REGISTERED No. DL—33001/2001
The Gazette of India
PUBLISHED BY AUTHORITY
No.37] NEW DELHI, SATURDAY, SEPTEMBER 15, 2001 (BHADRA 24,1923) (Separate paging is given to this part in order that it may he filed as a separate compilation)
[PART IV]
[Advertisements and Notices issued by Private Individuals and Private Bodies.]
I hereto known as SURESH K . / S U R E SH KHAM- NOTICE
BABAKONE S/O K. GANESH SHET,employeedasclerk in the Dena Bank, Brigade Road Branch, Bangalore-25 residing at No. 1122, 37th A Cross, 11th Main Road, 4th T Block, Jayanagar, Bangalore - 560 041, have changed my name and shall hereafter be known as K. SURESH SHET.
NO LEGAL RESPONSIBILITY IS ACCEPTED FOR THE PUBLICATION OF ADVERTISEMENTS/ PUBLIC NOTICES IN THIS HART OF THE GAZETTE OF INDIA.
It is certified that I have complied with other legal re-
quirements in this connection.
'NOTIFYING THE ADVERTISEMENTS/ PUBLIC NOTICES WILL REMAIN SOLELY, RESPONSI- BLE FOR THE LEGAL CONSEQUENCES AND ALSO FORANYOTHERMISREPRESENTATIONETC.
SURESH K./SURESHA KHAMBADAKONE. [Signature (in existing old name )]
BY ORDER
Controller of Publication
CHANGE OF NAME
I, hitherto knowa as IC-44635Y Maj RAKESH SINGH BHADURIA S/o SHIV BIR SINGH BHADAURIA, employed as RL&SO in the HQ School of Artillery, Devlali, Maharashtra , Pin Cpde-422401, residing at T-1 Dhondy Road, School of Artilisry, Devlali, Maharashtra, Pin Code- 422 401, have changed my name and shall hereafter be known as IC-44635Y Maj RAKESH SINGH BHADA- URIAt ARTY.
I hereto known as as VIMAL KUMAR GOSWAMI S/o Shri H. G GOSWAMI, employed as Executive Engineer (Civil ) .in the general Reserve Engineer Force, Border Roads ' Organisation , residing at 24, BRTF (GREF) at Seiling in Mizoram , have changed my name and shall hereafter be known as VIMAL GOSWAMI.
It is certified that I have complied with other legal require- It is certified that I have complied with other legal require- ments in this connection.
ments in this connection.
IC-44635Y; Maj RAKESH SINGH BHABURIA Arty [Signature (in existing old name)] VIMAL KUMAR GOSWAMI [Signature (in existing old name)]
(285)
1- 240 GI/ 2001
286 THE GAZETTE OF INDIA, SEPTEMBER 15, 2001 (BHADRA 24, 1923) [PART—IVI, hitherto known as SHALEEN JEREMIAH D /o Mr. \. R. JEREMIAH, residing at 3347, Christian Colony, Karol Bagh, New Delhi-110 005, have changed my name and snail hereafter be known as SHYNE ROSE JERE- MIAH.
It U certified that I have complied with other legal re- quirements in this connection.
SHALEEN JEREMIAH [Signature (in existing old name)] I, hitherto known as S. K. DAUD S/o Late S. K. MEERA. employed as Electric Driver In the D.E.E. (OP- TG)/S. E. Railway, Kharagpur, residing at Qrs. No. M Q/ 3, Unit-12, Old Settlement. P.O. Kharagpur, Diet. Midna- pur, have changed my name and shall hereafter be> known as S. K. DAWOOD.
It is certified that I have complied with other legal require- ments in this connection.
S. K. DAUD [Signature (in existing old name)] I, hitherto known as S. K. SJDDIQUE S/o ABDUL LATDF, employed as Electric Driver in the D.E.E. (O#- TG)/S. E. Railway. KharaRpur, residing at Old Settlement,1 Post KharaRpur, Dist. Midnatwr, have change dmy name and shall herpaftcr be known as S K. WAZID SID- DIQUE.
It is certified that I have complied with other legal requirements in this connection,
S. K. SIDDIQUE I Signature (in existing old name*] I, hitherto known us TARUN KUMAR NAIK S/o SATYANANDA NAIK, residing at P.O./P.S. Burla Dist. Sambalpur, at present residing at Shaktinagar, Budbaraja, Sambalpur-768 004, havc changed my name and shall here- after be known as KIRAN KUMAR NAIK.
It is certified that I 'have complied with other legal require- ments in this connection,
TARUN KUMAR NAIK [Signature (in existing old name)] I, hitherto known us L J O K N A TH S /O B I S R A M. emp- loyed as M /L Driver, KhnraRpur, S. E. Railway in Mecha- nical Dpartment residing at South Side Rly. Qr. No. 450, Unit-6, P O. KharaRpur, Dist. Midnapore Pin-721301, W.B., have changed my name and shall hereafter be known as LOKNATH TANTI.
It is certified that I have complied with other legai requirements in this connection.
LOKNATH [Signature (in existing old name)] I, hitherto known as SOW. M.VYA KAUTIK MORE. W/o KAUTIK A MORE, employed as P.A. IMOC Section in the Mumbai GPO. residinK at Shrec Krishna Apartment. BldK. No. B-3. Room No. 1, Near Shahad Rly. Station 421001, havo changed my ni-me and hall hereafter he known as SOW. LAXMI KAUTIK MORE.
It is certified that I have complied with other legal re- quirements in this connection.
SOW. MAYA KAUTIK MORE [Signature (in existing rid name)] I, hitherto Known a& ABHEY SINGH S /o I.ate Shri ARJUN SINGH, residing at 8, Kamayni Kunj Society, 69, IP. Extn., Delhi-110092, have changed my name and shall hereafter be known as ABHEY SINGH SONl.
I, hitherto known as NAJPAL SINGH S/o Late S ui ROOPA SINGH, residing a: 357-A, South GaneUi Nag^r, Delhi-110092, have changed my name and shall hereafter be known as NA1PAL SINGH SAGAR
It IK certified that I have complied with other legal re- quirements in this connection.
NAIPAL SINGH [Signature (In existing old name)] I. hitherto known as VINITA SINGH W /o Shri NAIPAL SINGH SAGAR, residing at 357-A, South Ganeth Nagar, Delhi-110092, have changed my name and hall hereafter be known m VINTTA SAGAR.
It Is certified that I have complied with other legal reqniro- ments in this connection.
VINITA SINGH [Signature (in existing old name)] I, hitherto known as ARVIND SINGH S/o Late Shri ARJUN SINGH residing at 8, Kamayani Kunp Society. 69, IP. Extn., Delhi-110092, have changed my name and ihafl hereafter be known us ARVIND SINGH SDNL It is certified that I have complied with other legal requirements in this connection.
ARVIND SINGH [Signature (in existing old name)] I. hitherto known as SAROJ SINGH W/o Sh. ABHEY SINGH SONI, residing at 8, Kamayni Kunj Society, 69 IP. Extn., Delhi-110092. have changed my name and shall hereafter be known as SAROJ SONI.
It is certified that I have complied with other legal require- ments in this connection.
SAROJ SINGH [Signature (in existing old name)] I, hitherto known as VIKRAM VIKAS S/O Mr. NAVAL KISHORE, employed os Trainee Engineer in the N.P.C.I.L., residing at H- No. 272, Rampuri Bhoor Bharat Nagar. Ghaziabad, have charmed my name and shall hereafter be known as VIKRAM VIKAS SHARMA.
It Is certified that I have complied with other legal re- uuiremenla in this conneefflon.
VIKRAM VIKAS [Signature (hi existing old name)] I, hitherto known a Miss CHARU SHARMA D /o Shri PRLTHVI RAJ, residing at 23/42-A, Tilak Nagfcr. New Delhl-110018, have changed my name and shall hereafter be known as Mks NANDINT SHARMA..
It is certified that I have complied with other legal requirements in this connection.
Miss CHARU SHARMA [Signature (in existing old name)] 1. hitherto known as HARTSH CHANDER S/o Shri T. R. VASHISHT, employed as Office Manager, m the SIT? cf India Ltd., New Delhi, reading at Qrt No. C-30, STC Colony Mehrauli Row!, New Delhi, have changed m* name and shall hcieafter be known as H A R I SH C H A N D ER VASISHT,
It is certified that I have complied with other legal require- ments in this connection,
HARISH CHANDER [Signature (In existing old name)]
CORRIGENDA
It is certnW that I have complied with other legal re- trnircincnts m this connection.
ABHEY SINGH [Signature (in existing old name)] Read as Signature of Guardian RAJESH KUMAR JAIN instead of VIJAY KUMAR JAIN. Guardian of RISHABH JAIN, Change of Name Notice Published m the Gaatfte of India, Part IV. dated 11-8-2001 at Page 153, Q*an"-r.
2"7 2""PART—IV] THE GAZETTb OF INDIA SEPTEMBER 15, 2001 (BHADRA 24, 1923) 289' CODE OF ETHICS FOR DIRECTORS \TsD FUNCTION
NARIES OF EXCHANGES
Elected Office Bearers (President/Vice President/Treasurer) of the Exchange shall refrain from proprietary trades in .securities, directly or indirectly, during the period of holding office.
3. DISCLOSURE OF DEALINGS IN SECURITIES 3Y
FUNCTION ARIES OF THE EXCHANGE :
The Bye-lawg of The Hyderabad Stock Exchange Limited be and are hereby amended by incorporating a new Bye- law No. 363 A on Code of Ethics for Directors and Func- tionaries of Exchanges :
363 A—CODE OF ETHICS :
Objectives and Underlying Principles :
(i) Functionaries of the Exchange shall disclose on a periodic basis as determined by the Exchange (which could be monthly), :11 their dealings in securities, directly or in- direclty. to the Governing Board/Ethics Committee/designated Compliance Officer.
(ii) The dealings in securities shall also be subject to trading restrictions for securities about which Functionaries in the Exchange may have non-public price sensitive informa- tion. Requirement laid down under SEBI Insider Trading Regulations may be referred in this regard.
The Code of Ethics for Directors and Functionaries of the Exchange seeks to establish a minimum level of busi- ness/professional ethics to be followed by these Functiona- ries! towards establishing a fair and transparent market- place. The Code of Ethics is based on the following funda- mental principles :
* Fairness and transparency in dealing with iratters
relating to1 the Exchange and the Inves ors.
* Compliance with all Laws/Rul^s, Regulatioons laid
down by Regulatory Agencies Exchange.
* Exercising due diligence in the performance uf duties.
(iii) All transactions must be of an investment nature and not speculative in nature. Towards this and, all securities purchased must be held for a minimum period of 60 days before they are sold. However, in specific/exceptional cir- cumstances, sak; can be effected any time by obtaining pre- clearance from the Compliance Officer or any other designa- ted authority who will be empowered to waive this condi- tion after recording in writing his satisfaction in his regard.
* Avoidance of conflict of interest between self inte-
rests of Directors/Functionaries and •i\>: resi-> oi
4. DISCLOSURE OF DEALINGS IN SECURITIES BY DIRECTORS OF THE EXCHANGE :
Exchange and Investors.
Definitions :
(i Directors (other than elected Office Bearers as per Clause 2) of ths Exchange shall disclose on a periodic basis. as determined bv the Exchange (which could be monthly), their proprietary trading, directly or indirectly, to the Ethics Committee.
1. Functionaries : Functionaries of the Exchange to whom this code shall be applicable shall be decided by the Ex- change but shall include all officials of the rank of General Manager and above.
2. Family : Family membeis will include dependent
spouse, dependent children, dependent parents.
(ii) All Directors shall also disclose on a periodic basis as above, the trading conducted by Firms/Corporate Entities in which they hold 20% or more beneficial interest or hold a controlling interest, to the Ethics Committee.
3. Securities : Securities for the purpose of this code shall not include Mutual Fund Units and Government Secu- rities.
Directors who are Government of India Nominees or Nominees of Gaveniment of India Statutory Bodies or Fin- ancial Institutions and are governed by their own codes shall be exempt from this requirement.
Ethics Committee :
5. AVOIDANCE OF CONFLICT OF INTEREST :
For overseeing implementation of this code, an Eths;s Committee shall be constituted by every Exchange under the respective Governing Board. Not more th;.a 40% of the Members of this Committee shall be Elected Directois/ Exchange Members.
(i) No Director of the Governing Board or member ox any Committee of the Exchange shall participate in any decision making/adjudication in respect of any person/matter in which he is in any way, directly or indirectly, concerned or inter- ested.
1. GENERAL STANDARDS :
(.ii) Whether the-e is any conflict of interest or not in a
matter, should be decided bv the Governing Board.
1. Directors and Functionaries shall endeavour to pio- mote greater awareness and understaadmg of ethical iespon- sibilities.
b. DISCLOSURE OF BENEFICIAL INTEREST :
ii. Directors and Functionaries, in the conduct of their business shall observe high standards of commercial honour and just and equitable principles of tiadc .
Ml Dhectors and Functionaries shall disclose to the Gov- ning Board, upon assuming office ;'nd during their tenure in office whenever the following aries :
(i) any fiduciary relationship of self and family members and •J,reci:orship/pdanershn> of self, ani family members in any broking outfit,
iii. The conduct of Directors and Functionaries in business life should be exemplary which will set a standard for other members of the Exchange to follow.
(ii) share holding, in cases where the share holding of the Diiecrar, diiec'iy or imough b\-j family exceeds 5% in -,ny listed company on the Exchange or in other entities Jelated to the capi:r.l rrtarkets, fiv) Directors and Functionaries shall not use their posi- tion to do or get favours from the Executive or Administ- rative Staff of the Exchange, supplies of the Exchange or any listed company at the Exchange.
(iii) any other buiness interests.
(v) Directors and Functionaries shall not commit any act
which will put the reputation of the Exchange in jeopardy.
7 ROLE OF IT E PRESIDENr/CHAIRNiAN "AND DIREC- TORS IN THE Df\Y TO DAY FUNCTIONING OF 1HE EXCHANGE .
(vi) Directors, Committee Members and Functionaries of the Exchange should comply with all the Rules and Regula- tions applicable to the securities market.
(i) The President and Directors shall not interfere in the da$ to day functioning of the Exchange and hall limit their role to decision making on policy issues .md to issues as the Governing Board may decide.
2 PROHIBITION ON DEALINGS IN SFCUR1T1ES IN PROPRIETARY ACCOUNT BY ELECTED OFFICE BEA- RERS OF THE EXCHANGE (PRESIDENT/V/CK PRESI- DENT/TREASURER) :
290 TOE'GAZETTE OF INDIA, SEPTEMBER IS, 2001 (BHADRA 24, 1923; (PART—TV-i,(ii) The Ethics Committee may desirp it-j ? Senior Ofitt
of the Exchange as CoinpLnnce Officer for executing the requirements laid down by ii.
(ii) The President and Directors ;,h..ll ,.b"-tr.in from in- fluencing the employe'. < f til-.: IrtC.h.:n'.;<.'in conduct- ing their day to day activities.
(iii) President and Directors shall not be directly,
involved in the function of appointment and pro- motion of employees unless specifically so decided by the Governing Board.
8. ACCESS TO INFORMATION
While the objective of this code is lo enhance the levei ,of m.irkm integrity and-investor confidence-, it is emphasized that a wiitten code of ethics may not comr'.'-'tely auarantce adherence to high ethical stand:iu.s. This *..tn be accom- plished only if Directors and Functional ie.v o1 the bxehangt: commi: themselves co the task of enhan'-inc' the f;ii,ness and integrity ot the system in letter and spirit.
(i) Directors shall call for inforntatio-i only as part ot specific committees or as may be authorized by the Governing, Board.
Sd/- ILLEGIBLE E'isca'.ivj Oi;ector For "The Hydeiamid STOCK Exchange; lid.
(ii) There shall be prescribed channels through wJiich information shall move and further there shall be audit trail of the same. Any retrieval of confiden- tial documents 'information shall be properly record- ed-.
FORM NO. 155
[See Rule 329]
(iii-) All such- information, especially which i-. non-public and price sensitive, shall he Vcpf co'ifi 'ontiiil and not be used for any personal .in-wi" "s.• s*•"i" ..••pn.
Membeis'.' Creditors' Voluntary windtng-up
Name of the company . Khanueiwat Otsuka Phanmaceuu- cal Co. Ltd.
Nonce convening final meeting (jv)"Aiiy information i dating- to the business/operations of the Exchange, which may come to the knowledge of Directors/Functionaries during performance of their duties shall be held in strict ;onftdence, shall not be divulged to any third party and shall not be used in any matter except for the performance of their duties.
9. MBteSE OF POSITION :
a c c o u i . '* . • • i ii I ' I M I I I : ,1"1' • •: t he c o m p a ny a nd of t he l i q u i- d a t or -: i !' •. \! - i M1^.
B. J. SINGH Liquidator 706, Akash Deep Building 26-A, Barakhamba Road New Delhi-11 f> 00 i i?KlKfE0 S¥ THB MANS3S&, GOVSMMUSm OF mi"A tSLSMB, PA.am.ASAi>,
"m* rvhtsanm BY THE CONTROLLES t>" PUBUCATIONS, twi.m. 2001