REGISTERED No. DL—33001/2001 The Gazette of India
PUBLISHED BY AUTHORITY
No. 11] NEW DELHI, SATURDAY, MARCH 17, 2001 (PHALGUNA 26, 1922) (Separate paging is given to this Part in order that it may be filed as a separate compilation)
[PART III—SECTION 4]
[Miscellaneous Notifications including Notifications, Orders, Advertisements and
Notices issued by Statutory Bodies]
(1699)
1—509 GI/20001700 1701 1702 1703 1704 1705 1706 !707 2—509 GI/20001708 1709 1710 1711 1712 1713 1714 1715 3—509 GI/20001716 1717 1718 1719 me1721 1722 •1723 4—509 GI/20001724 1725 1726 1727 1728 1729 1730 1731
5—509 GI/2000
1732 1733 1734 1735 1736 1737 1738 17396—509 GI/20001740 1741 1742 1743 1744 1745 1746 1747 7—509 GI/20001748 1749 1750 1751 1752 1753 1754 1755 8—509 GI/20001756 1757 1758 1759 1760 J 7 611762 1763 9—509 GI/20001764 \1651766 1767 1768 1769 1770 1771 10—509 GI/20001772 1773 1774 1775 1776 1777 1778 1779 11— 509 GI/20001780 1781 1782 1783 1784 1785 1786 1787 12—509 GI/20001788 1789 1790 1791 1792 1793 1794 1795 13—509 GI/20001796 1797 1798 1799 1800 THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) [PART III—SEC. 4
BANK OF INDIA
Wo. l'L:2000-04. In exercise of the powers conferred by section 19 of the Banking companies (Acquisition & Transfer of Undertakings) Act, 1970 (5 of 1970) the Board of Directors of the Bank of India in consultation with the Reserve Bank of India and with the previous sanction of the Central Government, hereby makes the following Regulations further to amend the Bank of India Officer Employees' (Conduct) Regulations, 1976, namely :-
1. (i) These Regulations may be called the Bank of India Officer Employees' (Conduct) Amendment Regulations, 2000.
(ii) They shall come into force on the date of their publication in the Official Gazette.
2. In the Bank of India Officer Employees (Conduct) Regulations, 1976, after regulation 24, the following regulation shall be inserted, namely •-
"24A. Prohibition of Sexual Harassment of Working women ••
(i) No Officer Employee shall indulge in any act of sexual harassment of any woman at her work place.
(ii) Every Officer Employee, who is in-charge of a work place, shall take appropriate steps to prevent sexual harassment to any woman at such work place.
ttYPLAHATTOH :-
For the purpose of this regulation "sexual harassment1' includes such unwelcome sexually determined behaviour (whether directly or otherwise) as -
(a) physical contact and advances;
(b) a demand or request for sexual favours;
(c) sexually coloured remarks;
(d) showing pornography; or
(e) any other unwelcome physical, verbal or non-verbal conduct of a sexual nature.
( J. s. Da-Ktl )
Deputy Gentfral Manager
PART III—SEC. 4] THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) 1801 ORIENTAL BANK OF COMMERCE PERSONNEL DEPARTMENT HEAD OFFICE, HARSHA BHAWAN E-BLOCK, CONNAUGHT PLACE
NEW DELHI - 110 001 FEBRUARY 12, 2001
No; 3931 - In exercise of the powers conferred by Section 19 of the Banking Companies (Acquisition and Transfer of Undertakings) Act, 1980 (40 of 1980), the Board of Oriental Bank of Commerce In consultaton with the Reserve Bank of India . and with the previous sanction of the Central Government, hereby makes the following Regulations to amend the Oriental Bank of Commerce Officer Employees1 (Conduct) Regulations, 1982 namely :-
1. (i) These Regulations may be called the Oriental Bank of Commerce Officer Employees' (Conduct) Amendment Regulations, 2001.
(ii) They, shall come into force on the date of their publication In the "Official Gazette".
2. In the Oriental Bank of Commerce Officer Employees' (Conduct) Regulations, 1982 , —
(I) in regulation 3, for sub-regulation (1), the following shall be substituted, namely :-
"(1) Every officer employee shall, at all times take all possible steps to ensure and protect the interests of the bank and discharge his duties with utmost Integrity, honesty, devotion and diligence and do nothing which Is unbecoming of an officer employee".
(ii) In regulation 3, after sub-regulation (3), the following proviso shall be inserted, namely :-
"Provided wherever such, directions are oral In nature the same shall be confirmed in writing by his superior official".
1802 THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26. 1922) [PART IE—Sec. 4
(III) In regulation 6, In sub-regulation (1), for the existing proviso, the following shall be substituted, namely :-
"Provided that an officer employee may, without such sanction undertake honorary work of a social or charitable* nature or occasional work of a. literary, artistic, scientific, professional, cultural, educational, regllgious otr social character, subject to the condition that his official duties do nor thereby suffer but he shall not undertake or shall discontinue such work If so directed by the competent authority after recording reasons for the same".
(Iv) In regulation 6, for sub-regulation (4), the following shall be substituted, namely :-
"(4) No officer employee shall accept any payment, In the form of fee, remuneration, honorarium and the like in cash or kind for any work done by him for any public body or any private person wTtriOut the sanction of the competent authority".
(U.H. MAHAJAN) GENERAL MANAGER (PER.) PART III—SEC. 41 THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) 1803*
ANDHRA BANK
Head Offlas:i HYDERABAD
Dated tKr 12th January. 2001
No. 666/3/1R/281 dated 12.01.2001. In exercise of the powers conferred by Section 19 of the
Banking Companies (Acquisition and Transfer of Undertakings) Act, 1980 (40 of 1980), the
Board of Andhra Bank in consultation with the Reserve Bank of India and with the previous
sanction of the Central Government hereby makes the following regulations to amend the
Andhra Bank Officer Employees' (Conduct) Regulations, 1982, namely:-
J. (I) These Regulations may be called the Andhra Bank Officer Employees' (Conduct)
. Amendment Regulations, 2001
(ii) They shall come into force on the date of their publication in the "Official
Gazette".
2. In the Andhra Bank Officer Employees' (Conduct) Regulations, 1982,-
(i) in regulation 3, for sub-regulation ( I ), the following shall be substituted, namely:-
"(I) Every officer employee shaH, at off times take off possible steps to ensure and
protect the interests of the bank and discharge Ns duties with utmost integrity, honesty,
devotion and diligence and do nothing which is unbecoming of an officer employee".
(il) in regulation 3, after sub-regulation (3), the following proviso shall be inserted,
namely:-
"Provided wherever such directions are oral in nature the same shoff be confirmed in
writing by his superior official.
(iii) in regulation 6, in sub-regulation ( I ), for the existing proviso, the following shall
be substituted, namely: -
"Provided that an officer employee may, without such sanction undertake honorary work
of a social or charitable nature or occasional work of a Bterory, artistic, scientific,
professional cultural, educational, relqpous or social character, subject, to the condition '
that his official duties do not thereby suffer but he s/wff not undertake or shaB
discontinue such work if so directed by *he competent ouihoriiy after recording reasons
for the same."
14—509 GI/2000 1804 THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALOUNA 26. 1922) fpAKr III—SEC. 4 (iv) in regulation 6, for sub-regulation (4), the following shall be substituted, nameh/:-
"(4) No officer employee shott accept any payment, In the form of fee, remuneration,
honorarium and the Wee in cash or kind for any work done by him for any pubic body or
any private person without tfw sanction of the competent authority".
(Y0GESHWAR KUMAR)
GENERAL MANAGER (HRD)
t>A*r lU—SEC. 4] THE GAZETTE OF INDIA, M A R CH 17, 2001 (PHALGUNA 26, 1922) 1805
CORPORATION BONK
(A Government of India Undertaking,)
HEAD OFFICE
NAN6ALADEVI TEMPLE ROAD
MANGALORE - 575 081 DATED THE 16TH FEBRUARY, 2001
No. P A D B I R S O SR Amend:846I£000-2001. In exercise of the
powers conferred by Section 19 of the Banking Companies
(Acquisition and Transfer of Undertakings) Act, 1980 (40 of
1980), the Board of Directors of Corporation Bank in
consultation with the Reserve Bank of India and with the
previous sanction of the Central Government, hereby makes
the following Regulations to anend the Corporation Bank
Officer Employees' (Conduct.) Regulations, 1982, namely:-
1. Ci] These regulations nay be called the Corporation
Bank Officer Employees' (Conduct) Amendment
Regulations, £000.
Ci13 They shall come into force on the date of their
publication in the "Official Oazette".
£. In the Corporation Bank Officer Employees' (Conduct)
Regulations, 1988, —
(i) in regulation 3, for sub-regulation (1), the
following shall be substituted, namelyi-
"(1) Every officer employee shall, at all times
take all possible steps to ensure and protect the
interests of the bank and discharge his duties
with utmost' integrity, honesty, devotion and
diligence and do nothing which is unbecoming of an
officer employee".
(ii) in regulation 3, after sub-regulation (3), the
following proviso shall be inserted, namelyt-
"Provided wherever such directions are oral in
nature the same shall be confirmed in writing by
his superior official".
1806 THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA. 26, 1922) [PART III—SEC, 4 (iii)in regulation 6, in sub-regulation (1), for the existing proviso, the following shall be substituted, namely!—
"Provided that an officer employee may, without such sanction undertake honorary work of a social or charitable nature or occasional" work of a literary, artistic, scientific, professional, cultural, educational, religious or social character, subject to the condition that his official duties do not thereby suffer but he shall not undertake or shall discontinue such work if so directed by the competent authority after recording reasons for the same".
(iv) in regulation 6, for sub-regulation (4), the following shall be substituted, namely:-
"(4) No officer employee shall accept any payment, in the form of fee, remuneration, honorarium and the like in cash or kind for any work done by him for any public body or any private person without the sanction of the competent authority".
C M. S>-KAMATH 1
DEPUTY GENERAL MANAGER
PART III—SEC. 4] THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) 1807
No. PNB/DAC/P-7/2000
PUNJAB NATIONAL BANK
HEAD OFFICE
7, BHIKAIJI CAMA PLACE
NEW DELHI -110066 February | °[ , 2001
As a corrigendum to'the notification dated 21st August, 2000 bearing no. PNB/DAC/P-7/2000 published in Part III Section 4 of Gazette of India vide No. 38 dated 16.9.2000, the first 9 lines starting with "No.PNB/DAC/P-7/2000 " and ending with " Regulations, namely:" of the aforesaid notification dated 21.8.2000 be corrected to read as under:
"No. PNB/DAC/P-7/2000 - In exercise of the powers conferred by Section 19 of the Banking Companies (Acquisition and Transfer of Undertakings) Act, 1970 (5 of 1970) and in supercession of Punjab National Bank Officer Employees' (Acceptance of Jobs in Private Sector Concerns after Retirement) Regulations, 1980 and amendments thereto published in the Gazette of India No. 13 dated 1.4.95 and corrigendum published in the Gazette of India No.31 dated 5.8.95, the Board of Directors of the Punjab National Bank in consultation with the Reserve Bank of India and with the previous approval of the Central Government hereby makes the following Regulations, namely : "
(P.K. GUPTA) GENERAL MANAGER 1808 THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) [PART HI—SEC. 4 EMPLOYEES^ STATE INSURANCE CORPORATION
NEW DELHI d a t ed t he \VyS--^rtf* \ No, N-15/13/5/1/200P-P&D
: In p u r s u a n ce of powers conferred by Section 46(2) of the Employees' State insurance Act, 1948 (34 of 1948), read with Regulation 95-A of the Employees1 State Insurance (General) Regulations, 1950, •„ the Director General has fixed the lot March, 2001 ^ a3 the date from which the medical benefits as laid down in the said Regulation 95-A and the Gujarat
PART ffl—SEC. 4] THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) 1809 Ho. N-15/13/10/2/99-P&P
, Jn p u r s u a n ce of powers c o n f e r r ed by S e c t i on 46(2) of t he Employees' S t a te Insurance Act, 1948 (^ of 1948), re=id with Regulation 95-A of the Employees'1 State"'Insurance (General) Regulations, 1950, the Director General has fixed the 1st March, 2 001 a3 the date from which the medical benefits as laid down in the said Regulation 95-A and the Prise a ^
1810 THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) [PART III—SEC. 4 NO. N-15/13/12/3/95-PScD •
( In p u r s u a n ce of powers conferred by Section 46(2) of the Employees' S t a te insurance A:t, 1948 (34 of 194S), read with Regulation 95-A of t he Employees1 State insursTce (General) Regulations, 1950,
t he Director General has fixed the 1st March, 2001 a0 the date from v/hich the medical benefits as laid down in the said Regulation 95-A and the Raj asthan ^ ^ Employees' S t a te Insurance(Medina} Benefit) Rules, 19 55,
s h a ll be extended to the. familU-es of in^vred persons in the
following area in the State of ^ f d ^ f . ^^ namely "Sltapur industrial Area comprising Revenue Villages
of Seopur, Sukhpuria, Sitapura, Dahlawas, MaharajpurAalias
Chatrawala, Khusar, Rafnchandrapura, Badi ka Ba" and areas coaprislng Revenue Villages of Shikarpura, ^Kalyanpura,
Sri Ram Ki Nangal and Muhana in Tehsil Sanganer District Jaipur."
iR.C.SHAWl/U
DY. DIRECTOR^jP&Oi
PART III—SEC. 4] THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) 1811 N-15/13/6/3/95-P&D
No* _
i in p u r s u a n ce of powers c o n f e r r ed by S e c t i on 46(2) of t he Employees' S t a te I n s u r a n ce Act, 1948 (34 of 1948), read w i th R e g u l a t i on 95-A of t he Employees1 S t a te I n s u r a n c e ( G e n e r a l ) R e g u l a t i o n s, 1950, the Director General has fixed the 1st March, 2001 a3 the date from which the medical benefits as laid down in the said Regulation 95-A and the K e r a la
Employees' S,tate Insurance (Medical Benefit) Rules, 19 57, shall be extended to the families of ia^vred persons in the 15—509 GI/2000 ,1812 ' THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA> 26, 1922) [PART III—SEC. 4
THE INSTITUTE OF CHARTERED ACCOUNTANTS OF INDIA
Post Box No. 3314, Mahatma Gandhi Road, Nangambakkam, Chennai-600 034
(Chartered Accountants) X |
3SCA(4y3/2000-2001 In pursuance of Regulation 18 of the Chartered Accountants Regulations, 1988, It Is hereby notified that In exercise
of the powers conferred by clause (a) of sub-seotlon (1) of Section 20 of the Chartered Accountants Act, 1949, the Council of the Institute of
Chartered Accountants of India has removed from the Register of Members of this Institute on account of Death with effect from date(s)
mentioned against the names of the following members :-
MRN
Member Name At Addreu
Member Name & Address Removal Dt
S.No.
MRN
Removal Dt
S.No.
11 006182
1
09/05/2000
0C0288
Mr, UBAIDULLA MOHAMED A 03/10/2000
32.MARAKAYAR LABBAI STREET
HARBOUR DIVISION
CHENNAl-600001
Mr VEERABHADRA RAO P
KHFVRAJ MOTORS
10/2 KASTURBA ROAD
BANOALORE-560001
006468
12
19/10/2000
2 000531
1
Mr. NARASIMHAN A V 20/07/2000
2-4-76 MAHATMA GANDHI ROAD
SECUNDERABAD-500003
Mr. RANGANATHACHAR G
PARAKALA MUTT BUILDING
FIRST FLOOR, NO.9
DHANVANTRI ROAD
BANGALORE-560009
3
006471
Mr VENKATARAMAN S 29/10/2000
23 BANADURAl SANNADHI STREET
KUMBAKONAM-612001
13
10/11/2000
i
15/08/2000
4 001023
Mr. RANOANATHAN T S
MADHAVAN NAIR ROAD
CHALAPURAM
KOZHIKODE-673002
14 006560
Mr. SHAH M B
33, VI CROSS
GANDHI NAGAR
BANaALORE-560009
11/02/2000
>JG
07/11/1999
001496
5
Mr. VIRABHADRA RAO Y
4-3-40 KOTHAGRAHARAM
VIZIANAGARAM-531201
Mr. RAMASWAMY AYYAR V S
105/15 SALEH AHMED BUILDll
LADY CURZON ROAD
P.B.NO.5449.GP0
BANGALORE-560001
25/01/2000
002407
6 .
007394
15
24/05/2000
i
Mr. SAMPATH M S
47 KASTURI RANGAN ROAD
ALWARPET
CHENNAI-6OOOI8
Mr, RANOASWAMY S G
558, 18TH STREET
KORATTUR
CHENNAI-6OO080
V 003489 Mr. OANAPATHI
007544
16
02/07/2000 ,
19/06/2000
SUBRAMANIAN S
Mr. JAODISH CHAND TANDON
50-51-9 T PT COLONY
SEETHAMMADHARA
VISAKHAPATNAM-53OO13
19 SRIPURAM
TIRUNELVEU JUNCTION
TIRUNELVEL1-627001
17 007618
04/04/2000
003564
Mr. VENKATARAMANARAO
8
DIVAKARUNI
08/08/1999
T
Mr. KULKARNIV D
AUDIT HOUSE
RAVIWARPETH
BELGAUM-59OOO2
22B-6-8 KORRAPATTISTREE
POWERPET
ELURU-534002
18 008679
01/04/2000
004233
9
Mr. NARASIMHAN S
24.BESANT ROAD
ROYAPETTAH
CHENNAI-600014
012032
19
04/06/2000
Mr. MAMPILLY PAUL THOMAS 23/03/2000
APT 6-H WEST GATE TERRACE
PANDIT KARUPPAN ROAD
THEVARA
KOCHI-682013
005452
10
Mr. BHANU MURTHY B V
1176 10THB CROSS
1 & II PHASE
YELHANKA NEW TOWN
BANGALORE-560064
20 012035
11/01/2000
Mr KRISHNAMOORTHY S 24/09/2000
QMC 772 WARD XXII BEACH NORTH
ASWATHI
LAKSHMINADA
KOLLAM-691013
Mr. RAMANI B
43 MUNICIPAL OFFICE ROAD
TIRUPUR - 638604
PART III—SEC. 4] THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) 1813
Removal Dt Member Name A Addrcti Removal Dt S.No,
Member Name & Addrctt
SJJo. MRN
Mr. ANKARAJU
018012
23/04/1999 21
POTHAPRAOADA
Y PLOT 153 SALARJUNG COLON HYDERABAD-500 008
29/05/2000 22 021062 Mr. MODISH DIXIT q S 127/11 BULL TEMPLE ROAD KONAOAR BANOALORE-560019
1
23 021711
29/07/2000 Mi. PANKAJAKSHIPV M/s PONANOI ASSOCIATES SRINIVAS 1-1 3S4/C GANDHI NAOAR HYDERABAD - 500 380
023089
24
28/07/2000
195001 Mr. SEKAR R T.C. 28/2429 MAHATMA GANDHI ROAD THIRUVANNANTHAPURAM -"
P 01/06/2000 023218
23
Mr. SUBRAMANYA ACHARYA 154/2 VM STREET ROYAPETTAH CHENNAI-600014
03/10/1999 26 023386
2 Mr. GEORGE VAROHESE M/" SABA A CO P 0 BOX 258 POSTAL CODE 11: RUWI SULTANATE OF OMAN
MRN
024(06
08/03/2000 27
HEET Mr. SAMPATH KUMAR S 1/4 BHEEMANNA BHAVAN 35-45- YANAMANDRAVARI ST1 WEST GODAVARIDIST. TANUKU-534211
D 12/07/2000 025727
28
Mr. SANKARANARAYANAN M MUTHULAKKODAIHU MANA ATHANI (VIA) ERNAKULAM DIST. MEKKAD P O - 683589
25/09/2000 028674
29
Mr. PARAMBSWARAPPA H H 94/A FIRST FLOOR D DEVARAJ URS RO.AD MYSORB - 570001
18/06/2000 047197
30
Mr.RATNAKARANPV PADMA NIVAS DUROA LANE CH1TUR PALAKKAD - 678101
05/02/2000 208187
31
Mr. OURU PRASAD No 80 17TH CROSS JPNAOAR 6TH PHASE BANGALORE - 560078
(ASHOK HALDIA)
Secretary
1814 THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) [PART III—SEC. 4 The Institute of Chartered Accountants of India, Mumbai Office
"A Statutory Body Established under an act of Parliament" "Anveshak", 27 Cuffe Parade, ctlaba, P-B. N£0f081, Murrlrai)- 400 005.
3 WCA (4) /4/98-09 in pursuance of Regulation 18 of the Chartered Accountants
Regulations, 1988, it is hereby notified that in exercise of the powers conferred by
Section 20(1) (C) of the Chartered Accountants Act 1949, the Council of the Institute of
Chartered of India has removed from the Register of Members of this Institute with effect
from 01/10/1998 on account of non Payment of prescribed fees, the names of the
following.
Member Name
Address
MRN
Sr.No.
39281
Mr. SaqjiyD. Pause
01
MJ>.Chitale&Co.
Chartered Accountants
Hamam House
Ambatat Doshi Marc,
Mumbd-400001
88061
Mr. YineetTandon
01
linden House
Mahakavi Bhuahan Marg,
Colaba
Mumbai-40000S
(ASHOKHALDIA)
SECRETARY
I
PART III—SEC. 4] THE GAZETTE OF INDIA. MARCH 17, 2001 (PHALOUNA 26, 1922) 1813
7W MStfTUTI Of CHARTVOD ACCOUNTAffTS W
iwiiAavi
ANtt
MDtA 27. Cufft Pmds. Coiita. Munbot ^AOO 005.
MRN
OOBQQ7
ACAOI/KmOOB
10
(TO 4i PUaJSHBl W PART n SGCTK3N 4 OP T>C O A Z mC OF INOIAt
ENTS
NOTIFICATION
Mr JAWWALA
SHARAOCHAMORA CHAMPAK LAL
FLAT NO 291, ENTERPRISE APARTM
FORJETT HILL ROAD
TAROEO. MUMBAI 400CO0
. o ^ - ^ ™ .* 1 5 FEB 2001
11
ACA 3000/1000
oioioe
3WCA15)1
3WCA(4V3^B-aO1/9B-90 MM i2J"i199Bft
• rwraby raftM m p w u am (rf R a g — on 20 erf fta C t w md A c a u nm
ROQUMKIW. 1868 trut m a wm d Vm potmt c c r t " mi by R"gJwan 10 erf
RagijAxr* tf" Council trf the irwxute erf Q w t t wd Acccunanw of inaa ru"
Mr VORADVUENORA
BHANUPRASAO
7/14 JAJ GUJRAT
1ST FLOOR 7TH ROAD
SANTACRUZ (EAST1
MUMBAI 4000SS
fVUQfmj in u"l rUgSUr or rnVTDv* Wm flnVCI rTOrTi I n! OMM manDOnOa
FCA 01/10/199B
010310
MRN
12
Narrw&AddmM
Rasiore
3 No
004311
.FCA oao*i9og
1
Mr AGRAWAL
JAGCXSHKUMAR KEDARNATH
POBOXS35 WHBUYE
(iENYAO
KENYA
ACA OinO/1996
13
010420
k* SOMAN NARAHAHl
KRISHNAJI
039 SAOASHV PETH
PUNE 411030
FCA 17/11/1090
005075
2
Mr PATEL JAGCHSHCHANDRA P
2 HAMWOK CRESCErfT,
THORNHILL OKfTARIO
CANADA L3T2W9
CANADA 0
CANADA
Mr SHAHDIUPASHABHAI
PLOTttOOfiO.
MANISHA COURT 3RD FLOOR.
10TH ROAO. KHAR WEST.
MUMBAI400032
14
ACA 01/10/1998
010703
3
0OS6O6
ACA 01/10/1008
Mr NARASIMHANVS
C 1 RUSSIAN FLATS NR MUNICIPAL
MARKET NAVRANGPURA
AHMEOABAD 380000
15
ACA 01/10/1998
010721
Mr. KAPAOtA
NAOINQAS JIVANBHAI
7, RED STAG ROAO
BRAMPTON
ONTAWO, LSR-100
CANAOAa CANADA
4
000000'
ACA 01/10/1008
Mr. KULKARNI
OHANANJAYA GOPAL
5C"C, SUYOG APARTMENTS
NAVAGAON.
DAMSARiVV),
MUMBAI 400088
10 0111S9
FCA 01/10/1908
Mr NAIOEHAU
JAfFARAU NATHANI
B-201. CROSS GATE
LOKHANOWALA
VAUSOVA, ANOHOfl WEST
flfl liHIHf 4HTYW
S
000170
FCA 01/10/1908
Mr. TAP1AWALA
MRANJAN RAT1LAL
233 NATRAJ MARKET
S.V ROAD 2ND a C OR
MALADrW). MUMBAI 400064
17 011202
FCA 01/10/1908
Mr. SHffTH PRAVIN
CHANDRA VRAJLAL
17. PAREKH VOKA CHAMBERS
00. NAONOAS MASTER RD
FORT, MUMBAI 400023
0
N
006172
ACA 28/11/1000
Mr, WAOHMAR
KERSIEMANEKSHAW
K M WAGHMAR & CO BACHA MANSIO
IV FLOOR OPP BOLTON PRESS
TARDEO. MUMBAI 400007
16 011349
ACA 01/10/1998
Mr. NAQARAJAN S .
20 NANOtCHAYA ROAO
VI ROAO
BANGALORE 500046
7
007008
ACA 03/11/1900
Mr.OCMNOA
RAGHAVANV
55. A/11TH FLOORFE PARADE
AMEETAAPTS.,
GEN.J.aMARG.NARIMAN POINT
MUMBAI 400021
1 9.
011397
ACA 01/10/1008
t Mr. PAREKH JAISUKHLAL JAMNADAS 30 RUNOfTA PARK, GROUND FLOOf CORNER OF NORTH AVE. 4 T A 0 0 R E R O A0 SANTACRUZWE3T MUMBAI 40D058
B
007084
FCA 01/10/1998
Mr. BHANDARI
TOPHANMAL
anOGAJANANDCLNY
JAWAHAR NAQAR GOREOAON WEST
MUMBAI 400082
20 011757
FCA 03/12/1990
Mr.KROHNAN
CHAKRAVARTHI8UNOARAM
12VAaANTBU"U}INO
3Q2BHADDAJIRD. MATUNGA
MUMBAI 400019
0
000110
ACA 01/10/1908
Mr.BUOOR 1
PRAKASHANAND
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3WCA{5)/2/99-2000 With reference to this Institute'* Notification 'Nos dated ,3WCA(4)/3/9e-2000 dated 31 Mar 2000 ,3WCA(4)1/9,8-99 dated 12 Jan 1999 It " hereby notified in pursuance of Regulation 20 of the Chartered Accountants Regulations, 19B8 that in exercise of the powers conferred by Regulation 19 of C.A. Regulations 1988.the Council of the Institute of Chartered Accountants of India has restored to the Register of members with effect from the dates mentioned against their names, the names of the following members - S No MRN Name 8, Address 1 001096 Mr, COOPER DR RUSTOM CAVASJEE 22, PIER HOUSE OAKLEY STREET 31 CHEYNEWALK LONDON SW3 5HG LONDON 0 UK 2 001129 Mr WAMAN GANESH AMBEKAR W G AMBEKAR&CO AYACHIT RD MAHAL-2 NAGPUR 4400D2 3 001973 Mr KAPADIA PESI JAMSHEDJI ALI BUILDING WADIA STREET, TARDEO MUMBAI 400034 4 002021 Mr DARUVALA PERCY BOMANJI FLAT NO 62. BHATKAVAR ANNEXE. NARAYAN DABHOLKAR ROAD, MALABAR HILLS MUMBAI 4O000B 002100 5 Mr PARiKH CHANDRAKANT OCHHAVLAL YOJANA PLOT NO 51'6/B 16TH RD KHAR MUMBAI 400052 Q02573 6 Mr JHAVERI VASANT M O T I L A L' VASANTM JHAVERI&CO 12 BHUPEN CHAMBERS DALAL ST FORT MUMBAI 400001 7 002608 M< MADON SOLIE BOMANSHAW FLAT NO 13A -SAGAR SANGEET-58 P BHAGAT SINGH RD COLABA MUMBAI 400005 8 002951 Mi SHAH NARENDRA NAGINDAS NARENDRA SHAH 8 CO 53 BOMBAY MU1 UAL CHAMBER 19/21 HAMAM ST AMBALAL DOSHI MARG MUMBAI 400023 9 004060 Mr AIYAR MANI ARJUN KS AIYAR 4 CO 49 55 BOMBAY SAMACHAR MARG MUMBAI 400023 10 004498 Mr SHAH BIPIN RAMANLAL FNO-1, 1ST FLOOR PAREKH MANSION 512SARDAR VP ROAD MUMBAI 400004 11 004694 Mr KELKAR DINKAR BALBHIM FLAT NO 1, JAI APTS OSMANPURA AURANGABAD 431005 005738 12 Mi SHAH JITENDRA KANTILAL RUTURAJ .2ND FLOOR 17-E. NANDANVAN SOCIETY. ALKAPUR BADODARA - 390005 Mr OAJJAR KALIDAS FCA01/10/196B CHHOTALAL KCGAJJAR&CO 3160 BHAJIWALI POL BHAGOL SURAT 395003 14 008655 Mr. MEHTA KRISHNAKANT ACA01/10/1998 HlRALAL S10A ABBOTT DRIVE BROOMALL PA10008 U S AO U SA Restore 008794 15 FCA01/10/1999 Mr. RAGHUNATHAN K ACA01 /10/1999 A 406, SHIVDHAM NEW LINK RD MALAD(WEST) MUMBAI 400064 008828 16 FCA 01/10/1999 Mr. RAJAGOPALAN S ACA 01/10/1999 GENERAL MANAGERS & A) L I C OF HSG FINANCE LTD BOMBAY LIFE BLDG.45. VEER NARIMAN RD MUMBAI 400001 17 009553 FCA01/10/1999 ACA01/10'1999 MrDESIKANMKV ACA 01/10/1999 DEPUTY GENERALMANAGER, SYNDICATE BANK T& I BD MAKER TOWER 'F' 3RD FLOOR CUFFE PARADE COLABA MUMBAI 400005 13 009610 Mr TAWARI SATYANARAYAN ACA01;10 1999 GOPALDASJI G M PULGAON COTTAN MILLS PULGAON (RLY) WARDHA FCA01/10 iy&& 19 010530 Mr DESAI DEEL1PKUMAR FCA 01'1Q/1&99 BHIKHUBHAI 33/BKENNADY BRIDGE MUMBAI 400004 FCA01 10'1&9& 20 010683 Mr AGARWAL FCA0V1tyiS&4 HARISHCHANDRA HARISH AGARWAL & CO GANDHI MANSION 1 FLOOR BOMANJI MASTER RD NEAR KALBADEVI P O MUMBAI 400002 ACA0M0.1WJQ _M 011022 FCAOI/10'199':* Mr MEHTA FCA01 10 19S& NIRANJANKUMAR NIRANJAN & CO 16-18 DARIASTHAN ST ROOM NO 39 III FLOOR MUMBAI 4C0003 012758 FCA01/10M994 Mr SHETHJANAK ACA29 1:1S99 KIRTIKANT 3412 LAKE TRIAL DRIVE METAIRIE LA - 70003 USAO USA 23 013222 FCA01/10M999 Mr GEORGE ACA 24 ]2 1999 VELLATHOR TTAM MATHEW 403 BLUE DIAMOND RESIDENCE FATFHGANJ 24 017/45 FCA01/10/1999 VADODARA 390002 Mr JAIN DEEPCHAND FCA2O/O1.2OOO UTTAMCHAND 703ALAKNANDA NEELKANTH VALLEY. NR SGMAIYA COLLEGE, GHATKOPAR EAST MUMBAI 400077 ACA01/10/1999 1830 THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) [PART III—SEC. 4032288
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Mr.JOGLEKAR SUDHIR WAMAN QTR NO 420 MAIN ROAD 7 KJRLOSKARWADI SANOLI 410308 Mr. MOHAN DAS S 26 oiegpo POPULAR VECHICLES& SERVICES LTD KUTTUKARAN CENTRE MAMANGALAM 682025 COCHIN 27 024279 MS. UMA ANANTHANARAYANAN 58/6 BARICK PARA ROAD CALCUTTA 700034 030418 28 Mr. JOSHI JAYANT MAHADEO C/O JAYANT M JOSHI 11 KASTURI. DAHANUKAR COLONY LANE NO 17 KOTHRUD PUNE 400029 030744 29 Mr &ANGHARAJKA ASHVIN^UMAR TRAMBAK 235/6130 PANT NAGAR GHATKOPAR EAST- MUMBAI 400075 30 030747 Mr. GUPTA VINAY KHEMCHAND 223, SHANTIVAN CO.OP.SOC.LTD NEW LINK ROAD ANDHERI WEST MUMBAI 400053 31 031933 Mr, OAK PRADEEP DINKAR 42, SHERMAN NARAYAN DABHOt KAR MARG MUMBAI 400006 32 031951 Ms SWATISANDESH MAYEKAR 169-A.. DR AMBEDKAR ROAD. LAXMI NIVAS DADAR MUMBAI 4QU014 03195T 33 Mr CHHADVA TALAKSHI PUNSHI TALAKSHI CHHADVA f. CO 17JAYMAYURASHAN HAJI BA^U RD MALAD EAST MUMBAi 400097 34 032018 Mr JAIN PHU*TARMAL,PUKHRAJ ^A/301. SHEETAL SAMARTH NAGAR AMDHERI(W) MUMBAI 400053 35 03211J Mr R RAMJI TCA 01/10/l9y9 ( LATNQ 12 & 13PATILCOMPLtX PHASE 1, BLDGNO5 BOTANICAL GARDEN P O AUNDH RD PUNE 411003 36 0,i;'18C> 37 012123! Mr SARDESAI KlSHORE PRABHAKAR fA. HAJI KASSAM BI.F3G. b(> TAMARIND LANE FORT MUMBAI 400023 Mr PATEL BHARAI KUMAR CHHOTUBHAI B C PAIEL 8. CO DEf>AI Bl DG MAYFAIR RD ANAND 3B8001 38 O3.V7.' Mr DIKSHir MILIND GAJANAN A1,] MANO.J SOC S-IANKAR f^HANEKAR RD PRABHADEVI MUM3AI 40002b 03:2263 J9 Mr, PARANJPE VIJAr NARAYAN 4 RAJAB MAHAL 1-14 MK ROAD MUMBAI 400020 ACA11/01/2000 41 032297 Mr. ATAL NARAYAN FCA01/10/1999 TULSIRAM 13, SHRI VISHNU BHAWAN. 27 A.K.A. SUBRAMANIAM ROAD. ACA03/12/1999 KINGS CIPC1 E MUMBAI 400019 FCA23/12/1999 42 032304 Mr. JHAVERI SUNIl. ACA01/10/1999 KISHORE6HAI A/1/6CHINABAGSOC BpHlND LAW COLLEGE F.t LISBRID3E AHMEDABAD 3H0006 43 032386 ACA17/02/2000 Mr KATRAK HOSHANG ACA01/10/199& RUETOM BAI JER BAI BAUG B BLOCK, NO 3 FIRST FLOOR, BYCULLA MUMBAI 4000?7 44 032423 ACA28/01/2000 Mr OHOLYE V U AY MURLIDHAR PCA 01/10/ IIND FLOOR, WANGAOE SHOPPING CENTRE BAHADDURSHAIKH NAKA, CHIPLUN KARAD ROAD, CHIPLUN 415605 0324W ACA01/10/1999 45 Mr MIJSTANSIR SAIFOODIN FCAOI/10'1 SI TABKHAN SHEEl'Al. AP i"S B BLOCK ROOM NO 32 III FLOOR GUNPOWDER RD MA7AGAON DOCKYARD " MUMBAI 400010 FCA01/10/1999 032506 46 ACA01/10/199^l Mr JAMEHEKAR 3,'IARAD FCA 01/^0/1059 VASANT 46, NEER 3ANGA APRTS ABOVE DR DCRVE NURSING HOIViE HANUMAN GHAT NASHlK 4?200j 032/38 4? ACA 01/10/1999 Mr MARAKATP FCA01.10.19K SHRIKANT PHADLPl-A 260-E PRITHVI A P A R T M E N TS BLOCK NO A-2 L W A LE COMPOUND TARASAI PA.^K KOLHAPUR 416003 46 032782 Mr BHAWNANI ACA 01'10/1999 ASHOK METHARAM 6.PARKVIEW LITTLE GI08S ROAD MUMBAI 400006 032791 49 ACA01 /10/1999 Mi.JITANI FCA01/10/1S69 VIJAY KUMAR 11, CHITRAKOQT NR ASHISH SCHOOL PRF.MCHAND NAGAR RD AHMCDA0AC 380015 FCA01/10/1939 032809 50 ACA 01/10/1999 Mr MANGLUNIA FCA 01/10/1999 SHYAMBIHARI 601. BLUE BELL VASANT VALLEY. DINDOSHI MALAD(FAST) MUMBAI 400097 032851 51 ACA01/10/1999 Mr PATEL KALIDAS FCA 01/10/1999 SOMCHAND 6CRESCENT CHAMBERS,1ST FLOOR TAMRIND STREET.FORT MUMBAI 400023 PAKT III—SEC. 4] THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) 1831032867
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Mr. KARNAVAT LALCHAND FCA01/10/1999 FULCHAND LF. KARNAVAT 4 CO., OFFICE NO. 24, LAXMI COMMERCIAL COMPLEX, SHAHU COLLEGE ROAD. PUNE 411000 S3 033128 ACA13/01/2000 Mr. CHAPHALKAR SANJAY VASANT SHRAVAN PLOT NO 45 RAM BAG COLONY KOTHRUD PUNE 411036 54 033224 FCA01/10/1999 Mr PANDIT PRAKASH SHANKAR 31 PRERNA III FLOOR TILAK NAGAR GIRGAON COOP HSG SOCIETY ITD GIRGAON ' MUMBAI -400004 ' 56 033,130 FCA 01/10/1999 Mf SHAH VIJAY KANTILAL 11-A. NARENDRABHUVAN BHULABHAI DESAI RD BREACH CANDY MUMBAI 400026 56 033242 ACA 01/10/1999 Mr JOSHI ASHOKKUMAR RAVISHANKER ASHOKJOSHI S CO 2B7/6656,SAMATA COLONY PANT NAGAR.GHATKOPAR(EAST) MUMBAI 400075 57 033376 Mr BHANSALI KETANKUMAR PRAVINCHANDRA FCA01/10/199! VGORDHANDAS&CO EVEREST COMMERCIAL COMPLEX.7TH FL OFFICE NO 708, SUBHASH RD RAJKOT 360001 58 033560 FCA14/G+/2000 Mr BHAVANANI ANIL NARAIN BANK. OF NAVA SCOTIA 40 KING STREET TORONTO CANADA 0 CANADA 59 033688 FCA 01/10/1999 Mr LUNAWATRAJENDRAZUMBARLAL LAXMICHAYA. 6HS BUDHWAR PETH PUNE 411002 CO 0346?9 FCA 09/03/2000 Mr PANICKAR RAMAChmNDHA RAMA MAHENDRA K AdARWAL AND CO B-62/202 PONCAM VASANT VIHAR POKRAN ROAD NO 2 THANE 400607 61 035726 ACA02/02/2000 Mi NAYAK SUDHIR R 308'A PANCHSHEEL U RAHEJA TOWNSHIP MA LAD EAST MUMBAI 400097 036546 62 ACA2;/12'1999 Ms ANJU AHUJA 202 OXFORD MANOR RUSTOM BAIJC MAIN ROAD .OPP AIRPORT ROAD BANGAIORF 560017 63 03725'j ACA 29/1 ?/1999 Mi PERCY DADABHOY WADIA KAEHINATH BLDG NO 1 II FLOOR FLAT NO 10 KASHINATH RD TARDF.O MUMBAI 400034 64 037323 ACA 01/10/1999 Mr BHATIA ASHOK UDHARAM 16 VIDYA VIHAR SbNAPATI BAPAT MARG OADAR(WEST) MUMBAI 400028 Mr. JAIN SUDHIR KUMAR ACA31/O1/2000 403/C-45 YOGI .NAGAR BORIVALI (W) MUMBAI -400002 87 037555 Mr. IYER GURUMURTHIACA11/01/2000 KALYANASUNORAM 101/102 5A/AASMITA MOGRA CHS LTD JIJAMATA MARG ANDHERI EAST MUMBAI 400093 68 037580 Mr. SINGH AWADHESH FCA01/10'199t NARAYAN CHHABI NARAYAN 312B/1 MEHTAB LANE E G VARBE MARG ' KURLA MUMBAI-400070 69 037691 Mr. SUKHTANKAR PARESH FCA 01/10/1999 RAMCHANDRA D/204 MAHESHWARI NAGAR MIDL ANDHERI EAST MUMBAI 400093 70 037736 Mr. JEROME FRANCIS ACA 01/10/1999 D'MELLO C-21 GEE CCE APTS VIDYANAYARI MARG KALINA MUMBAI 400098 71 037751 Mr. SHAH RAJESHKUMAR FCA 01/10/1999 GAMBHIRDAS RAJESH G SHAH & CO SHOP NO 9 SANSKAR BLDG OPP SARVODAYA HOSPITA HlRACGHAND DESAI ROAD GHATKOPAR MUMBAI 400086 0377S6 72 Mr, PATH VIVEKANAND FCA 01/10/1999 DAT7ARAM * 409, SWAPNA-PURTI J W R O AD PAREL MUM6AI 400012 73 037757 Mr ROONGTA MADHU FCA 01/10/1399 AMARCHAND 303, UMRIGAR BLDG LT.ROAD OPP CRAWFORD MARKET MUMBAI 400003 74 037759 Mr SHAH DHIMANT RAMNIKLAL FCA 01/10/ 63/67 CHAKLA ST BHUTIA BLDG ' IV FLOOR , MUMBAI 400003 75 038024 Mr SHAH ATUL PRATAPRAI ACA 01/10/199J SHAH ATUL PRATAPRAI 15, SHREENATH APARTMENT NO 3 LOKMANYA T1I.ACK ROAD EXTENSION.HANUMAN CHOWK , MULIJND EAST MUMBAI 400081 76 038059 Mi. (bHANDARIA PARESH ACAOI/10/1999 PREMCHANO 63.MADHU MAHAI EXTENSION, BHRAMANAWADA ROAD. KINGS CIRCIE. MUMBAI 400019 77 038060
Mr ZATAKIA PARESHKUMAR DHIRA.ILAl. 9 VIJAY HOUSE STATION ROAD VIKHROLI (WEST) MUMBAI 400083 1832 THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) [PART III—SEC. 4038083
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Mr. TNVARI OMPRAKASH KUNJILAL AVTAR MEHERBABA COMPLEX FLAT NO 7, NR BOLE'S PETROL PUMP OHARAMPETH NAGPUR 440022 038104 79 Mr. SHAH VASANT NANJI SHREEAMBANIWAS FLAT NO 1, PARK RD, VILE PARLE(EAST) MUMBAI 400057 80 038111 Mr. BHANSALI UDAY 3HIRISH 81 VALENTINA NAOROJI GAMADIA R MUMBAI 400026 81 038128 Mr, AIYAR RAGHUVIR MANI K S AIYAR & CO 40-55 BOMBAY CAMACHAR MARO MUMBAI 400023 038136 82 Mr. DAVE JAYESH VASUDEV J.V.DAVE* CO., 402AAKASHDEEPAPTS . NR. SHREYAS RAILWAY CROSSING AHMEDABAD 380015 B3 038230 Mr. GANDHI PRAKASH MOHANLALJI GANDHI RATHI & CO PAREKH CENTRE. 3RD FLOOR OPP DAGA HOSPITAL.OANDHIBAG NAGPUR 440002 84 038256 Mr. PANCHA HATIM YUSUF H Y PANCHA 4 ASSOCIATES KAGALWALA BUILDING, 1ST FLOOR NAOPADA.372 SIR J J RD MUMBAI 400008 85 038290 Mr SHAH MANISH PRAVINCHANDRA 103 KEDIA APARTMENTS DONGARSI ROAD WALKESHWAR MUMBAI 400006 038313 80 M". MONEY ANURADHA 12 SAUMITHRA 83-C GOVANDI RD CHEMBUR MUMBAI 400071 87 038378 Mr PALANI APPAN SP 2S, VAJU KOTAK MARG ROOM NO 10 BALLARD ESTATE FORT MUMBAI 400001 88 038383 Mr. AGRAWAL RATANLAL FULCHAND R F AGRAWAL S CO A/10 ISHWAR NAGAR GROUND FLOOR L B S MARG BHANDUP MUMBAI 400078 89 038S22 Mr VAGERIA AJAY KARANMAL A-41 MALAD DEEP CO OP, HSG. SOC. LTD . PUSHPA PARK RD, NO - 1, MALAD -E MUMBAI 400097 038544 90 Mr GOSAVI NARENDRA MAN1K FLAT NO 2. BLDG NO 3, SHRDADHHA SANKUL. OLD NAKA, GANGAPUR ROAD. NASHIK 422005 038577 91 Mr DHOLRIA DALPAT KH
Mr. PARIKH PIYUSH MAHENDRAFCA 01/10/199 P M PARIKH 4 CO ft TODIBLDG 11/84 J B NAGAR ANDHERI (E) MUMBAI 400059 038648 93 FCA 01/10/1999 Mr. JAIN AJIT KUMAR FCA 01/10/1999 604, BLUE BELL,VASANT VALLEY COMPLEX, NR DINDOSHI BUS STOP MALAD(EAST) MUMBAI 400097 94 038681 FCA 01/10/1999 Mr DESAI GAURANG CHINOOBHAFCA 01/10/1J DESAI COTTAGE LAJPATRAI ROAD 9^ VILE PARLE WEST MUMBAI 400056 C38713 05 FCA 01/10/1699 Mt KAMATHGANESH ACA01/10/1999 GOPALKRISHNA 3 ABHILASH 428/429 10TH RD CHEMBUR MUMBAI -100071 FCA 01/10/1999 038729 96 Mr JAGDALE SURESH KUBER FCA 01/10/1SS9 AT AND POST-KUMTHE TALUKA-NORTH SHOLAPUR DISTRICT-SHOLAPUR SHOLAPUR 413224 FCA.01/10/1999 07 03873B Mr SHAH CHANDRAVIJAY FCA 01/10/1999 GOKALDAS CHANDRAVIJAY SHAH & CO 19/20, DEV NAGAR.VIA BHATIA SCHOOL OFF SAIBABA NAGAR RD,KANDIVLI(W) MUMBAI 400067 ACA 01/10/1999 038759 98 Mr, JAMBUNATHAN SUNDARAM ACA 01/1C/:9 S J A M B U & CO 21-B. 1STFL. 9$ ANUSUYA CO OP HSG SOC , DEVI CHOWK, SHASHTRI NAOAR.DOMBIVLI-E DOMBIVALI 421202 ACA 01/10/1099 99 038776 Mr SIRODARIYA RAJESH ACA 01/10/199* JAYANTILAL 791 6 DEEPMALA I FLOOR III RD KHAR WEST MUMBAI 4000S:' ACA 01/10/1999 100 03877B FCA 01/10/1999 Mr MITTAL GHANSHYAM FCA 01/10-1953 SHRI U S AGRAWAL II FLOOR SANE BLDG II NANABHAI LANE OPPAKBARALS MUMBAI 400001 038805 101 FCA 01/10/1999 Mr W AS KAMALKISHOR FCA 01/10/195" HARNARAYAN 2D/1 .ESTEE GEEJAY CO OP HSG SCTY SAI BABA NAGAR, BESIDE SAI BABA TEMPLE,BORIVU(W) MUMBAI 400092 102 033842 Mr RAIYANI KETAN DHIRAJLAL ACA01/10/if 4AI COURT CHAMBERS 39 ,\5 NEW MARINE LINES MUMBAI 400020 ACA 01/10/1999 039036 103 Mr SARDA TUSHAR BHUPATLAL ACA 01/l(y SOVEREIGN SECURITIES P Ll 0 39 5AKHATAU BUILDING ALKESH DINESH MODY MARG, FORT MUMBAI 400023 FCA 01/10/1999 104 039065 Mr SASURI PERCY HOMI ACA 01/10/1999 S/5 GODREJ BAUG OFF NEPRAN ROAD :j\'UMBA\ - 40G026 FCA 01/10/1999 039119 105 Ms UGRANKAR BHAVANA FCA 01/10/1999 DATTAPRASAD A/15, 3RD FL, AVADHUTCHS N E X T T O K ES SCHOOL. SUNDER NAGAR. KALINA MUMBAI 400098 PART III—SEC. 4] THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) 1833IN
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Mr. PARIKH KISHORE KUMAR KANCHANLAL 201 KAMALA CHAMBERS PRATAP ROAD RAOPURA yADODARA 390001 107 039276 Mr VIJAPURKAR SATISH PRABHAKAR MAULI51 UNITED WESTERN SOC KARVE NAGAR PUNE4110S2 039445 108 Mr VENUGOPAL CHANDRASEKARAN NAIR V NAIR & ASSO 5 ANAND NIKETAN PLOT NO 3GMRDCHEMBUR MUMBAI 400089 109 039501 Mr DATTAPRASAD KRISHNARAO UGRANKAR A-15AVADHUT KALINA MUMBAI 400096 110 039529 Mr LODHASANJOY 701/702.MIDTOWN APARTMENTS, CAMPACOLA COMPOUND. B G KHER MARG, WORLI, MUMBAI 400 018 111 039658 Mr ZAWAR RAJENDRA GANGABISHAN 8/129. MHADA COMPLEX STATION ROAD OPP HOTEL CHANAKYA AURANGABAD 431005 112 039707 Mr KAPADIA KAMLESH MANSrNH 72 CHAMPA GULLY 1 FLOOR ROOM N 6 KALBADEVI RD MUMBAI 400002 113 039712 Mr MANIAR KISHORKANT KALYANJI8HAI 7/146 NITYANAND NAGAR IV OPP RLY STATION ANDHERI (EAST) MUMBAI 400069 114 039752 040071 120 ACA 01/10/1999 Mr. VISHWANATH SURESH FCA 01/10/1999 BLOCK NO. 3. PLOT NO. 88 LAKSHMI BUILDING GARODtA NAQAR GHATKOPAR (EAST) MUMBAI 400077 040080 121 ACA 01/10/1909 Mr. CHITRE KIRTIKUMAR FCA 01/10/1999 VASANT DATAR APtS VAKIL WADI NASHIK 422001 040140 122 FCA 01/10/1999 Mr. TALSANIA BHAVESH ACA 01/10/1999 RAMESHCHANDRA BHAVESH R. TALSANIA 3, CO., 506-B1 ALKA 41CS.V.RD., OPP M.A. HIGH SCHOOL.ANDHERI -W MUMBAI 400058 040399 123 ACA 01/10/1999 Mr. RATHORE MANOJ JEEVRAJACA 01/10/199B E/64 MAHAVIR NAGAR OR PALKAR MARG BORIVLI WEST MUMBAI 400092 124 040411 FCA 01/10/1999 Mr BHATT PANKAJ HARI LAL FCA01/10/1999 P BHATT & ASSOCIATES, 14 LAXMI NARAYAN C0.H S.LTD .OPP ELECTRI POWER HOUSE.M.G.RD., GHATKOPAR -ECRIC MUMBAI 400077 125 040461 Mr. MEHTA AJAY SOHANMAL ACA 01*/10/1999 15/4 NAVJIVAN SOCIETY LAMINGTON ROAD MUMBAI 400008 FCA 01/10/1999 126 040510 Mr. MANOHAR LAL FCA 01/10/1999 MANOHARLAL ASSO 2 CRYSTAL PREMISES II FL III RD ABOVE VRINDAVAN HOTEL KHAR - W MUMBAI 400052 FCA 01/10/1999 127 040520 Mr. SANE PRADEEP ACA 01/10/199& BHALCHANDRA 202, SUN & BREEZE, CO.OP.HSG SOCIETY LTD..SAHAKAR RD, VILE PARLEfE), MUMBAI 400057 FCA 01/10/1999 040554 128 115 129 130 116 131 117
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136 160 136 040049 151 137 040951 152 138 040963 153 041933 139 154 140 155 141 040992 142 156 157 041958 143 158 144 041379 159 041987 145 : 160 042222 146 161 042475 PART III—SEC, 4] THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) 1835O44346
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M".JAYASHREERAVI VENKATESH PO BOX 11018 MANAMA STATE OF BAHRAIN BAHRAIN 0 BAHRAIN
164 044362 AC A 28/01/2000 Mr. AGRAWAL SANJAY RANCHHODLAL 72/430, VIJAYNAGAR NARANPURA, AHMEDABAD 380013 044505 165 FCA 01/10/1999 Mr. SHA3TRI YOGESHKUMAR MANOHARLAL Y K SHASTRI & CO NR RAM MANDIR MAIN RD POST- TUMSAR DIST - BHANDARA TUMSAR 441912 044545 166 Mr SHARMA JAl PRAKASH FCA 01/10/1999 A/8 / 506. RUNWAL PLAZA VARTAK NAGAR THANF. 400606 167 044563 ACA 01/11/1999 Mr SANJIVA GIRISH CHAND EPPCO P 0 BOX NO 5589 DUBAI U A EO U AE] 044614 168 FCA 01/10/1999 Mr BHALCHANDRA DAMOUAR KUIKARNI (WANGIKAR) RAGHUNATH BHAVAN, SHOP NO 5 OVERSEER COLONY.SOUTH SHIVAJINAGAR NEAR INCOME TAX OFFICE SANGLI 416416 044687 169' ACA 04/02/2000 Mr KHETAN NIRMAL KUMAR A-S/205. SIDDARTH NAGAR WESTERN EXPRESS HIGHWAY BORIVALI EAST MUMBAI 400066 044899 170 ACA 01/10/1999 171 045071 FCA 01/10/1999 Mr AVAZ REHMAN VERSEY 125 SAGAR TOWER 12TH FLOOR CROSS S V ROAD FAIRDEAL ROAD JOGESHWAR1 (W) MUMBAI 400102 Mr SONAWANE NANDAKISHOR RAKHAMAJI NANDAKISHORI SONAWANE a ASSOC SHOP NO 5, SAMARPAN BLPG CME GATE RD, BHOSARI PUNE411039 172 045254 ACA01/10/1999 Mr CHHATRAPAL D SARGIYA C-17 NEW HILL PARK OPP DAHISAR POLICE STATION OVERI PADA DAHISAR - EAST MUMBAI 400066 173 045268 ACA 01/10/1939 Mr. KURUP PRAKASH GOPAL J K BLDG 8/158 GAMDEVI MUMBAI 400007 174 045420 FCA 01/10/1999 Mr LALIT RANCHHODLAL CHAUHAN 102 VAiSHNAV PARK PLOT NO 67 & 68, SECTOR 10 NEW PANVEl NAVI MUMBAI 410206 175 045533 ACA 13/01/2O00 Mr VORAHITESHRAMNIKLAL D-6, M/505. MAUNA1H S P NAGAR 178 045707 045742 179 180 045838 1S1 045864 Mr. PAREKH MINARKUMAR ACA03/02/2000 GIRISHBHAI 77 NALANDA COMPLEX VASTRAPUR AHMEDABAD 380015 Mr. RATHI JETHMAL PCA01/10/19
182 046376 Mr RATHODVUAV CCA 0 1 M 0 / I 9 SS LAXMINARAYAN OPP NAGAR WACHANALAYA NETASUBHASH CHK CHITALE ROAD AHMEDNAGAR 414001 046537 Ms AMBEGAOKAR ACA 27/121 t
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Mr KEVALRAMANI DEEPAK VIKHINDAS R C B NO 34/283, CHEMFUJR COLONY MUMBAI -100074 Mr CHANDAK PRAVIN PANKAJ FCA 01/10/199 204, A WINO, NARENORA PARK, NEAR SHIV TEMPLE. ANAND NAOAR, DAHISAR EAST MUMBAI 40006C PART III—SEC. 4] THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) 1837222
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Mr. JAGWANI SURESH KISHANCHAND 202,"INDRA SARYU" CHHINDWARA ROAD, CHHAONI •NAGPUR 440013 223 Mr. BAPNA RAKESH 049512 ACA13/03/2000 224 049541 ACA 01/10/1999 225 049604 ACA 01/10/1999 226 049696 ACA 01/10/1999 227 049764 ACA01/10/1999 228 049798 ACA01/10/1999 229 049872 230 049912 ,303, M B HOUSE 79, JANMABHUMI MARG FORT MUMBAI 400001 Ms. VA2E SUMEDHA RAMESH C/O S H KELKAR & CO LTD , L BS MARG, MULUNDWEST, MUMBAI 400080 Ms. KAVITA VINAY DALAL C/O V S BARDIA SADAR BAZAR DIST AMRAWAT! PARATWADA NAGPUR 440005 ' Mr. SUNIL RAMACHANDRAN 3/13MANKOONIVAS, GORASWADI, MALAD WEST, MUMBAI 400064 Mrs. SNEHA AMIT SHETH C/O S M UPADHYAY 505, FLYOVER APARTMENTS NEAR FLYOVER BRIDGE ANDHERI - EAST MUMBAI 400069 Ms AGRAWAL KIRANBALA SHASH1KANT 306, ASHIRWAD HOSPITAL BLDG, NEAR DAULAT NAGAR, KOPRI, THANE 400603 Mr NAIR K RAJESH KUMAR I 248.6TH FLOOR MULUND DARSHAN CO OP HSG SOC LTD MULUNDWEST MUMBAI 400080 Ms TARANNUM HASIB 0-1/7, 304, YAMUNA NAGAR CHS LOKHANDWALA COMPLEX . OSHIWARA ANDHERI WEST MUMBAI 400053 231 049916 ACA01/10/1999 049938 232 ACA01/10/1999 049954 233 ACA01/10/1999 049960 234 ACA01/10/1999 235 050639 Mr NAtR SATISH NARAYANAN 10, KUSUM KUNJ. 2ND FLOOR ASHOK NAGAR KANDIVLI(E) MUMBAI 400101 Mr KINI MOHAN MANJANATH 13/243. AMIR HOUSE DR B D MARG GRANAT ROAD (EAST) MUMBAI 400007 Ms RANA BINA BACHUBHAI ••ASHIRWAD1' SUBHASH LANE, DAHANU 401601 Mr JATAR RAJENDRA BHALCHANDRA SHIV ARAM, 2ND FLOOR NO 8, MB RAUT RD SHIVAJI PARK MUMBAI 400028 Ms SUMITABOSE ROY OY GEN MANAGER BHARAT PERTROLEUM CORP LIMITED] BHARAT BHAVAN.4&6 CURRIMBHOY RD MUMBAI 400038 051233 236 ACA 01/10/1999 Mr BANERJEE PARTHA SARATHI DYGEN MANAGER-FINANCE & ACCOUNTS LARSEN & TOUBRO LIMITED GR II-PROJECTS.SAKI VIHAR RD.POWAI 052855 239 240 053193 241 053692 242 055544 Mr PABITRA MOHAN FCA01/10/1999 MAHAPATRA FIN ADVISER & CHIEF ACCOUNTS OFFICER, MURMUGAO PORT TRUST MARMAGAO HARBOUR GOA 403803 fA GUNECHA DUPARAf- MAL FCA 01/10/1999 1/DKARTIKAPARrMFNl T DrIA&UWALA KIGALI SAGRAMPURA SURAT 395002 Mr. BHANDARI SUNIL ACA01/10/1999 RPG ENTERPRISES LTD CEAT MAHAL, 463 ANNIE BESANT RD WORL! MUMBAI 400025 Mr R GANESH ACA 01/10/1999 FLAT NO 8, JEEVAN KUNJ GOVANDI RD CHEMBUR MUMBAI 400071 Mr ROY SUMAN KUMAR ACA 01/10/1999 C/O BELA ROY 40 AJANTA ROAD, GROUND FLOOR SANTOSHPUR CALCUTTA 700 075 057031 243 244 057285 245 057593 ACA 18/02/2000 246 070745 ACA 01/10/1999 247 071308 248 Mr MOHTA DEEPAK ACA01'10/1999 NORTH INDUSTRIAL CHEMICALS LTD 294-296 GiDC VAPI-396195 Mr. AJIT VENUGOPAL ACAOMO'1999 MANAGER-COMMERCIAL SERVICES HINDUSTAN LEVER LTD.HINDUSTAN LEVER HOUSE.165-166 BACKBAY RECUV MUMBAI 400020 Mr SANDEEP SOMANI ACA01/10'!999 1 CECIL PLOT NO 403 C 7TH CROSS ROADGHATKOPAR [WESTJ CHEMBUR -E MUMBAI 400071 Mr OMPRAKASH SONI FCA17/01/2000 REMSONS INDUSTRIES LTD, 88-B GOVT.INDL ESTATE, KANDIVALI (WEST) MUMBAI 400067 Mr AGARWAL ASHOK KUMAR ACA04'02 2000 F 49 UMIYA NAGAR CHANAKYAP'JRI CHAR RASTA NEW SAMA ROAD VADODARA 390008 Mr JAROLI PRAJENDRA r UMAR '10/1999 072636 FCA01. C-506, GOKUL GARDEN THAKUR COMPLEX KANDIVLKE) MUMBAI 400101 249 073213 Mr RAMESH P FCA 01/10.199& CS0J8ULDG NO 18 BAR'Ui ' O OP HJ>O SCC VASAN1 VIHAR THANt-W060! 074218 250 Mr fi-GAl'IA WIANISH FCA 01-10/1999 •-., -i Or i i,\r *j AMOlijA EXPORTS LTD K.iln- ">'.>'• RC-AD 251 07518. ACA 01/10/1999 075474 252
MUMBAI 400072 Mr GHATAK SUPRIO C/74/104SUNAYANA SHANTI NAGAR SECTOR 9, MIRARD(E) MIRA ROAD 401107 i?if>r McHSANA Mi.:,3ANA38:'71':- M. ChArURVLD- • A01'10'1999 S u i i ll KUMAR SA 4TH FLOOR V.AHAVIR CHAMBER 1/5 BANAJI LANE CAWASJI PATEL ST FMT, MUMBAI 400001 Mr SAMEER AGRAWAL ACA 01/10/1999 SR ACCOUNTS OFFICER H PC L, 17, JAMSHEDJI TATA ROAD MUMBAI 400021 Mr SANJAV KUMAR DHOKA ACA 15/1 2/1994 C/O HGI INDUSTRIES LTD , NEAR BASKA H UOL ?8935 j GUJARAT 1838 THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) [PART III—SEC. 4100371
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Mi T6LWALA HUSSEIN ASGARALl ".'. ID U O / M N JI HOUSE COPPEK SMITH •UriLTT MAZGAGN MUMBAI 400010 Mi JALAN WHESH KUMAR 401 RUBY PALACE CEASER ROAD AMBALI ANDHEPI (W) MUMBAI -400058 Mr KUNTE KIRAN COPAL MAMET SOCIETY. FLAT NO 11, Pi OT NO ftp RAMGAG COLONY, PAUD ROAfl KOTHRUL) PUNF. 411O3B Mr RAMANI MAHESHKUMAR ACA 01/10/1999 JIVRAJBHAl 1 WESTA FAKIR CHAWL H K ROAD 3 IRANI WADl KANDIVLI WEST MUMBAI 400067 Ms SALOT DAKSHA NIMtSH ACA 01/10/1999 A-409 4TH FLOOR SUBH SANDESH CO OP HSG STY 16 HANSRAJ LANE BYCULLA MUMBAI 400027 Mr SHAH SANJEEV NEMCHAND ACA13/01/20 P B NO 81388 av MUMBASA0 KENYA Mr MEHTA HITESH PRAVINBHAI ACA 01/10/13 C/O PRAVINCHANDRA & BROS "33 STATION ROAD SELU DISTPARBHANI PARflHANI 431503 Mr MATHEW VERGHESE ACA01/10/1999 CHIEF ACCOUNTANT HBKCONTRACTINGCO PO BOX 1362 DOHA-QATAR 0 U AE PART III—SEC, 4] THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) 1839286
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Mr. SHAH HEMANT JAYAMTILAL C-1-C-58, MAHAV1R NAGAR SHANKAR LANE, 4TH FLOOR KANDIVLI WEST MUMBAI 400067 101275 287 Mr. JOSEPH MANI C I VARGHESE, B-3 NIRMALAAPTS, MOHAN NAGAR NAGPUR 440001 101344 288 ACA01/10/1999 Ms MEHTA VAISHALI SUNDEEP 12/185 RIVER HEAVEN GULMOHUR ROAD-6 J.V.P.D. SCHEME JUHU MUMBAI 400049 >89 101348 ACA01/10/1999 Mr RATHI AMITANAND 502, JYOTI, RUNGTA LANE NEPEAN SEA RD MUMBAI 400006 101393 290 ACA 1 /10/1999 Mr SHINKAR SUBODH DAMODAR 141, MAKER CHAMBERS 3 NARIMAN POINT MUMBAI 400021 101420 291 ACA01/10/1999 Mr LADHU LAL SONI 204, NIRMALA APPT , J P ROAD, ANDHERI-W, MUMBAI 400058 101549 292 ACA 01/10/1999 Ms GOKHALE GAURI VINA YAK BLOCK NO 3, NEW SONY SCTY NEAR VANDANA SCTY HIGHWAY, NAUPADA THANE 400602 293 Ms PATEL SHITAL BHOGILAL ACA 01/10/1999 101829 .103 AMAR CHAMBERS SIATION ROAD VALSAD 396001 101B44 294 ACA 01 '10/1999 Mi SHAH AMITMAHENDRAKUMAR 10/ASHANTINIWAS hKSAR ROAD OPP DARGAH BORIVALI MUMBAI 400091 295 1018// ACA 01/10/1999 Mr THAKKAR SHAILESH VINOD 1104, RAHEJA CHAMBERS NARIMAN POINT MUMBAI 400021 296 ACA0M0 1999 MR EHETTY RAGHVENDRA SANJEEV NARPATGIR CORNER 41 H FLOOR,430/1-A, • MANGALWAN PETH PUNE 411011 102072 ! 9/ L. ACA 01/101999 V, Mr BRAHMAKSHATRIYA JIGNESH MOHANLA E-67 UTTAR GUJRAT BAHUCHAR VIJAY SCT NR CHAITANYA TENAMENTS IKANPUR- VATVA RD AHMEDABAD 380050 '98 102190 ACA01 10'1999 Mr BHIDEMAYURESHSHRIRAM 69 D. K D BLOCKS, DHURWADI OPP DAWN MILLS, G K MARG LOWER PAREL MUMBAI 400013 299 10227H ACA01/10/1999 Ma. MUDKAVI GAURI SUDHIR ACA01/10/1999 7/PLOT NO.38, 3RDTEJPAL SCHEME RD , VILE PARLE-E MUMBAI 400051 ACA 20/01/2000 102470 302 M l. GOKHALE JANHAVI BALAJI ACA01/10199' 11,ANURADHACHS 9 OLD NAGARDAS ROAD ANDHERI (E) MUMBAI 400069 Ms HEMNANI ROSHINI DEEPAK ACA01/10 1Q& 102555 303 29/451 ,AZAD N A G A R, ™ II V E E RA DESAI R O AD A N D H E R I - W, MUMBAI 400053 102573 304 Mr SAOJI SAMIR RAVI ACA01/101999 42/A PITRUCHHAYA, SHIVAJI NAGAR, NAGPUR 440010 102667 305 Mr. DESAI KALPESH CHIMANI M AC A01 1 0 \$ SEAGULL INFORMATION SYSTEMS P LTD <3'J 5/2B/2, PRAKRITI , CTS NO 12974 ALANDI ( DEVACHI) PUNE 412105 102885 306 Ms SISODIAJYOTIBALA ACA0110 1onn RATANLAL 6, SOMNATH SOCIETY GOPAL NAGAR ROAD NO 1. DOMBIVALI (E) DOMBIVALI 421201 '307 102886 Mr MUDRAS YOGESH ACAOMCI 1999 PURUSHOTTAM 5/C. SHREE POOJA SAYANI ROAD PRABHADEVI MUMBAI 400025 102904 Mr NARKE M O H AN A C A 0 1 10 1'^< 308 R A M C H A N D RA D A T T A - V I H AR JAIL ROAD RAHATE COLONY NAGPUR 440002 102931 309 Mr SOR TARANG SHARAD ACA 01 ' 1 1 - m- 2/62 UMASHANKAP SOCIbl V LOWER INDIRA NAGAR BIBWEWADI PUNE 400637 102932 310 Mrs SHILPA RAJESH BOHRAACAC.1 10 1'JO? D/3. STC COLONY PROF N S PHADKE MARG ANDHERI EAST MUMBAI 400069 102953 31 1 Ms KAMATH NIRMALA H ACA01 10 19y9 103, NUPUR CHS LTD NEAR RISHI COMPLEX HOLY CROSS ROAD, I C COI ONY BORIVALI - WEST MUMBAI 400103 102974 312 Mr SUDHIR BALAKRISHNAN ACA 01 10 1990 FLAT NO 601/602 E WING KALP NAGRI BAL RAJESHWAR ROAD MULUND[W) MUMBAI 400080
Mr KAPOOR NAVIN CHANDRESH AMRT TOWER , F NO 1003 SECTOR NO 1, PLOT NO 119 CHARKOP KANDIVALI (W) MUMBAI 400069 MllMBAI 400090 1840 THE GAZHTTC OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) [PART III—SEC. 4103036
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103171 315 103214 316 Mr. SURVE MiUND MANOHAR A/12, SAGARPRASAD GAWANPADA ROAD MULUND(E) MUMBAI 400061 ^r DHOKA ANAND RATANLALJI 1ST FLOOR.GULSHAN PLAZA, BAONERA ROAD, RAJAPETH AMRAVATI 444 605 Mr. NAIR SUNIL VISWWANATHAN B/34, ROOF TOP COOP HSG SOC , MAHAKALI CAVES ROAD', 103249 317 ANDHERI-E, MUMBAI 400093 Mr MANEKSHANA MURZASH SOHRAB 18H FLOOR, EXPRESS TOWERS NARIMAN POINT 318 103311 103370 319 MUMBAI 400021 Mr DOSHI MEHUL VIKRAM 47/1, VIKAS GARODIA NAGAR GHATKOPAR (E) MUMBAI 400071 Ms GOYALJYOTIMANISH H4/34, JAN-KALYAN SOCIETY 103693 320 103705 321 322 103613 103814 323 • 334 10.3906 325 103913 103946 326 104021 :i2f 10-1296 323 BANGUR NAGARR GOREGAON (W) MUMBAI 400090 Mr PARANJAPE ANVAY KESHAV 301, JAYDEEPAPTS SWANAND SOCIETY LANF -1 SAHAKAR NAGAR NO 2 PUNE 411009 Mr VISHALVINODCHANDRA RAJA 219,PUSHPANJALI RESHIMBAG NAGPUR 440009 Ms WAGLE SHEETAL SHARADKUMAR 4, KOJAGIRI, PAHADI ROAD NO 1 JAI PRAKASH NAGAR GOREGAON (E) MUMBAI 400063 Ms SHETTY AMITA PRAVIN A/204, CHHOTALAL VILLA AMRUTI NAGAR GHATKOPAR (W) MUMBAI 400066 Mr NAWAL KISHORE JAI AN C-19-404-SECT0R NO 6 SHANTINAGAR MIRA ROAD EAST DIST THANE MIRA ROAD 401107 Mr SELARKAMIHIR CHANDULAL 6, SELARKA SADAN BHAGWANJIBHAI SELARKA CHOWK TILAK RD, M P VAIDYA MARG MUMBAI 400077 Mr THAR DHARMENDRA RAMNIKLAL 37, PANCHRATNA CO OP HSG SOC OPP RLY STATION BHAYANDAR 401105 Mr PRADHAN MANOJKUMAR SADANAND 2/26 GHANSHYAM NAGAR THANE 400603 Mr MANOJ KUMAR BAHETY FLAT NO 7, SHIVAJI CHARKOP CO OP HSG THIRD FLOOR, PLOT NO 214, R D P - 5, CHARKOP KANDIVALI - WEST MUMBAI 400067 "J29 104297 ,U0 104331 ACA01/10/1999 333 104372 Mr SHETH NIRAJ DILIP ACA01/10/1999 A/10, CLIFTON BIRLA LA'NE CORNNER JUHU MUMBAI 400049 MB PEREIRA ANITA WALTER ACA 01/10/199 CITI BANK N A ft SHAKTI TOWERS 766, ANNA SALAI CHENNAI i ACA 01/10/1999 334 104387 A C A 0 M 0 / 1 9 99 104399 335 °>9 ACA 0110/1999 336 104417 ACA 01-10/1999 337 104447 ACA 01 ,<10/1999 Mr SHAH KAMLESH NAUN ACA 01/10/1999 2ND FLOOR PARITOSH USMANPURA AHMEDABAD380015 Ms D SOUZA OSLINDA KATHLYN ACA 01/10/1) MARCE HAVEN 16TH ROAD, PLOT NO 336, TPS III BANDRA MUMBAI 400050 Mr AYAZ ABDUL KADER ACA01/10/1999 LAKDAWALA P O BOX 3600, ABU DHABI UA,E 0 U AE Mr N VENKATESWAR RAO ACA 01/10/1999 A-001, SHETMAI APARTMENTS LOKPURAM POKHRAN-II T H A N E - W E ST THANE 400601 104541 338 ACA01/10'1999 Mrs RUPA KRISHNA KAMAT ACA 01/10/1999 F/3 PRASHANT NEAR RUPAREL COLLEGE S B ROAD MAHIM MUMBAI 400016 ACAOI/10,1929 339 104549 340 104578 ACA01,10 1999 Ai'.AOl in 1999 341 104587 Mr GOPAL PURANMAL AGRAWAL ACA01/10/1 78'F SAGAR KIRAN 9Sft ONGC COLONY NAVGHAR ROAD BHAYANDAR 401105 Mr LALIT KHILNANI ACA 01/10/1999 SR FINANCE EXECUTIVE VS D E M P O & CO LTD DEMPO HOUSE, CAMPAL PANAJI GOA 403001 Mr PRADIPTA BIJAY DATTA ACA 01/10/1999 B-104, VINA YAK DHAM 342 104614 ACA01.10.1999 3-53 04639 SIDDHI VINAYAK NAGAR PENKAR PADA, MIRA ROAD 401104 Ms VINITA DEVENDRAKUMAR JAIN ACA1/10/1E M/S C C CHOKSI & CO 93 MAFATLAL HOUSE BACKBAY ENCLAMTION MUMBAI 400021 Mr SHASHI KUMAR AGARWAL ACA01/10/1999 ACA 01 n 0'1999 344 ACAOI/10'1999 104662 AC A01:10/1999 SOCCITY 345 104683 412, STREELING CHAMBER POONA STREET DANA BUNDER MUMBAI 400009 Mr GIRISH R BHUTRA ACA 01/10/1999 B-301, YASHWANT SHOPPING CENTRE CENTRE ROAD NO 7 BORIVALI (E) MUMBAI 400066 Mr JAGANNATH TIKARAM ACA 01 /10/1999 SAPKOTA G KW QUARTERS ROOM NO D/1, ACA 13/12/1999 L BS MARG BHANDUP -WEST MUMBAI 400078 34G 104695 ACA01/10/1y99
Mr MAHAPATRA PRADEEP KUMAR KHADURA STREET BERHAMPUR GANJAM- 76000? ORRISSA Mr VINOD KUMAR C-8 GOPURAM SOCIETY NEAR RAM MANDIR BANGUR NAGAR .GOREGAON (W) MUMBAI 400090 Mr JAYA LOKU SHETTY 102, SAI DARSHAN BEHIND POST OFFICE VERSOVA ANDHERI(W) MUMBAI 400061 PART III—SEC. 4] THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) 1841348
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Mr NAVEEN LAL NANJI PATEL A-16, NIRMALNAQAR, 397/98, SHANKARSEJH ROAD GDLTEKDI, PUNE 411037 349 104773 .Ms VRUSHALI RATNASHEKHAR MITKARY ACA 01/10/1999 479, SHUBHECHHA SADARBA2AR, NEAR LAND DEVELOPMENT BANK SATARA 415001 104791 350 ACA 01/10/1999 Mr SAURABH LAKSHMAN PRABHUDESAI A/5, VISHWANATH DARSHAN, RAMNAGAR, DOMBIVALI 421201 351 104840 ACA 01/10/1999 Mr SUNIL JAGDISH SHAH A-18, IRLA CO OP HOUSING SOCIETY OPP HOTEL PRIDE SOCIETY ROAD, IRLA VILE PARLE-WEST MUMBAI 400058 104847 352 ACA 01/10/1999 Mr RAGHVENDRASINH JANAKSINHJI JHALA •SATYA - KUNJ ' - 9 BHAKTINAGAR, OLD PADRA ROAD, VADODARA 390007 353 104878 ACA 01/10/1999 Mr SUDHIR BAJRANGLAL SHARDA C/O K SHARDA & CO. 307, CITY TEXTILE MARKET RING ROAD SURAT 395002 354 1048B3 ACA 01/10/1999 Mr KUNJAL INDUBHAI SHAH 208-209, AMRAPALI APARTMENT NEAR MAJURA GATE NANPURA SURAT 395007 355 104885 ACA0V10/1999 Mr KAMAL CHHABILDAS BHUVA 3/62-A, KAMAL KUNJ, RAMCHANDRA LANE, MALAD -W MUMBAI 400064 356 104914 ACA01/10/1999 Mr MADAN MOHAN SHOP NO 12, BLDG NO G-10, JESAL PARK, DIST-THANE BHAYANDAR 401105 357 104925 ACA 01/10/1999 Ms MAITHILEE JAYAWANT PATHARE "SHARAD "MOR ESHWAR PATIL ROAD DAHISAR WEST MUMBAI 400068 104958 358 ACA 01/10/1999 Mr KASMANI ALTAF NOORMAMAD M/SWHINNEY MURRAY & CO ERNST ft YOUNG INTERNATIONAL P 0 BOX 2732. RIYADH 11461 KINGDOM OF SAUDI ARABIA SAUDI ARABIA 0 359 104987 ACA 01/10/1999 Mr OEVANG BHARAT VOftA ROOM NO 2636 BLDG NO. 88, PANT NAGAR, QHATKOPAR EAST MUMBAI 400075 104989 ACA 01/10/1999 Mr YOGESH ACA 01/10/1999 LAXMINIWAS BAJAJ F/7/8, HARINIKETAN SOCIETY BANGUR NAGAR GOREGAON (WEST) MUMBAI 400090 363 105097 Mr MOTILAL BALRAM BHAVNANI ACA01/10'199J 201 SONA APTS ,GOL MAIDAN ULHASNAGAR 421001 364 105108 MrSUBRAMANIAN ACA 01/10/1999 LAKSHMANAN IYER B 56 GEETANJALI CIBA SOClETr AMRUTNAGAR GHATKOPARWEST MUMBAI 400086 105129 365 Mr KAMLESH NARAYANSINH ACA 01/10/1 S9& SLJRATI B/005, ABHIREKHA OPP TUL TOWERS, MATHURADAS ROAD. KANDIVALI-W, MUMBAI 400067 105177 366 Mr KARNAWAT AJAY ACA 01/10/1999 C/O ROSHANLAL DHAKAD B-6. I FLOOR. HINDMATA CHS DR BA ROAD DADAR-E MUMBAI-311 001 105184 367 MaDEVANGI ACA 01/10/1999 YOGENDRASHUKLA JALKA- MEGHDOOT SOCIETY CORNER KARELI BAUG VADODARA 390018 368 105191 Mrs FENECA DO5HI ACA 01.'10/1 999 A 16 BADRINATH APARTMENTS SHIMPOU ROAD BORIVLI (W) MUMBAI 400092 105.W 369 Mr AJAY DUNDAPPA KHOT ACA 01,1C)'19DG e 5, ROOPCHAND APT , MR KAPURBAWDI POLICE STAN MAJIWADA, THANE 400601 370 105206 Ma CHOVALLOOR SIJI ANTONY ACA 01/10 1399 504 GONTHAN SECTOR 15 A NEW PANVEL NAVI MUMBAI 410206 105737 371 MR YOGENDRA KUMAR ACA 01/10/1999 GANGAWAT A/201, RAJMANDIR APTS BHALKAKANAGAR. THALTEJ CROSS ROAD, AHMEDABAD 330059 372 105246 105284 373 MrR RAMAKRISHNAN V RAMAN ACA 01/10.19 7, H IGSUNDERVAN 99 NARENDRA NAGAR NAGPUR 440015 MrADITYA ACA 01/10/1 999 KAMAL SINGH KOTHARI SARDAAPPARTMENTS, DR BANERJl MARG DHANTOLI NAQPUR 440012 374 10S290 Mr SANDEEP VISHNUPRASAD ACA 01/10/1999 PODQAR B/2H. KANTAAPTS. PANTNAQAR. Mr RAVINDRA PRABHAKAR JOGLEKAR 70S NAVIN A3HA DADA SAHEB PHALKE RD . DADAR, MUMBAI 400014 OHATKOPAR, MUMBAI 4O007S Ml SHAILAJA ACA 01/10/1999 KIRAN WARIYAR ZARINE LOOSE OFF, WATERFIELD ROAD BANDRA (WEST) MUMBAI 40005(1 1842 THE GAZETTE OP INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) [PART III—SEC. 4390
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Mr DARAYUS PARVEZ BAJAN HORMUZBLDG. FLAT NO 2, GROUND FLR. OADOJI KONDDEV ROAD VICTORIA GARDENS MUMBAI 400027 105385 377 Mr NILESH JAYANTILAL SAHOLIA SUBTEC MIDDLE EAST LTD. LAYYAH JETTY SHARJAH (UAE) 105404 378 Ms HOLUDAYVINNU 001 EXOTICA IC COLONY, BORIVALI (W) MUMBAI 400103 379 105436 Mr PAWAN BANKATLAL BHARADIA 308. ROOPRAJ BUILDING 497, S V P ROAD OPERA HOUSE MUMBAI 400004 105483 380 Mr 3ACHIN VIJAY WAGLE A-404 DIPTI GREENS OPP NEW CAMBRIDGE SCHOOL CHAKALA ANDHERI(EAST) MUMBAI 400059 105512 361 Mr JIGAR SHANTILAL GALA 13. DUTTANIWAS, GYAN MANDIR ROAD. 3RD FLR. DADAR WEST MUMBAI 400020 10b563 382 Ms RANI SURJIT SINGH RATTI 202/55-2 RAHEJA COMPLEX BALKAM THANE 105G64 363 Mr RAJENDRA DEEPESH KANE YASHWANT NIWAS MKARVEROAD NAURADA THANE 400602 364 105Stf6 Ms MEERA HARSHAD VASA 5TH UDAY DARSHAN . 103 NEHRU ROAD SANTACRUZ EAST MUMBAI 400055 3fi5 10555? Ms BHAVNA ARVIND JASWA 24 MAMA PARMANAND MARG 3RD FLOOR OPP ROXY CINEMA MUMBAI 400004 105633 386 MaD'SA LINDA 3A. PEYTON PLACE. ST ANTHONYS STRE€T, VAKOLA, SANTACRUZ-E MUMBAI 400029 38/ 105638 Ms C KALAVATHY "ABHISHEK-3A". FLAT NO 302 III FLOOR, MANISHA NAGAR KALWA 400605 105657 388 Mr NIMISH CHAMPAK SANGHAVI 573/28 BIBVEWADI, SUPARSHWANATH SOCIETY A1, PUNE411037 389 105665 M" SUDHA NATARAJAN IYER 3/48, PITRE BUILDING PHADKE ROAD DOMBIVALI 421201 MS SEEMA SHANKARAN ACA01 /10/1909 NAMBOODIRI B-84. MATRU-SMRUTI SOCIETY BEHIND UTKARSH VIDYALAYA VADODARA 390015 105096 391 ACA 01/10/1999 Mr JITENDRAKUMAR ACA 01/10/1999 TEJBAHADUR SINGH V N TEWARI CHAWL, R NO. 2, MATHURADAS ROAD, KANDEVLIL -W, MUMBAI 400067 105704 ACA 01/10/1999 392 Mr HARSHAD PRAKASH ACA 01/10/1899 KULKARNI 701. KARMA KSHETRA NR NAUPADA POLICE STATION PRASHNAT NAGAR THANE 400602 ACA01/10'1999 105724 393 • Mr PANSARI KARUNAKAR ACA 01/10/19&9 ANNPURNA RICE MILL PRARGARH ORRISSA - 768028 105729 ACA 01/10/1999 394 Mr SHETTY BHASKAR ACA 01/10.1999 15. ZAINABAUG BHARUCHAPOAD DAHISAR (EAST) MUMBAI 400068 105730 395 MrPARITOSH ACA 01/10/1999 ACA 0M0/1999 MANMOHAN KHANVILKAR 5 PARIMAL 17THROAD KHAR MUMBAI 400052 105740 ^&6 ACA01.10(1999 Mrs JIGNAAMISH KANANI ACA 01 10 1993 B-207. SUNDER BAUG MATHURDAS ROAD KANDIVLI (WEST) MUMBAI 400067 397 105742 ACA 01 10.1999 Mr HARISH SURYANARAV ANAN A C a 111/I 0/196 B-11 OMSABARISUBHASH 3 CROSS ROAD NO 1 VILE PARLEEASr MUMBAI 400057 ACA Q110 1499 ^B 105752 Mr ASHISH MADHUSUDAN ACA 01/10/1990 KEJRIWAL 55/1, ALOKAPTS J B NAGAR. ANDHERI EAST MUMBAI 400059 ACA01 Hl'IC'DO 105762 399 Mr DILIP VINODRAY PARIKH ACA 01/10/1909 B'7 JINESHWAft NAGAR - 1 NR GYANJYOT HIGH SCHOOL RANNA PARK AHMEDABAD 380061 ACA 01 10.1999 400 105805 MsSONALSURESH KAMBLI ACA01/10/19W 13. MAHIM HOUSE MOGHUL LANE MAHIM MUMBAI 400016 ACA 01 10il999 105B07 MsBASAKANURADHA ACA 01/10/1990 401 5O2.CHARLEVILLE A ROAD, CHURCHGATE MUM8AI 400020 ACA0M(V1999 105816 40? ACA 01/10/1999 Mr HITESH NAVINCHANDRA ACA 01/10/1*99 ATTAWALA 45B/68 CHIRABAZAR J S S ROAD 3RD FLOOR R NO 47 MUMBAI 400002 PART III—SEC. 4] THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) 1843403
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Mi KHASQNVALA CHANDftlKA 3, A8HOKA NIWAS •UBHA8H NAOAR ESTATE 300.NMJOSHIMARO MUMBAI400011 404 106837 MrHARSHATULMEHTA 002, PARAG OTH FLOOR. PEDDAR ROAD MUMBAI 400020 10669$ 4p6 Mr MAINAK SHIRISH PANCHAL 233 RAJLAXMI SOCIETY OLD PADRA ROAD VADODARA 300018 4oe 105001 Mr BHAVIK BlPINKUMAR KOTHARI B- 3/501, SUNDERVAN, LOKHANDWALA ROAD, ANDHERI WEST, MUMBAI 400063 407 105918 Mr GAURAV AJIT 6HUKLA B-1/8, BLOCKNO.6 CHINTAMANI NAOAR II BIBVEWADI PUNE 411037 106921 4oe MR. BMAVINKUMAR MAFATLAL ZAVERI I.BALQANAPATTI APPART. EDUUI ROAD NEAR PAWAR INDL ES. CHARAI, THANE MUMBAI 400001 40S 1OS022 Mr DIVYESH SWBHASH SHAH ACA01/10/1999 2/1 QOKULDHAM S V ROAD BORIVLI -W MUMBAI 400092 ACA 01110/1999 418 100120 Mr GANESH 8ADANAND ACA01/1O/1999 HALAPETI NISHI GANDH CO-OP HSG SOC LTD BL-13, DEENDAYAL MARG. DOMBIVALI421202 106125 ACA 01/10/1999 419 M* UMA R ACA 01/10/1999 PARTHASARATHY IYER 10, SHALIMAR CO OP.HSG SOCIETY KOPRI COLONY, THANE 400003 ACA 01/10/19B8 420 106220 Mrs. SHILPA SANDEEP OGALE ACA 01/10/19S 8, TEJA3 COOP SOCIETY 9 MAHATMA PHULE CROSS ROAD VILE PARLE-E MUMBAI 400057 ACA 01 HO/1999 421 106231 Mr ARSHAN ABDUL ACA 01/10/1999 KADER MERCHANT 148, GREAT WESTERN BLDG. 23 BAKE HOUSE LANE, FORT, MUMBAI 400023 ACA 01/10/1909 422 106258 ACA'01/10/1999 Ml RITU VIJAYKUMAR ACA 0l/10/1F-r^ MANSINOHKA 147/12, SARGAMBLDG , 8EWREE WADALA ROAD NO.9 WADALA WEST MUMBAI 400031 423 100280 Mr. YOOE8H K MHALASKAR KRI3HNADEEP, BHOIR COLONY, OPr" TELCO OATE. CHINCHWAD1 PUNE 411033 410 106947 ACA 01/10/1906 MrANILOMPRAKASH ACA 01/10/1688 KHANDELWAL 3/18. PITAMBEN VILLA BEHIND PRATAP CINEMA KHOPAT THANE 400001 424 100286 411 10B870 M" 8UNEITA ANANT JOBHI TARA NIWAS NAUPADA B P DHSHPANDE ROAD (NEAR 3 PETROL PUMPS) THANI400802 412 M" 8WETA A PARIKH ACA 01/10/1016 2 MITTAL BHAVAN B2APEDDERROAD MUMBAI 400028 ACA01/10/1080 420 100302 M" KINNARI JYOTINDRA SHAH ACA 01/10 169f 73/11, BHARTI BHAVAN RAFI AHMEO KI0WAI ROAD MATUNOA MUMBAI 400018 ACA 01/10/1888 420 100313 413 104001 Mr JEETENDRA HASTIMAL SAKARIA 82, JANJIKAR STREET BAI KABIBAI BLDO GROUND FLOOR MUMBAI 400003 414 100041 Mr. SAMIT VINODBHAI SHROFF 314 YA8HKAMAL-A TITVAL ROAD VALSAD 396001 415 106061 Mr AJAY MAHENDRA LALAI FLAT NO. 102, ANAND VAIBHAV PLOTNO.18, SECTOR NO. 19 NERUL NAVI MUMBAI 400706 Mr RAJEEVKUMAR ACA 01/10/1996 PRAVINCHANDRA SHAH' 11, ANUPAM VILLA KALE MARQ KURLA (WEST] MUMBAI 400070 ACA 01/10/1008 100338 427 MrBANJAY SURANA ACA 01/10/1999 B/2. MANMOHAN PARK BIBEWADI PUNE 411037 ACA 01/10/1090 428 100804 MrMEHTASARJU ACA 01/10'1999 3, "AHULAD" MANEKWAOI BHAVNAGAR 364001 ACA01/10/1999 ^ 0 1 21 429 Ms RAJNA GANESH ACA 01/10/1999
Mr MANGESH SUHAS ANAOKAR D/28, PRAJAPATI SOCIETY, RAM NAGAR, BORIVALI WEST MUMBAI 400092 Mr KANNABIRAN B ACA01/10/1999 F-12SHRI NARAYAN APT 72 KHARE TOWN DHARMAPATH NAGPUR 440010 1*44 THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) [PART III—SEC. 4ACA 01/10/1999
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446 205396 432 200403 447 433 434 446 449 435 436 2D1296 Mr. SWAMINATHAN S FLAT NO 1604 INDGR TOWER GOKHALERD (SOUTH) DAOAR MUMBAI 400026 43 13" •m 4-tl) 201922 441 4 4J 44 3 203656 204008 444 PART III—SEC. 41 THfe GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) 1845 The proposal of making the Index Select Equity Fund an open end scheme was approved in the Executive Committee meeting held on 18.01.2000. The offer document of Index Select Equity Fund (made open ended with effect from 16"' October. 2000) formulated under Section 21 of the Unit Trust of'India Act, 1963(52 of 1963) reported to the Executive Committee at its meeting held on 11.10.2000 is published herchelow. S L l i A ll EK.I1 DEPUTY (JEJXERAL MANAGER BUSINESS DEVELOPMENT AND MARKETING 1846 THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) [PART III—SEC. 4 The Index Select Equity Fund (ISEF) has been formulated under section 21 of the Unit Trust of India Act 1963 (52 of 1963), by the Board of Trustees of UTI. This offer document sets forth concisely the information about the scheme that a prospective investor ought to know before investing. The offer document should be retained for future reference. The details of Statutory Provisions and benefits given in the Memorandum are general and indicative and are not exhaustive nor any particular Investor specific. Index Select Equity Fund is an equity oriented growth fund. The scheme's Investment, at least to the extent of 90% of the funds, will be in selected stocks, from the stocks included in the S&P CNX Nifty and the BSE - 30 Sensitive (the Sensex) indices. The scheme will not replicate any of the Indices but will structure the portfolio with Its own welghtages of such stocks as may be decided by the fund manager from time to time with an aim to attain performance better than the performance of the indices. 1. An open end growth oriented equity scheme. 2. Allows investors to participate in Investment basket of select stocks comprised in the BSE Sensex and the S&P CNX Nifty. 3. Open to resident Indian individuals and Institutions as well as to NRIs, OCBs and Flls. 4. The face value of a unit is Rs.10/-. 5. Minimum investment is Rs.5000/-. The subsequent minimum Investment under a folio is not less than Rs.1000/-. 6. Sale will be at a price not higher than 103% of NAV and repurchase at NAV. Partial repurchase permitted subject to maintaining a minimum balance of Rs.5000/- In a folio. 7. Facility to reinvest income distribution, if any. at NAV/NAV based price as may be announced from time to time. 8. Switchover to other schemes of UTI possible. Presently to open end schemes or from equity schemes at NAV or NAV based price. 9. Value of investment in units under the scheme Is completely exempt from Wealth Tax. 10. Long term capital gains, If any, arising the purchase of units of the schemes are currently taxable @ 20% plus 10% surcharge after factoring cost inflation indexation or at a flat rate of 10% plus 10% surcharge without Indexation, as may be opted for by the Investor. 11. The Gift Tax Act, 1958 has abolished the levy of Gift Tax In respect of gifts made on or after 1st October 1998. Thus, gifts of units of the scheme will not attract levy of Gift Tax. 12. Under the current tax laws, there is no deduction of tax at source from Income distribution, if any, by the scheme for all categories of investors. 13. Currently income distribution, if any, by the scheme is totally tax free In the hands of all categories of Investors including NRIs / OCBs, under section 10(33) of Income Tax Act 1961. Further, being an open end equity oriented fund it will not be subject to Income Distribution tax for the period upto 31st March, 2002 under section 115R of the Income Tax Act 1961. 14. Income distributions and repurchase/redemption proceeds for NRIs and OCBs are fully repatriable when the Investment is made by remittance from abroad or by debit to NRE account or by cheques/draft Issued from proceeds of FCNR deposits. PART I I I ~ S E C. 4] THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) 1847 Due Diligence Certificate submitted to SEBI for Index Select Equity Fund It la confirmed that: 1. the draft offer document forwarded to Securities and Exchange Board of India is in accordance with the SEBI (Mutual Funds) Regulations, 1996 and the guidelines and directives issued by SEBI from time to time; II. all legal requirements connected with the launching of the scheme as also the guidelines, instructions, etc. Issued by -the Government and any other competent authority In this behalf, have been duly compiled wltfy III. the disclosures made in the offer document are true, fair and adequate to enable the Investors to make a well Informed decision regarding investment in the proposed echame; IV. all the intermediaries named In the offer document are registered with SEBI and till date such registration Is valid. Sd/- Date : 06.07.20XX) Place : Mumbai AJeet Prasad Compliance Officer With seal 1848 THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) [PAK? Ill—SEC. 4 11,. "RBI" means the Reserve Bank of India, constituted III. DEFINITIONS under the Reserve Bank of India Act, J934. In this scheme unless the context otherwise requires: 12. "Society" means a society established under the Societies Registration Act of 1860 or any other society established under any State or Central law for the time being In force. 13. "SEBI" means the Securities and Exchange Board of India set up under the Securities and Exchange Board of India Act, 1992 (15 of 1992). 14. "SEBI (MFs) Regulations" means The Securities and Exchange Board of India (Mutual Funds) Regulations. 1996 framed by SEBI in exercise of powers conferred under Securities and Exchange Board of India Act, 1992 as amended from time to time. 1. "Acceptance date" or "date of acceptance" with reference to an application made by an applicant to the Trust for sale or repurchase of units by the Trust means the day on which a branch office of the Trust, after being satisfied that such application is complete In all respects, accepts the same. The acceptance date in respect of the applications received at the franchise office/collection centre/or any other authorised centre as may be decided by the Trust from time to time, will be prescribed by the Trust from time to time but not beyond the 5th working day (T-h5) from the date of receipt (T) of such applications at a Franchise Office or Collection Centre or any other authorised Centre. 2. The "Act" means the Unit Trust of India Act, 1963. 15. "Unit" means one undivided share of the face value of Rupees ten in the unit capital and includes, where the context so requires, a unit issued as fully paid up bonus unit by capitalizing a part of the amount standing to the credit of the account of the reserve formed or otherwise in respect of this scheme. 3. "Alternate applicant" in case of minor means the parent other than the parent who has made the application on behalf of the minor. 16. "Unit Capital" means the aggregate of the face value of units issued under the scheme and outstanding for the time being. 17. "U.S." means United States of America. 4. "Applicant" means a person who Is eligible to participate in the scheme and makes an application under Clause V of the Scheme and who is not a minor. 18. "UTI" or "Unit Trust" or T r u sf means the Unit Trust of India established under Section 3 of the Act. 19. All other expressions not defined herein but defined in the Act/ Regulations shall have the respective meanings assigned to thorn by the Act/ Regulations. 5. "Member" used as an expression under the scheme shall mean and Include the applicant who has been allotted units under the scheme. "Member" also means a "unitholder" including the persons holding units In the depository mode and both the expressions can be read synonymously. 20. Words importing singular shall include the plural and all reference to masculine gender shall include the feminine gender and vice versa. 1. Mutual Funds and securities investments are subject to market risks and the NAV of the units issued under the scheme may go up or down depending on the factors and forces affecting the capital markets. 6. "Non Resident Indian (NRI)" means a person resident outside India who is a citizen of India or is a person of Indian origin. A person shall be deemed to be 'person of Indian origin' If he is a citizen of any country other than Bangladesh or Pakistan, If (a) he at any time held an Indian passport or (b) he or either of his parents or any of his grand parents was a citizen of l n d£ by virtue of the Constitution of India or the Citizenship Act , 1955 (57 of 1955) or (c) the person Is a spouse of an Indian citizen or a person referred to In (a) or (b) herelnabove. 2. Performance of previous schemes/plans is not necessarily an indication of future results. There can be no assurance that the objective of the scheme will be achieved. 7. "Number of units deemed to be In issue" means the aggregate of the number of units issued and still remaining outstanding. 3. Realisation of all the assurances and promises, if any, made are subject to the laws of the land they exist at relevant point of time. 4. Index Select Equity Fund is only the name of the scheme and does not in any manner Indicate the quality of the scheme, Its future prospects or returns. 8. "Overseas Corporate Bodies (OCBs)\ means a company, partnership firm, society and other corporate body owned directly or Indirectly to the extent of at least sixty percent by Non-Resident Indians and includes overseas trust in which not less than sixty percent beneficial Interest Is held by Non- resident Indians directly or Indirectly but Irrevocably. 9. "Registrars" means a person whose services may be retained by the Trust to act as the Registrar under the scheme, from time to time. 10. "Regulations" means Unit Trust of India General Regulations, 1994 made under Section 43 (1) of the Act. 5. Stock Lending: It is one of the means of earning additional income for the scheme with least risk. The risk could be In the form of non-availability qf ready stock for sale during the period the stocks remain lent. The scheme would be exposed to risk through the possibility of default by the borrower/Intermediary In returning the securities. However, the risk would be adequately covered by taking In of sultablt PART III—SEC. 4] THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) 1849 1850 THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922)' [PART III—SEC. 4 pledged units are received for repurchase/transfer, from the member, the Trust has the right to redeem or transfer such units. PART III—SEC. 41 THE GAZETTE OF INDIA. MARCH 17. 2001 (PHALGUNA 26. 1922) 1851 10. Termination of the echeme; (a) This is an open end scheme. The Trust may, however, terminate and initiate steps to wind it up under the following circumstances: (I) if the outstanding unitholding goes below rupees 1 crore (face value) or forward to the SEBI and the members a report on the winding up containing particulars such as circumstances leading to the winding up, the steps taken for disposal of assets of the scheme before winding up, expenses of the scheme for winding up, net assets available for distiibution to the member and a certificate from the auditors of the scheme. (ii) on the happening of any event which in the opinion of the Trust requires the scheme to be wound up, or (III) If 75% of the members pass a resolution that the scheme be wound up; or (iv) if the SEBI so directs In the interest of the (g) Notwithstanding anything contained hereinabove, the application of the provisions of SEBI (MFs) Regulations, in respect of disclosures of half yearly reports and annual report shall continue until winding up is completed or the scheme ceases to exist. members of the scheme (h) After the receipt of the report referred to in item (f) above, if the SEBI Is satisfied that all measures for winding up of the scheme have been completed, the scheme shall cease to exist. (b) Where the scheme Is wound up in pursuance of sub clause (a) above, the Trust shall give notice of the circumstances leading to the winding up of the scheme to SEEM and In two daily newspapers having circulation all over India and also in a vernacular newspaper circulating in Mumbai at least a week before the termination is effected. (c) On and from the date of advertisement of the termination, the Trust shall (I) cease to carry on any business activity In (i) The Trust shall pay the repurchase value as early as possible but within 10 working days from the date on which the duly discharged unit certificate/ statement of account /repurchase request slip in the comprehensive service form (CSF) or any other prescribed document as may be decided from time to time, Is received by it and other procedural and operational formalities are compiled with. respect of the scheme. (il) cease to create and cancel units in the scheme. (Ill) cease to Issue and redeem units In the scheme. (d) The Board of Trustees shall call a meeting of the members to consider and pass necessary resolution by simple majority of the members present and voting at the meeting for authorising the Trustees or any other person to take steps for winding up of the echeme. I) Where units have been purchased out of remittance In foreign exchange from abroad or from the proceeds of the member's FCNR deposits or from funds held In member's Non-Resident External (NRE) account with a bank In India, the proceeds can be remitted to the member in foreign currency or credited to NRE or Non-Resident Ordinary (NRO) account or paid to his resident relative In India. (e) (I) The Board of Trustees or the person authorised under sub clause (d) shall dispose of the assets of the scheme In the best Interest of the members of the scheme. II) Where units have been purchased while the applicant was a resident in India or out of funds held In members' NRO/Non-resldent special rupee (NRSR)/Non-resident non repatriable (NRNR) account, the maturity proceeds will be sent either to the member's bankers In India for credit to his NRO account or credited to the bank account of to a resident relative of the member In India as Indicated by him. 20—309 01/2000 S52 THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALCUNA 26, 1922) [PART III—Snc. 4 VI. EXPENSES (a) for the schemes launched during the financial accounting year for the scheme as long as the net assets do not exceed Rs.100 crores, and (ii) One percent of the excess amount overMr.BAKSHIAJAY
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57-38 ZAVERI BAZAR.
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AHMEOABAO 380014
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B-12 SAI RAJ NAOAR
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Mr. MAHESHWARIOINESH KUMAR
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Mr MEHTA SAN0AY SOMAN
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Mr BHATTAD MANOJ KAMALKISHOR ACA"01/10/1098
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Mr MALPANIALOK 0MPRAKA3H
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Mr MARJANI CHANDRU MOHANDAS
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Mr BHATTACHARYYAPROOYOT
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MUMBAJ 400040
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Mr TANOON VHMEET
RR FINANOAL CONSULTANS LTD
133AMJTTAL TOWER
13TH FLOOR
NARIMAN POINT
MUMBAI 403031
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Mr CHAKRAVART1ASHOK
JP MORGAN
CO VAKIL HOUSE
BALLARO ESTATE
MUMBAJ 400001
"ACA 01/10/1988
050020
Mr HINOKAOEVENORA KUMAR
37 REENA APARTMENT 5TH FLOdR
CHINCHOU BUNOER ROAD
MALAD (WEST)
MUMBAI 400064
1000S3
ACA 01/10/1008
Mr MANEESHA PAREKH
OOPR PAREKH
103 MANGAL PRANAM
GULMOHAR RD NO 1
VILE PARLE(WEST)
MUMBAI 400040
090430
ACA 01/10/1096
M" PATHARE ASHA PANOURANG
98 PATHARE HOUSE
MALWANI CHURCH MARVE ROAD
MALADWEST
MUMBAI 40009S
100273
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Mr RAGHAVAN SRINIVASAN
B-Q. 404. PHASE III
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NAUPADA
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Ma NISAL MANAS) MOHAN
AM203RUTUPARK
8EHINO BRINOAVAN BUS TERMINUS
I
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100343
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MrAMBARISHP PAREKH
C X ) PR PAREKH
103 MANQAL PRANAM
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Mr DARA SUOHIR PESHURAM
S F -U SECOND FLOOR
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OPP YESHWANT STADIUM
DHANTOU
NAOPUR 440010
037004
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100404
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OO0R6J SARA LEE LTD.
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EASTERN EXPRESS HK3HWAY
VIKHRCXJ (B),
MUMBAJ 400 079
Mr. GAVANKAR NILESH RAVIKAN
5SHASHtNIWAS
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303 OOOS GIFT
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401PATELTOWEIW
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WORUNAKA
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304. 8MAN0HAR AVENUE.
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201 PURO8HOTTAM U DO 21
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ANDHBRIWEST
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M 71 PREMNA
KOPARt COLONY
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2078. MADHUVAN SOQETY,
TAflOAURINOROAO.
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PRH38 SYNDICATE LTD,
NATIONAL MOUSE 3RD PUOOR
TULLOCKROAO,
APPOLOBUNDIR
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48. PATRAKAR COLONY
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20 MRUNMAYEE SOCETTY
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ONESHKUMAR
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JHALAWAR 326001
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22 MAMESHWAR KilWAS
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204 G I DC
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1044 HARIOM MARKET RING ROAO
SURAT 396002
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101404
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Mr V1VEK SUBRAMANIAN
HINDUSTAN LEVER LTD
4TH FLOOR.APEX PLAZA
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APPUTE SOLUTIONS LTD
504 SWKHAR COMPLEX
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122S. SUKRAWAR PETH
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MIRA ROAD 401107
101870
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102800
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1ST FLOOR. TAKHATMAL ESTATE
JAWAHARROAOT
AMRAVATI 444001
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CJO V aROONWAL & COM.
11/13 BOLAWALA BLDO . 2ND FLOR.R.NO.9.
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Mr.SHETHBANDEEP
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88, MAKIR TOWERS F
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FLAT NO 123 BLDC NO 9
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JUMU SCHEME.
MUMBAI 400048
103234
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CVO ANKUR CHEMFOOD PRODUCTS
(OUJ)LTO BBZS-57
P O BOX NO 9
GANDHIDHAM 370201
103*41
Mr MEHTA ^^AHIR RAMESH
ACA 28/10/1999
Mr RAMSWAROOP HOLANI
307-B HEERA PANNA BUILDING
SAMRATH RAMDAS NAGAR
PO VA5AJROA0 (El
VASAI 401202
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PETROLEUM MOUSE
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103886
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A* SHROFF YASHESH SUNIL
2. LAXMPRA8HA
QAWOOO BAUG HOAJO
ANDHERI-W
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103280
Mr GANDHIPRAV1NCHAMPALAL
B-39 RAMYAKINJ CO OP SOCIETY
M" GUNDI KSHAMA SANJAY
O O DD GUPTE
388 NARAYANPETH
NAVAL SUHAKORI SOCIETY
FLAT NO 25
PUNE 411030
103914
ACA 01/10/1996
ACA 01/10/199S
Mf' PAREKH ANANO JEETMAL
"ANANLT
B/H. VANOANA SCHOOL
AMBAWAP
AHMEDABAO 38001S
Mr ODSHI MEHUL VIKRAM
47/1. VIKAS GAROOIA NAGAR
GHATKOPAfl (E)
MUMBAI 400071
ACA 01/10/1998
103335
ACA 01/10/1998
Mr. PRASHANT CHAtURVEDI
32. JOLLY MAKER,
CHS4BUR-II.
NARJMAN POINT.
MUMBAI 400021
Mr. LATHYA NIRAJ HARSHAD
1ST, FLOOR
MONAUSA COMPLEX
BADNERAROAO
AMRAVATI
AMRAVAT1444601
103408
ACA 01/10AI998
ACA 01/10/199B
Mr. DEEPAK MUNDRA
A-S04 GREEN HOMES
MAROLE PIPE LINE
ANDHERI(E)
MUMBAI
Ms. SUREKHASEEMA
GOV1NDRAM
8-505 RAJENDRA V1HAR
EVERSHINE NAGAR
MALAD(W)
MUMBAI 40009*
ACA 03/11/1990
ACA 01/10/1998
Mf ANIL KALYA
SHAHMOHALLA
MANGLACHOWK
3HILWAHA 311001
Mr. ANGELCHANGOROAN
JOgviLLE
ST FRANCIS AVENUE
SANTACRUZ
MUMBAJ 400054
103400
ACA 01/10/1U9S
ACA 01/10/1S9f
Mt.RAO SHAILAJAAOHIKARLA
UNO FLOOR
289 SHANKAR NAGAR
NAOPUR 440010
Mr KRANOARAJAN
P.B.NO3374
ABU DHABI
103023
ACA 01/10/1998
ACA 01/10/109
Mr.VMAL KUMAR 3ABOO
14.MANAU
ORION COMPLEX
KHAO AUNDH RD
PUNE 411003
ACA 01/I On 009
Mr.J KRISHNA
504 SHJV SMRUTI1 WING A
RAHEJA COMPLEX
PIPEUNE RD. BALKUM
THANE 400308
Mr. GOPAL LAL LAD0HA
9033 TRADE HOUSE
5TH FLOOR
NEAR FIRE BRIGADE
RJNGROAO
SURAT 366002
Mr S H O WN TVBOXAWA
SHOWING TVEKEXXAAA
3
TWCHUB ROUJ
KUNNAMKULAM0S0SO3
KERAALA
202062
ACA OinO/1006
Mr. KAPADIA MRUGANK ACA 01 /10/1998
BIPINCHANDRA
509 MANJU MAHAL
35 PALI HILL
BANDRA(W)
MUMBAI 400060
Mr. KARVAT NILESH VRAJLALACA 01/10/1999
60QO MATUNOA KAPOLE SOC
DR AMBEDKAR RD MATUNOA
MUMBAI 400019
Mr. IYER BALASUBRAMANIAN R ACA 01/10/1-9J
14/224 SARDAR NAGAR NO 4 Q
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MUMBAI 400037
FCA 01/10/1899
040877
041728
Mr. RAiHIBRUMOHAN
•-3A/103 GREEMI ACRES
LOKANDWALA COMPLEX
ANDHERI WEST
MUMBAI- 400058
Mr. PAREKH PARESH FCA01/10/1U9S
MAHENDRALAl
G/2, SEVAK APARTMENTS, S N PATIL RD
O F F J P RD
ANDHERI(WEST)
MUMBAI 400058
CA01/10/1999
041770
Mr. VORA JITENDRA MOHANLAL
JITENDRA VORA & CO
C/177, AKURLIINO ESTATE
AKURLI ROAD KANDIVLI (E)
MUMBAI 400101
FCA01/10/1099
Mr. MEHTA SURESH ACA01/10/1998
KISHORECHAND
D-12 KRISHNA LEELA
BANGUR NAGAR
GOREGAON[W)
MUMBAI 400090
041904
Mr. ASHAR HIMANSHU r CA01/10/190e
Mr. PUROHIT NITIN SUDHAKAR
11 ABHAIDSOC
SECTOR III CHARKOP
KANDIVALI (W)
MUMBAI 400067
FCA 01/10/1999
CHANDRAKANT
H ASHAR 4 CO FLAT NO 12 ARUN
OOAYA 1 FLOOR PLOT NO 28/C GU
LMOHUR CROSS RD NO 11 J V P D
MUMBAI 400049
Mr. KAPUR SANJIV J
18/5 BAJAJBHAVAN
R A KIDWAI ROAD WADALA
MUMBAI 4C0031
040968
FCA01/10/1999
Mr. JAIN SANJAY VIMALCHAND FCA01/10/19B
31 BALKRISHNA BHAVAN "
86 CAVEL X LANE NO 2 SECOND FLR
DADYSHETH AGAIRY LANE
MUMBAI 400002
Mr. DESAI SUHAS BHALCHANDRA
SUHAS DESAI & CO
S-9 II FLOOR COELHO APTS S
NR BUS STAND PONDA
PONDA GOA 403401
041035
040990
ACA 01/10/1999
Mr. KU LKARNI FCAO M 0' 1999
PRASHANT RAJARAM
1583 KANADE MARUTI LANE
NASHIK 422001
Mi TUSHNAMAITRI PERCY
SASURI
S-5 GODREJ BAUG
OFF NOPEANSEA ROAD
MUMBAI 400026
041937
ACA03/01/2O00
Mr. PADBJDRI MANOJ NARAYAN ACA01/10/199
7-53 UNNAT NAGAR. VIBHAG -2 3
NAVJYOTI CO OP HSG SOC LTD
M G ROAD GOREGAON (WEST)
MUMBAI 400062
Mr. SONI AJAY KUMAR
6 AJINKYA APTS
21/1 VADGAONSHGRI
SAINIKWADI, OFF NAGAR ROAD
PUNE 411014
041955
041221
FCA 01/10/1999
Mr. KADAM JAGDISH BABAJI ACA 01/10/19
32/42, BRINDABAN, 9
MAJIWADE.
THANE 400601
041363
ACA01/10/1999
Mr. VAZE SUHAS DATTATRAYA ACA 0V03£0
29NAVRANGAPTS,, 00
MODERN COLONY
PAUD ROAD
PUNE 411038
041971
Mr RUPANI BAKULKUMAR
KISHORCHANDRA
186/192 ERSKINE ROAD.
NAL BAZAR OPP POLICE STATION
MUMBAI 400003
Mr PARAMESHWARAN
HARISHKV
A/6 OM EASH KRIPA
DIXIT ROAD (EXTN)
VILE-PARLE EAST
MUMBAI 400057
Mr MISTRYJAYCHANDRA ACA01 10/1999
CHHABILDAS
A/2 VISHWAKARMA SOCIETY
V P ROAD
ANDHERI - WEST
MUMBAI 400058
Ms NAIR SEEMA ACA 01/10/1999
CIO BLDG NO 3A. FLAT NO 7.
NAVJIVAN SOCIETY,
34-G MAHUL ROAD. CHEMBUR.
MUMBAI 400074
041447
ACA 01/10/1999
M" VAIDYANATHAN VIJAYALAKSHMI
3C/1002 DAMODAR PARK
M". NADKARNI PRANEETI ACA01/10/1999
48, PROCTOR ROAD.
GRANT ROAD (EAST)
MUMBAI 400007
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GHATKOPAR W
MUMBAI 400086
041501
Mr MAHESHWARI BANWARI LAL
FCA 01/10/1999
Mr. KARAN RAJ SINGHVI VIKRAM ACA27/12/1B. i
C/OESSAROILLTD 9& '
PB. 32. PC CODE 116
WATTAYG
OMAN 0
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SOLITAIRE,BUNGLOW NO 4.
KIA PARK.PRATHAMESH COMPLEX,
VEERA DESAI ROAD,
ANDHERI (W).
MUMBAI 400 053
Mr KALERA RAJU PESSUMAL
B - 41 RAJMUORA CO OP.HSG SOC
DHANKAWADI
PUNE 411043
Mr. KOPARKAR PRASAD ACA 01/10/1999
YASHWANT
SUMATI NIWAS
93, AAREY ROAD
GOREQAON (EAST),
MUMBAI 400003
Mr AlBHWiARYA VIJAYKUMAR JAIN
301,ADARSH,
88 8 V ROAD,
SANTACRUZWEhT
MUMBAI 400094
105988
Mr AMIT 0 OOYAL
B-8, ADITYA APARTMENT.OLD,
NAOARDA8ROAD
ANDHERI (El
MUMBAI 400088
19—509 GI/2000
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C 48 , V S N L STAFF QUARTERS NO.21
N H ROAD
CHENNAI
Mr. BHAQAVATULA CHANDRA MOHAN
FLAT NO 12,
UTKARSH APARTMENTS
J A RAUL MAKQ OFF SAYANI ROAD
PRABHADEVI
MUMBAI 400026
ACA 01/10/1990
Mr. SUBRANANYA BHAT A ACA 01/10/1909
46, A6/21, JEEVAN ANAND APTS.
JEEVAN BIMA NAGAR,
BORIVALI -W
MUMBAI 400103
Ml. RAJASHRI K
11/2SHIVNIVAS
NEAR BANK OF MADURA
R B MEHTA MARG GHATKOPAR (£)
MUMBAI 400077
205390
ACA 01/10/1999
200460
Mr MURALI KRISHNAN M ACA01/10/1999
ACCOUNTS QFFICER
BHARAT PETRO CORPN LIMITED
BHARAT BHAVAN, 4 & 6 CURRIMBHOY RD
MUMBAI 400001
Mr. SASIKANTH B
403 B-12
BRAHMAPUTRA SEYAL COMPLEX,
NAVI MUMBAI 400701
ACA01/10/1999
205400
JO1097
M>. JAYASHREE MUKUNO
E-20 DATTAGURU SOCIETY
OEONAR
Mr. UNNIKRSHNAN P ACA 01/10/1999
GENERAL MOTORS INDIA LIMITED
CHANDRAPURA INDL ESTATE
HALOL 3B83S0
MUMBAI 400008
ACA 04/02/2000
208366
201158
Mr JOSEPH A SELVAKUMAR
F-6, SANKOOL APARTMENTS
FRIENDS COLONV.AMBAWADI
OPP EXCISE CHOWKY
AHMEDABAD 38001B
MrSUNILS ACA 01/10/1998
COASTAL ENERGY PRIVATE LIMITED
717 MIDAS SAHAR PLAZA
ANDHERI KURLA ROAD
ANDHEftl EAST
MUMBAI 400059
FCA 01/10/1969
ACA01/10/1999
?oiS90
Mr KANNAN M N
HMD GLOBAL FINANCIAL TRU&T LTD
61/92, BAJAJ BHAVAN
NARIMAM POINT
MUMBAI 400021
(OR ASHOKHALDIA)
SECF^TARr
ACA 01 10 1989
2Di"aa
Mr NARAYANAN D
04, MAROL CO-OP INDUSTRIAL ESTATE
ANDHHKI KURLA ROAD
ANDMERI(E)
MUMBAI 40*M9
ACAO1/1&1<3D9
201671
Mr ALEXANDER A C ROOKlGUCB
DEPUTY MANAOER ACCOUNTS
MAHMAGOA iTEJL LTD PLOT NO ^Eu
ECIATE CURTORIM
BALCETE OOA 403709
ACA 0M0'19BH
Mr BRIKRISHNAN8
SECTION MANAOER (INT AUDIT)
BAJAJ AUTO LIMITED
BAJAJ NAOAR WALUJ
AURANGABAD431136
202207
f-CA 01/10 1999
Mr RAVI CHANDRAN R
B-17*a
ANANTANANTAM8
MALABAR HILL ROAD
MUMBAI 400101
202Q82
ACA 01/10/1999
Ml YELE8WARAPU VCNKATESWARALU
SH OFf(CER(WO"K8 ACCOUNTS)
DCL P0LYBTER9 LTD.MOUDA
NAGPUR441104
ACA 01/10/1999
Ms ANUPAMA PAMDE
FLAT NO302,
12-12-160/C MODEL APARTMENTS
SECUNDRABAD 500061
ACA25/0?'2OO0
Mr SESHAPHANI S K
LAR9EN & TUBRO LTD, OFFICER ACCOUNTS
DIST CHANDRAPUR
AWARPUR CEMENT WORKS
AWARPUR 442917
UNIT TRUST OF INDIA
MU1Y1BA1
UT/DBDM/R- ^ -, /SPJ>-%/2000-200l 12 February, 20*1
UNIT TRUST OF INDIA
INDEX SELECT EQUITY FUND
OFFER DOCUMENT
The scheme particulars have been prepared In accordance with Securities and Exchange Board of India (Mutual
Funds) Regulations, 1996, as amended till date, and filed with SEBI. The units offered for public subscription have
not been approved or disapproved by the SEBI, nor has the SEBI certified on the accuracy or adequacy of the Offer
Document.
Scheme Objective
I. HIGHLIGHTS
II. DUE DILIGENCE
IV. RISK FACTORS
as the member. The first named person In the
application form should either be authorised by
all remaining partnership to sign on behalf of
them or the partnership deed submitted p> the
partnership firm should so provide.)
collateral from the borrower by the intermediary
involved In the process. UTI will have a lien on the
collateral. UTI will also have other suitable checks
and controls at various places to minimize any risk
invoked In the stock lending process.
V. UNITS & OFFER
(J) an Overseas Corporate Body owned "by NRIs to
the extent of at least 60%,OCB Investors are
required to furnish a certificate about their -
ownership in form OAC or OAC-1 as may be
applicable, duly certified by a Chartered
Accountant/Public Accountant,
(k) a financial Institution (Fl),
With effect from 16th October, 2000 the Index Select
Equity Fund (formerly known as Index Equity Fund)
becomes open end and the unltholder will be
governed by the provisions pursuant to this offer
document unless otherwise stated.
(I) a foreign institutional Investor registered by the
1. This scheme shall be called aa the Index Select
SEBI (Fll),
Equity Fund.
(m) a Mutual Fund,
2. The scheme shall be an open end scheme and the
(n) a Public Sector Undertakings (PSU).
terms of offer pursuant to this offer document will be
In effeet from 16.10.2000.
Note: This Is not an offer to any US person. No US
person can apply for these units or acquire them.
3. The face value of each unit Issued under the scheme
shall be ten rupees.
6. Minimum amount ef Investment
(a) Application shall be made for' a minimum of
Rs.5000/-.
(b) The units will be allotted upto three decimal
places.
(c) Subsequent minimum Investment amount under
a folio la RB,1000/- or above.
4. The units under the scheme shall be kept open for
sale throughout the year except during book closure
not exceeding 15 days In a year. Provided, however
trie Executive Committed of the Board of Trustees of
Unit Trust of India/ Chairman may suspend the sale
of units under the scheme at any time In
circumstances like war, disruption of trading In Stock
Exchanges and other socio-economic faotors alter
giving 7 days notice in newspapers or In such other
manner as may be decided by the Trust.
(d) In case of Investment of Rff.50,0007- and above,
the Investor Is advised to furnish Inoeme Tax
PAN./G.I.R. nursj"er and I.T, Circle address II
he/she Is having so.
5. Application tor unit*:
7. Listing
Application for units can be made by residents
is well as NRIs at under:
(a) a resident Individual or an NRI either singly or
jointly with another or up to two other Individuals
on Joint/any one or survivor basis,
The units of the scheme Issued at the time of original
launch of Boheme are currently listed on NSE & BSE. On
making the scheme open end and operational on a dally
NAV basis, It Is proposed to dellst suoh units from the
stock exchanges and the date to be announced by the
Trust In that regard. The units to be Issued pursuant to
this document may not be listed on any steak exchange,
(b) a parent, step-parem or other lawful guardian
on behilf of a resident or an NRI minor, An
application cannot be matte by an adult and
minor Jointly,
8. statement of Account
a) The Trust shall Issue a statement of account to the
(c) an eligible Institution as defined under the
scheme including. Private Trust being Irrevocable
trust and created by an Instrument in writing,
(d) a society as defined under the scheme,
members of the fund. The statement of account will
be a valid evldenoe of admission of the applicant
Into the fund.
(e) a regjstered cooperative society,
(T) a body corporate Including a company formed
under the Companlea Act, 1966 and banks,
(g) a Hindu Undivided Family both resident and non-
resident Indian,
(hi an Army/Navy/Air Force/Paramilitary Fund,
b) For units sold from 16,10,2000, the Trust shall
endeavor to Issue •statement of account within 16
worMng days and in any case, not later than 6 weeks
from the date of acceptance of an application. If a
member so desires, a non-transferable unit oerWloete
will be Issued to him within 6 weeks from the date of
receipt of request tor the certificate in lieu of the
statement of account.
(i) a partnership firm,
c) Every member will receive an updated statement of.
account each time any additional purchase or partial
repurchase or switchover er transfer of uafta Issued
in 1997 is made.
(An application by a partnership firm shall be
made by not more than three members of the
firm and the first named person shall be
recognized by the Trust f*r all practical purposes
d) Statement of account to be Issued to NRls/OCBs
applicants either at his/her/their Indlan/Toreign address
or at the address of the NRI applicant's relative
resident In India.
c) Transfer of unite Issued prior to 16.10.2000
e) Statement of account/unit certificate excluding the unit
Transfer of units Issued prior to 16.10.2000 and
remaining outstanding, will be subject to the following:
certificates Issued in 1997, is not transferable.
However, both statement of account and unit
certificate are equally valid evidence of admission of
the applicant Into the scheme.
(i) Transfers to be effected only by and between
transferors and transferees who are capable of
holding unlta. The Trust shall not be bound to
recognize any other transfer.
f) Statement of account will be sent to the address
given by the member and the Trust will not incur
any liability for the loss, damage, mis-delivery or non-
delivery of the statement of account, so sent.
(U) Duly stamped prescribed transfer deed with the
relative unit certificate is lodged with any of the
offices of the Registrar appointed for the purpose.
g) In case a statement of account/ unit certificate Is
mutllated/defaced/lost, the Trust will issue a duplicate
statement on receipt of a request to that effect.
9. Tranefer/Pledge/Aeslgnment of unite
(Ill) Any transfer deed lodged with or accepted by
any of the branch offices of the Trust shall be
forwarded to the concerned office of t t* registrar!.
a) Transfer facility - units Issued pursuant to this
offer document I.e units Issued after the scheme
becoming open end Is not transferable except as
stated below:
(Iv) Every Instrument of transfer shall be signed by
the transferor (all the transferors In case of joint
holding) and the transferee (all the transferees
in case of joint purchase) and the transferor shall
be deemed to hold units until the name of the
transferee Is entered Into the register of members
by the Trust.
(v) The Trust may require such evidence as It may
consider neoessary In support of the title of the
transferor or his right to transfer units.
(vl) The Trust may, subject to compliance with suoh
requirements It may deem necessary, dispense
with the production of the original unit certificate,
should It be lost, stolen or destroyed.
(vll) Upon registration of transfer of units all
Instruments of transfer and the unit certificates
may be retained by the Trust.
The statement of account to be Issued or non-
transferable unit certificate issued to the member,
pursuant to this offer document, will not be
transferable. Since Index Select Equity Fund Is an
open end scheme and Is Available for sale/repurchase
on an on going basil at NAV/NAV based prloe,
transfer facility Is not required. However, If a person
becomes a holder of units under the fund by
operation of law or upon enforcement of a pledge
(as given In (b) below) or due to death, Insolvency
or winding up of the affairs of member or survivors
of a Joint holder then subject to production of such
evWenos which In the opinion of the Treat Is sufficient,
the Trust will effect the transfer If the Intended
transferee is otherwise eligible to hold units under
the fund. Also the units Issued prior to 16.10.2000
and remaining outstanding will be allowed to be
transferred until formalities regarding Its eellstlng from
the stook exohanges are oompleted.
(vlll) The Trust recognizing and registering a transfer
may endorse the original unit oertHloats or Issue
a fresh unit certificate/ statement of account to
the transferee.
b) Pledge/Assignment of units permitted only In
favour of banks/other flnanolal Institutions:
(Ix) Under special circumstances, holding of units by
a oompany or other body corporate with another
company or body corporate or an Individual/
Individuals, none of whom Is a minor, will be
considered by the Trust,
The members may pledge/assign units In favour of
banks/other financial Institutions as a security for
raising loans. Units can be pledged by completing
the requisite forms/formalltles as may be required by
the Trust. The Trust will record a pledge/oharge/llen
against units pledged. The pledger may not redeem
units so pledged until the bank/ financial Institution
to which the units are pledged provides the written
authorization to the Trust that the pledge/charge/Uen
may be removed. As long as the units are pledged,
the pledgee bank/financial Institution will have
complete authority to redeem such unite. However, If,
(x) Subject to the provisions contained hereinabove,
the Trust shall register the transfer and issue
the statement of account to the transferee within
30 days from the date of lodgment of the unit
certificate together with the relevant Instrument
, of transfer. In case of joint transferees, the
statement of account and all payments In respect
of the holding will be sent/made only In the name
of the first member.
(j) In case of NRI/OCB Investors, repurchase/
redemption proceeds will, as per current
rules, be remitted depending Upon the source
of Investment In the manner as given below:
(II) The proceeds of sale made In pursuance of
sub clause (e) (I) above, ehall, in the first
Instance be utilised towards discharge of
such liabilities as are properly due under the
scheme and after making appropriate
provision for meeting the expenses
connected with such winding up, the balance
shall be paid to the member* in proportion
to their respective Interest In the assets of
the scheme as on the date when the
decision for winding up was taken,
(t) On completion of the winding up, the Trust shall
(k) In oase of Plls, repurchase /redemption proceeds
will be remitted to their Special Non-Reaident
Nupee Account maintained in India,
1) Initial Issue expenses:
| Scheme | Expenses (% of funds collected) |
| UTI-GSEC | 0.32% |
| MIP 99 (II) | 2.53% |
| MIP 2000 ETSP | 3.11% 4.71% |
4) DRF Contribution
(b) The 1999-2000 initial issue expenses were borne by the Trust (by charging it to DRF) in respect of Nifty Index Fund (NIF) launched during the last financial year as it was a no load scheme.
^) Recurring expenses:
(a) The following expenses will be charged to the scheme on a recurring basis. Estimated recurring expenses are as under:
(a) A sum equal to 0.25% p.a. of the daily average Net Asset Value shall be set aside as contribution towards the DRF of the Trust. DRF contribution will be part of the recurring expenses.
Items
| % of average dally NAV | |
| Administrative Expenses CinttiDution to DRF Snff Welfare Fund Marketing & Sales Promotion | 0.90 |
| 0.25 0.-25 0.10 0.50 0.50 2.50 | |
Administrative Expenses
'ist.xllal Fees
CinttiDution to DRF
Snff Welfare Fund
Registrars Fees
Marketing & Sales Promotion
Tote!
(bj The above are estimates and are subject to change inter se as per actual expenses incurred. The recurring expenses Incurred by the scheme and allowed by SEBI to be charged to the scheme shall be charged to the scheme from time to time.
(b) The Trust instituted this fund in the year 1983- 84 as a common fund to enable the Trust to meet the expenditure in respect of research & developmental work in connection with *"" introduction of new schemes, innovation ui new systems and procedures at the conceptual stage and also various other productional- & developmental work not related to or linked with any particular scheme itself. The Fund Is also utilised for Economic and Capital Market Research, Management & Professional Training, Surveys and Market Research for the Trust, Marketing and Corporate image building efforts that are not connected to any specific scheme, Human Resource Development efforts with long term effects and which may relate to the Trust's future activities and for meeting the shortfall, if any, in the assured rate of return of any of the schemes of the Trust as well as the issue expenses for no-load schemes.
5) SWF Contribution
(c) The total annual recurring expenses of the scheme including administrative expenses, contribution to Development Reserve Fund (DRF) and Staff Welfare Fund (SWF) shall be subject to the following limits :
(i) On the first Rs.100 crores of the
average daily net assets - 2.50% (il) On the next Rs.300 crores of the average dally net assets - 2.25% (ii') On the next Rs.300 crores of the A sum equal to 0.10% p.a. of daily average Net Asset Value shall be set aside as contribution to the Staff Welfare Fund. The Trust has instituted the SWF for the welfare of its employees which shall Include relief . in distress, medical relief, health relief or for similar other purposes.
VII. SALE OF UNITS
1. Sale contract/issuance of statement of account
uwjrjjge daily net assets - 2.00% (iv) On the balance of the assets - 1.75% (d) Administrative expenses, contribution to Development Reserve Fund and contribution to Staff Wolfare Fund will not exceed the limits specified under clause 2 of regulation 52 of SEBI (MFs) Regulations, 1996, namely:
(I) One and quarter of one percent of the daily average net assets outstanding In each (a) The price at which a unit will be sold by the Trust will be hereinafter referred to as "Sale Price". The sale of units will be at a price not higher than 103% of the NAV as at the close of the date of acceptance. The contract for sale of units by the Trust shall bo doemed to hav" boen concluded on the acceptance data except In case application Is rejected by ihe Trust under clause VII(B) hereafter mentioned, On such conclusion PART III—SEC. 4] THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) 1853
3. Mode of payment for Investment on repatriation
basis
of the contract for sale, the Trust shall as soon thereafter as possible, Issue to the applicant a statement of account. A statement of account Issued by the Trust to a firm or body corporate shall be made out in the name of such firm/body corporate. The Trust shall not incur any liability for loss, damage, mis-delivery or non-delivery of the statement of account so sent.
The Investment by NRIs / OCBs shall, as per
current rules, carry the right of repatriation of
capital invested and income earned thereon
Including the amount of capital appreciation, if
any, as long as the investor continues to be
resident outside India, provided the Investment
Is made by any one of the following modes:
a) By a draft In rupee issued in favour of UTI by a bank/exchange house operating outside India and drawn on their Indian correspondent bank, or
b) By a cheque drawn on the Investor's NRE account maintained with a bank in India, or
c) By a cheque/draft Issued from the proceeds of
FCNR deposits of the Investor.
Note: Payment In Nepalose and Bhutanese currencies
are not accepted.
4. Mode of payment for Investment on n o n-
repatriation basis
(b) In respect of all applications for sale/repurchase - received and accepted at UTI branch offices or received at Registrar's office [please see 111(1)] by 2 p.m. or till such other time as may be announced from time to time by the Trust on a particular day the applicable NAV will be that of the same day. All applications received and accepted after 2 p.m. or such other time as may be announced from time to time by the Trust will be governed by the NAV of the next working day. For applications tendered at the franchise office/ collection centre or such other authorised centre the applicable NAV will be as prescribed by the Trust from time to time, but not beyond that of the 5th working day (T+5) from the date of receipt (T) of such application at franchise office/collection centre/ or any other authorised centre.
As per current rules mode of payment for
Investment by NRIs / OCBs on non repatriation
basis will be as under:
(c) Presently non-Individual applications together with required documents are accepted only at UTI branch offices.
2. Mode of Payment
(a) Where the funds held In NRO accounts or from the proceeds of NRSR/NRNR deposits are utilised for purchase of units, the funds so invested and capital appreciation thereon, If any, will not qualify for repatriation out of India. Similarly, Investments In units purchased In Rupees while the investor was resident of India and has become non-resident subsequently will not qualify for repatriation of repurchase proceeds of units.
(a) The payment for units by an applicant shall be made by him alongwlth the application in cash, cheque or draft. The draft commission charges will have to be borne by the Investor. When applications are submitted at UTI branch offices/ collection centres/franchise offices, cheques or drafts should be drawn on branches of banks within the city/town where the UTI branch office at which the application is tendered Is situated.
(b) Income on investment held on non repatriation basis can be paid to the creSit ot NRO account of the member. Income on inve^'-.rnt madr- through NRO account can, however, be repatriated abroad, subject to his complying the requirements prercribed by the Reserve Bank of India.
(b) If the payment is made by a cheque/draft, the date of receipt of the application will, subject to such cheque/draft being realised, be the date on which the application is received by the branch office of the Trust or authorised collection centre/franchise office as decided by the Trusi from time to time.
(c) Investment by F!!.* shcuW be through payment by debit to S ' w i f l! N-.w^t^cM-nt Rjpe" Account maintained with • *}£•. i.jt&iwd Bank / authorised •Jr-iMfti. apiJii/v. ! "• < ;^ i.
5. Application .is>"l iegialrallon as „> number of the
s c h e ma by e c s r p o t * " . " . .. M id . T ." I OI •> - i q u l r e m e n ts (c) If, the application amount is less than the minimum investment under the scheme, the entire amount shall be refunded to the applicant at his cost In such manner as the Trust may deem fit.
to be corniatiifld with by a p p l i c a nt under the scheme baf'si"' Polity issued units:
(a) Bodies corporate, and soctatit^ (including co- operative* societies) may be registered as members.
(d) NRIs/OCBs should submit their applications preferably at the NRI Branch, Mumbai, Dubai Representative Office or any other such bank/ authorised centre as may be decided In future or at any of the Branches of UTI alongwith NR(E)/NR(O) cheque or a rupee draft payable at the place where the application is submitted.
(M An adult, being a parent, step-parent or other lawful guardian of a minor may hold units and deal with them In accordance with and to the extent provided, in sub-section (2A) of Section 1854 THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) [PART III—SEC. 4 21 of the Act. Such adult if so required shall furnish to the Trust, in such manner as may be specified, proof of the age of the minor and his capacity to hold and deal with units on behalf of the minor. The Trust may however be entitled to act on the statements made by such adult in the application form without any further proof.
(c) A firm shall be registered as a member and the statement of account shall be made in the name of the firm,
In the event of any change in the constitution of the partnership firm, the same should be duly Intimated to the Trust alongwith the public notice, If any, Issued In this regard at least within a month from the date of such change In the constitution of the firm.
subsequent minimum Investment of Rs.1000/- under a folio.
b) The application has not been signed by the first applicant
c) The applicant Is not eligible to invest in the scheme. Any decision of the.Trust about the eligibility or otherwise of a person to make an application under the scheme shall be final.
d) In case the application is found to be incomplete, the same will be liable for rejection.
e) Any application without the first applicant's bank particulars will be liable to be not accepted.
Refund in such rejected cases will be made after compliance of requisite operational and other procedural formalities without incurring any liability whatsoever for interest or other sum.
7. Nomination
(d) Applications for units on behalf of bodies like Partnership Firms/Co-operative Societies/Bodies Corporate/Companies shall be accompanied by certified copy of Partnership Deed/Bye-Laws of the Society/Statute governing the Body Corporate/Memorandum and Articles of Association of the Company (In case already registered with our office, It Is sufficient to quote document registration number given by UTI) together with resolution of the governing body authorising investment In the scheme/declaration duly signed by all the partners that the partnership deed authorises Investment In the units of UTI. At the time of repurchase of the units, resolution of the governing body authorising repurchase and authorization of the concerned offloial(s) of the Body to comply with the formalities and collect the repurchase cheque will have to be submitted.
(e) Member who holds units under a false declaration shall be liable to have the unltholdlng cancelled and the name deleted from the register of members.
(f) In aforesaid cases (e), the Trust shall have the right to repurchase the units at par or NAV whichever is lower after deduction of 25% as penalty or at such price as may be decided by the Trust and recover the income distribution, If any, wrongly made out In favour of the member from out of the repurchase proceeds and return the balance. The amount shall not carry any interest Irrespective of the period It takes the Trust to effect the repurchase and to remit the repurchase proceeds to the member.
(a) Nomination facility Is available only for individuals applying on their own behalf i.e. singly or jointly up to two.
(b) Only one person can be nominated.
(c) Minors Including a NRI minor can be norn.Muted. (d) Nomination of NRIs Is subject to requirements of the RBI prescribed from time to time.
(e) Nomination can be changed at any time during the currency of the scheme.
(f) Applicant being either parent or lawful guardian on behalf of a minor, an eligible institution, societies, bodies corporate, HUF, partnership firms shall have no right to make nomination.
(g) Other provisions will be to the extent provided in the Regulations.
(h) The facility of statutory nomination is available to a member under Section 39A of the Act. Accordingly, where a nomination in respect of any unit has been made in accordance with the Regulations, the unit shall, on the death of the member(s), vest in and the nominee shall be issued with a statement of account in respect of the units so vested subject to any right, title, claim or other Interest of any other person or In respect of the said units as provided in such regulations and subject to any charge or encumbrance over the said units. Transmission made by the Trust as aforesaid shall be a full discharge to the Trust from all liability in respect of the said units.
VIII. REPURCHASE OF UNITS
Right of the Trust to accept or reject application:
The Trust shall have the right at Its sole discretion to accept and/or to reject application for issue of units under the scheme. The Trust shall reject an application for issue of units in the following circumstances:
a) The first Initial application is received with less than the minimum Investment of Rs.50007- or 1. Repurchases will be open throughout the year except during the book closure not exceeding 15 days in a year.
2. The Repurchase price of the unit shall be at NAV.
3. (a) Repurchase will be effected on receipt of the repurchase request {comprehensive service form PART III—SEC. 41 THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) 1855
of the scheme, the Trust shall not be under any obligation to sell or repurchase units :
(a) on such days as are not working days; and
(b) during the period (not exceeding 15 days In a year) when the register of members is closed for any purpose as notified by the Trust.
(CSF)} along with the latest statement of account/ duly discharged unit certificate or in any such other manner as may be decided by the Trust from time to time. Partial repurchase shall be permitted subject to the member maintaining a minimum balance of Rs.5000/- per folio to be computed at the repurchase price applicable as on the date of acceptance of repurchase application.
Explanation: For the purpose of this scheme the term "working day" shall mean a day which has not been either
(i) notified under the Negotiable Instruments (b) The contract for repurchase shall be deemed to have been concluded on the acceptance date for repurchase.
Act, 1881, to be a public holiday in the State of Maharashtra or such other States where
the Trust has its offices; or
(ii) notified by the Trust in the Gazette of India as a day on which the office of the Trust will be closed.
10. Switchover
4. In the event of partial repurchase, depending on the number of units retained by him/her, the member shall be Issued a fresh statement of account. No interest shall be payable on the repurchase proceeds, provided such repurchase proceeds are paid within the time frame provided under SEBI (MFs) Regulations, 1996. However an interest of 15% per annum shall be payable in case of delay in despatch of refund proceeds, beyond 10 working days of the date of acceptance for redemption/repurchase requests (or such rate as may be specified by SEBI).
(a) Members under the scheme will be permitted to switchover their Investment from the scheme to such other schemes or vice versa which may be allowed by the Trust from time to time. In such a case they may apply for the switchover by submitting their request In the prescribed Comprehensive Service Form duly signed alongwlth the duly discharged latest statement of account/unit certificate or in any other manner as may be decided from time to time.
(b) The switchover will be at NAV or NAV based price as may be decided by the Trust from time to time.
(c) Partial switchover from the scheme to such other schemes or vice versa, as may be announced by the Trust from time to time, should satisfy the condition of member holding minimum Investment limit prescribed under both the schemes. The Trust shall retain the statement of account/ unit certificate for cancellation and the member shall be issued fresh statement of account/unit certificate, of both the schemes as the case may be.
5. In the event of the death of the unltholder(s)/ member(s) and on surrender to the Trust, by the legal representative, the unit certificate/ latest statement of account, the request letter for repurchase, the units outstanding to the credit of the deceased unit holder/ member, the Trust shall, on compliance with the requirements laid down in connection with the recognition of claim, repurchase the units In accordance with such rules and guidelines as may be formulated by the Trust from time to time and pay the outstanding amount upto the date of settlement of the claim. The legal representative, on surrender of the statement of account may, instead of receiving the repurchase value of all units to the credit of the deceased, shall be permitted to hold units as a member and continue to remain registered as a member and shall be issued a statement of account In his/her name In respect of units so desired to be held subject to the conditions regarding minimum holding and eligibility for investment.
IX. INCOME DISTRIBUTION
(1) Notwithstanding growth being the main objective of
the scheme, the scheme may make Income distribution as may be decided by UTI.
6. Payment for units repurchased by the Trust after the deductions, If any, shall be made within 10 working days (provided the application is In order In all aspects) from the date of receipt of repurchase request In the manner indicated In sub clause 3(a) above at the centre where the repurchase requests are processed.
(2) Such of the unltholders whose names appear In the register of unltholders as at the close of registers prior to the declaration of Income distribution by the scheme shall be entitled to receive the Income so distributed under the scheme.
7. In case of NRI/OCB members, repurchase proceeds will be remitted outside India depending upon the source of Investment as mentioned In the clause V(10)(J) above.
8. In case of Flls repurchase proceeds will be paid/ remitted depending upon the source of Investment as mentioned In the clause V(10)(k) above.
(3) The income distributed by the scheme shall be paid through ECS, wherever such facility Is extendable or by cheque/draft or warrant encashable at the branches of such bank/s as UTI may specify.
9. Restrictions on sale and repurchase of units :
(4) In case of declaration of Income distribution, the Income Distribution Warrants (IDWs) distributed shall Notwithstanding anything contained in any provision 1856 THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) [PART III—SEC. 4 be dispatched within a period not exceeding 42 days from the date of declaration of such distribution.
(5) Income distribution on investment held by NRI /OCB members on repatriation basis is.repatriable and can be remitted to a member in the manner Indicated In clause V(10)(j).
India. Those NRI members who wish to credit Income distribution through ECS to their resident relative's account, may furnish their resident relative's bank account details alongwith MICR code. UTI from time to time, may announce the centres where ECS credit would be extended.
10) Capitalization and Issue of Bonus units:
(6) Income distribution on Investment held by NRI/OCB member on non-repatriation basis will be made in accordance with clause V(1O)0). However, members who had invested out of NRO account can approach their bankers for repatriation of the income distributed.
(7) Reinvestment of Income distributed:
The member may opt for reinvestment of income distributed under the scheme, if any, into further units of the scheme. On exercise of such an option the whole of the Income distribution on his unitholding, after deduction of tax, If any, Instead of being paid to the member in the manner provided in Clause IX (3) shall be reinvested Into further units of the scheme • at NAV or NAV based price as may be decided from time to time.
a) The Board may capitalize any sum for the time being standing to the credit of any reserve fund, unit premium account or any such reserve Including any amount available for distribution to the members of the scheme and that such sum be utilised or distributed for the purpose and In manner specified in sub-clause(b) herelnbelow for the members who would have been entitled thereto If distributed by way of Income on the units held by them and In the same proportions.
b) The sum aforesaid shall be applied, subject to the provision contained In sub-clause(c), either In or towards paying up In full the units to be Issued, allotted and credited as fully paid up to and amongst such members In the proportion aforesaid.
(8) Bank particulars of members & Electronic
Clearing Service (ECS) -.
i) It Is mandatory for an applicant to give full particulars of his bank account, such as, nature of account, the account number and name and address of the bank branch along with the pin code at the appropriate place in the application form.
c) The Board may accordingly make appropriations and applications of the sum decided by It to be so capitalized by allotment and Issue of fully paid- up units as bonus units, and generally do all acts and things required to give effect thereto.
d) The bonus units so allotted and issued as aforesaid will as regards rights and entitlements rank pan passu with the units In existence on the record date (determined by the Board) In respect of which they are allotted and Issued to all intents and purposes.
e) Interest created / options exercised by a member on the units under a folio by way of pledge / nomination will automatically apply to the bonus units, subject to the member opting otherwise.
X. INVESTMENT OBJECTIVE
POLICIES & STOCK LENDING
1. Investment Objective:
ii) Reserve Bank of India has introduced ECS for direct credit of amounts to the bank accounts of the members. Currently, this facility Is extendable to members at Ahmedabad, Ballabhgarh/ Faridabad, Bangalore, Baroda, Bhopal, Bhubaneshwar, Calcutta, Chandigarh, Chennal, Hyderabad, Jaipur, Jamshedpur, Ludhlana, Mumbai. Nagpur, New Delhi, Pune, Shimla, Slllgurl, Surat and Thrissur, (number of centres may be added/deleted In future) for credit to their bank accounts maintained at the respective centres and where the amount of one single instrument does not exceed Rs.5,00,000/-as at present or as amended from time to time. The members will be given a statement giving details of credit to his bank account.
ill) The bank branch of the member will credit the member's account and Indicate the credit entry with "ECS" In his passbook/statement of bank account. The member residing at the aforesaid centres are required to furnish name and address of bank branch, nature and number of account, 9 digit bank and branch MICR code number in the application form.
Investment objective of the scheme is to primarily provide capital appreciation to the member.
(9) ECS facility for NRI members:
Like resident Indians, ECS facility Is also available to NRI members who have their bank accounts in a) Accordingly atleast 90% of the funds will be invested in selected equities and/or related instruments of stocks comprised In the BSE Sensex and the S&P CNX Nifty Indices and/ or any such instrument as may be approved by SEBI from time to time. The investment In the equities and/or related .instruments of stocks comprising the Sensex and the S&P CNX Nifty Indices will not be In the proportion of their weightages In the respective Indices and the objective of the fund will be not to track them. In PART III—SEC. 4] THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) 1857 the event that any stock moves out of the Sensex or the S&P CNX Nitty the scheme may retain/dlsinvest those equities and/or related instruments of stocks for such time as may be considered by the fund manager.
b) Up to 10% of the funds could be Invested In fixed income securities and money market Instruments. The risk Droflle of such investment will be low to medium.
c) Pending deployment of funds of the scheme in securities in terms of the investment objective stated above the Trust may invest the funds of the scheme In short term deposits of scheduled commercial banks.
d) The Trust retains the option to alter the asset allocation for a short term period on defensive consideration.
2. Fundamental Attributes
(a) "Fundamental attributes" mean the following.
I) Type of scheme : Index Select Equity Fund Is an equity scheme made open end with effect from 16.10.2000.
il) Investment objective: as provided under clause X of this offer document.
Ill) Terms of Issue : provisions in this offer document In respect of repurchase and expenses.
(b) Any change In the fundamental attributes of the scheme will be carried out only If:
i) the existing unitholders/ members are Intimated by Individual communication and II) an advertisement is given in an English dally newspaper having nationwide circulation and In a Marathl newspaper in Mumbal and III) the members are given an option to exit at the prevailing NAV without any exit load.
(c) The Board may from time to time add to or otherwise amend this scheme and any amendment/addition thereof will be notified in the Official Gazette as required In terms of the Act. Any change/amendment/modification of the fundamental attributes of the scheme will be made with the prior approval of SEBI. In respect of other changes/amendments/modifications not being of fundamental nature and not affecting the Interest of the member adversely, SEBI will be kept Informed.
3. Investment Policies
(a) The scheme shall not Invest more than 15% of Its NAV In debt Instruments Issued by a single Issuer which are rated not below Investment grade by a credit rating agenoy authorised to carry out auoh activity under SEBI. Such Investment limit may be extended to 20% of the NAV of scheme with the prior approval of the Board of Trustees. Provided that such limit shall not be applicable for Investments In government securities and money market instruments.
(b) The scheme shall not invest more than 10% of its NAV in unrated debt instruments Issued by a single Issuer and the total Investment in such Instruments shall not exceed 25% of the NAV of the scheme. All such Investments shall be made with the prior approval of the Board of Trustees.
Provided further that investment within such limit can be made in mortgaged backed securitised debt which are rated not below Investment grade by a credit rating agency registered with SEBI. (c) No term loans will be advanced by this scheme.
(d) The Trust shall buy and sell securities on the basis of deliveries and shall In all cases of purchases, take delivery of relative securities and in all cases of sale, deliver tha securities and shall In no case put itself in a position whereby it has to make short sale or carry forward transaction or engage In badla finance.
(e) The Trust shall, get the securities purchased by It transferred In its name.
(f) (I) The scheme may participate in the stock lending programme, in accordance with the terms of securities lending scheme announced by SEBI. The activity shall be carried out through approved Intermediary.
(ii) The maximum exposure of the scheme to a single Intermediary in the stock lending programme at any point of time would be 10% of the market value of the equity portfolio of the scheme or such limit as may be specified by SEBI.
(Ill) If mutual funds and UTI are permitted to borrow stocks the scheme may In appropriate circumstances borrow stocks In accordance with SEBI guidelines In that regard.
(g) The scheme shall not make any investment In:
i) any unlisted security of an associate or group company of the Trust; or
II) any security Issued by way of private placement by an associate or group company of the Trust; or
III) the listed securities of group companies of the Trust which Is In excess of 25% of the net assets.
(h) Investment In non publicly offered debt: Depending upon the available yield the scheme would be Investing In non-publlcly offered debt securities.
(I) Based upon the liquidity needs, the scheme may Invest In Government of India/State Government 1858 THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) [PART III—SKC. 4 Securities without any restriction on the extent
(III) Investment made by the above scheme or any
to which such investment can be made.
other scheme of UTI In the above companies or
their subsidiaries on an aggregate basis as on
(J) The scheme shall invest not more than 10% of
30.06.1909
Its NAV In the equity shares or equity related
Rs. crore instruments of any company.
| Company Nam* | Equity (Coat) | Dabt (Coat) | Dapoalta/ Ttrm Loan | Total |
| Bharat Electronics | 57.90 | 0.00 | 0.00 | 57.90 |
| HDFC | 296.00 | 58.13 | 0.00 | 269.00 |
| Hind Lever Ltd. | 1534,65 | 0.00 | 0.44 | 1535.09 |
| IDBI | 355.71 | 1955.68 | 0.00 | 2311.59 |
| IDBI Bank Ltd. (Subsidiary ol IDBI) | 1.66 | o.oc | 0.00 | 1.66 |
| State Bank of India | 763.96 | 55.12 | 0.00 | 819.08 |
| State Bank ol Hyderabad | O.OQ | 0.76 | 000 | 0.76 |
| Union Bank of India | 0.00 | 0.00 | 0.00 | 0,00 |
| UTI Bank Ltd | 69.12 | 0.00 | 0.00 | 89.12 |
| TOTAL | 3099.00 | 2069,89 | 0.44 | 5169.33 |
(k) The scheme shall invest not more than 5% of
Its NAV In the unlisted equity shares or equity
related Instruments
4. Corporate Investment In the Trust's schemes
and the Trust's Investments In these companies.
(I) List of schemes wherein companies have
invested more than 5% of the net asset value of
a scheme as on 30/06/2000.
| Sr. No, | Scheme Namd | Name of Company holding > 5% of schame assets |
| 1. | IISFUS "97 | HDFC Hindustan Lever Ltd |
| 2. | IISFUS 97(11) | Stale Bank of India The Peerless General Finance & Investment Co. Ltd, |
| 3. | MIF | The Peerless General Finance & Investment Co. Ltd. |
| 4. | MVUP | S B I IDBI |
| 6. | GROWTH SECTOR FUND (BRAND VALUE) | State Bank ot Hyderabad |
| 6. | GROWTH SECTOR FUND (PHARMA) | The Peerless General Finance & Investment Co. Ltd. State Bank ol Hyderabad |
| 7. | GROWTH SECTOR FUND (SOFTWARE) | The Peerless General Finance & Investment Co. Ltd. |
| 8. | GSEC | State Bank of India Bharat Electronics |
| 9. | UTI-MMF | Bennett, Coleman & Co. Ltd. UTI Bank Ltd. Union Bank ot India |
| 10. | IEF97 | IDBI |
These Investments were m a de by U TI In t he normal
course of I t* business activities.
XI. INTER-SCHEME TRANSFERS Transfer of Investments from /to this scheme to/from other schemes/plans of the Trust shall be done only If- 1) such transfers are on spot basis and are at the prevailing market price for quoted instruments.
Explanation : "spot basis" shall have the same
meaning as specified by the stock exchanges for spot
transactions,
2) the securities so transferred are In conformity with
the investment objective of the schemes/ plans to
which such transfers are made; and
3) transfer of unlisted or unquoted Investments from/to
(II) Investment made by the above scheme or any
the scheme to/from other schemes/plans of the Trust
other scheme of UTI In the above companies or
are as per the policies laid down by the Board of
Trustees of tho Trust.
their subsidiaries on an aggregate basis as on
30.011.2000
Ri. orora
| Company Nama | Equity (Coat) | Dabt (Coat) | Dapoalta/ T§rm Loan | Total |
| Bhamt Electronic* | 43.10 | 0.00 | 0.00 | 43.10 |
| HDFC | 288.00 | 94.16 | 0.00 | 363.16 |
| Hind Lavar Ltd. | 1862,35 | 0.00 | 0.00 | 1862.38 |
| IDBI | 346.89 | 2302.58 | 0.00 | 2949.17 |
| IDBI link Lid, (BubtttaryoflDBI) | 0,03 | 25:00 | 0,00 | 25,63 |
| IUt" tank of India | sa7.se | 267:27 | 0,00 | 644,63 |
| •tit* link ofjtydiribid | 0.7ft | 0,00 | 0,76 | |
| Union knk ollndli | o"oo | 90,06 | 0,00 | 60.06 |
| UTIIankLW | 8912 | 16.00 | 0,00 | 114,11 |
| TOTAL | J1M.0I | STW.M | 0.00 | HUM |
XII. ASSOCIATE TRANSACTIONS &
BORROWINGS
AaeoolateTraneaotlone:
1. As advised by SEBI, purchase- and Bale of securities
for the plan through UTI Securities Exchange Ltd.
during any block of three month! shall not exoeed
8% of aggregate purchase and sale of •acurltlea
made by the scheme.
torrowlnpe i
2, The icheme shall not borrow except to meet
temporary liquidity needi of, the scheme for the
purpose ef repurchase/redemption of unit* or
PART III—Sue. 4] THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA-26, 1922) 1859 distribution of income, if any, to the members. Provided that the scheme shall not borrow more than 20% of the net asset of the scheme and the duration of 3uch a borrowing shall not exceed a period of six months.
be calculated by dividing the NAV of the scheme by the total number of units Issued and outstanding on that date. The NAV shall be Issued-to the press for publication on a daily basis and will be available on fax on demand and also on UTI's Websites 3. As per section 20 of the Unit Trust of India Act 1963, 2. Valuation of assets pertaining to this scheme the Trust has the following borrowing powers:
(a) The Trust may bonow, whether in India or outside India from any authority or person, not being Government or the Reserve Bank, against such security and on such terms and conditions as may be agreed upon.
(b) The Trust may borrow money from the Reserve
Bank-
(a) Quoted investments Including those under lock' in period, if any, but except government securities are valued at the closing market rates on the valuation date and in Its absence, at the latest available quote within a period of sixty days prior to the valuation date. If no quotes are available for a period of sixty days prior to the valuation date, the same is treated as unquoted investment.
(i) repayable on demand or on the expiry of a fixed period not exceeding ninety days from the date on which the money Is so borrowed, against stocks, funds and securities (other than Immovable property) in which a trustee is authorised to invest Trust money by any law for the time being In force in India;
(b) Quoted government securities are valued at closing NSE/SGUBSE/OTCEI (as and when they start trading in government securities) market rates on the valuation date and In Its absence the latest available quote within a period of seven days prior to the valuation date. If no quotes are available for a period of seven days prior to the valuation date the same are treated as unquoted government securities.
(ii) repayable on demand or within a period of eighteen months from the date on which the money Is so borrowed, against the security of the bonds which the Trust may issue with the approval of the Central Government;
(c) In case of quoted debentures and bonds, the market rate, being currhinterest, the same Is adjusted for the interest element, if any.
(d) Right entitlements for shares are valued at market rates, discounted for dividend element, wherever applicable.
(iii) on such terms and conditions and against the security of such other property of the Trust as may be specified in this behalf by the Reserve Bank for the purposes of any scheme other than the first unit scheme:
(e) Unquoted preference shares/cumulative convertible preference shares are taken at cost.
Provided that any amount borrowed under this clause and outstanding at any one time shall not exceed -
(f) Unquoted equity shares are valued on fair valuation basis as determined by the Board of Trustees from time to time.
(I) five crores of rupees In respect of each
such scheme; and
(Ii) ten crores of rupees In respect of all
such schemes In the aggregate.
(c) The bonds Issued by the Trust under sub-section
(g) Unquoted debentures, bonds and transferable notes are valued at yield to maturity , linked to the yield o'n GOl Securities (yield curve) along with a mark up approved by the Board of Trustees.
(b) shall be guaranteed by the Central Government aa tc *^a repayment of principal and the payment of Interest at such rate as may be fixed by the Central Government at the time the bonds are Issued.
(h) Unquoted warrants are valued at the market rate of the underlying equity shares discounted for dividend element, If nny, and reduced by the exercise prlct payable. In cases where the exercise prloe payable is higher than the value so derived, the value of warrants Is taken as nil.
XIII. NAV DETERMINATION &
VALUATION OF ASSETS
(i) Unquoted Government securities, If any, are valued at yield to maturity (Y1M) based on the prevailing Interest rates.
Computation and disclosure of Net Asset Value (NAV):
The Net Asset Value of the units issued under the scheme shall he calculated by determining the value of the scheme's assets and subtracting the liabilities of the scheme taking into consideration the accruals and provisions. The Net Asset Value per unit shall
0) Convertible debentures and bonds where comprehensive market quotations are not available, the convertible portion is valued at the market rate relevant to equity shares, discounted for dividend element, it any. The non-convertible portion, if any, of such debentures and bonds is valued as In (g) above. Where terms of 21—509 Gl/2000 f860 THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) [PART III—SEC. 4 2. Expenses
conversion are not specified in respect of the convertible portion, the same Is taken at cost.
(k) Capttallndexed bonds are valued on cost basis.
(a) Expenses are accounted for on accrual hasis (b) Certain common expenses incurred th,r ,)
(I) Valuation policies for Money Market
Instruments :-
(i) Money Market instruments and other assets are taken at book value.
(ii) The money invested In Inter bank call market is taken at cost.
, (111) The money Invested in discount/Interest earning instruments rs valued at the yield at which the instrument was last traded. For this purpose the ' latest available quota within a period of two working days, prior to the valuation date Is considered. When there are no quotes available In the last two working days, the Instrument Is valued at cost plus the difference between the face value and the cost, applied urirformly over the remaining maturity of the instrument.
(iv) Other money market instruments, Including unquoted debentures are valued at cost plus the difference between the face value and cost, applied uniformly over the remaining maturity of the Instrument
Scheme 1964, are allocated to r'",, other schemes as per the provisions of me Act. (c) Unit Scheme 1964 which owns the fixed asaeta, recovers lease rent, on an approved basis, from other schemes for their usage of the said assets.
3. Investments
(a) Investments are stated at cost or written down cost,
(b) In case of secondary market transactions investments are recognized on trade dates.
(c) Subscription to primary market issues is accounted as investments, on allotment.
(d) Bonus/right entitlements are recognized on ex- bonus/ex-rlght dates.
(&} Investment viz., debenture and bonds, are transferred to current assets on the redemption / due date.
(f) The cost of investments include brokerage and service tax but does not Include cost of stamps which Is charged to revenue.
4. Provisions and Depreciation:
XIV. ACCOUNTING POLICIES
(A) Provisions against the income considered 1. Income recognition
(a) Dividend Income on listed equity shares is Accrued on the ex-dividend date,
(to) Dividend Income on unlisted equity shares and preference shares Is accounted for on receipt basis.
(c) Interest on Investments and commitment charges Is accounted for on accrual basis.
(d) Profit or loss on sale of investments Is recognized on the trade dates on the basis of weighted average cost.
(e) Profit or loss and premium on redemption of debenture/bonds are recognized on the due date.
(f) Underwriting commission Is recognized as revenue on receipt basis when there Is no devolverheht. In case of devolvoment, the full ' underwriting commission la reduced from the cost r>f; wch- investments.,
i/;i i/ujit-'.-tid fee I'JH investments in sharet 2nd • : i j o b e r i iy < -l i> is r e d u c ed I F O . TI ' NO c o st of s u r -h • n v e s tr ri e r i t 'J.
,(h) fh9.dtfffc(&nce between pumhase price and the maturity value in respocl ot-^ero coupon bonds, > .deep discount .bonds and other long term discounted instruments is treated as income over the remaining life of the .instrument on VTM • ( basis. ; • .
(i) Other income is accounted for on receipt basis.
doubtful:
Provision is made In respect of interest income remaining past due for two quarters or more. Provision is made In respect of dividend at the year end, where It remains outstanding for more than one year from the ex- dividend date.
(B) Depreciation in the value of investm.en.tfl (I) The aggregate value of Investments as computed in accordance with clause Xlll(2) above is compared to the aggregate cost of such Investments and the resultant depreciation, if any, Is charged to General Reserve / Unit Premium Reserve. In case such aggregate value exceeds the aggregate cost or the aggregate value as at the end of the previous year, the appreciation is added to Unit Premium Reserve/ General Reserve to the extent depreciation was previously acliusted.
(ii; In car.es where u n q u o tv < quity or preference shares were written off in the earlier vears, the cost of such investment is wntten back touts cost, ys and when a quote or fair value is available., ,
(iii) Assets where interest ts remaining past due for two quarters or more are classified as • non performing assets. Provision "for such PAKT III—SEC. 41 THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) 1861
fl. Publication of Financial Results:
assets Is made individually (as stated In the table below). Such provisions are not made for other performing assets of the same company.
| Period for which asset remains non-psrformlng | Psrcsntags of Provision | |
| Secured AsSflt | Unsecured A t M t | |
| Upto two y w s | 10% | 10% |
| Exoesdlng two years but upto three years | 20% | 100% |
| Exceeding throe years but upto flv" years | 30% | 100% |
| Exceeding five yean | 50% | 100% |
(b) The portion representing management expenses of sale of units is deducted from total expenses.
(c) The balance If any, Is credited/charged to unit Premium Reserve/General Reserve/Revenue Appropriation Account.
However, notwithstanding anything contained
In respect of clauses X and XIII, the
Investment policies, determination of NAV
and valuation of assets, fixation of
repurchase price and frequency of disclosure
of NAV, repurchase price and portfolio would
be In accordance with the provisions of SEBI
(MFs) Regulatlons/Quldellnee/Dir*ctiv"t
Issued by SEBI from time to time.
(iv) Where principal repayment remains outstanding (a) for two quarters beyond the past due period In respect of the debt instruments with a balance maturity of not more than 3 years and (b) for one year beyond the past due period in respect of debt Instruments with a balance, maturity of more than 3 years, provisions are made for such outstanding Installments. The overall provision for such assets is limited to the percentage mentioned In the above table (upto 50% for secured and 100% for unsecured assets) or the amount in default whichever is higher. Any subsequent installments In such cases where the original default continues, are provided for after 30 days from the respective due dates.
(v) In case of funding of interest by way of capitalization of outstanding interest dues, the same Is provided irrespective of the period of default.
Moreover, with effect from 01.01.2001,
valuation of assets/Identification and
provisioning for NPA" / accounting policies
contained in clauses XIII & XIV herein above
would be In accordance with the guidelines
lasuad by SEBI vide their circular No.
MFO/UR/W2/2000 dated 18th September 2000,
subject to auoh further amendments/
regulations/ directives, If any, •• may be
prescribed by SEBI from Urn* to time.
(vi) Provisions for non performing assets are charged to Unit Premium Reserve/General Reserve/ Revenue Account as the case may be.
XV. TAX TREATMENT OF INVESTMENTS
(vll) Provisions made under paragraph 4(a) and 4(b) (iv) are written back on receipt or on restructuring of the assets. Provisions under 4(b) (v) are written back on receipt basis.
5. Inoome Distribution :
As par the taxation laws in fore* as on the data of
the offer document, the tax benefits that are available
to the Investors Investing In unite of the scheme /
plan are stated as follows:
1. ResJdants/NRIa/OCBs
(a) Provision for income distribution is made on unit capital at rates approved by the Board of Trustees from time to time.
(I) Currently Income distribution, if any, received by all the categories of Investors including NRIs/ OCBs under, all the schemes/plans of the Trust Is totally free from tax under Section 10(33) of the Income Tax Act, 1961.
(b) In respect of application money pending capitalization, provision for Income distribution Is made for schemes where units are sold at face value and for other schemes no such provision is made. The income distribution Is charged to revenue appropriation account in the year of capitalization.
(II) As per Finance Act 2000, the scheme is normally required to pay an Income distribution tax at the rate of 20% and surcharge of 10% thereon under 1862 THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) [PART III—SEC. 4 section 115R of Income Tax Act, 1961 on the amount of Income, If any, distributed by It. However, being open-end equity oriented fund, the plan will not be subject to the said tax under the said section upto 31st .March 2002.
4. The members have the right to have the repurchase/ redemption proceeds despatched to them within 10 working days (provided the application is in order) from the date of receipt of the application at the office where the repurchase requests are processed. In the event of delay In despatch of redemption proceeds beyond 10 working days, UTI shall pay interest @ 15% per annum (or such rate as may be specified by SEBI).
(Ill) Currently, any long term capital gains arising out of investment in the scheme by residents and NRIs out of rupee originated or NRO funds will be subject to treatment Indicated under sections 48 and 112 of the Income Tax Act, 1961. At present an investor Is required to pay tax ® 20% plus 10% surcharge on long term capital gains after factoring the benefit of the Cost Inflation Indexation . As per Finance Act 2000, Investor can Instead opt to pay tax on such long term capital gains at the rate of 10% plus 10% surcharge without Indexation.
5. An abridged annual report in respect of the Index Select Equity Fund (ISEF) shall be mailed to all members not later than six months from the date of closure of the relevant accounting year and made available for Inspection at the Central Investors' Relation Cell and a copy shall also be made available to the members on request on payment of nominal fee, If any.
(lv),The capital gains accruing to Investments made fhtQugh NRE accounts or by remittance of funds In fo'tv^n currency are not taxable.
(v) Value orinyestment in units under the plan is
completely ex"mpt from Wealth Tax.
6. The member shall be sent a complete statement of the scheme portfolio before the expiry of one month from the close of each half year. Provided that the statement of the scheme portfolio may not be sent to members If It is published by way of an advertisement in one English daily circulating In the whole of India and one Marathl news paper In Wumbal.
(vl) The Gift Tax Act,>Q58 has abolished the levy of Gift Tax In respect of GJfts made on or after 1st October 1998. Thus, Gifts of Units of the plan are fully exempt from levy of Gift Tax.
2. For Eligible Trusts
7. Any change In the fundamental attributes of the scheme will be carried out if the members are allowed to exit at prevailing NAV without exit load, besides being Intimated by Individual communication, and also publishing in one English daily newspaper having nation wide circulation and in one Marathi news paper In Mumbal.
Units are approved securities under section 11(2)(b) of the Income Tax Act, 1961. Eligible Trusts Investing In units will therefore, qualify for tax exemption \t^ respect of Income and corpus under Sections 11 & 13 of the Income Tax Act, 1961.
8. Under specified circi/mstances the approval of
members will be sought by a Postal Ballot.
9. The members have the right to Inspect the following documents at the Central Investors' Relations Cell, Unit trust of India, SNDT Women's University Basemerrt, Door No.1, Sir Vlthaldas Thackersey Marg, Mumbai 400 020.
The information stated above It only for the
purpose* of providing general Information to the
investors, in VleW of the Individual natufi of ttW
tlit WnseqUeflWi, 9"£h Inviitftf Is adviltd td
Consult his m hW mti tax consultant with fffptet
to the specific m implications Arising out of their
participation in tftt icherne / plan.
• t he Act.
e The Regulations.
• t he agreements with the custodians, registrars XVI. MEMBERS RIGHTS & SERVICES
and Collecting banks.
1. Members under the scheme have a proportionate
• Copy Of offer document of Index Select Equity
Fund (ISEF).
right in the beneficial ownership of the assets of the plan and to the income declared by the plan.
• SEBI (MFs) Regulations,1996
XVII. CONSTITUTION & MANAGEMENT
OF UNIT TRUST OF INDIA
2. The members have a right to ask the Trustees any Information, which may have an adverse bearing on their investments, and the Trustees shall be bound to disclose such information to the members.
Constitution of UTI
Unit Trust of India Is a statutory corporation constituted
undar the Aot, with I view to snoouraging saving and
invflstment and participation In the Income, profits and
galni accruing to the Trust from the acquisition, holding,
3. The members have the right to have the itatement of account issued to them not later than 6 weeks; from the date of tooeptance of the application/ unit certificates within 6 weeks from the date of receipt of request for Issue of unit uertlfloatf In Hsu of statement of account.
PART III—SEC. 4] THE JGAZETTE OF INDIA. MARCH 17, 2001 (PHALGUNA 26, 1922) 186?
management and disposal of securities. It started functioning with effect from 1st July, 1964.
Management of UTI
IT Fund Ltd. (xvil) Chairman and Director - UTI - IAS (Mauritius) Ltd. (xviii) Chairman and Director - The India Media, Internet & Communication Fund ltd. (xix) Chairman and Director - The India Infrastructure Fund Ltd. (xx) Chairman - Stock Holding Corporation of India Ltd. (xxi) Member - Federation of Indian Chambers of Commerce & Industry (FICCI) - Stocing Committee.
2. Shri G P Munniapan -
The Management of the affairs and business of the Trust are vested In the Board of Trustees with a full time Chairman appointed by the Government of India. Besides the Board, there is a statutory Executive Committee comprising the Chairman, the Executive Trustee and two other Trustees nominated by the Industrial Development Bank of India. This Committee Is competent to deal with any matter within the competence of the Board.
Reserve Bank of India, Central Office Building,
Mumbal 400 023
3. Shri GP G u p t a-
Board of Trustee* *
1. Shri P S Subramanyam : Chairman, Unit Trust of
India
2. Shri G P Munlappan : Executive Director, RBI 3. Shri G P Gupta : Chairman & Managing
Director, IDBI
4. Shri N S Sekhsaria : Managing Director,
Gujarat Ambuja Cements Ltd.
5. Shri Rajendra P Chltale : Chartered Accountant 6. Dr. Vishvanath V Desal : Economist
7. Shri G N Bajpai : Chairman, Life Insurance
Corporation of India 8. Shri G G Vaidya : Chairman, S.B.I. 9. Shri D T Pal : Chairman & Managing
Director, Syndicate BanK 10. Dr Rakesh Mohan : Director General, National
Council of Applied Economic Research.
IDBI, IDBI Towers, Cuffa Parade Mumbal - 400 005 (i) Director - The India Fund (ii) Director - India Growth Fund, (III) Director • Discount and Finance House of India Ltd. (iv) Director - Export-Import Bank of India, (v) Director- Securities Trading Corpn. of India, (vl) Director - Infrastructure Development Finance Co. of India Ltd, (vli) Director - Indian Airlines Ltd. (viii) Director - IDBI Bank Ltd. (ix) Director - National Stock Exchange of India Ltd. (x) Member - Life Insurance Corpn. of India, (xi) Member - General Insurance Corpn. of India (xll) Director - South Asia Regional Fund, (xiii) Chairman - South Asia Development Fund, (xlv) Council Member - Indian Institute of Bankers, (xv) Member - Bankers Training College (RBI), (xvl) Member - Association of Development Financing Institutions in Asia and the Pacific (ADFIAP) (xvii) Member - Institute of Banking Personnel Selection (xviii) Member - The Institute of Company Secretaries of India (xlx) Director - Iridium LLC, USA (xx) Member - University of Delhi (Faculty of Management Studies) (xxi) President - Entrepreneurship Development Institute of India, Ahmedabad.
* The addresses and other current directorships of
4. Shri N S Sekhsaria -
the Trustees are as follows:
Gujarat Ambuja Cements Ltd., Maker Chamber*
III, Narlman Point, Mumbal 400 005
1. Shri P 8 Subramanyam
Unit TTUst of India, Sir Vithaldas Thackeraey Marg,
N*W Mirlne Lints, Mumbal 400 020
(I) Dy. Chairman - The Associated Cement Companies Ltd. (ii) Director - Radha Madhsv Investments Ltd. (Hi) Director - Ambuja Cement Foundation (iv) Director * Ambuja Educational Institute.
5. Shri Rajendra P Chltale -
M/s M P Chjtale & Co., Hamam House, 1st Floor,
Ambalal Doshl Marg, Fort, Mumbal
(I) ChaJrfhftn & Director - The India Fund, (li) Chairman & DlrAOtOf -India Growth Fund, (ill) Chairman & Director - India Access Ltd. (iv) Chairman & Director - The India Public Sector Fund Ltd. (v) Chairman of Governing Council - UTI Institute of Capital Markets, (vi) Chairman & Director - UTI Investment Advisory Services Ltd. (vll) Chairman & Director - UTI Investor Services Ltd (vlli) Chairman & Director - UTI Securities Exchange Ltd., (ix) Director • UTI Bank Ltd. (x) Chairman & Director - Over-the-counter Exchange of India (xl) Member - Life Insurance Corporation of India, (xil) Director • Discount & Finance House of India Ltd. (xHI) Director • SKurltlei Trading Corpn. of India Ltd. (xlv) Director • National Stock Exchange of India Ltd. (xv) Trustee • Indian Institute of Software Engineering M) Ohalrman and Director - The India (I) Director - Small Industries Development Bank of India, (II) Director * National Securities Clearing Corporation Ltd.(iii) Director - SBI Capital Markets Ltd. (Iv) Director - Zurich Asset Management Company (India) Ltd. (v) Director - Nut4Nuts Limited (vl) Member • Executive Committee (Governing Board) of National Stock Exohange (vll) Member - India Advisory Board of Bank of America NT & SA (vlli) Member • Investment Committee, Life Insurance Corporation of India.
1864 THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 2ft, 1922) [PART III—SEC. 4 6. S h r l V V D e s a l-
Neat House, College Lane, Dadar, Mumbal (i) AdvWor - ICICI Limited.
7. Shrl 0 N B a j p a l-
Life Insurance Corporation of India, 'Yogak- shema', Jeevan Blma Marg, Nariman Point, Mumbal 400 021.
8. Shrl 0 Q Vaidya -
State Bank Of India, Cential Office, Post Box no. 12, Mumbal 400 021
(i) Chairman - SBI Capital Markets Lid., (II) Chairman- SBI Funds Management Ltd., (Ill) Chairman - SBI Gilts Ltd., (iv) Chairman - SBI Securities Ltd., (v) Chairman - SBI Factors & Commercial Services Ltd., (vi) Chairman - SBI European Bank Ltd., (vil) Chairman - State Bank of Indore, (viii) Chairman - State Bank of Sauraahtra, (ix) Chairman - State Bank of Patiaia, (x) Chairman - State Bank of Bikaner & Jaipur , (xi) Chairman • State Bank of Hyderabad, (xli) Chairman * State Bank of Mysore, (xiji) Chairman - State Bank of Travancore, (xiv) Chairman - State Bank of India (California), (xv) Chairman - State Bank of India (Canada), (xvl) Vice President of the Governing Council - Indian Institute of Bankers, (xvii) Director- National Bank for Agriculture and Rural Development , (xvii!) Director - Export- Import Bank of India, (xlx) Director- General Insurance Corporation, (xx) Member of the Governing Board & Chairman of Finance Committee- National Institute of Bank Management , (xxJ) Member of the Governing Board, Chairman of the Finance Committee & Office Premises Committee & Committee of Administrators of IBPS Employees Pro. Fund, - Institute of Banking Personnel Selection (xxii) Member- Institute for Developing & Research In Banking Technology, (xxlii) Director- Infrastructure Development Finance Corporation, (xxiv) Director- Infrastructure Leasing & Financial Seivices Ltd., (xxv) Director Fxport Credit Guarantee Corporation.
(x) Director - Infrastructure Development Finance Corporation, Chennai, (xi) Member - Board of Trustees, Economic & Social Research Foundation, Tanzania, (xii) Director - Small Industries Development Bank of India, Lucknow. (xlll) Member Secretary - Expert Committee on Small Scale industry. Ministry of Industry. Government of India, 1996 (xiv) Member - Tariff Authority for Major Ports, Ministry of Surface Transport, Government of India, (xv) Chairman - Advisory Committee for National Accounts, Department of Statistics, Government of India, (xvi) Member - Bureau of Public Enterprises, Government of Rajasthan.
Management of the Fund :•
Shri Sanjay Dorigre, As&itanl General Manager will be the fund manager.
Experience and Qualifications;
BE (Instrumentation and Control) Pune University-1990, PGDM from DM Calcutta-1994.
Presently with thp Department of Funds Management, of the Trust, which Is responsible for the management of the domestic equity oriented funds. The work experience prior to the current po&ition is as under;
Department
Designation
Period
Department of
April 99 - July 2000 Assistant General Manager
Market Operations
April 93 to April 99
Equity Research
Assistant General Manager
Call
Department of
September 97 Assistant General Manager
Investment
to Apiil 98
Monitoring
Manager
August 94 to
Department of
Investment
September 97 XVIII. OTHER SERVICE PROVIDERS FOR THE SCHEME
0. Shrl DT P e l-
Syndicate Bank, Manlpal 576 119
10. Or. Rakesh Mohan -
National Council of Applied Economic Research, Parltilla Bhawan, 11 Indraprastha Estate, New Delhi 110 002
(I) Chairman - Expert Group on Railways, (II) Member - Economic Advisory Council to the Prime Minister, (III) Member - National Security Advisory Board, (iv) Part Time Member - Telecom Regulatory Authority of India, (v) Member • National Statistical Commission, (vl) Member - Committee on Competition Law & MRTP Act, (vll) Member - Board of Governors , Institute of Economic Growth. New DtHhi, (vlil) Member - Local Advisory Board, Dresdner Bank, (ix) Honorary Visiting Professor - Indian Institute of Technology, New Dolhi, 1; Custodians
Stock Holding Corporation of India situated at Mittal Court, B-WIng, Nariman Point, Mumbai - 400 021, have been functioning as custodian for all our schemes and plans as per the agreement entered into with them on January 17, 1994.
The custodians are required to take delivery of all securities belonging to schemes/funds/pians of the Trust and hold them in its custody. The custodians will deliver the securities only as per instructions from the Trust and on receipt of the" consideration. The custodian shall be generally authorised to attend to all non-discretionary and procedural details for discharge of normal custodial functions in connection with the sale, purchase, transfer of and other dealings In the securities, other assets held PARI III—-SEC. 4J THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALC.UNA 2b, 1922) 1865 Dy them as an agent except as may otherwise be directed by the Trust.
For the state of Gujarat only: 101 Shatdai Complex, 1st Floor, Opp. Bata Show Room, Ashram Road. Ahmedabad 380 009. Tel. No: 658 2876
East Zone: Sri Venkatesh Mangalam, 24/26 Hernanta Basu Sarani, Calcutta 700 001. TelNo 210 2805, 210 2806 Custodians shall provide all information, reports or any explanation sought by the Trust or the auditors of the Trust for the purpose of audit and for physical verification and reconciliation of securities belonging to the schemes/ funds / plans of the Trust.
South Zone: Sri Venkatesh Bhavan 225, Thambu Chetty Street, Chennai 600 001. Tel Nos: 524 0121, 524 0120 The SEBI registration number of SHCIL is IN/CUS/011
Tariff structure of SHCIL is* as under;
North Zone: Sri Venkatesh Bhavan, 212-A Shahpurajat, New Delhi 110 049, Tel Nos: 649 4830; 649 1784
| Demateriallsatlon Purchase Sale Custody Off market purchases | Electronic Rs 5 per certificate 5.5 basis points on the value of the transaction 5.5 basis points on the value of the transaction t .5 basis points on the asset value in custody. 5.5 basis points on the value of the transaction | Physical — R s.100p"rDIP Rs.100perDIS 8 basis points on the asset value in cast >dy |
| Off market Sales Rernaterlalisation | 5.5 basis poin& on the value of the transaction Rs. 15 per certificate or 15 basie points of conversion value whichever Is higher | |
4. Collecting Banker/ Paying Banker:
UTI-Bank Ltd, and or such other banks registered with SEBI may be appointed as the collecting banker(s)/paying banker(s) under the scheme on such terms and conditions as may be decided by UTI from t!me to time.
Principal Business Addresses of the Bank.
UTI Bank Ltd.
(INB 100000017)
Central Office, Maker Tower-F, 13th Floor Cuffe Parade, Coloba, Mumbal-400 005.
XIX. INVESTORS' GRIEVANCES
REDRESSAL
1. All investors coukJ refer their grievances giving full particulars of investment to concerned Investors' Relation Ct. :i at the following addresses:
WESTERN ZONE:
2. Auditors
M/s. Chaturvedi & Company, Chartered Accountants, 60, Bentik Street, Calcutta 700 069 and M/s Batliboi & Purohit, Chartered Accountants, National Insurance Building, 204, D N Road, Fort, Mumbai 400 001. The auditors of the scheme are appointed by the IDBI and they are subject to change from year to year
Ms. Tanvl Upadhye/ Shri.Prakash Sahasrabudhe Unit Trust of India Investors' Relation Cell Gn Block, Sandra Kurla Complex, Bandra (East) Mumbai 400 051 Tel: 652 0850
3. Registrar and transfer agent:
EASTERNZONE:
jM/s MCS Ltd. SEBI Registration no. INR000000056' have been appointed as the Registrars,
Shr| R K Mangla Unit trust of India Investors' Relation Cell 4, Falrlie Place, 1st, Moor Post Box NO.60 O;.:fiM,tt:i ip\) 00"! i >• Id : 243 5947/ 210 W98
1866 THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) [PART III—SEC. 4
| No. of ComplalnU Pending | ||||
| Received | Radraaaad | Ptndlng to Total Received | ||
| IEF-97 | 15 | 13 | 13.33% | |
| IISFUS-95, 96, 97 | 6 | 6 | 2 0 0,00% | |
| MASTER INDEX FUND | 254 | 252 | 2 0.79% | |
| MASTER VALUE UNIT PLAN | 1 | 1 | 0 0.00 | |
| MASTERQAIN-92 | 46095 | 44566 | 1529 3.32% | |
| MASTERGROWTH-93 | 8579 | 8458 | 121 1.41% | |
| MASTERPLUS-91 | 39725 | 39149 | 576 1.45% | |
| MASTERSHARE-86 | 20008 | 18919 | 5.44% 1080 | |
| MEP-91 | 1590 | 1553 | 37 2.33% | |
| MEP-92 | 7973 | 7791 | 182 2.26% | |
| MEP-93 | 5604 | 5556 | 48 0.86% | |
| MEP-94 | 5466 | 5399 | 87 1.23% | |
| MEP-95 | 4934 | 4877 | 57 1.16% | |
| MEP-96 | 1627 | 1620 | 7 0.43% | |
| MEP-97 | 200 | 188 | 6,00% 12 | |
| MEPJ8 | 82 | 82 | 0.00% | |
| MEP-99 | 59 | 59 | 0 0 0.00% | |
| MIP-2000 | 607 | 578 | 29 4.78% | |
| MIP-2000 (SECOND) | 3 | 3 | 0 0.00% | |
| MIP-93 | 628 | 618 | 10 1.59% | |
| MIP-94(I) | 263 | 263 | 0.00% | |
| MIP-94(II) | 417 | 410 | 0 7 i.88% | |
| MIP-94(!II) | 1673 | 1861 | 12 0.72% | |
| MIP-95 MIP-9S(II) | '607 558 | 600 539 | 7 1.15% 3.41r* 18 | |
| MIP-85(III) | 466 | 455 | 10 2.15% | |
| MIP-96 | 275 | 270 | 5 1.82% | |
| MIP'96(II) | 642 | 832 | 1.56% 10 | |
| MIP-98(III) | 516 | 505 | 11 2.13% | |
| MIP-96(IV) | 6772 | 6624 | 148 2.19% | |
| MIP-97 | 873 | 858 | 17 1.95% | |
| MIP-97(II) | 1132 | 1112 | 1.77% 20 | |
| MIP-97(III) | 1578 | 1554 | 1.62% 24 | |
| MIP-97(IV) | 1001 | 068 | 33 3.30% | |
| MIP-97(V) | 303 | 300 | 0,99% 3 | |
| MIP-98 | 1860 | 1587 | 4.40% 73 | |
| MIP-98(II) | 866 | 842 | 3.46% 23 | |
| MIP-98(III) | 8897 | 6879 | 0.27% 18 | |
| MIP-98(IV) | GDC | 969 | 2.74% 27 | |
| MIP-98(V) | 4531 | 4492 | 0.86% 39 | |
| MIP-99 (I) | 945 | 927 | 18 1.90% | |
| MIP-99 (II) | 1174 | 1146 | 2,39% 28 | |
| MIS-B-93 MISG-90(l) | 214 481 1386 1474 | 208 453 1371 1430 | 2.B0% 6 28 5.82% 1.22% 17 44 2.99% | |
| MISG-90(ll) MISQ-91 | ||||
| MMMF | 5 | 4 | 1 20.00% | |
| Ptrtod | No of Complaint* | Pending to Total Received | ||
| Racalvad | Redraaaed | Pending | ||
| 01-04-97 to 31-03-98 | 551929 | 539318 | 12611 | 2.28% |
| 01-04-98 to 31-03-99 | 287260 | 274580 | 12680 | 4.41% |
| 01-04-99 to 31-03-2000 | 265331 | 257702 | 7629 | 2.88% |
PART III—SEC. 4] THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, [Q22) 1867
| Schtm* N.R.I FUND | No. of Complaints | Pending to Total Received 3.39% | ||
| Recalvtd 59 | Pending Redressed 57 | |||
| NIFTY 1 FUND | 107 | 106 I 1 0 | 0 93% | |
| OMNI-PLAN PRIMARY EQUITY FUND | e 1116 | 8 1103 15 | 0.00% 1 34% | |
| RAJUKSHMI U P. | 2749 | 2717 32 | 1 16% | |
| RETIREMENT BENEFIT PUN SENIOR CITIZENS' UNIT PLAN | 1626 381 581 | 1587 39 356 25 576 5 | £.40% 6 5G% 0.86% | |
| UGS-10000 | ||||
| UGS-2000 | 2493 | 2470 23 | 0.92% | |
| UQS-5000 | 2094 | 2066 28 | 1 34% | |
| UUP | 11396 | 11016 380 | 3.33% | |
| US-64 US-92 | 32649 836 | 31678 971 11 825 | £.97% 1.32% | |
| US-95 | 9 | 3 6 | 33.33% | |
| UTI BOND FUND | 748 | 19 729 | 2 54% | |
| UTI Q-SEC FUND UTI-QSF | 348 1468 | •6 342 1432 36 | 1.72% 2.45% | |
| TOTAL | 257916 | 251647 6269 | 2.43% |
including the Board of Trustees or any of the trustees or key personnel. There are no pending criminal cases against the Unit Trust of India, Board of "trustees ot any of the Trustees or key personnel.
3. Neither SEBI nor any other Regulatory Agency has specifically advised that any deficiency in the systems and operations of the Unit Trust of India be disclosed in the offer document.
4. There are no enquiry/adjudication proceedings under the SEBI Act and the Regulations made thereunder, against Unit Trust of India, Board of Trustees/Trustee or key personnel,
XXI. CONDENSED FINANCIAL INFORMATION
The condensed financial information for the years 1997- 98, 1998-99 & 1999-2000 for all the schemes launched during the last three years is annexed.
XXII. PERFORMANCE OF THE SCHEME:
1) Performance of ISEF since inception :
| Year | 1997-1998 | 1998-1999 | 1999-2000 as on (20.09.2000) |
| NAV as on 30th June | Rs. 9.21 | Rs. 14.73 Nil | Rs 17.38 Nil |
| Div./any other benefit | Nil | ||
| Annuahsed yield since inception (%) | (7,78) | 21.21 | 18.59 |
Reasons for pending complaints are :
(I) Non-receipt of application/funds from the collecting
banks.
(II) Incomplete details of the investor in the application
including address, name and signature of the ,
Investor.
(ill) Change of address of Investor not informed/not
2) Comparison of performance of ISEF with those of
indices( 20.09.2000):
updated.
(Iv) Loss In transit,
(v) Postal delay,
NSE S&P CNX Nifty
Scheme NAV
BSE Sansox (vl) Non compliance of required documents in case of
3.60
1.72
18.59
Since Inception in (%)
transfer/death claims/Repurchase,
(vil) Incomplete details while forwarding the complaints,
(vlil) Non-receipt/ Delayed receipt of commission.
(Ix) Letters/Documents sent to the wrong office/
Registrars.
XX. PENALTIES, PENDING
As on 20.09.2000, the outstanding capital of the scheme was Rs. 20.91 crore. The market value of investment of the scheme as on that date was Rs 38,38 crore as against its book value of Rs 31.95 crore. The NAV as on 20.09.2000 was Rs 18.59 per unit. The fund has outperformed both the BSE Sensex and the S&P CNX Nifty as shown above.
LITIGATIONS, MATERIAL FINDINGS
OF INSPECTIONS/ INVESTIGATIONS
For and on behalf of the Board of Trustees of the Unit Trust of India
Sd/- (B.Q. DAGA)
Executive Dtractor
Business Development & Marketing 1. There are no cases relating to penalties awarded by SEBI under the SEBI Act or any of Its regulations or by any Stock Exchanges (where the units of the scheme* of UTI are listed) against the Unit Trust of India/Board of Trustees, or any of the Trustees or key personnel (specifically the fund managers).
2. There are no pending material litigation proceedings
Incidental to the business of the Unit Trust of India
Place; Murnbai Date : 08 /07/2000
22—509 Gl/2000
- 6 H C O N D E N S ED F I N A N C E t. ' M¥ - ,M •• - > CMm HISTORIC*! t-SR UPff ? ' .f.STICS
Setmmt (Date of AiSotment)
!CfU*-"
109?-98| ,S-.6-y5j 1S99 2DX)
1997-98 (998-39
10.14
1. NAV at She beginning of the year
S.74 IS 8.73
3.48 119.25
/9.50 H9.06
r "0 1! o.S9
10.09 II 9.85
| 2. Net income per unit 3. Income Distribution: (%) p.a. 4. Transfer to reserves (if any) 5. NAV at the end of the year | 0.69 2.62 1.07 1.08 55.00 14.00! 14.00 14.00 -0.49 -0.75 j 1.14 -0.08 / 9.50 * / 10.86 /9.50 H 8.73 \ % 3.62 119-25 | 9.48 | ||
| 6. Annualised return (%) 7. Net assets at end of the period (Rs. Crs.) 8. Ratio of recurring exp. to net assets (%) | / 10.20 / 1S.82 /5.65 118.45 I 13.75 16.96 1545.74 1886.18 1478.46 1.05 1.08 0.011 | 9.05 640.48 0.005 | ||
| Scheme (Date of Allotment) | IEF (01.08.97) | M!P-97(i!l) (01.09.97) MIP-971IV) ,'01.11.97) | |||||
| 1997-98 | 1998-99 | 1999-00 | 1397-98 1998-99 1998-99 1997-98 1999-00 | ||||
| 1. NAV at the beginning o( the year | 10.00 | 9.33 | 14.94 | — /9.98 /9.70 — / 9-99 H9 53 119.40 H9.38 | |||
| 2. Net income per unit | 0.00 | 1.14 | 3.16 | 0.84 1.97 0.81 0 89 1.02 | |||
| 3. Income Distribution: (%) p.a. | — | — | — | 12.50 13.00 12.50 13.00 13.00 | |||
| 4. Transfer to reserves (if any) | 0.10 | 1.15 | 3.19 | -0 34 0.57 0.01 -0.31 -0.26 | |||
| 5. NAV at the end of the year 6. Annualised return (%) | 9.33 -6.70 | 14.94 23.26 | 18.98 23.54 | / 9 . 7 0 H9.38 /4.81 1)4.63 | / 10,57 / 9 . 9 9 / 10.36 /9.98 11 9.82 H9.67 H9.53 H9.40 / 14.82 / 5.41 / 13.72 / 11.85 1 ) 13 20 113.64 U 11 27 1 j 10.51 | ||
| 7. Net assets at end of the period (Rs. Crs) | 30.91 | 49.48 | 62.86 | 829.79 | 960.97 997 61 924.40 873.84 | ||
| 8. Ratio of recurring exp. to net assets (%) | 0.017 | 1.13 | 1.18 | 0.011 | 0 74 1.22 0.007 1.04 |
—
| MIP-97(V) (01.01.98) MEP 98 (31,03.98) 1997-98 _ 1. NAV at the beginning of the year | 1998-99 /.9.98 D 10.27 119.71 | 1999-2000 1997-98 / 10.08 D 10.29 H964 | 1998-99 8.35 | 1999-2000 11.59 | MSFUS 97(11) (01.02.98) 1997-98 | 1998-99 9.74 | 1999-2000 10.14 | MIP-98 (01.04.98) 1997-98 | 1998-99 1999-2000 /9.81 / 10 41 0 9.74 D 10.33 1)9.48 H 10.09 | MIP-98(II) (01.07.98) 1997-98 | 1998-99 | 1999-2000 / 10 53 •10.06 f 10.21 | |||
| 2. Net income par unit 0.70 3. Income Distribution: 11.75 (%) p.a. | 0.65 11.75 | .2.20 0,23 H 11.75 — 12.40 | -1.16 — | 5.70 — | 0.60 12.75 | 1.00 12.75 | 2.22 12.75 | 0.31 12.50 | 1.11 1 74 12 50 / 13 25 | 12.50 -0.07 | 0.97 12.50 H 12.50 | 1.84 / • 13.25 H 12 50 | |||
| 4. Transfer to reserves , (if any) 0.27 5. NAV at the end of /9.98 the year D 10.27 11 9-71 6. Annualised return (%) / 1.86 D2.70 12.97 7. Net assets at end of trie period (Rs. Crs) 475.12 £ Ratio of recurring exp. to net assets (%) 0.XJ8 | -0.55 / 10.08 D 10.29 H9.64 / 10.22 10.40 H9.98 490 53 1.0,2 | 0.89 0.23 8.35 / 10.69 D 10.86 1110.14 / 13.71 16.50 D 13.35 H 12.95 | -1.13 11.59 12.53 | 5.71 14.65 17.90 | -0.07 9.74 2.10 | -0.39 10.14 13.47 | 0.65 10.18 13.25 | -0.02 /9.81 D 9 74 119.48 / -2.60 a - 1 . 9 0 1i -2.07 | -0.11 0.35 / 10.41 / 10 68 D 10.33 • 10.61' H 10 28 H10 09 / 14.11 / 14.99 0 13 39 0 14.43 H 1444 H 14.03 | 9 75 | -0 28 , / 10.53 II 10.21 a 10.06 / 15.65 H 15.51 D 13.89 | 0 .43 / 10.43 0 9.77 H 10.04 / 13.85 • 12.15 H 13.42 | |||
| 536.55 18.06 0.012 1.25 | 25.12 2.63 | 31.73 1.90 | 656.3! 0.004 | 688 35 0.41 0.77 | 700 51 | 928 05 0.01 | 1019.42 1081.78 i 03 1.26 | 770.12 | 901.65 1.03 | 914.66 1 29 | |||||
| HRS FUND (01.05.98) 1998-99 | 1999-2000 | IISFUS-98 (01.06.98) 1997-98 | 1998-99 | 1999-2000 | UGS-10000 (1.06.98) £ £ 1997-98 | 1999-2000 1998-99 | UBF (18.06.98)) £ £ MVUP (01.07.98) '997-98 | 1999-2008^ 1998-99 1998-99 1999-2000 | |
| A 9.94 1.92 1.19 13.50 ^3.50 -0.15 0.55 / 10.<54 / 10.86 G 10.90 D 10.92 ,422k1 / 16./6 " ia.32 ' 1 | / 10.94 0 10.92 | — 0.08 13.50 -0.18 | 9.64 1.26 13.50 13.50 0.55 -0.22 | 10.23 2.19 | — -0 41 — -0.41 | 9.57 14.08 3.07 1.29 20.00 — 1.28 1.51 | — -0.07 — -0 07 | 9.93 11.58 10.00 14.34 1.02 0.76 0.74 12 46 — — — — 1 02 0.76 6.53 0.76 | |
| 9.64 -2.48 944 J9 | 10.78 10 23 16.96 15.75 1007.21 1087.10 | 9.57 -4.30 | 12.41 14.08 37.66 19.85 !3 1.00 146 61 | 9.93 -0.70 < 36.39 | 12.79 14.34 18.02 11.58 12.07 •"•3.40 32.66 13 53 i 1460 4079 •U'. SS | ||||
| W F £ E Schema (Date of Aflotment} (01.06.98) | SfF (08X7.38) | WP-98 | itSFUS-9S | WP-98(V) (01.02.99) | ||||||||
| 1998-99 | 1999-2000 | 1998-99 | 1999-2000 | 1998-99 | 1998-99 1999-2000 | 1999-2000 | 1938-99 | 1999-2000 | 1998-99 | 1999-2000 | ||
| • 1. NAVatthe begjrsnir^ of 9.89 the year | 12.75 | 9.89 | 11.33 | — | / 10.80 — D 11.63 1 10.21 | / 10.83 D 11.26 1 10 41 | — | 10.30 | — | / 10.33 0 10.53 19.96 | ||
| 2, Net income per unit 0.09 | 3.47 | 1.31 | 1.37 | 1.10 | 1.72 0.90 | 2.26 | 0.92 | 1.80 | — | 1.56 | ||
| 3. Income Distribuborr — (%) p.a. | — | — | — | 12.50 | 12.50 0 / 1 3 . 2 5 1 12.50 | • / 13.25 1 12.50 | 14.00 | 14.00 | — | Of 13.25 112.50 | ||
| 4. Transfer to reserves (if any) 0.17 | 3.48 | 1.34 | 1.37 | 0.26 | 0.28 0.36 | 0.88 | -0.02 | 0.09 | — | 0.19 | ||
| 5. NAV at the end of the year 12.75 | 14.37 | 11.33 | 12.75 | / 10.80 D 11.63 * 10.21 | / 10.74 / 10.83 D 11.26 O11.50 1 10.41 110.09 | / 11.12 • 11.55 1 10.66 | / 10.30 1 10.30 | / 10.72 110.68 | / 10.33 D 1053 19.96 | / 10.90 a 11^9 1 10.34 | ||
| 6. AnrmaKsed return {%) 25.38 | 19.96 | (3.30 | 13.05 | / 16.10 D 16.30 1 13.18 | / 15.75 / 16.42 • i5J5 D 12.60 113.74 111.39 | / 18.74 D 18.08 117.44 | / 10.00 1 1050 | / 19.60 118.58 | /5.46 D5.30 14.81 | / 17.77 D 18.50 115.75 | ||
| 7. Met assets at end of tne period (Rs.Crs) 198.01 | 200.91 | 0.25 | 0.33 | 1439.45 | 948.89 1483.97 | 1010.30 | 1158.06 | 1214.81 | 8B2.07~ | 972.83 | ||
| 8. Ratio of recurring exp. to 2.14 net assets (%} | 250 | 1.90 | 1.25 | 0.98 | 1.24 0.78 | 1.21 | 0.30 | 0.7& | 0.59 | 1.19 |
| Sdwm" (Dm of Aiatnwnt) | MEP-99 (J1*LJ9) | GSF-BRAHD (27-""m | GSF-PHARHA P7-05-99^£E | GSF-SOFTWARE (27-45-99} ££ | GSf-PETBO (Z7"-99)£C | GSF-SEfiVCE (27-05-")£t | G-SECRJW (27-05-99) ££ | •P99 (10JSJ9) | |
| 1998-99 | 1999-2000 | 1999-2000 | 1999-2000 | 1999-2000 | 1999-2000 | 1999-2000 | 1939-2000 | 1999-2000 | |
| l. NAV at the beginning, of the year | — | 1156 | HA | MA | MA | MA | MA | MA | — |
| 2. Met income per unit | 0.47 | 16.19 | 2.M | 0.99 | 23.62 | 3.50 | 19.52 | 7.96 | 158 |
| a Income Distribution: (%) p.a. | — | 15.00 | 10.M | — | 20.00 | — | 20.00 | " 4 5 0 •••4504150 | • / 1125 1 10.75 |
| 4. Transfer to reserves (8 any) | 0.47 | 16^9 | 1.46 1 | 0.99 | 21.70 | 350 | 17.75 | 0.19 | |
| 5, HAV at the end of the year | 11.26 | 24.32 | 10.10 | 10.21 | 24.06 | 12.71 | 3350 | ••1105504 * 103 4336 | D 10.82 / 1151 1 11.05 |
| 6. AnnuaEsed return (%) | 12.60 | 114.13 | 7.16 | 3.57 | 17256 | 2557 | 259.X | "18.47 • 11.77 | Q 17.94 / 20.62 121.34 |
| 7. Net assets at end of the period (Rs. Cre.) | 3.91 | a 48 | 46J699 | 69.1358 | 232.4063 | 42.6947 | 76.864 | 51634 | 3029.64 |
| 8. ftaOo of recurring exp. to net assets [%)' | 1.09 | 0.00 | 2.62 | 356 | 453 | ^JBO | 259 | 0.70 | 1.09 |
| SctMfnt (Date of Allotment) | HIP 99 1 01.11.1999 | MU>2000 01.022000 | NJFTY | ETSP |
| 1999-2000 | 1999-2000 | 1999-2000 | 1999-2000 | |
| 1. NAV al the beginning of the year | N A | NA. | N A | N A |
| 2. Net income per unit | 0.93 | 0.60 | (0.27) | {0.02} |
| 3. Income DistrfcuSon: (%) p.a. | • / 11.00 1 10.50 | D / 10.75 1 10-25 | ||
| 4. Transfer to reserves (B any) | 0.56 | 0.35 | (0.27) | (0.02) |
| 5. NAV at the end of the year | D 10.52 f 10.52 H9.60 | • 9.84 /9.84 19.24 | 8.80 | 11.95 |
| 6. Anruaised return {%>) | / 5 2 0 0 5.20 It 3.00 | D -1.60 /-1.60 1-320 | -29.22 | 40.81 |
| 7. Net assets at end of the period (Rs. Crs.) | 1345.26 | 1338,43 | 90^9 | 16.66 |
| 8. Ratio o< recurring exp. to net assets (%} | 0.92 | 0.82 | 2.82 | 0 |
I / Cunutative Option, H Non-Ctfl™datwe OfSion,
D Annual Income Option,
$ Deferred Income Option,
N D
I " Qtr Option,
& Capita Growth Optron,
A
, # 15% up to 31.03.98,
£ 13% upto 31.03.99,
£ £ date ot lainch is given as they are open ended. A A single NAV is calculated
Income option
M A R C H " Growth option
-* 4.50% as of 31.03.2000 and 1.50% as of 31.05.2000
1 7
, ® 01.04.99 to 31.03.2000 and 9.25% from 01.04.2000 to 30.06.2000
" appScabte from 01-07-99 to 31-12-99
2 0 0 1 * appficablefrom01.01.2000to01-06-2000
( N.A. Not Appficabte
(i) There are no instances of borrowing by schemes of the Trust
P H A L G U N A
2 6
,
1 9 2 2
)
1 8 7 1 1872 THE QAZETTK OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) [PART III—SEC. 4 HISTORICAL PER UNIT STATISTICS
| Schemes MIP-97(V) - Monthly Option - Cum Option - Annual Option MIP-98 - Monthly Option - Cum Option - Annual Option MIP-98(II) - Monthly Option - Cum Option - Annual Option MIP-98(III) - Monthly Option - Cum Option - Annual Option | Nav as on 31.08.2000 9.65 10.38 10.59 9.75 10.39 10.33 9 55 10.19 9.67 9.48 10.35 9.43 | Annuallaed Yield 11.13% 11.54% 11.64% 12.21% 12.58% 12.44% 11.14% 11.50% 10.87% 10.60% 12.23% 10.53% |
| MIP-98(IV) - Monthly Option - Cum Option - Annual Option | 10.15 10.86 11.27 | 14.08% 15.22% 14.81% |
| MIP-98(V) - Monthly Option - Cum Option - Annual Option MIP-99 • Monthly Option - Cum Option - Annual Option | 9.67 10.47 10.85 10.33 10.88 10.66 | 11.11% 12.82% 13.84% 13.96% 14,83% 14.28% |
| MIP-99(II) $ @ - Monthly Option - Cum Option - Annual Option MIP-2000 $ ® - Monthly Option - Cum Option - Annual Option | 9.26 10.38 10.36 8.78 9.57 9.57 | 0.47% 3.60% 3.60% -6.22% -4.30% -4.30% |
| Schemes G-Sec - Growth Option $ | Nav as on 31.08.2000 109.6463 | Annuallsad Yl"ld 9.73% |
| - Income Option $ UBF SIF @ ISSFUS-97(II) @ IISFUS-98 @ IISFUS-98(II) @ - Cum Option - Income Option UNF @ - Cum Option - Annual Option | 102.8147 12.83 12.97 10.08 1040 10.51 10.47 11.03 11.07 | B.65% 11.30% 12.87% 12 15% 14.30% 16.12% 15.64% 16.24% 15.83% |
| MMMF T MEP-98 * MEP-99 ' UGS-10000 * | 14.0421 13.12 23.13 11.36 | 9.70% 11.59% 88.51% 13.82% |
| MVUP * • | 16.44 | 25.04% |
| MIF* | 12.89 | 12.09% |
| NIF* | 8.0 | -33.42% |
| ETSP* GSF-Brand * | 11.83 8.59 | 24.49% -3.45% |
| GSF-Pharma * GSF-Software * GSF-Petro * | 9.88 21 61 12.22 | -0.97% 108.15% 17.66% |
| GSF-Service * | 28.47 | 154.37% |
| MIP-97(II) - Monthly Option - Cum Option MIP-97(III) - Monthly Option - Cum Option | 9.12 10.60 9.40 10.41 | 12.32% 14.97% 11.90% 13.35% |
| MIP-97(IV) - Non Cum Option - Cum Option | 9.69 10.74 | 12.20% 14.09% |
PART III—SEC. 4] THE GAZETTE OF INDIA, MARCH 17, 2001 (PHALGUNA 26, 1922) 1873
UNIT TRUST OF INDIA
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