In exercise of the powers conferred by section 30 of the Securities and Exchange Board of India Act,

रजिस्ट्री सं॰ डी॰ एल॰-33004/99

REGD. NO. D. L.-33004/99

असाधरण

EXTRAORDINARY

भाग III —खण्ड 4

PART III—Section 4

प्राध्किार से प्रकाशित

PUBLISHED BY AUTHORITY

सं. 459] नई दिल्ली, बृृहस्पतिवार, दिसम्बर 15, 2016/अग्रहायण 24, 1938

No. 459] NEW DELHI, THURSDAY, DECEMBER 15, 2016/AGRAHAYANA 24, 1938

भारतीय (cid:7079)नतभूनत और र्नननमय बोड(cid:6981)

अनधसूचना

मु(cid:7013)बई, 14 (cid:7408)दस(cid:7013)बर, 2016

भारतीय (cid:7079)नतभूनत और र्नननमय बोड(cid:6981)

(कम(cid:6981)चारी र्सेा) (दूसरा संोधन) र्नननयम, 2016

सं. सेबी/एल.ए.डी.-एन.आर.ओ./ीि.एन./2016-17/024.-बोड(cid:6981), भारतीय (cid:7079)नतभूनत और र्नननमय बोड(cid:6981) अनधननयम, 1992 (1992 का 15) क(cid:7409) धारा 30 (cid:7367)ारा (cid:7079)द(cid:7275) न(cid:7334)य(cid:7298) का (cid:7079)योग करते (cid:72⁶³)ए, एतद् (cid:7367)ारा भारतीय (cid:7079)नतभूनत और र्नननमय बोड(cid:6981) (कम(cid:6981)चारी र्सेा) र्नननयम, 2001 का और संोधन करने के नलए नन(cid:7388)नलनखत र्नननयम बनाता है, अा(cid:6981)त्,-

1. इन र्नननयम(cid:7298) को भारतीय (cid:7079)नतभूनत और र्नननमय बोड(cid:6981) (कम(cid:6981)चारी र्सेा) (दूसरा संोधन) र्नननयम, 2016 कहा ाि सके गा ।

2. र्े रापि(cid:7074) म(cid:7286) उनके (cid:7079)कान क(cid:7409) तारीख को (cid:7079र्)ृ(cid:7275) ह(cid:7298)गे ।

3. भारतीय (cid:7079)नतभूनत और र्नननमय बोड(cid:6981) (कम(cid:6981)चारी र्सेा) र्नननयम, 2001 म(cid:7286),-

(I) र्नननयम 6 म(cid:7286), उप-र्नननयम (4) म(cid:7286), खंड (ग) म(cid:7286),-

(क) परंतुक म(cid:7286), नच(cid:7022)न "।" के नलए, नच(cid:7325)न ":" (cid:7079)नत(cid:7021)ानपत हो ािएगा;

(ख) परंतुक के प(cid:7391)ात्, नन(cid:7388)नलनखत अंत:(cid:7021)ानपत (cid:7408)कया ािएगा,-

"परंतु यह और (cid:7408)क अनधका(cid:7407)रय(cid:7298) से नभ(cid:7382) पूण(cid:6981)कानलक कम(cid:6981)चा(cid:7407)रय(cid:7298) क(cid:7409) भत(cid:7278) के (cid:7079)योनिा(cid:6981) सा(cid:6979)ा(cid:7004)कार नह(cid:7277) होगा और/या सामूनहक चचा(cid:6981) ((cid:7061)ुप नड(cid:7021)कन) नह(cid:7277) कराई ािएगी ।"

(II) र्नननयम 6 के उप-र्नननयम (4) के खंड (ख) क(cid:7409) अनुसूची म(cid:7286), पंन(cid:7334) 4 से पंन(cid:7334) 15 म(cid:7286),-

(क) (cid:7011)द(cid:7298) "सीधी भत(cid:7278)", हिँ कह(cid:7277) भी (cid:7408)दए (cid:7263)ए ह(cid:7298), के प(cid:7391)ात्, नच(cid:7022)न और (cid:7011)द " - के र्ल नलनखत परी(cid:6979)ा के मा(cid:7007)यम से" अंत:(cid:7021)ानपत (cid:7408)कए ािएँगे;

5771 GI/2016

(1)2 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4] (ख) (cid:7011)द(cid:7298) और नच(cid:7022)न "(cid:7008)यूनतम तीन सद(cid:7021)य - दो आंत(cid:7407)रक ता एक बा(cid:7405)", हिँ कह(cid:7277) भी (cid:7408)दए (cid:7263)ए ह(cid:7298), का लोप हो ािएगा ।

यू. के . नस(cid:7008)हा, अ(cid:7007)य(cid:6979)

[र्न(cid:6980)ापन-III/4/असा./346(692बी)] पाद (cid:7407)ट(cid:7009)पण :

1. भारतीय (cid:7079)नतभूनत और र्नननमय बोड(cid:6981) (कम(cid:6981)चारी र्सेा) र्नननयम, 2001, का.आ. सं. 857(अ), 6 नसत(cid:7013)बर 2001 को भारत के रापि(cid:7074) म(cid:7286) (cid:7079)कानत (cid:7263)ए े ।

2. भारतीय (cid:7079)नतभूनत और र्नननमय बोड(cid:6981) (कम(cid:6981)चारी र्सेा) र्नननयम, 2001 त(cid:7004)प(cid:7391)ात् -

(क) 23 (cid:7408)दस(cid:7013)बर 2003 को भारतीय (cid:7079)नतभूनत और र्नननमय बोड(cid:6981) (कम(cid:6981)चारी र्सेा) (संोधन) र्नननयम, 2003, ा.सं. भा(cid:7079)र्नबो/र्ननध/15/2003, (cid:7367)ारा

(ख) 25 मई 2004 को भारतीय (cid:7079)नतभूनत और र्नननमय बोड(cid:6981) (कम(cid:6981)चारी र्सेा) (संोधन) र्नननयम, 2004, का.आ.

सं. 623(अ), (cid:7367)ारा

(ग) 11 अ(cid:7079)ैल 2007 को भारतीय (cid:7079)नतभूनत और र्नननमय बोड(cid:6981) (कम(cid:6981)चारी र्सेा) (संोधन) र्नननयम, 2007, ा.सं. 11/एल सी/ीि एन/2006/2143, (cid:7367)ारा

(घ) 14 र्निरी 2010 को भारतीय (cid:7079)नतभूनत और र्नननमय बोड(cid:6981) (कम(cid:6981)चारी र्सेा) (संोधन) र्नननयम, 2010, अनधसूचना सं. एल.ए.डी.-एन.आर.ओ./ीि.एन./ 2009-10/28/190983, (cid:7367)ारा

(ङ) 12 अ(cid:7334)ू बर 2010 को भारतीय (cid:7079)नतभूनत और र्नननमय बोड(cid:6981) (कम(cid:6981)चारी र्सेा) (दूसरा संोधन) र्नननयम, 2010, अनधसूचना सं. एल.ए.डी.-एन.आर.ओ./ ीि.एन./2010-11/17/22954, (cid:7367)ारा

(च) 10 अ(cid:7334)ू बर 2011 को भारतीय (cid:7079)नतभूनत और र्नननमय बोड(cid:6981) (कम(cid:6981)चारी र्सेा) (संोधन) र्नननयम, 2011, अनधसूचना सं. एल.ए.डी.-एन.आर.ओ./ीि.एन./ 2011-12/26/31671, (cid:7367)ारा

(छ) 2 मई 2012 को भारतीय (cid:7079)नतभूनत और र्नननमय बोड(cid:6981) (कम(cid:6981)चारी र्सेा) (संोधन) र्नननयम, 2012, अनधसूचना सं. एल.ए.डी.-एन.आर.ओ./ीि.एन./ 2012-13/03/5290, (cid:7367)ारा

()ि 19 र्न(cid:7013)बर 2012 को भारतीय (cid:7079)नतभूनत और र्नननमय बोड(cid:6981) (कम(cid:6981)चारी र्सेा) (दूसरा संोधन) र्नननयम, 2012, अनधसूचना सं. एल.ए.डी.-एन.आर.ओ./ ीि.एन./2012-13/22/5429, (cid:7367)ारा

(झ) 8 अ(cid:7334)ू बर 2013 को भारतीय (cid:7079)नतभूनत और र्नननमय बोड(cid:6981) (कम(cid:6981)चारी र्सेा) (संोधन) र्नननयम, 2013, अनधसूचना सं. एल.ए.डी.-एन.आर.ओ./ीि.एन/2013-2014/27/6721, (cid:7367)ारा

(ञ) 26 र्ररी 2015 को भारतीय (cid:7079)नतभूनत और र्नननमय बोड(cid:6981) (कम(cid:6981)चारी र्सेा) (संोधन) र्नननयम, 2015, अनधसूचना सं. एल.ए.डी.-एन.आर.ओ./ीि.एन./2014-15/22/366, (cid:7367)ारा

(ट) 21 अ(cid:7079)ैल 2015 को भारतीय (cid:7079)नतभूनत और र्नननमय बोड(cid:6981) (कम(cid:6981)चारी र्सेा) (दूसरा संोधन) र्नननयम, 2015, अनधसूचना सं. सेबी/एन.आर.ओ/ओ.आई.ए.ई./ीि.एन. 2015-16/002, (cid:7367)ारा

(ठ) 30 र्न(cid:7013)बर 2016 को भारतीय (cid:7079)नतभूनत और र्नननमय बोड(cid:6981) (कम(cid:6981)चारी र्सेा) (संोधन) र्नननयम, 2016, अनधसूचना सं. सेबी/एल.ए.डी.-एन.आर.ओ./ीि.एन./2016-17/016, (cid:7367)ारा संोनधत (cid:7263)ए े ।

भारत का राजपत्रा : असाधरण [भाग III—खण्ड 4] 3

SECURITIES AND EXCHANGE BOARD OF INDIA

NOTIFICATION

Mumbai, the 14th December, 2016

Securities and Exchange Board of India

(Employees' Service) (Second Amendment) Regulations, 2016

No. SEBI/LAD-NRO/GN/2016-17/024.—In exercise of the powers conferred by section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following regulations to further amend the Securities and Exchange Board of India (Employees' Service) Regulations, 2001, namely,– 1. These regulations may be called the Securities and Exchange Board of India (Employees' Service) (Second Amendment) Regulations, 2016.

2. They shall come into force on the date of their publication in the Official Gazette.

3. In the Securities and Exchange Board of India (Employees' Service) Regulations, 2001,-

(I) in regulation 6, in sub-regulation (4), in clause (c),-

(a) in the proviso, for the symbol ".", the symbol ":" shall be substituted;

(b) after the proviso, the following shall be inserted,-

"Provided further that interview and/or group discussion shall not be conducted for the purpose of recruitment of whole time employees other than officers."

(II) In Schedule to clause (b) of sub- regulation (4) of regulation 6, in rows 4 to 15,-

(a) after the words "Direct Recruitment" wherever appearing, the words "only through written examination" shall be inserted;

(b) the words and symbol "Minimum three members- two internal and one external" wherever appearing shall be omitted.

U. K. SINHA, Chairman

[ADVT.-III/4/Exty./346(692B)] Footnote:

1. The Securities and Exchange Board of India (Employees' Service) Regulations, 2001, were published in the Gazette of India on 6th September, 2001 vide S.O. No. 857(E).

2. The Securities and Exchange Board of India (Employees' Service) Regulations, 2001 were subsequently amended –

(a) On 23rd December, 2003 by the Securities and Exchange Board of India (Employees' Service) (Amendment) Regulations, 2003 vide F. No. SEBI/LE/15/2003.

(b) On 25th May, 2004 by the Securities and Exchange Board of India (Employees' Service) (Amendment) Regulations, 2004 vide S.O. No.623(E).

(c) On 11th April, 2007 by the Securities and Exchange Board of India (Employees' Service) (Amendment) Regulations, 2007 vide F. No.11/LC/GN/2006/2143.

4 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]

(d) On 14th January, 2010 by the Securities and Exchange Board of India (Employees' Service) (Amendment) Regulations, 2010 vide notification No. LAD-NRO/GN/2009-10/28/190983.

(e) On 12th October, 2010 by the Securities and Exchange Board of India (Employees' Service) (Second Amendment) Regulations, 2010 vide notification No. LAD-NRO/GN/2010-11/17/22954.

(f) On 10th October, 2011 by the Securities and Exchange Board of India (Employees' Service) (Amendment) Regulations, 2011 vide notification No. LAD-NRO/GN/2011-12/26/31671.

(g) On 2nd May 2012 by the Securities and Exchange Board of India (Employees' Service) (Amendment) Regulations, 2012 vide notification No. LAD-NRO/GN/2012-13/03/5290.

(h) On 19th November 2012 by the Securities and Exchange Board of India (Employees' Service) (Second Amendment) Regulations, 2012 vide notification No. LAD-NRO/GN/2012-13/223/5429.

(i) On 8th October, 2013 by Securities and Exchange Board of India (Employees' Service) (Amendment) Regulations, 2013 vide notification No. LAD-NRO/GN/2013-14/27/6721.

(j) On 26th February, 2015 by Securities and Exchange Board of India (Employees' Service) (Amendment) Regulations, 2015 vide notification No. LAD-NRO/GN/2014-15/22/366.

(k) On 21st April, 2015 by Securities and Exchange Board of India (Employees' Service) (Second Amendment) Regulations, 2015 vide notification No. SEBI-NRO/OIAE/GN/2015-16/002.

(l) On 30th November, 2016 by Securities and Exchange Board of India (Employees' Service) (Amendment) Regulations, 2016 vide notification No. SEBI/LAD/NRO/GN/2016-17/016.

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