dated 17.01.2007
M4(60)
-
Debit Voucher of the General Charges
dated 18.01.2007
M4(61)
-
Debit Voucher of the General Charges
dated 19.01.2007
M4(62)
-
Debit Voucher of the General Charges
dated 22.01.2007
M4(63)
-
Debit Voucher of the General Charges
dated 23.01.2007
M4(64)
-
Debit Voucher of the General Charges
dated 24.01.2007
M4(65)
-
Debit Voucher of the General Charges
dated 25.01.2007
M4(66)
-
Debit Voucher of the General Charges
dated 29.01.2007
M4(67)
-
Debit Voucher of the General Charges
dated 30.01.2007
M4(68)
-
Debit Voucher of the General Charges
dated 01.02.2007
M4(69)
-
Debit Voucher of the General Charges
dated 02.02.2007
M4(70)
-
Debit Voucher of the General Charges
dated 03.02.2007
M4(71)
-
Debit Voucher of the General Charges
dated 05.02.2007
M4(72)
-
Debit Voucher of the General Charges
dated 06.02.2007
M4(73)
-
Debit Voucher of the General Charges
dated 07.02.2007
M4(74)
-
Debit Voucher of the General Charges
dated 08.02.2007
M4(75)
-
Debit Voucher of the General Charges
dated 09.02.2007
M4(76)
-
Debit Voucher of the General Charges
dated 10.02.2007
M4(77)
-
Debit Voucher of the General Charges
dated 12.02.2007
M4(78)
-
Debit Voucher of the General Charges
dated 13.02.2007
M4(79)
-
Debit Voucher of the General Charges
dated 15.02.2007
M4(80)
-
Debit Voucher of the General Charges
dated 17.02.2007
M4(81)
-
Debit Voucher of the General Charges
dated 19.02.2007
M4(82)
-
Debit Voucher of the General Charges
dated 20.02.2007
M4(83)
-
Debit Voucher of the General Charges
dated 21.12.2007
M4(84)
-
Debit Voucher of the General Charges
dated 23.02.2007
M4(85)
-
Debit Voucher of the General Charges
dated 24.02.2007
M4(86)
-
Debit Voucher of the General Charges
dated 26.02.2007
M4(87)
-
Debit Voucher of the General Charges
dated 27.02.2007
M4(88)
-
Debit Voucher of the General Charges
dated 01.03.2007
M4(89)
-
Debit Voucher of the General Charges
dated 02.03.2007
M4(90)
-
Debit Voucher of the General Charges
dated 05.03.2007
M4(91)
-
Debit Voucher of the General Charges
dated 06.03.2007
M4(92)
-
Debit Voucher of the General Charges
dated 07.03.2007
M4(93)
-
Debit Voucher of the General Charges
dated 08.04.2007
M4(94)
-
Debit Voucher of the General Charges
dated 12.03.2007
5092
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
M4(95)
-
Debit Voucher of the General Charges
dated 13.03.2007
M4(96)
-
Debit Voucher of the General Charges
dated 15.03.2007
M4(97)
-
Debit Voucher of the General Charges
dated 16.03.2007
M4(98)
-
Debit Voucher of the General Charges
dated 17.03.2007
M4(99)
-
Debit Voucher of the General Charges
dated 19.03.2007
M4(100)
-
Debit Voucher of the General Charges
dated 20.03.2007
M4(101)
-
Debit Voucher of the General Charges
dated 22.03.2007
M4(102)
-
Debit Voucher of the General Charges
dated 23.03.2007
M4(103)
-
Debit Voucher of the General Charges
dated 24.03.2007
M4(104)
-
Debit Voucher of the General Charges
dated 26.03.2007
M4(105)
-
Debit Voucher of the General Charges
dated 27.03.2007
M4(106)
-
Debit Voucher of the General Charges
dated 28.03.2007
M4(107)
-
Debit Voucher of the General Charges
dated 29.03.2007
M4(108)
-
Debit Voucher of the General Charges
dated 30.03.2007
M4(109)
-
Debit Voucher of the General Charges
dated 03.04.2007
M4(110)
-
Debit Voucher of the General Charges
dated 07.04.2007
M4(111)
-
Debit Voucher of the General Charges
dated 09.04.2007
M4(112)
-
Debit Voucher of the General Charges
dated 10.04.2007
M4(113)
-
Debit Voucher of the General Charges
dated 11.04.2007
M4(114)
-
Debit Voucher of the General Charges
dated 13.04.2007
M4(115)
-
Debit Voucher of the General Charges
dated 19.04.2007
M4(116)
-
Debit Voucher of the General Charges
dated 25.04.2007
M4(117)
-
Debit Voucher of the General Charges
dated 27.04.2007
M4(118)
-
Debit Voucher of the General Charges
dated 03.05.2007
M4(119)
-
Debit Voucher of the General Charges
dated 04.05.2007
M4(120)
-
Debit Voucher of the General Charges
dated 07.05.2007
M4(121)
-
Debit Voucher of the General Charges
dated 08.05.2007
M4(122)
-
Debit Voucher of the General Charges
dated 09.05.2007
M4(123)
-
Debit Voucher of the General Charges
dated 11.05.2007
M4(124)
-
Debit Voucher of the General Charges
dated 15.05.2007
M4(125)
-
Debit Voucher of the General Charges
dated 16.05.2007
M4(126)
-
Debit Voucher of the General Charges
dated 19.05.2007
M4(127)
-
Debit Voucher of the General Charges
dated 13.07.2007
M4(128)
-
Debit Voucher of the General Charges
dated 14.08.2007
M4(129)
-
Debit Voucher of the General Charges
dated 05.09.2007
M4(130)
-
Debit Voucher of the General Charges
dated 13.09.2007
M4(131)
-
Debit Voucher of the General Charges
dated 06.11.2007
M4(132)
-
Debit Voucher of the General Charges
dated 13.11.2007
M4(133)
-
Debit Voucher of the General Charges
dated 23.11.2007
M4(134)
-
Debit Voucher of the General Charges
dated 29.11.2007
M4(135)
-
Debit Voucher of the General Charges
dated 27.12.2007
M5
-
Debit Voucher of the General Charges
dated 30.06.2007
M5(1)
-
Debit Voucher of the General Charges
dated 31.07.2007
M5(2)
-
Debit Voucher of the General Charges
dated 24.08.2007
M5(3)
-
Debit Voucher of the General Charges
dated 28.09.2007
M5(4)
-
Debit Voucher of the General Charges
dated 31.10.2007
¹Hkkx II—[k.M 3(ii)º
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5093
M5(5)
-
Debit Voucher of the General Charges
dated 30.11.2007
M5(6)
-
Debit Voucher of the General Charges
dated 31.12.2007
M5(7)
-
Debit Voucher of the General Charges
dated 31.01.2008
M5(8)
-
Debit Voucher of the General Charges
dated 29.02.2008
M5(9)
-
Debit Voucher of the General Charges
dated 31.03.2008
M5(10)
-
Debit Voucher of the General Charges
dated 30.04.2008
M5(11)
-
Debit Voucher of the General Charges
dated 02.06.2008
M5(12)
-
Debit Voucher of the General Charges
dated 02.07.2008
M5(13)
-
Debit Voucher of the General Charges
dated 01.08.2008
M5(14)
-
Debit Voucher of the General Charges
dated 01.09.2008
M5(15)
-
Debit Voucher of the General Charges
dated 03.09.2008
M5(16)
-
Debit Voucher of the General Charges
dated 03.11.2008
M5(17)
-
Debit Voucher of the General Charges
dated 02.12.2008
M5(18)
-
Debit Voucher of the General Charges
dated 02.01.2009
M5(19)
-
Debit Voucher of the General Charges
dated 02.02.2009
M5(20)
-
Debit Voucher of the General Charges
dated 02.03.2009
M5(21)
-
Debit Voucher of the General Charges
dated 02.04.2009
M6
-
Expenditure Register for the period
2005-2006
M7
-
Expenditure Register for the period
2006-2007
M8
-
Expenditure Register for the period
2007-2008
M9
-
Expenditure Register for the periods
2008-2009 and 2009-2010
M10
-
True copy of the computer statement
of pages 2 to 27 of the ledger account
in respect of General Charges for the
period 30.06.2007 to 30.04.2009 of the
Vellayambalam branch of the
management bank
M11
-
True copy of letter No.ROK/GAD/R/
1210/2007 dated 02.06.2007
addressed to the Branch Manager,
Vellayambalam branch by the Chief
Manager, Vijaya Bank, Regional
Office, Kochi
M12
-
Letter dated 30.06.2007 addressed to
the Manager, Vijaya Bank,
Vellayambalam branch by M/s.Vijay
Hospitality Services, Kakkanad,
Kochi
M13
-
Letter dated 01.08.2007 addressed to
the Manager, Vijaya Bank,
Vellayambalam branch by M/s.Vijay
Hospitality Services, Kakkanad,
Kochi
M14
-
True copy of letter No.ROK/GAD/R/
337/2008 dated 27.05.2008 addressed
to
the
Branch
Manager,
Vellayambalam branch by the Chief
Manager, Vijaya Bank, Regional
Office, Kochi
M15
-
True copy of letter dated 27.05.2008
addressed to the Branch Manager,
Vellayambalam branch by the Chief
Manager, Vijaya Bank, Regional
Office, Kochi
M16
-
True copy of letter No.ROK/GAD/R/
2351/2009 dated 01.04.2009
addressed to the Branch Manager,
Vellayambalam branch by the Chief
Manager, Vijaya Bank, Regional
Office, Kochi
M17
-
True copy of the letter dated
06.04.2009 addressed to M/s.Vinay
Housekeeping & Sales Pvt. Ltd.,
Thrikkakara, Kochi by the Branch
Manager, Vijaya Bank, Vellayambalam
Branch,
Sasthamangalam,
Thiruvananthapuram
M18
-
True copy of the letter dated
01.04.2009 addressed to M/s.Vinay
Housekeeping & Sales Pvt. Ltd.,
Thrikkakara, Kochi by the Branch
Manager, Vijaya Bank, Vellayambalam
Branch,
Sasthamangalam,
Thiruvananthapuram
M19
-
True copy of the covering letter
dated 20.07.2009 with annual returns
for the year 2008- 2009 for the period
from 01.10.2008 to 31.03.2009
5094
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
addressed to the Regional PF
Commissioner, Kochi by the
Managing
Director,
Vinay
Housekeeping & Sales Pvt. Ltd.,
Thrikkakkara, Kochi
M20
-
Copy of Form-5 Return of
Contributions submitted by the
Managing
Director,
Vinay
Housekeeping & Sales Pvt. Ltd.,
Thrikkakkara, Kochi to the
Employees’
State
Insurance
Corporation, Kochi
M21
-
Copy of the letter dated NIL
addressed to the Deputy General
Manager, Regional Office, Kochi of
the management bank by the
Managing
Director,
Vinay
Housekeeping & Sales Pvt. Ltd.,
Thrikkakkara, Kochi.
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deZdkjksa ds chp vuqca/ esa fufnZ"V vkS|ksfxd fookn esa dsUnzh;
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New Delhi, the 4th July, 2014
S.O. 1953.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 02/2014)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court
No.-II, Delhi as shown in the Annexure, in the industrial
dispute between the management of Corporation Bank,
and their workmen, received by the Central Government on
04/07/2014.
[No. L-12011/18/2007 - IR(B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
CENTRAL GOVERNMENT INDUSTRIAL
TRIBUNAL-CUM-LABOUR COURT-II,
KARKARDOOMA, DELHI
Present:-
Shri HARBANSH KUMAR SAXENA
ID No. 02/2014
Sh. Narender Bahadur Singh
Versus
Corporation Bank
AWARD
The Central Government in the Ministry of Labour
vide notification No L- 12011/18/2007-IR(B-II) dated
11.01.2008 referred the following industrial Dispute to this
tribunal for adjudication:-
Whether the action of the management of
Corporation Bank, AryaSamaj Road, Karol Bagh in
terminating the services of Sh. NarenderBahadur Singh,
Personal Car Driver w.e.f. 13.07.2006 is legal and justified?
If not, to what relief the concerned workman is entitled?”
On 09/04/2008 reference was received in this tribunal.
Which was register as I.D. No. 08/2008 and claimant was
called upon to file claim statement with in fifteen days
from date of service of notice. Which was required to be
accompanied with relevant documents and list of
witnesses.
On 30.3.2010 case was transferred to CGIT-I from
this Tribunal. On transfer it was registered as I.D. No.
54/2011.
On 9.01.2014 case was again transfer to this Tribunal
from CGIT -I. On transfer it was registered as I.D. No.
2/2014.
After service of notice workman/claimant filed claim
statement. Wherein he stated as follows:-
1. That the workman was employed by the aforesaid
management at Zonal Office, Karol Bagh w.e.f. 01.11.1999
as CAR DRIVER on sanctioned post, though no letter of
appointment had ever been issued to him. His last drawn
wages were Rs. 5000.00 per month as consolidated wages.
2. That the claimant/workman used to drives the
Vehicle bearing No’s. DL-6CK - 3958 & DL-2C-AC 9635
which were specifically owned and purchased by the
management No.1 for discharging the outdoor duties by
the Bank’s Officials.
3. That the workman had worked flawlessly and
continuously under the supervision and control of
management No.1 no adverse remarks ever reported
against him. It is further submitted that the workman had
rendered more than 240 days in each calendar year during
the period of his employment under the management.
4. That the attendance of the workman used to be
marked by the concerned Official and on the basis of his
attendance, the workman used to receive his wages
directly from the Bank on vouchers.
5. That the claimant/workman alongwith other
Drivers who has been working at different branches under
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5095
the management approached in a consorted manner to the
Union for getting their services regularized and accordingly
a Charter of Demand was served on to both the
managements. It is submitted that the management
deliberately did not respond to Charter of Demands despite
of receipt of the same. Feeling aggrieved, the Union on
behalf of Drivers, raised an Industrial Dispute with regard
to regularization in services which is still pending before
this Hon’ble Court for adjudication.
6. That the day when the union raised an Industrial
Dispute against the management, the top management
such as G.M./AGM etc. got annoyed with each Driver
including the workman and in a retaliatory means, the
services of the workman were terminated on 13.07.2006 by
Sh.S.K. Aggarwal (Manager) by uttering few words that
the services of the workman are not required any longer or
without assigning any reason.
7. That the termination of the services of the workman
without complying the provisions of 25 F of Industrial
Dispute Act., 1947 amounts to wrongful termination which
is void ab-initio.
8. That during the terms of employment under the
management, the claimant/workman used to work under
different Executives, since the services of the Executives
used to be transferred from one branch to other, but the
duties of the workman remains at the same position. In
other words, the sudden transfers did not alter the
condition of work in any manner.
9. That the workman used to get wages from the
Branch itself, but the mode of payment of wages were
changed by the management immediate after receipt of
Charter of Demands on behalf of workmen.
10. That the management having its own policy to
regularize the services of the Drivers and in furtherance of
the same policy the services of one Driver Shri. Sanjeev
Kumar S/o Sh. Roshan Lal were regularized w.e.f.
09.06.2007 and he was designed as Driver-cum-Peon,
whereas left the other workers unattended.
l1. That the wrongful terminating on the part of
management is an attempt to demoralize the other claimants
who are strongly participating the proceedings before the
Hon’ble court in the matter of Regularisation.
12. That the workman had sent a demand notice on
15.7.2006 under Regd. Post to both the management,
Which were received by them but failed to respond the
same.
13. That the workman is out of job since the date of
his illegal termination and despite of his best efforts to
secure a gainful employment elsewhere, he could not get
succeeded.
It is therefore prayed that the Hon’ble Court may be
pleased to pass an award in favour of the workman while
directing the management to reinstate the workman back
on duty with full back wages alongwith consequential
benefits.
Against claim statement management filed following
written statement:-
1. That the claim of the petitioner is absolutely
misconceived and without merits, therefore, liable to be
dismissed at the threshold.
2. That the personal car drives are engaged by the
executives of the bank in their personal capacity are not
‘workman’ within the meaning of section 2(s) of Industrial
Disputes Act, 1947. Therefore, Delhi workers union, which
espoused the cause of personal car driver of the executives
of the bank, has no locus-standi to raise the industrial
disputes claim merit dismissal on this ground alone.
3. That there is no cadre of a ‘personal car driver’ in
the respondent bank and as per the bank’s policy,
whenever the eligible officers engaged personal drivers,
reimbursement was permitted to these officers under the
head ‘allowances’ on the basis of the scale set down by
respondent bank from time to time.
4. That there is no sanctioned post of personal car
drivers of the executives of the bank and the approval
from the head office is not the sine qua non of such an
engagement of personal drivers by the executives in their
personal services. The executives of the bank are engaging
a car driver are thereafter reimbursed by the bank to the
executives concerned. It is pertinent to mention that such
car drivers are engaged by the executive concerned for
which no permission is required from head office and even
same was not subjected to normal recruitment process for
the selection of workman as per the rule of public
appointment. It is worthwhile mentioning that the Bank
being a Nationalized bank and its appointment being public
appointments and are based on rules and regulations
framed by the bank based on Directives of Central
Government.
5. lt is submitted that whenever vacancies of sub
staff arises either permanent or temporary such vacancies
are notified to the Local Employment Exchange and after
obtaining the panel of candidates, the candidates fulfilling
the eligibility criteria are called for interview and selection
is made by the committee, consisting of panel of the
officials of prescribed cadre. It is pertinent to mention that
no recruitment or selection is allowed dehors the rules
which is against the public policy. It is pertinent to mention
that the object of the Article 226 of the constitution is
enforcement and not the Declaration or establishment of
the right claimed.
6. That the bank has no control over the engagement
of personal car driver and there is no relationship of master
and servant between the personal car driver engaged by
the executives and the bank. These personal car drivers
were neither issued with the letter of appointment nor with
5096
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
any letter of termination by the back. Thus, the service of
personal car drivers were never under the supervision and
direct control of the Management /bank.
7. That it is reiterated that since the personal car
driver/claimant is not workman under section 2(s) of the
Industrial Disputes Act, 1947, therefore the question of
issuing notice/compliance of the provisions of section 25 F
of Industrial Disputes Act, 1947 does not arise. Therefore,
there cannot be any termination/engagement of the
services of personal car drivers.
8. That without prejudice to above it is submitted
that a scheme for absorption of personal car drivers
engaged by the executives in regular services of the bank
as sub staff (Peon) as approved by the Bank’s Board was
in vogue in the bank since 1989. This scheme provided for
the absorption of five senior most such personal car drivers
every year, as peon subject to their fulfilling certain
eligibility norms as laid down in the scheme. That the
scheme for absorption of personal car drivers engaged by
executives in the regular services of the bank came to be
discontinued as per Board’s Directive.Consequent of the
Govt. Communication F.No. 9/5/92/IR dated 23.06.1997, the
discontinuation of the scheme was informed to all
executives eligible to engage personal car drivers. Needless
to say that Sh. Narender Bahadur Singh was engaged as
personal driver of an executive on and from 01.11.1999
after the discontinuation of the said scheme.
REPLY ON MERITS
l. That the contents of para No. 1 of the claim petition
are wrong as stated, hence denied. It is vehemently denied
that the claimant was employed by the management at
Zonal Office, Karol Bagh w.e.f. 01.11.1999 as Car Driver on
sanctioned post, though no letter of appointment had ever
been issued to him. It is submitted that the claimant is
engaged as personal driver by an executive not by the
bank. Therefore, there is no need for letter of appointment
to be issued to him by the bank.
2. That the contents of para No. 2 of the Claim
petition needs no reply.
3. That the contents of para No. 3 of the claim petition
are wrong and denied as stated, except wherever
specifically admitted. It is incorrect to. suggest that the
workman had rendered more than 240 days in each calendar
year during the period of his employment under the
management. In this regard it is submitted that performance
of such kind of duties cannot be presumed as duties
entrusted by the bank since car allotted to the executive is
being used by the personal driver for the executive’s
purposes and by no stretch of imagination personal driver
can be considered to be in the employment of the bank
and under the direct control and supervision of the bank.
It is further submitted that the claimant/personal drivers
never received any salary/wages directly from the
respondent bank.
4. That the contents of para No. 4 of claim petition
are wrong and denied. It is vehemently denied that the
workman used to receive his wages directly from the bank
on vouchers. In this regard it is submitted that so far as
salaries paid to the claimants/car drivers are concerned
the executives who are using their personal services after
making the payments of same of the car driver, seek
reimbursement from the bank since these executives are
made available certain allowances, commonly known as
perquisites, to facilitate the use of car provident to them
for use as per bank’s guidelines. Hence, the claimant be
put strict proof of the averments so made in para under
reply.
5. That the contents of para No. 5 of the claim petition
are wrong and denied in toto. In response to the averments
made in para under reply the preliminary objections made
herein above be read as part and parcel of the para under
reply as the same are not being repeated here for the sake
of brevity. Moreover, the workers union mentioned in para
under reply has no locus-standi to represent the claimant/
personal car drivers.
6. That the contents of para No. 6 of the claim
petitioner are wrong and denied. The Claimant be put to
strict proof of averments made in para under reply.
7. That the contents of para No. 7 of the claim petition
are wrong and denied in toto. In response to the averments
made in para under reply the preliminary objections made
hereinabove be read as part parcel of the para under reply
as the same are not being repeated here for the sake of
brevity.
8. That the contents of para No. 8 of the claim petition
are wrong and denied in toto. It is reiterated that the
personal car drivers engaged by the executives in their
personal capacity are not ‘workmen’ under Section 2(s) of
the Industrial Disputes Act, 1947.
9. That the contents of para No. 9 of the claim petition
are wrong and denied. It is emphatically and specifically
denied that earlier the workman used to get their wages
from the bank itself. But the mode of payment of wages
were changed by the management immediate after receipt
of charter of demands on behalf of workman. The claimants
be put strict proof of averments so made in para under
reply and in response to the allegations made in para under
reply the preliminary objections made hereinabove be read
as part and parcel of the para under reply as the same are
not being repeated here for the sake of brevity.
10. That the contents of para No. 10 of the claim
petition are wrong and denied. It is denied that
management have its own policy to regularize the services
of the drivers and in pursuance of the policy the services
of one claimant Sh. Sanjeev Kumar S/o Sh. Roshan Lal
was regularized w.e.f. 09.06.2007 as driver. Whereas left
the other workers unattended. The claimant be put the
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strict proof of the averments made in para under reply and
the contents of para No. 2 of the preliminary objections
made hereinabove be read as part and parcel of the reply
to the contentions made by the claimants in para under
reply.
11.That the contents of para No. 11 of the claim
petition are wrong and denied in toto. The claimant be put
to strict proof of the averments made in para under reply.
12. That the contents of para No. 12 of the claim
petition are wrong and denied in toto. In response to the
averments made in para under reply the preliminary
objections made hereinabove be read as part and parcel of
the para under reply as the same are not being repeated
here for the sake of brevity.
13. That the contents of para No. 13 of the claim
petition are wrong and denied. It is vehemently denied
that the termination of the claimant is illegal. In response
to averments made in para under reply the preliminary
objections made hereinabove be read as part and parcel of
the para under reply as the same are not being repeated
here for the sake of brevity.
14. That the unnumbered para is a prayer clause.
The same is wrong and denied. The claim of the claimant /
car driver merits dismissal in view of the facts that there is
on cadre of ‘Personal Car Driver’ in the respondent bank
as per the bank’s policy.
It is , therefore, prayed that under the facts and
circumstances of the case and in the interest of justice
that the claim of claimant/Car Driver against the
management /opposite party be dismissed as the claimant
is not entitled to any relief against the management/
opposite party.
Workman filed rejoinder wherein he stated as
follows:-
1-4 Contents of para No. 1 to 4 are wrong and denied.
It is emphatically denied that the claimant is not a workman
as defined under Section 2 (s) of the Industrial Dispute
Act. It is further denied that Delhi General Workers Union
has no locus standi to raise an Industrial Dispute. It is
denied that there is no cadre of Driver/Personal Car Drivers
in the respondent Bank. It is denied that there is no
sanctioned post of drivers under the Bank. It is denied
that the Car Driver is engaged by the executive concerned
in their personal services. It is denied that the executives
of the bank are engaging Car Driver in the personal capacity
and wages paid by them to their personal car concerned.
It is denied that no permission is required from Head Office
at the time of engagement of drivers.
5-6. Contents of para No. 5 to 6 are wrong and
denied. It is submitted that out of the total strength of car
drivers, one Sh. Sanjeev Kumar son of Sh. Roshan Lal was
also earlier working as personal car driver under the Bank
and being a claimant, he had also signed the demand notice
dt.09.01.2006 and subsequent Charter of demands. It is
further submitted that after receipt of demand notice as
well as charter of demands, the services of Sh. Sanjeev
Kumar got regularised w.e.f 10.05.2007 where left the other
claimants unattended. It is denied that the Bank has no
control over the engagement of Car Driver and there is no
relationship of Master and servant between the personal
car driver engagement by the executive and the bank. It is
denied that the services of personal Car Drivers were never
under the supervision and direct control of the
management.
7-8. Contents of para No. 7 and 8 are wrong and
denied. It is further denied that the scheme for absorption
of personal car drivers engaged by executives in the regular
service of the bank came to be discontinued as per Board’s
Directive. Consequent of the Govt. Communication F. NO.
9/5/92 dtd. 23.6.1997. It is admitted that the workman was
appointed driver w.e.f. 01.11.1999.
REPLY ON MERITS :
01. Contents of para No. 1 is adm itted to the extent
that the workma n was engaged w.e.f 01.11.1999. Rest para
is denied. The corresponding para of S/claim is reiterated
and reaffirmed.
2. Contents of para No. 2 are admitted.
03-14 Contents of para No. 3 to 14 are wrong and
denied. The corresponding para of S/claim are reiterated
and reaffirmed.
The prayer clause of the management is vexatious
hence denied.
It is therefore prayed that the Hon’ble Court may be
pleased to pass an award in favour of the workman and
against the management while directing the management
to reinstate the workman back on duty with full back wages.
On the basis of pleadings following issues has been
framed by my Ld. predecessor on 02.09.2009:-
1. As per terms of reference?
2. Relief.
Workman in support of his case filled affidavit in his
evidence. Wherein he stated as follows:-
1. That the deponent was employed by the aforesaid
management at Zonal Office Karol Bagh as Car Driver w.e.f
01.11.1999 on sanctioned post, though no letter of
appointment had ever been issued to him. His last drawn
wages were Rs. 5000.00 per month as consolidated wages.
2. That the deponent used to drive the Vehicle
bearing Nos. D L-6 C K-3958 & D L-2 C-A C-9635 which
were specifically owned and purchased by the management
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[PART II—SEC. 3(ii)]
No.1 for discharging the outdoor duties by the Bank’s
officials.
3. That the deponent had worked flawlessly and
continuously under the supervision and control of
management No. 1 and no adverse remarks ever reported
against him. It is correct to state that the deponent had
rendered more than 240 days in each calendar year during
the period of his employment under the management.
4. That the attendance of the deponent used to be
marked by the concerned officer under the management
No.1 and on the basis of attendance, the deponent used
to get his wages directly from the Bank on vouchers.
5. That the deponent alongwith other co-workmen/
Driver who has been working at different branches under
the management No.1 approached in a consorted manner
to the union for raising their cause before the Courts of
law and for that purpose they made request to the bank
that their services must be regularized in the present post
and accordingly a Charter of Demands was served on to
both the management. It is correct to state that the
management deliberately did not respond same despite
receipt of the same. Feeling aggrieved, the union on behalf
of Drivers, raised an Industrial Dispute against the
management for the regularization in services which is
still pending before this Hon’ble Court for adjudication.
6. That the day when the Union raised an Industrial
Dispute ‘against the management, the Top brass officials
under the managements such as G.M./AGM etc. got
annoyed, the services of the deponent were terminated
on 13.07.2006 by Sh. S.K. Aggarwal (Manager) by uttering
a few words that the services of the deponent are not
required any longer.
7. That the termination of the services of the
deponent without complying the provisions of 25 F of
Industrial Dispute Act., 1947 amounts to wrongful
termination which is void ab-initio.
8. That during the terms of employment under the
management, the deponent used to work under different
Executives, since the services of the Executives used to
be transferred from one branch to other or one Region to
another, but the duties of the deponent were never changed
or remained same till the date of illegal termination. It is
correct to state that the sudden transfer of bank officials
neither changed the character of the deponent nor made
any alteration in the working condition of deponent in
any manner.
9. That the deponent used to get wages from the
Branch itself on vouchers, but the mode of payment of
wages had been changed by the management immediate
after receipt of Charter Demands on behalf of workmen.
10. That the management having its own policy to
regularize the services of the Car Drivers and in pursuance
of the same policy, the services of one Car Driver
Sh. Sanjeev Kumar S/o Sh. Roshan Lal got regularized
w.e.f. 09.06.2007 out of several claimants and he was
designated as Driver-cum-Peon, whereas left the other
workers without any reason.
l1. That the wrongful termination on the part of
management is an attempt to demoralized the other
claimants who are strongly participating the proceedings
before the Hon’ble Court in the matter of Regularization.
12. That there a re sanctioned post of personal card
drivers under the management and even prior to giving
employment to any candidate, the concerned Executive
used to take approval from the Head Office i.e. management
No. 2. and the candidature of the new aspirant used to be
scrutinized by the management No.2.
13. That the deponent had served on the demand
notice to both the managements under Regd post which
were received by them. The copy of demand notice, postal
receipts and acknowledgement card are Exh. WW-l/l to
WW-l/5 respectively, The deponent used to draw his wages
on vouchers and the photocopies of cash vouchers are
Exh. WW-l/6 to WW-l/21 (The original vouchers are in the
possession of the management.
14. That the deponent is out of job since the date of
his illegal termination and despite of his best efforts to
secure gainful employment elsewhere, he could not get
succeeded.
Workman on 22.11.2011 tendered his affidavit as
WW1. He was cross-examined on same day by Ld.A/R for
the management, Ms.RanaArora.
Management in support of his case filled affidavit
of Sh. Anjani Kumar in his evidence. Wherein he stated
as follows:-
l. That I say that I am presently working as Assistant
Manager, Corporation Ban k, Zonal Office, Kasturba Gandhi
Marg, Connaught Place, New Delhi, I say that I am
conversant with facts of these case on the basis of records
maintained by the bank. As such, I am competent to depose
upon this affidavit.
2. I say that there is no cadre of “Driver /Personal
Car Driver” as per the respondent bank’s policy.
3. I say that there is no post of personal car Drivers
in the respondent Bank. The executives of the bank are
engaging the services of car drivers in their personal
capacity and amounts paid by them to these car drivers,
are thereafter reimbursed by the respondent bank to the
executive concerned. The petitioner was not employed by
the respondent bank at Zonal Office, Karol Bagh, New
Delhi and no appointment letter was ever issued to him by
the respondent bank.
4. I say that the respondent bank however allows
certain allowances commonly known as perquisites to the
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executives to facilitate them to privately engage a driver.
Such executives, who engage drivers in personal capacity
claim reimbursement of the amount paid to personal car
drivers. The Petitioner was engaged as ‘Personal car
Driver’ by the executive concerned and since the petitioner
was the personal driver he continued in his service till the
said executive liked his services. The Petitioner was never
included in the army of employees working with the
respondent bank and therefore there is no question of his
illegal/wrongful termination by the respondent Bank.
5. I say that the respondent bank has no control
over the engagement of the car driver by the executive
concerned and there is no relationship of employee and
employer between the personal car driver engaged by the
executive and the respondent bank.
6. I say that the respondent band has no role in the
selection and engagement of personal car drivers of the
executive concerned. Accordingly the petitioner was also
engage by the executive concerned in his personal
capacity and the respondent bank had no role in his
selection & engagement by the executive concerned. The
petitioner was not subjected to normal recruitment process
for selection of workman as per the rules of the respondent
bank.
7. I say that petitioner had not undergone the normal
recruitment process prescribed for selection of workman
in the respondent bank. I say that whenever the vacancies
of sub-staff arise, either permanent or temporary, such
vacancies are fulfilled by following the laid down
procedure in this regard. The very fact that the petitioner
has not undergone such procedure shows that he is not
recruited by the respondent Bank.
8. That I say that petitioner never used to mark his
attendance in the attendance register maintained for the
employees of the bank and he was never issued any
identity card by the bank.
9. That I say that I am not deposing falsely.
His affidavit was tender on 02.01.2012. He was cross-
examined on 01.03.2013.
His examination in chief and cross-examination is as
follows:-
I tender my affidavit as evidence which is Ex-MW1/
A • It may be read in support of the case of the management.
XXXX By Sh. S.B. Shailey, A/R for the claimant.
The bank has not been able to produce the
documents, in compliance of order dated 11.04.2012. I have
no idea whether the claimant was engaged as a car driver
of the bank at its Karolbagh bra nch on 01.11.1999. I have
no idea that his services were terminated by the bank on
13.07.2006. It is incorrect that the claimant raised a charter
of demand, which act annoyed the management and his
services were abruptly terminated. It is correct that
concerned executive seeks permission from the Head
Office of the bank to engage a particular person as his
personal driver. It is also correct that the concerned
executive is supposed to transmit bio-data, photographs,
driving license, address proof as well as age proof of the
particular person whom he wants to engage as a personal
driver. It is correct that Head Office of the bank ratifies the
decision of the concernd executive, but it is the decision
of the concerned executive to engage a particular person
as his personal driver. Vol. Concerned executive should
fulfill the parameters issued by the Head Office in that
regard.
It is incorrect that the claimant was engaged as a
personal driver against a sanctioned post. It is incorrect
that the bank had intentionally not produced vouchers
and log book pertaining to this case. It is correct that log
book of a vehicle can establish that a particular driver had
worked on a particular day, in a particular month as well as
in a particular year. I cannot affirm or deny that the claimant
had worked continuously for 240 days in every calendar
year, with the bank. It is incorrect that there is a post of
driver in the bank. Vol. post of Peon-cum-Driver has been
recently sanctioned in the bank. Circular Ex. MW1/Wl is
not disputed. It is correct that wages of the claimant were
paid through vouchers for actual days of work. Again
said, concerned executive used to make payment of the
claimant. Concerned executive get payment from Head
Office and then pay it to the personal driver engaged by
him. I am not in possession of any document now which
may show that payment of his wages was made by the
concerned executive.
Overtime allowance is paid to a personal driver.
Outstation allowance and night halt allowance is paid to a
personal driver. These allowances are paid to the personal
driver by the concerned executive. Vouchers, copy of
which are Ex. WW-1/6 to Ex. WW1/19 are not disputed. In
case claimant would satisfy the policy of the bank for
absorption, service would be given to him and otherwise
not. It is correct that bank does not maintain any service
record in respect of personal drivers. Correct address of
Zonal Office of the bank is written on Ex. WW1/l, Ex. WW1/
2 , Ex. WW1/3 , Ex. WW1/4 and correct address of Head
Office is written on Ex. WW1/5. It is incorrect that my
affidavit is based on false facts. It is further incorrect that
claim put forward by the claimant is legal and justified.
Workman on 26.07.2011 submitted written
arguments which are as follows:-
The case of the workman Sh. Narender Bahadur
Singh is that he was employed by the aforesaid
management No. 1 and he was placed at Karol Bagh, Delhi
as Driver w.e.f. 01.11.1999 on sanctioned post, however
no letter of appointment ever been issued to him. His last
drawn wages were Rs. 5000.00 per month. The services of
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the workman stood terminated on 13.07.2006 by the
manager Sh. S. K.Aggarwal without any cause of action
or notice by uttering a few words that the services of the
claimant are not required any longer.
The bone of contention between the parties was
that the workman along with other workmen had raised a
Charter of Demands for the regularization of their services
and the management got irked upon them.
It is the case of the workma n that he used to get
wages from the Bank directly on vouchers, but the mode
of payment of wages had been changed by the
management immediate after receipt of Charter of Demands
on behalf of workmen.
The workman had also served a demand notice
through Regd. Post which was received by the management
in Head Office as well as in Zonal office/Karol Bagh, but
failed to respond the same. The workman had also relied
upon the demand notice, postal receipts, acknowledge
cards and cash vouchers which are already Exh. WW-1/1
to WW -21.
Case of the management:
The defense of the management is that the workman
was engaged as personal Car Driver by an executive and
denied the relationship of master and servant between the
parties, however the management never disclosed who
was the Executive appointed the claimant as personal Car
Driver.
Issue No. 1 and 2:-
The workman has filed his evidence by way of
affidavit and thereafter the matter was fixed for cross
examination of workman, but the management did not turn
up on the date of hearing. As a result of non appearance
on the part of the management, the Hon’ble Court
proceeded the management ex-parte and accordingly the
case has been reserved for Award.
Since, there is unrebuttal testimony on the part of
workman, hence the workman has been proved his case
without any clouds.
It is pertinent to mention here that the workman had
placed certain photocopies of the Cash Vouchers in his
evidence and when the Hon’ble Court granted the
opportunity to the workman to lead secondary evidence,
immediately after the permission, the management
submitted the original vouchers in the Courts, meaning
thereby the management still concealing the documents
from the Hon’ble Court deliberately.
So far as concerned of continuous service, the
workman has successfully discharged his initial burden
to prove that he had worked more than 240 days in each
calendar year by not only pleaded in his Statement of
Claim but also deposed in his Affidavit which is still
unrebuttal testimony.
It is pertinent to mention here that when the workmen
had received wages on the number of occasions from the
Bank directly then the question of denial of relationship
with the management does not arise and accordingly all
the objections raised b the management are liable to be
thrown out at the threshold.
The Burden to prove that “Whether the workman
was employed by a particular Executive” lies upon the
management, but neither the management disclosed the
name of any Executive in their Written Statement nor led
any evidence on this point, meaning thereby the
management had failed hopelessly to substantiate their
stand before the Hon’ble Court.
If it is presumed for the sake of arguments, though
not admitted, had the workman engaged by any so-called
Executive as personal car Driver, in that eventuality the
workman would have received wages from the concerned
Executive not from the Bank directly.
It is submitted that since 1999 till 13.07.2006, the
workman had obtained wages on vouchers regularly and
the management is concealing this facts from the Hon’ble
Court, just to frustrate the claim of the workman. The
photocopies of vouchers which were in the possession of
the workman has already been filed by the workman.
CASE RELIED:
1. Bank of Baroda V/s. GhemarbhaiHarjibhaiRabari
(2005) 10 SCC 792)
2. Creative Garments V/s. Kunwar Prasad and
Another (2003-1-L.L.J. P 809.)
RELIEF:-
The workman had successfully proved his case and
he is entitled to be reinstated in the past service.
It is humbly and respectfully prayed that the Hori’ble
Court may be pleased pass an Award in favour of the
workman and against the management and direct the
management to reinstate the workman back on duty with
full back wages.
Workman on 21.8.2013 again submitted written
arguments alongwith photocopies of ruling which are as
follows:-
The case of the workman is that he was employed
by the aforesaid management as a Driver w.e.f 01.11.1999
on sanctioned post and he was placed on duty at Zonal
Office Karol Bagh Delhi, though no letter of appointment
had ever issued to him. His last drawn wages were Rs.
5000/- per month at the time of ceasation of employment.
Further, when the Union on behalf of all Drivers/
workmen raised Charter of Demand for regularization of
service, the top brass officers under the bank such as
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General Manager /Assistant General Manager got annoyed
upon each driver including the claimant and in a retaliatory
action, the services of the workman were terminated on
13.07.2006 by Sh. S. K. Aggarwal (Manager) by uttering a
few words that the services of the workman are not required
any longer.
Furthermore, initially the workman used to get
wages directly from the Bank on vouchers, but he mode of
payment of wages were got changed by the management
immediate after receipt of Charter of Demands on behalf of
the workmen.
Feeling aggrieved by the illegal termination, the
workman had left no option, but to initiate legal
proceedings against the management and accordingly the
workman sent a demand notice through Union to the
management and thereafter filed his Statement of claim
before conciliation officer-cum-ALC © Delhi. The
management also participated in the conciliation
proceedings, but due to indifferent attitude on the part of
management, the conciliation proceedings proved failure,
hence this reference.
The workman led his evidence by way of affidavit
and also relied upon documents which are exhibited as
WW-1/1 to 21. The relied documents were proved beyond
reasonable doubts, since the AIR for management never
disputed the relied documents during the course of cross-
examination.
Case of the management:
The defence of the management is that the workman
was engaged as personal Car Driver by an Executive, hence
the claim of the workman is liable to be dismissed.
ISSUES:
(i)
Terms of reference.
(ii)
Relief.
Legal Appointment:
In order to prove that the workman was appointed
on sanctioned post, he had not only pleaded in his claim
but also filed his evidence by way of affidavit in support
of his claim, hence the workman had discharged his initial
burden.
On the contrary, the onus of proof shifted towards
the Bank and where no evidence at all is led on the question
of disputed fact (i.e the initial appointment of workman as
a personal Car Driver) by the management, in such a
contingency, the management on whom the onus lies to
prove a certain fact must fail.
Even otherwise, the management failed to disclose
name of any executive under whom the workman had
worked, since the case of the workman is that he used to
work under different executive, but his duties remains at
the same position and sudden transfer of the executive
never altered the condition of work in any manner.
The management s had produced Sh. Anjani Kumar.
(Manager) as MW-1 who deposed on 01.03.2012.
"It is correct that concerned executive seeks
permission from the Head Office of the Bank to engage a
particular person as his personal driver. It is also correct
that the concerned executive is supposed to transmit bio-
data, photographs, driving license, address proof as well
as age proof of the particular person whom he wants to
engage as a personal driver. It is correct that H.O. of the
Bank ratifies the decision of the concerned executive, but
it is the decision of the concerned executive to engage a
particular person as his personal driver.”
It is pertinent to mention here that it was the practice
prevalent under the management to seek permission from
the Head Office prior to engagement of Car Driver.
Accordingly, the concerned executive used to forward
copy of Bio-data (Resume) of the Driver, 3 copies of
photographs, driving license, Address proof and age proof
etc.
After having securitized the set of documents, the
Head Office used to ratify the act of the concerned
Executive, meaning thereby the H.O. not only sanctioned
the post, but also ratified the initial appointment of the Car
Driver by the concerned executive. The rectification was
nothing but mere a different mode of giving sanction to
the post of Car Driver, hence H.O. was having direct
control over the initial appointment of the Car D river. The
Legal meaning of ratify says that “to approve and accept
formally. It means to confirm by expressing consent,
approval or formal sanction”.
Relationship of master and servant:
So far as the date of appointment of the workman is
concerned which was never disputed by the management.
Secondly, the management had also admitted the casual
relation with the workman through executive, whereas failed
to disclose the name of nay executive by which the
management admitted casual relationship with the
workman.
The management failed to disclose the name of nay
executive who might have appointed the workman at any
point of time, however the workman disclosed this fact
during his cross-examination that he was appointed by
Sh. M.B. Prabhu Chief Manager. The management has
failed to produce Sh. M.B. Prabhu before the court to prove
that the workman was appointed by him in his personal
capacity and also paid wages to him.
The workman had relied upon two photographs
which are exhibited as WW-1/20 and 1/21. On deep perusal,
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THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
the photographs transpire that the top brass executive
under the bank presented a Gift to the workman in their
own programme. The question does arise here as to why
the gift was presented directly to the workman by the
Bank’s executive in their official programme, when the bank
had no relation with workman. At the most, the gift was
supposed to be presented to the concerned executive
directly had he done anything for the bank.
Pay Master:
The management had pleaded in their written
statement that the workman had never received any salary/
wages directly from the respondent bank.
The version of the management is quite contrary to
the proved documents. The workman had produced few
cash vouchers which were available with him and the same
were exhibited as WW-1/8 , 1/9, 1/10/, 1/12, 1/14, 1/16,
1/17, 1/18 and 1/19.
It is pertinent to mention here that the wages being
paid to the workman directly by the Bank from time to
time. The cash vouchers were never disputed by the bank
at any point of time with regard their genuineness or no
payment was made to the workman on cash vouchers.
The management failed to produce any contrary
evidence to rebut the payment schedule during the trial.
Even, the workman was also paid late sitting and overtime
allowance directly by the bank vide cash voucher which
is exhibited as WW1/15.
Case Reference:-
1. Bank of Baroda V/s. Ghemarbhai Harjibhai Rabari
(2005) 10 SCC 792.
The Hon’ble Supreme Court of India held that when
no evidence was led by the Bank to establish that the
vouchers produced by the workman were either not genuine
or did not pertain to the wages paid to the workman, hence
the question of workman further proving his case did not
arise because there was no challenge at all to his evidence
by way of rebuttal by the bank. Copy of Judgment is
attached.
Law of Evidence:
According to Section 134 of The Indian Evidence
Act, no particular number of witnesses shall in any case
be required for the proof of any fact.
ADVERSE INFRENCE :
In fact, the workman produced those payment
vouchers which were available with him between the
periods of 2001 to 2005, however the application of the
workman was also allowed on 18.05.2011 for calling upon
original documents such as copies of wages records from
01.04.2003 to 30.06.2006.
In spite of specific direction of the Hon’ble Court,
the management neither produced complete summoned
records nor shown any cogent reason, hence an adverse
inference may kindly be drawn against the management
who willfullv concealed the vital piece of evidence from
the Hon’ble Court.
BURDEN TO PROVE 240 DAYS IN EACH CALENDAR
YEAR:-
Admittedly the management has not disputed the
date of appointment and termination of the workman. On
the Contrary, the workman not only pleaded in his claim
but also filed an affidavit stating the fact that he had
worked more than 240 days in each calendar year, as such
the workman had successfully discharged his initial
burden.
In order to prove continuity in service, the workman
had moved an appropriate application for calling upon the
Logbooks of two official cars for the period of 01.04.2003
to 30.06.2006 which was allowed by the Hon’ble Court
and thereby caused the management to produce the same
before the Hon’ble Court. The management failed to
produce Logbooks before the Court and in the absence of
Logbooks , the workman is unable to prove that the had
worked on a particular day and month, since the Logbooks
are vital piece of evidence which keeps record of
attendance of the workman.
MW-l Sh. Anjani Kumar himself admitted during his
cross-examination, that the management does not maintain
any service record in respect of personal drivers. He further
admitted that “It is incorrect that the bank had intentionally
not produced vouchers and log book pertaining to this
case. It is correct that log book of a vehicle can establish
that a particular driver had worked on a particular day in a
particular month as well as in a particular year. I cannot
affirm or deny that the claimant had worked continuously
for 240 days in every calendar year with the Bank.”
Case Reference:
2. R.M. Yellatti V/s. The Assistant Executive Engineer
JT 2005(9) SC 340.
The Hon’ble Supreme Court of India held that “in
the light of failure of the management to produce the
muster rolls when summoned to do so, the award of
reinstatement as upheld by the single Judger was correct
and its reversal by Division Bench in correct.”
3. Automobile Association of Upper India V/s P.O.
Labour Court II and Anr. (2006 LLR 851)
The High Court of Delhi held that “engagement and
appointment in service can be established directly by
existence and production of appointment letter, written
agreement or by circumstantial evidence of incidental and
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ancillary records, in nature of attendance register, salary
register, leave record, deposit of PF contribution, ESI, Etc.
Legal Objections:-
1. According to order VI Rule 15 of Code of Civil
Procedure, every pleading shall be verified at the foot by
the party or by one of the parties pleadings or by some
other person proved to the satisfaction of the court to be
acquainted with the facts of the case.
Admittedly, the written statement has never been
signed and verified by the competent authority and in the
absence of specific verification at the foot of written
statement, the defence of the management is liable to be
rejected.
2. Accoding to Section 35 B of Code of Civil
Procedure, the payment of cost shall be a condition
precedent to the further prosecution of the defence by the
defendant where the defendant was ordered to pay such
costs.
Right from the beginning, the management has been
trying to linger on the proceeding by one pretext or the
other and the Bank was penalized by the Hon’ble Court
with minor costs at different stages from time to time, but
the management never honored the direction of this Court
and failed to pay the imposed costs willfully.
It is well settled law of land that if any party to the
proceeding failed to pay cost to the opposite party which
was imposed on the party at time of seeking adjournment,
the every purpose of seeking adjournment for which the
cost was imposed may not be read in the proceedings or
the defence of the defendant/management is liable to be
struck off. Total unpaid cost is Rs. 3100.00 (on 04.03.2009
Rs. 1000.00, on 22.11.2011 Rs. 200.00 on 12.03.2012
Rs. 800.00, on 22.08.2012 Rs. 300.00 and on 05.11.2012
Rs. 800.00).
3. The MW-1 Sh. Anjani Kumar deposed in his
affidavit that there is no cadre of “Driver /Personal Car
Driver” as per the respondent Bank’s policy. The above
deposition is self contrary to the admitted document i.e.
Circular EXh. MW1/W1. The subject of the circular itself
suggests that the management has been supplying shoes
and socks to electricians and Drivers.
Relief :
Keeping In view the above facts and circumstances,
the Hon’ble Court may be pleased to pass an award in
favour of the workman and against the management while
directing the management to reinstate the workman back
on duty with full back wages alongwith consequential
benefits.
Management on 12.09.2013 submitted written
arguments which are as follows:-
1. By way of this claim petition has raised dispute
against the respondent bank seeking direction from this
Tribunal for his reinstatement on duty with the respondent
bank with full wages and consequential benefits.
2. The main contention of the petitioner claimant
was that he was working as driver under the driver control
and supervision of respondent bank for number of years
in the respective branches of respondent bank at Delhi
against the sanctioned post and has been terminated by
respondent bank without complying the provisions of
section 25 F of Industrial Disputes Act.
3. The respondent bank contested the claim set up
by the petitioner by denying the employer employee
relationship. In reply to the contentions of claimant, the
respondent bank had categorically stated that petitioner
was never employed by the respondent bank and there
was no employer- employee relationship between claimant
and Management. There is no cadre of ‘Personal Car Driver’
in the Respondent Bank . Personal Car Drivers are in fact
in the personal employment of the officials of the Bank
who are working as Regional/Zonal Heads for sometime
and who are made available certain allowances, commonly
known as perquisites, to facilitate the use of cars provided
to them for use as per bank’s guidelines.
5. Nevertheless the expenses for maintenance, petrol
and oil requirements, all fell within financial responsibility
of the Bank. The high level officials are free to engage the
services of Drivers or others for fulfilling the needs for
which allowances are meant. Since the car drivers are
engaged by the executive concerned in his personal
capacity, these personal car drivers are not subjected to
normal recruitment process for selection of workman as
per rules of public appointment. There is no maximum or
minimum age or qualification or working hours are
prescribed by the Bank for the selection of the Driver by
the Executive Concerned and bank has no control
whatsoever on the working of personal drivers.
6. lt has further been pleaded by the respondent
bank that since there is no relationship of Master and
Servant between the bank and the Personal Car Drivers,
the Petitioners serving as personal drivers to the
respective executives of the Bank cannot claim, as a matter
of right, to be the employees of the Bank, even when car
belongs to the Bank and Driver’s pay is reimbursed to the
Executives under the head ‘allowances’ on the basis of
scale set by the bank from time to time.
7. lt is pertinent to mention that the claimant,
amongst others, was engaged as ‘personal car drivers’ by
executive concerned. The petitioners was never included
in the army of employees working with the bank , therefore
there is no question of their illegal/wrongful termination.
8. As a matter of fact all the employees of the Bank
including temporary employees are issued with
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THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
appointment letters and are required to sign the attendance
register. Moreover wages of the temporary employees are
also directly paid by the Bank and the employees of the
Bank are amenable to discipline under Bipartite settlement
applicable to them, which is not so in the case of Petitioners,
who are ‘Personal Car Drivers’ .
9. lt is pertinent to mention here that whenever the
vacancies of sub-staff arises either permanent or
temporary such vacancies are notified to the local
employment exchange and after obtaining the panel of
candidates fulfilling the eligibility criteria are called for
interview and selection is made by the committee,
consisting of panel of officials of prescribed cadre and
recruitment de hors rules and regulations of the bank is
not valid in the eyes of law. Such an appointment if any, is
against the public policy for employment. Hence, there is
no question of absorption of petitioners in the employment
of bank de hors the rules for banking recruitment.
10. Furthermore, there is no sanctioned post of
personal car driver. The executives of the bank are engaging
the services of personal car driver in their personal capacity
and the amount paid to these personal car Drivers are
charged under the head of Miscellaneous /General
Charges. Neither any appointment letter nor any
termination letter was ever issued to petitioners. Moreover,
engagement and appointment in service can be established
directly by existence and production of an appointment
letter, written agreement or any circumstantial evidence
incidental and ancillary records which would be in nature
of attendance register, salary register, leave record, deposit
in provident fund contribution etc, which can be produced
and proved by the workman. [Reliance placed on
Judgments passed by Delhi High Court in Sanjiv Kumar
Vs. Ramwa Chit funds (P) Ltd. reported in 130(2006)DLT
170 and in Mudra Communications Ltd. Vs. Ganesh Kumar
& others reported in 169(2010) DLT 481.]
11. The claimant Sh. Narender Bahadur in support
of his claim of regularization of his services with the
respondent bank, filed his evidence by way of Affidavit.
Petitioner relied upon certain payment vouchers allegedly
paid by the respondent bank. However, bare perusal of
the said payment vouchers reveals that amount paid to
the pesoanl car drivers of executives were charged to the
General/miscellaneous charges account. As a matter of
fact amount paid to personal car Drivers by debiting
general expenses account was nothing but the
reimbursement of amount expended by such drivers on
car maintenance and the allowance made to the executives
in form of wages being paid to such personal car driver in
order to facilitate executive concerned to privately engage
a driver for which perquisites/allowances are meant.
12. On being cross examined, petitioner corroborated
the fact that respondent bank never issued any appointed
letter to him for the job of car driver instead he had orally
been engaged by the executive concerned on the
recommendation of his friend. He further stated that his
name was not on the panel of sub-staff constituted by the
bank. He was not issued any termination letter No. identity
card as claimed by petitioner was ever issued by
respondent bank. Further claimant/Petitioner Narender
Bahadur has not adduced an iota of evidence on record
to fortify his claim of being engaged by the respondent
bank against the permanent sanctioned post.
13. On the otherhand, Sh. AnjaniKumar , Manager
for the management filed his affidavit by way of evidence
to depose the facts on behalf of respondent bank. He is
his examination reiterated and fortified that as per the
policy of the bank there is no sanctioned post of personal
car driver and there is no employer employee relationship
between respondent bank and the petitioner. Mr.Anjani
Kumar further fortified that petitioner had not undergone
normal recruitment process prescribed for the selection of
workman in public employment and there is no question
of absorption of personal drivers of the executive
concerned in bank’s employment de hors the rules for
banking recruitment. Sh. Anjani Kumar was cross-examined
and corroborated the fact that in the bank there is no post
of driver whereas post of peon cum driver was sanctioned
by the bank recently subject to the fulfillment of criterion
/policy laid down by the bank.
Hence, the onus was on the petitioner to establish /
prove employment which he fails to do. The petitioner has
not place on record any document showing his
employment with the bank. The contention of the petitioner
that he worked under different executives would not
establish the employer employee relationship with bank
since there is likelihood that personal car driver employed
by one officer may be engaged by his successor in office.
Moreover, the petitioner in the instant case has already
abandoned the service of personal car driver with the
executive concerned on his own accord for a considerable
period before raising dispute, therefore even otherwise
also he is not eligible to complete for the job of peon cum
driver sanctioned by the bank recently.
In view of the forgoing submissions, the petitioner
failed to discharge the burden of proof for establishing a
re1ationship of employment with respondent bank and
further, petitioner is otherwise not fit to be considered for
the post of peon cum driver with bank as he had
abandoned the job for a considerable period before raising
the instant dispute.
Thus, the present claim petition of the claimant Sh.
Narender Bahadur be dismissed with heavy cost for being
based on surmises and conjectures and devoid any
substantial proof to fortify the claim of petitioner.
In the light of contentions and counter contentions
I perused the pleadings of claim statement , written
statement and rejoinder and evidence of parties including
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5105
principles laid down in the cited rulings by Hon’ble
Supreme Court as well as by Hon’ble High Courts.
Perusal of pleadings of parties shows that it is
admitted fact that workman Sh. Narender Bhadur Singh
was employed as personal driver of car on 01.11.1999 by
officer of Bank for vehicle provided to him by Bank. He
remained in service upto 13.07.2006 exceedings 240 days.
He was paid by officer concerned of Bank. Such payments
made to him by officer of Bank have been reimbursed by
Bank. Thus monthly salary of Driver Sh. Narender Bhadur
Singh was indirectly paid to him by management Bank.
Co-driver Sh. Sanjeev Kumar has been absorbed in service
by Bank as Driver cum- Peon on 09.06.2007 but workman
Narender Bhadur Singh has not been absorbed in service.
Hence management violated the principle of equity etc.
Management adduced no reliable and credible evidence.
On the basis of which it could be presumed that workman
Sh. Narender Bhadur Singh is not entitled to any relief and
his case is distinguishable from the case of Co-driver
Sh. Sanjeev Kumar workman Sh. Narender Bhadur Singh
produced all possible evidence in the case. Hence workman
Sh. Narender Bhadur Singh is entitled to relief as principle
laid down in case of Bank of Baroda Vs. Ghemarbhai
Harjibhai Rabari (2005) 10 Supreme Court Cases 792 applies
with full force. But what relief shall be provided to him is
to be decided on the basis of settled law of supreme court
on the point of reinstatement and back wages.
In the light of contentions and counter contentions
I perused the settled law of Hon’ble Supreme court on the
point of reinstatement and grant of back wages which
shows that reinstatement is not a necessary consequence
wherever termination is held illegal. Depending upon the
facts of each case a suitable compensation can be awarded.
In Assistant Engineer, Rajasthan Dev. Corporation and
Anr Vs. Gitam Singh, (2013) 11 LLJ 141 Hon’ble Supreme
Court has held that reinstatement of workman with
continuity of service and 25% back wages was not proper
in the facts and circumstances of the case and the
compensation of Rs. 50,000 (Rs. Fifty Thousand Only)
shall meet the ends of justice. In Jagbir Singh Vs. Haryana
State Agriculture Marketing Board &Anr AIR 2009
Supreme Court 3004, Hon’ble Supreme Court held thus
“the award of reinstatement with full back wages in a case
where the workman has completed 240 days of work in a
year preceding the date of termination particularly, daily
wagers has not been found to be proper by this Court and
instead compensation has been awarded.” In catena of
Judgments, Hon’ble Supreme Court has taken a view that
reinstatement is not automatic, merely because the
termination is illegal or in contravention of S-25-F of the
Industrial Dispute Act. In Talwara Co-operative credit and
service society Limited Vs. Sushil Kumar (2008) 9 SCC
486, Hon’ble Supreme Court held thus, “grant of relief of
reinstatement, it is trite, is not automatic. Grant of back
wages is also not automatic.”
Workman of the instant case was not appointed by
following due procedure and as per rules. He had rendered
service with the respondent as a casual worker, thus.
Compensation of Rs. 50,000 (Rs. Fifty thousand only) by
way of damages as compensation to the workman/claimant
by Management after expiry of period of limitation of
available remedy against Award. That will meet the ends
of Justice.
Thus Reference is decided in favour of workman
and against Management.
Award is accordingly passed.
Dated:-05/05/2014
HARBANS KUMAR SAXENA, Presiding Officer
ubZ fnYyh] 4 tqykbZ] 2014
dk-vk- 1954-—vkS|ksfxd fookn vf/fu;e] 1947 (1947
dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj cSad vkWiQ
cMksnk ds izca/ra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa ds chp
vuqca/ esa fufnZ"V vkS|ksfxd fookn esa dsUnzh; ljdkj vkS|ksfxd
vf/dj.k@Je U;k;ky;] dkuiqj ds iapkV (lanHkZ la[;k 25@2008)
dks izdkf'kr djrh gS] tks dsUnzh; ljdkj dks 04@07@2014 dks izkIr
gqvk Fkk A
[la- ,y&12011@105@2007&vkbZvkj (ch&II)]
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New Delhi, the 4th July, 2014
S.O.
1954.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 25/2008)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court,
Kanpur as shown in the Annexure, in the industrial dispute
between the management of Bank of Baroda, and their
workmen, received by the Central Government on
04/07/2014.
[No. L-12011/105/2007 - IR(B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
BEFORE SRI RAM PARKASH, PRESIDING
OFFICER, CENTRAL GOVERNMENT
INDUSTRIAL TRIBUNAL-CUM-LABOUR COURT,
KANPUR
Industrial Dispute No. 25 of 2008.
Between-
Sri Mohd. Wazid,
S/o Sri Mohammad Mustafa,
R/o ED-24 ADA Colony,
Naini, Allahabad.
And
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THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
The Assistant General Manager,
Bank of Baroda,
Regional Office,
Civil Lines, Allahabad.
AWARD
1. Central Government, Mol, New Delhi vide
notification no. L-12011/105/2007 I.R. B-II, dated 07.01.2008,
has referred the following dispute for adjudication to this
tribunal-
2. Whether the action of the management of Bank
of Baroda, in terminating the services of Sri Mohd. Wazid
Messenger, with effect from 04.11.2006 is justified and
legal? If not to what relief the concerned workman is
entitled to?
3. Brief facts are –
4. It is stated by the claimant that the Naini Branch,
Allahabad of the opposite party is under the control and
supervision of Assistant General Manager, Bank of Baroda
and he started working at the post of Messenger with
effect from April, 2000. It is further stated by the claimant
that the branch manager of the Naini Branch Allahabad,
without any reason of ryhm stopped the workman from
his work on verbal orders with effect from 04.11.2006. No
notice, notice pay or retrenchment compensation was
offered to the workman by the opposite party at the time
of dispensation of his services. He has further alleged
that in each calendar year he had rendered for more than
240 days of service. During the period of his employment
with the opposite party neither there was any complaint
against the workman nor was he ever issued any charge
sheet. It is alleged that at the time of dispensation of the
service of the workman juniors to him were working at the
branch that are still in the employment of the bank. After
dispensation of his service the workman made repeated
requests oral as well as in writing for his employment before
the management but all the times he was verbally assured
by the concerned authorities of the bank but no written
reply was ever given to him by the bank.
5. It is alleged by the workman that the dispensation
of his services by the opposite party is wholly illegal and
improper. The entire action of the opposite party is against
the provisions of the Act. After termination of his services
the workman could not get any employment despite of his
best efforts and he is unemployed.
6. In the last on the basis of above it has been prayed
by the workman that he is entitled to be reinstated in the
service of the bank with continuity, full back wage and
with all consequential benefits.
7. The opposite party has filed the reply refuting
the entire claim of the workman on the ground that the
opposite party bank is a public sector nationalized bank
and is having its own recruitment rules and no person can
be allowed to seek the employment without qualifying the
recruitment process.
8. It is alleged by the opposite party that the
workman was engaged purely on temporary basis to meet
the exigencies as and when required. His engagement was
for a specific work and for a specific period and the work
entrusted to him when completed his engagement
automatically came to an end and non renewal of the same
is not retrenchment. As the workman was a daily wager
hence the question of termination of his service or
compliance of provisions of section 25 F of the Act does
not arise.
9. The workman was engaged intermittently during
the period from 06.05.2000 to 08.09.2004, purely on casual
basis therefore, there does not exist any cause of action or
alleged termination on 04.11.2006. He is not a workman as
defined under section 2(s) of the Act. Workman has not
worked continuously for 240 days in any calendar year;
therefore, the workman is not entitled for any relief.
10. The workman was never the employee of the
bank because he was neither appointed by the bank on
any regular post, therefore, the claim of the workman is
not maintainable and he is not entitled for any relief.
11. Rejoinder has also been filed by th workman but
nothing new has been alleged therein.
12. Both the parties have filed the documents.
13. Workman has filed 25 documents vide list paper
no. 8/1. These documents are paper no. 8/2-31.
14. Management has filed 10 documents vide list
15/1. These documents are paper no.15/2-11.
15. Both the parties have adduced oral adduced oral
evidence. Whereas workman has adduced himself as
Mohd. Wazid, opposie party has adduced M.W.1 Sri Ram
Palat who is an officer of the bank. They have also adduced
Sri Manglesh Dubey as M.W.2.
16. I have heard both the parties at length and
perused the whole records.
17. It is a fact that the claimant was never appointed
or engaged by following any regular procedure and his
name was never called from employment exchange.
18. Both the witnesses of the management have
specifically stated on oath that the claimant was engaged
purely as a casual worker for intermittent work to bring the
stationery etc. and to fetch water. He was never engaged
after 08.09.04. Both the parties have filed the photocopies
of the payment vouchers and these vouchers have been
examined by me. Almost all the vouchers relate to the
sundry charges i.e. repair and maintenance, stationery etc.
These do not specify specifically that these vouchers have
been issued in lieu of salary or wages.
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5107
19. I have also examined the statement of w.w.1. He
has admitted in the cross examination that there is no
documentary evidence of the work done by him relating
to the period 09.09.2000 to November 2006. It is pertinent
to mention that the cause of action in the reference order
has been shown as 04.11.2006. Therefore preceding the 12
months from November 2006 to November 2005 there is no
such documentary evidence from which it may be inferred
that the workman had completed 240 days and more in a
calendar year.
20. Initially the burden lies on the workman to prove
the fact that he had completed 240 days, but according to
the evidence produced by both the parties it is clear that
the workman has failed to prove the fact that he had worked
continuously for 240 days preceding the date of his
termination.
21. The workman has relied upon a decision (2011) 2
SCC (L&S) 153, Devender Singh versus Municipal Council
Sanaur.
22. I have respectfully gone through the principle
laid down by the Hon’ble Apex Court, but considering the
facts and circumstances of the present case, I am of the
view that the workman cannot take any benefit from this
decision.
23. I have examined the contention of the workman
that the opposite party did not file the relevant documents
relating to the period 2005-06. I do not find that there is
any malafide intention of the opposite party in withholding
the records because the opposite party, their witnesses
have specifically stated that the workman did not work
during the period 2005-06. This fact can also be relied
because when the workman himself is filing all the related
vouchers etc. then he could have also filed the other entire
document relating to the period 2005-06, but there is no
such document which may prove that the workman has
completed 240 days of continuous working. Therefore,
the workman has miserably failed to prove his case.
24. Reference is therefore, decided against the
workman and in favour of the management.
RAM PARKASH, Presiding Officer
ubZ fnYyh] 4 tqykbZ] 2014
dk-vk- 1955-—vkS|ksfxd fookn vf/fu;e] 1947 (1947
dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj iatkc uS'kuy
cSad ds izca/ra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa ds chp
vuqca/ esa fufnZ"V vkS|ksfxd fookn esa dsUnzh; ljdkj vkS|ksfxd
vf/dj.k@Je U;k;ky;] dkuiqj ds iapkV (lanHkZ la[;k 16@2009)
dks izdkf'kr djrh gS] tks dsUnzh; ljdkj dks 04@07@2014 dks izkIr
gqvk Fkk A
[la- ,y&12011@86@2008&vkbZvkj (ch&II)]
jfo dqekj] vuqHkkx vf/dkjh
New Delhi, the 4th July, 2014
S.O.
1955.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 16/2009)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court,
Kanpur as shown in the Annexure, in the industrial dispute
between the management of Punjab National Bank, and
their workmen, received by the Central Government on
04/07/2014.
[No. L-12011/86/2008 - IR(B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
BEFORE THE PRESIDING OFFICER, CENTRAL
GOVERNMENT INDUSTRIAL TRIBUNAL-CUM-
LABOUR COURT, KANPUR.
Industrial Dispute no. 16 of 2009
Between :
The Secretary,
Punjab National Bank Workers Union,
128/F/75 Kidwai Nagar,
Kanpur
And
The Assistant General Manager,
Punjab National Bank,
Regional Office,
Birhana Road,
Kanpur
AWARD
1. Central Government, Mol, New Delhi vide
notification no. L-12011/86/2008-IR(B-II) dated 05.02.09
has referred the following dispute for adjudication to this
tribunal-
2. Whether the action of the management of Punjab
National Bank in not filing up the vacancies of sub cadre
staff amongst the eligible sub staff of the bank in-spite of
clear instruction from the Government, HO is just and
proper? What relief can be provided to the deprived sub
staff?
3. Brief facts are-
4. This claim statement has been filed by the
Secretary, PNB Workers Union. It has been stated that the
service conditions of the bank employees are governed
by Sashtry Award as modified from time to time by
subsequent Bipartite Settlements (in short BPS). The
provisions of these settlements have a binding force. This
fact has been admitted by both the parties. Clause 14.3 of
BPS dated 31.10.89 provides for giving preference to part
time employees for filling full time vacancies in the
subordinate cadre, a copy of the said provision has been
enclosed as annexure 1. It is further stated that the
Government of India has been committed for all round
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development of Schedule Caste and to bring them into the
main stream of national life and ensured their full
participation in socio economic development of the
country and for this purpose the Government has even
amended the constitution of the country besides different
legislature enactments, instructions etc. Government of
India has issued various guide lines time to time in this
regard. As per GoI guide lines 25% of vacancies accruing
in the subordinate cadre should be reserved for being
filled up from employees engaged in sweeping and cleaning
of the branches. The GoI in order to increase the
representation of SC and ST candidates in the services
under the GoI has taken various measures as such the
Department of Personnel & Training vide its notification
no. 36012—dated 22.05.89 conveyed the decision of the
Government to all Ministries and Departments of GoI that
in cases of direct recruitment to vacancies in posts under
Central Government the SC/ST candidates who are
selected on their own merit without relaxed standards along
with candidates belonging to other communities will not
be adjusted against the reserved share of vacancies. The
reserved vacancies will be filled up separately from
amongst the eligible SC/ST candidates which will thus
comprise SC/ST candidates. A copy of such notification
number has been enclosed. Thus an obligation is caste
upon the bank to notify the vacancies arising in the
subordinate cadre by issuing circulars and bringing it in
the notice of part time sub staff employees giving therein
bank recruitment rules and inviting applications from the
eligible employees and if such eligible employee exists in
the part time sub staff employees, the bank is bound to
appointment them as peons by giving preference over
other general candidates sponsored by employment
exchange or any other source. As such large number of
vacancies exists in various branches of the bank owing to
known recruitment of subordinate cadre for the last so
many years due to promotion of sub staff in the clerical
cadre, retirements, death etc. There are part time employees
in the subordinate cadre who fulfill the criteria for
appointment in the subordinate cadre fixed for general
candidates and who are liable for preference in terms of
mandatory provisions of BPS. Such appointment by
preference do not come within the ambit of reservation of
25% of vacancies in view of the decision of the GoI vide
notification no. 36012 (supra) and such employees are
already working as peon in permanent and regular
vacancies of subordinate cadre. There are other types of
part time employees which fulfills the criteria for conversion
into full time in terms of GoI guide lines as they are
sufficiently literate to read Hindi and English and liable to
be converted as full time subordinate cadre.
5. The management of PNB in order to exploit the
persons coming from SC/ST category and in order to forfeit
the main purpose of the policy of the GoI has created an
artificial cadre by inserting the words Sweeper in their
designation whereas there is no sweeper cadre under the
provisions of BPS and these employees belong to
subordinate cadre and they are being paid scale of wages
meant for subordinate cadre. The management of PNB in
order to deprive the preference provided in the BPS to
such part time employees of the bank who are working in
the bank and are otherwise eligible for appointment as full
time subordinate staff as they full filled the criteria fixed
by the bank for direct recruitment has never issued any
circular inviting application from such employees. The bank
has neither published any advertisement in news paper.
Instead the bank has made recruitment behind the back of
such employees through employment exchange. Thus not
only mandatory provisions of BPS have been violated but
also these employees have been deprived of the benefits
for which they are lawfully entitled. The Bank in order to
forfeit the main aim of the policy of the GoI, is changing
the duties and designation of full time sweepers of the
bank by giving them designation of the peon to the extent
of 25% of the vacancies in the subordinate cadre and
notifying the government that its direction for reservation
of 25% of vacancies have been complied.
6. It is further stated that section 9-A of the Act, the
4th Schedule restricts the ordinary right of the employer
and provide that no employer can reduce the number of
employees in any organization, branch or shift without
giving any notice to the effected employee in the prescribed
manner, but the management of the PNB is continuously
reducing the number of subordinate employees without
following the prescribed procedure. The truth has come
out from the only information provided to them during the
course of conciliation proceeding before the RLC©
Kanpur. The management produced a copy of letter no.
HRD:….May 18th 2006, written by Chief Human Resource
Development Division Head Office New Delhi, to Zonal
Manager, Zonal Office, Lucknow. As per this letter there
were 16 branches in erstwhile Lucknow Zone alone where
not even a single peon was working. Exactly the same
situation is persisting in various branches of the bank and
these part time employees are working in permanent and
regular vacancies of full time employee withut payment of
full time wages to them. It is further stated that in identical
situation SBI, Bank of India, Allahabad Bank has taken
proper measures to do justice with these persons coming
from the lowest stata of the society. The copy of such
decisions taken by these banks have been filed as annexure
3-A, B and C, wherein SBI has converted all part time
employees in the service of the bank as on 31.12.005 as
full time employees.
7. Thus the opposite party bank has exploited these
employees coming from lowest stata of the society in as
much as that neither it has given preference to eligible
part time sub staff employees in terms of the provisions of
the BPS nor it has converted such part time employees
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who are sufficiently literate to read Hindi/English or
regional language as per GoI guidelines. This practice has
been adopted by the management of the bank during each
successive process of recruitment over the years.
8. Therefore, the Union has prayed that all full time
employees in the subordinate cadre having sweeper
designation must stand designated as peon immediately;
that all part-time employees who were in 3/4th scale of pay
as on 31.12.2005 must stand converted to full time scale
with effect from 01.01.2006 in line with SBI; All part time
employees in half scale of pay as on 31.12.2005 must stand
converted to full time scale with effect from 01.02.2006 in
the same manner as done by SBI; All part time employees
in 1/3rd scale of pay as on 31.12.2005 and on fixed wages
must stand converted to full time scale with effect from
01.04.2006 in line with SBI.
9. All part time employees who are 8th pass i.e. the
qualification prescribed by the bank for direct recruitment
must stand converted to full time from the date they have
secured such qualification.
10. Opposite party has filed the written statement.
They have raised initial objections like that the reference
is not properly and validly espoused, as such it is not an
industrial dispute. It is further said that this union is not
properly authorized to raise the dispute.
11. It is an admitted fact that the service conditions
of the workmen staff are governed by the provisions of
Shastri Award, Desai Award and Bipartite Settlement. Bank
has entered into settlement dated 07.05.84 with majority of
union i.e. AIPNBF before RLC© in regard to the fixation of
wages of part time employees (sweepers) in the
subordinate cadre and related matters . In terms of the
said settlement which has been circulated vide PD Circular
772 dated 17.05.84, the vacancies of part time sweeper in
1/2, 3/4th of full wages arising at the station where the bank
has more than one office, on account of any reason shall
be filled up on the basis of seniority determine by
converting the services put in at 1/3rd ½ or 3/4th of the
scale wages into full time service. This procedure of the
filling of the vacancies is to be followed unless THIKANA
system is in vogue at that particular area. The aforesaid
circular also prescribed that the recruitment of part time /
full time sweepers shall be as per eligibility criteria laid
down by the bank from time to time. In terms of the clause
1 of the settlement following norms have been followed in
fixing wages payable to part time employees (sweepers) in
subordinate cadre. In the chart they have shown how the
wages are being paid depending on the hours of work per
week and the area to be swept.
12. The aforesaid settlement was not only binding
upon the existing part time employee of the bank at the
relevant point of time, but also upon the part time
employees who joined the bank subsequently, the scale
wages of the part time employees have been revised from
time to time. The contention of the union that part time
employees are working in permanent and regular vacancies
of full time employees without payment full wages to them.
The contention is wrong as the wages of the sweepers
were governed by the settlement dated 07.05.84 and BPS
but now memorandum of settlement dated 27.04.2010
between the management of 46 banks as represented by
the Indian Banks Association and their workmen as
represented by the AIBEA, NCBE, BEFI and so on has
come into operation wherein clause 21 relates to the wages
of the part time employees and other related matters. In
view of the aforesaid settlement which has also been signed
by the INBEF to which PNB Workers union is affiliated.
The contention so raised by the union in respect of the
wages of the part time employees merits no consideration.
13. It is stated that the bank filled the vacancy of
scale wages in terms of the settlement dated 7.5.84 as
mentioned above, the vacancies of peon in the subordinate
cadre are filled up by the bank in terms of the recruitment
rules of the bank and the guide lines issued by the
government from time to time. The bank has also
reproduced the clause 14.3 of the BPS which has already
been stated by the union in its claim petition. It is further
stated that the government guidelines as conveyed by GI,
Department of Pers & AROM number 42015/3/75 dated
16.01.76 as amended by OM no. ….. dated 02.02.77 provide
that after carefully considering the question relating to
appointment of persons holding the post of sweeper etc.
It has been decided that 25% of vacancies accruing in
peon cadre should be reserved for being filled up by
transfer from the cadre of sweeper etc, who have put in
minimum of 5 years of service and who may not be
possessing the qualification for direct recruitment for the
post but may possess elementary literacy and give proof
of ability to read either English or Hindi or regional
language. Further it would be necessary to hold a simple
written test. It has further been desired that Ministries /
Departments are accordingly requested to amend the
recruitment rules for the post of peons under them in
consultation with said department to reserve 25% of
vacancies occurring in the cadre of peons for appointment
on transfer of sweepers as stated above.
14. That having regard to the government
instructions the consolidated guide lines have been issued
by the bank from time to time in respect of appointment of
part time employees in full time vacancies in subordinate
cadre as well as change of designations of sweepers etc,
which include PD Circular no.22/99 dated 24.09.99. Clause
(2) and Clause (6) of the aforesaid circular states as under-
15. The sweepers farrash/chowkidar etc drawing
1/3rd, 1/2nd and 3/4th of the scale wages who have completed
5 years of service after conversion of the same into full
scale of wages as on 1st Jan. of the year in which vacancies
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of the peon have been assessed shall also be eligible to be
considered for absorption as peon in subordinate cadre.
The principle for conversion of part time employees who
are working on scale wages would be as under-
16. Sweepers on 1/3rd scale wages will get one years
experience equal to full scale wages for every three years
service.
17. Sweepers on 1/2nd scale of wages will get one
years experience equal to full scale wages for completion
of every two years of service.
18. Sweepers on 3/4th of scale wages will get three
years experience equal to full scale wages for every 4 years
of length of service. The eligible candidate shall be
interviewed by a committee constituted by the bank either
for internal candidate or along with the candidate for direct
recruitment. The selected candidates will be placed in the
panel for absorption against vacancies. The penal will be
prepared on the basis of seniority of service as a part time
employee. The seniority of part time employees who are
drawing scale wages i.e. 3/4th and so on of subordinate
scale wages may be determined by converting the years
of service rendered in 3/4th and so on of the scale wages
into full service. Thus the bank is filling the vacancies of
peon by way of conversion from the cadre of sweeper
farrash etc. Further filling up the vacancies of peon by
way of recruitment is governed by recruitment rules of the
bank and guide lines issued by government of India from
time to time. In terms of the guide lines issued by the
government recruitment in subordinate is made through
the medium of employment exchange. In the present so
called dispute Union has contended that the bank should
notify the vacancies arising in the subordinate cadre by
issuing circular and bring it to the notice of part time sub
staff employees giving there in banks recruitment rules
and inviting application from the eligible employees and if
such employees exists in part time sub staff employees
the bank is bound to appoint them as peons by giving
preference over other general candidates sponsored by
employment exchange or another source. The said
contention is contrary to guide lines issued by the
Government from time to time as if that would be the
situation, no unemployed person possessing the eligibility
criteria would have been appointed in the bank.
19. Lastly it has been alleged that the bank is
following the recruitment rules and government guide lines
in making appointments and conversions of the part time
sweeper in to full time. Bank has not shown any
discrimination in this regard nor has played any sort of
unfair labour practice as such the claim of the union is
devoid of merit and is liable to be rejected.
20. Union has filed rejoinder. It has been stated that
dispute is an industrial dispute and the same has been
referred by the Government considering it to be duly and
validly espoused as per the requirement of the act. It is
again stressed that PNB has created a new cadre of
sweepers farrash etc. within the subordinate cadre by
inserting the work sweeper in their designation in utter
violation of mandatory provision of Shastri Award as
modified from time to time. It has been stated that full time
sweepers, are those persons coming from the lowest stata
of the society who have to put in many years of the service
to reach this position right from consolidated wages to
one third to one half and then three fourth of the scale
wages. Only few lucky one can attain this position because
it depend on availability of exceptionally large branch in
the cities they are employed having carpet area of more
5000 sq. ft.
21. Part time sweepers are those who have been
appointed as such and have attained the qualification
prescribed by the bank for appointment as peon.Part time
sweeper who has put in at least 5 years of service in the
bank and who are literate enough to read Hindi and English
or Regional Language.
22. Employees mentioned in first category are
already drawing the same wages as their counterpart having
designation of peon. There is just change in designation
and nature of duties to be performed by them. Their
designation is liable to be changed on the basis of simple
interview or assessment of work to find out if they can
perform the duties of peon. Otherwise also there are such
position of peon in the bank which does not call for any
such knowledge.
23. On factual side it has been contended that as
and when vacancies of peon arise in subordinate cadre,
the bank changes the designation and the nature of duties
of first category of employees up to 25% of such vacancies
and designates them as peon intimating the Government
that its Guidelines have been complied. Bank fulfills next
25% of vacancies by means of appointing such drivers
who have been engaged by the top executives of the bank.
Rests of the 50% vacancies are being filled up by means
of Employment Exchange without any notification though
circulars or publications in New Papers. As a result part
time employees in the subordinate cadre for whom
provision have been made in the bipartite settlement and
banks own circular as also guidelines issued by the
government are being denied the benefits and privileges
of such provisions and guidelines. In order to shatter the
hopes of these employees the management has amended
its recruitment rules and has changed the qualification
from VIII pass to intermediate during the pendency of the
present industrial dispute before the Hon’ble Authority. A
number of clerks in the bank got promoted to the post of
clerk from subordinate cadre with their qualification as
High school; therefore, the bank wants an intermediate
peon to work under High School pass clerk. For other two
categories of employees provisions of bipartite settlement
and government guidelines are being violated by the bank.
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Most of these employees have already been performing
the duties of peons in the leave gap arrangement without
payment of wages of peon in the hope that one day they
will be converted as full time employees. Thus these part
time employees on one side while enhancing their
educational qualification, they are also in continuous
touch with the banking operations, which enable them to
perform the duties of peon more efficiently and effectively
as compare to those who will be recruited afresh as peon
through employment exchange.
24. Apart from the above nothing new has been
stated in the rejoinder filed by the Union on merits of the
case.
25. I have heard the arguments at length and have
perused the whole record of the case.
26. The Union has claimed that their case is based
on the existing provisions of the BPS as well as circular
and notification issued by Government of India, from time
to time. These are annexure 1 and 2. They have placed
reliance on the circulars and notifications issued by other
banks like Bank of India which annexure 3-A, circular issued
by State Bank of India, annexure 3-B and circular 3-C
issued by Allahabad Bank.
27. Opposite party has also filed circular no. 22 of 99
dated 24.09.99 paper no.7/8-11.
28. Considering the facts I would like to reproduce
the reference which is whether the action of the
management of PNB in not filling up the vacancies of sub
cadre staff amongst the eligible sub staff of the bank in-
spite of the clear instruction from the Government / HO is
just and proper?
29. The opposite party has raised certain preliminary
and legal / technical objection like that the reference is
vague as there is no eligible sub staff.
30. I have gone through this contention. The
provisions of the BPS clearly provide the category of
eligible sub staff a copy has been filed by the opposite
party as well as the union of the workers.
31. Provision of BPS 14.3 provides that parties further
agrees that subject to bank recruitment if any part time
employees in the subordinate cadre will be given a
preference for filling full time vacancies in the same cadre
other thing being equal, therefore it is clear and in my view
these are the part time employees known to be the eligible
sub staff to be considered for filling up the vacancies of
subordinate staff. Similar terms have been provided in the
circular filed by the opposite party i.e. part time sweepers
who have put in at least 5 years of service in the bank and
who are literate enough to read Hindi English or Local
language.
32. Therefore, the contention of the opposite party
that the reference is vague and there is no such eligible
sub staff, this contention is meaningless and there is no
legal flaw to decide the present reference.
33. The Union has raised a very grave contention
that while filling up vacancies in the subordinate cadre
the opposite party has been calling the names only from
employment exchange that also not in a fair way. These
names are called on the back of these part time employees
and they do not come to know when these vacancies are
to be filled up. They have also raised a contention that the
working in the employment exchange normally is not so
fair and whosoever approaches their names are forwarded
otherwise not. These part time employees may be registered
with the employment exchange or not but they have no
knowledge as to when their names have been sponsored
or not for consideration of filling up the vacancies of full
time peons. It is contended that their names were never
sent from Employment Exchange hence they are being
deprived for consideration to be appointed as full time
peon in the service of the opposite party bank.
34. The Union has placed reliance upon a decision
of the Hon’ble Supreme Court which is Civil Appeal No.
A-7646-11724 of 66 arising out of SLP© no. 8590-8576 of
93, The Excise Suptd. Malikapattanam Krishna District
Andhra Pradesh versus KVR Visheshwara Rao and other.
It has been held by the Hon’ble Apex Court that it is a
common knowledge that many a candidates are unable to
have their names sponsored, though their names are either
register or are waiting to be registered in the employment
exchange with the result that the choice of selection is
restricted to only such of the candidates whose names
comes to be sponsored by the employment exchange.
Under these circumstances many a deserving candidates
are deprived of the right to be considered for appointment
to a post under the state. Better view appears to be that it
should be mandatory for the requisitioning authority/
establishment to intimate the employment exchange and
employment should sponsored the names of the
candidates. In addition the appropriate department or
under taking or establishment should call the names by
publication in the news paper having vider circulation and
also display on their office notice board or announce on
radio, television and employment news bulletin and then
consider the case of all the candidates who have applied.
If this procedure is adopted fair play would be sub served.
Equality of opportunity in the matter of employment would
be available to all eligible candidates.
35. Considering the decision of Hon’ble Apex Court,
Government of India DOPT has taken the cognizance and
has issued the office memorandum no.14024/02/26-estt (D)
GoI, Dopt. New Delhi dated 18.05.98.
36. The Government has issued the aforesaid circular.
They have again emphasized that in addition to calling
the names from employment exchange, the establishment
may get the vacancies published by the publication
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through Ministry of Information and Broad casting in
addition to the above sub recruitment notices should be
displayed on the office notice board for wider publicity.
Therefore, these are the mandatory guidelines, which have
acquired the shape of legal sanctity by the decision of the
Hon’ble Apex Court as well as office memorandum issued
by GoI.
37. Therefore, a question arises whether the
management of opposite party bank is giving a due and
vide publicity while filling the post of sub cadre staff from
amongst the eligible sub staff employees of the bank.
38. Definitely the answer is no, as the opposite party
has not been displaying the vacancies either on notice
board nor circulating amongst the eligible sub staff, nor
have published the same in any news paper of wider and
fair publication.
39. The contention of the opposite party that if such
wider publicity was given, then there would be a situation
when no unemployed person possessing the eligibility
criteria, would have been appointed in the bank.
40. I fail to understand how this doctrine of public
expectation has been introduced by the opposite party in
the given set of circumstances. There is is a clear provision
of BPS where part time employees are working for years
together and they don’t come to know when the
management is going to fill up the vacancies of peons
amongst part time employees. Therefore, it can be said
that the opposite party is neither following the decision of
the apex court (supra) as well as office memorandum GoI
(supra).
41. In such circumstances I am of the view, it is
expected and opposite party is directed that in future
whenever they have to fill the vacancies of peons i.e. sub-
cadre staff, they shall display the vacancies on the notice
board of the concerned branch, notice board of the
Regional Office, Zonal Office and on the notice board of
the Head Quarter and they will inform part time employees
who are working under them for years together that the
vacancies are to be filled up, or they informed the union of
the workers.
42. If there are mass vacancies, definitely they shall
also give wide and due publicity through the employment
bulletin of Government of India and Local News Paper so
that it can be a fair exercise in the matter of providing
employment and no one is being deprived of being
considered for selection including the part time employees
may be sweeper or otherwise. It has further been
contended that Govt. of India in order to increase the
representation of SC/ST candidates in the service under
GoI has taken various measures and the department of
DOPT vide its notifiatio no 36012/13/88 Estt. (SCT) dated
22.05.89 which is enclosure 2 has conveyed to all the
government department and the Ministries that in case of
direct recruitment to vacancies in post under Central
Government SC/ST candidates who are selected on their
own merit without relaxed standard along with candidates
belonging to the other communities will not be adjusted
against the reserve share of vacancies. The reserved
vacancies will be filled up separately from amongst the
eligible SC/ST candidate which will thus comprised SC/
ST candidates who are lower in merit than the last candidate
on the merit but otherwise found suitable for appointment
even by relaxed standard if necessary.
43. It is also contended that government of India
has been committed for all round development of SC/ST
who is the lowest stata of the society and to bring them in
the main stream of national life and ensure their full
participation in socio economic development of the
country and for this purpose has amended legislation
enactments etc from time to time as per guidelines of the
government. 25% of the vacancies accruing in subordinate
cadre should be reserved to be filled from employees
engaged in sweeping and cleaning of the branches. But
the bank as and when vacancies of the peons arise in the
subordinate cadre the bank changes the designation and
nature of duties of such employees who are already
drawing the same wages as their counterpart having
designation of peon are drawing. There is just change in
designation and nature of duties to be performed by them
and claim that 25% of such vacancies have been filled up
and intimate the government that its guidelines have been
complied with.
44. Therefore, it is contended that in the real sense
25% of the vacancies are not being filled up as per intent
of the government of India circular dated 22.05.89.
45. Therefore, according to the facts and
circumstances opposite party is directed that in future
they will fill up 25% of the vacancy which are reserved
according to the norms laid down in Government of India
Circular dated 1989 and if someone may be part time
employee may be designated as part time or otherwise, if
he is selected of his own merit then his case shall be
considered in the General Category and the vacancy which
have been reserved for SC/ST and such vacancy shall be
filled amongst eligible SC/ST candidate.
46. The next contention and prayer of the union of
the worker is that there are specific provision in the Bipartite
Settlement i.e. provision 14.3- Parties further agree that
subject to bank recruitment rules if any part time employee
in the subordinate cadre will be given preference for filling
full time vacancies in the same cadre other things being
equal.
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47. There is also a provision that full time or part
time employees as described in clause 1 and 2 of circular
dated 24.09.99, which has been filed by the opposite party
also as annexure 7/8-11, prescribes, would be eligible for
consideration for absorption even if they may not possess
minimum educational qualification prescribed for direct
recruitment to the post but possess elementary literacy
and give proof of ability to read English, Hindi, of any
regional language.
48. It has been contended by the union that in real
sense no such benefit is provided to such part time
employees particularly to the sweepers, farrash etc. who
belong to the lowest stata of the society.
49. Opposite party has contended that they are
following the provisions of the BPS as well as instructions
issued by the Government of India from time to time. They
have also pleaded in written statement that according to
government guidelines as conveyed by GI department of
Personnel and AR OM No. 42015/03/75 dated 16.01.76 as
amended by OM ….dated 02.02.77 provide that after
carefully considering the question relating to appointment
of persons holding the post of sweepers etc., it has been
decided that 25% of vacancies accruing in peon cadre
should be reserved for being filled up by transfer from the
cadre of sweeper etc., who have put in a minimum of five
years of service and who may not be possessing the
qualification prescribed for direct recruitment to the post
but may possess elementary literacy and give prove of
ability to read either English or Hindi or Regional languages.
50. First of all I would like to say that the opposite
party has not filed the aforesaid circular of the year 1976
(supra). For a moment if the contention of the opposite
party is considered even then it prescribes that 25% of the
vacancies accruing in the peon cadre should be reserved
to be filled up by transfer from the cadre of sweeper etc.,
who have put in minimum of five years of service. If this
circular has been placed then the tribunal could have been
able to enter into the contents of the guidelines and
direction issued by the Government. Simulteanously I
would like to say that both the parties are also bound to
follow the provisions of Sashtri Award and the Bipartite
Settlement as amended from time to time and according to
these provisions all the part time employees who are doing
the work of like sweepers etc., have to be given preference
while filling up the regular vacancy of peon. This has been
contended by the union that under the same provision of
the BPS the management of the other banks like Bank of
India, State Bank of India, Allahabad Bank have already
issued circulars like paper no.5/9-12 issued by Bank of
India, Circular paper no.5/13-15, issued by State Bank of
India and circular paper no. 5/16-18 issued by Allahabad
Bank.
51. I have gone through these circulars. According
to these circulars they have abolished the designation of
sweeper. The management of State Bank of India, has now
designated them general attendant instead of sweeper,
canteen boy, Gardner etc. The State Bank of India has
specifically written that the conversion of menial category
of staff to messenger-rial category has been minimal in
past few years due to various reasons like creation of full
time vacancies of menial staff on account of new branches
has also been declined in the recent years. These were the
factors which has caused a situation where part time
employees have almost no opportunities for their
conversion to higher part time/full time scale of pay.
52. The part time employees will continue to draw
low salaries and will retire after serving the bank for 30
years or more as part time employees drawing
proportionally lower terminal dues including pension. As
such the management of State Bank of India after
discussion with the Federation laid down that the bank
will convert all part time employees in the service of the
bank as on 31.12.2005 in full time in three phases in order
of their time scale of pay.
53. They have also laid down the phases for
conversion i.e. all part time employees in 3/4th scale of pay
as on 3.1.2005 will be converted to full time scale with
effect from 01.01.06, similarly, part time employees in the
half of scale of pay and in the one third scale of pay as on
31.12.05 will be converted to full time scale with effect
from 01.02.2006 and 01.04.06 respectively.
54. Regarding the change of designation I have
already explained above that the management of the State
Bank of India and other Banks has already given a due
thought that calling the part time employees under the
designation of sweeper etc. may not look so good so they
have changed their designation also calling them as general
attendant, but after conversion they shall continue to
perform their duties of their original designation like
sweeper, canteen boy etc and in the remaining time they
will perform menial duties etc. Similarly the Bank of India
has also changed the designation and have converted all
the part time employees giving a cutoff date as 31.12.2008.
55. A question arises whether the opposite parties
have so far implemented the provision of the BPS and the
guidelines of the Government of India issued from time to
time in real sense.
56. The opposite party has not been able to place
any such record before the tribunal wherein it can be
inferred that the opposite party has followed the principles
and guidelines as mentioned in the circulars (supra).
Whether they are following the principles of natural justice
in making recruitment while converting part time
employees to regular peons they have not been able to
produce any authentic data before the tribunal.
5114
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
57. The Union has already contended that such
conversion of part time employees has been on the back
of such employees as they are never properly informed so
they are being deprived of their benefits. Opposite party
is calling the name from the employment exchange without
informing such part time employees of the bank.
58.Therefore I have given due thoughts and
consideration to each of the circular. The management of
the other banks who are also sailing under the same boat
have also followed the provision of BPS in real spirit and
have given the actual benefits to the sweepers farrash etc,
who were performing the menial work, so I am of the view,
why the management of PNB cannot provide such aid to
such part time employees who have put in five years and
more service and who come from the lowest stata of the
society.
59. The present case has been raised before
Assistant Labour Commissioner (Central), Kanpur, in the
year 2008.
60. Bank of India has issued its circular which is
paper no.5/9-12 on 23.12.08, therefore, I am also of the
view that the management of the bank shall follow and
issue its own circular making a cutoff year 2008.
61. It is also contended by the Union that after
raising the Industrial Dispute the management has
unilaterally changed minimum qualification which was VIII
pass for recruitment of direct peon to 12th class pass. I am
of the view that when the industrial dispute was pending
and what were the qualification at that time, that should
not have been changed and all the part time sweepers are
eligible to be considered on the basis of their qualification
as they were possessing in the year 2008 or prior to that.
There is another Industrial Dispute raised by the Union
making the same prayer that i.e. under Section 33-A of I. D.
Act and this I. D. No. 22 of 2009. This I.D. is also between
the same parties.
62. In this I. D. the same prayer has been raised as
has been raised in I.D. No. 16 of 2009. The union has
sought that a direction be given to the management that
while filling up the vacancies they should not adopt unfair
labour practice and management should ensure compliance
of mandatory provision of Section 9-A of Industrial
Disputes Act.
63. Therefore, I am of the view that while filling up
the vacancies the management is expected and directed to
ensure the compliance of Section 9-A of the Act.
64. Therefore, it is held that the action of the opposite
party of the management bank in filling up the vacancies
of sub cadre staff amongst eligible sub staff of the bank
despite of clear instructions from the Govt./HO is not just
and proper. Therefore, reference is decided in favour of
the Union and the opposite party is directed to provide
the relief to such part time employees in the line of the
observations made in the body of the award.
65. Reference is answered accordingly. It is further
ordered that a copy of this award be placed on the record
of I.D.No. 22 of 2009 (U/s 33-A of the Act) and the same
shall also be deemed to have been disposed by means of
this award.
Dt. 11.03.14
RAM PARKASH, Presiding Officer
ubZ fnYyh] 4 tqykbZ] 2014
dk-vk-
1956-—vkS|ksfxd fookn vf/fu;e] 1947
(1947 dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj iatkc
,.M fla?k cSad ds izca/ra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa
ds chp vuqca/ esa fufnZ"V vkS|ksfxd fookn esa dsUnzh; ljdkj
vkS|ksfxd vf/dj.k@Je U;k;ky;] paMhx<+ ds iapkV (lanHkZ la[;k
36@2004) dks izdkf'kr djrh gS] tks dsUnzh; ljdkj dks 04@07@2014
dks izkIr gqvk Fkk A
[la- ,y&12012@83@2004&vkbZvkj (ch&II)]
jfo dqekj] vuqHkkx vf/dkjh
New Delhi, the 4th July, 2014
S.O.
1956.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. 36/2004) of
the Cent. Govt. Indus. Tribunal-cum-Labour Court-II,
Chandigarh as shown in the Annexure, in the industrial
dispute between the management of Punjab & Sind Bank,
and their workmen, received by the Central Government on
04/07/2014.
[No. L-12012/83/2004-IR(B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
IN THE CENTRAL GOVERNMENT INDUSTRIAL
TRIBUNAL-CUM-LABOUR COURT-II,
CHANDIGARH
Present:
Sri Kewal Krishan, Presiding Officer.
Case No. I.D. 36/2004
Registered on 30.11.2004
Shri Ravi Kant
S/o Sh. Kesho Ram,
58, The Mall,
Ambala Cantt (Haryana).
...Petitioner
Versus
The Zonal Manager,
Punjab and Sind Bank,
Zonal Office,
17-B, Chandigarh.
...Respondent
¹Hkkx II—[k.M 3(ii)º
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5115
Appearances :
For the Workman
Sh. H.S. Hundal, Advocate
For the Management
Sh. Sapan Dhir, Advocate
AWARD
Passed on 2.5.2014
Central Government vide Notification No. L-12012/
83/2004-IR(B-II)) Dated 18.8.2004 read with Corrigendum
dated 25.11.2013, by exercising its powers under Section
10, sub-section (1) Clause (d) and sub-section (2-A) of the
Industrial Disputes Act, 1947 (hereinafter referred to as
‘Act’) has referred the following Industrial Dispute for
adjudication to this Tribunal:-
“Whether the action of the management of Punjab
and Sind Bank in terminating the services of
Sh. Ravi Kant S/o Sh. Kesho Ram, Ex-Peon w.e.f.
19.1.2002 is legal and just? If not, what relief the
concerned workman is entitled to and from which
date?”
In response to the notice, the workman appeared
and submitted statement of claim pleading he was
interviewed by the respondent management on 26.5.1998.
He was selected and appointed as Peon on 9.6.1998. He
continuously served till 19.1.2002 when his services were
arbitrarily terminated without compliance of the provisions
of the Act. He be reinstated in service with back wages.
Respondent management filed written reply pleading
that the workman was engaged by the Branch Manager
without following any procedure and since the workman
got the back-door entry, he do not acquired any right to
continue in the service. He was engaged as a casual
labourer only to meet the exigency of the service and no
appointment letter or termination order was issued to him.
It was further pleaded that the termination of service of an
employee appointed on need basis cannot be construed
as ‘retrenchment’ and being so, the reference be dismissed.
In support of his case workman appeared in the
witness box and examined Paramjit Singh.
Workman filed his affidavit reiterating its case as
set out in the claim petition. Paramjit Singh is from the
bank and produced certain record.
On the other hand the management has examined
Sukhwinder Singh and Balkar Singh who filed their
respective affidavits reiterating the stand taken by the
respondent management in its written statement.
I have heard Sh. H.S. Hundal, counsel for the
workman and Mrs. Kittu Bajaj, counsel for the management
and perused the file.
The workman has categorically pleaded in para 2 of
the statement of claim that he was interviewed on 26.5.1998
and was appointed as Peon on 9.6.1998 and he worked as
such w.e.f. 29.6.1998 to 19.1.2002. These facts are not
controverted by the management in its written statement
who simply pleaded that the workman was engaged
without following the procedure and he was engaged as a
casual labourer to meet the exigencies. But there is nothing
on the file to show that he was engaged as a casual labourer.
Rather the facts pleaded by the workman are not
controverted by the management and also supported by
the workman while appearing in the witness box clearly
prove that he was selected and appointed as Peon and he
worked at the said post and continued from 29.6.1998 to
19.1.2002.
Thus the workman worked continuously for more
than a year and he was not paid any retrenchment
compensation at the time of termination of his services.
Thus it is clear case of the violation of provisions of Section
25 F of the Act.
A lengthy argument was advanced by the learned
counsel for the respondent management that the workman
was a casual labourer who was engaged without following
any procedure and thus the bank is not required to comply
with the provisions of the Act. If the bank did not comply
with the procedure for appointment of a Peon, the workman
cannot be blamed for it. As stated above, he was appointed
as a peon and he continuously worked for a sufficient
long period and his services were not liable to be terminated
without complying with the provisions of Section 25F of
the Act. Thus the termination of the services of the
workman is not legal and he is entitled to reinstatement.
In similar cases and against the present respondent
management in Writ Petition No.18154 of 2007 titled Baljit
Singh Vs. Presiding Officer and Others decided on
26.5.2010, the Hon’ble High Court ordered the
reinstatement of the workman with continuity of service
but without back wages. It is neither pleaded nor proved
that the workman remained jobless during the period after
termination of his services from the bank, therefore, he is
not entitled to back wages.
In result it is held that the action of the management
in terminating the services of the workman on 19.1.2002 is
illegal and he is entitled to reinstatement with continuity
of service but without back wages. Respondent
management is directed to take him back in service within
one month from the publication of the award. The reference
is accordingly answered in favour of the workman. Let
hard and soft copy of the award be sent to the Central
Government for further necessary action.
KEWAL KRISHAN, Presiding Officer
5116
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
ubZ fnYyh] 4 tqykbZ 2014
dk-vk- 1957-—vkS|ksfxd fookn vf/fu;e]1947 1947
dk 14 dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj iatkc us'kuy
cSad ds izca/ra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa ds chp
vuqca/ esa fufnZ"V vkS|ksfxd fookn esa dsUnzh; ljdkj vkS|ksfxd
vf/dj.k@Je U;k;ky;] dksydÙkk ds iapkV (lanHkZ la[;k 14@2008)
dks izdkf'kr djrh gS] tks dsUnzh; ljdkj dks 04@07@2014 dks izkIr
gqvk Fkk A
[la- ,y&12011@31@2008&vkbZvkj (ch&II)]
jfo dqekj] vuqHkkx vf/dkjh
New Delhi, the 4th July, 2014
S.O.
1957.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 14/2008)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court,
Kolkata as shown in the Annexure, in the industrial dispute
between the management of Punjab National Bank, and
their workmen, received by the Central Government on
04/07/2014.
[No. L-12011/31/2008 - IR(B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
CENTRAL GOVERNMENT INDUSTRIAL
TRIBUNAL AT KOLKATA
Reference No. 14 of 2008
Parties : Employers in relation to the management of
Punjab National Bank
A N D
Their workmen.
Present:
JUSTICE DIPAK SAHA RAY, Presiding Officer
Appearance:
On behalf of the Management :
None
On behalf of the Workmen
:
None
State: West Bengal.
Industry: Banking.
Dated: 24th April, 2014.
AWARD
By Order No.L-12011/31/2008-IR(B-II) dated
19.06.2008 the Government of India, Ministry of Labour in
exercise of its powers under Section 10(1)(d) and (2A) of
the Industrial Disputes Act, 1947 referred the following
dispute to this Tribunal for adjudication:
“Whether the action of the management of Punjab
National Bank, Kolkata by discontinuing the variable
DA on special allowance of Rs. 7 and Rs. 13 payable
to the Clerk-cum-Cashiers of the erstwhile New Bank
of India (ENBI) presently employed in Punjab
National Bank as per the service conditions as
mentioned in their respective appointment letters is
justified? If not, what relief the concerned workmen
are entitled?”
2. When the case is taken up today for hearing,
none appears on behalf of either of the parties. It appears
from the record that none appeared on behalf of the union/
workmen on two consecutive dates. Considering the above
facts and circumstances and the conduct of the union, it
may reasonably be presumed that the union does not want
to proceed with the case further. Perhaps, the dispute
between the parties has been settled amicably.
3. Accordingly, the instant reference is disposed of
by passing a “No Dispute Award”.
JUSTICE DIPAK SAHA RAY, Presiding Officer
ubZ fnYyh] 4 tqykbZ] 2014
dk-vk- 1958-—vkS|ksfxd fookn vf/fu;e] 1947 (1947
dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj bafM;u cSad ds
izca/ra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa ds chp vuqca/ esa
fufnZ"V vkS|ksfxd fookn esa dsUnzh; ljdkj vkS|ksfxd vf/dj.k@Je
U;k;ky;] psUubZ ds iapkV (lanHkZ la[;k 77@2012) dks izdkf'kr
djrh gS] tks dsUnzh; ljdkj dks 04@07@2014 dks izkIr gqvk Fkk A
[la- ,y&12011@112@2011&vkbZvkj (ch&II)]
jfo dqekj] vuqHkkx vf/dkjh
New Delhi, the 4th July, 2014
S.O.
1958.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. 77/2012) of
the Cent. Govt. Indus. Tribunal-cum-Labour Court,
Chennai as shown in the Annexure, in the industrial dispute
between the management of Indian Bank, and their
workmen, received by the Central Government on
04/07/2014.
[No. L-12011/112/2011 - IR(B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
BEFORE THE CENTRAL GOVERNMENT
INDUSTRIAL TRIBUNAL- CUM - LABOUR
COURT, CHENNAI
Friday, the 2nd May, 2014
Present :
K. P. PRASANNA KUMARI, Presiding Officer
Industrial Dispute No. 77/2012
¹Hkkx II—[k.M 3(ii)º
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5117
(In the matter of the dispute for adjudication under
clause (d) of sub-section (1) and sub-section 2(A) of
Section 10 of the Industrial Disputes Act, 1947(14 of 1947),
between the Management of Indian Bank and their
workman)
BETWEEN :
The General Secretary
: 1st Party/Petitioner Union
Indian Bank Employees
Association 17, Ameerjan
Street (TN) Choolaimedu
Chennai-600094
AND
The General Manager
: 2nd Party/Respondent
Indian Bank, Circle Office
359, Dr. Nanjappa Road
Coimbatore-641018
Appearance:
For the 1st Party/
: M/s. Ajoy Khose & S. Manogaran,
Petitioner Union
Advocates
For the 2nd Party/ : M/s. T.S. Gopalan & Co., Adcovates
Management
AWARD
The Central Government, Ministry of Labour &
Employment vide its Order No. L-12011/112/2011-IR(B-II)
dated 21.09.2012 referred the following Industrial Dispute
to this Tribunal for adjudication.
The schedule mentioned in that order is:
“Whether the action of the management of Indian
Bank, Chennai in imposing the punishment of
Compulsory Retirement from service vide their letter
dated 03.09.2007 upon Smt. P. Kalarani, Ex-Clerk/
Shroff (SR No. 22385) is legal and justified? If not,
what relief the workman is entitled to?”
2. On receipt of the Industrial Dispute this Tribunal
has numbered it as ID 77/2012 and issued notices to both
sides. Both sides have entered appearance through their
counsel and filed claim and counter statement respectively.
The petitioner has filed a rejoinder also after the Counter
Statement was filed.
3. The averments in the Claim Statement filed by
the petitioner in brief are these:
The petitioner is a Union registered under the Trade
Union Act and has substantial following among the
workmen at the Respondent Bank. While Smt. Kalarani, a
member of the Petitioner Union was working as Clerk at
Lawley Road Branch of the Respondent Bank at
Coimbatore, she was victimized by the Respondent on
false charges of misappropriation and she was
compulsorily made to retire from service after a domestic
enquiry. On the basis of an oral complaint allegedly made
by a customer, a preliminary investigation was conducted
on the complaint and a show cause notice was issued to
Kalarani. Though she had submitted her reply to the show
cause notice, a charge sheet was issued to her after a
lapse of 17 months. It was alleged in the Charge Sheet that
on 07.12.2003 she has issued loan challan counterfoil for
Rs. 1,415 for the credit of the loan account of one
Kalidhasan. She is alleged to have issued loan challan
counterfoil for similar amount on 07.04.2004 and also
another counterfoil for the same amount without any date
also. It is alleged that though challan counterfoil was issued
cash was not accounted for by Kalarani. Though Kalarani
had established her innocence in the enquiry the same
was not accepted by the Enquiry Officer. The Enquiry
Officer found that charges 6 to 15 against Kalarani are
established. On the basis of this enquiry report the
punishment of compulsory retirement from service was
imposed on Kalarani. There is no justification for imposing
such punishment. An award may be passed directing the
Management “to withdraw the punishment imposed on
Kalarani and restore all monetary loss suffered by her due
to the unjust punishment with retrospective effect”.
4. The Respondent has filed Counter Statement
contending as follows:
One Kalidhasan who was maintaining SB Account
with Respondent Bank at Lawley Road branch had applied
for loan of Rs. 30,000 for purchasing a motorcycle. He had
been remitting @ Rs. 1,415 every month from March, 2013.
He was very prompt in paying the amount. In the second
week of December, 2004 Kalidhasan approached Sujata,
an Officer of Lawley Road branch and asked for statement
of account in his name and she furnished the statement.
After a few days, he came to the branch and enquired
about Kalarani who was on leave on that day. After few
more days, he again approached Sujata with some
counterfoils and also handed over a statement of account.
Sujata found that against 22 counterfoils produced by
him, only 19 credit entries were made in the Statement of
Account. On verifying the counterfoils, it was found that
entries for the months of December, 2003, April, 2004 and
June, 2004 were missing. The cash counterfoils were issued
by Kalarani signed with Cash Received Stamp affixed in
two counterfoils. One of the counterfoils was without any
date or signature. On 11.03.2005, the branch informed the
Circle Office about the irregularities committed by Kalarani.
On 12.03.2005, Kalidhasan cleared the loan and closed the
loan account. During the course of investigation by the
Senior Manager (Vigilance Department) of Coimbatore
Circle Office, Kalarani who was confronted with the
counterfoils admitted her handwriting. A charge sheet was
issued to Kalarani and an enquiry was conducted. On the
basis of the report of the Enquiry Officer the Disciplinary
Authority imposed punishment of Compulsory Retirement
with superannuation benefits. This order was confirmed
by the Appellate Authority on 13.11.2007. Kalarani has
5118
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
received her gratuity and Provident Fund and is also
receiving her pension. The punishment of Compulsory
Retirement imposed on Kalarani is fully justified. There is
no reason for interfering with the punishment. The
petitioner is not entitled to any relief.
5. The petitioner has filed a rejoinder denying the
allegations made in the Counter Statement and also
reiterating the case in the Claim Statement.
6. The evidence in the case consists of oral evidence
of the petitioner examined as WW1 and documents marked
as Ext.W1 to Ext.W16 and Ext.M1 to Ext.M29.
7. The points for consideration are:
(i)
Whether the punishment of Compulsory
Retirement imposed by the Respondent on
Kalarani is legal and justified?
(ii)
What is the relief if any to which Kalarani is
entitled?
The Points
8. The petitioner association has raised the
dispute on behalf of Kalarani who was its member and
was working as Clerk/Shroff with the Respondent Bank.
At the time of the alleged occurrence she was working in
Lawley Road branch of the Respondent Bank at
Coimbatore.
9. According to the Respondent, one Kalidhasan
who had availed vehicle loan of Rs. 30,000 from the Lawley
Road branch had come to the bank in December, 2004 and
approached Sujata, an Officer of the Bank requesting to
give statement of account in his name and the required
statement was furnished also. After a few days, he had
been to the branch enquiring about Kalarani but she was
on leave on that day. After some more days, he had again
approached Sujata with the counterfoils showing
remittances of loan instalments. It was noticed that though
he was having 22 counterfoils, only 19 remittances were
accounted for and there were no remittances as per three
counterfoils. The Branch Manager had informed the Circle
Office about this by his letter dated 11.03.2005. On the
next day itself Kalidhasan, the account holder cleared the
loan and closed the account. An investigation was made
regarding the absence of entries and on the basis of the
investigation report a charge sheet was issued to Kalarani.
It is on the basis of the enquiry conducted and the enquiry
report filed consequently, the punishment of Compulsory
Retirement was imposed on the petitioner. The Enquiry
Officer had found the charges 6 to 15 leveled against
Kalarani are proved.
10. Kalarani, the concerned employee was examined
before this Tribunal only to put forth her case that she
was not gainfully employed after she was turned out from
service by imposing the punishment. The documents
pertaining to the enquiry were produced before this
Tribunal and both sides are relying upon these documents
to advance their case.
11. It is argued on behalf of the concerned employee
that there is absolutely no justification for imposing the
punishment on her. The counsel has pointed out that on
many of the aspects the Enquiry Officer has agreed with
the contentions put forth on behalf of the employee but at
the same time entered a finding of guilt except on charges
1 to 5. I had been going through the report of the Enquiry
Officer and find that the Enquiry Officer had not made a
proper assessment of the evidence or documents. He was
just quoting from the summing up given by the Presenting
Officer and also the Defence Representative and agreeing
or disagreeing with the same. There was no proper
discussion of the facts. So rather than discussing the report
of the Enquiry Officer itself, it would be better to analyze
the evidence both oral and documentary let in the enquiry
proceedings and find out if the charges leveled against
the concerned employee are established.
12.Though charges leveled against the concerned
employee are 15 in number, actually it relates to three loan
challan counterfoils, each of Rs. 1,415 allegedly issued by
her on three different dates. She is said to have issued
loan challan counterfoils on 07.12.2003, on 07.04.2004 and
on another date, the date which is not given in the
counterfoil. The case is that though all these counterfoils
contained cash received stamp affixed on it, the cash was
not accounted in the books of the branch. All the
counterfoils are issued in the loan account of Kalidhasan.
13. An Officer of the Vigilance Department,
Coimbatore had done the investigation based on the report
given by the Branch Manager. He has been examined as
MW1 in the enquiry proceedings. Sujata, the Officer whom
Kalidhasan had allegedly approached is examined as MW2.
The relevant documents are marked through these
witnesses also.
14. It has been argued by the counsel for the
petitioner that it is a case where the account holder who
allegedly made the complaint has not been examined. The
non-examination of the then Manager of the Branch has
also been pointed out by the counsel as a lacunae in the
case of the Management. Merely because these two were
not examined, the case of the Management could not be
rejected. The material that is available is to be assessed
to decide whether it is sufficient to establish guilt of the
concerned employee. The Apex Court has held that (State
Bank of India Vs. Tharun Kumar Banerjee – 2000 8 SCC 12)
when sufficient evidence is produced one way or other
the evidence not produced will not be of any significance.
15. While considering the case against the
concerned employee, certain facts which are beyond
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5119
dispute are to be referred to first. The three counterfoils
which have given rise to the allegation against the
employee are marked as Ext.M1 in the enquiry proceedings
and is marked as Ext. M2 here. Before Charge Sheet was
issued to the concerned employee, a show cause notice
was issued to her and this is marked as Ext.W3. In this
show cause notice it is stated that she had given the
concerned counter challan foils but cash was not
accounted by her in the books of the branch. She was
asked to show cause for the misconduct allegedly
committed by her. Ext.W3A is the reply given by Kalarani
to Ext.W3. In this reply there is no case for her that she did
not issue the counterfoils. Again there is no case for her
that she was not working in the cash department at the
time. She has stated in her reply that she remember vaguely
that on a couple of occasions Kalidhasan had sent one of
his workers for remitting instalments to his account while
she was working in the Cash department, but since the
cash brought by him was short, she had given back the
entire cash together with the challan. At the time she did
not notice whether she had affixed the stamp or not on the
counterfoil. According to her, she was under the impression
that the messenger would come back for remitting the cash
again. There are two things which are clear from this reply
that the concerned employee was sitting in the cash when
the counterfoils were issued and that she is the one who
had issued the counterfoils. There is also Ext.M13, a
statement given by the concerned employee to MW1
during his investigation. In this statement she has asserted
that the three challans shown to her are in her handwriting.
Much argument has been advanced against this statement.
Even as stated by MW1, the statement is recorded in his
handwriting. He has stated that it was as stated by the
employee herself he has recorded it and the employee has
put her signature in that after going through it. The
concerned employee has not got into the witness box to
deny this document which has been marked through MW1.
16. MW1 in the enquiry proceedings has spoken
about the investigation conducted by him. He had
questioned the concerned borrower, the concerned
employee and also the staff of the bank examined as MW2.
17. The evidence regarding how the matter of
issuance of the counterfoils came out is spoken to by
MW2 who was the Assistant Manager of the branch. The
statement given by her to the Investigating Officer has
been marked as Ext.M12 (MEX-11 in the enquiry
proceedings). MW2 has deposed that Kalidhasan who
had availed vehicle loan had called on the bank and had
asked for his loan account statement and she had prepared
it and handed it over to him. He had approached her after
two days and told her that he had remitted 22 instalments
as loan but only 19 instalments were credited as per the
statement. She had then verified the account and the
counterfoils and found that only 19 instalments were
credited in the account. She further stated that the three
counterfoils were not very legible and when she asked the
borrower about it, he had informed that he is not the one
who filled the challan but he had given the amount to
Kalarani, the concerned employee who is his neighbor.
MW2 had then taken the borrower to the Manager and
then explained the position to him.
18. It is very much clear from the admission made by
the concerned employee herself that all the counterfoils
are in her own handwriting and these were issued by her.
The case that is put forth by her is that the amount that
was brought to her were short and she had returned the
amount to the messenger alongwith the filled up counterfoil
and she was under the impression that the counterfoils
will be brought back with the required amount. This
explanation given by the concerned employee is difficult
to be believed. For one thing she had not thought it
necessary to get into the witness box and explain the
circumstances under which she issued the counterfoils.
The three counterfoils including the one without any date
are of three different dates. If once the filled up counterfoil
that was given to the messenger alongwith the amount
brought did not come back with the required amount and
the counterfoil itself, the possibility is that she would not
have taken it upon her to give filled up counterfoils with
her initial in it again without receiving the amount. On the
other hand what is seen from Ext.M2 is that all the
counterfoils were filled up by her and given by her even
though she did not receive the cash and had no occasion
to enter remittances in the books of the bank. This is
certainly not something that would be resorted to by an
experienced employee of the bank like the concerned
employee. It has been argued by the counsel for the
petitioner that the seal of receipt of cash is not seen affixed
in all the counterfoils. However, on examining the three
counterfoils I find that this contention is not correct. In all
the three counterfoils the seal is seen affixed, though in
one it is in illegible manner. There is of course the fact that
in one of the counterfoils, the undated one, the initial of
the petitioner is not there. On the other hand, in the other
two counterfoils, the initial is also there. It has been pointed
out on behalf of the petitioner that there is a column for
signature or initial of the Manager also in the counterfoils
but such signature is missing in all the counterfoils. Once
the seal showing receipt of cash is affixed, it is for the
concerned Shroff to get the signature of the Manager also.
If it is not obtained the concerned employee herself is
responsible.
19. It has been argued on behalf of the petitioner
that the customer himself had no complaint against the
employee and in such circumstance it was not proper to
proceed against her. It has been pointed out that the
borrower himself has remitted the entire amount and closed
the loan account. Ext.M3 is the copy of the main foil
showing remittance of Rs. 4,988 and closing of the account
by the borrower, Kalidhasan. It has been pointed out that
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THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
the borrower has not given any complaint in writing to the
Manager. He has complained to MW2 about absence of
remittance and she had taken him to the Manager and yet
there was no written complaint by the borrower.
Subsequently, at the time of investigation, a written
statement has been given by the borrower to MW1 and
this has been marked as Ext.W2. A translation of the
statement is given by MW1 in his investigation report
which is marked as Ext.W1. The statement is to be effect
that he had remitted Rs. 1,415 very month but three
instalments out of these were not credited. He had stated
that the instalment were paid by him by giving the amounts
to the concerned employee who is his landlord. MW1 has
stated in the report that the statement was given by the
borrower hesitantly stating that this should not affect the
staff. This reveals the delicacy on the part of the borrower
in making the complaint. Probably, because he was the
tenant of the concerned employee he was thinking that he
should not be the cause for any harm to his landlord.
20. The investigation was started even in the absence
of a written complaint. This has been much commented
upon by the counsel for the petitioner. The counsel for
the Respondent has referred to the decision J. D. JAIN
Vs. MANAGEMENT OF STATE BANK OF INDIA AND
ANOTHER reported in 1982 1 SCC 145 in this respect. It
was held here that no rule of law enjoins that a complaint
has to be in writing. In the decision in COMMISSIONER
OF POLICE VS. JAIBHAGWAN reported in 2011 6 MLJ
305 Apex Court has commended upon non-examination of
complaint only because it was in violation of the
provisions of the Delhi Police Rules under which
proceedings was taken against the employee.
21. According to the counsel for the petitioner if
actually the borrower had paid the amounts to the
concerned employee for remittance, he would not have
remitted the balance amount on 12.03.2005 and closed the
account. As could be seen the remittance was made on
the date after the report regarding the incident was given
by the Manager to the Circle Office. If actually, the
concerned employee had returned the amount because of
deficit the borrower need not have waited till a report was
given to the Circle Office for remitting the amount. As
could be seen from the account, the borrower was regularly
making remittance every month except for the three months.
Apart from this is the evidence given by MW2 who was
approached by the borrower. As could be seen from the
evidence of MW2, at the time when the borrower
approached her, the concerned employee was on long
leave. He was enquiring about the concerned employee
and it was subsequently he had obtained the statement of
account from MW2. As could be seen from her evidence,
the borrower had approached her on another day with all
the counterfoils complaining that three remittances are
missing. Then there is also the statement given by the
borrower to MW1 informing him that he made payment to
the concerned employee. So the mere fact that he remitted
the balance amount on the day after a report has gone to
the Circle Office could not be accidental. The evidence
reveals that the concerned employee had prevailed upon
the borrower, paid the amount to him and made him remit
the amount. As could be seen the borrower was very much
reluctant to make a complaint since he did not want to be
the cause for harm to the concerned employee who is
none other than his landlord.
22. The counsel for the petitioner has been referring
to the delay in giving the report to the Circle Office also. It
could be seen from the evidence that at the time when the
borrower called on the bank, the employee was on leave
and the Manager had been questioning her about the
incidence after she rejoined the bank after the leave. It
was when he did not receive any explanation that he had
reported the matter to the Circle Office so the Manager
could not be found fault with in reporting the matter to the
Circle Office. This could not be interpreted as victimization
of the employee by the Manager. On the other hand he
was soft in dealing with the matter, waiting for her to rejoin
duty for an explanation.
23. Regarding charges 1 to 5, the Enquiry Officer
has exonerated the concerned employee. This was done
on the basis of the finding that the date 07.02.2006 which
is the date found in the counterfoil which is the subject
matter of charges 1 to 5 happened to be a Sunday. The
Enquiry Officer opined that the employee could not have
been at the bank on holiday and so she could not be
found guilty of the concerned charges. There is no
necessity to discuss this finding of the Enquiry Officer
since the finding has become final. However, the fact
remains that this counter foil also is in handwriting of the
concerned employee and contains her initial and has also
got the seal of receipt of cash.
24. The counsel for the petitioner has referred to the
decision UNION OF INDIA VS. H.C. GOEL reported in
AIR 1964 SCC 364 where it was held that the principle that
in punishing the guilty, scrupulous care must be taken to
see that the innocent are not punished applies as much to
regular criminal trial as to disciplinary enquiries held under
the statutory rules. The very admission made by the
concerned employee goes a long way in establishing the
case of the Management that the employee had received
the amount from the borrower and had issued the
counterfoils affixing the seal showing receipt of cash. The
case of the Management is fortified by the evidence given
by MW2. The mere fact that there was remittance of the
amount by the borrower on a subsequent day will not
exonerate the employee from the misconduct that has been
committed by her. I do not find any reason to differ from
the findings of the Enquiry Officer.
25. The records regarding the past conduct of the
employee has been produced by the Respondent. It could
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5121
be seen from Ext.M22 to Ext.M29 that she was mismanaging
her financial affairs. She was issued a warning for issuing
cheque without sufficient balance in her account. She was
given another warning for involving in private financial
dealings resulting in the bank receiving complaints.
26. The punishment of Compulsory Retirement from
service with superannuation benefit has been imposed on
the employee. There is no necessity to interfere with the
punishment in view of my finding above.
27. In view of the above discussion, the reference is
answered against the petitioner. An award is passed
accordingly.
(Dictated to the P.A., transcribed and typed by him,
corrected and pronounced by me in the open court on this
day the 2nd May, 2014)
K.P. PRASANNA KUMARI, Presiding Officer
Witnesses Examined:
For the 1st Party/
:
WW1, Sri P. Kalarani
Petitioner Union
For the 2nd Party/Management
:
None
Documents Marked :
On the petitioner’s side :
Ex.No.
Date
Description
Ex.W1 15.03.2005
Preliminary Investigation Report
Ex.W2 16.03.2005
Letter from Sri Kalidhasan,
Borrower
Ex.W3 03.05.2005
Show
Cause
Notice
CO:CBE:VG:42:2005-06
Ex.W4 08.06.2005
Reply by Mrs. Kalarani
Ex.W5 17.11.2006
Charge
Sheet
CO:CBE:VG:296:2006-07
Ex.W6 04.05.2007
Defence summing up
Ex.W7 11.05.2007
Enquiry Officer’s findings
Ex.W8 02.06.2007
Comments by Smt. Kalarani (CSE)
on Enquiry Officer’s findings
Ex.W9 17.08.2007
Proposed punishment order of
Disciplinary Authority
Ex.W10 29.08.2007
Reply to the above by the CSE
Ex.W11 03.09.2007
Orders of the Disciplinary
Authority
Ex.W12 10.10.2007
Appeal by Mrs. Kalarani (CSE)
against the above orders dated
09.09.2007
Ex.W13 13.11.2007
Orders of the Appellate Authority
(CO:CBE:VG:404:2007-08
Ex.W14 07.01.2008
Letter IBEA/GEN/200/2005-08 to
& 1.08.2010
Asstt. Labour Commissioner
raising an industrial dispute
against the above order
Ex.W15 06.06.2008
Reply to the above Indian Bank,
HRM Section, Coimbatore
Ex.W16 22.03.2011
Our rejoinder to ALC (Chennai)
On the Management’s side :
Ex.No.
Date
Description
Ex.M1
12.02.2007
13.03.2007
Enquiry
14.03.2007
Proceedings
23.03.2007
Ex.M2
07.12.2003
Copy of three counterfoils dated
07.04.2004
07.02.2006, 07.04.2004 and Nil for
Etc.
Rs. 1,415/-
Ex.M3
12.03.2005
Copy of main foil (challan) for Rs.
4,988/-
Ex.M4
08.06.2005
Copy of reply of Ms. Kalarani
addressed to GM/Ch/CO/CBE
Ex.M5
11.03.2005
Copy of Lawley Road Branch
letter to GM/CH/CO/CBE
Ex.M6
30.04.2003
Copy of Lawley Road Branch
office order
Ex.M7
03.02.2003
Copy of Statement of Account
to
No. 602//03 of V. to Kalidhasan of
28.02.2005
Lawley Road Branch
Ex.M8
10.06.2003
Copy of Statement of Account of
to
V. Kalidhasan of Lawley Road
12.03.2005
Branch – A/c No. 602/2003
Ex.M9
15.03.2005
Copy of Investigation Report of
G. Sridharan of Vigilance Officer
Ex.M10
Nil
Copy of letter dated Nil of V.
Kalidasan addressed to Lawley
Road Branch
Ex.M11 16.03.2005
Copy of letter of V. Kalidasan go
Lawley Road Branch
Ex.M12 15.03.2005
Copy of letter of Mrs. M.R. Sujatha
– AM – Lawley Road Branch
Ex.M13 15.03.2005
Copy of Written Statement of Mrs.
P. Kalarani, Clerk/Shroff/Typist,
Lawley Road Branch
5122
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
Ex.M14 Dec. 2003
Attendance Register
Ex.M15 10.05.2013
Statement of Account of Savings
Bank Account of Ms. Kalarani –
0410389771 for the period from
01.09.2007 to 10.05.2013 – showing
crediting of commutation pension,
monthly pension
Ex.M16
-
Gratuity Payment of Rs., 1,98,150/
- credited to Intermediary Parking
account of Mrs. Kalarani and
transferred to her loan accounts
and Indian Bank Co-op Society
Ex.M17
-
Statement of Account of Flood
Loan Account –70288703
Ex.M18
-
Statement of PF Special Loan
Account - 410484858
Ex.M19
-
Statement of PF Special Loan
Account – 401484983
Ex.M20 10.04.2007
Presenting Officers Brief
Ex.M21 12.05.2007
Covering letter from Indian Bank
to Mrs. Kalarani enclosing finding
and calling for her comments
Ex.M22 23.01.2003
Letter to Mrs. Kalarani from the
bank issuing “warning”for
involving in private financial
dealings resulting in the bank
receiving complaints/court orders
Ex.M23 22.01.2004
Letter to Mrs. Kalarani from the
bank issuing “warning” for
issuing
cheque
without
maintaining sufficient balance in
her SB A/c.
Ex.M24 25.08.2004
Memo issuing by Bank to Mrs.
Kalarani for impertinent behavior
with Manager when questioned
for taking lunch during working
hours without attending to
customers
Ex.M25 23.09.2005
Letter from Velandipalayam
Branch to Circle Office,
Coimbatore – regarding Court E.P.
Orders on Mrs. Kalarani
demanding recover
Ex.W26 21.11.2005
Letter from an advocate Mr.
Somasundaram, Coimbatore to the
bank for compliance of an EP order
against Mrs. Kalarani
Ex.W27 30.09.2005
Letter from Customer Service Cell
to
of Indian Bank, H.O., Chennai,
29.09.2005
enclosing a complaint from
M/s. Empire Financiers regarding
Kalarani – non-remittance of
instalments properly
Ex.W28 31.07.2006
Note from C.O. – Coimbatore to
Dy. General Manager regarding
the punishments given to Mrs.
Kalarani on 11.02.2000, 23.01.2003,
07.06.2005
Ex.W29 10.04.2007
Letter from C.O., Coimbatore to
Mrs. Kalarani imposing lenient
punishment on her for issuing
cheque for Rs. 1.0 lakh without
sufficient balance and returned
unpaid
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New Delhi, the 4th July, 2014
S.O.
1959.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 86/2011)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court,
Chennai as shown in the Annexure, in the industrial dispute
between the management of Vijaya Bank, and their workmen,
received by the Central Government on 04/07/2014
[No. L-12012/17/2007 - IR(B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
BEFORE THE CENTRAL GOVERNMENT
INDUSTRIAL TRIBUNAL- CUM - LABOUR COURT,
CHENNAI
Monday, the 5th May, 2014
Present :
K. P. PRASANNA KUMARI, Presiding Officer
Industrial Dispute No. 86/2011
(In the matter of the dispute for adjudication under
clause (d) of sub-section (1) and sub-section 2(A) of
Section 10 of the Industrial Disputes Act, 1947(14 of 1947),
between the Management of Vijaya Bank and their
workman)
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5123
BETWEEN :
Sri B. Ramesh
: 1st Party/Petitioner
AND
1. The Dy. General Manager/
: 2nd Party/1st Petitioner
Desciplinary Authority
Vijaya Bank, Personnel
Department (ID)
Head Office
Bangalore-560001
2. The Chairman & Managing : 2nd Party/2nd Respondent
Director, Vijaya Bank
41/2, M.G. Road
Bangalore-560002
Appearance:
For the 1st Party/
: M/s K.V. Ananthakrishnan,
Petitioner
V. Chandrasekar, Advocates
For the 2nd Party/1st &
: M/s S. Rajasekar,
2nd Respondents
R. Shenbagaram, Advocates
AWARD
The Central Government, Ministry of Labour &
Employment vide its Order No. L-12012/17/2007-IR(B.II)
dated 12.09.2011 referred the following Industrial Dispute
to this Tribunal for adjudication.
The schedule mentioned in that order is:
“Whether the action of the management of Vijaya
Bank, Bangalore in imposing the punishment of
dismissal from service upon Sri B. Ramesh, Ex-Clerk
vide order dated 05.08.2004, is legal and justified?
What relief the workman concerned is entitled to?”
2. On receipt of the Industrial Dispute this Tribunal
has numbered it as ID 86/2011 and issued notices to both
sides. Both parties have entered appearance through their
counsel and filed their claim and counter statement
respectively. A rejoinder has been filed subsequent to the
filing of the Counter Statement by the Respondent.
3. The averments in the Claim Statement filed by
the petitioner in brief are these:
The petitioner joined the services of Vijaya Bank as
a Clerk in late 1996 and was posted at Tondiarpet branch.
He was transferred to Venkatnarayana Road at Chennai, a
fully computerized branch in July 2002. He was having
only limited knowledge of computer operation. The
petitioner was placed under suspension by the Bank on
05.09.2003 on charges of misconduct. It was alleged against
the petitioner that while he was working at Venkatnarayana
Road branch, he had fraudulently withdrawn amounts
aggregating Rs. 52,800/- by misusing the single window
operating system by unauthorizedly debiting closed LTD
(Loan against Termed Deposit) A/c Nos. 62 and 152. As
per the report given by the officer who investigated the
matter all the fraudulent transactions of changing the name
of the closed LT Deposit by changing the limit, drawing
power, etc. was done by Udaya Kumar, Clerk who had
misappropriated about Rs. 50.00 lakhs on different dates.
The Officer who conducted the domestic enquiry
against the petitioner has entered a perverse finding that
the charges leveled against the petitioner are proved. On
the basis of the said enquiry report, the Disciplinary
Authority had given a Show Cause Notice to the petitioner
and in spite of the explanation given by the petitioner
imposed the punishment of dismissal from service on the
petitioner, by order dated 05.08.2004. The petitioner has
raised the dispute accordingly. The domestic enquiry
against the petitioner was not conducted in a fair and
proper manner. The Enquiry Officer did not permit the
petitioner to rely upon certain documents. The findings of
the Enquiry Officer without furnishing the documents
requested for by the petitioner amounts to denial of
opportunity and is gross violation of the principles of
natural justice. The entire fraudulent transactions have
been committed by Udaya Kumar. The petitioner has not
committed the misconducts alleged against him. The
punishment of dismissal from service was unjustly
imposed on the petitioner. An order may be passed
reinstating the petitioner in service with back wages and
all other attendant benefits.
4. The Respondent has filed Counter Statement
contending as follows:
The Respondent denies all allegations made in the
Claim Statement. The Management of the Vijaya Bank
which is a necessary party to the dispute has not been
impleaded by the petitioner. The ID is liable to be dismissed
for the defect of non-joinder of necessary parties. The
petitioner was placed under suspension by order dated
05.09.2003 while he was working at Venkatnarayana Road
branch for fraudulent withdrawal of amounts. The petitioner
had unauthorizedly and fraudulently debited closed LTD
A/c Nos. 62 and 152 on 11.01.2003, 18.01.2003, 06.02.2003
and 08.03.2003 and withdrew a total amount of Rs. 52,800
misusing the single window operators powers. He had
failed to bring to the notice of higher authorities the modus
operandi of the fraudulent acts committed by Udaya Kumar
and had adopted the same modus operandi to fraudulently
withdraw amounts from the closed LTD accounts and had
thus connived with him. A Charge Sheet was issued to the
petitioner for the above charges. The petitioner had given
an explanation denying the charges. The Management
had initiated departmental enquiry against the petitioner
for the charges leveled against him. On enquiry the
Enquiry Officer has submitted a report finding that the
charges leveled against the petitioner are proved. The
contention raised by the petitioner on the enquiry report
was found to be not convincing. Communication
proposing punishment was given to the petitioner seeking
5124
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
his explanation, but he did not furnish any explanation.
An order was passed on 05.08.2004 dismissing the
petitioner from service. The petitioner was given adequate
opportunity to defend himself in the disciplinary
proceedings initiated against him. He had initiated
proceedings before the Asstt. Labour Commissioner after
a lapse of 18 months. The petitioner had withdrawn amount
through LTD A/c Nos. 62 and 152 using his password
misusing the powers of the single window operator. He
very well knew that loans are outside the purview of single
window operator. He had effected debits in the two LTD
Accounts and caused loss to the Bank and derived undue
pecuniary benefit. The fraudulent transactions carried out
by Udaya Kumar and the modus operandi of the same
were within the knowledge of the petitioner. The vouchers
pertaining to the fraudulent withdrawal made at the branch
were not available as the same were destroyed by the
culprits with a view to destroy the evidence. So the
Investigating Officer had relied upon the system generated
entries to find out the modus operandi adopted by the
petitioner for the fraudulent transactions. The petitioner
could not be ignorant of operation of computer as he was
working at Venkatanarayana Road branch which was fully
computerized. The petitioner is not entitled to any relief.
5. In view of the contention raised in the Counter
Statement, that Vijaya Bank should have been made a party
to the proceedings. The petitioner has subsequently
impleaded Vijaya Bank as the Second Respondent and
amended the Claim Statement. The petitioner has filed a
rejoinder denying the allegations made in the Counter
Statement and also reiterating the case in the Claim
Statement.
6. The petitioner having raised a contention in the
Claim Statement that the domestic enquiry was not
conducted in a fair and proper manner, this point has been
heard as a preliminary issue by this Tribunal. By order
dated 03.10.2013, this Tribunal has entered a finding that
the enquiry was done in a fair and proper manner, in
accordance with the principles of natural justice.
7. The evidence in the case consists of the
documents marked as Exts.W1 to Ext.W19 and Exts.M1 to
Ext.M6. No oral evidence has been adduced by either side.
8. The points for consideration are:
(i)
Whether the action of the Management of
Vijaya Bank in imposing the punishment of
dismissal from service on the petitioner is legal
and justified?
(ii)
What if any is the relief to which the petitioner
is entitled?
The Points
9. The petitioner who had joined the service of
Vijaya Bank as a Clerk was working in Venkatanarayana
branch of the bank during the period of the alleged
incident. While working there, on 05.09.2003 he was put
under suspension on the charges of certain misconducts
allegedly committed by him. The misconducts have
come to light on investigation by the Officer who was
investigating into the massive fraud allegedly committed
by Udaya Kumar who was also working in the branch. The
investigation report revealed that the petitioner had
fraudulently withdrawn a total amount of Rs. 52,800/- by
debiting two LTD Accounts. The petitioner was issued
with a Charge Sheet on 21.11.2003. In this charge sheet
which is marked as Ext.W8 it was alleged that the petitioner
had unauthorizedly and fraudulently debited closed LTD
Account Nos. 62 and 152 on 11.01.2003, 18.01.2003,
06.02.2003 and 08.03.2003 by withdrawing a total amount
of Rs. 52,800/- by misusing the single window operators
powers. It was also alleged that though the petitioner was
aware of the method used by Udaya Kumar for committing
certain fraudulent transactions, rather than bringing it to
the notice of higher authorities adopted the same method
to withdraw amount by debiting closed LTD accounts.
The petitioner is said to have debited entries in LTD A/c
No. 152 by debiting Rs. 20,000/- on 11.01.2003, Rs. 9000/-
on 18.01.2003 and Rs. 8,800/- on 06.02.2003 Rs. 15,000/- on
08.03.2003 in LTD A/c No. 152. LTD A/c No. 62 was
originally in the name of Srinivasa Rao and Renuka. This
account was closed on 05.12.2002 and brought to zero
balance. On 12.1.2002 Udaya Kumar who was clerk of the
branch changed the name of the deposit holder and
thereafter changed the limit / drawing power on various
dates by misusing the passwords of another staff and
authorized the entries by misusing the passwords of
supervisory staff. The petitioner also debited amount
through the same LTD Account, the drawing power of
which was changed by Udaya Kumar to withdraw amount
and misappropriate it. Regarding LTD No. 152 the same
modus operandi is said to have been used by Udaya
Kumar. The petitioner has taken advantage of it to withdraw
Rs. 15,000/- by debiting this account. Thus, the total
amount said to have been withdrawn by the petitioner is
Rs. 52,800/-.
10. In the enquiry, the Management has examined
the then Manager of the Branch as MW1 and examined
the Officer who investigated the matter as MW2. On the
basis of the evidence of these witnesses and the documents
relied upon by the Management, the Enquiry Officer has
entered a finding that the charges leveled against the
petitioner are proved.
11. It has been argued on behalf of the petitioner
that the petitioner had not committed any act of misconduct
amounting to misappropriation. According to the Counsel
for the Petitioner the material that have been let in in the
enquiry proceedings is not sufficient to substantiate
the charges of misappropriation and misconduct alleged
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against the petitioner. According to the counsel, the two
witnesses examined by the Management are not at all
competent to give evidence. So far as MW1 is concerned,
she was not Manager of the concerned branch during the
period of the alleged incident. She had joined the Branch
as manager only subsequently. It has been argued by the
Counsel for the Petitioner that since this witness was not
at the branch at the time of occurrence she was not
competent to prove the documents pertaining to the
alleged transactions. I am not able to agree with the
Counsel for the Petitioner in this respect. The documents
that are relied upon by the Management, are mostly
documents generated from the systems of the bank
regarding the alleged transactions and also other
documents pertaining to the charges alleged against the
petitioner. MW1 in her capacity as the Manager was the
person in custody of the concerned documents. She was
the person in-charge of the documents. This being so,
she was quite competent to prove these documents in the
enquiry proceedings. The Counsel for the Petitioner has
referred to the decisions of the Apex Court in ROOP SINGH
NEGI VS. PUNJAB NATIONAL BANK AND OTHERS
reported in 2009 2 SCC 570 and also decision in LIC OF
INDIA AND ANOTHER VS. RAMPAL SINGH BISEN
reported in 2010 3 MLJ 1370 in support of the contention
that mere admission of documents will not amount to proof.
Marking of the documents through MW1 will amount to
proof of the documents itself. The only question is whether
the documents made available coupled with the evidence
of MW1 were sufficient enough to establish the case
against the petitioner.
12. Yet another contention that has been raised on
behalf of the petitioner before going into the merits of the
case is that the documents which were requested for by
the petitioner were not produced and were not allowed to
be relied upon and this has caused prejudice to the case
of the petitioner. While raising this contention the counsel
for the petitioner was mainly referring to the non-
production of a letter of confession said to have been
given by Udaya Kumar, the co-worker of the petitioner
accepting responsibility for the entire fraud committed in
the branch. Even though, the said document was not
produced in the enquiry proceedings there is reference to
the letter written by Udaya Kumar in the report of MW2
which is marked as Ext.W6. Now the letter is produced by
the petitioner before this Court also. I will be referring to
the investigating report of MW2 with particular reference
to the confession allegedly made by Udaya Kumar while
dealing with the evidence of MW2. So, there is no question
of prejudice to the petitioner on account of this.
13. What is the manner in which the petitioner has
committed the alleged misconduct? The charge and
explanation to the charge already dealt with refers to the
same in brief. The exact manner in which the act has
allegedly been done by the petitioner is given in the report
of MW2. In fact the report is on the fraud committed by
Udaya Kumar. Incidentally MW2 has pointed out the
misconduct amounting to misappropriation committed by
the petitioner also and referred to this also in his report.
He has also referred to certain lapses on the part of other
staff including Officers, in his report. Even though he has
given the details in Ext.W6, MW2 has given the details
during his examination also. The petitioner was admittedly
working as Single Window Operator at the time. LTD 62 in
the name of Srinivasa Rao and Renuka was opened on
07.04.2001 and has come to zero balance on 05.12.2002.
Udaya Kumar had changed the name of the account holder
and also the limit and drawing power on different dates
and had debited amounts on several dates. In the same
LTD Account the petitioner debited Rs. 20,000/- on
11.01.2003, Rs. 9,000/- on 18.01.2003 and Rs. 8,800/- on
06.02.2003. MW2 has stated that at this time the petitioner
was working as Single Window Operator under terminal
number 12 while Udaya Kumar was working on terminal
no. 13. In the same manner, Udaya Kumar had changed
the name of the account holder in LTD A/c No. 152, changed
the limit / drawing power and debited amounts. On
08.03.2003 the petitioner who was Single Window Operator
debited Rs. 15,000/- from this account.
14. It is revealed from Ext.W6 the report of MW2
and also his evidence in the enquiry proceedings that
Udaya Kumar was using his own terminal and also the
password of others including his superior officers for
approval of the transactions for withdrawing amount from
the two LTD A/c Nos. 62 and 152 and also for committing
several other fraudulent transactions. The main argument
that is advanced by the Counsel for the Petitioner is that it
is Udaya Kumar himself who has done the transactions
allegedly committed by the petitioner also. According to
the counsel none of the vouchers pertaining to the
transactions are produced. According to him if this
vouchers were produced, these would have revealed that
Udaya Kumar is the one who actually resorted to these
misdeeds also. The vouchers are admittedly not available.
They were not produced in the enquiry proceedings. As
seen from Ext.W6, Udaya Kumar who resorted to the
massive fraudulent transactions have destroyed the
vouchers. In the letter of confession said to have been
written by him he has admitted that the vouchers were
destroyed by him. Udaya Kumar has also admitted that he
had taken scroll print out by editing and deleting, as seen
from Ext.W6.
15. MW2 has made it clear in his report as well as
during his examination that though Udaya Kumar has
owned responsibility for the entire fraudulent transaction
in his letter, the documents reveal otherwise and point to
the petitioner so far as the transactions referred to in the
charge are concerned. Even though there is acceptance of
responsibility for the entire misdeeds by Udaya Kumar in
his letter it will not absolve the petitioner from liability if
5126
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
the facts are otherwise and if the allegations made against
him are proved.
16. It could be seen on an analysis of the evidence
of MW2 that the withdrawals referred to in the charges
were made only by the petitioner and not by Udaya Kumar.
It could be seen from the evidence of MW2 that every
attempt has been made during his cross-examination to
make out that the transactions allegedly committed by the
petitioner also must have been committed by Udaya Kumar
and not by the petitioner. The details of the transactions
given and explained by MW2 would show that this could
not have been so. MW2 has referred to the documents
which would show that the petitioner himself is responsible
for the alleged transactions. The cash paid scroll which is
marked as Ext.M11 would show that on 11.01.2003 Rs.
20,000/- was debited from LTD A/c No. 62 which originally
stood in the name of Srinivasa Rao and Renuka and
subsequently changed to Gopalakrishnan. Ext.M12 Item
No. 24 would show that on 18.01.2003 Rs. 9,000/- was
debited under the operator ID of the petitioner. In the
same manner Rs. 8,800/- was debited on 06.02.2003. This
is the method of operation adopted for debiting Rs. 15,000
on 08.03.2003 in respect of LTD A/c No. 152 also.
17. It is clear from the evidence of MW2 that loans
and advances are excluded from the purview of Single
Window Operator. Ext.M10 is the circular introducing
single window service in totally automated branches. This
will show that the Single Window Operator is not given
the authority to deal with loans and advances. The
petitioner who had put in 8 years service by the time of the
occurrence must have been very well aware of this. In
spite of this all the transactions by debiting loan account
have been done by the petitioner. Annexure-12 to Ext.M9
the subsequent report given by MW2 regarding the
transaction of Rs. 66,473/- which was allegedly passed
through the petitioner (the petitioner was exonerated of
this charge) would show that as per job allocation of
the petitioner as Single Window Operator loans and
advances were excluded from the purview of his operation.
So it is clear that he had no authority to deal with loans
and advance at the time when he was working as Single
Window Operator, during the time when the alleged
transactions had taken place.
18. During examination of MW2, it was put to him in
cross-examination that on 03.10.2002, Udaya Kumar had
withdrawn Rs. 6,00,000/- through LTD A/c No. 62 and in
that case adopting the same modus operandi he might
have done the transactions allegedly done by the petitioner
also. MW2 has answered in this respect that the
transaction printing and access log report in respect of
LTD A/c Nos. 62 and 152 would show that the petitioner
was working on terminal nos. 12 and 16 respectively on
the concerned days. MW2 has stated that Rs. 52,800/-
referred to in the charge were withdrawn by the petitioner
only from LTD A/c Nos. 62 and 152. MW2 was asked how
in the absence of debit slips and other related data, he
came to the conclusion that the petitioner has withdrawn
the amount. MW2 has replied that the amounts were
passed by the petitioner only. It was also put to MW2 that
in all possibility Udaya Kumar who effected the master
changes in the two concerned LTD Accounts might have
prepared the debit slips signed by the officials and got the
payment through the petitioner in terminal no. 12 which
was being used by him. In answer to this, MW2 has stated
that this will not be possible since if the slips are prepared
and signature of the officials are obtained it should come
through the service counter after getting authorization
and should come to the cashier’s terminal for payment. He
has pointed out that in the alleged cases the entries have
been passed for payment with single user ID of the
petitioner. He has stated that even if the debit slips were
made available, the position would not change. Referring
to the letter written by Udaya Kumar also questions were
put to MW2. He has replied that the contents of the letter
could not be correct as the access log for and transaction
report show otherwise. He has further stated that the
transactions by Udaya Kumar were done using the
password of Clerk Meenal and using the password of
Ranjini Ravi for authorization, but so far as the entries
allegedly made by the petitioner are concerned these were
passed by the petitioner himself under his own user ID.
The relevant cash scrolls and access log report would
show that Udaya Kumar did not access the terminal of the
petitioner or use the password of the petitioner. The
petitioner himself is the only person who used them.
19. In fact, on going through the submission made
by the petitioner after evidence of the management was
closed, it could be seen that he does not have a case that
his terminal was accessed by Udaya Kumar or his
password was used by him. What he has stated is that
due to his lack of knowledge Udaya Kumar was guiding
him and in respect of LTD A/c Nos. 62 and 152 he has
passed payments on the basis of vouchers which were
not signed. According to him, when Udaya Kumar told
him that these were already authorized by the branch
officials he made payment in good faith. But this version
of the petitioner could not be believed for the reason that
he had no authority at all to deal with loans and advances
in his capacity as Single Window Operator. There was no
question of his believing Udaya Kumar when he was asked
to do something for which he has no power or authority,
by Udaya Kumar. So it is clear that the petitioner was
trying to catch fish out of troubled water, in making this
submission.
20.It has been argued by the Counsel for the
Petitioner that lapses of the other staff of the branch
including officers were brought out in Ext.W6 but
proceedings was taken only against the petitioner. This is
only victimization, it has been argued. This argument of
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5127
the Counsel for the Petitioner could not be accepted. The
lapses pointed out against others were only that they were
not vigilant enough to maintain the secrecy of their
passwords, allowing Udaya Kumar to easily use them.
None others have withdrawn any amounts or
misappropriated any amounts by using the password of
others. MW2 has stated that the password of the
petitioner was not used by anybody else including Udaya
Kumar and he alone has used it on his own terminal. So it
is clear that the petitioner has fraudulently debited amounts
from LTD A/c Nos. 62 and 152 as alleged in the charges.
21.It has been argued by the counsel that the acts
done by the petitioner are only lapses and could not be
described as misappropriation. These could not be
described as mere lapses. It is not a case where using his
password someone else has debited amounts. On the other
hand he himself has done it. So it is withdrawal of the
amount for the purpose of misappropriation.
22. The petitioner must have been aware of the
fraud that was committed by Udaya Kumar. If he had not
known that master changes were made by Udaya Kumar,
the two concerned accounts, he would not have resorted
to debiting of amounts through these accounts. Rather
than informing the authorities about the fraud that was
being practiced by Udaya Kumar, he himself had taken
advantage of it and adopted the same method to withdraw
amount. The records produced by the Management
support the report and evidence of MW2 regarding the
allegations made against the petitioner. The case of the
Management was proved through these. The Enquiry
Officer has rightly found that the charges are established
against the petitioner.
23. The petitioner was dismissed from service for
the misconducts committed by him. In banking
transactions faith is predominant. An employee was not
acting in a manner that will persuade the customer to repose
faith in the bank, he is not entitled to continue in the
service of the Bank. He does not deserve even reduction
in the matter of punishment. The petitioner is not entitled
to any relief.
In view of my discussion above, the reference is
answered against the petitioner.
(Dictated to the P.A., transcribed and typed by him,
corrected and pronounced by me in the open court on this
day the 5th May, 2014)
K. P. PRASANNA KUMARI, Presiding Officer
Witnesses Examined :
For the 1st Party/Petitioner
:
None
For the 2nd Party/Management
:
None
Documents Marked
On the Petitioner’s side
Ex.No.
Date
Description
Ex.W1
25.01.2003
Voucher given with MEX-I
Ex.W2
02.04.2003
Letter by S. Udayakumar with
clean copy
Ex.W3
03.04.2003
Circular letter no. 93/2003 DEX No.
VI
Ex.W4
11.05.2003
FIR against S. Udayakumar
Ex.W5
01.08.2003
Circular letter no. 199 of 2003 DEX
No. IX
Ex.W6
05.08.2003
MEX-I with relevant account
sheet
Ex.W7
10.08.2003
Investigation report MEX 2 with
A/c Sheet 44
Ex.W8
21.11.2003
Charge sheet
Ex.W9
2003-2004
Statement of Accounts for
deduction made from subsistence
allowances
Ex.W10
07.03.2004
Defence submission
Ex.W11
21.11.2003
Findings of the Enquiry Officer
Ex.W12
01.07.2004
Proposed punishment
Ex.W13
05.08.2004
Dismissal order
Ex.W14
11.08.2004
Stay Order in WP 22247/04
Ex.W15
13.08.2004
Notice by Advocate
Ex.W16
09.09.2004
Notice by Advocate
Ex.W17
16.06.2010
ID No. 4/2008 – S. Udayakumar
Ex.W18
23.06.2011
Order in WP No. 8465/10
Ex.W19
30.11.2012
Notice to produce
On the Management’s side :
Ex.M1
03.04.2003
Suspension order no. PER/IRD/
CHN2173/2003
Ex.M2
03.04.2003
Circular letter no. 93/2003
Ex.M3
01.08.2003
Circular letter no. 199/2003
Ex.M4
21.11.2003
Charge Sheet No. PER/IRD/CHN/
VIG/CS/297/2003
Ex.M5
03.02.2004
Letter no. PER/IRD/CHN/440/2004
Ex.M6
16.06.2010
Award in ID No. 4/2008 of CGIT-
cum-Labour Court, Chennai
5128
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
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New Delhi, the 4th July, 2014
S.O.
1960.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. No. 41/
2010) of the Cent. Govt. Indus. Tribunal-cum-Labour
Court, Chennai as shown in the Annexure, in the industrial
dispute between the management of Vijaya Bank, and their
workmen, received by the Central Government on
04/07/2014.
[No. L-12011/27/2010 - IR(B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
BEFORE THE CENTRAL GOVERNMENT
INDUSTRIAL TRIBUNAL- CUM - LABOUR COURT
CHENNAI
Tuesday, the 6th May, 2014
Present :
K. P. PRASANNA KUMARI, Presiding Officer
Industrial Dispute No. 41/2010
(In the matter of the dispute for adjudication under
clause (d) of sub-section (1) and sub-section 2(A) of
Section 10 of the Industrial Disputes Act, 1947(14 of 1947),
between the Management of Vijaya Bank and their
workman)
BETWEEN :
Sri S.D. Srinivasan,
: 1st Party/Petitioner Union
Regional Secretary
Vijaya Bank Workers’
Organization 60, Big Street,
Triplicane Chennai-600005
AND
The General Manager
: 2nd Party/Respondent
Vijaya Bank, Personnel
Department Head Office,
41/2, M. G. Road
Bangalore-560001
Appearance:
For the 1st Party/
:
M/s K.M. Ramesh,
Petitioner Union
K. J. Arunachalam, Advocates
For the 2nd Party/
:
Mr. S. Pandurangan,
Management
P. Raghunathan, Advocates
AWARD
The Central Government, Ministry of Labour &
Employment vide its Order No. L-12011/27/2010-IR (B-II)
dated 26.11.2010 referred the following Industrial Dispute
to this Tribunal for adjudication.
The schedule mentioned in that order is:
“Whether the action of the management of Vijaya
Bank in imposing the punishment of removal from
service on Sri P. Natarajan is legal and justified?
What relief the workman is entitled to?”
2. On receipt of the Industrial Dispute this Tribunal
has numbered it as ID 41/2010 and issued notices to both
sides. Both sides have entered appearance through their
counsel and have filed their claim and counter statement
respectively.
3. The averments in the Claim Statement filed by
the petitioner in brief are as below:
The petitioner is the Secretary of Vijaya Bank
Workers Organization, a registered Trade Union which
represents a substantial number of Clerical Staff employed
in the Respondent Bank. Natarajan, a member of the Union
was working as Clerk of Vijaya Bank. He was discharging
his duties efficiently and sincerely. While he was working
at Dr. Nanjappa Road Branch, Coimbatore he was placed
under suspension. Subsequently, a charge sheet was
served on him alleging that while he was working as Single
Window Operator during the period from 29.06.2005 and
16.07.2005 he had debited in the Savings Bank of Dr.
Sumathi on three occasions without any supporting
instruments and fraudulently withdrawn amounts, that he
had also debited the SB Account of Dr. Ajay Prasad Shetty
without any supporting instruments and had fraudulently
withdrawn amount and he was in the habit of issuing
cheques to third parties without maintaining sufficient
balance in his OD Account maintained at Dr. Nanjappa
Road, Branch, Coimbatore. One Prabhakara Hegde was
appointed as the Enquiry Officer to enquire into the
charges leveled against Natarajan, the concerned
workman. The Enquiry Officer was the Chief Officer of the
Regional Office at the relevant point of time and had
handled the papers pertaining to the preliminary stage of
initiation of disciplinary proceedings against the
concerned workman. For this very reason, the enquiry
proceedings was vitiated. The enquiry proceedings
against the concerned workman was held against the
principles of natural justice. The workman had not
committed any misconduct as alleged. The finding of the
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5129
Enquiry Officer is perverse. He did not appreciate the
evidence properly. Based on the enquiry report the
Disciplinary Authority has imposed the punishment of
removal from service on the petitioner without any
justification. An order may be passed finding that the action
of the Respondent in imposing the punishment on the
petitioner is illegal and unjustified and directing the
Respondent to reinstate the concerned workman in service.
4. The Respondent has filed Counter Statement
contending as follows:
The Industrial Dispute in question has not been
properly espoused. Natarajan, the concerned workman
had joined the service of the Respondent Bank as a Clerk
in 1982. During the period of the incident he was working
as Single Window Operator at Dr. Nanjappa Road branch,
Coimbatore. During 2005, it came to light that the concerned
workman had made three unauthorized debits in the SB
Account of Dr. Sumathi maintained at the branch on three
different occasions and had withdrawn amount
aggregating Rs. 45,000. The workman was placed under
suspension and a charge sheet was issued to him for
withdrawal of Rs. 45,000/- from the SB Account Dr. Sumathi
by three different occasions and for withdrawal of
Rs. 29,000/- from the account of Dr. Ajay Prasad Shetty.
The unauthorized withdrawals tarnished the image of the
Bank in the eyes of the customers and general public and
were prejudicial to the interests of the bank. The workman
disobeyed the instructions of the bank and issued
cheques to third parties without keeping sufficient funds
in his OD Account also. The workman was charged with
gross misconduct as per Memorandum of Settlement on
Disciplinary Action Procedure for Workman. The
Disciplinary Authority had considered the explanation
given by the workman on the charges and had found them
unsatisfactory. Accordingly, Mr. Prabhakara Hegde, Chief
Manager working at the Regional Office, Chennai was
appointed as Officer to enquire into the charges and
submit his findings. The enquiry was conducted in a fair
and proper manner. The workman was given opportunity
to defend the charges. On enquiry into the charges the
Enquiry Officer had submitted his findings and
Disciplinary Authority who concurred with the findings
had imposed the punishment of removal of the workman
from the service of the Bank with superannuation benefits.
The workman was removed from service for the acts of
misconduct proved in the domestic enquiry held in
compliance with the principles of natural justice and in
accordance with the provisions of Bipartite Settlement.
The punishment imposed on him is neither harsh nor
disproportionate. The petitioner is not entitled to any relief.
5. The workman having raised a contention that
domestic enquiry into the allegations against him was not
conducted in a fair and proper manner, this was considered
as a Preliminary Issue and this Court has entered a finding
by order dated 10.12.2013 that the enquiry was conducted
in a fair and proper manner and in accordance with the
principles of natural justice. So the question that remains
for consideration is whether the concerned workman has
got a case on merits.
6. The evidence in the case consists of oral evidence
of WWs 1 and 2 and exhibits marked as Ex.W1 to W25 and
M1 to M44. No oral evidence was adduced on the
Respondent’s side.
7. The points for consideration are:
(i)
Whether the action of the Management in
imposing the punishment of removal from
service on Natarajan, the concerned workman
is legal and justified?
(ii)
What is the relief, if any to which the workman
is entitled?
The Points
8. Natarajan, the concerned workman who had
joined the service of the Respondent Bank as a Clerk in
1982 was working in the same capacity at Dr. Nanjappa
Road branch, Coimbatore at the time of the alleged incident.
During July 2005 it is said to have been revealed that the
concerned workman had unauthorizedly debited in the SB
account of Dr. Sumathi, an account holder of the bank on
three different occasions and had withdrawn amount
aggregating Rs. 45,000. The workman was placed under
suspension consequently. After the incident was revealed,
a check was made by the bank regarding the transactions
entered into through the concerned workman and it was
revealed that he had debited in the account of Dr. Ajay
Prasad Shetty, another account holder also on two
occasions without any supportive documents and had
withdrawn Rs. 29,000. Apart from the allegation of
withdrawal of Rs. 45,000 by debiting in the SB Account of
Dr. Sumathi made earlier the charge of debiting in the
account of Dr. Ajay Prasad Shetty was also incorporated
in the charge memo and this was served on the concerned
workman. Having found his explanation unsatisfactory,
an Enquiry Officer was appointed and enquiry was
conducted regarding the charges leveled against the
workman. The Enquiry Officer found that the charges are
established and furnished a report accordingly. On the
basis of these findings, the punishment was imposed on
the concerned workman. The question to be considered is
whether the material that was put forth by the Management
before the Enquiry Officer is sufficient to establish the
guilt of the concerned workman or whether the Enquiry
Officer has entered the finding of guilt in an arbitrary and
perverse manner. In order to substantial the case the
Management had examined 5 witnesses and also marked
the relevant documents.
9. Before going into the evidence in the enquiry
proceedings, it is benevolent to go through the explanation
5130
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
that was submitted by the concerned workman in respect
of the charge sheet. The explanation which is marked as
Ext.W10 reveals what is the stand of the concerned
workman regarding the charges leveled against him. There
is no case for the workman in his explanation that he was
not the single window operator at that time or that he is
not the one who had dealt with the transactions regarding
which charges were leveled against him. Regarding the
allegation of debiting in the account of Dr. Sumathi, he
has stated in his explanation that there are supporting
instruments for his debiting Rs. 20,000 on 12.07.2005,
another Rs. 20,000 on 13.07.2005 and Rs. 5,000 on
16.07.2005. Regarding debiting in the account of Dr. Ajay
Prasad Shetty also he has stated that there were supporting
instruments for the Rs. 10,000 that was debited on
29.06.2005 and for Rs. 19,000 debited on 06.07.2005.
Regarding issue of cheques without keeping sufficient
amount in the account, he has stated that those cheques
had been cleared subsequently.
10.The Management had examined MW1 who was
the Chief Manager of Dr. Nanjappa Road branch since
December 2004. He has stated that as per Ext.M8 the
document pertaining to job rotation, the concerned
workman was allotted the work of Single Window Operator
apart from additional works mentioned therein. The
attendance register marked through MW1 would show
that the concerned workman was on duty in the bank on
the days on which amounts were allegedly withdrawn by
debiting accounts of the two Medical Practitioners, Dr.
Sumathi and Dr. Ajay Prasad Shetty. As already stated
there is no case for the concerned workman that he
was not on duty on the relevant dates or that he is not the
one who dealt with the transactions referred to in the charge
sheet issued to him.
11.As seen from the evidence of MW1, the incident
seems to have come to light through the letter written by
Dr. Sumathi to the branch stating that she did not make
the withdrawals in question. She had asked the bank to
look into the matter and take action for the unauthorized
withdrawals of money from her account and re-credit the
money withdrawn immediately. Subsequently, the
concerned workman had written a letter to Dr. Sumathi
assuring that the amount withdrawn from her account
totaling Rs. 45,000 with be compensated by him. The letter
is marked Ext.M19. The workman has subsequently
remitted the amount of Rs. 45,000. However, in the
explanation submitted by him, his case is that he was
threatened by some Officers of the Bank and he was forced
to remit the amount. He had made good the amount that
he has withdrawn from the account of Dr. Ajay Prasad
Shetty also. However, according to him he had made these
remittances in the circumstances stated by him and these
remittances do not mean that he is the one who had
withdrawn the amounts unauthorizedly and
misappropriated the amounts.
12. Even without reference to the remittances made
by the concerned worker, without considering whether
these remittances were on account of the fact that the
workman himself is the one who had withdrawn the
amounts, on the basis of the documents pertaining to the
withdrawals and also the evidence of relevant witnesses
it could be seen that the withdrawals were made by the
concerned workman without any supporting documents.
The transaction reports of the days on which withdrawals
were allegedly made and the Cash Scroll Registers of these
days were marked in the enquiry proceedings. The
transaction reports are marked as Ext.M3 to Ext.M7 and
the Cash Scroll Register of the relevant days as Ext.M11
to Ext.M15. All these documents were marked through
MW1. There is also the evidence given by MW4 who had
worked as Assistant Branch Manager at Dr. Nanjappa Road
branch from May 2004 to October 2005. MW4 has stated
that there are no supporting instruments for the debit entries
in question. He has deposed that the entire transaction
were entered and authorized by the concerned workman
in his capacity as Single Window Operator. The slip
bundles of the concerned days were produced by this
witness before the Enquiry Officer. He has deposed that
no debit vouchers are available regarding the cash
withdrawal transactions that were made by the
concerned workman. The counsel for the Respondent
had referred to the relevant documents and pointed out
that the entries regarding the transactions do not show
any cheque or any withdrawal slip number. The extract of
the account of Dr. Sumathi marked as Ext.M18 would show
that the number of the cheque or withdrawal slip pertaining
to the transactions are not given. The Cash Scroll Register
marked as Ext.M11 pertaining to 12.07.2005 would show
that withdrawal of Rs. 20,000/- was made from the account
of Dr. Sumathi. However, the cheque number or date of the
transaction are not given in the column for the same.
Ext.M12, the Cash Scroll Register on 12.07.2005 would show
withdrawal of another Rs. 20,000 and that also without the
details of the cheque or the withdrawal slip. This is the
case with transaction dated 16.07.2005 also as seen from
the Cash Scroll Register. At the same time, the number of
the instrument through which withdrawals were made in
other cases by the customers are seen given by the
workman concerned.
13. Dr. Sumathi has been examined as MW3. She
has identified the complaint that has been made by her
regarding the unauthorized withdrawal of Rs. 45,000/-
made from her account. After the amount was made good
by the concerned workman, Dr. Sumathi has written a letter
to the Chief Manager stating that she has no further
complaint over the issue and she is closing the complaint.
This witness was not cross-examined on behalf of the
workman regarding the complaint made by her and this
stands unchallenged. Merely because she has closed her
complaint in view of the remittance made to her account
¹Hkkx II—[k.M 3(ii)º
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5131
subsequently, it could not be stated that the concerned
workman was not responsible for the unauthorized
withdrawals allegedly made.
14. There is also the evidence of MW2 who was the
partner of the firm who conducted audit of the account of
the branch. A special report was given after auditing the
account after the incident of withdrawal by debiting the
account of Dr. Sumathi has come to light. It was through
this report, it was revealed that amounts were debited from
the accounts of Dr. Ajay Prasad Shetty on 29.06.2005 and
on 06.07.2005 in the same manner as was done in the case
of Dr. Sumathi. It was consequently the charge of
withdrawal by debiting the account of Dr. Shetty was also
included in the charge memo issued to the concerned
workman.
15. MW5 is the one who has investigated into the
alleged malpractices and submitted the report which is
marked as Ext.M38. The report has given the details of the
manner in which the withdrawals were made. This witness
has stated that he has verified the Sub-day books of the
relevant dates and has found that the books did not reveal
the existence of any instruments supporting the
transactions in question. He has stated with reference to
Ext.M32 to Ext.M36, the print out of the Sub-day books
that some numbers with irrelevant dates were given in
these but no vouchers were available in the slip bundles.
16. The copy of cheque book issue register for the
period from 11.07.2001 to 14.07.2001 marked through MW4
as (Ex.M1) gives the number of the cheque leaves of the
two cheque books issued to Dr. Sumathi. This would reveal
that the numbers entered in some of the disputed
transactions were not pertaining to the cheque leaves in
the cheque book issued to Dr. Sumathi. As already stated
the case put forth by the concerned workman in his
explanation is that he has debited amount only on the
basis of supporting documents. The counsel for the
petitioner has argued that it was a case of the workman
entering a wrong cheque number regarding the
transactions. According to him, the cheque number of one
Jecinthapaul was wrongly punched in the system and this
has created all the confusion. It has been explained by
MW4 that the transaction on 12.07.2005 by Jecinthapaul
was based on loose cheque leaf the copy of which is
marked Ext.M37 that such a transaction should be carried
out on the same day on which it was issued. The
transaction in the account of Dr. Sumathi vide instrument
of same number is on 11.05.2005 which is not possible.
Thus the documents and the oral evidence given by the
witnesses substantiate the case of the Management that
it was the case of the concerned workman consciously
debiting amount from the two accounts without any
supportive documents.
17. The counsel for the petitioner has argued that
Dr. Ajay Prasad Shetty whose account is unauthorizedly
debited has not given any complaint. It has come out in
evidence that Dr. Shetty who was aggrieved by the debit
of his account has closed the very account itself. MW4
has spoken about this also in his evidence. The counsel
for the Respondent has referred to the decision of the
Apex Court in STATE BANK OF IDNIA VS. TARUN
KUMAR BANERJEE AND OTHERS reported in 2000 8
SCC 12 wherein it was held that a customer of the bank
need not be involved in a domestic enquiry conducted as
such a course would not be conducive to proper banker-
customer relationship and therefore would not be in the
interest of the bank. Even in the absence of any evidence
by Dr. Shetty, there is sufficient evidence to show that
amount was withdrawn by debiting his account also
without any supportive documents.
18. On the basis of the withdrawals made by the
workman the charge that he has tarnished the image of the
bank before the customers as well as in the eyes of the
general public and it is an act prejudicial to the interests of
the bank has also been made on the workman. It is clear
from the evidence that Dr. Sumathi was very much
aggrieved and was repeatedly asking to make good the
amount by remitting the amount that was unauthorizedly
withdrawn. More damaging for the bank is the fact that
Dr. Ajay Prasad Shetty who was a faithful customer of the
bank for several years had closed the account consequent
to the incident. Certainly, the acts of the concerned
workman had tarnished the image of the bank in the eyes
of the customers and also those public who came to knew
about it. So there is every justification for this charge also.
19. The last charge against the workman is that he
had issued cheques without maintaining sufficient balance
in his account. This has been admitted by the workman
also. His explanation is that he had subsequently cleared
the liability on the basis of the cheques. The counsel for
the petitioner has argued that issuing cheque without
balance will not amount to misconduct. The counsel has
referred to the decision in AL KARLA Vs. THE PROJECT
AND EQUIPMENT CORPORATION OF INDIA LTD. in
this respect. It was a case where the alleged act of failure
to use advances for the purpose intended were not
specifically stated to be misconduct in the conduct rules
of the employees. However, it is revealed from the evidence
that as per the memorandum of settlement on disciplinary
action for workman clause 5 (e) issue of cheque without
sufficient balance on the part of the workman is specifically
termed as misconduct. The workman had acted against
the relevant clause and has thus committed misconduct in
this respect also. Thus it could be seen that there was
every justification for the findings by the Enquiry Officer.
20. The Disciplinary Authority has imposed the
punishment of removal of the petitioner from the service
of the bank with superannuation benefits as would be
otherwise due under the Rules and Regulations and
5132
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
without disqualification from future employment. This was
the most lenient way of punishing the workman when the
gravity of the misconduct committed by him is taken into
account. In spite of punishment, the workman is entitled
to superannuation benefits and there is no bar on future
employment also. So the punishment could not be said to
be disproportionate to the nature of offence also. So no
interference is required in the matter of punishment as
well.
21. On the basis of my discussion above, I find that
the concerned workman is not entitled to any relief. The
reference is answered against the petitioner.
An award is passed accordingly.
K. P. PRASANNA KUMARI, Presiding Officer
Witnesses Examined:
For the 1st Party/
:
WW1, Sri S. D.
Petitioner Union
Srinivasan
WW1, Sri Natarajan
For the 2nd Party/
:
None
Management
Documents Marked:
On the petitioner’s side
Ex.No.
Date
Description
Ex.W1
20.03.2009
Industrial Dispute raised by the
concerned workman before the
Asstt. Labour Commissioner
(Central), Chennai
Ex.W2
15.06.2009
Notice issued by the Assistant
Labour Commissioner (Central),
Chennai
Ex.W3
02.08.2009
Remarks/reply filed by the Second
Party before the Asstt. Labour
Commissioner (Central), Chennai
Ex.W4
01.02.2010
Notice issued by the Asstt.
Labour Commissioner (Central),
Chennai
Ex.W5
23.02.2010
Notice issued by the Asstt.
Labour Commissioner (Central),
Chennai
Ex.W6
09.03.2010
Minutes of the Conciliation
Meeting before the Asstt. Labour
Commissioner (Central), Chennai
Ex.W7
01.06.2010
Report submitted by the Asstt.
Labour Commissioner (Central),
Chennai u/s 12(4) of the ID Act,
1947
Ex.W8
22.07.2005
Order of suspension issued to the
concerned workman
Ex.W9
21.02.2006
Charge sheet issued to the
concerned workman
Ex.W10
18.03.2006
Explanation submitted by the
concerned workman to the charge
sheet
Ex.W11
21.04.2006
Letter from concerned workman
to the Enquiry Officer nominating
defence assistant
Ex.W12
26.04.2006
Letter from Enquiry Officer to the
concerned workman regarding
defence assistant
Ex.W13
07.06.2006
Letter from concerned workman
to the Disciplinary Authority for
change of Enquiry Officer
Ex.W14
04.05.2006
To
Enquiry Proceedings
09.06.2006
Ex.W15
18.08.2006
Letter from Presenting Officer to
the Enquiry Officer enclosing
written brief
Ex.W16
17.09.2006
Written brief submitted by the
Defence Representative to the
Enquiry Officer
Ex.W17
12.12.2006
Letter from Second Party to the
concerned workman enclosing
enquiry report
Ex.W18
08.11.2006
Enquiry Report
Ex.W19
12.02.2007
Explanation given by the
concerned workman to the
Disciplinary Authority over the
enquiry report
Ex.W20
30.06.2007
Show Cause Notice issued by the
Second Party Bank proposing the
punishment of removal from
service
Ex.W21
20.07.2007
Letter from the concerned
workman to the Disciplinary
Authority
Ex.W22
10.08.2007
Reply given by the concerned
workman to the Show Cause
Notice to the Disciplinary
Authority
Ex.W23
10.08.2007
Minutes of the personal hearing
before the Disciplinary Authority
Ex.W24
07.07.2007
Proceedings of the Disciplinary
Authority
imposing
the
punishment of removal from
service on the concerned workman
¹Hkkx II—[k.M 3(ii)º
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5133
Ex.W25
23.10.2007
Appeal from the concerned
workman to the Appellate
Authority of the Second Party
Bank
On the Management’s side
Ex.No.
Date
Description
Ex.M1
-
Extract of cheque book issued
register – MEX-I
Ex.M2
-
Statement of accounts pertaining
to SB A/c 7802 of Dr. K. Sumathi
for the period of 01.01.2005 to
19.04.2006 MEX-2
Ex.M3
12.07.2005
Todays transaction report for
12.07.2005 pertaining to single
window operations by the
petitioner MEX-3
Ex.M4
13.07.2005
Todays transaction report for
13.07.2005 pertaining to single
window operations by the
petitioner MEX-4
Ex.M5
16.07.2005
Todays transaction report for
16.07.2005 pertaining to single
window operations by the
petitioner MEX-5
Ex.M6
29.06.2005
Todays transaction report for
29.06.2005 pertaining to single
window operations by the
petitioner MEX-6
Ex.M7
06.07.2005
Todays transaction report for
06.07.2005 pertaining to single
window operations by the
petitioner MEX-7
Ex.M8
-
Extract of job rotation of the
petitioner for the period–
01.08.2004 to 31.05.2005 and from
01.02.2005 to 31.07.2005 MEX-8A
and 8B
Ex.M9
-
Attendance Register for the
month July 2005 MEX-9
Ex.M10
-
Attendance Register for the
month June 2005 MEX-10
Ex.M11
12.07.2005
Cash Scroll Register for 12.07.2005
MEX-11
Ex.M12
13.07.2005
Cash Scroll Register for 13.07.2005
MEX-12
Ex.M13
16.07.2005
Cash Scroll Register for 16.07.2005
MEX-13
Ex.M14
29.06.2005
Cash Scroll Register for 29.06.2005
MEX-14
Ex.M15
06.07.2005
Cash Scroll Register for 06.07.2005
MEX-15
Ex.M16
18.07.2005
Complaint from Dr. Sumathi –
MEX-16
Ex.M17
19.07.2005
E-mail from Dr. Sumathi to
Chairman of the Bank MEX-17
Ex.M18
18.07.2005
Letter from petitioner to Dr. K.
Sumathi MEX-19
Ex.M19
19.07.2005
Letter from the petitioner to the
Chief Manager Dr. Najappa Road
Branch – MEX-20
Ex.M20
19.07.2005
Letter from the petitioner to the
Chief Manager Dr. Nanjappa Road
Branch MEX-20
Ex.M21
19.07.2005
Letter from the petitioner to the
Chief Manager Dr. Nanjappa Road
Branch enclosing medical
certificate MEX-21
Ex.M22
21.07.2005
Pay-in-slip
pertaining
to
Rs. 45,000/- remitted by the
petitioner in Dr. K. Sumathi’s
account MEX-22
Ex.M23
25.07.2005
Pay-in-slip pertaining to Rs.
29,000/- remitted by the petitioner
in Dr. Ajay Prasad Shetty’s
account MEX-22
Ex.M24
27.07.2005
Special report by concurrent
auditor’s MEX-24
Ex.M25
19.07.2005
Letter from Chief Manager to
Regional Office Chennai MEX-25
Ex.M26
19.07.2005
Letter from Chief Manager to
Regional Office Chennai MEX-26
Ex.M27
26.07.2005
Letter from Chief Manager to
Regional
Office
Chennai
enclosing report on withdrawal in
SB A/c 8592 MEX-27
Ex.M28
22.07.2005
Letter from Dr. K. Sumathi to Chief
Manager of the branch MEX-28
Ex.M29
04.08.2005
Statement showing cheques
returned in the account of the
petitioner MEX-29
Ex.M30
31.08.2005
Statement showing cheques
returned in the account of the
petitioner MEX-30
Ex.M31
-
Cheque returned register for the
period 21.07.2005 to 31.08.2005
MEX-31
5134
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
Ex.M32
12.07.2005
Sub-day book printout of Dr.
Nanjappa Road Branch for
12.07.2005 pertaining to debit
transactions in SB Accounts for
the said day MEX-32
Ex.M33
13.07.2005
Sub-day book printout of Dr.
Nanjappa Road Branch for
13.07.2005 pertaining to debit
transactions in SB Accounts for
the said day MEX-33
Ex.M34
16.07.2005
Sub-day book printout of Dr.
Nanjappa Road Branch for
16.07.2005 pertaining to debit
transactions in SB Accounts for
the said day MEX-34
Ex.M35
29.06.2005
Sub-day book printout of Dr.
Nanjappa Road Branch for
29.06.2005 pertaining to debit
transactions in SB Accounts for
the said day MEX-35
Ex.M36
06.07.2005
Sub-day book printout of Dr.
Nanjappa Road Branch for
06.07.2005 pertaining to debit
transactions in SB Accounts for
the said day MEX-36
Ex.M37
12.07.2005
Copy of loose cheque leaf no.
135765 dated 12.07.2005 for Rs.
8,000/- in the name of A.
Jesinthapaul, SB A/c No. 7302
MEX-37
Ex.M38
16.08.2005
Investigation report dated
16.08.2005 submitted by Sri J.S.W.
Edwin (4839), Manager, Regional
Inspectorate,
Chennai
in
connection with the fraudulent
transactions noticed in SB A/c No.
7802 and 8592 during the tenure
of Sri P. Natarajan, the Charge
Sheeted Employee as Single
Window Operator, MEX-38
Ex.M39
19.03.2006
CSE’s reply to Charge Sheet dated
18.03.2006 DEX-I
Ex.M40
18.11.2005
CSE’s reply dated 11.08.2005
submitted to the Investigation
Officer in response to IO’s letter
calling for his version in the matter
DEX-2
Ex.M41
07.06.2006
CSE’s request letter dated
07.06.2006 addressed to the
Deputy General Manager,
Disciplinary Authority for
appointment of fresh Enquiry
Officer, DEX-4
Ex.M42
08.06.2006
Reply dated 08.06.2006 received
by CSE from the Disciplinary
Authority DEX-5
Ex.M43
21.04.2006
Copy of CSE’s letter dated
21.04.2006 to the Enquiry Officer
to engage services of an advocate
to defend him in the Departmental
Enquiry DEX-7
Ex.M44
26.04.2006
Enquiry Officer’s reply dated
26.04.2006 DEX-8.
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New Delhi, the 4th July, 2014
S.O.
1961.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 46/2006)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court,
Mumbai as shown in the Annexure, in the industrial dispute
between the management of Vijaya Bank, and their
workmen, received by the Central Government on
04/07/2014
[No. L-12012/117/2002 - IR(B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
BEFORE THE CENTRAL GOVERNMENT
INDUSTRIAL TRIBUNAL NO. 2,
MUMBAI
Present:
K. B. KATAKE, Presiding Officer
REFERENCE NO.CGIT-2/46 of 2006
EMPLOYERS IN RELATION TO THE
MANAGEMENT OF VIJAYA BANK
The General Manager
Vijaya Bank
Regional Office
Vikas Centre S.V. Road
Santacruz (W)
Mumbai-400 054.
AND
¹Hkkx II—[k.M 3(ii)º
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5135
Their Workmen.
Shri Satish Sooda
E-3, Flat no.16
Girija Shankar Vihar, Karvenagar
Pune – 52.
APPEARANCES:
For the Employer
:
Mr. R.S. Pai, Advocate.
For the Workman
:
Mr. J. H. Sawant, Advocate.
Mumbai, dated the 22nd April, 2014
AWARD
The Government of India, Ministry of Labour&
Employment by its Order No.L-12012/117/2002-IR (B-II),
dated 07.08.2006 in exercise of the powers conferred by
clause (d) of sub-section (1) and sub-section 2 (A) of
Section 10 of the Industrial Disputes Act, 1947 have referred
the following industrial dispute to this Tribunal for
adjudication:
“Whether the action of the management of Vijaya
Bank in terminating the services of Shri Satish Sooda
w.e.f. 11/8/1998 on the ground of voluntary
retirement without considering his representation
for withdrawal of voluntary retirement under proviso
to Sub-Clause 4 of Clause 29 of Chapter 5 of Vijaya
Bank Employees’ Pension Regulations 1995 is legal
and justified? If not, what relief the concerned
employee is entitled to?”
2. After receipt of the reference from the Ministry,
both the parties were served with notices. In response to
the notice, the second party workman filed his statement
of claim at Ex-7. According to him he is employee of the
Bank. At the relevant time he was posted at Sadashiv
Peth Branch, Pune as a Special Assistant. The workman
desired to retire voluntarily. Therefore on 12/05/1998 he
submitted his application for voluntary retirement with
three months’ notice. His letter of voluntary retirement
was not accepted unconditionally and the management
informed the workman to that effect vide its letter dated
09/07/1998. They accepted the application of voluntary
retirement subject to certain conditions which were not
acceptable to the workman. He could not clear the liability
and could not comply with the provisions of all relevant
pension regulations of the Bank. Therefore the letter of
retirement given by the workman was invalid in all respects
and it had become ineffective. The workman thereafter
formally withdrew his resignation vide his letter dt. 31/07/
1998 and prior to the completion of notice period. He had
given sufficient explanation for withdrawal of his
resignation. However management forced the workman
to retire from the service w.e.f. 11/08/1998 against his wish,
though workman had not complied with the conditions
for voluntary retirement. So also he was ready and willing
to continue in the services of the first party. The workman
has accepted the retirement benefits under protest.
3. According to the workman it was termination of
his services w.e.f. 11/08/1998 and it was not voluntary
retirement. Therefore it amount to retrenchment as
prescribed under Sec 25-F of the Act. The management
has not followed the retrenchment procedure. Therefore
the said termination of services of the workman is illegal.
The workman has therefore raised industrial dispute before
ALC (C) Pune. As the matter could not be settled in
conciliation proceeding, on the report of ALC the Labour
Ministry sent the reference to this Tribunal. The workman
prays that as his termination is illegal, the management be
directed to reinstate him with full back-wages and all other
consequential benefits.
4. The first party resisted the statement of claim
vide its written statement at Ex-8. According to them, the
workman has taken voluntary retirement under Regulation
29 of Vijaya Bank (Employees’ Pension Regulation 1995)
on health ground pursuant to his application dated 12/05/
1998. He had availed all the service benefits arising out of
the said voluntary retirement. In the circumstances, the
reference is not tenable. Secondly they contended that
the workman was working as a special assistant in a
supervisory capacity and was drawing pay exceeding
Rs.1600 p.m. at the relevant time. Therefore he is not
covered by the definition of ‘workman’ as contemplated
under Section 2 (s) of the I. D. Act. According to them the
workman himself had applied on 12/05/1998 seeking
voluntary retirement under Regulation 29. His request for
voluntary retirement was accepted and the same was
informed to the workman vide management’s letter dated
09/07/1998. The workman had sent the letter for withdrawal
thereafter dt. 31/07/1998 which become infructuous.
Thereafter the workman had accepted all his retirement
benefits such as PF, Gratuity and other benefits. He had
raised this dispute after lapse of about three years
thereafter before ALC ©. His application for voluntary
retirement was already accepted by the bank. Therefore
neither it can be said retrenchment nor it can be termed as
termination as has been alleged. The workman is therefore
not entitled to the relief of reinstatement and back wages
as has been prayed for. Therefore they pray that the
reference be rejected.
5. Following are the issues for my determination. I
record my findings thereon for the reasons to follow:
Sr. no.
Issues
Findings
(i) Whether he is “workman”?
Yes
(ii) Is dispute tenable in the light of
Not tenable
V.R.S. availed by the workman?
(iii) Whether decision of the workman
No
in withdrawing the application of
V.R.S. after accepted by Bank and
after acceding the CRS benefits as
per retirement rules is legal?
5136
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
(iv) Can Workman’s prayer still require
No
to consider in the light of decision
taken by Bank on his
application for VRS?
(v) What relief workman can get?
No relief
(vi) What order?
As per final order
REASONS
Issues no.1:-
6. In this respect it was contended on behalf of the
first party that the workman was Special Assistant and
working in a supervisory capacity and drawing wages
exceeding Rs.1600/- p.m. However Bank has not led any
evidence to show that either the workman was performing
the work in the supervisory or administrative nature. There
is also no pleading or proof that the workman has any
power to take decision binding on the first party Bank or
its employees. Special Assistant in a Branch though
receiving pay more than Rs.1600/- cannot be called
performing managerial duties. Most of the employees in
the Bank are doing the work manually and nature of their
work is clerical. In the circumstances vague plea raised on
behalf of the first party is insufficient to term the employee
as performing managerial duties. Bank has also not led
any evidence to show that the workman was performing
any supervisory or managerial duties. In the circumstances
employee of the Bank who was performing work of clerical
nature can very well be termed as ‘workman’ as defined
under Section 2 (s) of the I.D. Act . Thus it needs no
further discussion to arrive me at the conclusion that the
second party employee is workman. Accordingly I decide
this issue no.1 in the affirmative.
Issues nos. 2 & 3:-
7. Both these issues are related to VRS and the
alleged withdrawal thereof. In this respect the fact is not
disputed that the second party workman herein had applied
for voluntary retirement by his application dated 12/05/
1998. The fact is also not disputed that management had
accepted his application vide its letter dt. 09/07/1998.
According to the workman the said acceptance of VRS
was conditional. According to him he has not complied
with the condition put by the Bank. Therefore he was free
to withdraw his resignation letter. Accordingly he had
filed the application dt. 31/07/1998 and withdrawn his
application for voluntary retirement. In this respect I would
like to point out that according to the first party Bank they
had not put up any condition and the application for the
voluntary retirement submitted by the workman dated 12/
05/1998 was accepted by the Bank on 09/07/1998.
Therefore according to the Bank once the voluntary
retirement application is accepted, thereafter the workman
cannot withdraw the same. His application dt. 31/7/1998
for withdrawal is subsequent to the acceptance. Therefore
the workman cannot claim that he has withdrawn his
application for VRS.
8. Furthermore the ld. Adv. for the first party has
submitted that the workman has not disputed that he has
received all retirement benefits such as amount of PPF,
amount of Gratuity and all other dues from the first party
and the concerned authorities. In the circumstances the
workman is estopped from claiming the relief of
reinstatement. In support of his argument the ld. Adv.
resorted to Apex Court ruling in Punjab and Singh Bank
and Anr V/s. R. Ranveer Singh Bawa and Anr. (2004) 4
SCC 484. In that case the respondent therein has applied
for voluntary retirement. After the due date he sought
permission to withdraw his option. He wrote reminders in
that regard. However appellant did not grant him
permission to withdraw his option and relieved him from
service. Meanwhile his retirement dues were credited in
his savings bank account and in his salary account. The
respondent utilised the said amounts to repay his loan
and also kept some amount in fixed deposit etc. In writ
petition High Court held that the respondent workman
was entitled to withdraw his option before its acceptance
by the Bank. The Bank’s writ appeal was also dismissed.
The matter was taken to Apex Court. The Apex Court
noted that as the respondent without any objection
received the amounts of retirement benefits credited in his
account and used them for re-payment of loan, some
amount was re-invested in fixed. In the circumstance the
Hon’ble court observed that:
“Therefore the principle of estoppel extensively
discussed by this court in the case of Bank of India
V/s. O.P. Swarnakar applies to the facts herein. The
conduct of Respondent no.1 indicates his knowledge
about payments in his account, that he never
objected to such payments and that he had
appropriated those amounts for his benefit.
Therefore he cannot resile from the scheme.”
9. That apart in the case at hand the application for
Voluntary retirement was already accepted by the
management. Thereafter the workman sent his application
for withdrawal of his option which was rejected by the
management. Furthermore the workman herein had
received all the retirement benefits without any objection
and he has raised the dispute after gap of three years after
his retirement. As he has accepted all the retirement
benefits, he is estopped from claiming that he had
withdrawn his option of voluntary retirement. In the
circumstances, I hold that the workman was not entitled
to withdraw his option of VRS after it was accepted by the
Bank. Therefore the prayer of the workman cannot be
considered or accepted. Accordingly I decide this issue
no.2 in the negative that the dispute is not tenable and
consequently I decide issue no.3 also in the negative that
demand of the workman is not legal. Consequently I also
hold that prayer of the workman cannot be considered.
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5137
Issue no. 4 & 5 :-
10. In the light of above discussions it is clear that
the workman had availed the benefits of VRS. Now he is
not entitled to the relief of reinstatement with back wages
as has been prayed for. Accordingly I decide issue no.4 &
5 in the negative and proceed to pass the following order:
ORDER
Reference stands rejected with no order as to cost.
Date: 22/04/2014
K. B. KATAKE, Presiding Officer
ubZ fnYyh] 4 tqykbZ 2014
dk-vk- 1962-—vkS|ksfxd fookn vf/fu;e] 1947 (1947
dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj dksydÙkk iksVZ
VªLV ds izca/ra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa ds chp
vuqca/ esa fufnZ"V vkS|ksfxd fookn esa dsUnzh; ljdkj vkS|ksfxd
vf/dj.k@Je U;k;ky;] dksydÙkk ds iapkV (lanHkZ la[;k 21@2004)
dks izdkf'kr djrh gS] tks dsUnzh; ljdkj dks 04@07@2014 dks izkIr
gqvk Fkk 1
[la- ,y&32011@20@2003&vkbZvkj (ch&II)]
jfo dqekj] vuqHkkx vf/dkjh
New Delhi, the 4th July, 2014
S.O.
1962.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 21/2004)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court,
Kolkata as shown in the Annexure, in the industrial dispute
between the management of Kolkata Port Trust, and their
workmen, received by the Central Government on
04/07/2014.
[No. L-32011/20/2003 - IR(B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
CENTRAL GOVERNMENT INDUSTRIAL TRIBUNAL
AT KOLKATA
Reference No. 21 of 2004
Parties: Employers in relation to the management of
Kolkata Port Trust
A N D
Their workmen.
Present:
JUSTICE DIPAK SAHA RAY, Presiding Officer
Appearance:
On behalf of the
:
Mr. M. K. Das, Industrial
Management
Relations Officer
On behalf of the Workmen :
None.
State: West Bengal.
Industry: Port & Dock.
Dated: 8th May, 2014.
AWARD
By Order No.L-32011/20/2003-IR(B-II) dated
03.06.2014 the Government of India, Ministry of Labour in
exercise of its powers under Section 10(1)(d) and (2A) of
the industrial Disputes Act, 1947 referred the following
dispute to this Tribunal for adjudication:
“Whether the action of the management of Kolkata
Port Trust in denying sanction of ‘mess money’ to
the Laboratory staff attached to H.S.F.O., Berhampur
(W.B.) is legal and justified? If not, what relief the
concerned employees are entitled to?”
2. When the case is taken up for hearing today,
none appears on behalf of the union/workmen, though
the management is represented by its authorized
representative. It appears from the record that the notice
issued to the union on 11.12.2013 has been duly served
on 14.12.2013; but inspite of the same none appeared on
behalf of the union.
3. Considering the above facts and circumstances
and also the conduct of the union, it may reasonably be
presumed that the union is not willing to proceed with this
case further. Perhaps the union has got no grievance at
present against the management.
4. Accordingly, the present reference is disposed
of by passing a “No Dispute Award”.
Dated, Kolkata,
The 8th May, 2014.
JUSTICE DIPAK SAHA RAY, Presiding Officer
ubZ fnYyh] 4 tqykbZ 2014
dk-vk- 1963-—vkS|ksfxd fookn vf/fu;e] 1947 (1947
dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj ;wdks cSad ds
izcaèkra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa ds chp vuqca/ esa
fufnZ"V vkS|ksfxd fookn esa dsUnzh; ljdkj vkS|ksfxd vf/dj.k@Je
U;k;ky;] dksydÙkk ds iapkV (lanHkZ la[;k 09@2007) dks izdkf'kr
djrh gS] tks dsUnzh; ljdkj dks 04@07@2014 dks izkIr gqvk Fkk A
[la- ,y&12011@111@2006&vkbZvkj (ch&II)]
jfo dqekj] vuqHkkx vf/dkjh
New Delhi, the 4th July, 2014
S.O.
1963.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 09/2007)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court,
5138
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
Kolkata as shown in the Annexure, in the industrial dispute
between the management of UCO Bank, and their workmen,
received by the Central Government on 04/07/2014.
[No. L-12011/111/2006 - IR(B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
CENTRAL GOVERNMENT INDUSTRIAL TRIBUNAL
AT KOLKATA
Reference No. 09 of 2007
Parties: Employers in relation to the management of
UCO Bank
A N D
Their workman.
Present:
JUSTICE DIPAK SAHA RAY, Presiding Officer
Appearance:
On behalf of the Management
:
None
On behalf of the Workman
:
None
State: West Bengal.
Industry: Banking
Dated: 21st May, 2014.
AWARD
By Order No.L-12011/111/2006-IR(B-II) dated
01.05.2007 the Government of India, Ministry of Labour in
exercise of its powers under Section 10(1)(d) and (2A) of
the industrial Disputes Act, 1947 referred the following
dispute to this Tribunal for adjudication:
“Whether the action of the management of UCO
Bank by not regularizing Shri Shymal Das Gupta, Part-time
sweeper who claimed to have been working for more than
16 years continuously in UCO Bank, is justified? If not,
what relief the concerned workman is entitled to?”
2. When the case is taken up today for hearing,
none appears on behalf of either of the parties. It appears
from the record that the parties are absent for two
consecutive dates. It further appears from the record that
the union has filed a petition on 04.12.2013 stating that the
dispute between the parties has been settled amicably out
of the Tribunal and as such the union does not want to
proceed with this case further.
3. In view of the above, instant reference case is
disposed of by passing a “No Dispute Award”.
JUSTICE DIPAK SAHA RAY, Presiding Officer
Dated, Kolkata,
The 21st May, 2014.
ubZ fnYyh] 4 tqykbZ] 2014
dk-vk- 1964-—vkS|ksfxd fookn vf/fu;e] 1947 (1947
dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj ;wdks cSad ds
izca/ra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa ds chp vuqca/ esa
fufnZ"V vkS|ksfxd fookn esa dsUnzh; ljdkj vkS|ksfxd vf/dj.k@Je
U;k;ky;] dksydÙkk ds iapkV (lanHkZ la[;k 10@2007) dks izdkf'kr
djrh gS] tks dsUnzh; ljdkj dks 04@07@2014 dks izkIr gqvk Fkk A
[la- ,y&12011@109@2006&vkbZvkj (ch&II)]
jfo dqekj] vuqHkkx vf/dkjh
New Delhi, the 4th July, 2014
S.O.
1964.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 10/2007)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court,
Kolkata as shown in the Annexure, in the industrial dispute
between the management of UCO Bank, and their workmen,
received by the Central Government on 04/07/2014.
[No. L-12011/109/2006 - IR(B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
CENTRAL GOVERNMENT INDUSTRIAL TRIBUNAL
AT KOLKATA
Reference No. 10 of 2007
Parties: Employers in relation to the management of
UCO Bank
A N D
Their workman.
Present:
JUSTICE DIPAK SAHA RAY, Presiding Officer
Appearance:
On behalf of the Management
: None
On behalf of the Workman
: None
State: West Bengal.
Industry: Banking.
Dated: 21st May, 2014.
AWARD
By Order No.L-12011/109/2006-IR(B-II) dated
01.05.2007 the Government of India, Ministry of Labour in
exercise of its powers under Section 10(1)(d) and (2A) of
the industrial Disputes Act, 1947 referred the following
dispute to this Tribunal for adjudication:
“Whether the action of the management of UCO
Bank by not regularizing Shri Santosh Pathak, Part-
time sweeper who claimed to have been working
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5139
w.e.f. 31.03.1990 in UCO Bank, is justified? If not,
what relief the concerned workman is entitled to?”
2. When the case is taken up today for hearing,
none appears on behalf of either of the parties. It appears
from the record that the parties are absent for two
consecutive dates. It further appears from the record that
the union has filed a petition on 03.12.2013 stating that the
dispute between the parties has been settled amicably out
of the Tribunal and as such the union does not want to
proceed with this case further.
3. In view of the above, instant reference case is
disposed of by passing a “No Dispute Award”.
JUSTICE DIPAK SAHA RAY, Presiding Officer
Dated, Kolkata,
The 21st May, 2014.
ubZ fnYyh] 4 tqykbZ] 2014
dk-vk- 1965-—vkS|ksfxd fookn vf/fu;e] 1947 (1947
dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj ;wdks cSad
izcaèkra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa ds chp vuqca/ esa
fufnZ"V vkS|ksfxd fookn esa dsUnzh; ljdkj vkS|ksfxd vf/dj.k@Je
U;k;ky;] dksydÙkk ds iapkV (lanHkZ la[;k 11@2007) dks izdkf'kr
djrh gS] tks dsUnzh; ljdkj dks 04@07@2014 dks izkIr gqvk Fkk A
[la- ,y&12011@114@2006&vkbZvkj (ch&II)]
jfo dqekj] vuqHkkx vf/dkjh
New Delhi, the 4th July, 2014
S.O.
1965.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 11/
2007) of the Cent. Govt. Indus. Tribunal-cum-Labour Court,
Kolkata as shown in the Annexure, in the industrial dispute
between the management of UCO Bank, and their workmen,
received by the Central Government on 04/07/2014.
[No. L-12011/114/2006 - IR(B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
CENTRAL GOVERNMENT INDUSTRIAL
TRIBUNAL AT KOLKATA
Reference No. 11 of 2007
Parties: Employers in relation to the management of
UCO Bank
A N D
Their workman.
Present:
JUSTICE DIPAK SAHA RAY, Presiding Officer
Appearance:
On behalf of the Management
:
None.
On behalf of the Workman
: None.
State: West Bengal.
Industry: Banking
Dated: 21st May, 2014.
AWARD
By Order No.L-12011/114/2006-IR(B-II) dated
01.05.2007 the Government of India, Ministry of Labour in
exercise of its powers under Section 10(1)(d) and (2A) of
the industrial Disputes Act, 1947 referred the following
dispute to this Tribunal for adjudication:
“Whether the action of the management of UCO
Bank by not regularizing Shri Biswajit Poddar, Part-
time sweeper who claimed to have been working for
more than 14 years continuously in UCO Bank, is
justified? If not, what relief the concerned workman
is entitled to?”
2. When the case is taken up today for hearing,
none appears on behalf of either of the parties. It appears
from the record that the parties are absent for two
consecutive dates. It further appears from the record that
the union has filed a petition on 03.12.2013 stating that the
dispute between the parties has been settled amicably out
of the Tribunal and as such the union does not want to
proceed with this case further.
3. In view of the above, instant reference case is
disposed of by passing a “No Dispute Award”.
JUSTICE DIPAK SAHA RAY, Presiding Officer
Dated, Kolkata,
The 21st May, 2014.
ubZ fnYyh] 4 tqykbZ 2014
dk-vk- 1966-—vkS|ksfxd fookn vf/fu;e] 1947 (1947
dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj ;wdks cSad ds
izcaèkra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa ds chp vuqca/ esa
fufnZ"V vkS|ksfxd fookn esa dsUnzh; ljdkj vkS|ksfxd vf/dj.k@Je
U;k;ky;] dksydÙkk ds iapkV (lanHkZ la[;k 15@2007) dks izdkf'kr
djrh gS] tks dsUnzh; ljdkj dks 04@07@2014 dks izkIr gqvk Fkk A
[la- ,y&12011@115@2006&vkbZvkj (ch&II)]
jfo dqekj] vuqHkkx vf/dkjh
New Delhi, the 4th July, 2014
S.O.
1966.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 15/2007)
5140
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
of the Cent. Govt. Indus. Tribunal-cum-Labour Court,
Kolkata as shown in the Annexure, in the industrial dispute
between the management of UCO Bank, and their workmen,
received by the Central Government on 04/07/2014.
[No. L-12011/115/2006 - IR(B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
CENTRAL GOVERNMENT INDUSTRIAL TRIBUNAL
AT KOLKATA
Reference No. 15 of 2007
Parties: Employers in relation to the management of
UCO Bank
A N D
Their workman.
Present:
JUSTICE DIPAK SAHA RAY, Presiding Officer
Appearance:
On behalf of the Management
:
None.
On behalf of the Workman
: None.
State : West Bengal.
Industry : Banking.
Dated: 21st May, 2014.
AWARD
By Order No.L-12011/115/2006-IR(B-II) dated
01.05.2007 the Government of India, Ministry of Labour in
exercise of its powers under Section 10(1)(d) and (2A) of
the industrial Disputes Act, 1947 referred the following
dispute to this Tribunal for adjudication:
“Whether the action of the management of UCO
Bank by not regularizing Shri Jital Das, Part-time
sweeper who claimed to have been working for more
than 12 years continuously in UCO Bank, is justified?
If not, what relief the concerned workman is entitled
to?”
2. When the case is taken up today for hearing,
none appears on behalf of either of the parties. It appears
from the record that the parties are absent for two
consecutive dates. It further appears from the record that
the union has filed a petition on 04.12.2013 stating that the
dispute between the parties has been settled amicably out
of the Tribunal and as such the union does not want to
proceed with this case further.
3. In view of the above, instant reference case is
disposed of by passing a “No Dispute Award”.
JUSTICE DIPAK SAHA RAY, Presiding Officer
Dated, Kolkata,
The 21st May, 2014.
ubZ fnYyh] 4 tqykbZ] 2014
dk-vk- 1967-—vkS|ksfxd fookn vf/fu;e] 1947 (1947
dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj lasVªy cSad
vkWiQ bafM;k ds izca/ra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa ds
chp vuqca/ esa fufnZ"V vkS|ksfxd fookn esa dsUnzh; ljdkj vkS|ksfxd
vf/dj.k@Je U;k;ky;] paMhx<+ ds iapkV (lanHkZ la[;k 25@2007)
dks izdkf'kr djrh gS] tks dsUnzh; ljdkj dks 04@07@2014 dks izkIr
gqvk Fkk A
[la- ,y&12012@90@2006&vkbZvkj (ch&II)]
jfo dqekj] vuqHkkx vf/dkjh
New Delhi, the 4th July, 2014
S.O.
1967.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 25/2007)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court-I,
Chandigarh as shown in the Annexure, in the industrial
dispute between the management of Central Bank of India,
and their workmen, received by the Central Government on
04/07/2014.
[No. L-12012/90/2006 - IR(B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
BEFORE SHRI SURENDRA PRAKASH SINGH,
PRESIDING OFFICER, CENTRAL GOVT.
INDUSTRIAL TRIBUNAL-CUM-LABOUR
COURT-I, CHANDIGARH
Case No. ID 25 of 2007. Reference No. L-12012/90/2006-
IR(B-II) dated 20.04.2007.
Sh. Sanjay Kumar,
R/o H.No.7926/4,
Nai Basti, Opp. Congress Bhawan,
Ambala City.
...Workman
Versus
1.
The Regional Manager,
Central Bank of India,
427-A., Regional Office,
Punjab, Kumhar Mandi,
Ludhiana-141001.
...Respondent
Appearances:
For the Workman
:
Sh. Yogesh Jain Advocate.
For the Management
:
Sh. N.K. Zakhmi Advocate.
Dated:-27.05.2014
AWARD
Government of India Ministry of Labour vide
notification No. L-12012/90/2006-IR(B-II) dated 20.04.2007
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5141
has referred the following dispute to this Tribunal for
adjudication:
Term of Reference :
“Whether the action of the management of Central
Bank of India in terminating the services of the
workman Sh. Sanjay Kumar is illegal and unjustified?
If so, to what relief the concerned workman is
entitled to and from which date?”
2. On receipt of the reference, notices were issued to
the parties The workman filed claim statement stating
therein that he joined the management bank on 23.08.1993
as clerk and his services were discharged on 03.05.2004.
During the period of his service there was no complaint of
any kind and workman served the bank with the dedication.
On 23.09.2000 a memo was served upon the workman which
was replied. He was issued a charge sheet, the contents of
which is as under:-
1. The Public sector Bank employees Co-operative
Urban Salary Earner Thrift & Credit Society Ltd.” of which
Shri Sanjay Kumar was President, was maintaining a current
account with B/o Ajrawar, The said society was enjoying
an over draft limit of Rs. 1.80 lacs against its MMDC No.
22/450 for Rs. 2.00 lacs, with the branch. Shri sanjay Kumar
while sitting in the branch used to canvass deposit for the
society. He while on duty received cash and made
payments of behalf of the society during the bank hours
and has used all means to increase the business of the
society, at he cost of the bank. While sitting in the bank,
he received payment of the following cheques which is
ample proof that he was doing business of the society
during bank’s working hours at the cost of the bank.
Cheque No. 066698 for Rs. 1800/-
Cheque No. 086931 for Rs. 1250/-
As a result of his canvassing and allurement of higher
rate of interest, Sri Kuldeep Singh, Smt. Paramjit Kaur, Shri
Nirmal Singh etc., who were customers of the bank/branch
become members of the society and gave business to the
society instead of bank. Thus he leaving aside the bank’s
interest accepted deposit from the customers during the
working hours.
2. He unauthorizedly used Shri Deepak Raj for
mobilizing the business of the society, against the interest
of the bank. He paid commission @ 2% to shri Deepak Raj
on the deposit collected and deposited by him with the
society. Allured by Shri Sanjay Kumar, Shri Deepak Raj
used name of the bank, collected deposit from the general
public and deposited the same with the bank in the A/c of
the society. Detail of some cash vouchers duly filled in by
Shri Deepk Raj, ADA depositing amount with the society
is given below:
30.01.1999
Rs. 26,480/-
01.02.1999
Rs. 2,400/-
05.02.1999
Rs. 1,320/-
06.02.1999
Rs. 2,490/-
23.02.1999
Rs. 8,430/-
24.02.1999
Rs. 45,600 & 4930/-
12.03.1999
Rs. 14,020/-
3. Following cheques payable to bearer were issued
by society, payment of which was received by Shri Sanjay
Kumar on behalf of the loan’s.
Name of the Loanee
Amount
Date of Payment
Surjit Singh
Rs. 20,000/-
16.07.1999
Sadhu Ram
Rs. 20,000/-
—do—
Harnek Sigh
Rs. 20,000/-
17.07.1999
Manoj Kumar
Rs. 20,000/-
—do—
Nachhatter Singh
Rs. 10,000/-
20.07.1999
Sohan Lal
Rs. 7,000/-
27.07.1999
Sat Pal
Rs. 6,000/-
—do—
Gurdial Singh
Rs. 4,000/-
30.07.1999
Ajay Gupta
Rs. 5,000/-
11.08.1999
He received the above payments without issuing
any token and without putting his signature in token of
having received the payment. Thus, he intentionally had
flouted the laid down system & procedure of the bank for
his pecuniary gains.
4. On dated 13.10.2001, Shri Sanjay Kumar without
producing any resolution in the capacity of President of
the society instructed on the back of the MMDC No. 22/
450 dated 30.10.1998 for Rs. 2.00 lacs, in the name of the
Public Sector Bank Employees Co-op Urban Salary Earners
Thrift & Credit Society Ltd., to close the A/c before
maturity and after adjusting the OD A/c there against (limit
of Rs. 1.80 lac), to issue Demand Draft in favour of the
society payable at Ambala City. MMDC in question was
held by the bank as security. Although he was not
authorized to get the a/c closed and knowing fully well
about the liquidation of the society, he got the a/c/ of the
society closed on that day in absence of proper authority
from the society. Earlier also he requested Shri I.J.S Arora,
the then Branch Manager to close the a/c but Arora
advised him to produce resolution of the society, to this
effect. On the day of the incident when Shri Arora, was
away to Patiala in connection with some official work, he
got the opportunity enchased. He made Shri S.K.Garg and
Shri Ramesh Chander believe that there was a resolution
from the society to close the a/c, whereas no such
resolution was passed by the society. Thus, Shri Sanjay
Kumar flouted the system & procedure of the bank for his
pecuniary gains.
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THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
5. He calculated maturity value of the said MMDC
for Rs. 275632/- out of which Rs. 1,97,935/- was credited to
OD a/c of the society to adjust and close the a/c/ and
balance amount of Rs. 77,697/- was credited to CD a/c of
the society maintained with he branch, which was already
having a credit balance of Rs. 400/-. Thus, making a balance
of Rs. 78,097/- in the account of the society. A sum of
Rs. 78,097/- was debited to a/c/ of he society, a/c/ was
closed and a DD voucher for Rs. 77,902/-(exchange in DD
Rs. 195/-) to issue DD in favour of Public Sector Co-
operative Non Agri. Thrift & Credit Society Ltd.” payable
at Ambala, was prepared by him, whereas, balance if any,
in society’s a/c was required to be transferred in favour of
society itself. Thus Shri Sanjay Kumar acted in a prejudicial
manner.
6. In the DD issue schedule name of the beneficiary
was mentioned by him as “People Sector Co-operative
Non Agriculture Thrift & Credit Society Ltd., making
payable at Ambala City under serial No. 25/399 for Rs.
77902/- whereas, he got the DD issued in favour of People
Co-operative on Agriculture Thrift & Credit Society Ltd.,
In other words:
He prepared the DD voucher in the name of Public
Sector Co-operative Non Agriculture Thrift & Credit
Society Ltd., making payable at Ambala instead of the
public sector bank Employees Co-op. Urban Salary Earners
Thrift & Credit Society Ltd.,
He mentioned name of beneficiary in the DD issue
schedule as People Sector Co-operative Non-Agriculture
Thrift & Thrift & Credit Society Ltd.,
He prepared and go signed DD in favour of “People
Co-operative Non Agriculture Thrift & Credit Society Ltd,
payable at Ambala City.
Thus, he mislead the bank officials and also
manipulated the bank’s record, and succeeded in
transferring/paying balance amount of the society (a/c
holder) against its bye-laws to same other society for his
pecuniary gain, therefore misappropriated the funds of
the society.
The above acts of Shri Sanjay Kumar constitute
gross misconduct under clause 5(J) of the Memorandum
of settlement dated 10.04.2002.
3. The management without considering the reply
instituted departmental inquiry. It is alleged that workman
flouted clause 5(J) of settlement dated 27.05.2002. The
Inquiry Officer started the proceedings in most illegal and
prejudicial manner and concluded the inquiry on
02.07.2003. Although the charges against the workman
were wage and did not amount to charges much less the
violation of service rules. No adequate opportunity was
given to the workman to prove his defence. The inquiry
officer gave the finding without evidence on record he did
not adhere to the principle of natural justice. The
management acted in mala fide manner and inflicted the
punishment upon the workman of discharge from service
which was highly excessive and not proportionate to the
charges. It is prayed by the workman that order of discharge
dated 03.05.2004 is illegal, mala fide, arbitrary, unjustified
and against the principle of natural justice. On the ground
that clause 5(J) of the memorandum settlement dated
27.05.2002 is not applicable on the workman and no
procedure was followed by the management as prescribed
in Shastry Award as well as Desai Award. Order of
punishment is disproportionate to the charges. The
workman was also not afforded opportunity of hearing
and finding given by the inquiry officer expect in support
of charge No.3 perverse being based on no evidence and
the management has not led any evidence to prove the
fact but inquiry officer given the finding against the
workman. As regards the charge No.1 is concerned. The
plea of the management is that this act has been done by
the workman while sitting in the bank but no evidence
was brought on record. As regards second charge was
concerned. The alleged Sh. Deepak Raj did not make any
statement to prove the charges against the workman. The
other charges made by the management are devoid on any
merit. Specifically when the presenting officer did not put
any evidence to prove the nature of payment. As regards
charge No.4 is concerned despite the fact that it is the
finding of the inquiry officer that workman did not have
any pecuniary gain. The inquiry officer still goes to prove
the charge partly against the workman. As regards charge
No.5 is concerned this charge also has been wrongly held
to be proved whereas neither the allegation made
constituted a charge nor there is any material on record to
prove the charges. The workman also stated that charge
No.6 has been wrongly partly proved by the bank as the
inquiry officer has ignored the defence of the workman
and there was no misappropriation or any motive involved
on the part of the workman. It appears that inquiry officer
failed to understand the allegations. The reply to the show-
cause notice dated 09.03.2004 was also not considered by
the bank and order dated 03.05.2004 clearly show that the
management was prejudice against the workman and
principle of natural justice has been violated while passing
the order of discharge and the same are not tenable in the
law. It is prayed by the workman that the termination being
illegal, arbitrary and against the rules of natural justice,
the workman may be reinstated in the service with full
back wages upto date increments and other benefits and
also the cost of the present writ petition.
4. The management filed written statement.
Preliminary objection has been taken that charges
mentioned in the charge sheet constituted serious act of
misconduct. Sh. V.K. Mohindroo was appointed as inquiry
officer into the charges levelled in the charge dated
20.07.2002. The list of documents and witnesses along
¹Hkkx II—[k.M 3(ii)º
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5143
with copy of the document was provided to the workman.
He has cross-examined the witnesses of the management
and was asked to produce his witnesses for his defence.
The workman was given full opportunity during the course
of inquiry proceedings. The inquiry officer submitted his
inquiry report and the charge No.1 was proved against
the workman. Charge No.2 was proved to the extent that
workman used Sh. Deepak Raj ACA for mobilizing deposits
for the society and paid commission to him. Charge No.3
was not proved. Charge No.4 was partially proved to the
extent that he flouted the system and procedure of the
Bank. Charge No.5 was proved. Charge No.6 was partially
proved to the extent that he misled bank officials and
manipulated the bank’s record. The disciplinary authority
after examining the inquiry proceeding, document and after
applying his mind issued show-cause notice concurring
with the finding of the inquiry officer. The disciplinary
authority differed with the finding of the inquiry officer
that misappropriation of fund of the society by the
petitioner is not proved. The disciplinary authority found
that the workman instead of pay/transferring proceed of
the public sector bank employee to the society itself
manage to pay fund of the society to the other society
and proposed to inflict the punishment of discharge from
service with superannuation benefits. He was also given
personal hearing by the disciplinary authority which was
availed by the workman after gone through the record the
complete record of inquiry proceedings, documents. The
disciplinary authority awarded the punishment of
discharge from service with superannuation benefits. It is
pleaded by the management that the action of the
disciplinary authority is just, legal and proportionate and
the punishment awarded to the workman is proportionate
to the gravity of misconduct on the part of the workman.
5. The appeal filed by the workman was also rejected
by speaking order dated 16.04.2005 after examining the
complete record and order of the disciplinary authority. It
is also pleaded by the management in the written statement
that the management reserve the right to prove the acts of
misconduct committed by the workman before this
Tribunal if this Tribunal find any infirmity in the inquiry
by leading oral as well as documentary evidence. It is
prayed by the management that there is no merit in the
reference and the same may be rejected as the management
has followed the principle of natural justice and the action
of the disciplinary authority is just, legal and proper.
6. My learned predecessor while hearing arguments
on the fairness of inquiry passed the following order dated
06.07.2010. The relevant portion of which is reproduced
below:-
“Thus, on the basis of the above observation, I am
of the view that a fair, reasonable enquiry was conducted
by the enquiry officer and there has been no violation of
any rules of principle of natural justice. Likewise, the
disciplinary authority conducted the proceedings fairly,
without any procedural lapse.
There is a difference in conducting a fair and
reasonable enquiry in accordance with the principle of
natural justice and decision making of the enquiry officer
and the disciplinary authority. There may be cases in which
the enquiry had been conducted in a fair and proper manner
according to the rules of principles of natural justice, but
the decision making would have suffered with any
perversity. Thus, on perversity in decision making, if any,
by the enquiry officer and the disciplinary authority while
conducting the respective proceedings; quantum of
punishment and on the issue of any prejudice caused to
the workman for non-supplying of the preliminary enquiry
report, opportunity for adducing evidence is afforded to
both of the parties. Accordingly, both parties are at liberty
to adduce the evidence on the above issue.”
7. In support of their respective contentions, both
parties also filed affidavit. Workman also submitted written
argument.
8. I have heard oral arguments of both the parties
and also gone through the written argument submitted by
the workman. I have also gone through the inquiry
proceedings and all other record. The parties were given
the opportunity to lead evidence on the perversity and
quantum of punishment and also on the the issue of non
supply of preliminary enquiry report. Both the parties
choose not to lead any evidence on these issues and
preferred to submit their oral arguments as well as written
arguments on behalf of the workman. The only contention
of the workman is that the charges were vague and the
findings of the enquiry officers are without any cogent
evidence and the disciplinary authority acted in a mala
fide, arbitrary manner in utter disregard of the basic norms.
It is also pleaded that the findings of the enquiry officer
are perverse as on all the allegations, the enquiry officer
relied on the unproven statement of the workman extracted
by the vigilance officer who had earlier worked in the para
military forces and knew art of extracting the admissions.
9. On the other hand the learned counsel for the
management submitted that the findings of the enquiry
officer based on the evidence recorded during the enquiry
proceedings and on documentary evidence. On every
stage the rule of principle of natural justice has been
adhered and there is no perversity in decision making on
the part of the disciplinary authority and appellate
authority as well. It is also submitted during arguments
that the workman failed to prove by any record that there
is any prejudice caused to the workman for non- supply of
the preliminary investigating report to the workman. It is
further submitted in arguments that the punishment
imposed upon the workman is commensurate to the gravity
of mis-conduct and action of the management is legal and
justified.
5144
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
10. As regards the claim of the workman that inquiry
was not conducted fairly and properly and the same was
decided by this tribunal on vide order dated.06.07.2010 as
reproduced above that inquiry was conducted by the
inquiry officer fairly and there has been no violation of
any rules of principle of natural justice and the parties
were given the opportunity of leading evidence on
perversity in decision making if any by the inquiry officer
and the disciplinary authority on the quantum of
punishment and on the issue of any prejudice caused to
the workman for non supplying of the preliminary inquiry.
Both the parties did not lead any evidence on this issue
and choose to argue the case in their respective oral
arguments and workman also filed written argument in
support of his contention. The workman filed an application
for direction to the management to place on record the
circular dated 23.05.1980 which allow for running the thrift
society which was already on the record but the
management did not object to the contents of the circular.
It is the submission of the workman that he never indulge
in activities which were against the interest of the
management and bank circular dated 23.05.1980 allow for
the running of the thrift. As held earlier by my predecessor
vide order dated 06.07.2010, there is no infirmity in the
inquiry, no further evidence was led by the workman to
prove any perversity in the decision making of the inquiry
officer and the disciplinary authority. Nowhere, workman
proved that non supplying of preliminary inquiry report in
what way caused prejudice to him in his defence. The
workman failed to show as to what prejudice has been
caused to him. Learned counsel for the management relied
on 2009 LLR 1176 Abheraj Jaswal Vs. M/s. Godrej Boyce
Mfg. Company Ltd. & Ors. and 2011 LLR 634 State Bank
of Bikaner & Jaipur Vs. Nemi Chand Nalwaya and
submitted that in the matter of disciplinary proceedings,
the court cannot act as an appellate court to re-assess the
evidence produced in the domestic inquiry besides that it
cannot interfere with the ground that any view is possible
on the basis of material of record. It is also submitted by
the learned counsel for the management on the basis of
the above case law that the punishment has been imposed
upon an employee after holding the inquiry the court have
restricted powers only when the findings were perverse
and based on no evidence, therefore this Tribunal cannot
interfere in the punishment imposed upon the workman.
11. In the case in hand, as discussed earlier, the
workman failed to point out any perversity in the findings
of the enquiry officer and in the decision making of the
disciplinary authority as well as appellate authority. The
workman also failed to prove that the punishment awarded
to him is excessive by any cogent reason before this
Tribunal. Therefore, taking into consideration the facts
and circumstances of the case, I find no merit in the
reference and it is held that the action of the management
of Central Bank of India in terminating the services of the
workman Sh. Sanjay Kumar is legal and justified and the
workman is not entitled to any relief.
12. The reference is answered accordingly. Central
Govt. be informed. Soft as well as hard copy be sent to the
Central Govt. for publication.
Chandigarh.
27-05-2014
S. P. SINGH, Presiding Officer
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New Delhi, the 4th July, 2014
S.O.
1968.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 18/2008)
of the Cent. Govt. Indus. Tribunal-cum-Labour
Court, Ernakulam as shown in the Annexure, in the
industrial dispute between the management of Cochin Port
Trust, and their workmen, received by the Central
Government on 04/07/2014.
[No. L-35011/01/2010 - IR(B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
IN THE CENTRAL GOVERNMENT INDUSTRIAL
TRIBUNAL-CUM-LABOUR COURT,
ERNAKULAM
Present:
Shri. D. SREEVALLABHAN, B.Sc., LL.B, Presiding Officer
(Friday the 28th day of February, 2014/9th Phalguna, 1935)
ID 18/2010
Union
:
The General Secretary
Cochin Port Staff Association
W/Island COCHIN –
By Adv. Shri A V Xavier
Management :
The Chairman
Cochin Port Trust W/Island Cochin -
By M/s. Menon & Pai
¹Hkkx II—[k.M 3(ii)º
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5145
This case coming up for final hearing on 24.02.2014
and this Tribunal-cum-Labour Court on 28.02.2014 passed
the following:
AWARD
In exercise of the powers conferred by clause (d) of
sub-section(1) and sub-section (2A) of Section 10 of
the Industrial Disputes Act, 1947 (14 of 1947), the
Government of India/Ministry of Labour by its Order No-
L-35011/01/2010-IR(B-II) dated 16.04.2010 referred the
following industrial dispute for adjudication to this
tribunal.
2. The dispute is:
“Whether the action of the Management of Cochin
Port Trust in turning down the demand raised by
Cochin Port Staff Association for the promotion of
S/Shri N.K. Balakrishnan, K.R. Soman, P. R. Xavier,
P. A. Koya to the post of Head Maistries is fair and
justifiable? What relief they are entitled to?”
3. After appearance union filed claim statement
alleging that the Cochin Port Staff Association is a
registered trade union affiliated to all India Port and Dock
Workers Federation and International Transport Workers
Federation and is competent to raise the industrial dispute
of its members who are the workers of the management.
The four workmen involved in this dispute joined in service
of the management as Lascars. The name of one of the
workmen is given as K K Soman instead of K R Soman due
to typographical error and hence his name is to be read as
K K Soman. He was working as lascar in the Porterage
Establishment of the management and was promoted to
the post of Maistry w.e.f. 06.06.1989 based on the combined
seniority list of Lascars attached to porterage
establishment and wharf establishment maintained by the
management from the year 1983 to 1989. Two trade unions,
the Cochin Port Employees Organisation and Cochin Port
Wharf Staff Association, operating in the traffic department
raised objection against the promotion. After having
discussions by the management with the unions it was
agreed to maintain separate seniority list for lascars of
Wharf and Porterage divisions and to withdraw the
promotion order issued to him in the meeting held on
13.06.1989. Against that decision the four workmen
approached the Chairman of the Cochin Port Trust. The
then Chairman had decided to maintain common seniority
list vide order dated 31.03.1990. Again after discussions
with the unions on the same day the management agreed
to maintain separate seniority list of lascars of the two
establishments as per order dated 31.03.1990. Challenge
was made against that decision by the four workmen by
filing OP No.17875/97 before the Hon’ble High Court of
Kerala with a prayer to direct the management to maintain
a common seniority list of the lascars in those two
divisions. The OP was dismissed by the Hon’ble High
Court. Against the dismissal they filed Writ Appeal
No.2402/1999 and the same was disposed of by the
Division Bench of Hon’ble High Court of Kerala with
liberty to file fresh representation before the management
within four weeks from the date of judgment dated
22.02.1999. Pursuant to it they had submitted a written
representation before the Chairman of the management.
After hearing them the management proposed to
recommend to the Port Trust Board for creation of four
posts of maistries by abolishing four posts of lascars in
the porterage division and to promote them to the higher
cadre of Maistry since the employees will have to retire as
lascars as there was no promotional avenues in the
porterage division. The proposal dated 27.09.1999 was
approved by the Board on 29.10.1999. Thereby the four
lascars were promoted as maistries w.e.f.19.11.1999 as per
order dated 26.11.1999. It is because of the stagnation for
promotion of the four workmen such a course was
adopted by the management. Later the lascars in wharf
establishment who were junior to them were promoted as
Head Maistries w.e.f.01.07.2001, 01.11.2002 and 01.05.2004.
Again the four workmen under reference are in a stagnated
position in the matter of promotion from maistries to head
maistries. To the knowledge of the union the traffic
manager had already given a note dated 24.05.2004 to the
Chairman, Cochin Port Trust pointing out the situation
and recommending the management to approach the Board
to create four posts of head maistries by abolishing four
posts of maistries in the porterage establishment to
promote them after obtaining an undertaking from those
four maistries that they would carry out their present duties
even after their promotion. As the management had not
acted on the proposal union raised the industrial dispute
vide letter dated 24.02.2006. The management’s inaction
is not fair and justifiable. The workers under reference are
entitled to get the relief of promotion to the post of head
maistries adopting the same method of their promotion to
the post of maistries. The demand made by the union for
their promotion is fair and justifiable and hence the
management can be directed to create four posts of head
maistries in the porterage division abolishing the present
post of maistries and promoting them to the post of head
maistries after obtaining an undertaking from them that
they would carry out their present duties even after their
promotion.
4. In the written statement management would
contend that a workman has only a right to be considered
for promotion and has no right to get promotion as it is a
management function. There is no post of head maistries
for promotion in the porterage establishment and hence
the workman involving in this case cannot be considered
for promotion. The issue regarding promotion cannot be
considered as an industrial dispute and the dispute raised
by the union seeking promotion of the four workmen to a
non-existent post is unfair and unjustifiable. Separate
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THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
seniority lists of lascars in the porterage establishment
and wharf establishment were prepared as per the
agreement between the recognized union and the
management. There was no further scope for promotion
for lascars of the porterage establishment after having
separate seniority list. As the issue referred for
adjudication is covered by a valid settlement the reference
is not valid. A combined seniority list of lascars of the two
establishments under the traffic department was
maintained during the period 1983-1988 ensuring no undue
comparative advantage between the two sets of lascars.
But the major unions of the management objected the same
and thereby in the year 1990 it was decided to keep
separate seniority list of the lascars attached to those two
establishments. The aforesaid decision caused resentment
among the lascars of porterage establishment as there was
no promotional avenues in the porterage establishment
equivalent to that in the wharf establishment due to which
the lascars of porterage establishment would have to retire
as lascars itself. Hence the workmen involved in this
dispute approached the Hon’ble High Court challenging
the decision to maintain separate seniority list and the
Hon’ble High Court directed the management to consider
their representation sympathetically on merits.
Accordingly, proposal was placed before the Port Trust
Board for creation of four posts of maistries by abolishing
four posts of lascars for promoting them to the higher
cadre of maistry after obtaining written undertaking from
them to the effect that they would carry out their present
duties of lascars after the upgradation. The Port Trust
upheld the proposal and the four workmen were upgraded
as Maistries on 19.11.1991. In the year 2003 the union
made demand to grant promotional benefits to those four
maistries in the porterage establishment as Head Maistries
for the reason that the lascars in the wharf establishment
who were junior to them were promoted as head maistries.
In the meeting convened by the Chairman on 21.04.2006
with the representatives of the Cochin Port Staff
Association and Cochin Port Employees Organisation the
management clarified that the upgradation of the four posts
of Maistries in the porterage establishment as Head
Maistries is equivalent to creation of posts which is banned
by the Ministry. That was agreed by the unions and they
in turn requested to examine the possibility of giving
financial upgradation under the Assured Career
Progression (ACP). While considering it, it is noted that
those four workmen had entered into port service as lascars
in traffic department during the year 1979 and as per order
dated 31.01.1991 they were given personal promotion
equivalent to financial upgradation after completion of
fifteen years in the same scale w.e.f.13.12.1995 in the next
higher scale and thereafter they were upgraded as maistries
w.e.f.19.11.1999. While so the union in this case submitted
a fresh representation dated 19.11.2007 to the Secretary,
Cochin Port Trust stating that by the first financial
upgradation on 13.12.1995 they were benefitted with only
` 25/- in their basic pay and by second upgradation as
maistries w.e.f.19.11.1999 they were benefitted only with
only ` 100/- in their basic pay. But at the same time their
counterparts in wharf establishment who were recruited
and posted along with them within the common seniority
list had been enjoying the financial benefit of four
promotions. As the financial benefit enjoyed by these
four workmen in the porterage establishment was very
meager the union requested the management to cancel
the personal promotion extended to them and to issue
order to enable them to receive the promotion under ACP
Scheme. It was not acceded to as the cancellation of
promotion once granted is not justifiable for the reason
that the financial benefits were meager. From the four
workmen Shri N K Balakrishnan had retired from service
on 30.04.2006. Shri K K Soman and Shri P A Koya were
granted financial upgradation w.e.f.19.01.2010 as per the
Modified Assured Career Progression Scheme (MACP)
envisaged in Clause 38.1 of the Wage Settlement dated
19.01.2010 which provides a third career upgradation unlike
the previous ACP Scheme. Therefore, they are currently
on the scale of head maistry and they cannot have any
residual grievance. Disciplinary action was initiated
against Shri P R Xavier vide Traffic Manager’s order
dated 18.05.2010 and hence he has not been granted
upgradation under MACP Scheme. Hence the action of
the management in turning down the demand for promotion
of the four workmen to the post of head maistries is fair
and justifiable and they are not entitled to any relief.
5. Union filed replication denying the contentions
in the written statement and reaffirming the allegations in
the claim statement.
6. For the purpose of deciding this reference
evidence was adduced from both sides. For the union
one witness was examined as WW1. On the side of the
management MW1 was examined and Exbts.M1 to M15
were got marked.
7. After closing the evidence the arguments for both
sides were heard.
8. The points for determination are:-
(i.)
Whether there was proper consideration of
the claim of the four workmen involved in this
dispute for promotion from the post of
maistries to head maistries by the
management?
(ii)
Whether the action of the management in
turning down the demand raised by the union
for their promotion is fair and justifiable?
(iii)
What relief, if any, the workmen are entitled
to?
¹Hkkx II—[k.M 3(ii)º
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5147
9. Point Nos.1 & 2:- At the very outset it is to be
pointed out that the union is now limiting the claim for
promotion in respect of Shri K K Soman only as the others
have already retired from service. It is made clear in the
proof affidavit filed by WW1 that the union is interested
only in prosecuting the dispute of Shri K K Soman and
Shri P A Koya since Shri N K Balakrishnan and Shri P R
Xavier retired from service on 30.04.2006 and 30.01.2012
respectively after raising this industrial dispute. At the
time of argument learned counsel for the union has
submitted that Shri P A Koya has also retired from service
and hence the case of Shri K K Soman only requires
consideration now in this reference.
10. It is easy to answer this reference by accepting
the contention of the management that there is no post of
head maistries for promotion to the maistries in the
porterage establishment and hence the workman has no
right for promotion. But in this case it cannot be left
without any consideration in view of the procedure
followed for their promotion from the post of lascar to
maistry through creation of four posts of maistry as well
as the other facts and circumstances.
11. Each case is to be decided according to its own
facts and the circumstances. It is true that there is no post
of head maistry for promotion in the porterage
establishment after making separate seniority list for the
lascars in the wharf and porterage divisions of the traffic
department of the management. The claim of the workmen
in this case requires consideration as there was an outright
rejection of the request for promotion by upgradation or
creation of four posts of head maistries in the porterage
establishment by the Secretary for the reason that there
was ban of the Ministry for creation of new posts by
incurring extra expenditure without placing it before the
Port Trust Board. Furthermore, there is the previous
instance of creation of four posts of maistries by abolishing
four posts of lascars in the porterage establishment by
the management for giving promotion to those four
workmen when there was stagnation due to lack of
promotional avenues after making separate seniority list
for the porterage and wharf establishments after entering
into agreement between the unions and the management.
12. S/Shri N K Balakrishnan, K K Soman, P R Xavier
and P A Koya joined the service of management as lascars
on 18.04.1985, 15.05.1979, 15.05.1979 and 22.05.1979
respectively in the porterage establishment of the traffic
department of the Cochin Port Trust. It is at the time when
Shri K K Soman was given promotion in the year 1990
unions raised objection and thereby separate seniority
list was prepared and the promotion order was withdrawn.
Afterwards the four workmen in the porterage
establishment were able to get promotion w.e.f.19.11.1999
by upgrading four posts of lascars as Maistries in the
porterage establishment. It was pursuant to the direction
of the Hon’ble High Court of Kerala to have a sympathetic
consideration on merits of the fresh representation to be
submitted by them.
13. When the lascars in the wharf establishment who
were juniors to them were promoted as Head Maistries
they again approached the management for promotion as
Head Maistries. But the management was not amenable
for the reason that it requires upgradation of post
equivalent to creation of post which is banned by the
Ministry.
14. There was recommendation from the traffic
manager to the Chairman of the Cochin Port Trust for the
creation of four posts of Head Maistries by abolishing
four posts of maistries of porterage establishment for
giving promotion to the four workmen pursuant to the
demand made by the union and the same is evidenced by
Exbt.M14, copy of the Note to the Chairman, Cochin Port
Trust from the Traffic Manager. Therein it is expressly
stated that it is not because of the fault of the workmen
the separate seniority list was maintained by the
management and the Court and the Board were convinced
that the porterage lascars suffered injustice. There is no
pleading or any evidence in this case to prove that it was
placed before the Port Trust Board for consideration or
that any decision was taken on it by the Board. Exbt.M15
communication dated 06.05.2005 is seen to have been
issued by the Secretary to the Traffic Manager informing
that according to the existing Govt. guidelines, no new
non-plan posts can be created without the approval of the
Ministry. It is not seen that it was issued after placing
before the Port Trust Board for consideration. There is
also no evidence in this case to satisfy that it was
considered by the Port Trust Board as in the previous
instance.
15. In order to satisfy that there was ban for creation
of posts Exbt.M7 was produced by management in this
case. It is the copy of the letter dated 26.02.2003 addressed
to the Chairman, all major Port Trusts. In it there is no
blanket ban for creation of posts. It provides that the
creation of posts falling in Group B, C & D categories on
the non-plan side is to be made only after obtaining prior
sanction of the Central Govt. There is no total prohibition
for creation of posts. There can be creation of posts after
obtaining prior sanction of the Central Govt. It is a matter
to be considered by the Port Trust Board whether new
post of head maistry is to be created. As there is nothing
to show that there was any consideration of the demand
of the union for their promotion as head maistries and the
recommendation of the Traffic Manager for the creation
of posts by the Port Trust Board as in the previous instance
their rejection of the request cannot be said to be proper.
16. Shri K K Soman and Shri P A Koya were given
financial upgradation w.e.f.19.01.2010 under the MACP
5148
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
Scheme envisaged in Clause 38.1 of the Wage Settlement
of Wage Revision dated 19.01.2010. It has come out in
evidence that they are getting the financial benefits of
head maistry without any upgradation of the posts of
maistry to head maistry. No additional expenditure is to
be incurred even if the posts of maistry will be upgraded
as head maistries. There can be temporary creation of
posts with the approval of the Ministry without incurring
any additional expenditure. Learned counsel for both
sides have submitted that there is no question of
incurring any extra expenditure if the posts of maistries
will be upgraded as head maistries. It also requires
consideration by the Port Trust Board.
17. There is stagnation for promotion in the porterage
establishment and the four remaining maistries were given
promotion from lascars to maistries for the reason of
stagnation by creation of four posts of maistries. They
are facing the same problem and it cannot be left
unattended to by the Port Trust Board.
18. At present it is only to be considered whether
the post of a maistry can be upgraded or a post of head
maistry be created by abolishing a post of maistry in the
porterage establishment for giving promotion to Shri K K
Soman only till his retirement without any monetary benefit
and with an undertaking as contemplated in Exbt.M14. It
requires consideration by the Port Trust Board and the
Port Trust Board can take its own decision as it is the
management to decide whether any new post is to be
created for the purpose of promotion. It is to be left to the
decision of the competent authority. Until there is a
decision by following the proper procedure and getting a
decision by the competent authority it cannot be held that
the action of the management in turning down the demand
of the union for promotion of maistries to head maistries
in the porterage establishment is fair and justifiable.
19. Point No.iii:- In the result an award is passed
holding that the action of the management in turning down
the demand raised by the union for the promotion of the
four workmen to the post of four head maistries is not fair
and justifiable. The demand is to be considered by
following the procedure as in the previous instance of
creation of four posts of maistries abolishing four posts
of lascars and to be independently decided by the
competent authority of the Cochin Port Trust.
The award will come into force one month after its
publication in the Official Gazette.
Dictated to the Personal Assistant, transcribed and
typed by her, corrected and passed by me on this the 28th
day of February, 2014.
D. SREEVALLABHAN, Presiding Officer
APPENDIX
Witness for the Workman
WW1
-
12.11.2012 Shri K Damodharan
Witness for the Management
MW1
-
07.05.2013 Shri C Unnikrishnan Nair,
Traffic Manager, Cochin Port
Trust
Exhibit for the Workman -
NIL
Exhibits for the Management
M1
-
Copy of the relevant pages of the
combined seniority list of Lascars
of Wharf establishment and
Porterage Establishment
M2
-
Copy of judgment dated
22.02.1999 in WA No.2402/1998 of
the Hon’ble High Court of Kerala
M3
-
Copy of the Proceedings of the
Chairman dated 27.09.1999
M4
-
Copy of proposal to the Board for
creating 4 posts of maistries by
abolishing 4 posts of lascars
(Agenda item No.C-3 dated
29.10.1999)
M5
-
Copy of Board Resolution No.110
on Agenda item No.C-3.
M6
-
Copy of Minutes of discussion
held by the Chairman with CPSA
and CPEO dated 21.04.2006
M7
-
Copy of letter No.A-11013/23/
2002-PE-II dated 26.02.2003 issued
by Ministry of Shipping to the
Chairmen of all the major Port
Trusts specifying creation of non
plan posts
M8
-
Copy of letter No.LB-12013/10/90-
R.O. dated 31.01.1991 from the
Ministry to the Chairmen of all the
major Port Trusts and the Deputy
Chairmen of all Dock Labour
Boards and Haldia Dock Complex
regarding improvement in
promotional opportunities
M9
-
Copy of letter dated 19.11.2007
from The Cochin Port Staff
Association to the Secretary,
Cochin Port Trust
M10
-
Copy of Settlement of wage
revision for Port & Dock Workers
w.e.f.01.01.2007 signed on
19.01.2010
M11
-
Copy of Order No.B1/ACP/
Maistry/2010/T dated 13.12.2010
issued by the Traffic Manager
granting MACP to Shri K K
Soman and Shri P A Koya
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5149
M12
-
Copy of Order No.B/A1/PRX/
2009/T dated 18.05.2010 issued by
the Traffic Manager imposing
penalty on Shri P R Xavier
M13
-
Copy of Order No.P/S/7/2012/S
dated 16.04.2012 issued by the
Deputy Chairman relaxing the
punishment imposed on Shri P R
Xavier
M14
-
Copy of proposal No.B1/Maistry/
Porterage/2004/T
dated
24.05.2004 of the Traffic Manager
for upgrading the post of Maistry
as Head Maistry
M15
-
Copy
of
letter
No.A2/
Upgradation-Maistry/Porterage/
2005/S dated 06.05.2005 from the
Secretary to the Traffic Manager,
Cochin Port Trust rejecting the
above said proposal.
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deZdkjksa ds chp vuqca/ esa fufnZ"V vkS|ksfxd fookn esa dsUnzh;
ljdkj vkS|ksfxd vf/dj.k@Je U;k;ky;] eqacbZ ds iapkV (lanHkZ
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[la- ,y&12011@127@2007&vkbZvkj (ch&II)]
jfo dqekj] vuqHkkx vf/dkjh
New Delhi, the 4th July, 2014
S.O.
1969.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 18/2008)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court-2,
Mumbai as shown in the Annexure, in the industrial dispute
between the management of I.D.B.I. Bank, and their
workmen, received by the Central Government on
04/07/2014.
[No. L-12011/127/2007 - IR(B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
BEFORE THE CENTRAL GOVERNMENT
INDUSTRIAL TRIBUNAL NO.2,
MUMBAI
PRESENT :
K. B. KATAKE, Presiding Officer
REFERENCE NO. CGIT-2/18 of 2008
EMPLOYERS IN RELATION TO THE MANAGEMENT
OF I.D.B.I. BANK
The Deputy General Manager (ER)
IDBI Bank
IDBI Tower, WTC Complex
Cuffe Parade
Mumbai-400 005.
AND
THEIR WORKMEN.
The General Secretary
IDBI Karmachari Sangh
Vishwakarma Sabhagruha
Central Plaza
Rajwada
Satara 415 002.
Appearances:
For the Employer
:
Mr. Rahul D. Oak, Advocate.
For the Workmen
:
Mr. S.T. Sahasrabudhe, Advocate
Mumbai, dated the 15th April, 2014.
AWARD
The Government of India, Ministry of Labour &
Employment by its Order No.L-12011 / 127 /2007-IR (B-II),
dated 28.02.2008 in exercise of the powers conferred by
clause (d) of sub-section (1) and sub-section 2 (A) of
Section 10 of the Industrial Disputes Act, 1947 have referred
the following industrial dispute to this Tribunal for
adjudication:
“1.Whether the action of the management of IDBI
Ltd., Mumbai by not discussing with the IDBI
Karmachari Sangh over conditions of service of the
employees is justified? If not, what relief the union
is entitled to? 2. Whether the action of the
management of IDBI Ltd., Mumbai by issuing the
mass transfers to 290 Part-time sweepers & Peons is
legal and justified? If not, what relief the union is
entitled to ?”
2. After receipt of the reference, notices were issued
to both the parties. In response to the notice second
party union has filed its statement of claim at Ex-3.
According to them the members of the second party union
were the employees of erstwhile united western Bank Ltd.
As per the amalgamation scheme 2006 the United Western
Bank came to be amalgamated with the first party Bank.
The members of the union who were employees of United
Western Bank became employees of the first party w.e.f.
02/09/2006. After amalgamation the union got its name
changed and the change was registered with the Dy.
Registrar of Trade Unions. The second party union is the
majority union amongst all registered trade unions.
However the first party did not discuss with the second
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THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
party union in respect of pay, allowances and service
conditions of the employees. They have also effected
mass transfers of the employees who are the members of
this union. Therefore union has raised industrial dispute
before ALC (C). As conciliation failed on the report of
ALC (C), the Ministry of Labour & Employment has sent
the dispute to this Tribunal. The union therefore prays
that action of the management be declared unjustified,
not discussing with the second party union over the
conditions of services of the employees. The union also
prays that direction be given to the first party management
to discuss with the second party union on every issue
pertaining to service conditions and continue the same in
future at regular interval and as per demands. The union
also prays that the order of mass transfer of part time
sweeper and peons effected by the management by order
no.1317, 1327, 1351 and 1365 and subsequent thereto be
declared unfair and illegal. The union also prays that the
management be directed to cancel each and every order
pertaining to Part Time Sweeper and Peons issued by them
and they be directed to report to their original place of
posting.
3. The first party management resisted the
statement of claim vide their Written statement at Ex-9.
According to them the reference is misconceived,
premature, motivated and devoid of merit. They denied
the allegation of not discussing with the union as vague
and imaginary. According to them the service conditions
of the erstwhile U.W. Bank are protected and frozen for
the benefit of employees for the period of three years
covered by the scheme. The amalgamation was as per the
scheme sanctioned by the Central Government. Therefore
the reference is premature and misconceived. According
to them the service conditions are statutory and legally
binding. Hence it cannot be subject of industrial dispute.
AIIDBEA and IDBWU are the two other unions
functioning in the Bank. The second party has accorded
recognition much after the conciliation proceeding and
the reference. These two unions have entered into
settlement with first party and the said settlement is still
valid and subsisting. The transfers effected by the Bank
are as per the rules. There is no illegality or victimisation
in transferring the employees. The allegations to that
effect are false. The reference is misconceived and
premature. Therefore they pray that the same be dismissed
with cost.
4. The second party filed its rejoinder at Ex-10. They
denied the contents in the written statement and reiterated
the contents in the statement of claim.
5. Following are the issues for my determination. I
record my findings thereon for the reasons to follow.
Sr. no.
Issues
Findings
1.
Whether second party can
Yes.
seek relief?
2.
If yes, of what type?
As per order below.
3.
What order?
As per final order.
REASONS
Issues Nos.1 & 2 :-
6. The second party union herein has made grievance
that the first party management has not discussed with
them in respect of service conditions of the employees
who are members of the second party union. Secondly
they have raised objection to the mass transfer of Peons
and Part time Sweepers which is against the rules and
guidelines and it amount to unfair labour practice.
Therefore they have prayed that the transfers effected by
various transfer orders of Peons and Part time Sweepers
who are members of the second party union be cancelled
and the first party be directed to re-transfer them at the
respective places from where they were transferred. I would
like to discuss these points categorically.
7. In respect of discussing about the service
conditions of the members of the union, it was pointed
out on behalf of the first party management that, as per
the amalgamation agreement the employees of erstwhile
U.W. Bank were to be governed by the service conditions
of U.W. Bank for the period of three years. This fact is not
disputed even by the second party that as per the
amalgamation scheme their members were to be governed
as per the service conditions of erstwhile United Western
Bank for three years. The amalgamation came in to effect
from 03/10/2006. Therefore as per the scheme the
employees of the erstwhile U.W. Bank were to be governed
by the earlier terms and conditions agreed with U.W. Bank.
In the circumstances question of discussing terms and
conditions of members of the second party union before
02/10/2009 does not arise as till that date these workmen
were supposed to be governed by the terms and conditions
agreed with U.W. Bank. The management may and can
discuss with second party after the aforesaid due date.
The reference in that respect can be said premature.
Therefore I hold that the action of the management of
IDBI Bank Ltd. Mumbai in not discussing with IDBI
Karmachari Sangh before 02/10/2009 over conditions of
service of the employees is quite justified.
8. In respect of mass transfer, it was submitted on
behalf of the first party that, the first party has closed
down some branches of the erstwhile U.W. Bank which
were running in losses and they have started some new
branches. Therefore in view of administrative action the
management was well entitled to transfer the Peons and
Part time sweepers. In this respect the ld. adv. for the first
party submitted that, the transfer of an employee from one
branch to another is a condition incidental to the service
of the employee and the management has inherent powers
to transfer its employees under the existing conditions of
services application to them. The ld. adv. also submitted
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5151
that, the first party Bank had under taken the exercise of
re-locating of branches and re-deploying the existing
manpower as a part of its overall business plan and the
decision to transfer the various employees was done as
part of over all commercial business decision. Therefore
he submitted that the second party or the workmen cannot
challenge the transfer orders issued by the management.
The ld. adv. resorted to the Apex Court ruling in Abani
Kanta Rai V/s State of Orissa & Ors 1995 SCC Supl.(4) 169
wherein on the point the Hon’ble Court laid down the
ratio that it is settled law that a transfer which is an incident
of service is not to be interfered with by the Courts unless
it is shown to be clearly arbitrary or vitiated by malafied or
infraction of any professed norm or principle governing
the transfer.
9. The ld. adv. for the first party also relied upon
another Apex Court ruling in State of MP & Ors. V/s. S. S.
Kourav & Ors. AIR 1995 SC 1056 wherein the Hon’ble
Court observed that;
“The Courts or Tribunals are not appellate forums
to decide on transfers of officers on administrative
grounds. It is for the administration to take
appropriate decision and such decision shall stand
until they are vitiated either by mala fide or by
extraneous considerations without any factual back-
ground foundation.”
In this case transfer orders having been issued on
administrative grounds, expediency of those orders cannot
be examined by the court.
10.The ld. adv. also referred Apex Court ruling in
Kendriya Vidhyalaya Sanghatan V/s Damodar Prasad
Pandey & Ors. 2004 Suppl. (4) SCR 578 wherein Honble
Court observed that;
“Who should be transferred and posted where is a
matter for the administrative authority to decide.
Unless the order of transfer is vitiated by mala fides
or is made in violation of any operative guidelines,
the courts should not ordinarily interfere with it.”
11. The ld. adv. also referred another Apex Court
ruling in Purushottam Kumar Jha V/s. State of Jharkhand
2006 (9) SCC 458 wherein it was observed that;
“As to mala fide exercise of power, the High Court
held that neither sufficient particulars were placed
on record nor the officers were joined as party
respondents so as to enable them to make the
position clear by filing a counter affidavit. In the
absence of specific materials and in absence of
officers the Court was right in not upholding the
contention that the action was mala fide.”
12. In the light of these rulings it is clear that order
of transfer need not be interfered by the Tribunal or Court
as it is for the administrative authority to take decision
about the same, unless it is done with mala fide or is made
in violation of any operative guidelines. In short, there is
no total bar to interfere with the order of transfer issued
by the management. They can be interfered with if made
with mala fide intention or in violation of any operative
guidelines. In this respect it was submitted on behalf of
the second party that as per the directions issued in
Shastry Award Clause 536 transfer of sub staff should not
ordinarily be made. More so if made they should not be
out of State or language area. On behalf of second party
workman it was pointed out that Shri Karamwar R. M. was
transferred to Gwalior to Raipur. (page 135) Shri Meshram
D.S. was transferred from Raipur to Khandwa (page 137)
Shri Ramedwar transferred from Rajnandgaon to Barhanpur
(Page 137) Shri Jain B.F. transferred from Sanawad to Pune
(page 140) Shri Kotalwar A.D. transferred from Udgir to
Panaji (page 140) Shri Nikam S. K. transferred from Panaji
to Mundikota (page 140) Shri Shriwas B.G. was transferred
from Ujjain to Delhi (Page 142). Above transfers were
made out of language area out of State and even in some
cases beyond more than 1000 Kms. and therefore they
were unfair labour practices.
13. These transfers are against the directions of
Shastry award. Therefore, direction to cancel them can
very well be given. Furthermore, I would also like to point
out that, as per the scheme of amalgamation, the service
conditions of the employees of erstwhile U. W. Bank were
to be governed by the terms and conditions of the erstwhile
U.W. Bank. It was to continue for three years. Furthermore,
as per clause 536 of Shastry Award, the sub-staff or Peon
should not ordinarily be transferred. However in the case
at hand the management has effected mass transfer of
Peons and Part-time Sweepers. The data is given by the
second party that 43 employees were transferred out of
Mumbai when 60 employees are brought from outside
branches to Mumbai. It indicates that these 43 employees
were transferred unnecessarily. They could have been
adjusted in Mumbai itself. Similarly from Satara 45
employees were transferred and 21 were brought to Satara
from outside branches. From Pune 14 employees were
transferred outside Pune and 19 were brought in Pune
from outside branches. From Nagpur 13 employees were
transferred out of Nagpur and 11 were brought in Nagpur
from outside branches. It indicates that instead of
adjusting the Peons and Sweepers within the city or town,
they are transferred elsewhere and other employees were
brought in their place from outside branches. That is the
reason of effecting mass transfer.
14. It was submitted on behalf of the second party
that thereafter the Bank has pronounced voluntary
retirement scheme so that maximum workmen who were
harassed by odd transfers should opt for VRS. There
appears no administrative convenience in effecting these
mass transfers. Therefore I think it proper to give direction
to the first party to cancel the transfers of the above
5152
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
referred 7 workmen who were transferred out of State or
out of language area. I also think it proper to give direction
to the management to cancel the transfers of above referred
employees and as far as possible they should be adjusted
in the same city. The argument on behalf of first party is
found devoid of merit that they have closed some
branches. Therefore, the staffs of those branches were
required to be transferred. They could have very well
adjusted these employees within the same city. It was
unnecessary to transfer them out of Mumbai, Pune, Satara,
Nagpur etc. The management was very well in need of
employees in these cities. Therefore, employees from
some other branches were brought in these respective
cities as pointed out by second party. Accordingly I hold
that the mass transfers of 290 Part-time Sweepers and
Peons are illegal and unjust. Therefore the second party
is entitled to the declaration and direction to that effect.
Accordingly I partly allow the reference and proceed to
pass the following order
ORDER
(i)
The Reference is partly allowed with no order
as to cost.
(ii)
Action of the first party management in not
discussing with second party before 02/10/
2009 over conditions of service is declared
justified.
(iii)
The action of mass transfers of 290 Part-time
Sweepers and Peons by the management is
declared illegal and unjust.
(iv)
The management is directed to cancel the
transfer of 7 workmen out of State/ language
area forthwith.
(v)
The management is also directed to cancel
the transfers of the other employees and as
far as possible adjust them in the same city or
town from where they were transferred.
Date: 15/04/2014
K. B. KATAKE, Presiding Officer
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New Delhi, the 4th July, 2014
S.O.
1970.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 43/2012)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court,
Chennai as shown in the Annexure, in the industrial dispute
between the management of Chennai Port Trust, and their
workmen, received by the Central Government on
04/07/2014.
[No. L-33011/05/2012 - IR(B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
BEFORE THE CENTRAL GOVERNMENT
INDUSTRIAL
TRIBUNAL- CUM - LABOUR COURT,
CHENNAI
Monday, the 28th April, 2014
Present :
K. P. PRASANNA KUMARI, Presiding Officer
Industrial Dispute No. 43/2012
[In the matter of the dispute for adjudication under
clause (d) of sub-section (1) and sub-section 2(A) of
Section 10 of the Industrial Disputes Act, 1947(14 of 1947),
between the Management of Chennai Port Trust and their
workmen].
BETWEEN :
The General Secretary
: 1st Party/Petitioner Union
Port and Dock Labour Union
No. 1/675, 1st Street,
Muthamizh Nagar
Chennai-600118
AND
The Chairman
: 2nd Party/Respondent
Chennai Port Trust
Rajaji Salai
Chennai-600001
Appearance:
For the 1st Party/
:
M/s Arunachalam Associates,
Petitioner Union
Advocates
For the 2nd Party/
:
Sri M.R. Dharanichander,
Management
Advocate
AWARD
The Central Government, Ministry of Labour &
Employment vide its Order No. L-33011/5/2012-IR(B-II)
dated 10.07.2012 referred the following Industrial Dispute
to this Tribunal for adjudication.
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5153
The schedule mentioned in that order is:
“Whether the action of the Management of Chennai
Port Trust in not paying overtime at the rate of ½ an
hour to all the shore workers who have been directed
to be reported upon as call point in all the three
shifts from the date on which they have been
directed to be reported upon ½ an hour earlier, is
legal and justified? What relief the concerned
workmen are entitled to?”
2. On receipt of the Industrial Dispute this Tribunal
has numbered it as ID 43/2012 and issued notices to both
sides. Both sides have entered appearance through their
counsel and filed their claim and counter statement
respectively.
3. The averments in the Claim Statement in brief are
as below:
The petitioner is a registered trade union and is one
recognized by the Management of Chennai Port Trust,
the Respondent. The petitioner has more than 276 workers
on its rolls as on date. The petitioner has raised certain
demands and served strike notice placing charter of
demands to the Respondent. The conciliation was held
before the Labour Commissioner, Chennai. The attempt of
conciliation failed. On receiving failure notice the
Government has referred the matter for adjudication by
the Tribunal. The shore labourers of the Respondent are
mainly employed in the shore for the work connected with
loading and unloading. There are about 600 shore workers.
The petitioner alone has about 33 shore labourers enrolled
as members. The shore labourers are working in three shifts
and are asked by the Management to report half an hour
early at the call point for roll call by the Supervisors. The
first shift of work starts at 06.00 AM, the second shift at
0200 PM and the third shift at 10.00 PM. But they have to
enter the work premises at 05.30 AM, 01.30 PM and 09.30
PM respectively even though actually they commence
their work at the allotted shift hours only. The period of
half an hour should be treated as duty. The denial of
overtime wages for the extra half an hour spent by the
labourers is not legal or justifiable. An award may be
passed granting overtime wages to the shore workers
of Chennai Port Trust whose names are annexed to the
Claim Statement, for the period of half an hour for reporting
to duty half an hour earlier at the call point.
4. The Respondent has filed Counter Statement
contending as follows:
The dispute is raised by the petitioner on behalf of
33 workers. The petitioner has no substantial
representation to raise the dispute. So it has no locus
standi to raise the dispute also. The Chennai Port Trust
has two streams of workmen on its rolls viz. shore workers
in Porterage Division and on board workers in Cargo
Handling Division. These workers are posted in groups of
specified strength for cargo handling works as per the
current manning scale approved by the Management. Out
of the total number of workmen reported for duty for the
shift, as per the requirement for handling import or export
cargo certain number of workers are posted for productive
work. The Stevedors will be requesting the Port Trust to
post necessary number of workmen for handling the import
or export cargo, depending upon the volume of work. The
traffic department of the Respondent will be allotting the
required number of workers as per the requirement of
Stevedors. The remaining workers will not be posted for
handling of cargo even though they have reported for
work. Both on board and shore workers are paid monthly
time rate salary irrespective of whether they are posted for
cargo handling or not. When posted for cargo handling
work, they are additionally paid a piece rate incentive for
handling cargo beyond the base tonnage. The workmen
can be posted for cargo handling work only after assessing
the number of workers present for the shift and the number
of workers required for cargo handling. In order to take
the roll call of the shore labourers the Assistant Shed
Master (ASM) and Deployable Cargomen (DCM) posted
to work at labour book section will be present at shore
call point in advance to carry out a few preparatory
works such as the receiving of derails of workers indented,
assessing the requirements, ascertaining the posting roster
and keeping ready the muster roll to record the attendance.
As per the working arrangement, the deployable cargomen
report at the call point half an hour before the
commencement of each shift. The shore labourers are
required to be present at the commencement of work i.e. at
06.00 AM, 02.00 PM and 10.00PM respectively to record
their attendance for the respective shifts and receive the
postings. The cut-off time for the shore labourers for
reporting to the three shifts is 06.00 AM, 02.00 PM and
10.00 PM respectively and not 05.30 AM, 01.30 PM and
09.30 PM as claimed by the petitioner. After the preparatory
works are carried out, roll call will be started to assess the
total strength of workers present for each shift. An
assessment will be made as per the strength of the workers
and the requirement and workers will be allotted postings
for the shift. All those workers who are present at 06.00
AM, 02.00 PM and 10.00 PM respectively are considered
for the posting as per the requirement. No worker who has
reported at the call point prior to the commencement of
the shift time will be denied work. Since the workers are
not engaged for any work before the time of
commencement of shift there is no necessity to pay any
overtime wages to the workers. The petitioner is not entitled
to any relief.
5. The evidence in the case consists of oral evidence
of WW1 and MW1 and the documents marked as Exts.W1
to Ext.W9 and Ext.M1 to Ext.M16.
5154
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
6. The points for consideration are:
(i)
Whether the shore workers of the Respondent
are liable to report at the call point half an
hour earlier to the commencement of the shift
time?
(ii)
Whether the shore workers are entitled to
overtime wages for half an hour prior to the
commencement of the shift time?
The Points
7. The petitioner is a registered Union recognized
by the Respondent and is one among several such unions.
As seen from the Claim Statement, the Union has raised
the dispute claiming relief for 33 shore workers named in
the list attached to the Claim Statement. Even as stated in
the Claim Statement, the number of shore workers in the
Chennai Port Trust are 600. Out of them, the petitioner has
support of 33 workers only. The Respondent has produced
Ext.M16 the check list showing the union-wise membership
strength on the basis of check-off held during 2014. Out
of the total number of employees amounting to 5700 the
petitioner has strength of 157 only, as seen from Ext.M16.
Out of this, even as admitted by the petitioner the number
of shore labourers in the rolls of the petitioner is only 33
out of a total number of 600.
8. It has been argued on behalf of the Respondent
that the petitioner has no substantial support from the
workers and is not entitled to represent the concerned
workers. The counsel has referred to the decision of the
Apex Court in WORKMEN OF INDIAN EXPRESS
NEWSPAPER PVT. LTD. Vs. THE MANAGEMENT OF
INDIAN EXPRESS PVT. LTD. (1972 2 LLJ 132) in this
respect. It has been held in the above decision that the
concerned union should have the necessary
representative capacity to espouse the cause of workers.
The number of workers in the Respondent Management
who support the petitioner union is negligible and therefore
it could not be stated that the petitioner union has the
representative capacity or locus standi to raise the dispute.
9. In spite of the above finding regarding the locus
standi of the petitioner to raise the dispute, the question
whether there is any merit in the dispute raised by the
petitioner on behalf of the shore workers of the Respondent
can be considered. The shore workers numbering about
600 under the Respondent work in three shifts. The first
shift starts at 06.00 AM, the second shift at 02.00 PM and
the third shift at 10.00 PM. The contention of the petitioner
is that even though work starts at the time specified as the
time for commencement of work at each shift, the workers
are required to report at the point of roll call half an hour
earlier to the commencement of shift time and therefore
this half an hour is to be considered as period of duty and
they should be paid overtime wages for this half an hour.
Against this it is contended by the Respondent that it is
not necessary for the shore workers to report at the call
point half an hour earlier. According to the Respondent,
only the Assistant Shed Master and the Deployable
Cargomen posted to work at the Labour Booking Section
need be present at the call point half an hour earlier.
According to the Respondent, they are required to be
present half an hour earlier so as to do some preparatory
work such as receiving the details of gang intended,
assessing the requirements, ascertaining the posting
roster, etc.
10. The General Secretary of the Petitioner Union
has filed affidavit in support of the case. Even though the
petitioner is the Secretary of the Union he seems to be
ignorant of the details of the work carried out by the shore
workers. He does not know if payment to the shore
workers is time-rated. He does not know if datum is fixed
by Government for each cargo. He does not know if piece
rate incentive was being paid to the cargo workers from
1960 onwards. He does not know if manning scale is fixed
by the Government for handling the cargo. He does not
know if the number of workers posted for cargo handling
is dependent upon the requirements. He has stated that
the three shifts of work for shore workers start at 06.00
AM, 02.00 PM and 10.00 PM respectively. However, he
does not know if a worker who reaches the port at the
correct time also will be admitted for work. Thus it is clear
from the evidence of WW1 General Secretary that he has
no idea of work related to cargo handling at Chennai Port
Trust.
11. Is there any direction for the shore workers to
report for work half an hour earlier than the time for
commencement of the work? Ext.M1, the Standing Orders
for the Chennai Port Trust would show that for workmen
the maximum limit for weekly hours of employment will
ordinarily be 48. That means each worker has to work only
8 hours a day. Ext.M12 is the Traffic Manual, Volume-3 of
Madras Port Trust dealing with Porterage and General.
Clause-1.39 giving details of labour booking section states
that the ASM and the DCM working in the Section will
attend to the booking of shore labour for work during
each shift. The representative of the steamer agents are to
tender requisitions in the prescribed form for the Trusts
Shore Gangs required for loading and unloading of vessels
and barges everyday before 12.00 Noon. The requisitions
are to be forwarded to the Assistant Shed Masters. The
Assistant Shed Masters are to note the particulars of Shore
Gangs who report for work for each shift in a day
according to their turns. As the gangs shall be given equal
opportunity in employment for work and also equal turns
for piece rate work to enable them to get fair earnings the
Assistant Shed Masters shall always have the clear details
before them regarding the number of turn in piece rate and
time rate work offered to each gang and their piece rate
earnings. For this purpose they are to maintain a register
showing the details of work allotted shift-wise daily. They
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5155
shall also contact the sections and if necessary the
representative of steamer agents and ascertain the type of
cargos loaded or unloaded by vessels or barges at
different berths. Clause-1.39, Sub-Clause-6 of the manual
states that the ASMs and DCMs shall be present at the
call point and commence the roll call at the counters at
least half and hour before the commencement of each shift
so that the shore labour could reach their work spots before
the commencement of each shift. The petitioner was not
able to point out any clause in the Manual directing the
workers to be present at the call point half an hour earlier
than the time of commencement of shift. In spite of this,
the above Sub-Clause directing the ASMs and DCMs to
be present at the call point half an hour earlier has been
interpreted on behalf of the petitioner as requiring them
also to be present at the call point half an hour earlier.
There is no justification to such an interpretation. It could
be seen from the Manual itself that the ASM and DCMs
are required to do several things before they send each
worker to the required point. As admitted by MW1, at
times the actual place where the shore workers are to work
will be 500 to 1500 metres away. But then they are not
required to reach this actual place of work at the time of
commencement of work itself. Probably, it is for the sake
of convenience that the ASMs and DCMs who reach half
an hour earlier are asked to commence the roll call. In spite
of this, nowhere it is stated that the workers are to reach at
the roll call point half an hour earlier. The presence of
whichever worker who turns out for work at the roll call
point will be recorded and he will be assigned the required
work and sent to the actual place of work. At the same time
even if the worker reaches the roll call point at 0600 AM,
0200 PM or 1000PM as the case may be they will not be
recorded absent or sent away, but their presence will be
recorded and they will be assigned work and sent to the
place of work. From Sub-Clause-7 of Clause-1.39 it could
be seen that it is only to expedite work that the ASMs and
DCMs are asked to be present half an hour earlier. Sub-
Clause-7 states that the roll call shall be taken expeditiously
and in an orderly manner in the muster roll register and all
the counters shall work simultaneously. As and when the
attendance of the gang is taken, the allotment advice slip
shall be handed over to the gang informing the point of
posting. The registers shall be sent to the Porterage Office
at 1000 AM and is to be brought back at 0100 PM. This
itself would show that until 1000 AM the workers are at
liberty to report for duty and register their presence at the
roll call point.
12. It is very much clear from the above that it is not
necessary for the workers to report for duty half an hour
earlier than the time of commencement of work. Again, as
seen from the manual the work hours of the workers
is only 8 hours. There is no provision to make them work
overtime or pay any overtime wages. Even if all the workers
report for work all of them will not be assigned work. Some
of the workers will be remaining idle even if they are on
duty. Allotment of work will be on the basis of the
requirement of work as informed by the Stevedors of the
respective vessels. Both the on board workers who are
not handling the work and also shore workers are paid
monthly time rate salary irrespective of whether they are
posted for cargo handling or not. The only difference is
that when posted for cargo handling work as per the
Stevedors requirement, they will be get an additional
payment at piece rate incentive for handling cargo beyond
the base tonnage i.e. datum. So in any case there is no
justification for the demand made by the Petitioner Union.
I find that the petitioner is not entitled to any relief.
13. On the basis of my above discussion, the
reference is answered against the petitioner.
(Dictated to the P.A., transcribed and typed by him,
corrected and pronounced by me in the open court on this
day the 28th April, 2014).
K. P. PRASANNA KUMARI, Presiding Officer
Witnesses Examined:
For the 1st Party/
:
WW1, Sri R. Santhanam
Petitioner Union
For the 2nd Party/
:
MW1, Sri R. Kripanandasamy
Management
Documents Marked:
On the petitioner’s side
Ex.No.
Date
Description
Ex.W1
31.01.1972
Certificate of Registration of Trade
Union
Ex.W2
14.07.2011
Strike Notice issued by the
Petitioner
Union
to
the
Respondent Management
Ex.W3
19.07.2011
Letter by the ALC (Central)-I to
the Petitioner Union and the
Respondent Management
Ex.W4
08.08.2011
Letter from the Respondent
Management to the ALC
(Chennai)-I in response to the
demands in the strike notice dated
14.07.2011.
Ex.W5
12.09.2011
Rejoinder by the Petitioner Union
Ex.W6
14.11.2011
Comments on the rejoinder by the
Respondent Management
Ex.W7
28.11.2011
Further reply letter by the
Petitioner’s Union with its
Enclosures
5156
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
Ex.W8
24.02.2012
Letter of recognition of trade
unions by the Respondent
Management
Ex.W9
-
Pay slips of Employee No. 53946
D. Loganathan, Employee No.
54373 V. Ramakrishnan, Employee
No. 542742 K. Shanmugham and
P. Nagalingam
On the Management’s side :
Ex.No.
Date
Description
Ex.M1
1967
Standing Orders of the Port of
Madras, 1967
Ex.M2
1977
Standing orders of the Port of
Madras (V Edition, Vol.II) 1977
(Appendix-A)
Ex.M3
07.12.1988
Standing Orders of the Port of
Madras (V Edition, Vol.II) 1977
(Correction Slip No. 35)
Ex.M4
08.03.1996
Standing Orders of the Port of
Madras (V Edition, Vol.II) 1977
(Correction Slip No. 42)
Ex.M5
-
A brief of the 60:40 posting pattern
of CHD/Shore Workers
Ex.M6
-
A brief on the Piece Rate Incentive
Scheme
Ex.M7
-
List of categories of Traffic
Department coming under Piece
Rate / Incentive Schemes
Ex.M8
August 2013
Statement giving shift-wise on
to Oct. 2013
board and on-shore labour supply
details based on indents placed
by the Stevedors for cargo
operations
Ex.M9
Oct. 2013
Copy of the salary slip of a five of
the Mazdoors (S/L) for October
2013 reflecting the incentive paid
Ex.M10
-
A copy of the present datum and
manning scale for shore workers
Ex.M11
Aug. 2013
Shore Labour Men engaged
to Oct. 2013
statement giving details of total
men reported for work, men on
piece rate, men on time rate and
percentage of men on time rate to
total reported.
Ex.M12
1981
Traffic
Manual
Volume-3
Porterage and General
Ex.M13
25.05.2001
Copy of memorandum of the
settlement arrived on merger of
Madras Dock Labour Board with
Chennai Port Trust
Ex.M14
10.01.2014
Copy of Memorandum of
Settlement under Section-18(1) of
the ID Act 1947 arrived between
Chennai Port Trust and the Trade
Unions affiliated to federations
signed in the wage settlement.
Ex.M15
31.01.2014
Addendum to the Memorandum
of Settlement dated 10.01.2014
Ex.M16
28-04-2014
Check-off details.
ubZ fnYyh] 7 tqykbZ] 2014
dk-vk-
1971-—vkS|ksfxd fookn vf/fu;e] 1947
(1947 dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj bafM;u
vkW;y dkWjiksjs'ku fyfeVsM ds izca/ra=k ds lac¼ fu;kstdksa vkSj
muds deZdkjksa ds chp vuqca/ esa fufnZ"V vkS|ksfxd fookn esa
dsUnzh; ljdkj vkS|ksfxd vf/dj.k ,oa Je U;k;ky;] dkuiqj ds
iapkV (lanHkZ la[;k 284@99) dks izdkf'kr djrh gS] tks dsUnzh;
ljdkj dks 01@07@2014 dks izkIr gqvk Fkk 1
[la- ,y&30012@04@93&vkbZvkj (,e)@vkbZvkj(lh&I)]
tksgu rksiuks] voj lfpo
New Delhi, the 7th July, 2014
S.O.
1971.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 284/99)
of the Cent. Govt. Indus. Tribunal/Labour Court, Kanpur
now as shown in the Annexure, in the industrial dispute
between the employers in relation to the management of
Indian Oil Corporation Limited, and their workmen, which
was received by the Central Government on 01/07/2014.
[No. L-30012/04/93-IR (M)/IR(C-I)]
JOHAN TOPNO, Under Secy.
ANNEXURE
BEFORE SRI RAM PARKASH, HJS, PRESIDING
OFFICER, CENTRAL GOVERNMENT INDUSTRIAL
TRIBUNAL-CUM-LABOUR COURT,
KANPUR
Industrial Dispute No. 284 of 99
Between :
Sri Ram Dularey,
Son of Sri Paragi,
C/o Sunchit Shanker Asthana,
8, Faizabad Road,
Lucknow.
And
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5157
Chief Divisional Manager,
Indian Oil Corporation,
Kapoorthala Complex,
Aliganj,
Lucknow.
AWARD
1. Central Government, MoL, New Delhi, vide
notification No. L-30012/04/93-IR Misc./IR C-1, dated
13.01.2000, has referred the following dispute for
adjudication to this tribunal-
2. Whether Sri Ramayan Yadav and 14 other workmen
(as per list enclosed) are the workmen of M/s. Indian Oil
Corporation Limited? If so, were they entitled for
regularization and from what date? What if any reliefs they
are entitled to?
3. Brief facts are –
4. It is pertinent to mention that initially there was a
reference only for Ram Dularey. Thereafter it was extended
to one Sri Ramayan Yadav and 14 others as per list enclosed.
But it was again extended and according to the list of
16 workmen including Ram Dularey.
5. Therefore, I am considering the last reference
which is dated 01.06.04 for all purposes.
6. In this reference it has been sought whether Sri
Ram Dularey and 15 other as per list were the workmen of
M/s. Indian Oil Corporation Limited? If so whether their
demand for reinstatement in service and regularization is
justified? If so from what date?
7. It has been alleged by the claimant Sri Ram Dularey
that he was appointed on 28.11.89 as Salesman at Gomti
Nagar, sub-station owned and managed by the Indian Oil
Corporation Limited, on a salary of Rs. 500 per month but
the opposite party abruptly terminated his services without
assigning any reason with effect from 01.08.91 without
following the provisions of Section 25F of the industrial
Disputes Act, 1947. It is also alleged that the opposite
party subsequently engaged fresh hands in place of
applicant without affording opportunity to the applicant
in violation of Section 25H of the Act. Therefore, he has
prayed that he should be reinstated on the post of Salesman
with continuity of service.
8. Opposite party has filed the reply refuting the
aversions of the claimant. It is also alleged that in the
proceeding before the ALC only 5 person namely S/Sri
Ram Dularey etc., as mentioned in Para 11 of the reply has
joined as applicant. Therefore, the claim of the applicant is
thus factually incorrect. It also mentioned that only two
persons namely Sri Ram Bali Srivastava and Sri Ram
Dularey had filed writ petition in the Hon’ble High Court.
Similarly only Sri Ram Dularey had filed a SLP before the
Hon’ble Supreme Court in his own capacity as an appellant.
No documents or evidence has been submitted by the
applicant as to when he was engaged and removed. He
has no right to be reinstated or regularized in the services
of the Corporation. Therefore, he is not entitled for any
relief.
9. Rejoinder has also been filed by the applicant but
nothing new is mentioned therein.
10. Claimant has filed documentary the paper vide
list 7/1. He has also filed 5 documents as annexure B.
11. Claimant has produced himself in evidence as
Ram Dularey as w.w.1 on affidavit.
12. I have heard the arguments of the workman and
perused the whole record.
13. It is a fact that the opposite party did not appear
and adduced any evidence.
14. It is a claim where the applicant Sri Ram Dularey
and 15 others have sought the regularization of service as
well as reinstatement.
15. I have gone through the reference order and find
that there is no date of termination in either of the reference
whereas the claimant is claiming that he has been
terminated on 01.08.91.
16. It is a fact that there is no appointment letter or
termination letter in favor Ram Dularey or any other
claimant. It is a fact that Indian Oil Corporation is a public
body and they have rules and procedure to appoint any
person on any sanctioned post. It is pertinent to mention
that the claimant Sri Ram Dularey and 15 others as
contended by them are claiming that they should be
reinstated and regularized as they were working as
salesmen at Gomti Nagar Sub Station. I would like to say
that it is beyond imagination that at one stretch 16 persons
were working as a sales man at the Petrol Pump run and
maintained by the opposite party.
17. I have examined the photocopies filed by the
claimant. There is no original document. Paper No.7/10-16
are alleged to be the bills prepared and issued to the
customers. But I have myself has examined W.W.1, he
stated in the cross that he does not know English. He is
simply 5th class pass, he has not prepared any of these
vouchers. Then who prepared it mostly written in English,
no evidence has been adduced by the claimant, who
prepared it. Similarly paper No. 7/17-20 are the photocopies,
why the original have not been filed no explanation has
been given. Similarly paper No. 7/21-24 are the records but
who prepared it, it is not claimed that the workman has
prepared it. Similarly the paper No.7/25-29 is the photocopy
but who prepared it no evidence has been given.
18. Paper No.8/2-8/6, are the photo copies. It has
been contended that some incident has taken place at the
Petrol Pump and an FIR was lodged and in the FIR, the
5158
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
name of Sri Ram Dularey appears to be as a witness.
Showing him that he was working. I have examined these
papers also. The workman could have obtained certified
from the court and should have given some evidence that
he remained in the employment of the opposite party on
the date of alleged incident. Similarly I examined the paper
no. 8/7-24, which are photocopies. I have also examined
the content of the affidavit filed by the workman.
19. It has been held by the Hon’ble Apex Court in a
number of cases that mere giving statement by a workman
will not suffice that he had completed 240 days or more.
20. In this case also though there is no evidence
from the opposite party, it is very difficult to conclude that
the workman or the other workmen has completed
240 days and they were continuously working.
21. It is also to mention as stated in w.s. that initialy
there were only 5 workmen like Ram Dularey,
Mahendra Chouhan etc., who have filed complaint before
ALC.
22. I have examined the claim statement, from the
beginning till end it appears that the claimant himself
exclusively is filling the claim statement, but he has not
whispered even a single word in the claim statement as to
the claim statement is being filed on his behalf as well as
on behalf of his colleagues. Then how in the array of party
word “and others” which is found to be written in hand
except a single word regarding others, there is nothing in
the body of the claim statement that the claim statement is
being filed on behalf of all the workmen and Ram Dularey
is permitted by each of them to advance their grievance
before the tribunal.
23. I have examined the names of workers given in
the 1/10. There are 16 names but the evidence adduced by
the workman as w.w.1 has not given in para 1 names of all
these workmen like Ghanshyam Pathak. There is other
variance also like Vijay Shanker mentioned in the list but
W.W.1 has stated the name Vijai Bahadur Chouhan and
likewise there is other variance also.
24. Opposite party in their w. s. has stated that
initially there were only 5 names. I would also like to say
that the initial reference was only in respect of Sri Ram
Dularey.
25. Therefore, I have considered all the aspect of the
case to the best of circumstances.
26. Reference is also not specific. There is variance
in the list as well as names given by the workman in his
affidavit. Claimant does not appear to be legally authorized
to appear as a witness on behalf of his alleged colleagues
as nothing has been whispered in the statement of claim
on their behalf.
27. Initial burden lies on the workman to establish
the fact that he had completed 240 days of continuous
service in a calendar year preceding the date of his
termination. But the claimant failed to prove the same
before the tribunal.
28. Regarding the second contention that fresh
hands have been employed by the opposite party after the
termination, I have fully examined this aspect of the matter,
there is no cogent evidence on behalf of workman to prove
violation 25 H of the Act.
29. Therefore, the reference is answered in negative
in favor of the workman and in affirmative in favour of the
management.
30. Reference is answered accordingly.
RAM PARKASH, Presiding Officer
ubZ fnYyh] 7 tqykbZ 2014
dk-vk-
1972-—vkS|ksfxd fookn vf/fu;e] 1947
(1947 dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj bZ-,l-
vkbZ-lh- ds izca/ra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa ds
chp vuqca/ esa fufnZ"V vkS|ksfxd fookn esa dsUnzh; ljdkj vkS|ksfxd
vf/dj.k ,oa Je U;k;ky;] psUubZ ds iapkV (lanHkZ la[;k 28@2012)
dks izdkf'kr djrh gS] tks dsUnzh; ljdkj dks 01@07@2014 dks izkIr
gqvk Fkk A
[la- ,y&17012@4@2011&vkbZvkj (,e)]
tksgu rksiuks] voj lfpo
New Delhi, the 7th July, 2014
S.O.
1972.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 28/2012)
of the Cent. Govt. Indus. Tribunal/Labour Court, Chennai
now as shown in the Annexure, in the industrial dispute
between the employers in relation to the management of
E.S.I.C. and their workmen, which was received by the
Central Government on 01/07/2014.
[No. L-17012/4/2011-IR (M)]
JOHAN TOPNO, Under Secy.
ANNEXURE
BEFORE THE CENTRAL GOVERNMENT
INDUSTRIAL TRIBUNAL- CUM - LABOUR COURT,
CHENNAI
Tuesday, the 17th June, 2014
Present :
K. P. PRASANNA KUMARI, Presiding Officer
Industrial Dispute No. 28/2012
[In the matter of the dispute for adjudication under
clause (d) of sub-section (1) and sub-section 2(A) of
Section 10 of the Industrial Disputes Act, 1947(14 of 1947),
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between the Management of ESI Corporation and their
workman)
Between :
Smt. E. Chengammal
:
1st Party/Petitioner
And
1. The Regional Director
:
2nd Party/1st Respondent
ESIC, Regional Office
Sterling Road,
Chennai-600034
2. The Branch Manager
:
2nd Party/2nd Respondent
ESIC, ESIC Dispensary
Compound Puzhal,
Chennai-600066
Appearance:
For the 1st Party/
:
Sri D. Muthukumar,
Petitioner
P. Ganeshram, K. Garbashev,
Advocates
For the 2nd Party/
:
Sri C.V. Ramachandramurthy,
1st and 2nd Management
Advocate
AWARD
The Central Government, Ministry of Labour &
Employment vide its Order No. L-17012/4/2011-IR(M) dated
14.03.2012 and Corrigendum dated 20.04.2012 referred the
following Industrial Dispute to this Tribunal for
adjudication.
The schedule mentioned in that order is:
“Whether the action of the Management of M/s.
ESIC, in terminating the services of Smt.
Chengammal, Sweeper w.e.f. 10.02.2010, is legal and
justified? What relief the workman is entitled to?”
2. On receipt of the Industrial Dispute this Tribunal
has numbered it as ID 28/2012 and issued notices to both
sides. Both sides have entered appearance through their
counsel and have filed their claim and counter statement
respectively.
3. The averments in the Claim Statement filed by the
petitioner in brief are these:
The petitioner had joined duty as Sweeper with the
Second Respondent on 01.03.1972 for salary of Rs. 3/- per
month. She had to report daily at 0800 AM to the Second
Respondent dispensary and work till 0530 PM. She was
doing sweeping and cleaning of the premises, carrying
files and also buying tea coffee etc. for the officials of the
Second Respondent. On 10.02.2009 the petitioner was
illegally terminated from service without any reason. She
requested the Second Respondent to reinstate her in
service. On 01.07.2009 the Second Respondent gave an
order appointing the petitioner as Part-Time Sweeper from
01.07.2009 to 30.06.2010 for a fixed pay of Rs. 500/- per
month. Though the petitioner joined duty on 01.07.2009
she was terminated by the Second Respondent on
31.10.2009 without assigning reason. The petitioner was
drawing salary of Rs. 1,000/- at that time. The petitioner
gave a representation to the First Respondent on
11.02.2010. The First Respondent asked the Second
Respondent to take action on the representation of the
petitioner. In spite of this, the petitioner was not reinstated
in service. The petitioner had been working with the
Second Respondent with utmost sincerity. She should not
have been terminated by the Respondents. The termination
of the petitioner is in violation of the relevant provisions
and is against principles of natural justice. The
Respondent shall be directed to reinstate the petitioner in
service with back wages, continuity of service and other
benefits.
4. The Respondents have filed Counter Statement
contending as follows:
The petitioner was engaged by the Branch Manager
of the Second Respondent as Part-Time Sweeper and
Scavenger whenever required. She is not a workman of
Second Respondent as defined under Section-2(s) of the
ID Act. The nature of the work was to sweep the office
premises for about 25 minutes in the morning before the
normal working hours started. It was decided to outsource
the working of housekeeping of all the branches falling
under the Region of Chennai with effect from 01.01.2010
and consequently engagement of sweeper / scavenger by
Branch Managers were dispensed with. At present the
work of housekeeping is carried out by private agency
and is monitored by Regional Office. The petitioner was
not a full time employee of the First Respondent. She was
engaged for a limited period only. She was paid @ Rs. 500/-
during the months from August to December 2009. The
petitioner is not entitled to any relief.
5. The evidence in the case consists of oral evidence
of the petitioner examined as WW1 and Deputy Director
of ESI Corporation as MW1 and the documents marked as
Ext.W1 to Ext.W4 and Ext.M1 to Ext.M3.
6. The points for consideration are :
(i)
Whether the action of the Respondents in
terminating the service of the petitioner is legal
and justified?
(ii)
What if any is the relief to which the petitioner
is entitled?
The Points
7. The petitioner has claimed in the Claim Statement
that she has been working with the Second Respondent
as Sweeper from the year 1972. She has stated that she
was terminated from service w.e.f. 10.02.2009 without
assigning any reason. According to her, she was doing
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THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
work for the Second Respondent for all the years starting
from 0830 in the morning till 0530 in the evening. The
petitioner has filed affidavit reiterating her case in the Claim
Statement and has submitted to cross-examination.
8. Of course, no documentary evidence is available
to prove the case of the petitioner that she has been working
with the Second Respondent from the year 1972, as claimed
by her. The documents produced by the petitioner in
support of the case are of the year 2009 and 2010. Ext.W1,
a letter issued by the Joint Director of the First Respondent
shows that a complaint has been given by the petitioner
and that the Joint Director has written to the Second
Respondent to take necessary action. It is seen from
Ext.W2 that the petitioner has been appointed as Part Time
Sweeper on temporary basis for a period from July, 2009 to
June, 2010 for a remuneration of Rs. 500/- per month.
Ext.W3 is the letter by the Branch Manager to the
petitioner stating that the housekeeping contractor has
provided worker with effect from January, 2010 through
the Regional Office and therefore the appointment of the
petitioner was terminated with effect from 31.12.2009 as
per instruction from the Regional Office. The letter asserts
that the appointment of the petitioner is purely on
temporary basis.
9. Though there is absence of documentary evidence
on the part of the petitioner to prove that she has been
working with the Second Respondent from the year 1972
there is the admission on the part of the Respondents
which would show that she had worked with the Second
Respondent for a considerably long period. Even in the
Counter Statement filed by the Respondents, the claim of
the petitioner that she has been working with the Second
Respondent from the year 1972 is not specifically denied.
On the other hand there is sufficient indication in the
Counter Statement that she was working with the Second
Respondent much prior to the appointment by Ext.W2.
What is stated in the Counter Statement is that she was
engaged by the Branch Manager as Part Time Sweeper
and Scavenger whenever required. There is no case in the
Counter Statement that this engagement did not start from
the year 1972. It is also clear from the Counter Statement
that she had worked with the Second Respondent until
her employment was terminated consequent to the
decision of the First Respondent to engage persons for
housekeeping on contract basis.
10. Though MW1 examined on behalf of the
Respondents had claimed that he is acquainted with the
case, it is clear that he does not have any personal
knowledge of the engagement of the petitioner. He has
admitted during his cross-examination that he does not
know when the petitioner was engaged. He stated that the
Branch Managers were authorized to engage persons like
the petitioner. He stated that the Branch Manager might
be knowing who had engaged the petitioner. He also stated
that he does not know if the petitioner was working from
1972. So also he does not know for how many years the
petitioner had worked with the Second Respondent. He
also stated that he does not know if she had worked with
the Second Respondent as Sweeper and Scavenger for
30 years. In such circumstances, in the wake of the
admission of the Respondents in the Counter Statement
and also the evidence given by the petitioner, there is
nothing improper in assuming that the petitioner must have
been working with the Second Respondent for a long time
as Sweeper and Scavenger until she was terminated from
service in the year 2010.
11. One contention that has been raised by the
Respondents is that the petitioner was engaged whenever
required only, that her work was only to sweep the office
floor for about 25 minutes and that she was not an
employee of ESI Corporation at all. On the basis of this it
is also contended on behalf of the Respondents that the
petitioner was not a worker as defined in the Industrial
Disputes Act. In answer to this, the counsel for the
petitioner has referred to the decision of the Apex Court in
DEVINDER SINGH VS. MUNICIPAL COUNCIL, SANAUR
reported in 2011 6 SCC 584. In this the Apex Court has held
that the source of employment, the method of recruitment,
the terms and conditions of employment / contract of
service, the quantum of wages / pay and the mode of
payment are not at all relevant for deciding whether or not
the person is a workman within the meaning of Section-
2(s) of the ID Act. It was further held that the definition of
the term “workman” in the ID Act does not make any
distinction between full time and part time employee or a
person appointed on contract basis. It was further held
that there is nothing in the plain language of Section-2(s)
of the ID Act from which it can be inferred that only a
person employed on regular basis or a person employed
for doing whole time job is a workman and the one
employed on temporary, part time or contract basis on
fixed wages or as a casual employee or for doing duty for
fixed hours is not a workman.
12. In the light of the above dictum laid down by the
Apex Court there can be no doubt that the petitioner was
a workman as defined in Section-2(s) of the ID Act under
the Respondents. Even as admitted by MW1 the
concerned Branch Managers were authorized to engage
Sweepers for their premises. It is clear that it was on this
basis the petitioner was appointed by the then Branch
Manager of the Second Respondent Branch for sweeping
the premises and doing the work of scavenging.
13. It is admitted by the Respondents that the
petitioner was terminated from her job since they have
decided to engage persons on contract basis for
housekeeping. There is no case for the Respondents
that the petitioner was given any compensation under
Section-25F of the Act before her termination. Though the
relief claimed by the petitioner is reinstatement in service,
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5161
she is not eligible for such a relief at present, she having
crossed the age of 60 years. She has given her age as
59 years in her affidavit of examination and 60 years during
her cross-examination. So there cannot be a direction to
put her back in service. However, she is entitled to
compensation for the termination which was not in
compliance of Section-25(F) of the Act.
14. It is clear from the admission made by the
petitioner during the cross-examination itself that the work
done by the petitioner for the Second Respondent was
not a full time job. She has admitted during her cross-
examination that she used to work for the Respondent in
the morning, go back and again come and attend her work
in the evening also. She has also admitted that in the time
in between she used to sell tiffin to augment her livelihood.
This admission by the petitioner very well shows that she
had been working with the Second Respondent only for a
limited time and not for the whole day. This is reflected in
the amount of salary given to her also. As seen from Ext.W2
when she was appointed again consequent to her
complaint in July, 2009 itself she was offered a fixed salary
of Rs. 500/- only. She has stated that she was getting
Rs. 1000/- at the time of her termination. However, it is
unlikely there was a hike in her remuneration within such
a short period. The time of work of the petitioner also is to
be taken into account while deciding the compensation
due to the petitioner. In the normal course, she was entitled
to one month’s pay and 15 days salary for each year she
had worked. Even in the case of reinstatement she would
have been able to work only for two more years. Taking all
these into consideration, the compensation for the
petitioner is fixed as Rs. 30,000/-.
15. The First Respondent is directed to pay the
petitioner Rs. 30,000/- towards compensation within a
month. If the amount is not paid within the period, it will
carry interest at the rate of 9% per annum.
The reference is answered accordingly.
(Dictated to the P.A., transcribed and typed by him,
corrected and pronounced by me in the open court on this
day the 17th June, 2014)
K. P. PRASANNA KUMARI, Presiding Officer
Witnesses Examined:
For the 1st Party/Petitioner
: WW1, Smt. E. Chengammal
For the 2nd Party/
: MW1, Sri S. Karuppusamy
1st& 2ndManagement
Documents Marked:
On the petitioner’s side
Ex.No.
Date
Description
Ex.W1
15.04.2009
Letter sent by the First
Respondent Corporation
Ex.W2
01.07.2009
New Appointment letter sent by
2nd Respondent
Ex.W3
26.04.2010
Letter sent by Respondent
Ex.W4
06.05.2010
Letter sent by the Petitioner to
Deputy
Chief
Labour
Commissioner (Central)
On the Management’s side
Ex.No.
Date
Description
Ex.M1
30.04.2010
Office
Memorandum
of
Department of Personnel and
Training
Ex.M2
24.06.2011
Recruitment Rules of ESI
Corporation
Ex.M3
-
Documents
relating
to
outsourcing of Housekeeping of
ESI Corporation.
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New Delhi, the 7th July, 2014
S.O.
1973.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 97/2012)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court, Chennai
as shown in the Annexure, in the industrial dispute between
the employers in relation to the management of Tamil Nadu
Cements Corporation Limited, and their workmen, which
was received by the Central Government on 01/07/2014.
[No. L-29011/36/2012 - IR (M)]
JOHAN TOPNO, Under Secy.
ANNEXURE
BEFORE THE CENTRAL GOVERNMENT
INDUSTRIAL TRIBUNAL- CUM - LABOUR COURT,
CHENNAI
Monday, the 16th June, 2014
Present :
K. P. PRASANNA KUMARI, Presiding Officer
Industrial Dispute No. 97/2012
(In the matter of the dispute for adjudication under
clause (d) of sub-section (1) and sub-section 2(A) of
5162
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
Section 10 of the Industrial Disputes Act, 1947(14 of 1947),
between Management of Tamil Nadu Cements Corporation
Ltd. and their workman)
Between:
1. The General Secretary,
:
1st Party/
Alangulam Socialist
1st Petitioner Union
Thozhilalar Sangam (HMS)
Tamil Nadu Cements
Alangulam,
Virudhunagar District
2. The President,
:
1st Party/
Anna Thozhilalar Sangam
2nd Petitioner Union
Tamil Nadu Cements &
Kalsurangam
Alangulam-626127
(Via) Rajapalayam
Virudhunagar District
And
The Deputy General Manager
:
2nd Party/
Tamil Nadu Cements
Respondent
Corporation Ltd.
Alangulam Works
Tamil Nadu Cements
Post-626127
Appearance:
For the 1st& 2nd Party/
:
Sri SV Subramanian and
Petitioner Union
Sri R. Muruganandam,
Advocates
For the 2nd Party/
:
M/s T.S. Gopalan & Co.,
Management
Advocates
AWARD
The Central Government, Ministry of Labour&
Employment vide its Order No. L-29011/36/2012-IR(M)
dated 07.12.2012 referred the following Industrial Dispute
to this Tribunal for adjudication.
The schedule mentioned in that order is:
“Whether the action of the management of Tamil
Nadu Cements Corporation Limited (TANCEM),
Alangulam in respect of the existing service
condition, annual increment etc. not extending to
the re-deployed employees of TANCEM is legal and
justified? If not, to what relief the redeployed
employees of TANCEM are entitled to?”
2. On receipt of the Industrial Dispute this Tribunal
has numbered it as ID 97/2012 and issued notices to both
sides. Both sides have entered appearance through their
counsel and have filed their claim and counter statement
respectively.
3. The averments in the Claim Statement filed by the
petitioners in brief are these:
The Tamil Nadu Asbestos Company had decided to
transfer 30 of its employees to Alangulam Cement Factory
on the basis of its work requirement, by notice dated
08.03.2010. On the basis of the notification issued by the
Company employees belonging to the Petitioner Unions
had applied and they have joined the Alangulam Cement
Factory and were working there continuously. The
petitioners have given a representation to the Respondent
on 19.09.2011 seeking certain benefits for the above
employees. Except the demand for bonus other demands
were not met with. The Respondent has stated that the
matter would be discussed with the Unions and a decision
would be taken. Since the Respondent failed to take a
decision representations were given on 21.11.2011 and on
22.12.2011 emphasizing three of the demands. The grade
of employees from Tamil Nadu Asbestos has to be
upgraded since they have worked for more than 30 years.
The increase in the grade has to be at par with Tamil Nadu
Cements Employees. Secondly the employee from Tamil
Nadu Asbestos should be given the same leave leverage
and benefits like the workers working in the Cement
Factory. If this is implemented the employees will be
entitled to one day leave for every 11 working days. The
increment in the salary directed by the Wage Board
should be implemented for the employees from Tamil Nadu
Asbestos Company also. Apart from these, the wage
revision has to be implemented to the employees who
were taken from the Asbestos Company as per the terms
of settlement dated 15.05.2011. The annual increment in
the salary and other benefits also are to be given to the
employees who were taken from the Asbestos Company.
There shall be a direction to the Respondent to grant all
the benefits claimed by the petitioners in their
representation dated 22.12.2011.
4. The Respondent has filed Counter Statement
contending as follows:
There has always been a huge difference in the
wages paid to the workman of Alangulam Cement Factory
and Asbestos Factory at Alangulam. In the Cement Factory
the workmen were to be considered for upgradation once
in 5 years while in the Asbestos Factory it was varying
from once in 6 years to 12 years depending upon their
category. While the workmen of Alangulam Cement
Factory were granted Earned Leave calculated at 1 day for
every 17 days work, in the case of Asbestos Factory the
workmen were entitled to leave benefits as per the
provisions of Factories Act only. In the year 2009 the
Second Petitioner Union had made a demand to consider
the workmen of Asbestos Plant for the vacancies in the
Alangulam Cement Factory. A committee was constituted
to discuss the demand and it was decided that such of
those who were considered for re-deployment to Cement
Plant will be taken after training for one year and that they
will not be considered for any concession privilege or
benefit that were available to the workmen of the Cement
Plant. The workmen had agreed to this also. Accordingly,
notices were put up in the notice board giving option to
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5163
the employees of the Asbestos Plant who were prepared
to accept the terms for re-deployment to Cement Factory.
On the basis of applications received 74 employees from
Asbestos Plant were taken for employment in Tamil Nadu
Cements. By reason of their employment in the Cement
Factory they got an increase from Rs. 3,040/- to Rs. 4,200/-
in their salary. After completion of one year deputation/
training they were absorbed with the basic wages fixed in
the scales of wages propounded by the Wage Board. So
the next annual increment became due only after 12 months
after date of absorption. On 26.12.2001 the petitioners had
raised Industrial Dispute claiming upgradation once in 5
years as in the case of other employees in the Cement
Plant and also for privilege leave similar to the workers in
the Cement Plant. The demands were not justified as it
was in violation of the undertaking given by them when
they were sent on deployment. If the employees were not
satisfied with the service conditions applicable to them
in the Cement Plant they could opt for reversion to the
Asbestos Plant. They could not be considered for parity
alongwith other workers of the Cement Plant nor they could
be compensated for the loss of one increment in the process
of re-deployment. The redeployment of the employees were
done on the basis of the representation made by them and
not because of exigencies of the administration of the
Respondent. The Cement Plant was already running on
loss and it was only on humanitarian grounds the 74
employees were deployed. At the time of redeployment it
was explained to them that in the matter of leave benefits
and upgradation they would continue to be covered under
the 7 years policy and that they will be entitled to leave
benefits as per the provisions of the Factories Act. The
reasons given by the petitioners in support of the demands
are not tenable. The claim is liable to be rejected.
5. The evidence in the case consists of oral evidence
of WW1 and MW1 and documents marked as Ext.W1 to
Ext.W13 and Ext.M1 to Ext.M22.
6. The points for consideration are:
(i)
Whether the demands made by the petitioners
on behalf of the employees re-deployed to
the Respondent Corporation are justifiable?
(ii)
What is the relief, if any, to which the
petitioners are entitled?
The Points
7. The Tamil Nadu Asbestos Company at Alangulam
and the Tamil Nadu Cement Plant at Alangulam were
running in the same premises. In the year 2010 some of the
employees of the Asbestos Plant were re-deployed to the
Cement Plant. This re-deployment is said to have been on
the basis of certain restrictions put on the employees
According to the Respondent the Cement Plant as well as
the Asbestos Plant were facing severe problems. In the
Cement Plant which was having a workforce of 1450 earlier
the number was brought down to 267 by 2013. The
operation of the Asbestos Plant also was affected and the
plant had not been working for many days in the year 2009
and 2010. According to the Respondent, the workmen of
the Äsbestos Plant who were afraid of a total closure of
the plant had made a demand to the Second Petitioner
Union to consider re-deployment of the workmen of
Asbestos Plant to the Cement Plant. A committee
constituted for this purpose had decided to take in a certain
number of employees from the Asbestos Plant to the
cement Plant on certain conditions. It is accordingly, 74
employees from Tamil Nadu Asbestos Plant are said to
have been re-deployed in the Tamil Nadu Cements at
Alangulam.
8. The Petitioner Unions had raised industrial dispute
on 26.12.2011 claiming certain benefits which according
to them would bring the employees from Asbestos Plant
in par with the other employees of the Cement Plant. In the
representation given by the petitioners they have stressed
on three demands, that their grade is to be upgraded in par
with the other employees of the Cement Plant, that they
should be given same leave leverage and that they should
be given increment as directed by the Wage Board. In the
Claim Statement they have raised two more demands, one
that the wage revision has to be implemented at par with
the employees now inducted into service, as stated in the
terms of settlement dated 15.05.2011 and secondly that
their annual increment and other benefits has to be given.
9. The Respondent justifies its stand of leave
leverage and other benefits on the basis that the employees
who were re-deployed had given an undertaking that they
will not be claiming any benefit in par with that of the
existing employees of the Cement Plant. According to the
counsel for the petitioners the employees were not made
aware of the exact consequences of the undertaking which
was in English and they had blindly put their signatures
to this undertaking. It has also been argued by the counsel
for the petitioners that in any case the undertaking will be
applicable to them only for the period during which they
were on probation/training and on their absorption as
employees of the Cement Plant after this they stand on
par with the other employees.
10. Ex.W5 is the notice that was exhibited in the
Notice Board of the Asbestos Plant stating that the Tamil
Nadu Asbestos Plant has decided to transfer 30 workers
to Tamil Nadu Cements Alangulam Unit on need basis.
The notice called for applications from the workers on
certain terms and conditions. Condition No. 4 in the notice
is to the effect that the transferred workers will be placed
in the junior-most level in equal category. Condition No. 5
states that the workers who are transferred to the Cement
Unit will be getting their existing Asbestos Plant Salary
and other benefits during their probationary period of one
year.Condition No. 6 states that the Cement Wage Board
salary will be fixed after finishing the successful completion
of the probationary period. There is another condition
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THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
that if the Management is not satisfied with the work of
the transferred workers during the probationary period
they will be reverted back to Asbestos Unit. From the
conditions above one would come under the impression
that the transferred workers will have to satisfy with the
salary they were drawing in the Asbestos Unit during the
probationary period and on expiry of this period on
their absorption in the Cement Unit their salary would be
fixed in accordance with the scale prescribed by the Cement
Wage Board. There is nothing in the notice to make out
that there will be any restriction in the wage and other
conditions for the transferred workers, once they are
absorbed in the Cement Unit. The only restriction as
revealed from the notice is that the transferred workers
will be placed as the junior-most among their equal
category.
11. The case of the petitioner is that the transferred
workers were denied upgradation / promotion, annual
increment, leave facilities and also pay at par with the
existing employees of Cement Unit. According to the
counsel for the petitioner once the transferred workers are
absorbed within the Cement Unit they are entitled to all
the benefits that are available to the other workers of the
Unit. They cannot be discriminated from the other workers.
It is pointed out that while the existing workers were given
upgradation and promotion once in 5 years the Transferred
workers are given the same once in 7 years. So also when
the existing workers are given one day leave for every 11
working days, the transferred workers get one day leave
for 17 working days only. So the increment is also said to
be not at par with the other employees as directed by the
Wage Board.
12. The argument for the counsel for the Respondent
is based on the undertaking said to have been given by
the workers at the time of the transfer. The Memorandum
of Undertaking given by the employees who were
transferred from the Asbestos Unit to the Cement Unit is
marked as Ext. M15 (series) and the undertakings obtained
from the transferred workers are included in the series.
The purport of all these are one and the same. Condition
No. 3 in the undertaking is that the worker will not raise
any dispute on the basis of anomaly in pay comparing
with the existing employees or anomaly in seniority for
giving promotion / upgradation for any career prospects
comparing the existing employee on roll in the Cement
Unit as he is covered under 7 years policy of upgradation/
promotion. Condition No. 4 is that the worker agrees that
he will be eligible for leave facilities only as per the
Factories Act on absorption and will not raise any dispute
in this regard comparing other employees. There are also
other conditions which are not relevant for the purpose of
the case.
13. It has been argued by the Counsel for the
Petitioner that the undertaking are all in English while
Ext.W5 notice was in the vernacular, that none of the
workers had understood the purport of the under taking
taken from them, that they were made to sign in a hurry
and they were not in a position to understand the same.
Certainly, I am not able to accept this argument of the
counsel. Transfer of certain workers from the Asbestos
Unit to the Cement Unit was on the basis of the
representation made by the workers also and all the
concerned workers had signed the undertakings. These
undertakings are on different dates also. Even then it was
a collective affair and there was sufficient support for the
workers who were being transferred. So putting their
signature in the undertaking could not have been
something done in a hurry without understanding the
purport. In any case not even one of the concerned workers
are examined also to justify the claim.
14. In spite of the above situation, the stand taken
by the Respondent to deny certain benefits to the
transferred workers could not be a valid one. By Ext.W5
notice the workers were made to understand that once
their probation period is over and they are absorbed in the
Cement Unit they will be having the same status as that of
the existing employees of the Cement Unit though their
status would be that of the junior most among the equal
category. It could be seen that though the term used is
transfer the workers were actually replanted into the
Cement Unit and it was as if new appointment is given to
them in the Cement Unit that is why they were being placed
as the junior most in the particular category. They were
made to believe by the notice that once they are absorbed
in the Cement Unit they will be entitled to salary as in the
case of existing employees.
15. So far as salary is concerned there seems to have
been some benefit for the concerned workers. It has come
out during cross-examination of WW1 that there was hike
in the salary of each and every workers who were taken in
the Cement Unit. However, the Respondent refused to
being them in par with the existing employees so far as
leave benefits and upgradation scope were concerned.
Certainly, there is discrimination in this treatment of the
workmen by the Respondent. The Respondent cannot take
shelter under the undertaking said to have been obtained
from the workers to deny the benefit to them. After
absorption they were doing the same kind of work that
were done by the existing workers of the Cement Unit.
Merely, because they happened to be taken from the
Asbestos Unit which was having lesser wage scale it could
not have taken advantage of by the Respondent to deny
the benefits to the transferred workers. The counsel for
the Petitioner has referred to the decision of the Apex
Court in FCI AND OTHERS reported in 2009 2 SCC(L&S)
413 in this respect. In the above case earlier the FCI had
taken several employees of Central Govt. on permanent
transfer basis. The Central Government Employees were
given one advance increment on their permanent transfer.
Subsequently, some employees of the State Government
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5165
also were absorbed in the FCI. But the benefit of advance
increment was denied to the employees from State
Government. This was challenged by them and the High
Court had found that the treatment of the erstwhile
employees of the State Government is discriminatory. The
FCI had approached the Apex Court challenging this order.
While dismissing the appeal of the FCI the Apex Court
has held that different treatments meted out to the erstwhile
State Government Employees vis-a-vis Central
Government Employees although drawn from the separate
cadre for the purpose of grant of benefit to one class only
would amount to discrimination. The Apex Court further
held that in the case of both Central Government and State
Government Employees common regulation would bind
them. It cannot be accepted that valid classification could
be made and different treatment could be given to Central
Government Employees and the employees absorbed from
State Government, it was held. It was further observed
that in the case of this nature legal right of the employees
emanated from violation of equality clause of Article-14
and that if they were otherwise similarly situated,there
was no reason why having regard to Article-39A of the
Constitution Respondent should be treated differently. It
is not a case where persons differently situated are being
treated differently and there is gross arbitrariness on the
part of the Appellant, the Apex Court has again held.
16. The above dictum laid down by the Apex Court
is squarely applicable to the facts of the present case.
Merely because the aggrieved workers were brought from
another Unit, they did not deserve the discriminatory
treatment meted out by them at the Cement Unit. Even
from the admission made by MW1 the Deputy Manager
examined on behalf of the Respondent it is clear that after
the workers have become employees of the Cement Unit
the Wage Board award is applicable to them. MW1 has
admitted that for the same cadre same wages will be paid
and there will no two different sets of payment. This must
be true regarding the other benefits also. So the workers
are entitled to the benefit claimed through the petitioners.
They will be entitled to the same status alongwith the
other workers upon completion of their period of probation
and on their absorption in the Cement Unit. They will be
entitled to upgradation / promotion benefits, leave
benefits, increment, etc. in par with the other workers.
Accordingly, an award is passed as follows:
“The Respondent shall consider the transferred
workers in par with the other workers for upgradation /
promotion.
The Respondent shall also provide leave benefits
to the transferred workers similar to that of the other
workers.
The transferred workers will also be entitled to
increment in par with the other workers”.
(Dictated to the P.A., transcribed and typed by him,
corrected and pronounced by me in the open court on this
day the16th June, 2014)
K. P. PRASANNA KUMARI, Presiding Officer
Witnesses Examined :
For the 1st Party/Petitioner
: WW1, Sri K. Mookaiah
For the 2nd Party/Management : MW1, Sri A. Baskar
Documents marked
On the petitioner’s side
Ex.No.
Date
Description
Ext.W1
19.08.1983
Memorandum of Settlement before
Asstt. Labour Commissioner,
Madras
Ex,W2
26.06.1985
Memorandum of Settlement before
Asstt. Labour Commissioner,
Tiruchirapalli
Ex.W3
10.09.1997
Settlement between the claimant
and the opposite party
Ex.W4
05.11.2008
Memorandum of Settlement before
Asstt. Labour Commissioner
Ex.W5
08.03.2010
Notice for transfer of employees
from Tamil Nadu Asbestos to Tamil
Nadu Cements
Ex.W6
-
Memorandum of Undertaking
given by the employee at the time
of induction
Ex.W7
15.05.2011
Memorandum of Settlement dated
11.02.2011 being implemented
Ex.W8
21.10.2011
Resolution by the Claimant No. 1
Ex.W9
25.12.2011
Representation by Claimant No. 1
to
the
Asstt.
Labour
Commissioner, Madurai
Ex.W10
07.01.2012
Remarks by the opposite party
Ex.W11
28.05.2012
Remarks by the opposite party
Ex.W12
29.06.2012
Report of the Asstt. Labour
Commissioner, Madurai with
enclosures
Ex.W13
-
List of workers, employees who
will be benefitted if the demands
are met
On the Management’s side
Ex.No.
Date
Description
Ex.M1
2006 April/
Alangulam Cement Works,
March 2012
Alangulam (TNCEM) – Balance
Sheet – Extract – and Profit and
Loss A/c statement for the year
2006-2007, 2007-2008, 2008-2009,
2009-2010, 2010-2011 and Profit
and Loss A/c Statement for 2011
to March 2012
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THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
Ex.M2
1998/
Statement of number of
May 2012
employees left Alangulam Cement
Works under VRS – Yearwise
between April 1998 to July 2013
Ex.M3
1998/
Number of employees left
July 2013
Alangulam Cement Works due to
Retirement, Resignation and
death between 1998 and July 2013
Ex.M4
18.01.2008
GO (D) – No. 28 dated 18.01.2008–
of TN Govt. – granting
permission to close down Tamil
Nadu Asbestos (Pipes) works at
Mayanur (Unit of TANCEM) and
to explore the feasibility of
providing alternative employment
to the remaining 54 workers in
other units of TANCEM
Ex.M5
-
Statement of the number of days,
the Alangulam Asbestos (Sheet)
did not work in the years 2009 and
2010 and till March 2013
Ex.M6
29.07.2009
Letter from Cement Pirivu Anna
ThozhirSangam, Tamil Nadu
Asbestos Anna Thozhir Sangam,
Alangulam to Manager, Tamil
Nadu Asbestos, Alangulam
Ex.M7
08.12.2009
Minutes of meeting between the
Management of Tamil Nadu
Cement Works, Alangulam and
Tamil Nadu Asbestos (Sheet)
Alangulam
Ex.M8
12.01.2010
Minutes of Meeting between the
Management of Tamil Nadu
Cement Works, Alangulam and
Tamil Nadu Asbestos (Sheet)
Alangulam
Ex.M9
01.11.2010
Letter from Tamil Nadu Cement
Corporation Ltd., Chennai to
DGM, Alangulam Cement Works,
Alangulam
Ex.M10
01.03.2010
Letter from T.N. Cements
Corporation Ltd., Chennai to DGM
– Alangulam Works, Alangulam
and to DGM –Tamil Nadu
Asbestos (Sheet) Alangulam with
a copy of letter no. 498/PL/1/09
dated 28.01.2010
Ex.M11
08.03.2010
Notice of the Tamil Nadu
Asbestos,
Alangulam
establishment addressed to its
workmen
Ex.M12 March 2010
Request letter from 29 employees
of Tamil Nadu Asbestos,
Alangulam
of
expressing
willingness to work in T.N.
Cement, Alangulam in response
to notice of T.N. Asbestos dated
08.03.2010
Ex.M13
2010/2011
Transfer proceedings issued to 30
employees from Asbestos
(Sheets)
to
Cements
–
Proceeedings–Alangulam
Ex.M14
15.05.2010
Minutes of meeting of the
Management of T.N. Cements,
Alangulam and T.N. Asbestos
(Sheet), Alangulam
Ex.M15
-
Memorandum of Undertaking
given by 74 employees of T.N.
Asbestos (Sheet) on their seeking
employment in T.N. Cement
Works, Alangulam
Ex.M16
05.11.2008
Settlement u/r section-12(3) of ID
Act – before the Special Deputy
Commissioner
of
Labour
(Incharge) T.N. Govt., Chennai-6
Ex.M17
-
Statement showing list of 74
employees joined in Tamil Nadu
Cements from Tamil Nadu
Asbestos to undergo training in
Cement Works and the date on
which they were absorbed in
Cement Works
Ex.M18
-
Statement showing the total
salary of each employees received
on absorption in T.N. Cements
works and their last drawn salary
in T.N. Asbestos (Sheet) and the
increase in salary in each case, on
absorption in Cement Works
Ex.M19
15.05.2011
Proceedings of T.N. Cements
Corporation Ltd., Chennai–
No. 1537/A4/2011-on the terms of
settlement
Ex.M20
26.12.2011
Letter from ALC(C) Madurai
enclosing
representation
fromAlangulam
Socialist
Thozhilalar Sangam to Asstt.
Labour Commissioner – Central –
Madurai-2 – 2k enclosing copy of
2K petition of the Sangam
Ex.M21
14.07.2011
Proceedings No. 498/PL/1/09 reg.
N. Ramachandran absorption at
Tamil Nadu Cements Corporation
Ltd., Alangulam
Ex.M22
17.12.2011
Letter – proceedings No. 498/PL-
1/09 dated 17.12.2012– reg.
T. Ravindran – Absorption at T.N.
Cements Corporation Ltd.,
Alangulam.
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5167
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New Delhi, the 7th July, 2014
S.O.
1974.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 3/84) of
the Cent. Govt. Indus. Tribunal-cum-Labour Court-I,
Jabalpur as shown in the Annexure, in the industrial dispute
between the management of Malajkhand Copper Project,
Balaghat, and their workmen, received by the Central
Government on 01/07/2014.
[No. L-43011/04/81 - D-III(B)]
JOHAN TOPNO, Under Secy.
ANNEXURE
BEFORE THE CENTRAL GOVERNMENT
INDUSTRIAL TRIBUNAL-CUM-LABOUR COURT,
JABALPUR
No. CGIT/LC/R/3/84
Presiding Officer: SHRI R. B.PATLE
The General Secretary,
Bhartiya Khanij Mazdoor Sangh,
Post Office Malajkhand,
Distt.Balaghat (MP)
...Workman/Union
Versus
General Manager,
Malajkhand Copper Project,
Post Office Malankhand,
Distt.Balaghat (MP)
...Management
AWARD
Passed on this 27th day of January, 2014
1. As per letter dated January 1984 by the
Government of India, Ministry of Labour, New Delhi, the
reference is received. The reference is made to this Tribunal
under Section -10 of I.D.Act, 1947 as per Notification No.
L-43011(4)81-D.III(B). The dispute under reference relates
to:
“ Whether the demand of the workers of Malajkhand
Copper Project of Hindustan Copper Limited, Post
Office Malajkhand, Distt. Balaghat (MP) for ex-gratia
payment in lieu of bonus is justified. If so, what
should be the quantum of ex-gratia payment and the
accounting year(s) for entitlement?”
2. After receiving reference, notices were issued to
the parties. General Secretary, Bhartiya Khanij Mazdoor
Sangh submitted Statement of claim on behalf of the
employees working in the establishment of IInd party. Case
of Ist party Union is that it is representing workmen of
Malajkhand Copper project, Hindustan Copper Limited
pertaining to payment of ex-gratia in lieu of compulsory
bonus. That Hindustan Copper Limited is Government
Company registered under Company’s Act. That M/s.
Hindustan Company Limited have various establishments
throughout India. The establishment are in public sector
defined under Section 2(16) of Payment of Bonus Act.
Those establishments are completely controlled by Head
Office. They are working under the direct supervision of
the Head Office. Hindustan Copper Limited was
established in the year 1967 and has completed more than
5 years in existence. That single balance sheet is prepared
for the Hindustan Copper Limited as a whole and there are
no separate balance sheet for its different units including
the Malajkhand unit. That balance sheet of company are
termed as the annual reports on the working and affairs of
the company as laid down under Section 619(a) of the
Company’s Act. The annual reports are in substance Profit
and Loss Account of the company. The Hindustan Copper
Ltd. also issues single audited annual report every year
for the affairs of all it is units consolidately. That
Malajkhand Copper Project is an extension of the working
of the company Hindustan Copper Project. It is not separate
establishment or a newly set up establishment within the
meaning of proviso to Section 3 of the Payment of Bonus
Act. Section 16 of the Bonus act is also therefore not
applicable to the Malajkhand Copper Project. There is a
single Board of Directors for the Hindustan Copper Limited
as a company at their own. Workmen and officers can be
transferred from one branch or unit to another.
3. That Malajkhand Project of HCL is mainly a mining
project. The copper ore from the Malajkhand Copper
Mines after being extracted ad concentrated is sent to
Khetri Branch for it is further processing. Khetri Branch is
also part and parcel of the Hindustan Copper Limited.
Thus in no way the work of Malajkhand Copper Project is
independent in itself regarding production, processing,
extracting the copper. That HCL being the Government
company and non-competitive establishment, though as
per provisions of Section 20 of Payment of Bonus Act,
bonus is not payable. But as per orders of Finance
Ministry of govt. of India, ex-gratia payment is made to
the employees on the basis of calculation made on the
basis of Payment of Bonus Act. The workmen of newly
5168
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
opened mines of the Government Coal companies like WCL
are being paid ex-gratia bonus at the rate of 8.33 % and
they are not treated as separate or newly set up
establishments. That as per the settlement of the Industrial
Dispute dated 4-11-78 before the Regional Labour
Commissioner (Central), Hyderabad, minimum statutory
bonus as ex-gratia was paid to the workmen of the Deposit
No.5 of Bailadila Iron Ore Project had not completed
5 years of its working. The working of the Malajkhand
Branch of the Hindustan Copper Limited had been started
officially since 1978 after clearance from the Ministry.
Though workmen of other units and branches of
Hindustan Copper Limited were not paid the same. The
Union had submitted its demand vide letter dated 25-10-
80 to the General Manager, Malajkhand Copper Project.
On refusal by the management, the Union raised an
Industrial Dispute. On failure of conciliation, report was
submitted to Govt. and the dispute has been referred. The
union is claiming payment of 8.33 % of ex-gratia
compulsory bonus to the employee of IInd party.
4. IInd party filed Written Statement at Page 5/1 to
5/6. IInd party submits that HCL is a company registered
under the Company’s Act with its headquarters at Calcutta.
The company has various independent projects situated
at Khetri Copper Complex, Chandmari Copper Project and
Dariba Coper Project in Rajasthan, Malajkhand Copper
Project in Madhya Pradesh, Indian Copper Complex,
Ghatsila in Bihar and Rakha Copper project in Bihar. That
each of the project is independent of each other with its
independent administration. That Malajkhand Copper
project is biggest base metal (Copper) Open Pit Mine in
India at Baihar Tehsil of Distt. Balaghat. Government’s
sanction for the project was obtained in June 1977 and
stripping operation was started in August 1979. That
BhartiyaKhanijMazdoorSangh vide letter dated 11-12-1980
addressed to the Chief Labour Commissioner, New Delhi
and Assistant Labour Commissioner made a demand for
payment of bonus. After failure of conciliation, dispute
has been referred. IInd party submits the reference is bad
in law as no dispute existed at the time of reference. The
matter referred for ex-gratia payment is outside the terms
of employment and cannot be industrial dispute. Therefore
the reference is beyond jurisdiction of this Tribunal.
5. That Payment of Bonus Act 1965 is complete
code in itself. The right to bonus is created under the Act.
A specific remedy is also provided under the said Act.
Rule 10(1) is impermissible. Attention is invited to ratio
held in different cases. It is contented that reference is not
tenable. It is also contended that the reference is
discriminative as reference is made in respect of particular
project ignoring all other projects or industries in the
region. That section 3 of Payment of Bonus Act
contemplates separate balance sheet and profit and loss
account maintained by the department undertaking etc.
unless such undertaking or branch or department was
immediately before commencement of the accounting year
treated as part of the establishment for the purpose of
computation of bonus. That Malajkhand project has its
independent balance sheet, profit and loss account. It is
independent establishment for Payment of Bonus Act 1965.
Section 16 of the Payment of Bonus Act provides- bonus
is not payable in respect of certain establishments. That
Malajkhand Project is newly established public sector
project after the commencement of the Act i.e. on August
1979. Bonus is not payable since 1979. The project has
started producing copper concentrates only in the year
November 1982 on commercial basis and has not made
any profit till this date. Therefore there is no question of
payment of bonus. That different establishment of
Hindustan Copper Limited has separate balance sheets
and rates of bonus differs according to profit made and
other conditions. There is no procedure for payment of
ex-gratia either in copper industries or in other industry in
the region. That principles of industrial adjudication
require that the formula of industry cum region should be
taken into account for purpose of deciding payment of
bonus. Such a practice is not prevailing in Copper industry
or any industry in the region. That the Company’s financial
condition is not good to bear the addnl. Financial burden
for payment of bonus. On such grounds, IIndparty denies
the claim of the Union.
6. Ist party Union submitted rejoinder supporting
its claim for ex-gratia amount. The contentions raised in
Written Statement filed by the management are denied.
The alleged meaning of ex-gratia payment cannot be
attributed by the payments made to workman or public
sector undertakings. That the provisions of Section 10(1)
of I.D.Act cannot be denied to the employees. That
payment of minimum 8.33% is obligatory. The matters of
industrial dispute between management and their workmen
too much technalities should not be stressed.
Management of IInd party also filed rejoinder at page
5/1 to 5/6. Management has reiterated its contentions that
reference is not tenable. The dispute was referred after
failure report submitted to the Government. Issue of
jurisdiction be decided as preliminary issue. That different
establishment of HCL have separate balance sheet and
rates of bonus defers according to the copy made
according to the condition. Section 16 of Payment of
Bonus Act excludes such establishments from payment of
bonus. On such contentions, IInd party submits that
demand of the Union under reference be rejected.
7. Considering pleadings on record, the points which
arise for my consideration and determination are as under.
My findings are recorded against each of them for the
reasons as below:-
(i) Whether the demand of the
workers of Malajkhand Copper
Project of Hindustan Copper
Limited, Post Office Malajkhand,
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5169
Distt. Balaghat (MP) for
ex-gratia payment in lieu of
bonus is justified?
In Negative
(ii) If not, what relief the workman
Workmen are not
is entitled to?”
entitled to ex-gratia
amount in lieu of
bonus.
REASONS
8. IInd party has contended that reference is not
tenable for want of dispute between parties. That
Malajkhand Copper Project is independent. That balance
sheet and Profit and Loss Account of Malajkhand Project
are separately maintained. That under Section 16 certain
establishment are exempted from payment of bonus. That
there is no procedure prescribed under the Act for payment
of ex-gratia amount. That sanction was granted to
Malajkhand Copper Project in 1977. The work was started
from August 1971. Therefore the demand of Union for ex-
gratia amount is not legal. Considering the pleading
between parties, certain provisions needs to be considered
before dealing with evidence adduced by the parties.
9. Section -3 of Payment of Bonus Act defines –
“Where an establishment consists of different
departments or undertakings or has branches
whether situated in the same place or in different
places all such departments or undertaking or
branches shall be treated as part of same
establishment for the purpose of computation of
bonus under the Act. Provided that where for any
accounting year a separate balance sheet and profit
and loss account are prepared and maintained in
respect of any such department or undertaking or
branch, then such department or undertaking or
branch shall be treated as a separate establishment
for the purpose of computation of bonus under this
Act, unless such department or undertaking or
branch was immediately before the commencement
of that accounting year, treated as part of the
establishment for the purpose of computation of
bonus.”
Section-10 provides subject to the other provisions
of this Act, every employer shall be bound to pay to every
employee in respect of the accounting year commencing
on any day in the year 1979 and in respect of every
subsequent accounting year, a minimum bonus which shall
be 8.33 % of the salary or wage earned by the employee
during the accounting year or one hundred rupees,
whichever is higher, whether or not the employer has any
allocable surplus in the accounting year.
Provided that where an employee has not completed
15 years of age at the beginning of the accounting year,
the provisions of this section shall have effect in relation
to such employee as if for the words “one hundred rupees”
the words “sixty rupees” were substituted.”
Section 16–special provisions in respect of certain
establishments- (1) Where an establishment of this Act,
the employees of such establishments shall be entitled to
be paid bonus under this Act in accordance with the
provisions of sub-sections 1(A), 1(B) & 1(C).
1(A) In the first five accounting years following the
accounting year in which the employer sells the goods
produced or manufactured by him or renders service, as
the case may be from such establishment, bonus shall be
payable only in respect of the accounting year in which
the employer derives profit from such establishment and
such bonus shall be calculated in accordance with the
provisions of this Act in relation to that year, but without
applying the provisions of Section 15.
1(B) For the sixth and seventh accounting years
following the accounting year in which the employer sells
the goods produced or manufactured by him or renders
services, as the case may be , from such establishment,
the provisions of Section 15 shall apply subject to the
following modifications namely-
(i) For the sixth accounting year-
set on or set off, as the case may be shall be made in
the manner illustrated in the fourth schedule taking into
account the excess or deficiency, if any, as the case may
be, of allocable surplus set on or set off in respect of the
fifth and sixth accounting years;
(ii)For the seventh accounting year-
Set on or set off as the case may shall be made in the
manner illustrated in the fourth schedule taking into
account the excess or deficiency, if any, as the case may
be, of allocable surplus set on or set off in respect of the
sixth and seventh accounting years;
1(C) From the eighth accounting year following the
accounting year in which the employer sells the goods
produced or manufactured by him or renders services, as
the case may be from such establishment, the provisions
of Section 15 shall apply in relation to such establishment
as they apply in relation to any other establishment.
Explanation I ……….
Explanation II……….
Explanation III……
(2)The provisions of sub-sections (1)(1-A), (1-B)
and (1-C) shall so far as may be apply to new departments
or undertakings or branches set up by existing
establishments.
Provided that if an employer in relation to an existing
establishment consisting of different departments or
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THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
undertakings or branches ( whether or not in the same
industry) set up at different periods has before the
29th May, 1965 been paying bonus to the employees of all
such departments or undertakings or branches irrespective
of the date on the basis of the consolidated profits
computed in respect of all such departments or in
accordance with the provisions of this Act to the
employees of all such departments or undertakings or
branches ( whether set up before or after that date) on the
basis of the consolidated profits computed as aforesaid.”
Section 20 provides if in any accounting year an
establishment in public sector sells any goods produced
or manufactured by it or renders any services, in
competition with an establishment in private sector and
the income from such sale or services or both is not less
than 20 % of the gross income of the establishment in
public sector for that year, then the provisions of this Act
shall apply in relation to such establish in private sector.
Sub-section 2 is provided nothing in this Act shall apply
to the employees employed by any establishment in public
sector.
Section 22 provides where any dispute arises
between any the employee and employer with respect to
the bonus payable under this Act or with respect to the
application of this Act to an establishment in public sector,
then such dispute shall be deemed to be an industrial
dispute within the meaning of the Industrial dispute Act
1947 or of any corresponding law relating to investigation
and settlement of industrial disputes in force in a State
and the provisions of that Act or as the case may be such
law shall save as otherwise expressly provided apply
accordingly.
In view of provisions under Section 22, contentions
of IInd party that dispute did not exist between parties
and the reference is not tenable cannot be upheld. Section
22 clearly provides that dispute under payment of bonus
can be treated as dispute under I.A. Act. IInd party has
not challenged order of reference therefore also
contentions on above point cannot be accepted. This
Tribunal is bound to decide the reference finally.
10. Union examined witness No.1 Bisahu Ram Sahu.
The witness of Ist party say that from 28-2-1978, he is
working as Heavy earth Moving Equipment Operator.
That he produced copy of appointment order Exhibit
W-1. That earlier he was working in Chandmari Copper
project. The copy of appointment order is produced at
Exhibit W-2. That his services are transferable from one
project to another of Hindustan Copper Project. He runs
Drilling Machine and Dumper Machines. Drilling is done
for making a hole for blasting. That all these three
operations are mining operations the copper ore is taken
from the mine in a dumper to primary crusher plant, from
where through conveyer it is taken to the secondary
crusher and from there it is taken to Ball Mill Plant where
it is powdered. In his cross-examination, he says only
work as a operator on Drill and dumper machines and work
either of them when called for. He was not doing
supervisory work. The other operations were also not
under his control. His evidence that his services are
transferable is not challenged in his cross-examination.
11. Witness No.2 Nirmal Kumar Chakraborty in his
evidence says that from 15-12-1980, he is working as
Account Supervisor in Finance Section of Stores Accounts
Section of Malajkhand Copper Project. The accounts of
Malajkhand project are audited by the internal account
section as well as by the statutory audit officer. i.e.
Chartered Accountant appointed by the Govt. but no
balance sheet is prepared. After the accounts are audited,
they are sent to the Head office at Calcutta for compilation.
He final balance sheet of profit and loss is prepared at
Calcutta Office. In other words, balance sheet of all the
copper projects are prepared in the head office as a single
balance sheet. No individual balance sheet of profit and
loss is prepared at Calcutta Office. Head of Malajkhand
Copper Mine is Executive director who is controlled and
take financial instructions and sanctions from Head Office,
E.D is empowered regarding contractor and supply upto
30,000 only . For amount above this, sanction from Head
Office is required. In his cross-examination this witness
says Hirarchi is the Manager Finance, Dy. Manager
finance,. Sr. Accounts Officer and then Accounts Officer.
That he has no control over account or any other section.
Copies of transfer order are not given to him, copies of
administrative instructions are also marked to him. That
he has no concern with administrative section. He has no
power to prepare balance sheet or not. He denies that
Manager Finance decided whether the balance sheet
should be prepared or not. That he had no basis to make
such statement. He was unable to tell the name of any
workman transferred from Malajkhand to another project.
He admits that he also interested as a workman in his
claim of bonus.
12. Witness No.3 Shri P.T. George in his evidence
says that he was working as electrician Grade-I in
construction. Before that he was at Khetri Mines Copper
Complex as Electrician Gr.B from 1977. Both the units are
of Hindustan Copper Project. He was transferred from 3-9-82
from Khetri to Malajkhand. On his transfer all facilities
and allowance were allowed. He will also be given all
service seniority and the quarter on the seniority basis. In
his cross-examination, this witness says there was internal
circular on basis of which he applied and appeared for
interview in Malajkhand Copper Project. He was selected
and joined at Malajkhand. He had received appointment
order from Malajkhand. He further says mining in Khetri
Project started in 1968. He got ex-gratia payment at Khetri
from 78-79. Before that no body got ex-gratia payment.
13. Witness No.4 Shri N.K. Sharma says in February
1978, he joined Hindustan Copper Limited at Malajkhand
¹Hkkx II—[k.M 3(ii)º
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5171
as H.E.M.E. Operator Grade-I. Before that, I worked for
about 11 years with NMDC which treated of its units as
one undertaking and paid ex-gratia bonus to all its
employees. He did not get ex-gratia payment from 1973 to
1983. In his cross-examination, this witness says that he
was not transferred from NMDC to HCL. That CPF was
however transferred from NMDC to HCL and they were
getting ex-gratia payment in lieu of bonus from 1984. He
was told that it was a separate unit therefore we are not
entitled to TA and DA and ex-gratia payment. NMDC is a
separate company and its registered office is at
Hyderabad.. HCL was separated from NMDC in 1968 and
now its registered office is at Calcutta. He was getting
ex-gratia bonus under the settlement with the NMDC and
the Union.
14. Witness No.5 Ram Narain Singh says that he
was working in Rakha Copper Project of HCL till 1981.
There was an internal circular and officers of Malajkhand
HCL visited the unit and selected him and others. He was
given fresh appointment. He joined at Malajkhand. He
was given TA, DA, one weeks joining time but quarter
was allotted. In his cross-examination, witness says the
team of Malajkhand had taken their interview and selected.
Thereafter he was given appointment order.
15. Evidence of witness Nos. 3 to 4 clearly shows
that they did not join Malajkhand after transfer rather they
were selected for the post and appointment order were
given.
16. Evidence of witness No.7 Shri Chetanlal is on
the point that he was working in Malajkhand as Electrician.
Prior to it, he was working at Bailadila Project as Electrician
Grade-II. There was settlement between the management
and the Union. Exhibit B to B 4C bears his signature. That
Bacheli Project was started in 1971. At the time of
settlement Exhibit W-3, Bacheli Project was not started.
17. Witness No.8 Stephen Mandal in his evidence
says that from May 1979 he was working as machinist, he
was Working President of Bhartiya Khanij Mazdoor Sangh.
Prior to 1983, workers were not paid ex-gratia payment.
Demands were submitted for the period 1972 to 1983 for
branches of Hindustan Copper Project. That he is member
of the Joint Consultant Committee of Hindustan Copper
Project and know Malajkhand Copper Project earning more
than other units. Only one balance sheet is published for
all the units of Hindustan Copper Project. In his cross-
examination, this witness says that he has some knowledge
of company law and balance sheet, there should be only
one balance sheet. He is not working in Account Section
though he knows about it. The evidence in cross-
examination of this witness shows that mining operator
started in 1978. Malajkhand Copper Project prepared
concentrate product since 1982. HCL Project started
production in 1967.
18. Management’s witness Shri P. Rangarao says
that he has brought original balance sheet of Malajkhand
for the year 1978-79 to 1983-84, copies of balance sheets
are Exhibit M-1 to M-10. In his cross-examination, witness
says that upto October 1978 he was in Hindustan Copper
Ltd. Agnigundala Unit. Prior to November 1982, the
profit has not been shown in the balance sheets as it was
a construction period. The production of Copper
concentrates started from November 1982, project has
been started in August 1979. Prior to this period, other
mining operators might have been carried out which
include civil work, prospecting and overburden , removal.
There are six units of HCL, concentrates are prepared in all
units. Witness was unable to tell about accounts prior to
1979. He has not prepared those balance sheet. Accounts
are prepared and sent to the Head Office. The audited
balance sheets of various units are sent to the Head office
for consolidation. Auditing are done in presence of the
Malajkhand unit. Accounts prior to 1980 were not audited
before me. That he has not shown all balance sheet to all
units. All reports of units is consolidated. In final report,
Profit and Loss of different units is not shown. He do not
know whether any ex-gratia is paid to other units. He was
unable to tell when other units was established. He was
unable to say if separate balance sheets are prepared for
different region. That there is separate person for operation
of mine. Hospital is under D.G.M (P&A). for the purpose
of accounts, they are all in one unit and one account is
prepared for all units in Malajkhand. He could not say if
mining operator is started in 1977 in Malajkhand. There
are two Chartered Accountants. They separately prepare
the unit balance sheet and then it is consolidated. He has
not brought ex-gratia payment papers. Finance and
Personnel deals with the ex-gratia matter. He was looking
after pay roll and establishments. There are juniors to such
accountant, he was not in the group of persons who are
compiling the balance sheet. Thus evidence of this witness
shows that he is not directly concerned with Accounts,
balance sheet preparation, consolidation of accounts of
units of HCL.
19. Management’s witness No.2 Shri R.K. Das in his
evidence says that he was working in Malajkhand copper
project from 1980, first as Deputy Mines Superintendent
and then promoted in May 1983 as Mines Superintendent
which was redesignated as Senior Manager(Mines). He
claims to be conversant in mines. In his cross-examination,
this witness says he was in mines prior to 1980. From 1978
the preparation for engaging big machineries was started.
Big machines were deployed since August 1979. The
preparatory work for making approach benches as well
as the operation of removal of over burden was started in
August 1979. The removal of over burden by big machines
were started in August 1979. Earlier to it the removal of
over burden and incidental to it was being done through
smaller machines. The removal of over burden is
5172
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
continuous process and even now it is continuing. Plant
was established in the mid of 1982. That late Prime Minister
Smt. Indira Gandhi had inaugurated the plant on 12-11-
1982. Ist truck load of concentrate processed from Plant
operation was dispatched in June 1982. Witness No.3
Narendra Swaroop says in his evidence from 24-3-81, he
is working at Malajkhand Copper Project as Sr. Accounts
Officer. He was fully conversant with the accounts of the
management throughout. That attested copies M-1 to M-
10 are originally audited balance sheet of Malajkhand
Project. Said project started in 1982. This witness in his
cross-examination says that Exhibits M-1 to M-10 are not
signed by him. These are also not in his handwriting. He
did not typed it. His educational qualification is B.Sc,
Diploma in Works and Cast Accountancy, S.A.S and
I.C.W.A. He studied company law. The witness says that
he does not know difference between Government
Company and a public limited company. He admits that in
Govt. company, investment is made by the Government
and there are private share holders in Government
companies. Hindustan Copper Limited or which
Malajkhand Copper Project is a central Govt. undertaking.
He claims ignorance whether he annual report of
Hindustan Copper Limited is produced before Parliament
or not. He admits that Malajkhand Copper Project is not
registered as a separate company . HCL is a company and
it has 6 mines unit. Malajkhand Copper Project is one of
the units. In all these 6 mining units mining and concentrate
preparation is done except Chandmari Mines. That
Malajkhand Copper Project has sections like mining,
Hospital, Maintains, stores and office, town Administration
etc. there is no separate board of directors for Malajkhand
Copper project. Balance sheet are sent to the Head Office.
There is only a single board of Directors for Hindustan
Copper limited. The copper concentrate started being
produced from November 1982. He was unable to tell exact
date. He claims ignorance whether the project had
completed in March 1982. Management has filed written
or typed account statement Exhibits M-1 to M-10. The
presumption under Section-3 of Payment of Bonus Act,
Account and Profit and Loss account of company cannot
be applied to those documents as those documents are
not signed even by Chartered Accountant.
20. Affidavit of management’s witness Prateek
Chandra De is filed. He claims to be working as Chief
Manager, Finance. Khetri Copper Complex. He joined on
21-5-97. Prior to it, he was working in Head Office of the
company at Calcutta from October 1977 to March 1993 in
Malajkhand Project. In his cross-examination, this witness
was unable to tell whether the work of Malajkhand Project
started in 1977. Annual accounts of project were submitted
to headquarters. After receiving annual accounts of all
units, balance sheet was being prepared. That he never
worked in Malajkhand Project. Before swearing his
affidavit, he has not seen old accounts of company. That
he had received accounts Exhibit M-3 from establishment
section of the company. That he never worked in NMDC.
He claimed ignorance about payment of ex-gratia to the
employees of NMDC. That he is a chartered accountant.
He was unable to tell whether same wages were paid to
the employees in all the units. He denies that the bonus
was paid at same rates to employees in all units.
21. From evidence discussed above, it is clear that
accounts as well as administration of Malajkhand Copper
Project was controlled from Head Office. Section 3 of
Payment of Bonus Act defines –
“Where an establishment consists of different
departments or undertakings or has branches
whether situated in the same place or in different
places all such departments or undertaking or
branches shall be treated as part of same
establishment for the purpose of computation of
bonus under the Act. Provided that where for any
accounting year a separate balance sheet and profit
and loss account are prepared and maintained in
respect of any such department or undertaking or
branch, then such department or undertaking or
branch shall be treated as a separate establishment
for the purpose of computation of bonus under this
Act”
22. The evidence of management’s witness that
consolidated balance sheet was prepared at head office
after receiving balance sheet from all units is not shattered
in his cross-examination. Thus Malajkhand Copper Project
appears to be unit of HCL.
Section 16 of Payment of Bonus Act provides special
provision exempting payment of bonus for 5 years, 6 years
as reproduced in the section. The proviso clearly spells if
an employer in relation to an existing establishment
consisting of different departments or undertakings or
branches ( whether or not in the same industry) set up at
different periods has before the 29th May, 1965 been paying
bonus to the employees of all such departments or
undertakings or branches irrespective of the date on the
basis of the consolidated profits computed in respect of
all such departments or in accordance with the provisions
of this Act to the employees of all such departments or
undertakings or branches .
23. As per evidence on record, HCL was established
in 1961 documents Exhibits M-1 to III produced in record
shows instructions given to different unit for payment of
ex-gratia amount 8.33 % for the year 1983-84 but no such
direction has been given with respect to payment of ex-
gratia amount for Malajkhand Copper Project. The
evidence clearly shows that the ex-gratia amount/bonus
is paid to the employees at Malajkhand from 83-84.
Minimum bonus of 8.33 % of salary provided under
Section -10 of the Act cannot be accepted. The demand is
not legal. For above reasons, I record my finding in
Negative.
¹Hkkx II—[k.M 3(ii)º
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5173
24. In the result, award is passed as under:-
(1)
The demand of the workers of Malajkhand Copper
Project of Hindustan Copper Limited, Post Office
Malajkhand, Distt. Balaghat (MP) for ex-gratia
payment in lieu of bonus is not just and proper.
(2)
Relief prayed by Union is rejected.
R. B. PATLE, Presding Officer
ubZ fnYyh] 7 tqykbZ 2014
dk-vk-
1975-—vkS|ksfxd fookn vf/fu;e] 1947
(1947 dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj
flafMdsV cSad ds izca/ra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa
ds chp vuqca/ esa fufnZ"V vkS|ksfxd fookn esa dsUnzh; ljdkj
vkS|ksfxd vf/dj.k@Je U;k;ky;] tcyiqj ds iapkV (lanHkZ la[;k
11@2006) dks izdkf'kr djrh gS] tks dsUnzh; ljdkj dks 04@07@2014
dks izkIr gqvk Fkk 1
[la- ,y&12011@145@2005&vkbZvkj (ch&II)]
jfo dqekj] vuqHkkx vf/dkjh
New Delhi, the 7th July, 2014
S.O.
1975.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 11/2006)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court-I,
Jabalpur as shown in the Annexure, in the industrial dispute
between the management of Syndicate Bank, and their
workmen, received by the Central Government on
04/07/2014.
[No. L-12011/145/2005 - IR (B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
BEFORE THE CENTRAL GOVERNMENT
INDUSTRIAL TRIBUNAL-CUM-LABOUR COURT,
JABALPUR
NO. CGIT/LC/R/11/2006
Presiding Officer: SHRI R. B. PATLE
General Secretary,
Prathadith Karamchari
Kalyan Manch,
9, Sanwar Road,
Ujjain.
...Workman/Union
Versus
Regional Manager,
Syndicate Bank,
Shikarvarta Road,
4, Indra Press Complex,
Zone-I, M. P. Nagar,
Bhopal (MP)
...Management
AWARD
(Passed on this 11th day of April, 2014)
1. As per letter dated 18-4-06 by the Government
of India, Ministry of Labour, New Delhi, the reference is
received. The reference is made to this Tribunal under
Section -10 of I.D.Act, 1947 as per Notification No.L-12011/
145/2005-IR(B-II).The dispute under reference relates to:
“ Whether the claim of Shri O.P.Chouhan that he
was engaged during October-90 – 26-5-94 as a Sub
Staff by the management of Syndicate Bank and
that he had completed 240 days service during a
period of 12 calendar months is correct? If so,
whether the action of the management. Regional
Manager, Syndicate Bank, Ujjain Branch in
terminating the services of Shri Om Prakash Chouhan
w.e.f. 27-5-94 is justified and what relief the disputant
is entitled to?”
2. After receiving reference, notices were issued to
the parties. Workman submitted statement of claim at Page
2/2 to 2/6. Case of workman is that he was continuously
working in IInd party from 3-10-90 to 26-5-94. His services
were terminated on false allegations. The false report was
submitted to the police station, Kotwali, Ujjain alleging
that bundle of Rs.50/- note was missing therefore his
services were discontinued. Workman submits that he was
engaged by Branch Manager Shri P.G.Pai on wages Rs.15
per day against post of permanent peon. He was doing all
the work of permanent peon in the Branch. He was
performing his duty honestly. Workman was paid bonus.
He was transferred from Ujjain to Ratlam against vacant
post. He worked more than 240 days as badly peon. That
he was transferred to different places. His services were
terminated without notice, no retrenchment compensation
was paid. The bundle of Rs.50/- note was found in the
Bank itself on 26-5-94. The workman was convicted by
Criminal Court on 27-9-02 without considering his defence.
In appeal, sessions Court acquitted workman observing
that workman appears to have falsely trapped by persons
having interest. Workman submits that his services were
illegally terminated without notice or holding enquiry. He
prays for reinstatement with consequential benefits.
3. IInd party filed Written statement at Page 7/1 to
7/6. Preliminary objection is raised by IInd party that Union
is not concerned with IInd party management. It has no
locus-standi to represent employee in the reference. Ist
party workman claims to be working from 1990 to 1994.
The dispute is raised highly belated, it is not liable.
Workman was never employed by Bank. He rendered
services as casual labour. The dispute under Section 2(k)
of I.D.Act is not existing. Therefore the reference is not
tenable. Workman was engaged purely as casual
employee. He was paid daily wages for his working days.
That IInd party maintains panel of candidates as per
settlement arrived between the recognized Union. That
5174
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
there are recruitment rules. The procedure was not followed
for recruitment of workman. It is also contented that there
is no employer employee relationship between parties. The
reference is not tenable as the workman was not appointed
as regular employee. He had not completed 240 days
service preceding his termination. There is no question of
compliance of Section 25-F of I.D.Act. Above contentions
are reiterated by IInd party praying that claim of workman
be rejected.
4. Ist party filed rejoinder at Page 8/1 to 8/3 reiterating
its contentions in Statement of claim. That services of
workman were terminated without notice. Retrenchment
compensation was not paid. Services were terminated on
false ground of theft of amount of Rs. 5000.
5. Considering pleadings on record, the points which
arise for my consideration and determination are as under.
My findings are recorded against each of them for the
reasons as below:-
(i) Whether the claim of Shri O. P.
Chouhan that he was engaged
during October-90 – 26-5-94 as
a Sub Staff by the management
of Syndicate Bank and that
he had completed 240 days
service during a period of
12 calendar months is
correct?
In Negative
(ii) If so, whether the action of the
management. Regional Manager,
Syndicate Bank, Ujjain Branch
in terminating the services of
Shri Om Prakash Chouhan
w.e.f. 27-5-94 is justified?
In Affirmative
(ii) If not, what relief the workman
Workman is not
is entitled to?”
entitled to relief
prayed by him.
REASONS
6. Workman claims that he was continuously working
with IInd party from 1992 to 26-5-94. IInd party denies
those contentions. That workman was not appointed
against regular post, he was engaged as casual temporary
employee. Workman filed affidavit of his evidence covering
most of his contentions pleaded in the Statement of claim
about his working from 1990 to May 1994. Workman in his
cross-examination Para-8 has stated that in 1990, he worked
for 22-25 days, in 1991- for 24 days, in December 1991- for
27 days. He did not recollect whether he worked only for
4 days in December 1991. He has referred documents P-2
to P-22 relating to allegations against him. The evidence
of workman that he was continuously working with IInd
party is shattered from his evidence in cross-examination.
Workman has referred documents P-2 to P-22 in his affidavit
of evidence but he has failed to prove those documents.
Zerox copies of documents are produced. Workman says
that he was supplied those documents by Branch Manager
Mr. Sawant. Though re-examination of workman was
allowed, those documents were not proved from evidence
in his re-examination. IInd party had denied those
documents. Workman has not examined any other
employee, no documents are proved about his working.
Workman has not discharged burden about his continuous
working in the bank. His evidence in Para-8 of cross-
examination has shattered his evidence about continuous
working.
7. Management has filed affidavit of witness of
witness Shri Sunil Goel. In his cross-examination,
management’s witness says that his evidence of affidavit
is based on documents. Those documents are not
produced. He was not posted in the branch during relevant
period. He did not get information from Branch Manager
about payment of retrenchment compensation etc.
Management’s witness has stated that workman never
worked continuously for 240 days during 12 months. Said
part of the evidence is not challenged in cross-examination
of management’s witness. The evidence of workman is
not sufficient to establish that workman was continuously
working for more than 240 days before termination of his
service. Therefore I record my finding in Point No.1 in
Negative.
8. Point No.2 workman is challenging termination of
his service for violation of Section 25-F of I.D.Act that his
services were terminated without notice, retrenchment
compensation was not paid. He was terminated on false
allegation that bundle of Rs.50/- note is missing from Bank.
Copy of judgment is produced by workman. Workman is
acquitted in appeal by Sessions Court . In Para 17 of the
judgment observations are made. It appears that the
accused is falsely implicated for terminating his services.
If accused would have committed theft, he would not
have concealed notes in the Bank which would not have
recovered after 5 days. I have no reason to differentiate
that above reasons given by Sessions Court for deciding
the appeal. However unless workman proves that he had
continuously worked for 240 days prior to termination of
his service is not covered as workman under Section 25(B)
of I.D.Act. Consequently he is not entitled to protection
under Section 25(F) of I.D.Act. management cannot be
obliged to issue notice or pay retrenchment compensation
for termination of services of workman unless workman
has completed 240 days continuous services preceding
12 months of his termination. As per my finding in Point
No.1, workman has failed to prove that he was working for
240 days continuous service. Therefore the action of the
management terminating services of workman cannot be
said illegal. For above reasons, I record my finding on
Point No.2 in Affirmative.
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5175
9. In the result, award is passed as under:-
(1)
Workman has not proved that he worked for more
than 240 days preceding 12 months of his
termination.
(2)
Action of the management terminating the
services of workman is legal and justified.
(3)
Workman is not entitled to relief prayed by him.
R. B. PATLE, Presiding Officer
ubZ fnYyh] 7 tqykbZ 2014
dk-vk- 1976-—vkS|ksfxd fookn vf/fu;e] 1947 (1947
dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj bafM;u cSad ds
izca/ra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa ds chp vuqca/ esa
fufnZ"V vkS|ksfxd fookn esa dsUnzh; ljdkj vkS|ksfxd vf/dj.k@Je
U;k;ky;] psUubZ ds iapkV (lanHkZ la[;k 39@2013) dks izdkf'kr
djrh gS] tks dsUnzh; ljdkj dks 04@07@2014 dks izkIr gqvk Fkk 1
[la- ,y&12012@91@2012&vkbZvkj (ch&II)]
jfo dqekj] vuqHkkx vf/dkjh
New Delhi, the 7th July, 2014
S.O.
1976.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 39/2013)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court-I,
Chennai as shown in the Annexure, in the industrial dispute
between the management of Indian Bank, and their
workmen, received by the Central Government on
04/07/2014.
[No. L-12012/91/2012 - IR (B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
BEFORE THE CENTRAL GOVERNMENT
INDUSTRIAL TRIBUNAL-CUM -LABOUR COURT,
CHENNAI
Tuesday, the 24th June, 2014
Present :
K. P. PRASANNA KUMARI, Presiding Officer
Industrial Dispute No. 39/2013
(In the matter of the dispute for adjudication under
clause (d) of sub-section (1) and sub-section 2(A) of
Section 10 of the Industrial Disputes Act, 1947(14 of 1947),
between the Management of Indian Bank and their
workman)
Between:
Sri D. Gobu
:
1st Party/Petitioner
AND
The Zonal Manager
:
2nd Party/Respondent
Indian Bank Zonal Office
Lawrence Road
Cuddalore-607002
Appearance:
For the 1st Party/
:
Sri J. Thomas Jeyaprabhakaran,
Petitioner
Authorized Representative
For the 2nd Party/
:
M/s T.S. Gopalan & Co.,
Management
Advocates
AWARD
The Central Government, Ministry of Labour &
Employment vide its Order No. L-12012/91/2012-IR(B-II)
dated 05.03.2013 referred the following Industrial Dispute
to this Tribunal for adjudication.
The schedule mentioned in that order is :
“Whether the action of the Management of Indian
Bank in imposing the punishment of “Compulsory
Retirement with Superannuation Benefits to Sri D.
Gobu” is fair and justified? What relief the concerned
workman is entitled?”
2. On receipt of Industrial Dispute this Tribunal has
numbered it as ID 39/2013 and issued notices to both sides.
The petitioner has entered appearance through his
Authorized Representative and the respondent through
its counsel and have filed Claim and Counter Statement
respectively. After the Counter Statement was filed, the
petitioner has filed rejoinder.
3. The averments in the Claim Statement filed by the
petitioner in brief are these:
The petitioner had been working with the
Respondent as a Clerk. While he was working at Cuddalore
Main Branch as Clerk/Shroff he was issued with a Show
Cause Notice alleging that on 13.08.2008 he had received
Rs. 2230/- from one Selvaraj for the credit of the loan
account of his Son and had given counterfoil to Selvaraj
but he had not accounted the amount in the books of the
bank nor had he reported any excess cash while closing
cash on the day and thus he had committed
misappropriation of the amount of Rs. 2230/-. The
petitioner had not committed any misappropriation as
alleged. An enquiry has been conducted against the
petitioner and the petitioner was found guilty of the
charges alleged. On this basis of this the punishment of
Compulsory Retirement with superannuation benefits was
imposed on the petitioner. The punishment is illegal and
is without any justification. The Respondent shall be
directed to reinstate the petitioner in service with
continuity of service and other attendant benefits.
5176
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
4. The Respondent has filed Counter Statement
contending as follows:
One Selvaraj had taken educational loan from
Cuddalore Branch of the Respondent Bank for his Son,
Tirugnanasambandam and the monthly remittance was
Rs. 2230/-. On 13.08.2008 Selvaraj had come to the branch
and tendered Rs. 2300/- which was received by the
petitioner under Queue No. 6/4631 and had been given
Journal No. 764024. Selvaraj had collected the balance of
Rs. 70/- . The petitioner had not posted the amount to the
account. Even if the computer had timed out the cash
received would be shown in the teller report alongwith the
Journal Number, even if it is not credited to the account
concerned. The petitioner had not reported any excess
cash on the date. On 19.08.2008 when Selvaraj came to the
branch to update the loan pass book he found that no
credit entry was made for the remittance made on
13.08.2008. He was asked to come on the next day. On
21.08.2008 the petitioner gave cheque for Rs. 2230/- to his
account and the amount was credited to the loan account
of Tirugnanasambanthan. A Show Cause Notice was
issued to the petitioner as to how remittance of the amount
was not accounted nor excess cash was reported and the
petitioner had given a reply. As the reply was not
convincing a Charge Sheet was issued to the petitioner.
An enquiry was conducted and the Enquiry Officer had
given report holding that the charges leveled against the
petitioner are proved. After giving opportunity to the
petitioner to give his comments on the enquiry report the
punishment of Compulsory Retirement with
superannuation benefits was imposed on the petitioner.
The case of the petitioner that he is not guilty of the
charges and that the punishment imposed on him is illegal
and unjustified is without any basis. The petitioner is not
entitled to any relief.
5. The petitioner has filed a rejoinder denying the
averments in the Counter Statement and also reiterating
his case in the Claim Statement.
6. The evidence in the case consists of oral evidence
of the petitioner examined as WW1 and the documents
marked as Ext.W1 to Ext.W27 and Ext.M1 to Ext.M8.
7. The points for consideration are:
(i)
Whether the action of the management in
imposing the punishment of Compulsory
Retirement with superannuation benefits on
the petitioner is fair and justified?
(ii)
What is the relief, if any, to which the petitioner
is entitled?
The Points
8. The issue relates to the non-accounting of
Rs. 2230/- remitted to the educational loan account of one
Tirugnanasambanthan. Selvaraj, the father of the loan
account holder had remitted the amount at the Cuddalore
Branch of the Respondent Bank wherein the petitioner
was working as Shroff, on 13.08.2008. A counterfoil
showing receipt of the amount was issued by the
petitioner. However, it turned out when Selvaraj the father
of the Account Holder who remitted the amount came to
the bank on 19.08.2008 that the remittance was not posted
in the loan account. On 21.08.2008 the petitioner gave a
cheque for the amount of Rs. 2230/- drawn on his account
in the bank and this was credited to the loan account. This
much facts are not in dispute.
9. Ext.W1 is the Show Cause Notice that was issued
to the petitioner on 14.10.2008. Two misconducts are raised
against the petitioner by this Show Cause Notice. The
first one is that he had received Rs. 2230/- towards loan
account and issued counterfoil but failed to enter it in the
cash related reports or in VVR and in that case the cash
should have been in excess but he had not reported any
excess cash. The second limb of the charge is that when
the customer came to the bank for updating the loan pass
book the amount was found not credited to the loan
account and the petitioner had transferred the amount
from his account to the loan account on 21.08.2008. In
answer to the Show Cause Notice the petitioner has given
the reply which is marked as Ext.W2. It is specifically
admitted by him that the amount of Rs. 2,230/- remitted
was generated as Q.No. 6/4631 and the challan was
forwarded to the Officer concerned. He has stated that
subsequently cash was closed without any discrepancy
on the day in question. He has further stated that only
when the concerned party came to the branch and informed
about the non-credit of the remittance, vouchers were
verified. According to him, the Branch Manager had asked
him to adjust the difference in the interest of the branch
and had assured him that after verifying the details and
the rectification of the discrepancies the amount would be
refunded to him. Thus it could be seen that the fact that
the amount was received by him was admitted by him in
the reply given by him to the Show Cause Notice itself.
10. The Management has examined the Officer who
investigated the matter and also the Branch Manager. The
copy of the challan, counterfoil and the updated loan pass
book were proved through the Branch Manager who
was examined as MW1. Other relevant documents
pertaining to the transaction also are proved through this
witness. The Vigilance Officer who investigated the matter
was examined as MW2. The report given by him regarding
the investigation has been marked through him. The sum
total of the evidence of these two witnesses is what is
admitted by the petitioner in his reply to the Show Cause
Notice itself. The fact that has been pointed out is that if
the petitioner by mistake had omitted to make entry of the
remittance in the system, excess cash should have been
there at the time of closure of the account on that day. The
very case of the petitioner is that he had not noticed any
¹Hkkx II—[k.M 3(ii)º
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5177
discrepancy at the time of closure and so there was no
occasion for him to notice any failure of remittance to the
particular loan account on that day.
11. It has been vehemently argued by the Authorized
Representative on behalf of the petitioner that the incident
could not be treated as misappropriation of the amount by
the petitioner. It has been pointed out by him that the
petitioner is a person who is sufficiently experienced and
that it is unlikely that he would have deliberately omitted
to make the entry regarding remittance of the amount. It
has also been pointed out that so far as the petitioner is
concerned, Rs. 2,230 was a negligible amount at that time.
He referred to the statement of account of the petitioner
which would show that a considerable amount was in
balance in the account of the petitioner. He also pointed
out that the petitioner was a person who had been deputed
for adjustment of books and he has been performing this
duty in a satisfactory manner. He also stated that there is
no case for management that earlier during his service
with Respondent there was any complaint against the
petitioner.
12. In spite of the above aspects that have been
referred to by the Authorized representative the fact
remains that the amount was not accounted for by the
petitioner. So far as the management is concerned, the
petitioner is the one who admittedly received the remittance
of Rs. 2230 and issued the counterfoil. In spite of this, the
amount has not been credited to the concerned loan
account. If it was an omission on the part of the petitioner
necessarily there should have been excess cash with the
petitioner at the time of the closure of the account which
should have been reported then and there.
13. Much attempt has been made by the Authorized
Representative to make out that it is probable that the
petitioner lost the amount in some other manner. According
to him, it is possible that the petitioner, rather than
returning Rs. 70 to the customer who had tendered
Rs. 2300, must have given back the entire amount. In the
absence of any basis for such a case, it is difficult to
accept this argument. The petitioner himself has given
evidence in the enquiry proceedings. On going through
this, it could be seen he himself has not given any
explanation for the loss of the amount. If the argument of
the Authorized Representative is accepted, the petitioner
failed to credit the amount to the loan account and the
same amount was missing also. It is unlikely that both this
would have occurred in respect of the same transaction. If
he lost any amount in some other transaction there would
have been some difference in the cash at the time of closure.
The petitioner himself has stated during his examination
that normally on receiving the challan with cash from the
customer he will proceed to verify the details found in the
challan and then credit to the account. He will then affix
the cash received seal, sign the challan and counterfoil
and return the counterfoil to the customer alongwith the
balance if any. So in the normal course all these things are
done at a stretch. Still in the present case, the amount was
not credited to the loan account.
14. The Authorized Representative has vehemently
argued that the complainant in the case should have been
examined by the management in which case the truth would
have come out. The Authorized Representative has
forgotten the fact that the petitioner has admitted that the
amount was received by him and the challan was issued
by him. Once he receives the amount he is responsible for
the amount and is liable to account for the same. So far as
the management is concerned the amount was received
by the petitioner and yet it was not credited to the
concerned loan account. So far as the management is
concerned the stand would be that the amount having not
been credited to the loan account and excess cash not
having been reported the same is appropriated by the
petitioner. The burden on the part of the management to
prove the case against the petitioner is discharged the
moment the above facts are admitted by the petitioner.
The management is bound only to prove that the amount
is retained by the petitioner. In the normal course, the
assumption is that it is appropriated by the petitioner.
This appropriation of the amount to be credited to the
loan account of the customer becomes misappropriation
if it is not otherwise explained. Because of the admission
of the petitioner itself the management is not bound to
examine the complainant. So the argument on behalf of
the petitioner that the failure of the management to examine
the customer who remitted the amount and made the
complaint is fatal to it could not be accepted. If the petitioner
was very much sure that he returned the amount to the
customer himself he could have very well examined
the customer. Once the management has proved that the
petitioner has received the amount, failed to credit it and
also failed to report excess cash the burden certainly shifts
on the petitioner to prove under what circumstances excess
cash was not found with him or under what circumstances
there was omission on his part to credit the amount to the
loan account. In so far as this is not done the stand of the
management that the amount was retained by the petitioner
is justified. The second charge is only a corollary to the
first charge since the remittance was made by the petitioner
subsequently to the loan account.
15. The punishment imposed on the petitioner is
Compulsory Retirement from service with superannuation
benefits. As has been pointed out by the Counsel for the
Respondent it is a case where there was loss of confidence
for the management in the workman in which case a
reinstatement becomes impossible. So a lesser punishment
than what is imposed by the Disciplinary Authority could
not be thought of. In these circumstances I am not inclined
to interfere with the finding of the Enquiry Officer or in the
punishment imposed by the Disciplinary Authority.
5178
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
16. Accordingly the reference is answered against
the petitioner.
An award is passed accordingly.
(Dictated to the P.A., transcribed and typed by him,
corrected and pronounced by me in the open court on this
day the 24th June, 2014)
K. P. PRASANNA KUMARI, Presiding Officer
Witnesses Examined:
For the 1st Party/Petitioner
:
WW1, Sri D. Gobu
For the 2nd Party/Management
:
None
Documents Marked:
On the petitioner’s side
Ex. No.
Date
Description
Ex.W1
14.10.2008
Show Cause Notice issued by CO/
Cuddalore
Ex.W2
28.10.2008
Reply to the Show Cause Notice
Ex.W3
31.12.2008
Charge Sheet issued by CO/
Cuddalore
Ex.W4
18.12.2009
Proceedings of the departmental
08.05.2009
enquiry conducted
18.05.2009
against Sri Gobu
Ex.W5
22.08.2008
Letter from Cuddalore Main to
Asstt.
General
Manager,
Cuddalore
Ex.W6
08.09.2008
Copy of printout of the IP
message sent by CO/Cuddalore
to CDC, Chennai
Ex.W7
09.09.2008
Copy of the IP Message sent by
CO/Cuddalore to AGM Project
Office, Chennai
Ex.W8
13.08.2008
Copy of the pay in slip for the a/c
of Sri S. Thirugnanasambanthan
for Rs. 2,230 counterfoil, loan pass
book
Ex.W9
05.09.2008
Copy of the interrogation
statement obtained from Shri S.
Selvaraj
Ex.W10
06.09.2008
Copy of the interrogated
statement obtained from Sri D.
Gobu
Ex.W11
12.09.2008
Copy of the letter and interrogated
statement
from
Sri
M.
Jagannathan, Assistant Manager,
Cuddalore Main Branch
Ex.W12
12.09.2008
Investigation report of Sri C. Nala
Neela Jeevathan, Vigilance
Officer, CO/Cuddalore
Ex.W13
25.09.2008
Copy of statement from N.
Govindaraju, Senior Manager,
Cuddalore Main
Ex.W14
-
Copy of statement of loan
accounts
Ex.W15
-
Copy of the statement of SB
account of Mr. D. Gobu for the
period from 01.01.2008 to
31.12.2008
Ex.W16
01.06.2009
Copy of the Presenting Officer’s
brief on the departmental enquiry
Ex.W17
08.06.2009
Copy of the defence summing up
in the departmental enquiry
Ex.W18
06.07.2009
Copy of the Enquiry Officer’s
findings in the departmental
enquiry
Ex.W19
16.07.2009
Copy of the employees’ comments
on Enquiry Officer’s findings
Ex.W20
14.11.2009
Copy of the second show cause
notice issued to the Employee
Ex.W21
30.11.2009
Reply to the Second Show Cause
Notice
Ex.W22
12.12.2009
Copy of the speaking orders of
the Disciplinary Authority
Ex.W23
22.01.2010
Copy of the appeal preferred
against the punishment imposed
Ex.W24
18.04.2011
Copy of the orders of the
Appellate Authority
Ex.W25
20.07.2011
Petition under Section-2(a) of ID
Act to ALC (C), Chennai
Ex.W26
01.03.2012
Counter reply by Indian Bank
Management to the petition under
Section-2(a)
Ex.W27
24.03.2012
Rejoinder to the counter reply
On the Management’s side
Ex.No.
Date
Description
Ex.M1
13.08.2008
Loan Account Pay-in-Slip
Ex.M2
31.12.2008
Memo from Vigilance Cell C.O.,
Cuddalore to the petitioner – Ref.
Framing Charges – Appointing
Enquiry Officer
Ex.M3
13.08.2008
Voucher Verification Report –
Page 27, 28 – Loan Accounts –
A/c No. 2440505076
Ex.M4
04.12.2009
Proceedings of personal hearing
before DA
Ex.M5
-
Conciliation Failure Report
Ex.M6
25.04.2011
Gratuity Receipt of the Petitioner
¹Hkkx II—[k.M 3(ii)º
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5179
Ex.M7
19.04.2012
Receipt for receiving arrears of
Gratuity on account of revision in
salary effective 01.11.2007
Ex.M8
25.04.2011
Receipt for having received PF by
Petitioner – E.C. +B.C. + Interest.
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New Delhi, the 7th July, 2014
S.O.
1977.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 58/2013)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court,
Chennai as shown in the Annexure, in the industrial dispute
between the management of Indian Port Association, and
their workmen, received by the Central Government on
04/07/2014.
[No. L-31011/21/2007 - IR (B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
BEFORE THE CENTRAL GOVERNMENT
INDUSTRIAL TRIBUNAL-CUM -LABOUR COURT,
CHENNAI
Wednesday, the 25th June, 2014
Present :
K. P. PRASANNA KUMARI, Presiding Officer
Industrial Dispute No. 58/2013
(In the matter of the dispute for adjudication under
clause (d) of sub-section (1) and sub-section 2(A) of
Section 10 of the Industrial Disputes Act, 1947(14 of 1947),
between the Management of Indian Port Association and
their workman)
Between:
1.
The General Secretary,
: 1st Party/1st Petitioner
Port & Dock Labour
Union No. 1/675,
1st Street, Muthamizh Nagar,
Chennai-600118
2.
The Vice President,
: 1st Party/2nd Petitioner
Bharatiya Port and Shipyard
Mazdoor Mahasangh (BMS)
No. 1/675, 1st Street,
Muthamizh Nagar,
Chennai-600118.
AND
The Managing Director
:
2nd Party/Respondent
Indian Ports Association
1st Floor, South Tower
NBCC Place, Bhisham
Pitamah Marg, Lodi Road,
New Delhi-110003
Appearance:
For the 1st& 2nd Party/ : M/s. Samanta & Ston, Advocate
Petitioners
For the 2nd Party/
: Mr. M.R. Dharanichander,
Management
Advocate
AWARD
The Central Government, Ministry of Labour &
Employment vide its Order No. L-31011/21/2007-IR(B-II)
dated 14.05.2013 referred the following Industrial Dispute
to this Tribunal for adjudication.
The schedule mentioned in that order is :
“Whether the action of the management of Indian
Port Association over the matter of strike notice
served by unions affiliated to 5 Federations at major
posts proposing strike on or after 1st September, 2007
to press there seven point charter of demands are
legal & justified? What relief these workmen are
entitled to?”
2. On receipt of the Industrial Dispute this Tribunal
has numbered it as ID 58/2013 and issued notices to both
sides. Both sides have entered appearance through the
counsel and filed their Claim and Counter Statement
respectively.
3. The case in the Claim Statement filed by the
petitioner in brief are these:
The First Petitioner is a Registered Trade Union and
is also recognized by the Management of Chennai Port
Trust. The Union has more than 276 workers on roll as on
date. The Union had been espousing the cause of members
for more than 40 years. The Union was declared as
recognized by the Management. The Second Petitioner is
a federation with 9 Unions affiliated to it. The petitioners
have issued Strike Notice on 14.08.2007 and 16.08.2007
respectively alongwith other five federations. The five
federations had discussion with the Management before
the Central Labour Commissioner and have arrived at an
agreement and implemented the agreement without
5180
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
consulting the petitioners. The petitioners have filed Writ
Petitions before the High Court of Madras and the High
Court had directed Union of India to pass appropriate
orders on the failure report sent by the Labour
Commissioner. The Union of India had replied that the
disputes raised are not maintainable. So the petitioners
have filed another Writ Petition and this was allowed and
the Union of India had referred the dispute to this Tribunal
for adjudication. Issue Nos. 3 and 5 in the Strike Notices
given by the petitioners are already settled. The petitioners
had demanded to provide representation to the Second
Petitioner in Bipartite Wage Negotiation Committee
(BWNC). The Management has stated that decision has
been taken by it to include only those Union having
following of 8.33% workmen in the Committee. The Second
Petitioner federation has nine affiliated unions in 11 major
ports. The First Petitioner Union at Chennai is declared as
recognized. So the action of the management in not
providing representation to the Second Petitioner is not
justified. In the Strike Notice the petitioners have demanded
merger of 50% Dearness Allowance with Basic Pay w.e.f.
01.01.2005 which is the day on which DA crossed 50% of
the salary. But the Management had merged 50% DA w.e.f.
01.01.2007 only. The petitioners have also raised the issue
of filling up of vacancies in the Strike Notice. All the posts
which are shown as vacant by the Respondent in their
statement furnished under Right to Information Act should
be filled with retrospective effect. A direction may be given
to the Respondent to include the Second Petitioner in the
BWNC, to implement the merger of 50% DA with Basic
Pay w.e.f. 01.01.2005 and to fill up all the vacancies as per
the statement furnished by the Respondent with
retrospective effect.
4. The Respondent has filed Counter Statement
contending as follows:
All the averments in the Claim Statement except those
that are specifically admitted are denied by the Respondent.
The claim is liable to be dismissed in view of lack of
representative capacity of the petitioners in BWNC. Nearly
59,000 employees are working throughout the Indian Ports.
The petitioner unions have strength of 1,418 members only
out of these. In the Claim Statement the petitioners have
stated that First Petitioner has membership of 278
employees only. So the Petitioners have no locus standi
to claim inclusion in BWNC at national level. After the
dispute was raised by the petitioners in 2007, two wage
settlements were signed by the Ports Management with 5
major labour federations, one on 19.01.2010 covering
the period from 01.01.2007 to 31.12.2011 and the other on
25.10.2013 covering the period from 01.01.2012 to
31.12.2016. The benefits of wage revision has been enjoyed
by all the Port and Dock Workers. So the claim of the
petitioners have become infructuous. The settlement
signed by the 5 major labour federations is binding on all
the workers including members of the minority unions also.
The dispute is bad for non-joinder of necessary parties
also since the Shipping Industry and the local port are not
made parties to the dispute. The membership strength of
each federation is determined by adding the membership
strength of all the Unions affiliated to that federation. On
the basis of such membership strength, the number of
representatives of each federation on BWNC is decided.
Accordingly, 5 major labour Federations were included
in the BWNC. The percentage strength of the Second
Petitioner Federation is 2.67% only. The Second Petitioner
does not have the required membership strength to entitle
it to have representation in BWNC. The major labour
federations also have served strike notice alongwith the
petitioners in the year 2007. The major federations have
agreed to withdraw the strike notice in the conciliations
proceedings held with the Labour Commissioner. In Public
Sector Undertakings, where Industrial DA Pattern is
followed, 50% DA merger had taken place from 01.01.2007.
The same benefit has been extended to the Port workers
and this has been accepted by the five major labour
federations. The benefits are being enjoyed by the
members of the petitioners also. Filling up of promotion
vacancies is done by the concerned Port Trusts. For direct
recruitments Ports are bound to follow the restrictions
imposed by the Government of India. If there are any
unfilled vacancies in a particular port the petitioners are at
liberty to hold local level discussions to resolve the issue.
The petitioners are not entitled to any relief.
5. The evidence in the case consists of oral evidence
of WW1 and the documents marked as Ext.W1 to Ext.W10
and Ext.M1 to Ext.M8.
6. The points for consideration are:
(i)
Whether the Second Petitioner is entitled to
representation in the Bipartite Wage
Negotiation Committee (BWNC)?
(ii)
Whether the Port and Dock Workers are
entitled to merger of 50% DA with Basic Pay
w.e.f. 01.01.2005?
(iii)
Whether the Respondent is bound to fill up
the vacancies as claimed by the petitioners?
The Points
7. The claim of the petitioners in the Claim
Statement is that the Second Petitioner should be included
in the BWNC, that the merger of 50% DA with Basic Pay
shall be implemented w.e.f. 01.01.2005 and that all the
vacancies as per the statement furnished by the
Respondent should be filled up. The First Petitioner is a
Union and the Second Petitioner is a Federation with some
unions affiliated to it. The reliefs are claimed by the
petitioners on the basis that earlier, in 2007, they have
given strike notice making the demands now raised in the
dispute as well as other demands.
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5181
8. The Respondent has raised a Preliminary objection
that the petitioners have no locus-standi to raise the
dispute. It is stated in the Counter Statement that there are
about 59000 employees working in different ports all over
India and that the strength of the petitioners is 1418 only.
9. What is stated in the Claim Statement is that the
First Petitioner Union has got 276 workers as members
and the Second Petitioner has 9 Unions affiliated it at the
time when the dispute was raised. The stand of the
Respondent is that the strength of the petitioners is not
sufficient to enable them to represent the entire workers
of the Ports.
10. As early as in 1961 the Madras High Court has
considered under what circumstances a dispute can be
raised. The Court has held in the decision ‘WORKING
JOURNALISTS OF THE HINDU VS. THE HINDU AND
ANOTHER reported in 1961 (1) LLJ 288 that a dispute in
order to become an Industrial Dispute should have the
support of a substantial section of the workmen concerned
in the establishment. What a substantial section of
workmen may mean will depend upon the particular facts
of each case, it has been observed. The question has been
considered by the Apex Court in the decision in
WORKMEN OF INDIAN EXPRESS NEWSPAPER (PVT)
LTD VS. THE MANAGEMENT OF INDIAN EXPRESS
(PVT) LTD reported in 1970 2 LLJ 132. In the above case
the journalists working in the newspaper in question had
not formed a Trade Union of their own. Two journalists
have raised the dispute and the dispute was espoused by
a Union of working journalists in which 25% of the
journalists of the establishment were members. The Apex
Court has held that the Union has a necessary
representative capacity to espouse the cause of the
concerned employees.
11. It is the case of the Respondent that about 60,000
workers are working in the Ports all over India. The relief
claimed by the petitioners is in respect of the entire workers
of all the Ports in India. The General Secretary of the First
Petitioner Union who has given evidence as WW1 has
admitted during his cross-examination there may be about
60,000 workers in all major ports throughout India.
According to the Respondent, the membership of the
petitioners in the ports all over India is below 1500 only. In
spite of this contention, the petitioners have not produced
any documents to show what exactly is the membership
or how much support they are having among the workers.
12. It has been pointed out by the Respondent in
the Counter Statement that the percentage strength of the
Second Petitioner as in the year 2006 based on secret ballot
is only 2.67%. The Respondent has also given the
percentage strength of other federations all of which are
having more strength than that of the Second Petitioner.
In Ext.M7 the Counter Statement filed by the Respondent
in the High Court in answer to the Writ Petition filed by
the petitioners details of the percentage of different
federations including that of the Second Petitioner are
given. In spite of this the petitioners did not think it
necessary to produce documents showing the actual
representative capacity of the petitioners.
13. If petitioners’ are having membership of 1418
only as stated in the Counter Statement, this is a negligible
number when the huge number of works in the Ports all
over India are taken into account. If this fact is considered
in the light of the dictum laid down in the decisions referred
to earlier it is more than clear that the petitioners have no
capacity to represent the entire workers of the Ports all
over India. So the petitioners have no locus-standi to raise
dispute also. For this very reason the claim of the
petitioners is liable to be rejected.
14. To come to the merits of the case, the first demand
of the petitioners is that the Second Petitioner they should
be included in the BWNC. Their stand is that the Second
Petitioner has 9 affiliated unions and for this reason it
should have been included in the negotiation committee.
It is reasoned by them in the Claim Statement that some
federations which have just one or two affiliated unions
are provided representation in the negotiation committee
while the Second Petitioner was not given representation
even if it is having 9 affiliated unions.
15. The justification given on behalf of the petitioners
to include them in the negotiation committee is without
any foundation. Even as per the dictum laid down by the
Apex Court the capacity for representation emanates from
the number of members the union or a federation as the
case may be and is not dependent on the number of unions
affiliated. More number of members for a union means it
gets more bargaining capacity. The representative capacity
of a Federation is determined based on the number of
memberships of all unions affiliated to a Federation only.
If the number of members are very small the Union or the
Federation will not have the representative capacity. The
membership strength of the Second Petitioner is 2.67%
only.
16. Apart from the above is the fact that the claim of
the petitioners to include in the BWNC is not an Industrial
Dispute at all. The counsel for the Respondent has referred
to 3rd schedule of the ID Act wherein matters within the
jurisdiction of Industrial Tribunals are given. These do
not include the right of a Union or a federation or a group
of workers for recognition or to be considered for inclusion
in the committee for negotiation regarding the demands
raised. For this reason also the claim of the petitioners to
be included in the BWNC is to be rejected.
17. Another demand made by the petitioners is to
implement the merger of 50% DA with Basic Pay w.e.f.
01.01.2005 instead of w.e.f. 01.01.2007. Even assuming that
the petitioners have got the representative capacity and
5182
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
are competent to raise the dispute, the petitioners are not
entitled to any relief in this respect also. According to the
petitioners the merger of 50% DA is to be brought into
effect w.e.f. 01.01.2005, the day on which the DA crossed
50%. Rather than conceding to this demand the
Management is said to have agreed for merger w.e.f.
01.01.2007 only.
18. According to the Respondent, the Port Workers
have no right to claim merger of DA as allowed to the
Central Government Employees as Ports are not following
Central DA pattern. Just like Public Sector Undertaking,
Industrial DA pattern is followed so the merger has taken
place from 01.01.2007 and this benefit had been extended
to the Port Workers also. Though the petitioners have
stated in the Claim Statement that other Public Sector
Undertakings were given the benefit w.e.f. 01.01.2005 no
documents are produced to this effect.
19. It has also been argued by the Counsel for the
Respondent that in any case the issue has become
infructuous. According to the Counsel after 2007 during
which the dispute was raised two wage settlements were
entered into between the Respondent and the Workers.
Though documents to the effect are not produced by the
Respondent it has been admitted by WW1 that two
settlements have come into effect subsequently. He has
admitted that on 19.01.2010 a settlement was arrived at
based on the strike notice given on 14.08.2007 and
16.08.2007. These are the two strike notices referred to in
the Claim Statement. WW1 has admitted that the settlement
effected was for the period from 01.01.2007 to 31.12.2011.
On 25.10.2013 another settlement was arrived at for the
period from 01.01.2012 to 31.12.2016. WW1 has also
admitted that both these settlement are under Section-
12(b) of the ID Act.
20. The counsel for the Respondent has referred to
the decision of the Apex Court in NATIONAL
ENGINEERING INDUSTRIES LTD. Vs. STATE OF
RAJASTHAN AND OTHERS reported in AIR 2000 SC 469
where it was held that a settlement arrived at in the course
of conciliation proceedings with a recognized majority
union will be binding on all workmen of the establishment,
even those who belong to minority union which has
objected to the same. It has been further held that if every
Trade Union having few members is to go on raising
dispute and the government is making reference again
and again the very purpose of the settlement is defeated.
Apparently, all the workers including the members of the
petitioners have been enjoying benefits as per the two
settlements. The settlements are binding on all the workers
of the Ports. So the issue in any case has become
infructuous.
21.The last demand of the petitioners is that all the
vacancies as per the statement furnished by the
Respondent under the Right to Information Act shall be
filled up. Though there is reference to such a statement in
the Claim Statement, the statement is not seen produced
by the petitioners. There is no evidence as to how many
vacancies are there. There is no evidence as to under what
circumstances the vacancies have occurred.
22. Apart from the above is the fact that the
Respondent is not the authority to fill up the vacancies.
WW1 himself has admitted during his cross-examination
that the vacancies are to be filled up by the respective
Port Trusts. In the Counter Statement itself the Respondent
has stated that the petitioners are to enter into negotiation
with the respective Port Trusts regarding the issue of filling
up of the vacancies. It is apparent that the Respondent is
not the authority to fill up the vacancies. So the petitioners,
even assuming that they have got the locus standing to
raise the dispute, is not entitled to any relief regarding the
claim of filling up of vacancies also.
23. In view of my discussion above, I find the
petitioners are not entitled to any relief. The reference is
answered against the petitioners.
An award is passed accordingly.
(Dictated to the P.A., transcribed and typed by him,
corrected and pronounced by me in the open court on this
day the 25th June, 2014)
K. P. PRASANNA KUMARI, Presiding Officer
Witnesses Examined:
For the 1st Party/
:
WW1, Sri R. Santhanam
1st& 2ndPetitioners
For the 2nd Party/
:
None
Management
Documents marked
On the side of the Petitioner
Ex.No.
Date
Description
Ex.W1
05.06.2003
Letter from Mumbai Port Trust to
the Second Petitioner
Ex.W2
14.06.2006
Letter from Mumbai Port Trust to
the 2nd Petitioner
Ex.W3
10.08.2010
Memorandum of Undertaking
between Cochin Port Trust and
the Recognized Trade Union
Ex.W4
21.03.2011
Letter from New Mangalore Port
Trust to the Second Petitioner
Ex.W5
31.01.2012
Letter from New Mangalore Port
Trust to Second Petitioner to
attend the meeting
Ex.W6
24.02.2012
Recognition of First Petitioner
Union
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5183
Ex.W7
06.10.2012
Letter to the First Respondent to
attend the joint discussion about
wage settlement
ex.W8
12.09.2012
Letter from the Government of
India, Ministry of Shipping to the
Respondent
Ex.W9
14.06.2013
Bilateral meeting regarding various
demand in Cochin Port Trust
Ex.W10
27.06.2013
Letter from the Mumbai Port Trust
regarding loss of demurrage to the
Mumbai Port Trust
On the side of the Respondent:
Ex.No.
Date
Description
Ex.M1
04.07.2003
Letter from the Secretary, Ministry
of Shipping and Transport, New
Delhi to the Second Petitioner
Ex.M2
14.08.2007
Strike Notice given by the 2nd
Petitioner to the Chief Labour
Commissioner (Central)
Ex.M3
16.08.2007
Strike Notice given by the First
Opposite Part / Petitioner to the
Chairman, Chennai Port Trust and
the Chief Labour Commissioner
(Central)
Ex.M4
21.09.2007
Conciliation proceedings held
before the Chief Labour
Commissioner (Central), New
Delhi
Ex.M5
02.01.2008
Order passed by the Second
Opposite / Respondent
Ex.M6
28.01.2008
Writ Petition No. 3870 of 2008 filed
by the First Party Union
Ex.M7
June 2008
Counter Statement in WP No. 3870
of 2008 filed by the Second Party/
Respondent
Ex.M8
20.02.2013
WP No. 3870 of 2008 Order Copy
ubZ fnYyh] 7 tqykbZ 2014
dk-vk-
1978-—vkS|ksfxd fookn vf/fu;e] 1947
(1947 dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj dlch
yksftfLVDl izkbosV fyfeVsM ds izca/ra=k ds lac¼ fu;kstdksa vkSj
muds deZdkjksa ds chp vuqca/ esa fufnZ"V vkS|ksfxd fookn esa
dsUnzh; ljdkj vkS|ksfxd vf/dj.k@Je U;k;ky;] eqacbZ ds iapkV
(lanHkZ la[;k 04@2014) dks izdkf'kr djrh gS] tks dsUnzh; ljdkj
dks 04@07@2014 dks izkIr gqvk Fkk 1
[la- ,y&31011@09@2013&vkbZvkj (ch&II)]
jfo dqekj] vuqHkkx vf/dkjh
New Delhi, the 7th July, 2014
S.O.
1978.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 04/2014)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court-I,
Mumbai as shown in the Annexure, in the industrial dispute
between the management of Casby Logistrics Pvt. Ltd.,
and their workmen, received by the Central Government on
04/07/2014.
[No. L-31011/09/2013 - IR (B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
BEFORE THE CENTRAL GOVERNMENT
INDUSTRIAL TRIBUNAL NO. 1, MUMBAI
Present:
JUSTICE S. P. MEHROTRA, Presiding Officer
REFERENCE NO. CGIT-1/4 OF 2014
Parties: Employers in relation to the management of
Casby Logistrics Pvt. Ltd.
And
Their workmen
Appearances:
For the first party no.1 and 2/
: Absent.
Management
For the second party / Union
: Absent
State
: Maharashtra
Mumbai, dated the 13th day of June, 2014
AWARD
1. The present reference has been made by the
Central Government by its order dated 16.12.2013 passed
in exercise of the powers conferred by clause (d) of sub-
section (1) and sub-section (2A) of Section 10 of the
Industrial Disputes Act, 1947. The terms of reference as
per the schedule to the said order are as under:
“Whether the demand of the Transport and Dock
Workers Union for revision of wages and
improvement in other service conditions of the
workers employed by M/s.Casby Logistrics Pvt. Ltd.
in the establishment of M/s Gateway Terminals India
Private Ltd., at Jawaharlal Nehru Port Trust as per
the Charter of Demands dated 16.4.2012 are legal
and just? What relief the workmen concerning the
Charter of Demands are entitled to?”
2. By the order dated 8.1.2014, notices were directed
to be issued to the parties. Accordingly, notices were
issued to the parties by Registered Post AD.
5184
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
3. Notices issued to the first party / Management
Nos. 1 and 2 as well as the second party / Union were duly
served on the respective parties. Acknowledgement cards
were received back. However, when the matter was taken
up on 28.2.2014, which was the date fixed in the notice,
none was present on behalf of the first party / Management
Nos.1 and 2 nor was anyone present on behalf of the
second party / Union despite service of notice.
4. In the circumstance, by the order dated 28.2.2014,
the case was adjourned to 15.4.2014, for filing Statement
of Claim on behalf of the second party / Union.
5. On 15.4.2014, none was present on behalf of the
first party / Management Nos.1 and 2 nor was anyone
present on behalf of the second party / Union. In the
circumstance, by the order dated 15.4.2014, the case was
adjourned to 3.6.2014 for filing Statement of Claim on behalf
of the second party / Union.
6. Pursuant to the order dated 15.4.2014, the case
was put up on 3.6.2014. Again, none was present on behalf
of the first party / Management Nos.1 and 2 nor was anyone
present on behalf of the second party / Union. In the
circumstance, by the order dated 3.6.2014, the case was
adjourned to 13.6.2014 i.e. today for filing Statement of
Claim on behalf of the second party / Union.
7. The case is taken up today. None is present on
behalf of the first party / Management Nos.1 and 2 nor is
anyone present on behalf of the second party / Union.
8. No Statement of Claim has been filed on behalf of
the second party / Union.
9. From the above narration of facts, it is evident
that despite service of notice and despite repeated dates
having been fixed, none has appeared on behalf of the
second party/Union. No Statement of Claim has been
filed on behalf of the second party / Union. There is thus,
no pleading or evidence filed on behalf of the second
party / Union in support of its claim as contained in the
Reference made to this Tribunal.No relief, therefore, can
be granted to the second party / Union.
10. Reference is consequently answered by stating
that no relief can be granted to the second party / Union.
11. Award is passed accordingly.
JUSTICE S.P.MEHROTRA, Presiding Officer
ubZ fnYyh] 7 tqykbZ 2014
dk-vk-
1979-—vkS|ksfxd fookn vf/fu;e] 1947
(1947 dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj uezrk
VªkaliksVZ ds izca/ra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa ds
chp vuqca/ esa fufnZ"V vkS|ksfxd fookn esa dsUnzh; ljdkj vkS|ksfxd
vf/dj.k@Je U;k;ky;] eaqcbZ ds iapkV (lanHkZ la[;k 05@2014)
dks izdkf'kr djrh gS] tks dsUnzh; ljdkj dks 04@07@2014 dks izkIr
gqvk Fkk 1
[la- ,y&31011@10@2013&vkbZvkj (ch&II)]
jfo dqekj] vuqHkkx vf/dkjh
New Delhi, the 7th July, 2014
S.O.
1979.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 05/2014)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court-I,
Mumbai as shown in the Annexure, in the industrial dispute
between the management of Namrata Transport, and their
workmen, received by the Central Government on
04/07/2014.
[No. L-31011/10/2013 - IR (B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
BEFORE THE CENTRAL GOVERNMENT
INDUSTRIAL TRIBUNAL NO.1
MUMBAI
Present:
JUSTICE S. P. MEHROTRA, Presiding Officer
REFERENCE NO. CGIT-1/5 OF 2014
Parties: Employers in relation to the management of
Namrata Transport
And
Their workmen
Appearances:
For the first party no.1 and 2/
:
Absent.
Management
For the second party / Union
:
Absent
State
:
Maharashtra
Mumbai, dated the 13th day of June, 2014
AWARD
1. The present reference has been made by the
Central Government by its order dated 16.12.2013 passed
in exercise of the powers conferred by clause (d) of sub-
section (1) and sub-section (2A) of Section 10 of the
Industrial Disputes Act, 1947. The terms of reference as
per the schedule to the said order are as under:
“Whether the demand of the Transport and Dock
Workers Union for revision of wages and
improvement in other service conditions of the
workers employed by M/s. Namrata Transport in
the establishment of M/s. Gateway Terminals India
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5185
Private Ltd., at Jawaharlal Nehru Port Trust as per
the Charter of Demands dated 16.4.2012 are legal
and just? What relief the workmen concerning the
Charter of Demands are entitled to?”
2. By the order dated 8.1.2014, notices were directed
to be issued to the parties. Accordingly, notices were
issued to the parties by Registered Post AD.
3. Notices issued to the first party / Management
Nos. 1 and 2 as well as the second party / Union were duly
served on the respective parties. Acknowledgement cards
were received back. However, when the matter was taken
up on 28.2.2014, which was the date fixed in the notice,
none was present on behalf of the first party / Management
Nos.1 and 2 nor was anyone present on behalf of the
second party/Union despite service of notice.
4. In the circumstance, by the order dated 28.2.2014,
the case was adjourned to 15.4.2014, for filing Statement
of Claim on behalf of the second party / Union.
5. On 15.4.2014, none was present on behalf of the
first party / Management Nos.1 and 2 nor was anyone
present on behalf of the second party / Union. In the
circumstance, by the order dated 15.4.2014, the case was
adjourned to 3.6.2014 for filing Statement of Claim on behalf
of the second party / Union.
6. Pursuant to the order dated 15.4.2014, the case
was put up on 3.6.2014. Again, none was present on behalf
of the first party / Management Nos.1 and 2 nor was anyone
present on behalf of the second party / Union. In the
circumstance, by the order dated 3.6.2014, the case was
adjourned to 13.6.2014 i.e. today for filing Statement of
Claim on behalf of the second party / Union.
7. The case is taken up today. None is present on
behalf of the first party / Management Nos.1 and 2 nor is
anyone present on behalf of the second party / Union.
8. No Statement of Claim has been filed on behalf of
the second party / Union.
9. From the above narration of facts, it is evident
that despite service of notice and despite repeated dates
having been fixed, none has appeared on behalf of the
second party/Union. No Statement of Claim has been
filed on behalf of the second party / Union. There is thus,
no pleading or evidence filed on behalf of the second
party / Union in support of its claim as contained in the
Reference made to this Tribunal.No relief, therefore, can
be granted to the second party / Union.
10. Reference is consequently answered by stating
that no relief can be granted to the second party / Union.
11. Award is passed accordingly.
JUSTICE S. P. MEHROTRA, Presiding Officer
ubZ fnYyh] 7 tqykbZ] 2014
dk-vk-
1980-—vkS|ksfxd fookn vf/fu;e] 1947
(1947 dk 1 dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj cSad vkWiQ
egkjk"Vª ds izca/ra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa ds
chp vuqca/ esa fufnZ"V vkS|ksfxd fookn esa dsUnzh; ljdkj vkS|ksfxd
vf/dj.k@Je U;k;ky;] cSaxyksj ds iapkV (lanHkZ la[;k 43@2009)
dks izdkf'kr djrh gS] tks dsUnzh; ljdkj dks 04@07@2014 dks izkIr
gqvk Fkk 1
[la- ,y- 12011@49@2009 vkbZ vkj (ch- II)]
jfo dqekj] vuqHkkx vf/dkjh
New Delhi, the 7th July, 2014
S.O.
1980.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 43/2009)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court,
Bangalore as shown in the Annexure, in the industrial
dispute between the management of Bank of Maharashtra,
and their workmen, received by the Central Government on
04/07/2014.
[No. L-12011/49/2009 - IR (B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
BEFORE THE CENTRAL GOVERNMENT
INDUSTRIAL TRIBUNAL-CUM-LABOUR COURT
“Shram Sadan”,
G G Palya, Tumkur Road,
Yeswanthpur, Bangalore – 560 022.
Dated : 2nd May, 2014
Present :
Shri S. N. NAVALGUND, Presiding Officer
C R No. 43/2009
I Party
II Party
The Joint Secretary,
The General Manager,
Bank of Maharashtra Employees Bank of Maharashtra,
Union (AIBEA), C/o Bank of
15, Police Station
Maharashtra, No. 343, 3rd Main,
Road, Basavangudi,
SFS 407,4th Phase, Yelahanka
BANGALORE.
New Town, BANGALORE.
Appearances:
I Party
:
None
II Party :
Shri Ramesh Upadhyaya, Advocate
AWARD
1. The Central Government vide order No. L-12011/
49/2009-IR(B-II) dated 12.08.2009 in exercise of the power
conferred by clause (d) of sub-section (1) and sub-section
5186
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
(2A) of Section 10 of the Industrial Disputes Act, 1947 (14
of 1947) made this reference for adjudication with the
following schedule:
SCHEDULE
“Whether the management of Bank of Maharashtra,
Regional Office, Basavangudi, Bangalore were just
and proper in awarding punishment of ‘CENSURE’
in respect of misconduct under Clause 19.7(d) and
Clause No. 19.7(j) of the Bi-partite Settlement and
also simultaneously ordering the recovery of
Rs. 62,500/- from the salary of Shri Shashidhar Rao
Moolki, Computer Operator, is just and proper? To
what relief is the delinquent workman entitled to?”
2. Though the I party failed to comply the direction
of the referring authority to file statement of claim within
15 days from the date of receipt of order of reference while
registering it in C R 43/2009 notices were issued to both
sides, I Party failed to enter appearance and file claim
statement. Since the I Party failed to enter appearance and
file claim statement the II party was called upon to file
statement substantiating the impugned action and as
number of opportunities provided were not availed to file
such statement by order dated 04.04.2012 the reference
was allowed. Subsequently, the II party when filed
application in Miscellaneous No. 01/2012 to recall the
Award the notices of the same were served on the I Party
and as the I party failed to enter appearance after receiving
the Evidence of II Party the said application came to be
allowed by Order dated 06.08.2013 and re-registering the
reference in the same number the notice was issued to the
I Party but the I Party failed to enter appearance and file
claim statement. Then the II Party when called upon to
lead the evidence substantiating the impugned action
against the I Party workman, the learned advocate
appearing for the II Party while filing the affidavit of Senior
Manager (Staff), Mrs. Sirisha Katta, examining him on oath
as MW 1 got exhibited Ex M-1 to Ex M-14 and closed his
side.
3. Heard the arguments and perused Ex M-1 to Ex
M-14.
4. On appreciation of counter statement with the
evidence adduced for the II party, I arrive at conclusion of
Rejecting the Reference for the following
REASONS
5. It is borne out from the records that the Assistant
General Manager, Bangalore Region as Disciplinary
Authority to Sh. Shashidhar Rao Computer Operator, Bank
of Maharashtra, Chamarajpet Branch, Bangalore issued
him charge sheet dated 02.02.2006 which reads as under :
CHARGE SHEET
It has been alleged against you that you have
committed the following commissions and omissions,
while working as Clerk at Malleswaram Branch, Bangalore
with respect to operation of Current Account of
M/s. Hercules Sports Pvt. Ltd.
M/s. Hercules Sports Pvt. Ltd., who had Current
Account No. 1218 with out Malleswarm Branch, Bangalore
issued a Cheque No. 110084 dated 30.05.1998 for
Rs. 1,25,000.00 in favour of M/s. People Education Trust,
Mandya.
On 28.05.1998, M/s. Hercules Sports Pvt. Ltd. has
given instructions to stop the payment of that Cheque.
These instructions were received and noted by you on
the concerned folio the current ledger on 28.05.1998.
On 02.06.1998, upon presentation of the said Cheque,
you have debited it to the Current Account No. 1218 of
M/s. Hercules Sports Pvt. Ltd., even though stop payment
instructions were already received and recorded on ledger
folio concerned.
The Account holder M/s. Hercules Sports Pvt. Ltd.
had approached appropriate legal forum, as debiting his
account towards the payment of said Cheque in
contravention of Stop Payment instruction given by them,
thereby parting with his funds to M/s. Peoples Education
Trust, illegally and thus depriving the company of their
funds. The drawer Company has demanded making good
the amount with interest and costs.
Therefore bank charges you:-
1. that your action of posting the Cheque No. 110084
dated 30.05.1998 after receipt of the stop payment
instructions is an act of not adhering to the procedures
for running the current deposit is an act of breach of rule
of business of the bank or instructions for running current
department, is an act of Minor misconduct under clause
No. 19.7(d) of Bi-partite Settlement.
2. that your action of posting the Cheque No. 110084
dated 30.05.1998 even after receiving the stop payment
instructions, is an act of negligenceinvolving bank to
serious loss, is an act of gross negligence which is an act
of gross misconduct under cl. 19.5(j) of Bi-partite
Settlement.
Hence, it is decided to conduct Department Enquiry
against you. Shri S. SAMPATH, Senior Manager, Currency
Chest Bangalore, who is appointed as Enquiry Officer who
will advise you about the date, time and place of the
enquiry, would conduct the enquiry.
You will be permitted to be defended by a
representative of a registered trade union of bank
employees of which you are a member on the date first
notified for the commencement of the enquiry; and if you
are not a member of any trade union of bank employees on
the aforesaid date, by a representative of a registered trade
union of the employees of the bank in which you are
employed.
OR
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5187
At the request of the said union by a representative
of the State Federation or All India Organisation to which
such union is affiliated. You will be permitted to produce
your evidence, to examine witnesses in your defence and
to cross-examine the witnesses brought by the Bank
against you at the enquiry.
Please note that the enquiry may be proceeded with
in your absence if you do not appear at the appointed
date, time and place of enquiry.
Necessary documents in support of charge sheet
are enclosed, as detailed in the Annexure. Bank reserves
its right to ad any documents. List of the witnesses will be
made known in the course of enquiry.
Disciplinary Authority &
Asst. General Manager
Bangalore Region
6. Then he appointed Sh. S Sampath, Enquiry Officer
& Senior Manager, as Enquiry Officer by order dated
02.02.2006. Then the Enquiry Officer causing notice to the
CSE observing the formalities of preliminary hearing and
recording the evidence of Sh. A S Nayak, Branch Manager,
Salem Branch for the management and exhibiting 11
documents as M-1 to M-11 and Ex D-1 to D-4 to the CSE
and after receipt of written brief from the Presenting Officer
and the Defence Representative submitted his report dated
30.09.2006 holding the charge as proved. Then the
Disciplinary Authority sending the copy of the enquiry
report and receiving his written submission and affording
an opportunity of personal hearing passed the impugned
Order of “CENSURE” dated 14.03.2007 and then giving an
opportunity of hearing to the CSE passed another dated
26.03.2007 to recover Rs. 62500.00 from him the pecuniary
loss sustained by the Bank due to his act.
7. Since the I Party did not care to enter appearance
and file claim statement disputing the validity of Domestic
Enquiry or the validity of the enquiry finding and the
punishment imposed, I have no other go except to say
that the II party is justified in imposing the punishment of
Censure for the misconduct proved against the I Party
workman and also in passing the order of recovery of
Rs. 62500.00 the loss caused to it by his act. Therefore, the
reference fails and the following order follows.
ORDER
The reference is rejected holding that the
management of BOM is justified in its action of awarding
punishment of censure in respect of misconduct under
Clause 19.7(d) and Clause No. 19.7(j) of the Bipartite
Settlement and also simultaneously ordering the recovery
of Rs. 62500.00 from salary of Shri Shashidhar Rao Moolki,
Computer Operator.
(Dictated to U D C, transcribed by him, corrected
and signed by me on 2nd MAY, 2014)
S. N. NAVALGUND, Presiding Officer
ANNEXURE-I
Witnesses examined:
MW 1
—
Smt. Sirisha Katta, Senior Manager (Staff)
WW 1
—
Nil
Documents exhibited on behalf of management:
Ex M-1
:
Office copy of the charge sheet dated
02.02.2006 issued to Shri S. U. Moolky.
Ex M-2
:
Original order of the Disciplinary Authority
dated 02.02.2006 appointing Enquiry
Officer
Ex M-3
:
Original Enquiry Proceedings
Ex M-4
:
Original Documents exhibited and marked
management Exhibits (M-1 to M-11)
Ex M-5
:
Original Documents exhibited and marked
Defence Exhibits (D-1 to D-4) marked in the
enquiry
Ex M-6
:
Original Arguments dated 25.07.2006 of
Presenting Officer.
Ex M-7
:
Original Arguments dated 25.07.2006 of
Defence Representative.
Ex M-8
:
Original Findings of the Enquiry Officer
dated 30.09.2006.
Ex M-9
:
Office copy of the covering letter dated
18.12.2006 of the Disciplinary Authority
addressed to the 1 Party along with copy
of substitued findings.
Ex M-10
:
Original written submission of the 1 Party
dated 18.01.2007 on the findings of the
Enquiry Officer findings by the Defence
Representative.
Ex M-11
:
Office copy of the notice of personal
hearing to the employee dated 15.02.2007.
Ex M-12
:
Original Proceedings of personal hearing
of the Disciplinary Authority dated
05.03.2007.
Ex M-13
:
Office copy of the final order dated
14.03.2007 of the Disciplinary Authority.
Ex M-14
:
Office copy of the order dated 26.03.2007
issued by the Assistant General Manager,
Bangalore Branch to the 1 Party.
Documents exhibited on behalf of the 1 Party : Nil
ubZ fnYyh] 8 tqykbZ] 2014
dk-vk-
1981-—vkS|ksfxd fookn vf/fu;e] 1947
(1947 dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj cSad
vkWiQ cMkSnk ds izca/ra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa ds
chp vuqca/ esa fufnZ"V vkS|ksfxd fookn esa dsUnzh; ljdkj vkS|ksfxd
vf/dj.k@Je U;k;ky;] ,.kkZdqye ds iapkV (lanHkZ la[;k 31@2012)
5188
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
dks izdkf'kr djrh gS] tks dsUnzh; ljdkj dks 04@07@2014 dks izkIr
gqvk Fkk A
[la- ,y- 39025@01@2010 vkbZ vkj (ch- II)]
jfo dqekj] vuqHkkx vf/dkjh
New Delhi, the 8th July, 2014
S.O.
1981.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 31/2012)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court,
Ernakulam as shown in the Annexure, in the industrial
dispute between the management of Bank of Baroda, and
their workmen, received by the Central Government on
04/07/2014.
[No. L-39025/01/2010 - IR (B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
BEFORE THE CENTRAL GOVERNMENT
INDUSTRIAL TRIBUNAL-CUM-LABOUR COURT,
ERNAKULAM
Present:
Shri D. SREEVALLABHAN, B. Sc., LL.B, Presiding Officer
(Wednesday the 7th day of August, 2013/16th Shravana,
1935)
I.D. 31/2012
Petitioner
:
Smt V. K. NirmalaW/o Shri N. N.
Balaraman Nakklikkattu House Allapra
PO Perumbavur - 683553
By Adv. Shri Ashok B Shenoy
Respondent
:
The Assistant General Manager, Bank
of Baroda Regional OfficeVasudeva
BuildingsT D Road, Ernakulam Kochi –
682011
By M/s.B S Krishnan Associates
This case coming up for final hearing on 05.08.2013
and this Tribunal-cum-Labour Court on 07.08.2013 passed
the following:
AWARD
This petition is one under Section 2A(2) of the
Industrial Disputes Act, 1947.
2. Workman filed this petition challenging the validity
of the termination of her services in the management bank
on 07.01.2012. The allegations in the petition, in brief, are
that she was employed in the subordinate cadre as a
sweeper in the services of the management bank from
20.07.2009 and she was continuously working without any
complaints until termination of her service. The termination
was effected in violation of Section 25F of the Industrial
Disputes Act and paragraphs 522 to 524 of the Sastri
Award. Hence she prays for passing an award declaring
the action of the management bank as illegal and for
reinstating her in service with back wages, continuity of
service and other attendant benefits.
3. Management filed written statement denying the
allegations in the petition as to the legality of the
termination of service and contending that the petitioner
was only a daily wager on casual/temporary basis and
that the termination of her service is proper, legal and not
in violation of the provisions of the Industrial Disputes
Act and the Sastri Award.
4. Petitioner filed replication denying the
contentions in the written statement and reaffirming the
allegations in the petition.
5. After submitting the pleadings the case was posted
for evidence and at that time petitioner filed IA 69/2013
with a prayer to withdraw the petition in view of the
pendency of ID 20/2013 of this tribunal based on the
subsequently made reference with regard to the same issue
by the Govt. of India/Ministry of Labour . The IA has
been allowed without any objection. Accordingly this
petition is dismissed.
The award will come into force one month after its
publication in the Official Gazette.
D. SREEVALLABHAN, Presiding Officer
APPENDIX - NIL
ubZ fnYyh] 8 tqykbZ] 2014
dk-vk- 1982-—vkS|ksfxd fookn vf/fu;e] 1947 (1947
dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj cSad vkWiQ
cMkSnk ds izca/ra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa ds chp
vuqca/ esa fufnZ"V vkS|ksfxd fookn esa dsUnzh; ljdkj vkS|ksfxd
vf/dj.k@Je U;k;ky;] ,.kkZdqye ds iapkV (lanHkZ la[;k 30@2012)
dks izdkf'kr djrh gS] tks dsUnzh; ljdkj dks 04@07@2014 dks izkIr
gqvk Fkk A
[la- ,y&39025@01@2010&vkbZvkj (ch&II)]
jfo dqekj] vuqHkkx vf/dkjh
New Delhi, the 8th July, 2014
S.O.
1982.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 30/2012)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court,
Ernakulam as shown in the Annexure, in the industrial
dispute between the management of Bank of Baroda, and
their workmen, received by the Central Government on
04/07/2014.
[No. L-39025/01/2010 - IR (B-II)]
RAVI KUMAR, Section Officer
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5189
ANNEXURE
BEFORE THE CENTRAL GOVERNMENT
INDUSTRIAL TRIBUNAL-CUM-LABOUR COURT,
ERNAKULAM
Present:
Shri.D.Sreevallabhan, B.Sc., LL.B, Presiding Officer
(Wednesday the 31st day of July, 2013/
09th Shravana, 1935)
I.D. 30/2012
Petitioner
:
Shri Dineshkumar B S/o Shri N
Balakrishna KamathPuthenveedu
Konnenkudi Road Onnam Mile
Perumbavur - 683542
By Adv. Shri Ashok B. Shenoy
Respondent
:
The Assistant General ManagerBank of
Baroda Regional OfficeVasudeva
BuildingsT D Road, Ernakulam Kochi –
682011
By M/s. B S Krishnan Associates
This case coming up for final hearing on 31.07.2013
and this Tribunal-cum-Labour Court on the same day
passed the following:
AWARD
Challenge is made by the workman with regard to
the termination of his service by the management bank on
07.01.2012 by filing this petition under Section 2A(2) of
the Industrial Disputes Act, 1947.
2. It is alleged in the petition that the workman was
in continuous service of the bank as peon from 13.07.2009
until termination of his service orally by the Manager of
the Perumbavoor Branch of the bank in violation of the
provisions contained in Section 25F of the Industrial
Disputes Act, 1947 and paragraphs 522,523 and 524 of the
Sastri Award.
3. Management filed written statement denying the
claim of the petitioner that he was a a regular employee in
continuous service and contending that he was only a
daily wager on casual/temporary basis and that his
disengagement is proper, legal and is not violative of the
provisions of the Industrial Disputes Act, 1947 or the Sastri
Award.
4. Workman filed replication denying the contentions
in the written statement and reaffirming the allegations in
the claim statement.
5. After submitting pleadings the case was posted
for evidence. At that time workman filed IA 71/2013 with a
prayer to withdraw the petition in view of the order of
reference made by the Govt. of India/Ministry of Labour
with regard to the same issue and taken on file as ID
18/2013 of this tribunal. The IA has been allowed without
any objection. Accordingly this petition is dismissed.
The award will come into force one month after its
publication in the Official Gazette.
Dictated to the Personal Assistant, transcribed and
typed by her, corrected and passed by me on this the
31st day of July, 2013.
D. SREEVALLABHAN, Presiding Officer
APPENDIX - NIL
ubZ fnYyh] 8 tqykbZ] 2014
dk-vk- 1983-—vkS|ksfxd fookn vf/fu;e] 1947 (1947
dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj cSad vkWiQ
cMkSnk ds izca/ra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa ds chp
vuqca/ esa fufnZ"V vkS|ksfxd fookn esa dsUnzh; ljdkj vkS|ksfxd
vf/dj.k@Je U;k;ky;] ,.kkZdqye ds iapkV (lanHkZ la[;k 32@2012)
dks izdkf'kr djrh gS] tks dsUnzh; ljdkj dks 04@07@2014 dks izkIr
gqvk Fkk 1
[la- ,y&39025@01@2010&vkbZvkj (ch&II)]
jfo dqekj] vuqHkkx vf/dkjh
New Delhi, the 8th July, 2014
S.O.
1983.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 32/2012)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court,
Ernakulam as shown in the Annexure, in the industrial
dispute between the management of Bank of Baroda, and
their workmen, received by the Central Government on
04/07/2014.
[No. L-39025/01/2010 - IR (B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
BEFORE THE CENTRAL GOVERNMENT
INDUSTRIAL TRIBUNAL-CUM-LABOUR COURT,
ERNAKULAM
Present:
Shri D. SREEVALLABHAN, B.Sc., LL.B, Presiding Officer
(Friday the 31st day of May, 2013/10th Jyaistha, 1935)
I.D. 32/2012
Petitioner
:
Shri Sudhish UR S/o Shri K. N.
RaghunathanUnnakuppa Puthenpurayil
South Maradi Muvattupuzha- 686673
By Adv. Shri Ashok B Shenoy
Respondent
:
The Assistant General Manager Bank
of Baroda Regional OfficeVasudeva
BuildingsT D Road, Ernakulam Kochi –
682011
By M/s.B S Krishnan, Associates
This case coming up for final hearing on 31.05.2013
and this Tribunal-cum-Labour Court on the same day
passed the following:
5190
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
AWARD
Challenge is made as to the termination of the
services of the workman by the management bank by filing
this petition under Section 2A(2) of the Industrial Disputes
Act, 1947.
2. In the petition it is alleged that the workman who
was in continuous service as a peon in the Moovattupuzha
Branch of the management bank from 22.01.2009 was
illegally terminated from service on 16.08.2011 in violation
of the provisions of the Industrial Disputes Act, 1947 and
paragraphs 522, 523 and 524 of Sastri Award. Hence he
prays for passing an award declaring the action of the
management as illegal and for reinstating him with full
back wages and other attendant benefits.
3. Management bank filed written statement denying
the claim of the workman that he was a regular employee
and contending that he was engaged only as a daily wager
on casual/temporary basis during the period from
22.01.2009 to 16.08.2011 and that he was not engaged 240
or more days at any point of time. Action of disengagement
is proper, legal and valid and is not in violation of the
provisions of the Industrial Disputes Act, 1947 or Sastri
Award. Hence he is not entitled to any relief.
4. Workman filed replication denying the contention
in the written statement and reaffirming the allegations in
the claim statement.
5. At the time when the case stood posted for
evidence workman filed IA 48/2013 to withdraw the petition
in view of the order of reference made by the Govt. of
India/Ministry of Labour with regard to the same issue
and pending before this Tribunal as ID No.19/2013. The
IA is allowed without any objection from the side of the
management. Hence this petition is dismissed.
The Award will come into force one month after its
publication in the Official Gazette.
Dictated to the Personal Assistant, transcribed and
typed by her, corrected and passed by me on this the
31st day of May, 2013.
D. SREEVALLABHAN, Presiding Officer
APPENDIX - NIL
ubZ fnYyh] 8 tqykbZ] 2014
dk-vk- 1984-—vkS|ksfxd fookn vf/fu;e] 1947 (1947
dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj cSad vkWiQ
cMkSnk ds izca/ra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa ds chp
vuqca/ esa fufnZ"V vkS|ksfxd fookn esa dsUnzh; ljdkj vkS|ksfxd
vf/dj.k@Je U;k;ky;] ,.kkZdqye ds iapkV (lanHkZ la[;k 22@2012)
dks izdkf'kr djrh gS] tks dsUnzh; ljdkj dks 04@07@2014 dks izkIr
gqvk Fkk 1
[la- ,y&39025@01@2010&vkbZvkj (ch&II)]
jfo dqekj] vuqHkkx vf/dkjh
New Delhi, the 8th July, 2014
S.O.
1984.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 22/2012)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court-I,
Ernakulam as shown in the Annexure, in the industrial
dispute between the management of Bank of Baroda, and
their workmen, received by the Central Government on
04/07/2014.
[No. L-39025/01/2010 - IR (B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
BEFORE THE CENTRAL GOVERNMENT
INDUSTRIAL TRIBUNAL-CUM-LABOUR COURT,
ERNAKULAM
Present:
Shri D. SREEVALLABHAN, B.Sc., LL.B, Presiding Officer
(Tuesday the 14th day of May, 2013/10th Vaisakha, 1935)
I.D. 22/2012
Petitioner
:
Smt. Zeenath Babu W/o Shri B Babu
Joseph Kottayil House Nellithanam,
Karur PO Palai Kottayam District
By M/s. H B Shenoy, Associates
Respondent
:
The Regional Manager, Bank of Baroda
Vasudeva Buildings T D Road
Ernakulam –682011
By M/s. B S Krishnan, Associates
This case coming up for final hearing on 14.05.2013
and this Tribunal-cum-Labour Court on the same day
passed the following:
AWARD
This is a petition filed under Section 2A(2) of the
Industrial Disputes Act, 1947.
2. The allegations in the petition, in brief, are that
the workman, Smt. Zeenath Babu, was employed as a sub-
staff in the services of the management bank on 10.09.2009
and she was discharging all the duties entrusted with her
diligently and honestly without any complaint. While so
her service was illegally terminated on 20.10.2011 in
violation of the provisions contained in the Industrial
Disputes Act, 1947. Hence she filed this petition with a
prayer to pass an award declaring the action of the
management of terminating her services in the bank as
illegal and unjust and for directing the management to
reinstate her in service with full back wages, continuity of
service and other benefits.
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5191
3. Management filed written statement contending
that she was not employed in the management bank at
any time in regular vacancy by the competent authority.
She was only intermittently engaged as daily wager on
casual/temporary basis during 10.09.2009 to 20.10.2011.
She was not engaged continuously for more than 240 days.
The allegation that there was illegal termination of her
services in violation of the statutory provisions is baseless
and incorrect. Hence she is not entitled to any of the
reliefs claimed in the petition.
4. Workman filed rejoinder refuting the contentions
of the management bank and reaffirming the allegations in
the petition.
5. After filing rejoinder workman filed IA 40/2011
seeking permission to withdraw the petition stating that it
is not necessary to further proceed with this case in view
of the pendency of ID 10/2013 before this Tribunal with
regard to the very same issue.
6. As per the IA, the petition is sought to be
withdrawn reserving the rights of the petitioner to pursue
all her claims in ID 10/2013.At the time of argument learned
counsel for both sides have submitted that the said IA is
based on an order of reference made by the Govt. of India/
Ministry of Labour and hence all the claims of the petitioner
can be adjudicated in that case.
7. Withdrawal of this petition will not in any way
affect her right to pursue her claims relating to the very
same issue raised in that ID. It is needless to say that
there is no necessity to reserve the right to pursue such
claims for the withdrawal of this petition. IA 40/2013 was
allowed without any objection from the side of the
management. Hence this petition is dismissed.
The Award will come into force one month after its
publication in the Official Gazette.
Dictated to the Personal Assistant, transcribed and
typed by her, corrected and passed by me on this the
14th day of May, 2013.
D. SREEVALLABHAN, Presiding Officer
APPENDIX - NIL
ubZ fnYyh] 8 tqykbZ] 2014
dk-vk- 1985-—vkS|ksfxd fookn vf/fu;e] 1947 (1947
dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj dsujk cSad ds
izca/ra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa ds chp vuqca/ esa
fufnZ"V vkS|ksfxd fookn esa dsUnzh; ljdkj vkS|ksfxd vfèkdj.k@
Je U;k;ky;] ,.kkZdqye ds iapkV (lanHkZ la[;k 24@2012) dks
izdkf'kr djrh gS] tks dsUnzh; ljdkj dks 04@07@2014 dks izkIr
gqvk Fkk 1
[la- ,y- 39025@01@2010 vkbZ vkj (ch- II)]
jfo dqekj] vuqHkkx vf/dkjh
New Delhi, the 8th July, 2014
S.O. 1985.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 24/2012)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court,
Ernakulam as shown in the Annexure, in the industrial
dispute between the management of Canara Bank, and
their workmen, received by the Central Government on
04/07/2014.
[No. L-39025/01/2010 - IR (B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
BEFORE THE CENTRAL GOVERNMENT
INDUSTRIAL TRIBUNAL-CUM-LABOUR COURT,
ERNAKULAM
Present:
Shri D. SREEVALLABHAN, B.Sc., LL.B, Presiding Officer
(Tuesday the 30th day of April, 2013/10th Vaisakha, 1935)
I.D. 24/2012
Petitioner
:
Smt. T. Syamalakumari W/o Shri B.
Appukuttan Nair, Athira, S. N. Junction
Thrippunithura -682301
By Adv. Shri Ashok B Shenoy
Respondent
:
The Assistant General Manager Canara
Bank, Circle Office, Annexe Building,
Thali Samooham Road, Chalappuram
Kozhikode – 673 002
By M/s. Menon & Pai
This case coming up for final hearing on 29.04.2013
and this Tribunal-cum-Labour Court on 30.04.2013 passed
the following:
AWARD
This petition filed under Section 2A(2) of the
Industrial Disputes Act, 1947 is for declaring the
punishment of ‘compulsory retirement with
superannuation benefits’ imposed on the workman Smt.
T. Syamalakumari, ex-employee of the management bank,
as illegal and unjust and also for directing the bank to
reinstate her with full back wages, continuity of service
and other attendant benefits.
2. According to her she was employed as a clerk in
the services of the management bank and joined in service
on 21.07.1987. While she was working in the Ernakulam
South Branch of the bank she was transferred to the Manjeri
branch. Her request for modification of the transfer order
through a representation was declined by the management.
Hence it was challenged by her by approaching the
Hon’ble High Court of Kerala. As it has not become
successful an industrial dispute was raised through union.
5192
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
While pursuing it chargesheet dated 09.12.2007 was issued
to her and after conducting enquiry she was imposed with
the penalty of compulsory retirement with superannuation
benefits by the disciplinary authority. The appeal preferred
by her before the Appellate Authority was dismissed.
Hence she raised an industrial dispute against the
management challenging the imposition of penalty. The
conciliation proceedings before the Assistant Labour
Commissioner (Central), Ernakulam ended in failure and
hence she filed this petition before this Tribunal
challenging the validity of the enquiry and the punishment
imposed on her.
3. Before filing written statement by the management
bank, petitioner filed IA 28/2013 for withdrawal of this
petition stating that it is not to be proceeded with in view
of the reference made by the Govt. of India, Ministry of
Labour taken on file as ID No.26/2012 of this Tribunal. It
was sought to be withdrawn reserving the rights of the
petitioner to pursue all her claims in ID 26/2012. At the
time of argument learned counsel for both sides have
submitted that the ID is also with regard to the same matter
and hence the same is only to be proceeded with.
Withdrawal of this petition will not in any way affect the
right of the petitioner to pursue her claims in the ID with
regard to the same issue. IA 28/2013 was allowed since it
was not opposed by the management. Hence this petition
is dismissed.
The Award will come into force one month after its
publication in the Official Gazette.
Dictated to the Personal Assistant, transcribed and
typed by her, corrected and passed by me on this the
30th day of April, 2013.
D. SREEVALLABHAN, Presiding Officer
APPENDIX - NIL
ubZ fnYyh] 8 tqykbZ] 2014
dk-vk- 1986-—vkS|ksfxd fookn vf/fu;e] 1947 (1947
dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj dsujk cSad ds
izca/ra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa ds chp vuqca/ esa
fufnZ"V vkS|ksfxd fookn esa dsUnzh; ljdkj vkS|ksfxd vf/dj.k@Je
U;k;ky;] ,.kkZdqye ds iapkV (lanHkZ la[;k 23@2012) dks izdkf'kr
djrh gS] tks dsUnzh; ljdkj dks 04@07@2014 dks izkIr gqvk Fkk A
[la- ,y&39025@01@2010&vkbZvkj (ch&II)]
jfo dqekj] vuqHkkx vf/dkjh
New Delhi, the 8th July, 2014
S.O. 1986.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 23/2012)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court,
Ernakulam as shown in the Annexure, in the industrial
dispute between the management of Canara Bank, and
their workmen, received by the Central Government on
04/07/2014.
[No. L-39025/01/2010 - IR (B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
BEFORE THE CENTRAL GOVERNMENT
INDUSTRIAL TRIBUNAL-CUM-LABOUR COURT,
ERNAKULAM
Present:
Shri D. SREEVALLABHAN, B.Sc., LL.B, Presiding Officer
(Tuesday the 27th day of August, 2013/
05th Bhadrapada, 1935)
I.D. 23/2012
Petitioner
:
Smt. S. GeethaW/o Shri S. Anilkumar
Velikattu, NTV Nagar 56A, Kadappakada
Kollam - 691008
By M/s. H. B. Shenoy, Associates
Respondent
:
The Chairman & Managing Director
Canara Bank Head Office, 112 JC Road
Bangalore –560002
By M/s. Menon & Pai
This case coming up for final hearing on 27.08.2013
and this Tribunal-cum-Labour Court on the same day
passed the following:
AWARD
Workman filed this petition under Section 2A(2) of
the Industrial Disputes Act, 1947 with the prayer for
directing the management to reinstate her in service after
declaring the punishment of ‘compulsory retirement with
superannuation benefits’ without disqualification for
future employment imposed on her is illegal and unjust.
2. In the petition it is alleged that she had joined the
services of the management bank as a clerk on 19.01.1989
at the Malappuram Branch and later when she was working
in Thrikovilvattom Branch she was suspended from
service in September, 2009. Disciplinary proceedings were
initiated against her and after conducting enquiry she was
imposed with the penalty of compulsory retirement with
superannuation benefits by the disciplinary authority. The
appeal filed by her before the Appellate Authority was
dismissed on 18.01.2012. Hence she raised an industrial
dispute through her union. As the conciliation proceedings
did not become fruitful she filed this petition challenging
the validity of the enquiry and the punishment imposed
on her.
3. Management filed written statement denying the
allegations in the petition as to the validity of the enquiry
and legality of the punishment imposed on the petitioner.
¹Hkkx II—[k.M 3(ii)º
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5193
It is contended that she was imposed with the penalty
after conducting a proper enquiry after affording
sufficient opportunities to her. The findings of the
Enquiry Officer were entered into based on evidence
and after considering all the circumstances. The
misconducts charged against her are grave and hence she
was imposed with the punishment of compulsory
retirement with superannuation benefits. Hence she is
not entitled to any relief.
4. Petitioner filed replication denying the
contentions in the written statement and reaffirming the
allegations in the petition.
5. After submitting the pleadings workman filed IA
84/2013 with the prayer to withdraw the petition stating
that reference is already made by the Govt. of India/Ministry
of Labour with regard to the same issue and the same is
pending before this tribunal as ID 13/2013 so that it is not
necessary to further proceed with this case. The IA has
been allowed without any objection. Accordingly the
petition is dismissed.
The award will come into force one month after its
publication in the Official Gazette.
Dictated to the Personal Assistant, transcribed and
typed by her, corrected and passed by me on this the
27th day of August, 2013.
D. SREEVALLABHAN, Presiding Officer
APPENDIX - NIL
ubZ fnYyh] 8 tqykbZ] 2014
dk-vk- 1987-—vkS|ksfxd fookn vf/fu;e] 1947 (1947
dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj dksfPp iksVZ
VªLV ds izca/ra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa ds chp
vuqca/ esa fufnZ"V vkS|ksfxd fookn esa dsUnzh; ljdkj vkS|ksfxd
vf/dj.k@Je U;k;ky;] ,.kkZdqye ds iapkV lanHkZ la[;k 01@2011
dks izdkf'kr djrh gS] tks dsUnzh; ljdkj dks 04@07@2014 dks izkIr
gqvk Fkk A
[la- ,y&39025@01@2010&vkbZvkj (ch&II)]
jfo dqekj] vuqHkkx vf/dkjh
New Delhi, the 8th July, 2014
S.O. 1987.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 01/2011)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court,
Ernakulam as shown in the Annexure, in the industrial
dispute between the management of Cochin Port Turst,
and their workmen, received by the Central Government on
04/07/2014.
[No. L-39025/01/2010 - IR (B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
BEFORE THE CENTRAL GOVERNMENT
INDUSTRIAL TRIBUNAL-CUM-LABOUR COURT,
ERNAKULAM
Present:
Shri D. SREEVALLABHAN, B.Sc., LL.B, Presiding Officer
(Wednesday the 12th day of June, 2013/
22nd Jyaistha, 1935)
Complaint No. 1/2011
Complainant
: Shri M. P. Parameswaran Nair S/o Shri
Kunju Nair General Secretary Cochin
Port & Dock Employees Union (AITUC)
Wellington Island Cochin - 682009
By Advs. Shri Youseff & Smt. Aysha
Opposite Party : The Chairman Cochin Port Trust
Wellington Island Cochin - 682003
By M/s.Menon & Pai
This case coming up for final hearing on 11.06.2013
and this Tribunal-cum-Labour Court on 12.06.2013 passed
the following:
AWARD
Cochin Port and Dock Employees’ Union filed this
complaint under Section 33A of the Industrial Disputes
Act, 1947.
2. It is the case of the complainant that it represents
considerable number of workers and employees of the
opposite party, the Cochin Port Trust, arrayed as one of
the parties in ID No.4/2011 pending before this tribunal.
The said industrial dispute was raised since the opposite
party in total violation of clause 36 of the settlement dated
02.08.2000 altered the usual practice in the Cargo Section
unilaterally by issuing circulars under the guise of
ensuring Access Control and Security in the port area.
During the pendency of the ID opposite party issued
circulars in violation of the said clause in that settlement
changing the conditions of service by introducing new
times for shift duties without approval of this tribunal as
provided under Section 33 of the Industrial Disputes Act,
1947.
3. Opposite party after appearance filed written
statement challenging the maintainability of the petition
and contending that there is no relationship between the
circulars and the dispute in the ID that ‘whether the action
of the management of Cochin Port Trust in withdrawing a
customary benefit hitherto enjoyed by the composite
workmen without proper notice is justifiable? What relief
the concerned workmen are entitled to?’
4. After filing the written statement the case was
posted for rejoinder, but no rejoinder was filed by the
complainant.
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THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
5. After posting the case for evidence union was
continuously absenting and hence set ex-parte.
Management filed affidavit in support of the contentions
raised in the written statement. As the complainant has
failed to substantiate the allegations in the complaint as
to the change of condition of service relating to the dispute
involved in ID 4/2011 it can only be held that there was no
change of service condition during the pendency of ID
No.4/2011through the issuance of the circulars specified
in the complaint.
6. Hence an award is passed finding that there is no
change of condition of service in relation to the dispute in
ID 11/2011 through the issuance of the circulars and hence
the complaint is dismissed.
The Award will come into force one month after its
publication in the Official Gazette.
D. SREEVALLABHAN, Presiding Officer
APPENDIX - NIL
ubZ fnYyh] 8 tqykbZ] 2014
dk-vk- 1988-—vkS|ksfxd fookn vf/fu;e] 1947 (1947
dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj ;wfu;u cSad
vkWiQ bafM;k ds izca/ra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa ds
chp vuqca/ esa fufnZ"V vkS|ksfxd fookn esa dsUnzh; ljdkj vkS|ksfxd
vf/dj.k@Je U;k;ky;] xqokgkVh ds iapkV (lanHkZ la[;k 25@2012)
dks izdkf'kr djrh gS] tks dsUnzh; ljdkj dks 04@07@2014 dks izkIr
gqvk Fkk 1
[la- ,y&12011@10@2012&vkbZvkj (ch&II)]
jfo dqekj] vuqHkkx vf/dkjh
New Delhi, the 8th July, 2014
S.O. 1988.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 25/2012)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court,
Guwahati as shown in the Annexure, in the industrial
dispute between the management of Union Bank of India,
and their workmen, received by the Central Government on
04/07/2014.
[No. L-12011/10/2012 - IR (B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
IN THE CENTRAL GOVT. INDUSTRIAL TRIBUNAL-
CUM-LABOUR COURT, GUWAHATI,
ASSAM
Present:
Shri L. C. Dey, M.A., LL.B., Presiding Officer,
CGIT-cum-Labour Court, Guwahati.
Ref. Case No. 25 of 2012
In the matter of an Industrial Dispute between :-
The Management of Union Bank of India,
Central Office,
Mumbai.
Versus
Their workman rep. by the General Secretary,
Union Bank Employees Union (NER),
Regional Office, Chandmari,
Guwahati.
Appearances:
For the Workman.
:
Mr. J. Chakrabarty, Workman
representative.
For the Management :
Mr.
B.
Bhattacharjee,
Management representative.
Date of Award: 28.04.2014.
AWARD
1. This Reference has been initiated on an Industrial
Dispute raised by the workman Shri Nazmul Karim, Ex-
subordinate Staff, represented by the General Secretary,
Union Bank Employees Union (NER) against the
Management of Union Bank of India, Central Office,
Mumbai, consequent upon dismissal from service to
Sh. Nazmul Karim, Ex-Subordinate Staff; which was referred
by the Ministry of Labour for adjudication vide their Order
No.L-12011/10/2012-IR (B-II) dated 21.09.2012. The
Schedule of this reference is as under:
SCHEDULE
“Whether the action of the management of Union
Bank of India in dismissing Sh. Nazmul Karim, Ex-
Subordinate Staff without notice from the services
of the bank, vide Order dated 14.12.2007 and not
providing him the copy of letter No.NRO/CMRD/
07/672/03 dtd. 06.11.03 in the enquiry proceedings,
is legal & justified? What relief the workman
concerned is entitled to?”
2. On receipt of the order from the Ministry of Labour,
Government of India, New Delhi, this reference case was
registered and notices were issued by Registered Post to
the parties concerned directing them to appear in the Court
on the date fixed and to file their written statement along
with the relevant documents in support of their claim.
Accordingly both the parties appeared and submitted their
respective claim statement/written statement.
3. The fact of the case of the workman, in nutshell, is
that the workman joined the services of the Union Bank of
India on 20.2.1982 at Tuempreng Branch as Subordinate
Staff and thereafter he was transferred to Guwahati Main
Branch of the Bank in 1984. Finally he was transferred to
Nawgaon Branch in 1989. At that time while he was working
¹Hkkx II—[k.M 3(ii)º
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5195
as Daftary an incident took place at Nawgaon Branch while
a number of amounts totaling Rs.30,900/- collected by the
workman on different dates from November, 2002 to
August, 2003 from Bakijai office for repayment of loans by
some borrowers of the Banks and the said amount was
not deposited by the workman to the Bank. Before making
good the deposit by the workman the matter came to the
knowledge of the Branch Manager, when the workman
explained that due to serious financial crisis in his family
he committed the mistake and agreed to refund the money
to the Bank. Accordingly the workman deposited
Rs.30,900/- to the Bank on 23.9.2003. The act committed
by the workman was considered by the Regional Manager,
Guwahati Region of the Bank to be an offence and under
his instruction the Branch Manager issued two memoranda
to the workman on 20.11.2003 censuring him for
commissioning of the said offence and cautioned him
against repeation of such offence. Both the memoranda
were entered into the service record of the workman and
thereby the matter was closed by the Regional Manager
awarding the punishment to the workman as provided to
the Bipartite Settlement. The workman also did not
challenge the order of punishment imposed upon him by
the Management. On receipt of the lessons by the
workman for his aforesaid offence, the Bank reposed
confidence upon him and thereby the workman became
more and more reliable and helpful for the Bank, and he
was not only utilized to bring more and more business for
the bank but also in the recovery of Bank’s some of those
loans which were declared as Non Performing Asset. Even
in the month of April, 2005 he found in the Nawgaon Branch
premises a packet containing Rs.47,000/- unclaimed and
unnoticed by any body and he handed over the same to
the Branch Manager and the honesty of the workman was
appreciated by all. Surprisingly after transfer the then
Regional Manager, without any reason, the same matter
of the workman was reopened by the next Regional head
and a show cause memorandum was issued by the Chief
Manager of the Regional Office, Guwahati as new
Disciplinary Authority on 12.12.2005 i.e. after more than 2
years of the closure of the matter by the Regional Manager,
who was never a Disciplinary Authority. The workman
submitted a letter on 23.12.2005 in reply to the
memorandum, requesting the Management to provide him
with a copy of letter No.NRO/CMRD/07/672/03 dated 06.
11.03 whose reference was there on communication of the
Management to him on the said issue, but the Management
vide their letter dated 12.1.2006 asked the workman for his
explanation stating the said letter was not having a material
bearing to the show cause memorandum. Then the workman
through his letter dated 28.1.2006 reiterated his request
for the said letter dated 6.11.2003 but the management
allowed the workman last opportunity for submission of
his explanation vide their letter dated 7.3.2006 while the
workman again reminded the Management for providing
him with a copy of the letter dated 6.11.2003. Even the
Management was adamant not to supply the copy of the
said letter dated 6.11.2003 and issued charge sheet
memorandum dated 25.1.2007 against the workman framing
the charges viz. (1) doing acts prejudicial to the interest of
the Bank involving or likely to involve the Bank in
monetary loss; (2) Willful damage or attempt to cause
damage to the property of the Bank which amounts to
gross misconduct and (3) breach of rule of business of the
bank and instructions for running of any department which
amounts to minor misconduct. The Management also
informed the workman that they had decided to hold a
departmental enquiry into the charges mentioned in the
charge sheet and Sri Amit Banerjee was appointed as
Enquiry Officer.
Accordingly the enquiry was held in the premises
of Regional Office at Guwahati on 25.5.2007 and 20.5.2007.
During the enquiry at the instance of the defence
representative the Enquiry Officer directed the
management representative to furnish the copy of the letter
dated 6.11.2003 to the workman as sought for by him earlier
but the Management did not produce the document.
Mr. K.C. Biswas, the then Branch Manager of Nowgaon
Branch who was examined as Management witness. The
Enquiry officer after conducting the enquiry, found the
following facts;
(a)
The Regional Manager, Guwahati after
conducting an investigation into the
allegations against the workman found the
workman guilty and administered to the
workman ‘warning’ which is laid down in the
industry level bipartite settlement dated
10.4.2002 as punishment both for gross and
minor misconducts; and the workman was also
ordered to refund the money involved in the
case which the workman complied with.
(b)
There is no provision in the industry level
bipartite settlement for holding an enquiry
after a case is disposed of with the punishment
unless the employee concerned challenges the
findings and the punishment order issued by
the Disciplinary Authority. The Disciplinary
Authority vide their letter dated 26.10.2007
ordered punishment of dismissal of the
workman but how after lapse of 4 yeas
discovered that the action of the workman lead
to the loss of confidence and faith by the Bank
upon the workman. Therefore the decision
taken by the Management after two years of
closures of the case to hold the departmental
enquiry and the order passed by them to that
effect were against the principles and norms
prescribed in the industry level bipartite
settlement;
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THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
(c)
After closure of the said matter no further
allegation was there which could necessitate
the Management to initiate fresh disciplinary
action, instead, the workman handed over
Rs.47,000/- to the Branch Manager which he
found un noticed by others in the Branch
premises;
(d)
the workman was very much helpful to the
bank in securing business and recovery of
huge non performing asset (NPA);
(e)
The Branch Manager admitted that on account
of the said incident the Bank did not suffer
any financial loss and the same did not tarnish
the Bank’s image in any way before the public.
Subsequently the Union vide its letter dated
27.6.2007 wanted to know from the Management the reason
for such discriminatory attitude, stating 3 concrete
examples of such discriminatory attitude which were
brought to the notice of the Assistant General Manager,
Regional Office, Guwahati under whose instance the case
of the workman was reopened after two years of its
closures. The Disciplinary Authority vide its letter dated
26.10.2007 passed order proposing a punishment of
dismissal from the services of the Bank against the
workman, observing that the charges framed against the
workman were proved. The Union contended that while
the matter was closed by the Regional Manager in
November,2003 the new Disciplinary Authority after 4 years
discovered that the action of the workman led to loss of
confidence and faith by the Bank upon him whereas the
Management was found to repose confidence and faith
upon the workman till that time for securing business and
recovery of NPA and also getting the duties of higher
cadre (clerical cadre) in cash and clearing departments
performed by him for 208 days in a year from October 2006
to October,2007 in exigencies of the Bank. Thus the
Enquiry Officer could not play his roll as independent
body and therefore his findings suffered from biasness.
The Union also considered the order of the Disciplinary
Authority and issued a letter dated 03.11.2007 addressed
to the AGM, Regional Office with a copy to General
Manager, Vigilance of the Bank at the Central Office but
there was no response to the said letter of the Union. The
Union further stated that before imposing punishment the
Disciplinary authority granted a personal hearing to the
workman on 12.12.2007 while the workman appeared and
submitted his petition both orally and in writing but the
Disciplinary Authority vide their letter No.
NROG:HRM:DA:468-2007 dated 14.12. 2007 passed the
final order of punishment of dismissal from services of the
Bank to the workman without considering the submission
of the workman.
The workman preferred an appeal on 11.1.2008 before
the Appellate Authority i.e. Dy. General Manager (HRM)
against the order of the Disciplinary Authority. The
Appellate Authority granted a personal hearing to the
workman which was held on 15.5.2008 i.e. after more than
4 months at the Central Office of the Bank which should
have been held within one month of the receipt of the
appeal the same should be disposed of within one month
from the date of personal hearing. Ultimately the Appellate
Authority vide its order dated 7.6.2008 rejected the appeal
without showing any valid reason and without applying
his mind while considering the appeal. Thereafter the
Union addressed a letter dated 20.10.2008 to the Chairman
and the Managing Director of the Bank for their
intervention in the matter since he was the principal
Disciplinary Authority in the Bank but there was no
response to the said letter. Then the Union raised an
Industrial Dispute upon which conciliation meeting was
held on 10.01.2012 but it failed and hence this reference.
4. The Management of Union Bank of India contested
the proceeding by filing written statement, stating, inter-
alia that the present reference is not maintainable in as
much as, the workman Nazmul Karim is not a workman
within the meaning of Industrial Dispute Act and that the
appropriate government referred the purported Industrial
Dispute without considering the provision of the Industrial
Dispute Act and relevant issue is not an Industrial Dispute
Act and as such, the Notification dated 21.9.2012 is illegal;
that the issue referred to by the Ministry in their
Notification do not constitute an Industrial Dispute within
the meaning of law and as such, this Tribunal has no
jurisdiction to adjudicate the alleged issue and hence, the
Management raised the preliminary issue about the
maintainability of the reference. The Management stated
that the Union has no locustandi to raise an Industrial
Dispute before the Tribunal in as much as, the issue sought
to be raised is not an Industrial Dispute u/s 2(k) of the I.D.
Act and the workman Nazmul Karim is not a workman
within the definition of Section 2(s) of the I.D.Act, 1947;
and that the allegations/contention raised against the
Management Bank are illegal, false, fabricated and
unjustified; and the management Bank being a
Nationalised Bank has to follow the laid down policy and
procedure and they have their own Rules governing the
service conditions of their employees and the action taken
against the workman under relevant provision of Rules
governing the service conditions of the employees of the
Bank. It is also mentioned by the Management that the
Union has not shown whether it is a registered Trade Union
under the Provision of Trade Unions” Act,1926 and they
have not shown whether under the terms of registration
or otherwise they are entitled to organize/espouse any
industrial dispute on behalf of the workman employed in
their bank by producing copy of the Form A of the
application for registration as Trade Union under Trade
Union Act, the copy of its Constitution showing the
number of its office bearers. It is added that the Union
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5197
ought to show whether the General Secretary of the Union
Bank Of India Employees Union ( NER) is duly authorized
to raise the demand on behalf of the present workman and
to produce a copy of the extract of minutes of the meeting
of the Managing Committee/General Body in original to
show that a decision was taken in such meeting in this
regard. The Union has also not produced any document
to show whether the names of the office bearers of the
Union and as such, authorized to represent the persons
covered by the said Notification and also to show that
Sri Nazmul Karim is a member of the Union, who had
submitted the application for Union’s membership. The
Union also contended that the allegations made against
the Management Bank are illegal, false, frivolous,
fabricated, unjustified, perverse and without any basis of
law as well as fact. Hence, the management prayed for
framing preliminary issue on the maintainability of the claim
before the matter is taken up on merit.
Further plea of the Management is that Sri Nazmul
Karim, the subordinate staff of Nawgaon Branch receiving
some amount with his signature from Bakijai Office,
Nawgaon towards recovery of loan account since 2002.
He collected an amount of Rs.30,900/- from Bakijai Office,
Nawgaon which was not deposited by him to the respective
loan account in the Bank and thus Sri Nazmul Karim
misappropriated the Bank’s money. On a joint drive by the
Branch Manager, Nawgaon Branch of the Bank and the
Bakijai officials of the Office of the Deputy Commissioner,
Nawgaon the matter came to the light and Sri Nazmul Karim
was asked about the fact while he admitted that he had
collected the amount from the Bakijai Office, Nawgaon.
Thereafter the Regional Office of the Management Bank,
Guwahati vide their letter No.NRO/HRM/539/05 dated
12.12.05 asked the workman to explain within 10 days under
what circumstances he committed the aforesaid lapse and
why disciplinary action should not be taken against him
for not depositing the amount of Rs.30,900/- collected by
him from the Bakijai Office, Nawgaon during the period
27.9.2002 to 13.8.2003. However on persuasion of the
Branch Manager, Sri Nazmul Karim made good the
misappropriated amount by depositing the same on
23.9.2003. On receipt of the said letter the workman did
not submit any reply to the Management Bank while the
Management by another letter dated 12.1.2006 asked the
workman to submit his explanation within 3 days from the
date of receipt of the said letter failing which the matter
would be proceeded as they deem fit and proper. But the
workman after receiving the said letter dated 12.1.2006 on
27.1.2006 did not submit any reply. Then the Management
Bank by their letter dated 7.3.2006 again asked the workman
to submit his explanation within 3 days from the date of
receipt of the letter dated 7.3.2006. Then the workman
submitted his reply to the show cause on 17.3.2006 but
the said reply was not satisfactory and hence, the
Management issued formal charge sheet on 25.1.2007 for—
Gross Misconduct :
1. Doing acts prejudicial to the interest of the Bank
involving or likely to involve the Bank in monetary loss.
2. Willful damage or attempt to cause damage to the
property of the Bank.
Minor misconduct :
Breach of rule of business of the Bank and
instructions for running of any department.
Accordingly the Management Bank decided to hold
a departmental enquiry against the workman; and
appointed Sri Amit Banerjee, Manager (HR), Nodal Office,
Kolkata as Enquiry Officer and asked the workman to
submit his explanation on the charges framed against him,
within a period of 15 days from the date of receipt of the
charge sheet dated 25.1.2007 directly to the Enquiry Officer.
The Management also authorized Sri B.C.Jha to represent
the Management and notices of enquiry were issued to
both the management and the workman by the enquiry
officer on 29.3.2007 fixing the date of enquiry on 24.4.2007
at Regional office, Guwahati. The workman informed the
Enquiry officer that Sri Jagannath Chakrabarty, Dy. General
Secretary of the Association would represent him.
Accordingly the enquiry was conducted by the Enquiry
Officer in compliance with the principle of natural justice
on different dates namely 25.5.2007, 26.5.2007 in presence
of both the parties. The copy of the proceeding of the
enquiry was duly received by the Presenting Officer and
the workman Nazmul Karim acknowledging receipt of the
same. On closure of the evidence of the Management the
workman adduced his evidence and submitted his written
brief before the Enquiry Officer. Thereafter the Enquiry
Officer submitted his report and findings on 4.7.2007
holding that the charges levelled against Sri Nazmul Karim
were proved. A copy of the report and findings of the
enquiry was forwarded to the workman but the workman
did not submit any representation against the report and
findings of the Enquiry Officer. Thereafter the Disciplinary
Authority considered the report and findings of the
Enquiry Officer along with other documents and also
allowed the personal hearing of the workman and after
giving all opportunities to defend the case of the workman,
the Disciplinary Authority imposed punishment on the
workman dismissing him from the services of the Bank
with immediate effect order dated 14.12.2007 for gross
misconduct. On receipt of the dismissal order the workman
preferred an appeal before the Appellate Authority on
11.1.2008. The Appellate Authority vide its letter dated
27.2.2008 intimated the workman that the appeal would be
heard on 17.3.2008. Upon which the workman filed a
representation expressing his inconveniences to attend
the personal hearing on 17.3.2008 while the Appellate
Authority considering his request fixed 31.3.2008 for
personal hearing. Accordingly the Appellate Authority
heard the workman on 15.5.2008 finally and on perusal of
record and after applying his mind the Appellate Authority
5198
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
by a speaking order rejected the appeal of the workman
vide his order dated 7.6.2008. Hence, the management
prayed for rejecting the prayer of the workman.
5. The workman on receipt of the W.S. filed by the
Management, submitted Addl. W.S. alleging that none of
the authority of the Management i.e. The Chairman and
the Managing Director and Assistant General Manager of
the Union Bank of India to whom the notices were served
, furnished the W.S. which was submitted by some one,
authorization by either of the Management is not apparent;
and that they have nothing to comment on paragraphs-1,
2, 3, 5, 7, 8, 10, 19, 21, 22, 25, 26, 27, 30, 31, 32, 33, 34, 35 and
36 of the W.S. filed by the Management. The workman
mentioned that Md. Nazmul Karim is a Bank employee and
he is a workman within the meaning of Section 2(s) and
the dispute raised by the workman is an industrial dispute
u/s 2(k) of the I.D.Act, 1947 and as such, the present
dispute is an industrial dispute and this Tribunal is the
appropriate authority to adjudicate upon the reference.
The Union also submitted that their Union is registered
under Trade Union Act,1976 which was registered vide
Registration No.1403 and the Registration can be produced
before the Tribunal if required; and that as per provision
of Section 36(1)(a) of the I.D. Act,1947 a workman who is a
party to the dispute shall be entitled to be represented in
any proceeding under the Act by any member of the
executive or other office bearers of a registered Union,
being an office bearer has been representing the workman
which is not at all illegal. The Union added that long back
the Management themselves introduced a system calling
“check off ” for deduction of Union’s subscription of the
workman of the Bank who was the members of any Trade
Union and since the system of deduction of Union fees is
maintained by the Management let the Management first
deny that they had not deducted any union subscription
of the workman in favour of the petitioner Union. The
Union also contended that it is a misleading information
to this Tribunal that the report and findings of the Enquiry
Officer was forwarded to the workman for submission of
his representation against the report and findings of the
Enquiry Officer. In fact the Enquiry Officer did not at all
sent the report and findings to the workman rather he sent
the same to the Disciplinary Authority.
6. The Management, on the other hand, reiterating
the contention made in their W.S., submitted their reply to
the Additional Written Statement filed by the Union
stating, inter-alia, that the workman Nazmul Karim is not a
member of the Union Bank of India Employees Union,
who admitted his guilt for committing misappropriation
and admission of guilt need not be proved; and as the
workman misappropriated money he deserved dismissal
from the service of the Bank. The Management mentioned
that they have supplied all the documents available with
them to the workman and the principles of natural justice
was followed before taking any action against the
workman. It is also averred by the Management that earlier
only investigation was done and no charge or enquiry
etc. were held and therefore the Management decided to
issue charge sheet and formal show cause notice
memorandum and thereafter the enquiry was held. It is
stated by the Management that no punishment was
imposed earlier to the petitioner as alleged, and the
punishment can be imposed formally only after issue charge
sheet holding departmental enquiry, considering the
findings of the enquiry and the relevant documents
connected with the departmental proceeding, the
Disciplinary Authority, on being satisfied with the findings
the workman guilty in the enquiry, after hearing the
workman and observing the principle of natural justice,
punishment was ordered against the workman dismissing
him from service.
7. Both the parties adduced evidence and submitted
documents in support of their respective cases. The
workman examined Mr. Jagannath Chakrabarty, Vice-
President or the Union Bank Employees Union (NER)
alone while the Management examined two witnesses
namely Mr. Bidit Bhattacharjee (MW.1), Sr. Manager of
Human Resources Department of the Union Bank of India,
Regional Office, Guwahati and Mr. Velmurugan,
Sr. Manger, HR Department of the Union Bank of India,
Regional office, Guwahati as MW.2.
8. According to the W.W.1, Mr. Jagannath
Chakrabarty, the workman Nazmul Karim was working as
subordinate staff of Union Bank of India, Nawgaon Branch
since 1989. In the year 2003 the workman collected money
amounting to Rs. 30,900/- on different dates from the Office
of the Deputy Commissioner being the repayment of loan
of certain borrowers but he did not deposit the same to
the Bank owing to serious hardship in his family as his
elder brother had been suffering a serious heart attack
and their land and property were washed away due to
heavy flood. On coming to know the incident, the Branch
Manager asked the workman to deposit the entire amount
to the bank and immediately he did it. Mr. J.K.Neog, the
then Regional Head of Union Bank of India in the North
Eastern Region, who after considering the whole matter
instructed the Branch Manager of Nawgaon Branch to
issue memorandum to the workman. Accordingly on
20.11.2003 the Branch Manger as per instruction of the
Regional Head issued 2 memorandum warning and
advising the workman not to do and repeat this kind of
action in future vide Exhibit-1 and 2 ( the zerox copies
proved on admission and without any objection by the
management representative). After lapse of 2 years the
Regional Head all on a sudden issued a show cause
memorandum on 12.12.2005 to the workman asking him to
show cause within 10 days vide Exhibit-3 ( the zerox copies
proved on admission by the management representative).
The workman, in response to the show cause memorandum
requested the Management to supply the documents i.e.
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letter No.NRO/CMRD/07/672/03 dated 6.11.03 to him in
order to enable him to give proper reply to the show cause
memorandum vide Exhibit-4 ( the zerox copies proved on
admission by the management representative). The
Management, in reply to the said show cause notice issued
memorandum to the workman vide Exhibit-5 ( the zerox
copies proved on admission by the management
representative) asking explanation from the workman who
wrote a letter to the Management on 28.8.2006 stating that
by not providing the copy of the letter dated 6.11.03 the
Management has violated the principle of natural justice.
Even then the Management did not provide the copy of
the said document rather issued another Memorandum on
7.3.2006 vide Exhibit-7(the zerox copies proved on
admission), while the workman vide his letter dated
17.3.2006 prayed for supplying the copy of the document
having a direct connection with the issue, for submission
of his reply vide Exhibit-8 ( the zerox copies proved on
admission by the management representative). Thereafter
the Management issued charge sheet against the workman
vide Exhibit-9 (the zerox copies proved on admission by
the management representative) and a departmental
enquiry was proceeded. The Management conducted
enquiry on 25.5.2007 and 26.5.2007 vide Exhibit-10 and
Exhibit-11 (the documents have been proved without
objection) and in that departmental enquiry the W.W.1
assisted the workman while the workman prayed for
supplying the copy of letter dated 6.11.2003. Immediately
the Enquiry Officer directed the Management to supply
the documents even then the Management did not supply
taking the plea that it was internal communication between
the Branch Manager and the higher authority. The W.W.1
also said that in the enquiry proceeding the Management
witness, the then Branch Manager who issued Exhibit-1
and Exhibit-2 stated in course of his cross-examination
that the caution and warning given to the workman vide
Exhibit-1 and 3 were not casual remarks which were given
after proper application of mind; and that after refunding
Rs.30,900/- the Bank’s interest was fully protected. It is
also mentioned that the witness namely the then Branch
Manager further stated that after the closure of the matter
through Exhibit-1 & 2 there was no action on the part of
the workman during his tenure which warranted further
disciplinary action; and that an amount of Rs.47,000/- lying
in a bag in Nawgaon Branch unnoticed by others, which
was deposited by the workman to the Branch Manager
while all the staff members appreciated the guesture of the
workman. The W.W.1 again said that in the inquiry
proceeding the then Branch Manager also added that the
workman had been very helpful for bringing bank’s
business and recovered huge Non Performing Asset
Accounts. Before the enquiry proceeding the workman
stated about the incident of Rs. 30,900/- while he was
having his family including one invalid brother and
dependent another brother (deceased) who was doing
agricultural work and due to unprecedented flood in and
around the Nawgaon their whole agricultural crops and
fisheries were completely damaged and hence his family
was almost passing in starvation and being the main
responsibility to look after the family the position of the
workman was committing to suicide. Finding no other way
the workman against his conscience had to hold back the
money and deposited it on a later date. After completion
of the enquiry proceeding the Union wrote a letter on
27.6.2007 to the Assistant General Manager who took the
charge from Mr. J.K.Neog, pointing out some examples of
discrimination done to the member of this Union ( i.e. Union
Bank Employees Union (NER) vide Exhibit-12 ( the zerox
copies proved on admission by the management
representative) but the Management did not response to
the letter.
The W.W.1 also mentioned that after closing of the
enquiry proceeding findings of the enquiry was directly
submitted by the Enquiry Officer to the Disciplinary
Authority without furnishing the copy to the workman for
his comment; and the Disciplinary Authority vide its
memorandum dated 16.10.2007 proposed the extreme
punishment of dismissal of the workman from the service
of the Bank vide Exhibit-13 ( the zerox copies proved on
admission by the management representative). He further
mentioned that the Union again wrote a letter dated
3.11.2007 to the Regional Head pointing out the
discrimination towards the workman with a copy to the
General Manager (Vigilance ) of the Central Office of the
Bank vide Exhibit-14 ( the zerox copies proved on
admission by the management representative) while the
Management confirmed the punishment dated 14.12.2007
proposed vide Exhibit-15 ( the zerox copies proved on
admission by the management representative). On being
dissatisfied and aggrieved with the punishment imposed
by the Management, the workman preferred an appeal on
11.1.2008 vide Exhibit-16 (the zerox copies proved on
admission and without any objection by the management
representative). But the Appellate Authority vide their
order dated 7.6.2008 rejected the appeal without showing
any valid reason and giving opinion on the matter urged
by the workman vide Exhibit-17( the zerox copies proved
on admission by the management representative).
Thereafter the Union preferred appeal in favour of the
Chairman and the Managing Director of the Bank vide
their letter dated 20.10.2008 as per the Standing Order the
Chairman and the Managing Director is the principal
Disciplinary Authority vide Exhibit-18 ( the zerox copies
proved on admission by the management representative),
but the Chairman also did not response to the said letter
of the Union. Finally the Union raised this dispute before
the Assistant Labour Commissioner(C) and conciliation
was held but it failed.
The W.W.1 again added that after dismissal of the
workman two cases discrimination came to the notice of
the Union namely (1) Sri Madhav Chandra Das working as
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subordinate staff in Adabari Branch, Guwahati was
involved in misappropriation of bank’s money, and he was
administratively transferred from Adabari Branch to
Service Branch; and some disciplinary action was initiated
against him but finally nothing was done and this
happened in the year 2009. Another incident i.e. one
Mr. Madan Chandra Das working as Head Cashier in
Sikharhati Branch was involved in misappropriation of
bank’s and customers money, and he was also
administratively transferred to Goalpara Branch, no
disciplinary action was taken against him. The workman,
during the intervening period of closure of the matter
against the workman and his dismissal, the workman
performed higher category i.e. in clerical category for
about 208 days since October, 2006 to October, 2007 during
the exigencies of the Bank. The W.W.1 has proved the
letter No.NRO/CMRD/07/672/03 dated 06.11.2003 vide
Exhibit-20 issued by the Manager (CMRD), Union Bank of
India regarding recovery of misappropriation of bank’s
fund by the workman and by which the Manager, CMRD
has forwarded the letter marked as Exhibit-21, 22, 23, 24
(the extracts from Receiving/Paying Cashier Register for
the month of April, 2007) regarding performance of paying
cashier duty by the workman dated 16.4.2007 etc. It is
further mentioned that the management expressed their
inability to produce the documents namely Cash Receiving
Register for the month of October, 2006, November, 2006,
December, 2006 and March 2007 and Clearing Register
along with clearing sheets for the month of October, 2006,
November, 2006 and from January, 2007 to October, 2007
as called for vide order dated 4.7.2013 at the instance of
the workman. As per the Bank’s Circular (Exhibit-25) the
Clearing Register (outward) Cash Receipt Books, Cash
Payment Book are to be retained/preserved for 9 years.
The W.W.1 also produced a copy of the Dainik Assom
dated 25.11.2009 wherein at page-8 there is mention of
misappropriation of bank’s money by Sri Madan Chandra
Das, the then Head Cashier of Sikharhati Branch, Union
Bank of India apart from other allegations a specific mention
of misappropriation of Rs.30,400/-. He also added that as
per the Bipartite Settlement between the Bank Association
and the workman Union dated 10.4.2002 ( Vide Exhibit-27)
on Disciplinary action circulated by the Union Bank of
India through staff Circular No.4848 dated 6.5.2002 wherein
under Clause-12(f), it is mentioned that an enquiry need
not be held if an employee is charged with minor
misconduct and the punishment imposed to be given as
warning or censor ; and that in the case of the workman
there was a preliminary investigation but no formal enquiry
was done while awarding the punishment of censure and
warning as prescribed in the bank’s letter marked as Exhibit-
1 & 2.
During his cross-examination the W.W.1 stated that
he did not know whether the workman informed the
Management as to his financial hardship due to his illness
of his brother and there is no documentary proof regarding
damage of the house and landed property of the workman
by flood. He has also proved a letter marked as Exhibit-A
on being produced by the Management regarding report
of flood at Nawgaon District obtained by the Management
from the Deputy Commissioner establishment. He also said
that the workman was a member of their Union and the
document in support of the membership of the workman is
with the Management as the Management deducted his
subscription every month for the Union from his salary.
He said that the workman should have deposited the
amount immediately after collection from the Deputy
Commissioner’s Office but he deposited the entire amount
on being asked by the Manager; and that the workman
received show cause notice from the Management after
two years of the alleged occurrence but he did not received
any charge sheet before issuance the letters marked as
Exhibit -1 & Exhibt-2 by the Management. He also denied
the suggestions tendered by the Management that the
brother of the workman was not suffering from any heart
disease nor there was any flood occurred in Nawgaon
District, nor the workman discovered a bag containing
Rs.47,000/- in the bank premises in the month of April,
2005, and that the workman himself kept this bag in the
premises. He also admitted that there was no written order
to the effect that the workman was entrusted to job of
clerical work/cash; that the workman was given
opportunity of personal hearing and that the workman
received the proceeding and findings of the enquiry from
the Disciplinary Authority; and that the offence committed
by Sri Madhav Ch. Das and Sri Madan Chandra Das, as
aforesaid are the same as that committed by the workman.
9. The Management witness No.1, Sri Bidit
Bhattacharjee, Senior Manager, Human Resource
Department of the Union Bank of India, Guwahati in his
deposition mentioned that the workman was a sub staff of
Nawgaon Branch of their Bank, who received a total sum
of Rs.30,900/- by putting his signature from Bakijai Office,
Nawgaon towards recovery of loan amount of the
Management Bank since 2002, but he did not deposit the
said amount to the Bank. On 12.12.2005 the workman Nazmul
Karim was asked to explain under what circumstances he
committed the above offence and why disciplinary action
should not be taken against him. However the said amount
was deposited by the workman on constant persuasion
(Exhibit-B) by the Branch Manager of the Nawgaon Branch
on 23.9.2003 after a gap of one year inspite of receipt of
the letter marked as Exhibit-B the workman did not furnish
any reply to the Management. The Management again
vide their letter marked as Exhibit-C asked the workman to
submit his explanation. Yet the workman did not furnish
any reply while the Management again issued a letter
dated 7.3.2006 marked as Exhibit-D asking him to submit
his explanation giving the workman the last opportunity.
Then the workman submitted his reply but on being
dissatisfied with the reply the Management charged the
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workman for his gross misconduct vide Exhibit-E. The
workman although received the charge sheet, did not
furnish any reply to the Management and as a result the
management decided to conduct the enquiry appointing
Sri Amit Banerjee as Enquiry officer, Sri B.C.Jha as
Presenting Officer to represent the Management vide
Exhibit-F. Mr. Bhattacharjee, the MW.1 mentioned that in
the enquiry the workman was assisted by his Union
Leader Sri Jagannath Chakrabarty as defence
representative, and the Enquiry Officer duly conducted
the enquiry on different dates in presence of the workman
and his defence representative. The Enquiry Officer
examined the Management Witnesses first on being
presented by the Presenting Officer. The management
witnesses were cross-examined by the defence
representative Sri Chakrabarty. He has proved the enquiry
proceedings marked as Exhibit-K & Exhibit-L whereupon
Exhibit-K(1) to K(9) are the signatures of the Enquiry
Officer, A.K.Banerjee, Exhibit-K(10) to Exhibit-K(18) are
the signatures of Sri B.C.Jha, the management
representative, Exhibit-K(19) to Exhibit-K(27) are the
signatures of Mr. J.Chakrabarty, the counsel for the
workman. Exhibit-K (28) to Exhibit-K(36) are the signatures
of the workman. Exhibit-L(1) to Exhibit-L(3) are the
signatures of the Enquiry Officer, Exhibit-L(4) to Exhibit-
L(6) are the signatures of B.C.Jha, the management
representative; Exhibit-L(7) to Exhibit-L(9) are the
signatures of the workman and the Exhibit-L(10) to Exhibit-
L(12) are the signatures of Sri J.Chakrabarty, the defence
counsel. During enquiry, the Enquiry Officer allowed the
workman to cross-examine the witnesses of the
management and the workman was also allowed to adduce
his evidence. The workman also submitted his written brief
through his defence representative. He has proved the
findings of the Enquiry Officer marked as Exhibit-G
(9pages). It is also stated by the MW.1 that the report and
the findings of the Enquiry officer was forwarded to the
workman but the workman did not submit any
representation against the report and findings of the
Enquiry officer. Thereafter the Management, considering
the records including the proceeding, documents proved
in the enquiry, report and findings of the enquiry and after
giving all reasonable opportunities to defend his case, the
Disciplinary Authority imposed punishment of dismissal
from service of the workman from the Bank vide the order
dated 14.12.2007 marked as Exhibit-H. the workman
preferred an appeal against the order of dismissal and the
Appellate Authority vide its memorandum dated 27.2.2008
(Exhibit-I) heard the argument and after hearing the
workman in person, the Appellate Authority by its order
dated 7.6.2008 dismissed the appeal vide Exhibit-J.
In course of his cross-examination the MW.1 stated
that the workman wanted some documents for filing reply
to show cause issued against him vide Exhibit-4 but there
is mention in the report of ALC(C) marked as Exhibit-19
that the letter cited by the Union was never been issued
by the Regional Office of the Bank. The M.W.1, admitted
all the statements made by the management witnesses in
the departmental proceeding marked as Exhibit-K wherein
in page-6 of the Exhibit-K the management witness No.1
Mr. K.C.Biswas stated that at the outset the defence
representative said that the management did not supply
the document i.e. the letter dated 6.11.2003 as sought for
by the workman; while the Enquiry Officer directed the
management representative to submit the document as
prayed for by the defence representative, yet the said
document marked as Exhibit-20 was not supplied to the
workman during the enquiry proceeding. In the said letter
marked as Exhibit-20 there was an instruction as follows:-
“ The sub-staff should be served with an advisory memo
and caution him”, and this was instruction of Regional
Manager. The MW.1 also admitted that after 2 years of
issuance of the instruction the show cause notice marked
as Exhibit-B was issued to the workman and in between
the said gap of two years no other complaint reported
against the workman. He again said that the workman has
not denied the allegation of embezzlement of money before
the enquiry proceeding; and that the enquiry was initiated
against the workman in order to prove the allegation of
misappropriation/embezzlement of bank’s money, doing
acts prejudicial to the interest of the Bank involving or
likely to involve the bank in monetary loss willful damage
or attempt to cause damage to the property of the bank,
breach of rules of business of the bank and instruction for
running of any department, but the bank did not suffer
any financial loss. The management witness although
categorically mentioned that the enquiry proceeding along
with its findings was forwarded to the workman, he could
not show any forwarding letter by which the same was
supplied to the workman. The MW.1 also said that prior to
initiation of the departmental proceeding he came to know
that the workman found a bag containing Rs.47,000/- in
the bank premises which he deposited to the Branch
Manager of Union Bank of India, Nawgaon Branch. He
also said that as there was no order of the bank for
entrustment of the duties of the workman in cash and
clearing Branch he could not say whether the management
of bank lost its confidence upon the workman. He also
said that from the Exhibit-24 it can not be said that the
workman worked in cash and clearing department in the
month of April, 2007. The witness concerned, at the
instance of the workman acknowledged the extract from
the payment and receiving register of Nawgaon Branch
for the month of April, 2007 proved as Exhibit-24 but he
could not say who had prepared the extract marked as
Exhibit-24. He also said that the initial given at page-127
and 130 on the extract (Exhibit-24) are not identical with
that of initial of the workman as it appears from Exhibit-K.
He also admitted that as per record maintenance policy
Circular No.7176 dated 24.6.2005 by the Planning and
Research Development, Union Bank of India, Mumbai in
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[PART II—SEC. 3(ii)]
Schedule-A that the list of records to be maintained at the
Branch as given in item No.51.61 and 62 relating to clearing
and cheque Register, Cash Receipt Book and Cash
Payment Books are to be preserved for 9 years. The
management witness No.1 again stated that he did not
find any information/comments of the Enquiry Officer made
on the Exhibit-1 and 2 and the Disciplinary Authority also
has not taken any specific notice of the said documents
marked as Exhibit-1 and 2. He added that it appears from
the Exhibit-J that the Appellate Authority had also not
passed any remark/comment on the said document
specifically. The MW.1 further mentioned that he did not
think that the case of Madhav Ch. Das and Madan Ch.
Das are identical to that of the workman and also he could
not say exactly the difference between the cases of
Madhav Ch. Das and Madan Ch. Das as well as the
workman; and he did not know if any action was taken
against the said Madhav Ch. Das and Madan Ch. Das
both are the employees of the bank. He again admitted
that in the memorandum of Settlement of disciplinary action
against the workman signed between the Indian Bank
Association and the workman Union at Mumbai on
10.4.2002 (Exhibit-27) at Clause-6(h) there is provision for
imposing punishment of warning or censureship or have
an adverse remark entered against the workman if he is
found guilty of misconduct and in clause-8 sub-clause-(a)
an employee may be punished with warning or censureship
for finding the charge of minor misconduct. He also added
that he had no personal knowledge about the workman
for which he could not say if the workman helped the bank
in many ways such as collection of any recovery loan, etc.
While he admitted that in the enquiry proceeding the then
Branch Manager, Nawgaon, Mr. K.C.Biswas in his reply
to question No.21 stated that the workman had been very
helpful for bringing bank business and in recovery of NPA
accounts. However, the MW.1 categorically denied the
suggestion that the enquiry was conducted with an
intention to impose sever punishment against the
workman, and that after disposal of the matter by the
competent authority without imposing any extreme
punishment, the management again initiated the enquiry
proceeding against the workman with an intention to
impose major punishment on the workman; and that the
punishment imposed by the management on the workman
is illegal, arbitrary and unjustified; and also the action of
the management in dismissing his service is discriminatory
and the enquiry was conducted against the principle of
natural justice.
The Management witness No.2 Sri Velmuragan, the
senior Manager (HR) Human Resources Department of
the Union Bank of India, Regional office, Guwahati, in his
deposition, stated that from the record he came to know
that the workman Nazmul Karim was sub staff of their
Bank who was posted in Nawgaon Branch, and a
departmental enquiry was initiated before his dismissal
after giving him all reasonable opportunities to defend his
case. He has proved the letter dated 26.10.2007 ( marked
as Exhibit-M) by which the Disciplinary Authority
forwarded his findings on the enquiry and the punishment
proposed to be imposed on the workman. He also said
that on receipt of the report and findings together with the
enquiry report dated 4.7.2007 the workman submitted his
reply to the Disciplinary Authority vide his letter dated
31.10.2007 marked as Exhibit-N, and the said letter (Exhibit-
N) was forwarded to the Disciplinary Authority by the
Nawgaon Branch on 01.11.2007 vide Exhibit-O. In course
of his cross-examination the MW.2 stated that he joined
as Senior Manager, Human Resource, Union Bank of India
on 27.8.2013 and he did not know the workman personally
nor could he say Nazmul Karim belongs to which of the
workmens’ Union. He also said that he had no knowledge
about the workman Madan Chandra Das and Madhav
Chandra Das who were working as Clerk in their Bank. He
again said that the Enquiry Officer was Amit Banerjee in
respect of the enquiry against the workman Nazmul Karim
and Exhibit-M(1) is not the signature of Amit Banerjee but
it is the signature of the Disciplinary Authority Mr.
C.R.Patra. He again mentioned the findings of the enquiry
against the workman was forwarded by the disciplinary
authority and not by the Enquiry Officer.
10. I have perused the entire case record along with
the evidence adduced by both the sides and the argument
placed by the parties. I have also gone through the written
argument along with the decisions laid down in different
reported cases submitted by both the parties.
The evidence on record shows that it is an admitted
fact that the workman Nazmul Karim, the sub staff,
Nawgaon Branch had collected an amount of Rs.30,900/-
from the office of the Deputy Commissioner, Nawgaon,
Bakijai Branch by putting his signature/receipt towards
the recovery of Non Performing Asset loan Account but
he did not deposit the said money collected from the Bakijai
Office of the Deputy Commissioner Establishment,
Nawgaon to the Bank; and subsequently it came to the
notice that the workman collected Rs.30,900/- during the
period from 27.9.02 to 13.8.03 and after persuasion of the
Branch Manager, Nawgaon Branch the workman made
good the misappropriated amount depositing the same on
23.9.2003 after a lapse of about one year. It is also found
established that after detection of the alleged
misappropriation of the amount of Rs.30,900/- by the
workman the Branch Manager vide his memo dated
20.11.2003 (Exhibit-2) as per instruction from the higher
authority vide letter No.NRO/CMRD/07/672/03 dated
6.11.03 marked as Exhibit-20 served the workman with a
advisory memo and caution. Thereafter the Management
of Union Bank of India vide their memorandum dated
12.12.2005 (Exhibit-5) issued show cause notice asking
the workman to explain within 10 days on receipt of the
memorandum as to under what circumstances he committed
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the lapse and why disciplinary action should not be
initiated against him. The Management on 12.1.2006 issued
another memorandum to the workman asking his
explanation vide Exhibit-C and again another reminder was
issued to the workman on 7.3.2006 asking for explanation
vide Exhibit-D. While the workman vide his letter dated
23.12.2005 instead of submitting his explanation asked for
copy of reference letter No.NRO/CMRD/07/672/03 dated
6.11.03 (Exhibit-20) whereupon the Management again
issued memorandum against the workman for submitting
his explanation and the workman also submitted another
letter dated 17.3.2006 requesting the Management for
furnishing the copy of letter marked as Exhibit-20.
Thereafter the Management framed charge vide Exhibit-9
against the workman and forwarded a copy of the same to
the workman and initiated an enquiry proceeding
appointing Sri Amit Banerjee, Manager (staff) Nodal
Regional Officer, Kolkata as Enquiry Officer to enter into
the enquiry proceeding against the workman. Accordingly
the enquiry was held in presence of the Presenting Officer
Mr. B.C.Jha, Manager (C), Nodal Regional Office, Ranchi
appointed by the Management and the workman along
with his learned defence counsel Mr. J.Chakrabarty. On
completion of enquiry proceeding the Enquiry Officer
submitted his report vide Exhibit-G, in which the Enquiry
Officer opined that the charges framed against the workman
namely gross misconduct and minor misconduct have been
established and the report and findings of the Enquiry
Officer was submitted to the Disciplinary Authority which
after forwarding a copy of findings of the enquiry to the
workman and after allowing personal hearing of the
workman imposed punishment of dismissal without notice
from the service of the bank for the charges concerning
gross mis-conduct; and stoppage of one increment for a
period of six months for the charges under minor
misconduct. It is also seen that the workman has preferred
an appeal before the Dy. General Manager (HRM), Human
Resources Department, Union Bank of India, Industrial
Relation Division, Central Office, Mumbai and the appellate
authority informing the workman for personal hearing on
17.3.2008 at Central Office, Mumbai passed the order dated
7.9.2008 vide Exhibit-I after perusing the appeal along with
all the connected papers and various statements made by
the workman in his aforesaid appeal as well as during the
course of his personal hearing, rejected the appeal
preferred by the workman vide Exhibit-J.
During argument Mr. J.Chakrabarty the learned
defence counsel for the workman submitted that the
enquiry conducted by the Management is not proper and
legal and there is violation of natural justice and the
findings arrived at in the enquiry are perverse which is the
result of victimization of the Management as well as unfair
labour practice or malafide; and the defective enquiry
stands on the same footing as no enquiry. Mr. Chakrabarty
pointed out that after coming to know about embezzlement
of money the Regional Manager of the Bank asked the
workman to deposit the money which the workman did
and the management, looking into the extraneous
circumstances and looking into the acute financial crisis
of the workman and his usefulness to the Bank’s business
the Regional Manager did not find it proper to impose any
harsh punishment and therefore imposed punishment of
warning upon the workman on 20.11.2003 vide Exhibit-1
and 2 for commission of the acts which falls under both
gross and minor gross misconduct in Clause-6(h) and
Clause-8(a) of Memorandum of Settlement of Disciplinary
Action against the Workman signed between the Indian
Bank’s Association and the workmen Union on 10.4.2002
(Exhibit-2). Mr. Chakrabarty added that in course of the
domestic enquiry the workman informed the extenuating
circumstances of financial crisis during the relevant period
for which he did not deposit the money which was neither
challenged nor rebutted by the management
representative; and that the management witness no.1 has
admitted the fact that before this Tribunal that the
Management Bank has not suffered any financial loss
since the amount of Rs.30,900/- collected by the workman
from the Bakijai Office was deposited in the Bank lateron.
It is also pointed out by Mr. Chakrabarty that after closure
of the matter regarding embezzlement of money by the
workman imposing punishment of caution and warning;
the management with intent to victimize the workman
malafide and following unfair labour practice initiated the
departmental enquiry after lapse of about 2 years which
was not warranted too. He further mentioned that when
the workman did not deny that he had temporarily
embezzled the money what else the Management wanted
to prove in the enquiry since nothing further was to be
proved in the enquiry; it became not only en empty one
but also the malafide one which is bad in law and liable to
be rejected. The learned counsel for the workman again
mentioned that the management in spite of repeated
persuasion by the workman did not furnish the copy of
letter No.NRO/CMRD/07/672/03 dated 6.11.2003 issued by
the Manager CMRD imposing punishment, and the said
letter was vital and material in connection with the
domestic enquiry held by the Management . He also said
that the copy of the report and findings of the Enquiry
Officer was not furnished, although the management
witnesses in their evidences mentioned that the copy of
the report and findings of the Enquiry Officer was
forwarded to the workman but they have failed to produce
any document by which the same was forwarded. Thus by
not supplying the copy of the said letter (Exhibit-20), the
report and findings of the Enquiry Officer, enquiry held by
the Management is irregular, defective and in violation of
natural justice. Hence, the enquiry is liable to be set aside
and the punishment of dismissal of the workman from the
service of the bank is also liable to be set aside.
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In support of his argument Mr. Chakrabarty relied
upon the case of Assam Oil Company reported in 1960
ILLJ SC, Chartered Bank’s case reported in 1960 ILLJ 222
SC. He also relied upon Indian Iron and Steel Co. Ltd.
Case (Supra) wherein it was held that the Tribunal is now
at liberty to consider not only whether the findings of
misconduct recorded by an employer is correct but also to
defer from their said findings if a proper case is made out;
there was once largely in the realm of the satisfaction of
the employer, has ceased to be so and now it is the
satisfaction of the Tribunal that finally decided the matter.
11. Mr. B.Bhattacharjee, the learned Representative
of the Management, on the other hand, vehemently
opposing the submission of the learned defence counsel
for the workman submitted that the workman Nazmul Karim
being a sub staff/Duftary, Nawgaon Branch of Union Bank
of India, collected an amount of Rs.30,900/- on 10 occasions
during the period 27.9.2002 to 13.8.2003 from the Bakajai
Office of the Deputy Commissioner’s establishment,
Nawgaon which has been made clear in the enquiry report
marked as Exhibit-G (page 3 and 4) and the same allegation
is admitted by the workman but there is nothing to show
on record that the workman at the time of deposit of the
embezzlement money made an explanation that due to
acute financial hardship owing to devastating flood in
Nawgaon and illness of the brother of the workman he
failed to deposit the amount in time. Although he made an
explanation in that behalf in course of the domestic enquiry
as well as in course of his deposition before this Tribunal
but the latter dated 22.8.2013 issued by the Addl. D.C.,
relief and District Magistrate Branch, Nawgaon addressed
to the Branch Manager, Nawgaon Branch of the Bank
proved by the Management witness No.1 vide Exhibit-A
shows that there was a mild wave of flood in Nawgaon
District in the year 2002, 2003 and 2005 but the alleged
occurrence of misappropriation of the bank money by the
workman took place in the year 2002 and 2003. There is no
supporting the evidence adduced by the workman to
justify his contention that his brother was seriously ill at
the relevant time. Further, the plea of the workman that
due to non supply of the copy of letter marked as Exhibit-
20 he was deprived of taking the defence before the enquiry
proceeding is also found not sustained as the said
document (Exhibit-20) has been produced by the workman
before this Tribunal. Mr. Bhattacharjee further pointed
out that the documents marked as Exhibit-1 and 2 and
Exhibit-20 shows that as per the instruction of the higher
authority the Branch Manager, Union Bank of India,
Nawgaon Branch issued the memorandum cautioning and
advising the workman not to do any act of misappropriation
of bank’s fund; and that although it is pointed out by the
learned counsel for the workman that the punishment such
as “caution” and “warning” were imposed upon the
workman was not a casual remark rather given after proper
application of mind but this memorandum of caution was
issued by the Branch Manager who is not the disciplinary
authority, after holding a preliminary investigation into
the matter regarding embezzlement of money amounting
to Rs.30,900/- by the workman and no enquiry was held at
that time.. As such, the advisory letter issuing caution by
the Management does not amount to final disposal of the
matter regarding misappropriation of the bank’s property.
The disciplinary proceeding against the workmen
are quasi judicial in nature and hence, before imposing the
penalty on the delinquent workman the disciplinary
authority must apply its mind to the record of proceeding
including the report of the Enquiry Officer and then
modulate the quantum of punishment which must be
commensurate with the nature and gravity of misconduct
proved against him. However, it is the established principle
law of the land that in dealing with the enquiry proceeding
the provision of the Evidence Act need not be followed in
toto but in spirit. The Court is to look into the matter
whether there is any gross irregularity and violation of
natural justice done in holding the enquiry. The evidence
on record shows that the report and findings of the Enquiry
Officer was not forwarded to the workman but
subsequently it was furnished to the workman by the
disciplinary authority before hearing on the point of
imposing punishment by the disciplinary authority. The
Hon’ble Supreme Court in Municipal Committee
Hussiarpur—v—Punjab State Electricity Board & Ors
reported in AIR 2011 SC( Civ) 209 held that the principles
of natural justice can not be applied in vaccum without
reference the relevant facts and circumstances of the case,
thus they can not be put in a straight jacket formula; and
that the natural justice is not an unruly house, no lurking
landmine nor a judicial cure, if fairness is shown by the
decision maker to the man proceeded against, the form,
features & fundamental of such essential processual
propriety being conditioned by the facts & circumstances
of each situation, no breach of natural justice can be
complained.
In A.Kanya Kumari—vs—The Project Director, Dist.
Women Child Dev. Agency etc. reported in 2014 LAB, I.C.
454 (Andhra Pradesh) it was decided that order of removal
passed on the basis of admission of charges levelled
against the delinquent, non furnishing of the enquiry
report by the enquiry Officer to the appellant does not in
any way prejudice his case. In the light of the ratio of the
cases mentioned above it is revealed that the charges
levelled against the workman being proved on admission,
serving of enquiry report does not vitiate the enquiry
proceeding & its finding. Hence, I find no force in the
argument raised by the learned counsel for the workman.
On perusal of the enquiry proceeding marked as
Exhibit-K & L it appears that the enquiry was conducted
in presence of the workman along with his defence counsel
and the management representative. Both the workman
and the management representative were given sufficient
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5205
opportunity of being heard as well as to cross examine by
both the parties. The workman was also found given
sufficient opportunity of personal hearing before the
disciplinary authority as well as the appellate authority
and copies of the enquiry proceeding have been furnished
to the workman by the Disciplinary Authority. Thus I find
no infirmity, irregularity and violation of principle of natural
justice in holding the enquiry proceeding against the
workman by the management. Further the evidence
adduced by both the parties before this Tribunal also
clearly established the charges of doing act pre judicial to
the interest of the bank involving or likely to involve the
bank in monetary loss, and willful damage or attempt to
cause damage to the property of the bank, which constitute
gross misconduct; and the charge, Viz. breach of rules of
business of the bank and instruction for running of any
department which falls under minor misconduct against
the workman. The entire matter would be open before the
Tribunal which will have jurisdiction to satisfy itself on
the facts adduced before it by the management whether
the discharge or dismissal was justified; if the enquiry is
defective or no enquiry has been held the entire case would
be open before the Tribunal. In this connection I am
inclined to rely upon Gujrat Steel Tubes Ltd. –vrs—Gujrat
Steel Tubes Mazdoor Sabha (1980) 1 LLJ 137, wherein
Hon’ble Justice Krishna Iyer held “It is uncontrovertible
that where no enquiry has been held by the management,
entire stoppage is at large and both guilt and punishment
in equal measures may be determined without inhibition
of jurisdiction by the Tribunal. In such cases it is open to
the Tribunal to consider the merit of the dispute and come
to its own conclusion on appreciation of the evidence
before it without having any regard for the view taken by
the management in dismissing the workman”. In Addl.
District Magistrate, Agra—vrs—Prahavakar Churtavedi
and another reported in 1996 2 SCC 12 wherein it was held
that when the respondent was guilty of misappropriation
of such a larger amount of Rs.28,000/- and odd for couple
of month it can be said that the punishment of dismissal
as imposed on him was in any way un-called for or was
merely disproportionate to the nature of misconduct
proved against the respondent. From the above
circumstances, I find no reason to interfere with the enquiry
held against the workman. Thus the argument raised by
Mr. J. Chakrabarty, learned defence counsel for the
workman that the enquiry was defective, malafide, and
against the principle of natural justice is rejected.
Mr. J. Chakrabarty, learned defence counsel for the
workman has placed another argument that in the instant
reference it is a case of embezzlement of money against
the workman and the punishment of dismissal imposed by
the management is not proper and justified rather the
reference ought to be decided taking into other matter
incidental to the dispute for which power has been
conferred upon the Tribunal u/s 10(4) of the I.D.Act, 1947,
as the incidental matters such as the past conduct of the
workman, the sincerity and honesty of the workman after
issuance of the caution and advisory memo by the
management, the honesty of the workman reflected from
his conduct, who after finding a bag containing cash
amount of Rs.47,000/- in the bank returned the same to the
Branch Manager of the Bank; and also after closure of the
matter by the highest officer of the Bank in the North
Eastern Region after recovery of money the enquiry was
initiated with vindictive attitude. He also pointed out
that this Tribunal has the power to alter the punishment
imposed by the Disciplinary Authority u/s 11 A of the
I.D.Act. In support of his plea Mr. Chakrabarty referred
the case of the workman of M/s. Firestone Tyre and Rubber
Co. of India (Pvt.) Ltd. –vs—The Management and Ors.
reported in 1973 (1) SCC 813, wherein in para-32 of the said
judgment it is mentioned:-
(i)
The right to take disciplinary action and to
decide upon the quantum of punishment are
mainly managerial functions, but if a dispute
is referred to a Tribunal, the latter has power if
action of the employer is not justified.
(ii)
Before imposing the punishment, the employer
is expected to conduct a proper enquiry in
accordance with the provisions of the Standing
Orders, if applicable, and principles of natural
justice. The enquiry should not be an empty
formality.
(iii)
When a proper enquiry has been held by an
employer, and the finding of misconduct is a
plausible conclusion flowing from the
evidence, adduced at the said enquiry, the
Tribunal has no jurisdiction to sit in judgment
over the decision of the employer as an
appellate body. The interference with the
decision of the employer will be justified only
when the findings arrived at in the enquiry are
perverse or the management is guilty of
victimization, unfair labour practice or malafide.
(iv)
Even if no enquiry has been held by an
employer or if the enquiry held by him is found
to be defective, the tribunal in order to satisfy
itself about the legality and validity of the
order has to give an opportunity to the
employer and employee to adduce before it. It
is open to the employer to adduce evidence
for the first time justifying his action; and it is
open to the employee too to adduce evidence
contra.
(v)
The effect of an employer not holding an
enquiry is that the tribunal would not have to
consider only whether there was a prima facie
case. On the other hand, the issue about the
merits of the impugned order of dismissal or
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[PART II—SEC. 3(ii)]
discharge is at large before the tribunal and
the latter, on the evidence adduced before it,
has to decide for itself whether the misconduct
alleged is proved. In such cases, the point
about the exercise of managerial functions
does not arise at all. A case of defective enquiry
stands on the same footing as no enquiry.
(vi)
It has never been recognized that the tribunal
should straightway, without anything more,
direct reinstatement of dismissed or
discharged employee. Once it is found that
no domestic enquiry has been held or the said
enquiry is found to be defective.
(vii)
Once the misconduct is proved either in the
enquiry conducted by an employer or by the
evidence placed before a tribunal for the first
time, punishment imposed cannot be interfered
with by the tribunal except in cases where the
punishment is so harsh as to suggest
victimization.
Mr. Chakrabarty added that since the management
witness admitted that there was no pecuniary loss suffered
by the Bank and as per the terms of bipartite settlement
dated 10.4.2002 between the Indian Bank Association and
the Workmen Union and Ors and the Management of
Indian Bank regarding disciplinary action against the
workmen staff and procedure therefore. The Clause 6(h)
regarding punishment to be imposed on an employee
found guilty of gross misconduct which provides for
warning , censor or have an adverse remark entered against
him; as per clause-8(a) an employee found guilty of minor
misconduct may be punished with warning or censure. On
perusal of the bipartite settlement dated 10.4.2002 marked
as Exhibit-27, Clause-6 & 8, it appears that an employee
found guilty of gross misconduct may be dismissed
without notice or be removed from service with
superannuation benefit i.e. pension or provident fund and
gratuity etc.; be compulsorily retired with the
superannuation benefit without disqualification from
future employment; be discharged from service with
superannuation benefit without disqualification from future
employment; be brought down to lower stage in the scale
of pay up to a maximum of two stages or have his
increments stopped with or without cumulative effect; or
have his special pay withdrawn; or be warned or censured
or have an adverse remark entered against him or be fined.
As per provision of Clause-8 it appears that the workman
found guilty of major misconduct may be warned or
censured or have an adverse remark entered against him
or have his increment stopped for a period not longer than
six months.
12. From the evidence it is found that the offence of
misappropriation of bank money amounting to Rs.30,900
collected by the workman from Bakajai Office, Nawgaon
during the period from 27.9.2002 to 13.8.03 but the workman
did not deposit the said amount to the bank; and on
constant persuasion the workman deposited the said
amount on 23.9.2003 after a gap of one year and as such,
the offence amounts to gross misconduct which is a
serious one. It is pertinent to mention here that during the
enquiry it was revealed the workman received the money
in altogether 10 occasions from Bakajai office during the
period of about one year and that the plea taken by him
that due to damage of his property by devastating flood
and his brother’s serious illness he could not deposit the
amount is also found to be not established. Further the
employees of the bank should be trustworthy as they were
the custodian of the public money and no other authority
can protect the bank and as such the action of the workman
is found not ignorable and excusable. In this regard I am
inclined to rely upon the case of Municipal Committee,
Bahadurgarh –vrs—Krishan Behari and ors. reported in
1996 2 SCC 741 wherein it was held that in case of involving
corruption there can not be any other punishment than
dismissal; any sympathy shown to such case is totally
uncalled for and abuse to public interest; and the amount
misappropriated may be small or large itself act of
misappropriation is relevant.
In Bharat Heavy Electrical Ltd.,—vs—M.
Chandrasekhara Reddy reported in 2005 LLR 258 wherein
it was held that where the Labour Court held that the
domestic enquiry was valid, it can not interfere with the
punishment of dismissal. Further the Hon’ble Supreme
Court in a catena of cases decided that unless punishment
imposed by the Management upon the workman is
shockingly disproportionate the Tribunal can not interfere
with it.
In Damoh Panna Sagar Rural Regional Bank & ors.—
vrs—M.L.Jain reported in 2005 (104) FLR 291 SC it was
held that the Court has power to interfere with the
punishment only when if it is shockingly disproportionate
to shorten litigation, the Court may impose lesser
punishment but where it is so shockingly disproportionate
Court may direct the employer to reconsider.In Hyderabad
Plywood Industries Ltd. –vrs—Presiding Officer and
another, reported in 2004 (3) LLN 906 (AP).
Further it was held that unless punishment is
shockingly disproportionate it shall not be interfered
with.The allegation of victimization by the Management
raised by the learned defence counsel for the workman is
also found not established.Since the charge of misconduct
has been clearly established against the workman and the
punishment of dismissal from service without notice has
been prescribed in the bipartite settlement arrived at
between the Association of workmen of Indian Bank and
the Management on 10.4.2002 (Exhibit-27) as discussed
above there is no scope for interference of the punishment
imposed against the workman . Further the quantum of
punishment also can not be interfered with on the ground
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5207
of sympathy as it is well established in Maruti Uddug Ltd.
–vs—Ramlal reported in 2005 LABIC 864 SC.
13. In view of my above discussion it can safely be
held that the workman has failed to prove his contention
that the domestic enquiry held against the workman by
the management of the Union Bank of India is defective,
illegal and against the principle of natural justice; and that
the management with malafide initiated the enquiry
proceeding after 2 years of closure of the matter; and that
the enquiry held against the workman without providing
him the copy of letter No.NRO/CMRD/07/672/03 (Exhibit-
20) as alleged, vitiate the enquiry. Also I find no reason to
interfere with the punishment imposed by the management
against the workman. In the result, I find the action of the
management of Union Bank of India in dismissing Sri
Nazmul Karim from the service of the bank without serving
notice of the Bank vide order dated 14.11.2007 and not
providing him the copy of letter No.NRO/CMRD/07/672/
03 dated 6.11.03 in the enquiry proceeding is legal and
justified and the workman is not entitled to any relief.
14. Accordingly this reference is answered in favour
of the management without granting any relief to the
workman.
Given under my hand and seal of this Court on this
28th day of April, 2014, at Guwahati.
Send the Award to the Ministry as per procedure.
L. C. DEY, Presiding Officer
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New Delhi, the 8th July, 2014
S.O.
1989.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 109/
2007) of the Cent. Govt. Indus. Tribunal-cum-Labour Court,
Ahmedabad as shown in the Annexure, in the industrial
dispute between the management of Bank of India, and
their workmen, received by the Central Government on
04/07/2014.
[No. L-12012/51/2007 - IR (B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
BEFORE THE CENTRAL GOVERNMENT
INDUSTRIAL TRIBUNAL-CUM-LABOUR COURT,
AHMEDABAD
Present:
BINAY KUMAR SINHA, Presiding Officer,
CGIT-cum-Labour Court,
Ahmedabad,
Dated 28th March, 2014
Reference (CGITA) No. 109/2007
Reference Order No. L-12012/51/2007-IR(B-II)
The Zonal Manager,
Bank of India, Bhadra,
Lal Darwaja,
Ahmedabad-380001
.... (1st party)
And
Their workman
Shri Dinesh R. Vaghela ,
House No. 724/21/7,
Ramdevpura,
Jawahar chowk, Sabarmati,
Ahmedabad (Gujarat)
...(2nd party)
For the First Party
: Ms. Meenaben Shah, Advocate
For the Second Party : Shri A.R. Shaikh , Advocate
AWARD
The Government of India/Ministry of Labour, New
Delhi, vide its order No.L-12012/51/2007-IR(B-II)), dated
26.10.2007 referred the dispute between the employers in
relation to the management of Bank of India and their
workman for adjudication to this Tribunal in respect of the
matter specified in this Schedule:
SCHEDULE
“Whether the action of the management of Bank of
India in termination the services of Shri Dinesh
Ratilal Vaghela w.e.f. 17.10.2004 without following
the provision of Section 25F and 25G of the
Industrial Disputes Act, 1947 is legal and justified?
If not, what relief the workman is entitled to and to
what extent?”
2. The case of the 2nd party Dinesh R. Vaghela as per
statement of claim (Ext.3) is that he was working in the
capacity of sweeper-cum-peon since the year 1992 in the
Bank of India, Sabarmati Branch and was doing duty from
7:00 am to 10:00 pm. and was getting monthly wages of
Rs. 1950 and his service was clean and blotless. He worked
for 240 days in every calendar year. But he was not given
Identity card, wages slip, Attendance card etc. He was
signing his attendance on muster roll for whole month
and then he was being paid wages by the 1st party
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THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
(Sabarmati Branch of B.O.I.) Further case is that in order
to avoid to make him regular/permanent, he was illegally
terminated by oral order and since then he is unemployed.
The 1st party Bank has contravened the provision of section
25F of I.D. Act, by not giving one month notice or one
month pay in lieu of notice nor paid retrenchment
compensation, bonus and gratuity. In his place new person
was engaged and he was not called back and thus 1st party
also contravened the provision of section 25G of I.D. Act.
His termination from service is against the principles of
natural justice. On these grounds prayer is for declaring
the oral termination of his service by the 1st party dated
17.10.2004 illegal and unjustified and for his reinstatement
in the job with back wages also for cost of Rs. 5000/- and
for any other relief to which he is found entitled.
3. As against this case of the 1st party interlia as per
written statement (Ext.9) is that the bank is nationalised
and public sector undertaking and for recruitment of any
staff. Bank is required to observe laid down norms for
recruitment. The recruitment in the vacancies of
subordinate staff cadre, temporary or permanent are being
done strictly from the candidates sponsored by
Employment Exchange. A Panel of selected candidates as
budly sepoy is prepared and maintained by the bank and
they are engaged as and when necessary in leave
vacancies of regular sepoy. The 2nd party D.R. Vaghela
was casual labour for temporary period and for temporary
increase in work of casual nature of exigencies of service.
The Branch managers are not empowered to appoint any
sub staff either as budlee or otherwise. Branch Manager,
Sabarmati was not authorised to appoint any budlee sepoy.
Shri D.R. Vaghela was not appointed as budleee sepoy, no
appointment order was issued to him. He was paid through
vouchers for performance of days of work. There is no
employer-employee relation between the 1st and 2nd party.
The 2nd party had not put in 240 days of work in any year
and so, the question of following the provision of section
25 of the I.D. Act, does not arise. Denying the averment
made in para 1 to 8 of the statement of claim, it has been
stated that the 2nd party was not employee of Bank so no
question of issue of I. Card, salary slip and attendance
card and the 2nd party was never paid full salary rather he
was paid through vouchers for the days he was given
work. He was given temporary casual work for short time
as per exigencies of the branch. His name was never
sponsored by the Employment exchange. He was not
regular employee of the Bank. In pursuance to the dispute
raised by the 2nd party before A.L.C. (Central), the bank in
its reply on 24.08.2004 interlia contended that the worker
concerned Mr. Vaghela was engaged as casual worker and
he never completed 240 days of work in calendar year and
that he worked for 118 days in the year 1986, 48 days in the
year 1988, 127 days in the year 1997 and 176 days in the
1998. He was casual worker so no question or oral
termination as alleged on 17.10.2004. The 1st party has not
contravened the provision of section 25F or 25G of the
I.D. Act. On these scores prayer is that the reference is not
maintainable. The workman is not entitled to any relief
and the case is fit to be dismissed.
4. A per rival contention of the parties in pleading,
the following issues are taken up for discussion and
determination:
ISSUES
(i)
Is the reference maintainable?
(ii)
Has the 2nd party worker D.R. Vaghela any valid
cause of action?
(iii)
Whether the 2nd party Shri D.R. Vaghela
completed 240 working days in calendar year
preceding his alleged oral termination on
17.10.2004?
(iv)
Whether the 1st party has contravened the
provision of section 25 F and 25 G of the
Industrial Disputes Act, 1947?
(v)
Whether the 2nd party Shri Dinesh Ratilal
Vaghela is entitled to the relief of reinstatement
and back wages or in the alternative any lump
sum compensation from the management of
the 1st party?
FINDINGS
5. ISSUE NO. iii:- The 2nd party in his affidavit
examination in chief (Ext.11) has stated that he was working
in the 1st party Bank at Sabarmati branch as sweeper cum
peon from 1992 and was performing work from 7:00am. To
10 pm. He was making attendance on muster Roll and was
getting wages monthly and that he completed work for
240 days in every year and in support of this he has filed
statement of work per month which are Ext. 10/3/1 to 10/3/
12. From perusal of these documents, it appears that the
2nd party Mr. Vaghela has prepared self-made statement of
work year wise from 1992 to 2003 but those have not been
authenticated by Bank manager with seal and signature
so there is no authenticity of these statement the he (2nd
party) worked for more than 240 days in the year 1996,
1997, 1998, 1999, 2000, 2001, 2002 and 2000. Though the 2nd
party claimed that he was removed/ terminated orally from
work in Sabarmati branch on 17.10.2004. But he has not
produced any self-made statement showing his days of
work from January 2004 to 17.10.2004. In absence of it can
be inferred that he did not work for any single day in the
year 2004 and the alleged date of oral termination on
17.10.2004 is having no leg to stand and appears to be
cock and bull story. There is no any self-prepared statement
of the 2nd party that in the calendar year preceding his
alleged oral termination on 17.10.2004 he completed 240
days of work from 18.10.2004. As per self-prepared
statement, he worked for 21 days in October 2003, 05 days
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5209
in November 2003, and 08 days in December 2003, but
there is no document even self-prepared statement that
how many days he worked from January 2004 to 17
October 2004, prior to alleged termination days of work to
be counted in the presiding year. More so, had it been a
fact that he was making attendance in the muster roll
likewise regular staff then why not the 2nd party demanded
production of documents by the 2nd party because of the
2nd party would have insisted the 1st party to produce muster
roll of 1992 to 2004 that would have falsified the claim of
the 2nd party that he was making attendance in muster roll
at par with regular staff. Moreover no appointment letter
could have been produced by the 2nd party to substantiate
claim that he was working regularly as sweeper cum peon
and not as casual labour. He admitted during cross
examination at page 8 that his name was not sent/
sponsored by the local employment exchange and that he
was not called for interview.
6. Ext. 10/1 is inter office memorandum of Bank of
India, Ahmedabad (Personnel Department) to A.G.M/C.M
Manager, All Branches in zone dated January sepoy/ safai
Karmachari. In column No.2 casual sepoy not on approved
panel who have completed 240 days in a block of 12
months/or calendar year in the year shows 2 (two). On
this paper the 2nd party Dinesh R. Vaghela has put his
signature in English which his signature in same strokes.
Same time as on Ext. 10/1/3 to 10/1/12. That means after
obtaining the zerox of Ext. 10/1 by the 2nd party unofficially
he made his signature at the fool to show that this paper
indicates 2 casual worker completing 240 days in calendar
year and that one of them is he himself. But Ext.10/1 only
show 2 number of casual worker completed 240 days in
calendar year 2001. But that does not go to connect that
2nd party Mr. Vaghela was one of such casual worker vide
Ext.10/2, the Zonal manager B.O.I., Ahmedabad zone vide
letter dated 11.02.2002 addressed to The Manager,
Sabarmati Branch, asking to know the correct position of
keeping casual worker and as to any false information has
been given in the 1st instence vide letter dated 15.01.2002
showing Nil return even with respect to casual worker.
Curiously enough 2nd party Mr. Vaghela also signed his
full signature in English at the fact of Ext. 10/2 after obtaining
unofficially any how copy of this correspondence letter.
So Ext. 10/1 and 10/2 do not come to the rescue of the 2nd
party to substantiate any how that he completed 240 days
of work in every calendar year.
7. The witness of the 1st party namely Shri Rashmikant
Parmar, retired manager of Bank of India in his oral evidence
(Ext.15) has denied the statement of the 2nd party as per
Ext.11 he was working daily from 7:00am. to 10:00 pm.
denied that he was working as permanent employee of
Bank. He deposed that whenever Dinesh was called for
work his working hour was from 11:00am. to 6:00 pm. He
stated that key of the Bank is kept by manager at his
residence and a regular staff used to bring key from
manager’s residence and in his supervision Dinesh R.
Vaghela used to do casual work. He denied that the Bank’s
key was kept by the 2nd party vide para 3 he deposed that
in Sabarmati branch there were 5-6 regular staff and Dinesh
L. Sao was senior peon and that Dinesh R. Vaghela was
not working either as Bank staff or Bank sub staff rather
he was doing casual works and that whenever regular sub
staff went on leave then 2nd party Dinesh Vaghela was
called to do work for leave period and that he was not
signing on muster Roll, he was paid through vouchers
vide para 7 he deposed that Sabarmati branch of B.O.I.
has no started in the year 1992 rather was functioning
long before and that when regular safaiwala went on leave
Dinesh Vaghela was doing safaiwala work and when
regular peon used to go on leave Dinesh Vaghela was
doing peon duty for leave period. There were two regular
safai staff and 5-6 regular peon working in Sabarmati
branch.
8. The 2nd party’s lawyer Shri A.R. Shaikh has not
submitted any case law in support of claim that even self-
prepared working days statement prepared by Dinesh
Vaghela having no authentically by the concerned branch
of bank should be taken into consideration that the
workman completed 240 days’ work in every calendar year.
On the other hand, Ms. Meenaben Shah, Learned Counsel
for the 1st party has relied upon case lawyer of 2012 (5)
LLN 869 (Guj)-merely because it was stated by the
workman that they have completed 240 days, that alone
would not be sufficient to shift burden on employer to
prove contrary. Burden of proof still on employee to prove
same with proper evidence. The Hon’ble Apex Court in
the case law reported in 2006 SCC (L&S) 1 have held that
mere affidavits or self-serving statement made by workman
will not suffice., it is for workman to adduce cogent
evidence, both oral and documentary. The 1st party’s
lawyer has also relied upon the case law of Ranjit Natwarlal
Chauhan Vs. Morbi Nagarpalika [2011 (2) LPA. 1783].
9. Upon consideration of the oral and documentary
evidence and also the case law cited on behalf of the 1st
party. I am of the considered view and therefore find and
hold that the 2nd party Shri Dinesh Ratilal Vaghela never
completed 240 working days in any calendar year
preceding his alleged oral termination on 17.10.2004. So
this issue is decided against the 2nd party Shri Dinesh R.
Vaghela.
10. ISSUE No. iv:- In view of the findings to issue
no. (iii) in the foregoing paras, I further find and hold that
the 1st party (management of Bank of India) has not
contravened the provision of section 25F and 25G of the
Industrial Disputes Act, 1947 and so the action of alleged
termination on Dinesh R. Vaghela w.e.f. 17.10.2004 cannot
be held illegal and unjustified because there was no
question of violation of the provision of section 25F and
25G of the I.D. Act. This issue is answered in favour of the
1st party.
5210
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
11. ISSUE NO. (v):- In view of the findings to issue
No. iii & iv in the foregoings, I further find and hold that
the 2nd party Shri Dinesh Ratilal Vaghela is not entitled to
the relief of reinstatement with or without back wages and
in the alternative he is also not entitled to any lump sum
compensation from the 1st party. Accordingly, this issue is
decided against the 2nd party.
12. ISSUE No. i& ii – In view of the findings above
to issue no. iii,iv and v in the foregoings, I further find and
hold that the reference is not maintainable and the 2nd
party workman has no cause of action.
Accordingly the reference is dismissed. No order as
to cost.
This is my award.
BINAY KUMAR SINHA, Presiding Officer
ubZ fnYyh] 8 tqykbZ] 2014
dk-vk- 1990-—vkS|ksfxd fookn vf/fu;e] 1947 (1947
dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj ;wfu;u cSad
vkWiQ bafM;k ds izca/ra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa ds
chp vuqca/ esa fufnZ"V vkS|ksfxd fookn esa dsUnzh; ljdkj vkS|ksfxd
vf/dj.k@Je U;k;ky;] tcyiqj ds iapkV (lanHkZ la[;k
130&A@2003) dks izdkf'kr djrh gS] tks dsUnzh; ljdkj dks
04@07@2014 dks izkIr gqvk Fkk A
[la- ,y&12012@145@1999&vkbZvkj (ch&II)]
jfo dqekj] vuqHkkx vf/dkjh
New Delhi, the 8th July, 2014
S.O. 1990.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 130-A/
2003) of the Cent. Govt. Indus. Tribunal-cum-Labour Court,
Jabalpur as shown in the Annexure, in the industrial dispute
between the management of Union Bank of India, and
their workmen, received by the Central Government on
04/07/2014.
[No. L-12012/145/1999 - IR (B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
BEFORE THE CENTRAL GOVERNMENT
INDUSTRIAL TRIBUNAL CUM LABOUR COURT,
JABALPUR
NO. CGIT/LC/R/130-A/03
SHRI R. B. PATLE, Presiding Officer
Shri Mahesh Kumar,
S/o Shri Kantaram,
Vill Sirgora (Shivpuri),
Tahsil Parasia,
Distt. Chhindwara (MP)
...Workman
Versus
The Manager,
Union Bank of India,
Shivpuri Branch,
P O Sirgora, Tahsil Parasia,
Distt. Chhindwara
...Management
AWARD
Passed on this 21st day of April, 2014
1. As per letter dated 16-7-2003 by the Government
of India, Ministry of Labour, New Delhi, the reference is
received. The reference is made to this Tribunal under
Section -10 of I.D.Act, 1947 as per Notification No.L-12012/
145/99-IR(B-II). The dispute under reference relates to:
“ Whether the action of the management of Union
Bank of India in terminating the services of
Shri Mahesh Kumar S/o Shri Kanta Ram from
12-2-92 is legal and justified? If not, to what relief
the applicant is entitled to?”
2. After receiving reference, notices were issued to
the parties. workman filed statement of claim at Page 2/1 to
2/5. Case of workman is that he was employed as part time
sweeper in IInd party since 7-2-89 to 12-2-92. He was also
doing work of clerical nature. He had submitted application
for appointment. He had given consent for his
appointment as part time sweeper as he was in need of
job. That workman was compelled to receive amount of
daily wages putting his signature on vouchers for the
period 7-2-89 to 30-7-89. Thereafter he was paid monthly
wages. Details of wages paid to him are given in Para-2 of
the statement of claim. That he had worked more than 240
days during each of the calendar year. He acquired status
of permanent employee, he is covered as employee under
Section 25B of I.D.Act. He had requested Bank authorities
to allow to work in his original name. After said request,
workman was stopped, he was thrown out of employment
from 12-2-99. Thereafter he has taken steps for raising
dispute. The Central Govt. declined to refer dispute. That
after writ petition filed in Hon’ble High Court, Jabalpur,
the directions were given to refer the dispute.
3. Workman submits that he is covered as employee
under Section 25 B of I.D.Act, his services are terminated
in violation of Section 25-F of I.D.Act. He prays for his
reinstatement with full back wages.
4. IInd party filed Written Statement at Page 3/1 to 3/
12. IInd party raised preliminary objection that there is no
employee employer relationship. The reference is not
tenable. Workman is not covered under I.D.Act. IInd party
is constituted under the Banking Companies Act 1970.
IInd party has its own service regulations for recruitment
of Class IV employees. As per the prevailing procedure in
Bank, appointments of peon are made only after adopting
recruitment procedure, the names sponsored by
Employment Exchange. Appointments are made after
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5211
following selection process. Candidates fulfilling the
requisite qualifications selected in the process are
appointed. The Branch manager has no power to appoint
sub staff. Name of workman was not sponsored through
Employment Exchange. He was not employed on post of
messenger or peon. He had not completed 240 days
continuous service. Bank never appointed workman as
claimed by him. Workman was engaged as casual employee
as per exigencies of work. He is not covered under Section
2(oo) of I.D. Act. Workman cannot be reinstated by back
door entry. It is reiterated by IInd party that workman was
paid wages for working days. The details are given in
Para-10 of his written statement. Workman had not
competed 240 days continuous service. He is not employee
under Section 25 B of I.D. Act. He had not completed 240
days continuous service preceding his discontinuation.
Workman is not entitled to any relief. On such ground,
IInd party prays for rejection of his claim.
5. Considering pleadings on record, the points which
arise for my consideration and determination are as under.
My findings are recorded against each of them for the
reasons as below:-
(i) Whether the action of the
management of Union Bank
of India in terminating the
services of Shri Mahesh Kumar
S/o Shri Kanta Ram from 12-2-92
is legal and justified?
In Negative
(ii) If not, what relief the workman
As per final
is entitled to?”
order.
REASONS
6. Workman is challenging termination of his services
for violation of Section 25-F of I.D. Act. the management
had denied all material allegations in his statement of claim.
Workman filed affidavit of his evidence stating that he
was working as part time sweeper against sanctioned
vacant post from January 1989. Subhash Soni was
transferred to Raipur branch. After completion of six
months service, he submitted application for regular
appointment on 27-9-89 to Branch Manager. His application
was forwarded to Regional Office, Raipur. That he was
continuously working till 12-2-92. His services were
terminated. That he was not paid compensation, no pay in
lieu of notice was paid to him. In his cross-examination,
workman says he was paid wages Rs.7 as part time wages.
After June 1989, he was working as sweeper. He denies
that he had discontinued work of sweeper. He had
submitted application for regularization on the post of
sweeper directly to the Branch Manager. He had submitted
zerox copy of his application, its original is in the Bank.
Since Feb 1989 to 1992, he was paid wages under voucher.
He has produced zerox copy on record. The evidence of
workman that he was working from February 89 to
February 92 as sweeper in he Bank is not shattered in his
cross-examination. Management’s witness Tirath Prasad
filed affidavit of his evidence but he failed to appear for
his cross-examination. Document Exhibit W-1 clearly
shows that workman was engaged as sweeper on daily
wages. The information in that regard was submitted by
Branch manager to regional office. Document Exhibit
W-1(a) also shows that the working of Ist party workman
was considered for his absorption. The Registration No.
in employment exchange office is mentioned in Exhibit
W-1. In Exhibit W-2 ( a to d) name of workman is appearing
w.r.t. wages paid in different dates. Payment vouchers is
Exhibit W-3 (a to d) . The amount of wages paid are shown
but signatures are obtained in different names. Why such
practice was followed by the Bank is not explained from
evidence by management of IInd party.
7. The written notes of argument are submitted by
both parties. The ratio held by their Lordship in Case of
Divisional Manager, new India Assurance Co. Ltd versus
A. Sankaralingam, it is held that part time workman is
covered by definition of workman under Section 2(s) of
I.D. Act. He is also entitled to benefit of continuous service
under Section 25-F of I.D. Act. The evidence of workman
corroborated by documents clearly establish that workman
was working as sweeper from February 89 to Feb. 1992. He
was not served with termination notice, no retrenchment
compensation was paid to him. The evidence of workman
on above point is not shattered. The evidence of
management’s witness Shri K.B. Chouke is in the nature
of denial, that workman was engaged as casual employee
time to time. The amount of wages paid to the workman is
given in Para-7. Management’s witness in his cross-
examination says that permanent sweeper Subhash Soni
was transferred. Workman was engaged in his place. He
claims ignorance whether Subhash Soni was promoted.
Workman was doing work of cleaning in the Bank. He was
paid wages Rs.10-15 and not as per prescribed wages by
Govt. Management’s witness claims ignorance about daily
wages paid to the workman. He did not remember whether
workman was paid wages in name of Virendra Kumar. He
also did not remember whether he had power to engage
employee on daily wages. Management’s witness was
not posted in the bank at relevant time. From admission of
management’s witness, document Exhibit W-3 ( a to d) are
exhibited. The evidence of workman is corroborated by
document whereas evidence of management’s witness is
not cogent, he claims ignorance about material facts asked
in cross-examination. I find no reason to disbelieve
evidence of workman. It is proved from evidence that
workman was continuously working from 7-2-89 to
30-7-89. His services were discontinued without notice,
he was not paid retrenchment compensation. As such
termination of services of workman is in violation of Section
25-F of I.D.Act. Therefore I record my finding on Point
No.1 in Negative.
5212
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
8. Point No.2- In view of my finding in Point No.1
that termination of services of workman is illegal for
violation of Section 25-F, question arises whether the
workman is entitled for reinstatement with back wages.
Workman was working for short period of about 3 years.
There was not evidence that recruitment process was
followed. Therefore compensation Rs. 40,000 would be
appropriate. Accordingly I record my finding in Point No.2.
9. In the result, award is passed as under:-
(1)
The action of the management of Union Bank
of India in terminating the services of
Shri Mahesh Kumar S/o Shri Kanta Ram from
12-2-92 is illegal.
(2)
IInd party is directed to pay compensation
Rs. 40,000 to workman within 30 days from
date of publication of award.
Amount as per above order shall be paid to workman
within 30 days. In case of default, amount shall carry 9 %
interest per annum from the date of award till its realization.
R. B. PATLE, Presiding Officer
ubZ fnYyh] 8 tqykbZ] 2014
dk-vk- 1991-—vkS|ksfxd fookn vf/fu;e] 1947 (1947
dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj ;wdks cSad ds
izca/ra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa ds chp vuqca/ esa
fufnZ"V vkS|ksfxd fookn esa dsUnzh; ljdkj vkS|ksfxd vf/dj.k@Je
U;k;ky;] /uckn ds iapkV (lanHkZ la[;k 51@2008) dks izdkf'kr
djrh gS] tks dsUnzh; ljdkj dks 04@07@2014 dks izkIr gqvk Fkk A
[la- ,y&12011@90@2008&vkbZvkj (ch&II)]
jfo dqekj] vuqHkkx vf/dkjh
New Delhi, the 8th July, 2014
S.O. 1991.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 51/2008)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court,
Dhanbad as shown in the Annexure, in the industrial dispute
between the management of UCO Bank, and their workmen,
received by the Central Government on 04/07/2014.
[No. L-12011/90/2008 - IR (B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
BEFORE TH E CENTRAL GOVERNMENT
INDUSTRIAL TRIBUNAL (NO.1), DHANBAD
IN THE MATTER OF A REFERENCE U/S 10(1) (D) (2A)
OF I.D. ACT, 1947.
Ref. No. 51 of 2008
Employers in relation to the management of
UCO Bank , Bhagalpur
AND
Their workmen.
Present:
SRI RANJAN KUMAR SARAN, Presiding officer
Appearances:
For the Employers.
:
Sri P.K. Sinha, Manager
For the workman.
:
Sri N.N. Choudhary, Rep.
State :- Bihar.
Industry:-Banking
Dated : 16/4/2014
AWARD
By Order No. L-12011/90/2008-IR(B-II), dated
17/10/2008, the Central Government in the Ministry of
Labour has, in exercise of the powers conferred by clause
(d) of sub-section (1) and sub –section (2A) of Section 10
of the Industrial Disputes Act, 1947, referred the following
disputes for adjudication to this Tribunal:
SCHEDULE
“ Whether the action of the management of UCO
Bank in imposing penalty of Dismissal from Bank ‘s
service without notice vide order dated 26.07.2007
on Sh. Madhusudan Jha is legal and justified? What
relief the concerned workman is entitled to?”
2. The case is received from the Ministry of Labour
on 03.11.2008. After notice, both parties appeared, the
workman files their written statement on 09.04.2009 and
the management files their written statement on 08.10.2009.
3. The short point involved in this case that the
workman who is a bank employee has been dismissed by
the bank management for defalcation of bank money.
4. The departmental enquiry conducted by bank held
fair and proper and the said order dated 01.05.2013 has
remained unchallenged. It is learnt that a C.B.I case is
pending against the workman for disposal. The pending
case in C.B.I. may take a very long period it is not known
what will be the result of the same mere pending of the
case, will not find the workman guilty.
5. But in the opinion of the Tribunal it is not proper
to keep the workman under dismissal . If the workman will
be given employment in the bank and kept under vigil, the
money defalcated by the workman can be recovered from
the salary and allowance of the workman. Hence it is
proper the workman be reinstated in the job without back
wages.
This is my award
R. K. SARAN, Presiding Officer
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5213
ubZ fnYyh] 8 tqykbZ] 2014
dk-vk- 1992-—vkS|ksfxd fookn vf/fu;e] 1947 (1947
dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj cSad vkWiQ
bafM;k ds izca/ra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa ds chp]
vuqca/ esa fufnZ"V vkS|ksfxd fookn esa dsUnzh; ljdkj vkS|ksfxd
vf/dj.k@Je U;k;ky;&1] paMhx<+ ds iapkV (lanHkZ la[;k
28@2010) dks izdkf'kr djrh gS] tks dsUnzh; ljdkj dks 04@07@2014
dks izkIr gqvk Fkk A
[la- ,y&12012@45@2010&vkbZvkj (ch&II)]
jfo dqekj] vuqHkkx vf/dkjh
New Delhi, the 8th July, 2014
S.O. 1992.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 28/2010)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court No. 1,
Chandigarh as shown in the Annexure, in the industrial
dispute between the management of Bank of India, and
their workmen, received by the Central Government on
04/07/2014.
[No. L-12012/45/2010 - IR (B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
BEFORE SHRI SURENDRA PRAKASH SINGH,
PRESIDING OFFICER, CENTRAL GOVT.
INDUSTRIAL TRIBUNAL-CUM-LABOUR COURT-I,
CHANDIGARH
Case No. ID 28 of 2010
Reference No. L-12012/45/2010/IR(B-II)
dated 20/30.12.2010
Sh. Mahendar Lal
S/o Sh. Late Chet Ram,
R/o Village Lahog(Pohach),
P.O. Barog, Tehsil Theog,
District Shimla,
(Himachal Pardesh)-171201.
... Applicant
Versus
1.
Manager Bank of India,
Bakhru Complex,
Near Deputy Commissioner’s Office,
Rajgarh Road,
Solan (Himachal Pradesh).
... Respondent
Appearances:
For the Workman
:
None
For the Management
:
Sh. H.S. Sidhu proxy for
Sh. Ranjan Lohan, Advocate
AWARD
Passed on:09-01-2014
Central Govt. vide notification No.L-12012/45/2010-
IR(B-II) dated 20/30.12.2010 has referred the following
dispute to this Tribunal for adjudication:
Term of Reference:
“Whether the action of the management of Bank of
India in terminating the service of Sh. Mahender Lal
w.e.f. 10.12.2009 without following the provision of
Section 25F of the Industrial Disputes Act, 1947 is
legal and justified? What relief the workman is
entitled to and to what extent?”
2. The brief facts of the case according to the
workman are that the respondent Bank opened its Branch
at Solan on 01.04.2005 near Deputy Commissioner Office,
and posted Shri R.K. Garg as Manager who engaged the
workman as peon on 01.04.2005. The workman used to
perform the duties of dusting of chair, table and counter,
voucher binding arrange for water and other jobs assigned
by various official of the Bank regarding giving of register/
documents, getting the register/documents signed from
the manager, going to treasury and accompanying the cash
Guard to State Bank of Patiala, Solan. In addition to these
duties mentioned above the workman also been authorized
to collect payments from the treasury. The workman worked
continuously w.e.f. 01.04.2005 to 10.12.2009 as there was
no other peon in the Bank. The workman used to be paid
Rs.100 per day, although he used to work beyond 8 hours,
but no overtime was paid. It is pleaded by the workman
that his service, was terminated after a news item published
that daughter of workman working in Bank of India, Solan,
where it was averred that his daughter to be 20kg 80 gm in
the age group of 11 months. The workman completed 240
days of continuity service in each and every calendar year
from 01.04.2005 to 10.12.2009 and his services were
terminated in gross-violation of Section 25F of the I.D.
Act 1947. He prayed for his reinstatement along with all
consequential benefits as he is unemployed after
10.12.2009. Along with the claim statement, the workman
annexed demand notice filed before the ALC, rejoinder to
reply filed before ALC, letters dated 26.09.2006, 15.06.2006,
11.09.2006 of the Bank of India signed by manager, Solan
Branch, reply 23-02-2009 by the Bank of India to the
demand notice before the Assistant Labour Commissioner.
3. In written statement, the management has taken
preliminary objection that there is no employee & employer
relationship between the workman and the respondent
bank and he was never appointed by the Bank and no
appointment letter was issued to him, he has not
continuously performed his duty w.e.f. 01.04.2005 to
10.12.2009 as alleged. As he was never appointed by the
bank, therefore, no question of having completed more
than 240 days, payment of monthly salary and his service
5214
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
having being terminated does not arise. It is pleaded by
the management that workman might have informally
engaged by the manager as and when necessitated on the
day to day basis and has been duly compensated by the
manager/officer concerned for his service and such type
of informal engagement, can never be treated and equated
with that of an appointment made on regular basis. The
claim of the workman that he has completed 240 days in a
calendar year without any cogent evidence which is wrong
and baseless. The management has not violated any
provisions of the I.D. Act and prayed for rejection of the
claim statement.
4. Case was fixed for evidence of the workman for
the last many hearings. The workman stopped attending
the hearing after 27.11.2012. The workman fail to
substantiate his claim that he was appointed by the
management in the Bank. Workman also failed to adduce
the evidence that he has completed 240 days in a year
preceding to the termination.
5. The case was fixed for arguments on merits.
Workman fails to appear. Arguments on behalf of proxy
counsel for Shri Ranjan Lohan for management have been
heard, in which learned proxy counsel submitted that the
workman failed to prove his case. It is incumbent upon
that workman to prove his case in which he fails. In the
facts and circumstances, it cannot be held that the workman
was terminated from services by the bank specially when
there is no corroborating evidence to this effect on the
record.
6. In view of the above it is held that the action of
the management of Bank of India in terminating the service
of Sh. Mahender Lal w.e.f. 10.12.2009 without following
the provision of Section 25F of the Industrial Dispute Act,
1947 is legal and justified and workman is not entitled to
any relief.
8. Reference is answered accordingly. Central Govt.
be informed. Soft copy as well as hard copy be sent to the
Central Govt. for further necessary action.
Chandigarh.
09.01.2014
S. P. SINGH, Presiding Officer
ubZ fnYyh] 8 tqykbZ] 2014
dk-vk- 1993-—vkS|ksfxd fookn vf/fu;e] 1947 (1947
dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj eksjeqxkvksa iksVZ
VªLV ds izca/ra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa ds chp]
vuqca/ esa fufnZ"V vkS|ksfxd fookn esa dsUnzh; ljdkj vkS|ksfxd
vf/dj.k@Je U;k;ky;&2] eaqcbZ ds iapkV (lanHkZ la[;k 56@2008)
dks izdkf'kr djrh gS] tks dsUnzh; ljdkj dks 04@07@2014 dks izkIr
gqvk Fkk 1
[la- ,y&36011@05@2008&vkbZvkj (ch&II)]
jfo dqekj] vuqHkkx vf/dkjh
New Delhi, the 8th July, 2014
S.O. 1993.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 56/2008)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court-2,
Mumbai as shown in the Annexure, in the industrial dispute
between the management of Mormugao Port Trust, and
their workmen, received by the Central Government on
04/07/2014.
[No. L-36011/05/2008 - IR (B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
BEFORE THE CENTRAL GOVERNMENT
INDUSTRIAL TRIBUNAL NO. 2,
MUMBAI
Present:
K. B. KATAKE, Presiding Officer
REFERENCE NO. CGIT-2/56 of 2008
EMPLOYERS IN RELATION TO THE MANAGEMENT
OF MORMUGAO PORT TRUST
The Chairman
Mormugao Port Trust
Headland Sada
Goa-403 804.
AND
THEIR WORKMEN.
The President
Mormugao Port & Railway Workers Union
Main Administrative Office Building
Mormugao Port Trust
Headland Sada
Goa-403 804.
Appearances:
For the Employer
:
Mr. M. B. Anchan, Advocate
For the Workmen
:
Mr. G. Vijaychandran, Advocate
Mumbai, dated the 3rd February, 2014.
AWARD
The Government of India, Ministry of Labour&
Employment by its Order No.L-36011/5/2008-IR (B-II), dated
05.09.2008 in exercise of the powers conferred by clause
(d) of sub-section (1) and sub-section 2 (A) of Section 10
of the Industrial Disputes Act, 1947 have referred the
following industrial dispute to this Tribunal for
adjudication:
“Whether the action of the management of
Mormugao Port Trust, Goa in not granting a paid
holiday on 31/10/2007 on account of Election to
Mormugao Lok Sabha Constituency for all the
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5215
workmen irrespective of the shift in which they are
working under the People’s Representation Act, 1951
is legal and justified? What relief the workmen are
entitled for?”
2. After receipt of the reference, notices were issued
to both the parties. In response to the notice, the second
party union filed its statement of claim at Ex-9. According
to the second party the Govt. of Goa vide its notification
declared the polling day dated 31/10/2007 as paid holiday
being polling day for the General Legislative Assembly
Election in the State of Goa. However, surprisingly the
management issued arbitrary Office Order restricting the
polling day holiday only limited to polling time between 7
hrs to 19 hrs. The management relied on the office
memorandum issued by the Ministry of Personnel, Public
Grievance & Pensions dated 26/08/1999. Therefore the
workers in the second and third shift on that day were
marked absent for not reporting their respective duties.The
Union has raised the dispute before ALC (C) as matter
could not be settled. The ALC submitted failure report to
the Ministry. The Ministry therefore has sent the reference
to this Tribunal. The union therefore prays that the circular
issued by the management be set aside and quashed and
the polling day i.e. 31/10/2007 be declared as paid holiday
and the workers who were marked absent be paid their
wages of 31/10/2007.
3. The first party management resisted the statement
of claim of the Union vide their written statement at Ex-13.
According to them the Goa Government vide its
notification dated 19/10/2007 had declared holiday on
31/10/2007 being polling day for the General Elections of
Goa Legislative Assembly. The said office order laid down
specific guidelines for the purpose of declaring general
holiday on 31/10/2007 which inter alia declared that the
holiday was applicable only to those employees working
for the first shift and employees scheduled to work for the
second shift were to report for duty by 7.00 p.m. after
exercising their franchise. No holiday was declared for
employees working in the third shift. The said guidelines
were based on the MO no.12/18/99-JCA dated 26/08/1999
issued by the Government of India, Ministry of Personnel,
Grievance and Pensions, Department of Personnel and
Training. The management denied that the office order
was arbitrary. They also denied that all the workmen in
second and third shift were also entitled for paid holiday
on 31/10/2007. According to them their action of marking
the workmen of second and third shift absent was just
and proper. Therefore they pray that the reference be
dismissed with cost.
4. Following are the issues for my determination. I
record my findings thereon for the reasons to follow.
Sr. no.
Issues
Findings
1.
Whether action of management
No.
in not granting paid holiday on
31.10.2007 on account of election
of Mormugao Lok Sabha
Constituency to all workers
including workers of second
and third shift is legal and
proper ?
2.
What relief the workmen are
As per order
entitled to?
below.
3.
What Order?
As per order
below.
REASONS
Issue No.1:-
5. In this respect it was submitted on behalf of the
first party that the office order was issued on the basis of
circular issued by Election Commissioner of India dated
6/4/1999. By this circular the Election Commission has
clarified that a holiday may be declared only for the shift
during which a poll is to be taken. Therefore they
submitted that the office order was just and proper and
the workmen of second and third shift cannot claim paid
holiday on 31/10/2007 when poll of Bye Election to Lok
Sabha in Mormugao Parliamentary Constituency had taken
place.
6. As against this it was submitted on behalf of the
second party that the said circular of Election Commission
was challenged before Bombay High Court in Writ Petition
no.283 of 1999. The said order has been placed on record
at Ex-28. The Hon’ble High Court by its order dated 23/02/
2004 while quashing the said circular observed that;
“In that view of the matter, we strike down para 4 of
the said circular and make Rule absolute in terms of
prayer clause (bb) of the petition by holding that
para 4 of the circular being contrary to Section 135 B
of the Representation of the People Act, 1951 is
quashed and set aside.”
7. Section 135 B of the aforesaid Act makes it
abundantly clear that the Legislators intended the day of
poll to mean full 24 hours. In the circumstances it is clear
that the action and office order of the management of MPT
was not just and legal by which they have not granted
paid holiday on polling day i.e. on 31/10/2007 to the
workmen of second and third shift and marked them absent.
Accordingly, I decide this issue no.1 in the negative and
hold that the workmen of second and third shift were well
entitled to the paid holiday on 31/10/2007 being polling
day. Accordingly, I allow the reference and proceed to
pass the following order:
ORDER
(i)
The reference is allowed with no order as to
cost.
(ii)
The action of MPT Goa in not granting paid
holiday on polling day i.e. 31/10/2007 to the
5216
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
workers of second and third shifts is hereby
declared illegal and unjust.
(iii)
The management is directed to release the pay
of 31/10/2007 to the workmen of second and
third shift who were absent and the workers
who have attended the duty on that day be
paid overtime wages for the work they have
performed.
Date: 03/02/2014
K. B. KATAKE, Presiding Officer
ubZ fnYyh] 8 tqykbZ] 2014
dk-vk- 1994-—vkS|ksfxd fookn vf/fu;e] 1947 (1947
dk 14) dh èkkjk 17 ds vuqlj.k esa dsUnzh; ljdkj cSad vkWiQ
cMkSnk ds izca/ra=k ds lac¼ fu;kstdksa vkSj muds deZdkjksa ds chp]
vuqca/ esa fufnZ"V vkS|ksfxd fookn esa dsUnzh; ljdkj vkS|ksfxd
vf/dj.k@Je U;k;ky;&2] ubZ fnYyh ds iapkV (lanHkZ la[;k
89@2000) dks izdkf'kr djrh gS] tks dsUnzh; ljdkj dks 04@07@2014
dks izkIr gqvk Fkk A
[la- ,y&12012@37@2000&vkbZvkj (ch&II)]
jfo dqekj] vuqHkkx vf/dkjh
New Delhi, the 8th July, 2014
S.O. 1994.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 89/2000)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court-II, Delhi
as shown in the Annexure, in the industrial dispute between
the management of Bank of Baroda, and their workmen,
received by the Central Government on 04/07/2014.
[No. L-12012/37/2000 - IR (B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
CENTRAL GOVERNMENT INDUSTRIAL
TRIBUNAL-CUM-LABOUR COURT - II,
KARKARDOOMA COURT COMPLEX,
KARKARDOOMA
Present:
Shri HARBANSH KUMAR SAXENA
ID No. 89/2000
Smt. Nimo Devi
Versus
Bank of Baroda
AWARD
The Central Government in the Ministry of Labour
vide notification No L-12012/37/2000-(IR(B-II) dated
22.08.2000 referred the following Industrial Dispute to this
tribunal for adjudication :-
“Whether the action of the management of Bank of
Baroda (Rampura Branch ) New Delhi in terminating
the service of Smt. Nimo Devi , Sweeper w.e.f
19.04.1999 is legal and just ? If not then what relief
the workman is entitled to and from what date?”
On 13.03.08 reference was received in this tribunal.
Which was register as I.D No. 89/2000 and claimant was
called upon to file claim statement with in fifteen days
from date of service of notice. Which was required to be
accompanied with relevant documents and list of
witnesses.
After service of notice workman/claimant filed claim
statement on 25.01.2001. Wherein she stated as follows:-
1. That the workman was appointed as Sweeper in
the Ashok Vihar Branch of the Bank in June 1997 and
since she had been continuously working in the bank upto
19.04.99. On 19.04.99 the workman was illegally terminated
by the Branch Manager of the Rampura Branch. From June
1997 to July 1998 the workman was working in Ashok Vihar
Branch of the Bank. She was thereafter transferred to
Rampura Branch Upto the date of illegal termination of
services she was working in Rampura Branch. In gross
violation of principles of natural justice and in violation of
bipartite settlements the services of the workman were
terminated.
2. That the workman was initially paid @ Rs. 50 as
wages per day which was enhanced to Rs. 60 at Ashok
Vihar Branch. However, the bank officers concerned paid
wages on voucher sometimes in different name and when
she came to know about this kind of unfair labour practice
she protested orally. Despite such protests they continued
their practice accordingly to the whims and fancies. The
Branch Manager held out the threat of termination of
services everytime. She was transferred to Rampura Branch
in August 1998 and was paid @ Rs. 40 per day and
increased to Rs. 60 only in January 1999. The transfer was
effected orally by the Branch Manager. Reducing of wages
to Rs. 40 is unfair labour practice. Services rendered by
the workman was continuous and without any break right
from june 1997 till the date of illegal termination her of
services.
3. That there existed employer employee relationship
between the parties herein. The work was of the
management ad duties were performed in the premises of
the management; work was assigned by the bank ; paid
wages by the bank; supervision and control were exercised
by the bank; etc.
4. That the workman was/is entitled to scale wages,
as per various Bi-partite settlements. She was not paid
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5217
any bonus and other legal benefits. The action of the bank
in not paying the scale wages, allowances bonus and other
benefits are in violaion of bipartite settlements signed
under the provisions of Industrial Disputes Act, 1947.
Non- issuance of written order of appointment is also
violative of Shastri Award and bi-partite settlements.
5. That the work performed by the workman are of
permanent and perennial nature. There are number of
vacancies exists in the various branches of the bank/
offices. The bank of Baroda Employees Union wrote letter
1.10.1999 to the Assistant General Manager DCR I and II
pointing out the details of vacancies existing in various
branches. This detail was furnished in the conciliation
also. Inspite of these facts i.e. permanent nature of jobs
and existence of vacancies the services of the workman
were terminated in gross violation of Sec, 25 F , G and H.
no seniority list as required in law was maintained. By
continuous employment a right to remain in the
employment as accured to workman and such a right
cannot be deprived off arbitrarily. The action of the
management in terminating the services of the workman is
arbitrary and unreasonable and discriminatory. The
principles of first come last go was not followed by the
bank. Subsequent termination of services of the workman
fresh hands have been employed in the Bank.
6. That no notice or notice pay in lieu of notice period
was given before terminating the services of the workman
on 19.04.99. The bank has committed unfair labour practice
by continuously extracting work and not making the
payments or wages as per bipartite settlements. Even bonus
has not been paid to the workman.
7. That the workman is entitled to be reinstated with
all consequential benefits under law as sec. 25 f of the ID
Act has been violated. The principles of natural was also
not complied.
PRAYER
It is therefore prayed to the Hon’ble Tribunal that it
may pleased to pass award holding the termination is
retrenchment and in violation of Sec. 25-f of ID and the
workmen is entitled to the relief of reinstatement and
backwages with other consequential benefits. I may further
be held that the action of the management bank is unfair
labour practice and the termination is void ab initio.
Against claim statement management filed following
written statement:-
1. Before adverting to and tendering parawise reply
traversing Smt. Nimo Devi’s submissions in the statement
of claim she has filed, the opposite party begs to state that
the instant order of reference is invalid and consequently
this Hon’ble Court lacks the necessary jurisdiction to hold
nay proceedings and make an Award in view of the
following amongst other;
PRELIMINARY OBJECTIONS
1. A/ for that no ‘industrial dispute: as defined under
the ID Act, existed or could be lawfully assumed by the
Government to be existing between the said Smt. Nimo
Devi and the opposite party. It is the contention of the
opposite party that not disputes or differences of all sorts
but only those that are in the nature of ‘industrial dispute’
as defined under Act and bearing upon employer-employee
relationship between an employer and a ‘workman’ which
alone can be raised, referred and adjudicated under the
Act by a labour court or a tribunal, as the case may be.
The opposite party’s above submissions have the
sanction and support or recent authoritative
pronouncements of Hon’ble Supreme Court in the cases
of Nedungadi Bank ( 2000 II SCC 455) ; National Engg.
Industries (2000 I SCC 371 ) and Hindustan Lever Ltd;
[1984(49) FLR 364]. In the Nedungadi Bank;s case the
Hon’ble Supreme Court has held that whenever a workman
raises some dispute it does not become an industrial
dispute and the appropriate government cannot in a
mechanical fashion make the reference of alleged dispute
terming it as as ‘Industrial Dispute’ and if it does so then
the same can be challenged because an administrative
order which does not take into consideration statutory
requirements or travels outside that is certainly subject to
judicial review. To the same effect, their Lordships have
held in the National Engg; case that it is the existence of
an industrial dispute which would clothe the appropriate
Government with the power to make the reference and the
labour court/ tribunal to adjudicate it. If there is no
industrial dispute in existence or apprehended then the
appropriate Government lacks the power to make any
reference and if it still makes the reference then the same
can be challenged before appropriate court of law. Similarly
a bench of three Learned Judges of the Hon’ble Apex
Court have held in the Hindustan Lever case that Section
10(1) of the ID Act confers power on the appropriate
Government to refer an existing or apprehended industrial
dispute for adjudication. The disputes therefore which
can be referred for adjudication , of necessary, has to be
an industrial dispute which would clothe the appropriate
government with the power to make the reference and the
labour court/tribunal to adjudicate it. If there is no industrial
dispute in existence or apprehended, the appropriate
government lacks the power to make any reference. It is
thus explicit from the definition of ‘industrial dispute’ .
‘workman’ and the mandate of Sec 10 of the Act as well as
from the pronouncements of the Hon’ble Supreme Court
that for a dispute or difference to be in the nature of
‘industrial dispute’ there must have been juridical
employer-employee relationship between an employer and
an employee relationship must be capable of being
continued by force of statutory or contractual terms of
employment, express or implied. It is submitted that in the
instant case the Bank never recruited and appointment
5218
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
the said Smt. Nimo Devi establishing vinculum juris with
her. Therefore she was not a ‘workman’ within the ambit
and scope of Sec.2 (s) of the Act entitled to raise an
industrial dispute and seek protection under the Act
because in the absence of the above conditions precedent
there never was any cause, occasion or raison for the
bank to terminate her services. In view of the above
submissions it is thus evident that the instant reference is
void as it has been made by the Government arbitrarily, in
violation of mandate of law and in a mechanical fashion
without application of mind and consequently this Hon’ble
court may not be having the requisite jurisdiction to
proceed with the same and make any Award, much less in
respect of the terms of reference.
1. B / for that since the order of reference is invalid
incapable of being validly proceeded with therefore this
Hon’ble court is a forum non juris lacking jurisdiction to
hold any proceedings and make any Award with reference
to that; any proceedings if held, the same would be a
nullity and of no consequence.
1. C/For that it is explicit from the contents of Smt.
Nimo Devi’s statement of claim that even though she has
not alleged that the General Manager, Bank of Baroda,
Zonal Officer, New Delhi , had employed and appointed
her in the services of the Bank yet, curiously enough , the
Government has impleaded and arrayed him as a party to
the alleged industrial dispute treating him as the employer.
It is thus indisputably held out that the Government has
made the instant order of reference arbitrarily in blatant
violation of law without and/or in excess of authority of
law; there is thus irreconcilable conflict between the said
Smt. Nimo Devi’s stand and the Government’s
assumptions.
1. D/ For that although the purported industrial
dispute is an individual industrial dispute; and not a
‘collective industrial dispute; referable u/s 10(1) (c) of the
Act for adjudication by a labour court yet the Government
has made the instant reference u/s 10(1)(d) of the Act to
the Hon’ble Tribunal for adjudication assuming that more
than one hundred workmen of the bank are interested and
likely to be affected by the purported industrial dispute.
There is thus no real exercise of reference making power
by the Government.
PARAWISE REPLY TO THE SOC:
2. Contents of para 1 of the SOC under reply are
utterly vague and unspecific otherwise based on gross
factual and legal misconceptions and hence the same are
not admitted in any particulars. Although Smt. Nimo Devi
has alleged that her services were terminated by the
Branch Manager of Rampura Branch of the Bank she has,
however, neither given particulars of the B.M’s orders nor
has she either specified, with necessary details , the mode
and manner of her recruitment or given the particulars of
the appointment order including who had appointed her
in the service of the Bank- the opposite party herein as
has been assumed by the Government or any other
competent authority of the Bank. It is, however, stated
here with pertinence while passing that all appointment
and termination orders of subordinate-staff category of
employees in the bank are made by the Regional Managers
not by the Branch Managers who engage persons only
on adhoc basis as daily wages for coping with a passing
contingency in their respective branches such as a
permanent incumbent has gone of leave of absence and
has either got his leave extended or has otherwise not
reported on duty or has remained on unauthorized absence
from duties or a permanent incumbent on a post has retired
and the Bank has not been able to commence or conclude
the recruitment process and appointed the selectee (s)
for one reason of the other like law courts’ injunction
order’s or the regular appointee has sought extension of
joining time at the place of his posting and so on. In the
instant case, since Sh. Hardari Lal, a permanent sweeper
in Ashok Vihar Branch, had retired and since the
management was in the process of posting suitable
replacement therefore the Branch Manager was
constrained /compelled to engage a person on adhoc basis
for purposes of dusting, sweeping and cleaning the branch
premises on daily wage basis and the said Smt. Nimo Devi
was readily available, the Branch Manager engaged her.
There is thus no statutory or contractual protection and
continuance without any let or obstruction. There is also
no merit in Smt. Nimo Devi’s assumption that she
continuously worked in the branches in question and after
working in Ashok Vihar Branch from June, 1997 to July,
1998 she was subsequently transferred in Rampura Branch
and worked there till the B.M. of Rampura Branch
terminated her services w.e.f 19.04.1999. From the tables
given below it is indisputably held out that Smt. Nimo
Devi did not continuously work in the branches in question
but she was engaged therein from time to time and was
paid for the days she was engaged as a daily wager.
ASHOK VIHAR BRANCH
Month and Year Days on which
No of Days
Engaged Worked
Dec
1997
23rd;24th; 26th ; 27th ;28th ;
30th; & 31st
7
Jan
1998
1st to 11th; 13th to 18th ;
20th to 25th And 27th to 31st
28
Feb
1998
1st
1
May
1998
26th to 31st
6
RAMPURA BRANCH
•
26th July 1998 to 6th November 1998
84
•
10th Dec 1998 to 15th February 1999
54
•
1st March 1999 to 17th April 1999
44
¹Hkkx II—[k.M 3(ii)º
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5219
From the above table it is thus evident that Smt.
Nimo Devi neither worked or was engaged continuously
in the branches in question as has alleged be her. In Ashok
Vihar Branch she worked /was engaged only for 42 day in
Rampura Branch she was engaged for 182 days. In that
fact situation it is thus clear that Smt. Nimo had not earned
the eligibility or the entitlement for the protection or benefit
under Sec. 25-F or any other provision of the ID Act.
3. But for payments made to and received by
Smt. Nimo Devi for the work done by her, rest of her
averments or allegations in para 2 of her SOC are misplaced,
false and hence emphatically denied. The opposite party
craves to refer to and rely upon his submissions in the
preceding paras.
4. Contents of para 3 as stated are based on
misconception of law and hence the same are wrong and
denied. It is stated that none of the parameter which Smt.
Nimo Devi has suggested would imply the existence of
employer-employee relationship amenable to statutory
recognition and protection by the law courts for purposes
of enforcement of statutory or contractual rights of the
litigating parties. It is reiterated that not all sorts of
relationships but only those which are founded on
contractual or statutory terms that are capable of
enforcement by law courts or even quasi judicial bodies.
5. In reply to para 4 it is stated that formal
appointment letters and regular wage scales even under
the terms of Sastri Award and Bi-partite settlements are
issued to those employees who are regular appointee
either on substantive basis or on tenured jobs and not to
adhoc daily wagers.
6. In reply to para 5 it is stated that neither the nature
of work performed by a person, nor the existence of
vacancies and their number nor even the submission of
application for employment against notified vacancies
vest an indefeasible right in any person to claim
employment in an organization. The opposite party craves
to refer to an rely upon , inter alia, the Hon’ble Supreme
Court’s pronouncement of law in Ashwani Kumar’s case
(1997(2) SCC 1) with relevance. There is thus no substance
or merit in Smt. Nimo Devi’s submissions in para 5 of her
SOC.
7. For the reason and in the facts and circumstances
shown in para 2 above there is no merit in Smt. Nimo Devi’s
contentions in para 6 of her SOC.
8. In view of the submissions made in the foregoing
paras it is thus evident that Smt. Nimo Devi’s submission
in para 7 of her SOC and prayer she has made to this
Hon’ble court, are misconceived , misplaced and meritless
and deserves outright rejection with award of costs to the
opposite party.
PRAYER
In view of the foregoing premises it is now therefore
most humbly prayed that this Hon’ble court may kindly
be pleased;
(i)
to frame preliminary jurisdictional issue
relating to the validity of the instant order of
reference and this Hon’ble Court’s jurisdiction
to hold any proceedings and make Award and
try the same first before trying the issue on
merits of parties rival submissions;
(ii)
having framed and tried said preliminary
issues, hold that the order of reference is
invalid and this Hon’ble Tribunal lacks
necessary jurisdiction to answer the terms of
reference and make any Award;
(iii)
pass anyother order as the Hon’bel Tribunal
may deem fit and proper to make in the facts
and circumstances of the case including
awarding costs of these frivolous litigation
forced on the opposite party Bank.
On 27.05.2002 in reply to written statement filed
rejoinder. Wherein she stated as follows:-
1. That the contents of preliminary objections in
paras 1.A , 1.B, I.C and I.D are wrong and denied being
misconceived. The reference is valid and legal. The
workman was employed by the Bank for doing the work of
the Bank as stated in the statement of claim. Therefore,
the termination of the services of the workman by the
Bank would amount to Industrial Disputes as contemplated
in the provisions of the Industrial Disputes Act. There
existed the Industrial Dispute between the parties herein.
The claimant is a workman as defined in the Act as she
was employed and paid by the Bank. The dispute is an
Industrial Dispute and falls under Section 2A of the
Industrial disputes Act and hence the Reference is valid.
The management itself has admitted the employment of
the workman in para 2 of the written statement and hence
the pleas of the management are self contradictory.
Therefore, the preliminary objections are misconceived
and merit no consideration.
PARAWISE REPLY
2. Contents of paras 2, 3, 4 and 5 of the written
statement are wrong and denied. Contents of
corresponding paras of the statement of claim are reiterated
and reaffirmed. The workman was engaged as a sweeper
at Ashok Vihar branch by the Branch Manager as stated
in the statement of claim. The workman was continuously
in the employment from June, 1997 till her services were
terminated illegally. No qualifications are required for
sweeper for sweeping the premises. Hence the plea that
the workman was not appointed in terms of the recruitment
rules is misconceived. The continuous employment is itself
5220
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
sufficient for making her permanent instead of terminating
her services illegally. No other qualification is required. It
is correct that the workman was employed as sweeper by
the Branch Manager at Ashok Vihar branch. The rest of
the allegations are wrong and denied. The workman was
neither employed against any leave vacancy nor on
temporary increase of work. The workman has been
performing the duties of sweeper and cleaning regularly
and continuously bank’s branches at Ashok Vihar and
upon transfer at Rampura branches as stated in the
statement of claim. The management of the bank is
deliberately suppressing the continuous period of
employment and picked out a few days of the working of
the workman. Since the workman has been continuously
working in the bank for more than 240 days, she is entitled
to the protection of section 25 F of the Industrial Disputes
Act. Rest of the allegations are wrong and denied being
factually incorrect and misconceived.
3. That the management induced new faces after
terminating the services of the workman on 19.04.1999.
One Smt. Kamlesh was working at Badli branch since 1980
and was transferred to Rampura branch in 1994 and from
Rampura she was transferred to Ashok Vihar branch in
1998. Therefore , the workman was transferred from Ashok
Vihar Branch to Rampura branch though no written transfer
order was given to her. Being illiterate and poor, the Bank
has exploited the workman by paying paltry sum as wages
while extracting full time job and also not issued any
appointment, transfer and termination letters as required
under the provisions of Bipartite settlements and Awards.
The action of the Bank, therefore, is unfair labour practices
and more particularly denying the service benefits while
extracting the regular nature of work continuously. Non –
compliance of section 25 F, G and H of the Industrial
Disputes Act also amounts to unfair labour practices. The
principle of first come and last go was also not followed
while terminating the services of the workman.
4. Contents of para 6 of the Written Statement are
wrong and denied. Corresponding para 5 of the statement
of claim is reiterated and reaffirmed. The continuous
employment right from June, 1997 onwards is a proof of
existence of vacancy of permanent nature. Sweeping job
is to be continuously carried out in the branch which itself
is of permanent nature. The allegations of selection
procedure are wrong and denied being misconceived. The
judgments cited are of no relevance to the facts of the
case.
5. Contents of para 7 of the Written statement are
wrong and denied. Contents of para 6 of the statement of
claim are reiterated and reaffirmed.
6. Contents of para 8 of the written statement are
wrong and denied. The contents of para 7 of the statement
of claim are reiterated and reaffirmed.
My Ld. Predecessor proceeded on the basis of
questions of determination mentioned in schedule of
reference. Hence not framed any issues.
Workman in support of her case filled affidavit in
her evidence. Wherein she stated as follows:-
1. That the deponent was engaged a Sweeper in the
Ashok Vihar branch of the Bank in June 1997 and since
then she had been continuously working in the bank upto
19-4-99. On 19.04.99 the workman was illegally terminated
by the Branch Manager of the Rampura Branch. From June
1997 to July 1998 the workman was working in Ashok Vihar
Branch of the bank. She was thereafter transferred to
Rampura Branch. Upto the date of illegal termination of
services she was working in Rampura Branch.
2. That the deponent was initially paid Rs. 50 as
wages per day which was enhanced to Rs. 60 at Ashok
Vihar Branch. However, the bank officers concerned paid
wages on voucher sometime in different name and when
she came to know about this kind of unfair labour practice
she protested orally. Despite such protests they continued
their practice according to the whims and fancies. The
Branch Manager held out the threat of termination of
services every time. She was transferred to Rampura
Branch August 1998 and was paid @ Rs . 40 is unfair
labour practice. Services rendered by the workman was
continuous and without any break right from June 1997 till
the date of illegal termination of her services. No one else
was working as Sweeper to sweep the Bank premises
except the claimant during the period of the employment
of the claimant.
3. That there existed employer employee relationship
between the parties herein. The work was of the
management and duties were performed in the premises of
the management; work was assigned by the bank; paid
wages by the bank; supervision and control were exercised
by the bank; etc.
4. That the deponent was/is entitled to scale wages
as per various Bi-partite settlements. She was not paid
any bonus and other legal benefits.
5. That the work performed by the deponent are of
permanent and perennial nature. There are number of
vacancies exits in the various branches of the bank /offices.
The bank of Baroda Employees Union wrote letter
01.10.1999 to the Assistant General Manager DCR I and II
pointing out the details of vacancies existing in various
branches. This detail was furnished in the conciliation
also.
6. That no notice or notice pay in lieu of notice period
was given before terminating the services of the deponent
on 19.04.99. The bank has committed unfair labour practice
by continuously extraction work and not making the
¹Hkkx II—[k.M 3(ii)º
Hkkjr dk jkti=k % tqykbZ 12] 2014@vk"kk<+ 21] 1936
5221
payments or wages as per bipartite settlements. Even
bonus has not been paid to the deponent.
7. That the deponent is entitled to be reinstated with
all consequential benefits under.
8. That the documents such as letter dated 01.10.1999
of Bank of Baroda Employees union. Letter dated 1.10.99
Bank of Baroda Employee’s Union, demanding the details
of Vacancies of sweepers is Exhibit WW1/1; letter dated
26.03.2001 of the Bank of Baroda Employees Union to
Executive Director of the bank is Exhibit WW1/2 ; Letter
of 14.11.2000 of Union is Exhibit WW1/3 ; Notice dated
22.05.99 with A/D is Exhibit WW1/4.
9. That vacancy of Sweepers existed at Rampura,
Ashok Vihar Branches and also in other Branches. The
bank also issued Advertisement writing application for
fulfilling permanent vacancies of sweeper. A copy of
Advertisement issued in the Newspaper is Exhibit
WW1/5.
10. That there are several vacancies in 30 braches
for the post sweepers in Delhi. The bank deliberately
avoiding to made any permanent appointment in all these
existing vacancies. The permanent cleaning and sweeping
work are get done on daily wages for the last several years
and such unfair labour practice is still continuing.
11. That the contents of claim and rejoinder of the
deponent are correct. I am entitled the reliefs prayed in the
claim.
12.That the contents of this affidavit were read over
and explained to me in Hindi and I have understood the
same.
Affidavit tendered on 21.10.08. Smt. Nimo Devi was
cross-examined by Ld.A/R for Management.
Her examination-in-chief and cross-examination is
as follows:-
I tender in evidence my affidavit which is
Ex. WW1/A. The same be read as part of my evidence.
XXXXXX By Shri. T.C. Gupta Advocate A/R for the
management.
I donot Know English. It is incorrect to suggest that
I did not continuously work as sweeper in the Ashok Vihar
Branch of the Management Bank from June,97 to 19.4.99.It
is incorrect to suggest that I was engaged not from June,97
but only from December,1997. It is wrong to suggest that
in December,1997 I had worked only for 7 days starting
from 23rd December, till 31st December on different dates.
It is incorrect to suggest that the number of days on which
I was engaged by the management bank in Ashok Vihar
Branch and Ram Pura Branch are only those days which
are mentioned in page 6 in Paragraph 2 of the written
statement. It is correct that I used to be paid on vouchers
for the days I worked once in 15 days. I do not dispute the
copy of 22 vouchers placed by the management on the
record showing payment received by me. I did not make
any written application to the bank for my employment
there. I had been engaged by Shri Ahuja Branch Manager
one Mr.Gupta whose full name I do not recollect. I was
never issued any appointment letter by the management
Bank. I did not received any written transfer order. It correct
that I know that in case the management bank employs on
regular basis whether temporary or permanent it issues an
appointment letter to that employee. I do not know if daily
wagers are not issued any appointment letter. Only the
bank knows how they transferred their employees I do
not know. It is incorrect to suggest that I have any case
against the management bank and my case/claim is false
and baseless. Since 19.04.1999 I am not employed
anywhere. Ever since 19.04.1999 I never applied for any
such job anywhere else.
Management in support of its case filed affidavit of
Ms. Sammita Sachdeva on 05.03.2012. Wherein she stated
as follows:-
1. I say that the instant order of reference is invalid
and consequently this Hon’ble Court lacks the necessary
jurisdiction to hold nay proceedings and make an Award
in view of the following amongst other:
2. I say that the bank and never recruited and
appointed Smt. Nimo Devi establishing vinculum juris with
her. Therefore she was not a workman within the ambit
and scope of Section 2(s) of the Act entitle defendant to
raise and industrial dispute and seek protection under the
Act because in the absence of the above conditions
precedent there never was any cause , occasion or reason
deter for the bank to terminate her services.
3. I say that since the order of reference is invalid
incapable of being validly proceeded with therefore this
Hon’ble Court is a forum non juris lacking jurisdiction to
hold any proceedings and make any Award with reference
to that; any proceedings if held, the same would be a
nullity and of consequence.
4. I say that it is explicit from the contents of Smt.
Nimo Devi’s statement of Claim that even though she has
not alleged that the General Manager, Bank of Baroda ,
zonal office, New Delhi had employed and appointed her
in the service of the Bank yet, curiously enough, the
Government has impleaded and arrayed him as a party to
the alleged industrial disputes treating him as the employer.
It is thus indisputably held out that the Government has
made the instant order of reference arbitrarily in blatant
violation of law without and /or in excess of authority of
law; there is thus irreconcilable conflict between the said
Smt. Nimo Devi’s stand and the Government’s
assumptions.
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[PART II—SEC. 3(ii)]
5. I say that although the purported industrial
disputes is an individual industrial dispute; and not a
collective industrial dispute, referable u/s 10(1) (c) of the
act for adjudication by a labour court yet the Government
has made the instant reference u/s 10(1) (d) of the act to
the Hon’bel Tribunal for adjudication assuming that more
than one hundred workmen of the bank are interested and
likely to be affected by the purported industrial dispute.
There is thus no real exercise of reference making power
by the Government.
6. I say that although Smt. Nimo Devi has alleged
that her services were terminated by the Branch Manager
of Rampura Branch of the Bank she has, however, neither
given particulars of the B.M’s order nor has she either
specified with necessary details, the mode and manner of
her recruitment or given the particulars of the appointment
order including who had appointed her in the service of
the Bank the opposite party herein as has been assumed
by the Government of any other competent authority of
the Bank. It is, however, state here with pertinence while
passing that all appointment and termination orders of
subordinate –staff category of employees in the bank are
made by the regional Manager and not by the Branch
Manager who engage persons only on ad hoc basis as
daily wages for coping with a passing contingency in their
respective branches such as a permanent incumbent has
gone of leave of absence and has either got his leave
extended or has otherwise not reported on duty or has
remained on unauthorized absence from duties or a
permanent incumbent on a post has retired and the Bank
has not been able to commence or conclude the recruitment
process and appointed the selected (s) for one reason of
the other like law courts injunction orders or the regular
appointee has sought extension of joining time at the place
of his posting and so in. In the instant case, since
Sh. Hardwari Lal, a permanent sweeper in Ashok Vihar
Branch, had retired and since the management was in the
process of posting suitable replacement therefore the
Branch Manager was constrained/ compelled to engage a
person on adhoc basis for purposes of dusting, sweeping
and cleaning the branch premises on daily wage basis and
the said Smt. Nimo Devi was readily available, the Branch
Manager engaged her. There is thus no substance in Smt.
Nimo Devi’s assumption that she was appointed in the
Bank and held appointment which was capable of statutory
or contractual protection and continuance without any let
or obstruction. There is also no merit in Smt. Nimo Devi
assumption that she continuously worked in the branches
in question and after working in Ashok Vihar Branch from
June 1997 to July 1998 she was subsequently transferred
in Rampura Branch and worked there till the B.M. of
Rampura Branch terminate her services w.e.f 19.04.1999.
From the tables given below it is indisputably held out
that Smt. Nimo Devi did not continuously work in the
branches in question but she was engaged therein from
time to time and was paid from the days she was engaged
as daily wager:-
ASHOK VIHAR BRANCH
Month and Year Days on which
No. of Days
Engaged Worked
Dec
1997
23rd to 31st
7
Jan
1998
1st to 11th; 13th to 18th ;
20th to 25th And 27th to 31st
28
Feb
1998
1st
1
May
1998
26th to 31st
6
RAMPURA BRANCH
1.
26th July 1998 to 6th November 1998
84
2.
10th Dec 1998 to 15th February 1999
54
3.
1st March 1999 to 17th April 1999
44
From the above table it is thus evident that Smt.
Nimo Devi neither worked or was engaged continuously
in the branches in question as has alleged be her. In Ashok
Vihar Branch she worked /was engaged only for 42 day in
Rampura Branch she was engaged for 182 days. In that
fact situation it is thus clear that Smt. Nimo had not earned
the eligibility or the entitlement for the protection or benefit
under Sec. 25-F or any other provision of the I.D. Act. The
copies of 15 payment vouchers for payment of wages of
Smt. Nimo Devi are exhibited as MW-1/1 to MW-1/5 paid
by Rampura Branch of the respondent bank and 9 payment
vouchers for payment of wages to Smt. Nimo Devi are
exhibited MW-1/16 to MW-1/25 paid by Ashok Vihar
Branch of the Management Bank.
7. I say that the bank had no disputes so for
payments made to and received by Smt. Nimo Devi for the
work done by her, rest of her averments or allegations in
para 2 of her SOC are misplaced, false and hence
emphatically denied.
8. I say that none of the parameter which Smt. Nimo
Devi has suggested would imply the existence of employer-
employee relationship amenable to statutory recognition
and protection by the law courts for purposes of
enforcement of statutory or contractual rights of the
litigating parties. It is reiterated that not all sorts of
relationships but only those which are founded on
contractual or statutory terms that are capable of
enforcement by law courts or even quasi judicial bodies.
9. I say that formal appointment letters and regular
wage scales even under the terms of Sastri Award and Bi-
partite settlements are issued to those employees who are
regular appointee either on substantive basis or on tenured
jobs and not to ad hoc daily wagers.
¹Hkkx II—[k.M 3(ii)º
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5223
10. I say that neither the nature of work performed
by a person , nor the existence of vacancies and their
number nor even the submission of application for
employment against notified vacancies vest an
indefeasible right in any person to claim employment in an
organization. I further say that there is thus no substance
or merit in Smt. Nimo Devi’s submission as alleged in her
SOC.
11. I say that the workman is no entitled for any
relief as period in her statement of claim as she was only a
daily wager in the bank and was never been a regular
employee and such there is no question arose for
terminating her services.
Affidavit tendered on 30.10.2013. MW1 Ms. Sammita
Sachdeva was cross-examined by Ld. A/R for workman.
Her examination-in-chief and cross-examination is
as follows:-
I have not brought the original vouchers the
period mention in my MW1/A in Para 6.
Question:- Whether in voucher in record.
Ans. : I have not brought the original voucher .
Paper shown to witness and she was questioned
whether this is settlement of year but she replied that she
is not aware about this documents as it does not pertains
to her branch.
It is correct that settlement are binding in bank .
Every settlement is binding.
I do not know whether break has been given to the
workman by the bank. It is wrong to suggest that I have
the false affidavit and concealed the facts. It is also wrong
to suggest that workman performed more than 240 days in
a year and she was terminated illegally. It is also wrong to
suggest that workman comes in category of regular
workman as per settlement.
I have heard the arguments of Ld. A/R for the
workman and Ld. A/R for the management and perused
the pleadings of claim statement , written statement,
rejoinder and evidence of parties relevant provisions of
I.D. Act, 1947 and settled law of Hon’ble Supreme court
on the point.
In the light of contentions and counter
contentions I perused the record which shows that
reference made to this tribunal having a schedule wherein
question of determination No.1 is mentioned as follows:-
“Whether the action of the management of Bank of
Baroda (Rampura Branch) New Delhi in termination the
service of Smt. Nimo Devi, Sweeper w.e.f. 19.04.1999 is
legal and just?
Which in itself indicate that burden to prove the
legality and justifiability of termination of workman Smt.
Nimo Devi , Sweeper w.e.f 19.04.1999 is on management
Bank of Baroda ( Rampura Branch).
To discharge its burden management produced
MW1 Ms. Sammita Sachdeva only witness produce on
behalf of Management. Who admitted settlement is
binding on bank. Through her statement she tried to prove
that workman only work for 221 days. In this respect
management filed no record which is in their possession .
So non-production of record by management shall compel
to this tribunal to draw an adverse inference against
management to with- hold the material record which may
show the actual working days of the workman. Has actual
record of management on the point has been produced in
its evidence then record must prove the case of workman
of her continuous work for more than 240 days in calendar
year. Hence in the absence of record aforesaid inference is
being drawn against management U/s 114(g) of Indian
Evidence Act. Moreover this fact cannot be overlooked
that management through its evidence proved that
workman had worked for 221 days .
In aforesaid period management has not added
intervening Sundays which to be counted as per settled
law. Moreover employer’s failure to produce to attendance
register but controvert the workman’s claim as to the
number of days she had actually worked will lead to an
inference of the correctness of the workman’s claim. This
principle has been laid down by their lordship of Hon’ble
Supreme Court in case of H.D. Singh Vs Reserve Bank of
India (1985) 4 SCC 201 which applies with full force in the
instant case.
On the basis of aforesaid discussion I am of
considered view that question of determination No.1 of
schedule of reference is liable to be decided in favour of
workman and against management. Which is accordingly
decided. Termination of workman is found illegal and
unjust so she is entitled for reinstatement but she failed to
plead and prove that she remained unemployed since her
termination to the date of award. Hence she is not entitled
for back wages.
Therefore workman is only entitled for reinstatement
without back wages. Reference is accordingly decided in
favour of workman and against management.
Award is accordingly passed.
Dated: 25/06/2014
HARBANSH KUMAR SAXENA, Presiding Officer
ubZ fnYyh] 8 tqykbZ] 2014
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5224
THE GAZETTE OF INDIA : JULY 12, 2014/ASADHA 21, 1936
[PART II—SEC. 3(ii)]
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dks izdkf'kr djrh gS] tks dsUnzh; ljdkj dks 04@07@2014 dks izkIr
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[la- ,y&12011@53@2013&vkbZvkj (ch&II)]
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New Delhi, the 8th July, 2014
S.O. 1995.—In pursuance of Section 17 of the
Industrial Disputes Act, 1947 (14 of 1947), the Central
Government hereby publishes the Award (Ref. No. 94/2013)
of the Cent. Govt. Indus. Tribunal-cum-Labour Court No. 1,
Chandigarh as shown in the Annexure, in the industrial
dispute between the management of Central Bank of India,
and their workmen, received by the Central Government on
04/07/2014.
[No. L-12011/53/2013 - IR (B-II)]
RAVI KUMAR, Section Officer
ANNEXURE
BEFORE SHRI SUREUDRA PRAKASH SINGH,
PRESIDING OFFICER, CENTRAL GOVT.
INDUSTRIAL TRIBUNAL-CUM-LABOUR COURT-I,
CHANDIGARH
Case No. ID 94 of 2013
Reference No. L-1201l/53/2013-IR(B-II) dated 12.08.2013
Smt. Jagdish Kaur C/o
The General Secretary,
Central Bank of India,
Employees Union (N.Z.)( Regd ),
146. Golden A venue, Phase-I,
Jalandhar( Punjab)
...Workman
Versus
1.
The Zonal Manager,
Central Bank of India,
Zonal Office, Sector-17,
Chandigarh.
2.
The General Secretary,
Central Bank of India,
Employees Union (N.Z.)( Regd.),
146, Golden A venue, Phase-I,
Jalandhar( Punjab)
...Respondent
Appearances :
For the Workman
:
None
For the Management
:
Sh. N. K. Zakhmi.
Award Passed On : 20.5.2014
Government of India Ministry of Labour vide
notification No. L-12011/53/2013-IR(B-II) dated 12.08.2013
has referred the following dispute to this Tribunal for
adjudication:
Term of Reference:
“Whether the demand of the General Secretary,
Central Bank of India Employees Union
(N.Z.)(Regd.), 146, Golden Avenue, Phase-I,
Jalandhhar (Punjab) against thhe Zonal Manager,
Central Bank of India, Zonal Office, Sector-17,
Chandigarh for imposing of alleged illegal and severe
punishment of bringing down by two stages in the
scale of pay for a period of three years without
cumulative effect to Smt. Jagdish Kaur, CTO, is just
valid & legal? What benefit the workman is entitled
for and what directions are necessary in the matter?”
2. Case called repeatedly. None appeared on behalf
of the workman despite registered notice. From the several
dates, none is appearing for the workman nor any claim
statement has been filed. For Management Sh. N.K.
Zakhmi is present. It appears that the workman is not
interested to pursue with the present reference. The same
is returned to the Central Govt. for want of Prosecution.
Central Govt. be infomed. Soft as well as hard copy be
sent to the Central Govt. for publiction.
Chandigarh
Dated: 25/06/2014
S. P. SINGH, Presiding Officer
Printed by the Manager, Government of India Press, Ring Road, Mayapuri, New Delhi-110064
and Published by the Controller of Publications, Delhi-110054.