REGISTERED No. DL—33001/2001' The Gazette of India
PUBLISHED BY AUTHORlTY
No. 14] NEW DELHI, SATURDAY, APRIL 7, 2001 (CHAITRA 17,1923)
(Separate paging is given to this Part in order that it may be filed as a separate compilation)
[PART IV]
[Advertisements and Notices issued by Private Individuals and Private Bodies.) • NOTICE
I hitherto known as ILTATHMISK K. S/o Late Shri P. V. KUNJIPPA RAWATHER, employed, as Constable in the Delhi Police Department, residing at Qr. No. 245, Type- I, Police Colony, Shalimar Bagh, Delhi-110088 permanently at P.V.K. Manzir, Kallekkad. P.O-. Palakkad Distt. Kerala State, Pin-678015, have changed my name and shall hereafter be known as KABEER K.
It is certified that I have complied with other legal re-
quirements in this connection.
NO LEGAL RESPONSIBILITY IS ACCTPTED FOR THE PUBLICATION OF ADVERTISEMENTS/ PUBLIC ' NOTICES IN THIS PART OF THE GAZETTE OF INDIA. PERSONS NOTIFYING THE ADVERTISEMENTS/ PUBLIC .NOTICES WILL REMAIN SOLELY RESPON- SIBILITY FOR THE LEGAL CONSEQUENCES AND ALSO FOR ANYOTHERMISREPRESENTATION
ILTATHMISH K. [Signature (in existing old name )]
BY ORDER Controller of Publication
I, hitherto known as PIKU BARUA S/o KHITISH BARUA, residing at 97-A/28, DVB Colony, Vidyut Vihar, Ring Road, New Delhi-14, have changed my name and shall hereafter be known as NILOY BARUA.
CHANGE OF NAMES
It is certified that I have complied with other legal requi-
rements in this connection.
PIKU BARUA [Signature (in existing old name)] I. hitherto known as RAM KUMAR S/o Shri LADU RAM. employed as Addl. Dy. Commissioner of Police, North- West Distt,, Delhi in the Delhi Police, residing at H. No. 23/140v Lodhi Colony. New Delhi-110003, perma- nently at C/o Sh. Ladu Ram, Mange Lal Verma, Behind Govt. Hospital (Ward No. 17) P. O. Mukund Garh, Distt. Jhunihunu, Rajasthan. have changed my name and. shall hereafter be known as RAM KUMAR VERMA.
I, hitherto known as RAJ RANI W /O S. AMAR JEET SINGH, employed as House Wife, residing at B-1619, Shastri Nagar, Delhi-110052, have changed my name and shall hereafter be known as RAJINDER KAUR.
It is certified that I have complied with other legal re-
It is certified that have complied with other legal re- quiremtnts in this connection.
quirements in "this connection.
RAM KUMAR [Signature (in existing old name)]
RAJ RANI [Signature (in existing old name)] 1—10 GI/2001
(53) 54 Ltit, ( J A Z H l l li UF 1JND1A, Ai*K.lL, /, ZUUI (.CHAIl'KA 17, 1923) (FART—IV I, hitherto known as USHA NAGARAJ W/o K. NAGA- RAJ, employed as Senior TO A (G) in the BSNL, Banga- lore Telecom District, residing at No. 22, 9th Cross, I Stage, R. K. Layout, Padmanabhanagar, Bangalore-560070, have changed my name and shall hereafter be known as H. S. USHAL
,\ t * t. I It is certified that I have complied with other legal requirements in this connection.
USHA NAGARAJ [Signature (in existing old nam;)j I, hitherto known as AMAGU S/o BABU MUNJE, re- siding at (Present Address) R/o Mole, Tq-Ath"ni Dist. Belgaum, Karnataka State, have changed my name and shall hereafter be known as AJEET KUMAR.
It is certified that I have complied with other legal re- quirements in this connection.
AMAGU [Signature (in existing old name)] I, hitherto known as RAJINDER KUMAR RAO S/o Late Shri RAM BILAS, employed as Senior Accountant in the Office of the Accountant General (A&E) Haryana, Sector-33, Chandigarh, residing at House No. 3149, Sector 27-D, Chandigarh, have changed my name and shall here- after be known as RAJINDER KUMAR PASSI.
It is certified that I have complied with other legal re- quirements in this connection.
RAJINDER KUMAR RAO [Signature (in existing old name)] I, hitherto known as PANDHARINATH KRISHNAJ1 KAMBLE S/o KRISHNAJI AMBAJI KAMBLE, now retired from Public service, residing at Belgaum, in Karnataka State, have changed my Surname and shall hereafter be known as "PANDHARINATH KRISHNAJI ARYA".
It is certified that I have complied with other legal require- ments in this connection.
PANDHARINATH KRISHNAJI KAMBLE [Signature (in existing old name)] I, hitherto known as ASHOK KUMAR S/o GOVfND- RAO KULKARNI, employed as Clerk in Syndicate Bank, Biiaour, residing at Biiapur, have changed my name and shall hereafter be known as "ASHOK-KUMAR S/o GOVINDRAO PATIL".
,Tt is ce^ified that T have complied with other lea*l reqv're- ments in this connection.
ASHOK KUMAR [Signature (in existing old name)!
I. hitherto known as GANGADHARA NANJAPPA S/o NANJAPPA, employed as Technician Gr.-I/Fonnd"/ Shop/ Ticket No. 3094 in the Central Workshops/Southern Rail- wav, Mysore South, residing at Quarter No. 91, Railway Colony, Ashokapuram. Mysore South, Mvsore-57Q 008 haye changed my name and shall hereafter be known as GANGADHARA.
It is certified that I have complied with other 1""">1 rpnrh*.
ments in this connection.
GANGADHARA NANTAPPA [Signature fin existing old ram?)] I. hitherto known a? MAMT w*,",,r cr-j^p-nr <\ c/-, ciin- PAL AX RAM, emplov,-1 i- p i '! s,r;ti-, In % i T,;' ,"v->n..e'i my name and shall hereafter be l-r^-.vn •>,, ivf.MT P . M J* Tt is certified thnt I Imv c.-rnriie-l n;*V> ~fh"r Vtml requirements in this connection '"
MAN! RAM ,"=HAT?^TA [SiynJifure fin existing o'd nameli I, hi.'hcrto known as HAREKISTA S/o Late ASHUTOSH employed ns Fitisr Gr. I, T. No. 38095 in the S. E. Railway Wori^hop i, Kharagpur under Dy. CME (W/W), Kharagp>ir, residing at Vill. Haripur, P. O. Benapur, P. S. Kharugpur (Local), Dist. Midnapore (West Bengal), have changed my name and shall hereafter be known as HAREKLSTA DEY S/o Late ASHUTOSH DEY.
It is ceri:,S ^ that I haye complied with other legal requirements in this connection.
HAREKISTA [Signature (in existing old name)] I, hitherto krown as KALLAPPA S/o BHIMAPPA KORAV, employed as Postal Assistant in the Postal De- partment, residing at Ghataprabha, Taluka : Gokak, District; Belqauni-591 306, have changed my name and shall hereafter be "known a-s KALLAP^A BHIMAPPA BHENDWAD.
It is certified that I have complied with other legal re- quirements in this connection.
KALLAPPA [Signature (in existing old namfi)l T, hitherto known as JAWAHAR LAL S/o Late KANAI LAL, employed as Farash in the office of the Dy. Director General (ER), All India Radio, Calcutta, residing at 2/1, B. K. Road, Kidderppre. Calcutta-700023, have changed my name and shall hereafter be known as JAWAHARLAL TAM- BOLI.
7* i"i certified that I have complied with other legal re- quirements in this connection.
JAWAHAR LAL [Signature (in existing old name)] T, hithj-rto known as ASHOK KUMAR S/o Sh. S. L. GUPTA employed as Dy. General Manager, in the OPTO Electronics Factory, Govt, of India, Ministry of Defence, Raipur, Dehradun, residing at the E-123/1, Type "V" Ordnance Factory Estate, Raipur, Dehradun-248008, have <-hnnee<3 my name and shrOl hereafter be know as ASHOK KUM*.R C-TJPTA.
ji i"s c-jrtined that I have complied with other legal rec'":ivrr:Ji"s iTi th's connection.
ASHOK KUM'AR ["Signature (in existing old name)] I, Jvther'o known as RAMESH CHAND, S/o S'RI SONANr ANGFOO THAKIJR, employed as Secretary to Geiev:A Mnn--""'-, ?<->uth Fastern Railway, Garden Reach, iColWa-709043, '-"sidiirr at Block No. 18/2, Flat No. 9, S. F. Eaihvav Q$c™\ Gnrden Reach, Kollcata-700043, b -" chi"".-.l n" n,™n and shall hereafter be known as T'A?.in c T! Cf-\AVT> Tr'A.KTl"R.
T* T, c'r',;;Vii thrt I h;v-p, complied with other legal rcmrremenfs in ~ this connection.
RAMESH CHANP rS'praturc (in existing old name)] T, h.-.l^r-o Hown as MUKESH KUMAR, S/o i i * i - i r . ^ " , " "n PRASAD S'MHA, emploved as Deputy r>"r--*.-,. "s, dv: C--P.1 pi Wat'-r Commission, Ministry of "':•*',• T\-j;-;•.--'• O'-vi of Tr.d'-1 pvd presently on demuation ..<, T) --.-.iv a— < % r " "' PITFS Limited, a Govt, of > ". *-• • - '- :'•-," •' -v-- ^Ivt No. 357 DDA SFS ' • ; ' ,-
-'
' • •' - -" - • •' T ' I .-
T*' : ' .' i : " . ° ro vn" ,o c i n n c ed mv -„. - , . - n, .-... i.. i.M.„-.-,-, P. r^^KESH KUMAR T^ •• • " -^ f - -t T * :••< ' .•> cc r ' - - l i e ti w i th o t h er l e g al
MUKESH KUMAB [S'cnature (in existing old name)] F,ARt—IV] THE GAZETTE OF INDIA, APRIL 7, 2001 (CHAITRA 17, 1923) 55 I, hitherto known as SHIV LAL S/o Late SK. SUNPATI, RAM,, employed as Executive Engineer (SO) in the Delhi Vidyut Board, residing at the rial No. 2, Block A, Urja Vihar, D. V. B. Colony, Mandawali, Delhi, ha-,j changed my name and shall hereafter be known as SHIV LAL VARUN.
It is certified that I have complied with other legal requirements in this connection.
SHIV LAL [Signature (in existing old name)] ^ I, hitherto known as PUSH? JiARAN JAIN S/o SH. SARDARI LAL JAIN, self employed at Archie* Embroiders 2355/175, Ganesh Pura-B Firsi Floor, Tri Nagar, Delhi- 110035,'residing at 1948 A/15], Ganesh Pura, Tri Nagar, Delhi-110035, have changed my name and shall hereafter be known as PUSHP SAGAR JAIN.
It is certified that I have complied with other legal, requirements in this connection.
PUSHP KARAN JAIN [Signature (hi existing old name)] I, hiherto known as KRISHNA RATANASING LAMANI S/o RATANASING TUKARAM LAMANI, employed as Head Constable/Sib/Hubli in the R. P. F. Department S. C. Rjy. Hubii, residing at the Rly. Qtrs. No. 260/F Near Railway Workshop Gadag Road Hubii, Dist. Dharwad, have changed my name shall hereafter be known as KRISHNA, RATANASING CHAVAN.
It is certified that I have complied with other legal requirements in this connection.
KRISHNA RATANASING LAMANI [Signature (in existing old name)] 1. hitherto known as GUDE, VENKATA RAO S/o Laie NARAYAN S W A M Y, employed as Tech. H T. No. 8142 in Lite Shop No. 8, Kharagpur Workshop, residing al Rly. Qi. No. NP-43, Unit No. B, P.O. Nimpura Khanigpur, Dis>.. Midnapore, have changed my name and shall hereafter bj known as YJiRIKIllEDDI PRAKASH RAO,
It is certified that I have complied wilh o'.ln.r legal requirements in this connection.
GUDE VENKATA RAO [Signature (in existing old name)] I, hitherto known as Mrs. SUTAPA MAJUMDAR W/o Dr. K. C. PAUL, employed as i.Iedical Officer in the RH1C, Chnabua Dibiugarh, Assam, la-dina, nt Dinjan, ,u>5aint have changed my name and shall hereafter be known as Mrs. SUTAPA PAUL.
It is certified that I have complied with other legal pefairements in this connection.
Mrs. SUTAPA MAJUMDAR [Signature (in existing old name)] I, hitherto known as SAN JOY DAS S/o Late SURENDRA NATH DAS, employed as Sr. Clerk (E) in the Office of Sr.' D Ws Office.. N. F\ Railway. Kat'har, residing at Laliyahi. PO & PS Laiiyahi, District Katihar, have changed my name and shall hereafter be known as SANJOY GOSWAMI.
Jt is certified that I have complied with other legal re- quirements in this connection.
SANJOY DAS [Signature (in existing old name)] I. hitbarfo known as K. PRATHAP REDDY S/o Late K. LAXMlA REDDY. employed as Accountant in the Secu- rity Press, Hyderabad, residing at House No. 5—128, Bhavani Nagar, Dibukh Nagar, Hyderabad, have changed my name1 and shall hereafer be known as VANCHA PRATHAP REDDY.
It is certified' that I have complied with other legal re- quirements in this connection.
K. PRATHAP REDDY [Signature (in existing old name)] i, hidicilo known as SRI DULAL S/o Late INDRA, emp- loyed as Fitter Gr.-I in the Under Sr. Sec. Engineer Santra- Sa.cu:, i. H. Railway., residing at Vill. Vurgaiia, P, O. Kanta- /ukur i'. ;•>. Bamnan Dist. Howriah, have changed my name and shall hereafter bo known as DULAL CHANDRA MANNA.
It is certified that I have complied with other legal require- ments in this connection.
SRI DULAL [Signature (in existing old name)] 1 hitherto known as PRABHAKARA PUTTAMALLAIAH S/o i'UTTAMALLAIAH. employed as Technician Gr.-I/ rounds v Shop/Ticket No. 3006 in, The Central Workshops, Southern Railway, Mysore South, residing at Door Ncj, I I, Shivaptir::, Sreeramapura., PO. Mananthavadi Road, Mysore- 570 003. fuvt: elianged my name and shall hereafter be known us G. p. PRABHAKARA.
It is certified that 1 have complied with other legal require- ments in this connection.
PRABHAKARA PUTTAMALLAIAH [Signature (in qxisting old name)] I, iiithrrfo known as RAM SAROOP S/o Late Shri D/VULAT RAM, employed as Senior Executive! Assistant ia the Lok Sabha Secretariat, Parliament House, New Delhi, residing at 74-A, CPWD Complex, Lok Sabha/Rajya Sabha Flats, Vasant Vihar, New Delhi-110 057, have changed my name snd shall hereafter be known as RAM SAROOP BANG A.
It is certified that I have complied with other legal requirements in this connection.
RAM SAROOP [Signature (in existing old same)] ;, hi'.ivio known r.s MOHD, TAUQ1R S/o MOHD. KAMllL'DCiiN, Lii!D;oved w H., C. in the C.R.P.F., 131 Bn., njsidn:: ill Villtiac Fakhan Pura, D'itt, Ghazipur. have changed my name and shall hereafter be known as MOHD. 'i.iUQIR AHMED.
It is certified that I have complied with other legal requirements ia this connection.
MOHD. TAUQ1R [Signature (in existing old name)] I. iMv/.to know.i as SANJEEV ARTHUR S/o RAJ KuMAS ARTHUR, residing at 48, Anjna Enclave, J_harna K:ui • •L,iU"iai Agra, have changel my name and shall here- after, be known as SANJEEV ARYA.
It i, certified that I have complied with other legal requirements in this connection,
SANJEEV ARTHUR [Signature (in existing old name)] CHANGE OF RELIGION
I. SANJEEV ARTHUR S/o RAJ KUMAR ARTHUR, residing at 48. Anjna Enclave, Jharna Nala, Shahadra, Agra, do i-ei-coy solemnly affirm and declare that Jj have embraced HINDU RELIGION and renounced CHRISTIAN RELI- GION with effect frbm 5 October 2000.
It is certified that I have complied with other legal requirements in this connection.
SANJEEV ARTHUR Signature (in existing old name) CORRIGENDUM
Read as Karabi Kar W/o Prahlad Kar instead of Karabi Kar S/o Prahlad Kar, change of name notice published in the Gazette of India Part-IV dated 21-10-2000 at Page—1775 Column-I and II.
58 57 68 39 60 012-l0r.I/2r;0T <283 04 W
NATIONAL STOCK EXCHANGE OF INDIA LIMITED
The provisions contained in Chapter XI of the Bye-law" of the Exchange are amended to the extent given here- under :—
The word 'clause (1)' appearing on the sixth liflo of Byelaw 2 of Chapter XI of the Bye-laws of the Exchanj* ii replaced with the words "Byelawi (1), (1A) and (IB)"
For Nntionnl Stock Exchange of India limited
J. RAVICHANDRAN Company Secretary & ST. Vice President
The amendments to the Regulations of Future* & Optioni segment of National Stock Exchange of India Limited ar" gSven hereundor :—
1. The following Chapter on Arbitration is inserted M
Chapter 5 in the Futures & Options Trading Regulation*:
QUOTE
5. ARBITRATION
5.1 Definitions
(a) 'arbitrator'.means a so|k arbitrator or a panel o£ arW-i
tratoru,
(b) 'Applicant' means the person who makes the application
[or initiating arbitral proceedings.
(c) 'Respondent' means the person against whom the Ap- plicant lodnes an arbitration; application, whether or not their is a claim against such person.
5.2 Steat of arbitration
(a) The Relevant Authority may protvide for different seat* of arbitration for different regions of the country either gene- rally on specifically and in such an event the "eat of arbitration shall be the place so provided by the Relevant Authority. Save as otherwise specified by the Relevant Authority, the seat of arbitration for different regions shall bo M follows :
STATES COVERED BY THE RAC
Seats of Arbitration REGIONAL ARBITRATION CENTRES (RAC)
DELHI
CALCUTTA
CHENNAI
MUMBAI
Delhi, Haryana, Uttar Pradesh, Himachal Pradesh, Punjab, Jamrau & Kashmir, Chandigarh, Rajasthan. West Bengal, *Bihar, Orissa, Assam, ArunachaJ Pradesh, Mizoram, Manipur, Sikkim, Meghaiaya, Nagaland, Tripura. Andhra Piadesh, Karnatakn, Kerala, Tamilnadu, Andaman & Nicobar, Lakshadweep, Pondicherry. Maharashtra, Gujarat, Goa. Daman , Diu, Dadra & Nagar Haveli. Madhva Pradesh.
(b) The premises/location whcie arbitration stall take place shall be such place as may be identified by the EHH change from time to time and intimnted to the arbitrator and the parties to the dispute accordingly. 5.3 Critt ria for selection of seat of arbitration
Save as otherwise specified by the Relevant Authority, the criteria for selection of feat of arbitration for a partlculu" matter is ss follows :
Place of filing the Application for
Parties to Dispute
Place of hearing
Arbitration
(2)
(3)
(1)
T M* V/s T M
The hearing shall be held at the RAC where the Applicant-Trading Member has filed the Application for Arbitration and tho Respondent-Trading Member shall attend the hearing in that particular RAC.
(a) If the dealing offices of both Trading Members from where the dealing was carried is situated in any one of the states covered by a particular RAC then the Application for Arbitration shall bo filed by the Applicant-Trading Member in that RAC.
H THE GAZETTE OF INDIA, APRIL 7, 2001 (CHAITRA 17, 1923) I P A * T - IY (1)
(2)
(3) TMV/s C* & C V/s TM
The healing shall be held in that RAC where tho Applicant has filed the Application for Arbitration and the Respondent shall attend tho hearing in that particular RAC.
(b) If the dealing offices of both Trading Members from where the dealing wa" carried out are situated in states covered by different RAC then the Application for Arbitration shall be filed in the RAC covering the state in which the Respondent —Trading Member's dealing office is situated. The Application for Arbitration shall be filed by the Applicant at the RAC covering the state in which the dealing office of the Trading Member from which the dealing was carried out is situated.
•"TM" stands for "Trading Member "and "C'standsfor "Constituent."
5A. Reference of the claim, difference or dispute
(iii) In the event of the failure of Applicant and .'he Rospondent to submit any names of eligible person! to act as arbitrators, the Relevant Authority shall select the sole arbitrator from the lists of person* eligible to act as .'irbitrators.
(c) Tho Exchange shall identify the panel of arbitrator! to whom the arbitration application will be referred in the fol- lowing manner :—.
Save as otherwise specified by the Relevant Authority, if. the value of tho claim, difference or dispute is more than Rupees Twenty Five Lakhs on the date of application, then such claim, difference or dispute shall be referred to a panel of three arbitrators and if the value of the claim, difference or dispute i" upto Rupees Twenty Five Lakhs, then tho same •hall be referred to a solo arbitrator.
5.5. Criteria and procedure for selection of person* eligible to
act as arbitrators
(i) Tho Exchange shall identify throe most common ar- bitrators in the order of preference given by both the Applicant and the Respondent.
(a) For facilitating the appointment of an arbitrator, a list of persons eligible to act as arbitrators may be constituted an- nually by the Relevant Authority from amongst persons who possess requisite qualification, experience, and knoowledge in the securities business. The list of eligible persons shall consist of 40 percent Trading Member and 60 percent non-Trading Members. The names of the list of eligible persons shall be as specified by the. Exchange from time to time.
(b) Such list of eligible persons may bo constituted for
each Regional Arbitration Centre.
5.6. Procedure for appointment of arbitrators
(ii) In case of matters to be referred to a panel, if no common arbitrator ;s identifiable or only one or two common arbitrators are identifiable, the first, tho second and/or the third arbitrator a" tho case may be shall be selected by tho Relevant Authority from the list of eligible persons excluding tho persons seected by the Applicant and the Respondent. It after excluding the persons selected by the Applicant and the Respondent no eligible person is available to act as arbitrator or if the available person refuses or fails to act us arbitrator, then the Relevant Au- thority may 'elect an arbitrator from the list sub- mitted by either the Applicant Or Respondent.
(iii) In tho event of tho failure of Applicant and the Respondent to submit nny names of eligible persnns to act as arbitrators the Relevant Authority shall selected the panel of arbitrators from the lists of per- sons eligible to act arbitrators,
(iv) The panel of arbitrators so appointed shall select one among themselves to act as a presiding arbitra- trator within 7 days of receipt of intimation from the Exchange appointing them to act as an arbitra- tor. In case of failure or lack of consensus among the panel to select a presiding arbitrator, the Rele- vant Authority ahall select the presiding arbitrator.
(a) The Applicant and tho Respondent against whom the claim has been made by the Applicant shall submit to tho Exchange in the order of descending perference, names of such number of persons as specified hereunder from amongst the list of eligible persons specified by the Exchange for the respective seats of arbitration. The number of persons to be so selected by the Applicant and the Respondent shall be seven if the seat of arbitration is at Mumbai and five in other case*. Such names shall be submitted in Form No. n bv the Applicant alongwith Form No, I. The Respondent ihall submit the names in Form No. II within seven days of the receipt of Form No. I from the Exchange Upon receiving the Form No. II from both the Applicant as well as the Respondent, the Exchange shall an provided for herein, iden- tify the person/s who shall act as the arbitrator.
(b) The Exchange shall identify the sole arbitrator to whom the arbitration application will bo referred in the following manner :—
(i) The Exchange shall identify tho most common arbi- trator to whom the highest preference has been given by both the Applicant ami the Respondent.
(d) If the Applicant refuses to choose tho persona eligible to act as arbitrators or fails to submit Form II, and (he Res- pondent submits Form II, then the Relevant Authority shall select an arbitrator from the balance list of eligible persons excluding ,the persons selected by tho Respondent. If after excluding the persons selected by the Respondent no eligible person is available to act as arbitrator or if the available per- son refuses or fails to act as arbitrator, then the Relevant Authority may select an arbitrator from the list submitted by the Respondent.
(e) If the Applicant submits Form II and the Respondent fails to submit the same, then Relevant Authority shall select an arbitrator from the balaace lists of eligible persons exclud- ing, the persons selected by the Applicant.
(li) If no common arbitrator is identifiable, the Relevant Authority shall select nn arbitrator from tht list of persons eligible to act as arbitrators excluding the persons selected by the Applicant and tho Respon- dent. If after excluding the persons selected by the Applicant and the Respondtnt no eligible person is available to act as arbitrator or if rhe available per- son refuses or tails to act as arbitraror, then the Relevant Authority may select an arbitrator from the list submitted by cither the Applicant or Respon- dent.
(f) If the arbitrator choosen as per the above procedure It not able to take up the matter for whatsoever reasons the* the Relevant Authority shall select an arbitrator from the re- inaininji names on the list of eligibe] persons excluding tho penon* selected by tho Applicant and/Or tho Respond**:.
t>iA"t_IVi THE GAZETTE OF INDIA. APRIL 7. 2001 (CHAITRA 17, 1923) 61
submitted by the Applicant and by the Respondent shall b" considered.
5.8. Deposit towards cost of arbitration
If after excluding the persons selected by the Applicant and the Respondent no eligible person is available to act as arbi- trator or if the available person refuses or fails to act a* arbitrtor, then the Relevant Authority may select an arbitra- tor from the list submitted by either the Applicant or Res- pondent.
5.7. Vacancy in the office of the arbitrator
(a) The parties to the claim, difference or dispute shall bear cost of arbitration. For this purpose, both the parties to arbi- tration shall make a deposit with the Exchange alongwith Form No. I or Form No. Ill as the case may be for defraying the costs that may be incurred for conducting the arbitration proceeding provided when there is failure, neglect or refu&al by Respondent to make a deposit accordingly, the Applicant shall be responsible for making such deposit without prejudice however to his right to recover the same from such Respoa- dent in term of the award.
If the office of the sole arbitrator o rany one or more oi the arbitrators in the panel of arbitrators falls vacant after the appointment thereto, The Exchange shall adopt the pro- cedure specified in Regulation 5.6 herein above and fill up the vacancy within 7 days of such vacancy. For this purpose, the list of names of eligible persons in Form No. 11 already
determined by the amount of the claim and h ai specified.
(b) The amount of deposit, which has to be deposited below :—
Si. NO,
Amount of claim
Amount of deposit
Upto Rs. 5 lakhs Rs. i> lakhs and above and upto RE. 25 lakhs Above Rs. 25 lakhs
Rs. 4000 Rs. 6000 Rs. 12000
1. 2. 3.
(f) Upon receiving Form No. II from the Respondent, the arbitrator shall be appointed as per the procedure prescribed in Regulation 5.6.
(c) Notwithstanding what ia mentioned at (b) above the Exchange may call ior such additional deposits us it may deem fit in its option the deposits already made will be in- sufficient to defray the expenses of arbitration. Such ad- ditional deposits shall partake the character of deposit und shall be dealt with accoulinijly.
(g) The Respondent(s) shall within 15 days from the date of receipt of Form No. I from the Exchange, submit to the Exchange in Form No. Ill three copies in case of sole arbi- trator and five copies in case of panel of arbitrators along- with the following enclosures :—
(i) The Statement o£ Reply (containing all available (d) Notwithstanding anything contained above, if the amount of claim is less than or equal to Rs. 5 lakhs, then the constituent whether he/she/it is an Applicant or Respondent shall not be required to furnish the deposit to the Exchange.
defences to tho claim.
3.9. Procedure for arbitration
(ii) The Statement of Accounts.
(iii) Copies of the Member Constituent Agreement.
(iv) Copies of the relevant Contract Notes and Bills.
(a) The Applicant shall submit t > the Bxchauge application for arbitration in Form No. I, (three copies in case of sole arbitrator and five copies in case of panel of arbitraors) alongwith the following uncljsures :—
(i) The Statement of Case (containing all the relevant
(v) Statement of tho set-ofi or counter claim alongwith statements of accounts and copies of relevant con- tract notes and bills.
facts about the dispute are relief sought,
(it) The Statement of Accounts,
(iii) Copies of Member-Constituent Agreement.
(h) The Respondent shall also submit to the Exchange a cheque/pay order/demand draft for the deposit payable at the seat of arbitration in favour of National Stock Exchange of India Limited alonjewith Form No. III.
(iv) Copies of the relevant Contract Notes and Dills.
(b) The Applicant shall also submit to the Exchange the
following along with Form No. I :—
(i) If tho Respondent fails to submit Form HI within the prescribed time, then the arbitrator may proceed with the arbitral proceedings and make the award ex parts.
(i) A cheque/ pay order/demand draft for the deposit payabe at the .seat of arbitration in favour ot National Stock Exchange of India Limited.
(ii) Form No. 11 containing list of names of the person*
eligible to act as arbitrators.
(j) Upon receiving Form No. HI from the Respondent th# Exchange shall forward one copy to the Applicant. The Ap- plkant shall within ten, days from tho date of ,eceipt of copy of Form m, submit to the Exchange, a reply to any counter- claim, if any, which may have been raised by the Respon- dent in its reply to the Applicant. The Exchange shall for- ward the reply to the Respondent.
(k) The time period to file any pleading referred to herein may bo extended for such further periods as may be decided by the Relevant Authority in consultation with th" arbitrator dcp;ndin{j on the ciT
5,10. Requirement for hearings
(c) If any deficiency /defect in the application is found, the Exchange shall call upoi the Applicant to rectify the defi- ciency/defect ana the Apphcant shall rectify the deficiency/ defect within 15 Jays of receipt of intimation from the Ex- change. If the Applicant iiu'ls to rectify the deficiency/defcet within the prescribed period the Exchange shall return the deficient/defective application to the Applicant. However, the Applicant shall have ths right to file a revised application which shall be oonsiciuicd as a fresh appicutum for all pur- poses and dealt with accordingly.
(d) Upon receipt of Form No. I, the Exchange shall for- ward a copy of the statement of case and related documents to the Respondent.
(a) No hearing shall be required to be given to the partiei to the dispute if the value of the claim difference or dispute is Rs. 25,000 or less. In such a case the arbitrator shall proceed to decide the matter on the basis of documents subh mitted by both the parties provided however the arbitrator for reasons to be recorded m writing may hear both the parties to the dispute.
fe) Upon receiving Form No. I, the Respondent shall sub- mit Form II to the Exchange within 7 days from the date of receipt. If the Respondent fails to submit Form II within the time period prescribed by the Exchange, then the arbitrator ih"ll be appointed in the manner a# specified in Regulation 5.6.
(b) If the value of claim, difference or dispute is more than Rs. 25,000, the arbitrator shall offer to hear the parties to the dispute unless both parties waive their right for wot) hewing In writing.
J 6S
T HE G A Z E T TE OF I N D I A, A P R IL 7, 2 0 01 ( C H A I T RA 1 7, 1 9 2 3)
• 5 ^ TIV
(e) communicate to the parties all orders and directions 3.11. Notice of hearing
of the arbitrator;
(f) receive and record all documents and papers relating to the reference and keep in custody all such docu- ments and papers except such as the parties arc allowed to retain;
(g) communicate the award on behalf of the arbitrator;
Unless otherwise specified, the Exchange shall in consulta- tion with the arbitrator deteiirninc the date, the time and place of the first hearing. Notice for the first hearing shall be given at least ten days in advance, unless the parties shall, by their mutual consent, waive the notice. The arbi- trator shall determine the date, the time and place of subse- quent hearings of which a notice shall be given by the Ex- change to the parties concerned.
5.12. Adjournment of bearing
(h) generally do such things and take all such steps as may be necessary to assist the arbitrator in the execution of their function.
5.18. Mode of communication
H any party to the reference wants to make an application for adjournment of hearing by the arbitrator the party shall make an application in writing giving reasons for seeking adjournment to the Exchange sufficiently in, advance to enable the. Exchange to forward such request td the arbitra- tor. The arbitrator at his discretion may want the adjourn- ment subject to such conditions a" deemedfitby him.
5.13. Arbitriil award on agreed terms
(a) Any communication sen* by the Exchange to either of the parties (ihall be deemed to have been properly delivered or served, even if such communication ii returned to the Exchange as unclaimed/refused/ undelivered, if the same is sent to • the ordinary business address and/or ordinary place of resi- dence and/or last known address of the party, in any one or more of the following ways:—
( i) by post,
If after the appointment of an arbitrator, the parties settle the dispute, then the arbitrator shall record the settlement in the form of an arbitral award on agreed terms.
(ii) by registered post,
5.14. Making of arbitral award
(iii) under certificate of posting,
(iv) by speed post/courier services,
(v) by telegram,
(a); The arbitral award shall b" in writing and made- iu three o|rigtfnals duly dated and signed by the sole arbitrator or in case of a panel o£ aibitralors by all the three arbitra- tors.
(yi) by affixing it on the door at the last known busi-
ness or residential address,
(b) The arbitiator shull file all the three originals award* with the Exchange, which shull arrange to send one original) each to the parties to the dispute and the stamped original award shall be retained by (he Exchange.
(vli) by advertising it in at least one prominent daily newspaper having circulation in the area where *he last known business or residential address of Respondent is situated, 5.15. Interest
(vili) by sending a message through the Trading System,
(ix) by electronic mail or fax
(a) The arbitrator may include in the sura, lor which the award is made interest at such rate on such sum and for such period as the arbiliator deems rcascdiable.
(x) by hand delivery
(b) Any communication sent by either of the parties to the Exchange shall be made in any one or more of the following ways :
(b) A iiura directed to be paid by un award shall, unless the award otherwise directs, carry interest at the rate ofi eighteen per centum per annum from, the date of the award, to the date of payment.
(i) by post (ordinary or registered or speed) or 5.16. Arbitration fees and charges, costs, etc.
Courier service
(ii) by telegram
(ill) by fax
(a) The fees and expenses payable to arbitrator shall be as determined by the Relevant Authority from time to time.
(iv) by hand delivery
(v) by electronic mail
Form Np. ] (b) All fees and charge relating to the appointment of the arbitrator and conduct of arbuYation proceeding! shall be borne by the parties to the reference equally or in such proportions as may bo decided by the arbitrator.
Arbitration Application
[Regulation 5.9 (a)]
Name of Applicant:
(c) The costs, if any, to be awarded to either of th" party in addition to the fees and charges that have to bo borne by the parties for conducting the arbi- tration shall be decided by the arbitrator.
Status : Trading Member/Participant of the Exchange/ Constituent
Office/residential address of Applicant (d) Unless the arbitrator directs of otherwise each party shall bear their own expenses of fravelling and otber incidental expenses incurred.
Tel: Off r ei
5.17. Administrative assistance which may bo provided by
the Exchange
Fax : Oft res
The Exchange ihall
Mobil* Trt. No.
(a) maintain a register of reference*;
To.
(b> receive all applications for arbitration and communi- cations addressed by the partiei before or during the course of arbitration proceeding* or otherwise in relation thereto;
Arbitration Department, National Stock Exchange of India Limited, Mumbai, Delhi, Calcutta, Chennai (Strike out which "v*r ia not applicable)
(c) receive payment of all costs, charges, fee* and otber
expenses;
Sirs,
I/We, am/are a Trading Member/participant of the Ex- change/Constituent of -• (plow meutioa " • "• K M"ab*r).
(d) give notices of hearing and all other notices to be given to the parties before or during the course of the arbitration proceeding* or otherwise ia relation ttartto;
HART—IV1 THE GAZETTE OF INDIA, APRIL 7, 2001 (CHAITRA 17, 1923) W I/We hereby apply for adjudication by arbitration of the claim, difference and dispute within the meaning of tha Bye laws, Rules and Regulations of the Exchange which has arisen and is now pending between me and the following per- son Name :
Status : Trading Member of the Exchange /Constituent* Office/residential Address :
Tel : Off -Res.—
Fax : Off Res.— —
The amount of claim in the matter is :
(a) Rs, —— ——~(in words) (Rupee* only)
(b) In case of .securities give details
(i) Security Namc/s (ii) Calculate Market Value of Securities as on the date of application
(Add the market value of securities to the claim amount giving the break up of the claim)
Please find enclosed a Cheque/Pay order/Demand Draft No. dated issued by bank in favour of National Stock Exchange of India Limit- ed for an amount of Rs. (Rupees- only) payable at Mumbai/Delhi/Calcutta/Chennai towards Arbi- tration deposit for defraying cost's and expenses of arbitration. I/We state that I do not want a hearing from the arbitrator/ I do want a hearing from the arbitrator*
Signature of Applicant
Date : ^-
Place :—— — — — —-
Note : (1) The Applicant shall put his/her signature on all the pages of the documents submitted alongwith this form and if the Applicant is a firm/company, the rubber stamp of the firm/company ^hall be affixed on all the pages.
If the Applicant is a firm /company then the authorised representative of the Applicant has to submit the authority letter/board resolution as the case may be alongwith thii form.
(2) In case of Mumbai seven names are to be suggested from the list of persons eligible to be act as arbitrators. In case of Delhi, Calcutta Chennai five names are to be sugges- ted from the list of persons eligible to act as arbitrators in the respective regions,
* Strike whichever is not relevant.
Form No, II
[Regulation 5.9 (b) and 5,9 (o)]
In the matter of an Arbitration under the By© laws, Rules and Regulations of National Stock Exchange of India limit- ed
Arbitration Matter No. / BETWEEN
M/s
Mr./Mr8./Ms. Applicant ( T M / O* Office/Residential Address
Tel : Off Res.
Fax : Off Res. Mobile/Pager No,-——— .—
AND
Mr./Mrs./Ms. Respondent (TM/C)* Office /Residential Address
Tel : Office Res.
Fax : Office Ros.
Mobile/Pager No.
To,
Arbitration Department,
National Stock Exchange of India Limited,
Mumbai, Delhi, Calcutta, Chennai.
(Strike out which ever is not applicable).
Sirs,
Tn the said matter, the names of persons chosen by me/us as arbitrators from the list of eligible) perons to act as arbi- trators are given below in descending order of preference :—
1 2 3 4
i 6 7
Yours faithfully,
Signature
Dale : — ,
Place : •
Note : In case of Mumbai seven names are to be suggested from the list of poisons eligible to act as arbitrators. In case of Delhi, Calcutta Chennai five names are to be sug- gested from the list of persons eligible to act as arbitrators in the respective regions,
* TM' stands for "Trading Member" and 'C stands for "Constiluert".
Strike out whichever is not relevant.
Form No. HI
Reply by the Respondent to Arbitration Application [Regulation 5.9 (g)]
In the matter of an Arbitration under the Bye law", Rules and Regulations of National Stock Exchange of India Limited.
Arbitration Matter No.
BETWEEN
M/s. • •
Mr./Mrs./M". Applicant (TM/CJ* Office/ Residential Addreu
fel : Office Rw.
Fax : Office Rei.—
Mobile /Pager No.
AND
M/s.
Mr./M"./Mi. • a*ipoade"t (TM/C)* Office/Residential Addr"§" *—
7" ^E GAZETTE OF INDIA, APRIL 7, 2001 (CHAITRA 17, 1923) [ P A X T - IV Tel: Office-,— „ ,. Re". — — ^_ Fax ; Office — Rei. - Mobile/Pager No. _
To,
Arbitration Department,
National Stock Exchange of India Limited,
Mumbai, Delhi, Calcutta, Chennai (Strike out which ever i* not applicable)
Sirs,
In cdnnection with the application for arbitration submit- ted by Mr/Mrs./Ms./M/s, the Appli- cant above named. I/We enclose herewith three copies of my/our reply along with the enclosures as specified in re- gulation
Please also find enclosed a Cheque/Pay orderyDemand Draft No. dated issued by bank in favour of National Stock Exchange of India Limited for an amount of Rs. • • (Rupees only) payable at Mumbai/Dclhi/Calcutta/Chennai towards Arbitration deposit for dafrying cost* and expenses of arbitration.
I/We state that I do not want a hearing from the arbitrator/ I do want a hearing from the arbitrator.'
Yours faithfully
Signature of Respondent/s
Date :
Place :
Note : The Respondent shall put/her signature ou all the pages of the documents submitted alongwith this form and it the Respondent is a firm/company, the rubber stamp of the firm/company shall be affixed on all the pages.
If the Respondent is a firm/company then the authorised representative of the Respondent has to submit the authority letter/board resolution as the case may be alongwith this form.
*TM' stands for "Trading Member" and 'C stands for "Constituent".
•Strike out whichever is not relevant.
UNQUOTB
2. The consequential changes in the numbering of Chap- ters & Regulations are made.
3. The following text is put on the reverse tide oftb* cos- tract note in place of the existing one :
QUOTE
EXTRACTS FROM THE BYELAWS & REGULATIONS PERTAINING TO ARBITRATION
(1) All claims, differences or disputes between the Trading Members inter se and between Trading Members and Cons- tituents arising out of or in relation to dealings, contract! and transactions made subject to the Bye-Laws, Rule* and Regulations of the Exchange or with reference to anything incidental thereto or in pursaunce thereof or relating to their validity, construction, interpretation fulfilment or the right*, obligations and liabilities of the parties hereto and including any question of whether such dealings, tranbactlont and contracts have been entered into or not shall be submitted to arbitration in accordance with the provision* of these Byelaw" and Regulations.
(2) In all dealings, contracts and transactions which are made or deemed to be made subject to the ByeJaws Rule* and Regulations of the Exchange, the provisions relating to arbitration as provided in these Byelaws and Regulations and shall form and shall be deemed to form part of the dealing*, contracts and transactions and the parties shall be deemed to have entered into an arbitration agreement hi writing by which all claims, differences or disputes of the nature referr- ed to in clause (a) above shall foe submitted to arbitration as per the provisions of these Byelaws and Regulations.
(3) All claims, differences or disputes referred to in clause (a) above shall be submitted to arbitration within six months from the date on which the claim, difference or dis- pute arose or shall- be deemed to have arisen. The time taken conciliation proceedings, if any, initiated and conduc- ted as per the provisions of the Act and the time taken by the Relevant Authority to administratively resolve the claim, differences or disputes shall be excluded for the purpose of determining the period of six months.
( 4) Save as otherwise reified by ft. U f c v ut Authority the seat of arbitration ft* different region, .hall be M Iollow".
.... - —
STATES COVERED BY THE RAC
Seats of Arbitration— REGIONAL ARBITRATION CENTRES (RAO
DELHI
Delhi, Haryana, Uttar Pradesh, Himachal Pradesh, Punjab, Jaounu & Kashmir, Chandigabh, Rajasthan.
Weit Bengal, Bihar, Orissa, Assam,Arunachal Pradesh. Mizoram, Manipur, CALCUTTA
CHENNAI
Sikkim,Meghalaya,Nagaland,Tripura. AndhiaPiadesh, Kainataka, Kerala, Tamilnadu, Andaman & Nicobftr, Lakshadwccp, Pondicherry. Maharashtra, Gujarat, Goa, Daman, Dm, Dadra & Nagar Hav*li, MUMBAI
Madhya Pradesh- _ i —-— — • • — " *A*T—JV] THE GAZETTE OF itfDIA, APRIL 1, 2001 (CHATTRA 17, 1923) 71 (5) Save as otherwire specified by the Relevant Authority, the criteria for selection of seat of arbitration for a particular matter is as follows ;
Place of filing the Application for Arbitration
Place or hearing
Parties to Dispute
The hearing shall be held at the RAC where the Applicant-Trading Member has filed the Application for (a) TM* V/s Trading Member
Arbitration and the Respondent- Trading Member shall attend the hearing in"that particular RAC.
If the dealing offices of both Trading Members from whore the dealing was carried is situated in any ono of the states covered by a particular RAC thon the Application for Arbitration shall be filed by the Applicant-Trading Member in that RAC. (b) If the dealing offices of both Trading Members from where the dealing was carried out arc situated in states covered by different RAO thenthe Applica- tion for Arbitration shall be filed in the RAC cover- ing the state in which the Respondent-Trading Member's dealing office is situated.
TM V/s C*
C V/s TM
The Application for Arbitration shall bo filed by the ADplicant at the RAC covering the state in which the deJing office of the Trad;ng Membars from which the dealing was cairied out is situated.
The hearing shall b" held in that RAC where the Applicant has filed the Application for Arbitration and Respondent shall attend the hearing in that particular RAC.
"TM" stands for "Trading Membor " and "C " stands for "Constituent.".
voluntarily winding-up of the company and his remuneration is fixed "t R"- 10,000/- for this purpose." For: more details' please refer to Chapter XI of the Bye- laws and Chapter 5 of Future* & Option! segment Trading Regulations of National Stock Exchange of India Limited.
By Order of Board UNQUOTE
for Gulla Finlease Limited QMPAL GUl-i^. Director For National Stock Exchange of India Limited I. RAVICHANDRAN Company Secretary ft Sr. Vic" President.
THE HYDERABAD STOCK EXCHANGE LTD. AMENDED ARTICLE 163 (a) READS AS FOLLOWS: 163 (a):
M/S. GULIA FINLEASE LIMITED
NAJAFGARH ROAD, HIRAN KUDNA, P.O. TBCRI, NEW DELHI-41
NOTICE U /S 485 (1) OF THE COMPANIES ACT, 1956
At the Extra Ordinary General Meeting of the Company
which was duly convened and held on 12/02/2001 at its
Registered Office at 10.00 a.m. the following resolutions
were passed :—
"The Governing Board shall every year at the first meet- ing after its election, appoint (1) Arbitration Committee or panel (ii) Disciplinary Committee and (iii) Defaulter Com- mittee. Not more than 40% of the members of the afore- said Committeea shall be from among the members of the Exchange, and the balance 60% of the member* shall be nominated from the person* other than members of the Exchange with the prior approval of SEBI and SEBI may appoint any person /persons other than the persons sug- gested by the Exchange as Public Representatives on the Statutory Committees of the Exchange".
"RESOLVED unanimously that declaration of the Solvency made on 15-01-2001 U/S 488 of the Companies Act, by the Board of Directors be and it hereby confirmed and approved."
"The Public Representatives appointed by SEBI on (1) Arbitration Committee or Panel (2) Disciplinary Committea (3) Default Committee will continue till the time new Publio Representatives are appointed in their place, notwith- standing the expiry of one year from the date of their nomi- nation on the Committees or the conclusion of the next Annual General Meeting of the Exchange held after their appointment".
"RESOLVED unanimously that the Company Gulia Finlease Limited be and is hereby wounded-up voluntarily by the members of the Company."
(words underlined were incorporated vide Special Resolution dated 22/09/2000).
"RESOLVED unanimously that Shri B. L. Aggarwal, Chartered Accountant, T-2536, 2nd floor, Hardhian Singh Marg, Karol Bagh, New Delhi-110 005 is and hereby ap- pointed a" a Liquidator of the company for the purpose of
Sd./- ILLEGIBLE for The Hyderabad Stock Exchange Ltd. Executive Director HUNTED BY THE MANAGBR, GOVERNMENT OF INDIA P1ESS, FAWDABAD,