रजिस्ट्री सं. डीएल(एन)-04/0007/2003—05 REGISTERED No. DL(N)–04/0007/2003—05
05सत्यमेव जयते
साप्ताहिक/WEEKLY
प्राधिकार से प्रकाशित
PUBLISHED BY AUTHORITY
सं. 41] नई दिल्ली, शनिवार, अक्तूबर 12—अक्तूबर 18, 2013 (आश्विन 20, 1935)
No. 41] NEW DELHI, SATURDAY, OCTOBER 12—OCTOBER 18, 2013 (ASVINA 20, 1935)
इस भाग में भिन्न पृष्ठ संख्या दी जाती है जिससे कि यह अलग संकलन के रूप में रखा जा सके
(Separate paging is given to this Part in order that it may be filed as a separate compilation)
भाग IV
[PART IV]
[गैर-सरकारी व्यक्तियों और गैर-सरकारी संस्थाओं के विज्ञाापन और सूचनाएं]
[Advertisements and Notices issued by Private Individuals and Private Bodies]
——————
| NOTICE NO LEGAL RESPONSIBILITY IS ACCEPTED FOR THE PUBLICATION OF ADVERTISEMENTS/PUBLIC NOTICES IN THIS PART OF THE GAZETTE OF INDIA. PERSONS NOTIFYING THE ADVERTISEMENTS/PUBLIC NOTICES WILL REMAIN SOLELY, RESPONSIBLE FOR THE LEGAL CONSEQUENCES AND ALSO FOR ANY OTHER MISREPRESENTATION ETC. | |
| BY ORDER Controller of Publication |
नाम परिवर्तन
मैं, अब तक बुद्धेश्वर, बुद्धेश्वरसिंह, बुद्धेश्वरसिंह कुंजन, बुद्धेश्वर प्रसाद कुंजन सुपुत्र श्री शिवप्रसाद, पद-प्रधानाचार्य, कार्यालय-राजकीय उच्चतम वरिष्ठ माध्यमिक विद्यालय, मण्डोली विस्तार, दिल्ली-110093, निवास पता (वर्तमान) 886, जनता फ्लैट, जीटीबी एन्कलेव, दिल्ली-110093, एवं स्थायी पता ग्राम पहंदा (पुराना) बस स्टैण्ड, पो. सरगबुंदिया, ब्हाया भैंसमा, तहसील एवं जिला कोरबा, छत्तीसगढ़, पिन-495674 के रूप में जाना जा रहा है। अब चूंकि मैंने अपना नाम बदल लिया है अतः मुझे बुद्धेश्वर प्रसाद कुंजन सुपुत्र श्री शिवप्रसाद के रूप में भविष्य में सभी उद्देश्यों के लिए जाना जाए।
1—280 GI/2013
यह प्रमाणित किया जाता है कि इस संबंध में मैंने सभी अन्य कानूनी
आवश्यकताओं को पूरा कर लिया है।
आकांक्षा कुमारी/आकांक्षा [हस्ताक्षर वर्तमान (पुराने नाम के अनुसार)]
————
CHANGE OF NAME
I, hitherto known as KULDEEP SINGH son of Late SUNDAR SINGH RANA (Self-employed Radio Taxi DL-1RT-2939), residing at Flat No. 89-B, Pkt C-1, DDA
(1049)1050 THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) [PART IV Janta Flat, Mayur Vihar, Phase-III, Delhi-110096, have changed my name and shall hereafter be known as KULDEEP SINGH RANA.
It is certified that I have complied with other legal
requirements in this connection.
KULDEEP SINGH [Signature (in existing old name)]
————
I, hitherto known as JASWANT SINGH son of Late PAN SINGH NEGI, residing at 1004, Laxmibai Nagar, New Delhi- 110023/B-28A, Kesho Ram Park, Bindapur, Uttam Nagar, New Delhi, have changed my name and shall hereafter be known as JASWANT SINGH NEGI.
It is certified that I have complied with other legal
requirements in this connection.
JASWANT SINGH [Signature (in existing old name)]
————
I, SHRUTKEERTI KHURANA daughter of Sh. ASHWANI KUMAR KHURANA, residing at E-360, Greater Kailash, Part-1, New Delhi-110048, have changed the name of my minor daughter ELEENA VARMA, aged 2 years and she shall hereafter be known as KRISHNAA KHURANA.
It is certified that I have complied with other legal
requirements in this connection.
SHRUTKEERTI KHURANA [Signature of Guardian]
————
I, hitherto known as SANGEETA AGGARWAL wife of Sh. VINOD KUMAR AGGARWAL, a Housewife, residing at A-3/30, Sector-3, Rohini, Delhi-110085, have changed my name and shall hereafter be known as DEEPTI AGGARWAL.
It is certified that I have complied with other legal
requirements in this connection.
SANGEETA AGGARWAL [Signature (in existing old name)]
————
I, hitherto known as MEENU SHARMA wife of Mr. PUJAN SHARMA, Self-employed, residing at 53, Vasant Apartment, P.O. Vasant Vihar, New Delhi-57, have changed my name and shall hereafter be known as POONAM SHARMA.
It is certified that I have complied with other legal
requirements in this connection.
MEENU SHARMA [Signature (in existing old name)]
————
I, hitherto known as DIWAKAR son of Late MATA PRASAD TIWARI, employed as Telecom Mechanic, residing at 27/17, B-Block, Sharda Nagar, Nariyalkheda, Bhopal, have changed my name and shall hereafter be known as DIWAKAR PRASAD TIWARI.
It is certified that I have complied with other legal
requirements in this connection.
DIWAKAR [Signature (in existing old name)]
————
I, hitherto known as RAVINDRAKUMAR DHANANJAY RUDRASWAMIMATH son of Late DHANANJAY, employed as Sub Divisional Engineer in Bharat Sanchar Nigam Limited, Bangalore, Karnataka, residing at D-6-1, WMS Compound, 47th Cross, 9th Main, Jayanagar 5th Block, Bangalore-560041, have changed my name and shall hereafter be known as RAVI HIREMATH.
It is certified that I have complied with other legal
requirements in this connection.
RAVINDRAKUMAR DHANANJAY RUDRASWAMIMATH [Signature (in existing old name)]
————
I, hitherto known as YASH KARAN SAINI son of Sh. BALVINDER SINGH, a Student in the College, School of Open Learning, University of Delhi, residing at A-177, Moti Bagh-I, New Delhi-110021, have changed my name and shall hereafter be known as YASH KARAN SINGH.
It is certified that I have complied with other legal
requirements in this connection.
YASH KARAN SAINI [Signature (in existing old name)]
————
I, hitherto known as SHEESH KUMAR son of Sh. SANT RAM, a Student, residing at Type 3/18, NCERT Campus, Shri Aurobindo Marg, New Delhi-110016, have changed my name and shall hereafter be known as SHEESH KUMAR THAKUR.
It is certified that I have complied with other legal
requirements in this connection.
SHEESH KUMAR [Signature (in existing old name)]
————
I, hitherto known as VIJAY KUMAR AGGARWAL @ VIJAY AGGARWAL @ VIJAY KUMAR GARG @ VIJAY KUMAR son of Sh. H. D. GARG, residing at 706, Sukh Shanti Apartment, Sector-56, Gurgaon, Haryana, have changed my name and shall hereafter be known as VIJAY GARG.
It is certified that I have complied with other legal
requirements in this connection.
VIJAY KUMAR AGGARWAL @ VIJAY AGGARWAL @ VIJAY KUMAR GARG @ VIJAY KUMAR [Signature (in existing old name)]PART IV] THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) 1051 I, hitherto known as PREM PRASHANT son of Mr. BHAGWAT PARSAD, employed as Indian Air Force, residing at VPO-Katesra, Teh + Distt. - Palwal, Haryana- 121102, have changed my name and shall hereafter be known as PRASHANT KAUSHIK.
It is certified that I have complied with other legal
requirements in this connection.
PREM PRASHANT [Signature (in existing old name)]
————
I, hitherto known as ATTISH KUMAR son of Sh. SHANTILAL ARORA, Self-employed, residing at 28A, Ext.-2-D, Nangloi, New Delhi-110041, have changed my name and shall hereafter be known as LATESH KUMAR ARORA.
It is certified that I have complied with other legal
requirements in this connection.
ATTISH KUMAR [Signature (in existing old name)]
————
I, hitherto known as DEV SINGH son of Sh. KESAR SINGH, employed as Peon in Bank of Baroda, City Back Office IInd Floor, 16 Parliament Street, New Delhi-110001, residing at 50/12, Sector-1, Pushp Vihar, New Delhi-110017, have changed my name and shall hereafter be known as DEV SINGH ADHIKARI.
It is certified that I have complied with other legal
requirements in this connection.
DEV SINGH [Signature (in existing old name)]
————
I, hitherto known as PURNIMA JAYARAMAN daughter of Sh. RAMACHANDRAN JAYARAMAN, a Student, residing at 357, Krishi Appts., D-Block, Vikas Puri, New Delhi-110018, have changed my name and shall hereafter be known as PURNIMA JRAMAN.
It is certified that I have complied with other legal
requirements in this connection.
PURNIMA JAYARAMAN [Signature (in existing old name)]
————
I, hitherto known as RAM DAY wife of Sh. SOHAN LAL, employed as Head Constable in the Delhi Police, residing at A-87, Shyam Vihar, Phase-1, Najafgarh, New Delhi, have changed my name and shall hereafter be known as RAMA DAY.
It is certified that I have complied with other legal
requirements in this connection.
RAM DAY [Signature (in existing old name)]
————
I, hitherto known as SHOKEEN son of Sh. VED PRAKASH, employed as Constable in Delhi Police (PIS No. 28070467), residing at 163, VPO Bakkarwala, Delhi-41, have changed my name and shall hereafter be known as ASHOK KUMAR.
It is certified that I have complied with other legal
requirements in this connection.
SHOKEEN [Signature (in existing old name)]
————
I, hitherto known as VISHAL KUMAR/VISHAL KUMAR BHANUSHALI son of Sh. PRAVEEN CHANDRA BHANUSHALI, a Medical Student in the Sidhkala Ayurvedic Mahavidyalaya, Nashik University, Maharashtra, residing at 2563, Tilak Bazar, Bara Chamanwara, Delhi-110006, have changed my name and shall hereafter be known as VISHAL BHANUSHALI.
It is certified that I have complied with other legal
requirements in this connection.
VISHAL KUMAR/ VISHAL KUMAR BHANUSHALI [Signature (in existing old name)]
————
I, hitherto known as CHIRAG NANDWANI son of Sh. NARENDER NANDWANI, employed as Trainee in the Vinod Parveen & Associates, residing at 4/2979-B, Lane No. 3, Shalimar Park Ext., Bhola Nath Nagar, Shahdara, Delhi-110032, have changed my name and shall hereafter be known as CHIRAG ARORA.
It is certified that I have complied with other legal
requirements in this connection.
CHIRAG NANDWANI [Signature (in existing old name)]
————
I, hitherto known as KAMAL KISHOR son of Sh. PHOOL SINGH, employed as Sr. Personal Assistant in the Power Finance Corporation Limited, Urjanidhi, 1 Barakhamba Lane, Connaught Place, New Delhi-110001, residing at 638, Sector-15, Type-2, Vasundhara, Ghaziabad-201012, have changed my name and shall hereafter be known as KAMAL KISHORE LOHIA.
It is certified that I have complied with other legal
requirements in this connection.
KAMAL KISHOR [Signature (in existing old name)]1052 THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) [PART IV I, NARESH KUMAR DAHIYA son of Sh. DHARAM SINGH DAHIYA, employed as Pharmacist in the Directorate of Health Services, GNCTD, residing at C-36, Delhi Citizen Society, Sector-13, Rohini, Delhi-110085, have changed the name of my minor son DEEPANSHU, aged 16 years and he shall hereafter be known as DEEPANSHU DAHIYA.
It is certified that I have complied with other legal
requirements in this connection.
NARESH KUMAR DAHIYA [Signature of Guardian]
————
I, hitherto known as DHAKLAL son of Sh. GANGARAM, employed as Constable in the Delhi Police, residing at Village Puthar, Post : AMI Nagar Sarai, Bhagpat, U.P., have changed my name and shall hereafter be known as DINESH KUMAR.
It is certified that I have complied with other legal
requirements in this connection.
DHAKLAL [Signature (in existing old name)]
————
I, hitherto known as @ KAMRAN & MOHD. KAMRAN son of SHAREEF AHMED, a Student in the Institute of Cost Accountants of India, residing at 616, Matia Mahal Chowk, Jama Masjid, Delhi-110006, have changed my name and shall hereafter be known as KAMRAN AHMED.
It is certified that I have complied with other legal
requirements in this connection.
@ KAMRAN & MOHD. KAMRAN [Signature (in existing old name)]
————
I, hitherto known as PHUNTSOG GAYLEX son of Mr. PHUNCHOK ANGCHOK, a Student by Profession, residing at Room No. 51, Aravalli P. G. Hostel, South Campus, Delhi University, have changed my name and shall hereafter be known as PHUNTSOG GALEX.
It is certified that I have complied with other legal
requirements in this connection.
PHUNTSOG GAYLEX [Signature (in existing old name)]
————
I, SANDEEP AHUJA son of Sh. S S AHUJA, employed as Assistant Accounts Officer in the PAO, SSB, M/o Home Affairs, New Delhi, residing at 9/84, Shubhash Nagar, New Delhi-110027, have changed the name of my minor son SHUBHANKAR AHUJA, aged 14 years 8 months and he shall hereafter be known as SAMEER AHUJA.
It is certified that I have complied with other legal
requirements in this connection.
SANDEEP AHUJA [Signature of Guardian]
————
I, hitherto known as SEHEJ PREET daughter of Sh. JATINDER SINGH, a Student, residing at RA-13, 3rd Floor, Inder Puri, New Delhi-110012, have changed my name and shall hereafter be known as SEHEJ MADAHAR.
It is certified that I have complied with other legal
requirements in this connection.
SEHEJ PREET [Signature (in existing old name)]
————
I, hitherto known as DOE NAIR wife of Sh. VIJAI KUMAR NAIR, residing at 355, Sector-28, Noida, Distt. Gautam Budh Nagar (U.P.), have changed my name and shall hereafter be known as DOREEN NAIR.
It is certified that I have complied with other legal
requirements in this connection.
DOE NAIR [Signature (in existing old name)]
————
I, hitherto known as PRAMILA BHARTI wife of Sh. SANJAY KUMAR GAUTAM, residing at 9, Near Tikona Park, Village & Post Office Badli, Delhi-110042, have changed my name and shall hereafter be known as PRAMILA GAUTAM.
It is certified that I have complied with other legal
requirements in this connection.
PRAMILA BHARTI [Signature (in existing old name)]
————
I, hitherto known as SANJAY KUMAR son of Late RAM LAL, residing at 9, Near Tikona Park, Village & Post Office Badli, Delhi-110042, have changed my name and shall hereafter be known as SANJAY KUMAR GAUTAM.
It is certified that I have complied with other legal
requirements in this connection.
SANJAY KUMAR [Signature (in existing old name)]
————
I, hitherto known as RAJBIR SINGH @ RAJVIR son of Sh. RAM NARAIN, employed as A.S.I. in Delhi Police, residing at 901/29, Kamal Colony, Model Town, Rohtak, Haryana, have changed my name and shall hereafter be known as RAJBIR SINGH.
PART IV] THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) 1053It is certified that I have complied with other legal
requirements in this connection.
RAJBIR SINGH @ RAJVIR [Signature (in existing old name)]
————
I, hitherto known as RAMESH CHAND son of Sh. BRIJ LAL, Partner in the firm Gupta Rustagi & Aggarwal, residing at 218-A, Una Apartments, Plot No. 3, Patpar Ganj, Delhi- 110092, have changed my name and shall hereafter be known as RAMESH CHAND RUSTAGI.
It is certified that I have complied with other legal
requirements in this connection.
RAMESH CHAND [Signature (in existing old name)]
————
I, RAMESH CHAND son of Sh. BRIJ LAL, Partner in the firm Gupta Rustagi & Aggarwal, residing at 218-A, Una Apartments, Plot No. 3, Patpar Ganj, Delhi-110092, have changed the name of my minor son ASHIT KUMAR RUSTAGI, aged 14 years and he shall hereafter be known as ASHIT RUSTAGI.
It is certified that I have complied with other legal
requirements in this connection.
RAMESH CHAND [Signature of Guardian]
————
I, hitherto known as MANOJ KUMAR son of Late DALIP SINGH, employed as Grade III (DASS)/UDC in the Govt. of NCT of Delhi presently posted in GBSSS Noor Nagar, Education Department, Govt. of NCT of Delhi, residing at 109, Mohmand Pur, R. K. Puram, New Delhi, have changed my name and shall hereafter be known as MANOJ KUMAR SOLANKI.
It is certified that I have complied with other legal
requirements in this connection.
MANOJ KUMAR [Signature (in existing old name)]
————
I, MOHD. ARIF son of Sh. JALIL AHMED, employed as Teacher in the Madarsaa, residing at 120/6, Pul Pehladpur, Suraj Kund Road, New Delhi-110044, have changed the name of my minor son ARIZ MOHAMMAD, aged 14 years and he shall hereafter be known as REHBAR ARIFI.
It is certified that I have complied with other legal
requirements in this connection.
MOHD. ARIF [Signature of Guardian] I, hitherto known as KARORI son of Sh. GIANI RAM, residing at C-2/27, Sultanpuri, Delhi, have changed my name and shall hereafter be known as RAM PHAL.
It is certified that I have complied with other legal
requirements in this connection.
KARORI [Signature (in existing old name)]
————
I, hitherto known as HIMANSHU son of Mr. RAMESH CHANDRA, employed as Technical Lead in the HCL Technologies Ltd., residing at A-278, Sec.-19, Noida, have changed my name and shall hereafter be known as HIMANSHU CHANDRA.
It is certified that I have complied with other legal
requirements in this connection.
HIMANSHU [Signature (in existing old name)]
————
I, hitherto known as VIVEK KUMAR son of Mr. DINESH KUMAR SINGH, employed as Assistant Manager, residing at A-60, Second Floor, Gandhi Gali, Mandawali Fazalpur, New Delhi-110092, have changed my name and shall hereafter be known as VIVEK KUMAR RAJPUT.
It is certified that I have complied with other legal
requirements in this connection.
VIVEK KUMAR [Signature (in existing old name)]
————
I, hitherto known as DIVYA ARORA wife of RISHI AHUJA, a Housewife, residing at A-1/96, Sec.-8, Rohini, Delhi-110085, have changed my name and shall hereafter be known as RISHIKA AHUJA.
It is certified that I have complied with other legal
requirements in this connection.
DIVYA ARORA [Signature (in existing old name)]
————
I, RATNESHWAR JHA son of Sh. KAMLESHWAR JHA, residing at present N-116/112, JJ Camp. C & N Block Badli, Delhi and (Permanent) Mohiudadin Nagar urf Rosra, Tole Katharabanni, Town/Village-Rosra, Distt. Samastipur, Bihar-848210, have changed minor son's name KANHAIYA KUMAR JHA to RAJ KUMAR JHA and he shall hereafter be known as RAJ KUMAR JHA.
It is certified that I have complied with other legal
requirements in this connection.
RATNESHWAR JHA [Signature of Guardian]1054 THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) [PART IV I, hitherto known as INDIA BISHNOI daughter of Mr. ANUKOOL BISHNOI, residing at 93-A, Pocket C, Sidhartha Extension, New Delhi-110014, have changed my name and shall hereafter be known as ISHAA BISHNOI.
It is certified that I have complied with other legal
requirements in this connection.
INDIA BISHNOI [Signature (in existing old name)]
————
I, hitherto known as VISHWAS son of SHIV CHARAN KATARIA, residing at Village Piplanwala, Hoshiarpur, Punjab, have changed my name and shall hereafter be known as VISHWAS KATARIA.
It is certified that I have complied with other legal
requirements in this connection.
VISHWAS [Signature (in existing old name)]
————
I, hitherto known as PILLAI MADHUSOODHANAN BHASKARAN PILLAI son of Late BHASKARAN PILLAI, in the Indian Air Force, residing at TMQ : 19/A, Air Force Station, Jalahalli, Bangalore-560015, Karnataka, have changed my name and shall hereafter be known as B MADHUSOODHANAN PILLAI.
It is certified that I have complied with other legal
requirements in this connection.
PILLAI MADHUSOODHANAN BHASKARAN PILLAI [Signature (in existing old name)]
————
I, hitherto known as BHAVNEESH SHUKLA son of SURINDER MOHAN SHUKLA, employed as Marketing Manager, Indiga Jewellery Pvt. Ltd. Mumbai, residing at H. No. 4, Dhaliwal Colony, HPO Road, Patiala (Punjab), have changed my name and shall hereafter be known as BHAVNEESH MOHAN SHUKLA.
It is certified that I have complied with other legal
requirements in this connection.
BHAVNEESH SHUKLA [Signature (in existing old name)]
————
I, hitherto known as PRIYADARSHI ANAND son of Sh. MOOLCHAND ANAND, employed as Accountant in the P. C. Jewellers, C-54, Vikas Marg, Preet Vihar, Delhi, residing at 835, Vivekanand Nagar, Ghaziabad (U.P.)-201002, have changed my name and shall hereafter be known as SIDDHARTH ANAND.
It is certified that I have complied with other legal
requirements in this connection.
PRIYADARSHI ANAND [Signature (in existing old name)] I, hitherto known as ARUN KUMAR son of Sh. J. C. BHARTI, employed as Senior Engineer in Samsung Engineering India Pvt. Ltd. Noida, residing at H. No. A-5, Rahul Kunj, Dallupura, P.O. Vasundhra Enclave, Delhi- 110096, have changed my name and shall hereafter be known as ARUN KUMAR VERMA.
It is certified that I have complied with other legal
requirements in this connection.
ARUN KUMAR [Signature (in existing old name)]
————
I, hitherto known as SHITIJ SETHI son of SWATANTRA KUMAR SETHI, employed as Manager SQA Engineering at Symantec, residing at A-54, Sector 49, Noida, U.P.- 201303, have changed my name and shall hereafter be known as KSHITIJ SETHI.
It is certified that I have complied with other legal
requirements in this connection.
SHITIJ SETHI [Signature (in existing old name)]
————
I, hitherto known as GOPAL son of DAMODAR VERMA, employed as Worker, residing at 596, Jheel Khuranja, Subji Mandi, Delhi-110051, have changed my name and shall hereafter be known as RAM GOPAL VERMA.
It is certified that I have complied with other legal
requirements in this connection.
GOPAL [Signature (in existing old name)]
————
I, hitherto known as PRADUMAN son of KRISHAN KANT, employed as Scientist in the Directorate of Oilseeds Research (ICAR), Rajendranagar, Hyderabad, permanently residing at Village - Meghot Halla, Tehsil - Narnaul, District- Mahender Garh, Haryana, have changed my name and shall hereafter be known as PRADUMAN YADAV.
It is certified that I have complied with other legal
requirements in this connection.
PRADUMAN [Signature (in existing old name)]
————
I, hitherto known as MANJIT son of MAHABIR SINGH NAGAR, employed as Clerk in Canara Bank, Bhiwani, Haryana, residing at Sewa Nagar Colony, Near Gawar Factory, Bhiwani, Haryana, have changed my name and shall hereafter be known as MANJIT NAGAR.
PART IV] THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) 1055It is certified that I have complied with other legal
requirements in this connection.
MANJIT [Signature (in existing old name)]
————
I, hitherto known as RINKU CHHABRIA son of Sh. RAJESH CHHABRIA, a Student, residing at 191, New Sindhi Colony, Berasia Road, Bhopal (M.P.), have changed my name and shall hereafter be known as RITESH CHHABRIA.
It is certified that I have complied with other legal
requirements in this connection.
RINKU CHHABRIA [Signature (in existing old name)]
————
I, hitherto known as SANTOSH AGGARWAL @ SANTOSH DEVI wife of Sh. VIJAY GARG, residing at 706, Sukh Shanti Apartment, Sector-56, Gurgaon, Haryana, have changed my name and shall hereafter be known as SANTOSH GARG.
It is certified that I have complied with other legal
requirements in this connection.
SANTOSH AGGARWAL @ SANTOSH DEVI [Signature (in existing old name)]
————
I, hitherto known as RAJENDRA PRASAD son of RAMPAT, employed as Superintending Engineer in the Vigyan Bhawan Circle, CPWD, Vigyan Bhawan Annexe, New Delhi, residing at S-26, Hudco Place, Andrews Ganj, New Delhi-110049, have changed my name and shall hereafter be known as RAJENDRA PRASAD YADAV.
It is certified that I have complied with other legal
requirements in this connection.
RAJENDRA PRASAD [Signature (in existing old name)]
————
I, hitherto known as RAVI KUMAR son of Sh. LAKHMI CHAND, employed as Assistant in the State Bank of India, residing at A1-24, Main Gopal Nagar, Najafgarh, New Delhi- 110043, have changed my name and shall hereafter be known as RAVI ARYA.
It is certified that I have complied with other legal
requirements in this connection.
RAVI KUMAR [Signature (in existing old name)] I, hitherto known as RAMA VERMA wife of SURENDER MOHAN VARMA, a Housewife, residing at H. No. 26, Gali No. 3, South Ganesh Nagar, Patpar Ganj Road, Delhi- 110092, have changed my name and shall hereafter be known as RAMA RANI VERMA.
It is certified that I have complied with other legal
requirements in this connection.
RAMA VERMA [Signature (in existing old name)]
————
I, hitherto known as AKANSHA KUMARI alias AKANSHA daughter of Sh. NARENDER KUMAR MEENA, residing at Flat No. 647, Pocket-5, Mayur Vihar-1, Delhi- 110091, have changed my name and shall hereafter be known as AKANSHA MEENA for all furture purposes.
It is certified that I have complied with other legal
requirements in this connection.
AKANSHA KUMARI alias AKANSHA [Signature (in existing old name)]
————
I, hitherto known as MOHD. ISSU son of MOHD. AZIZ, as Labour, residing at A-129, Jhuggies, Near Himachal Bhawan, Sarai Pipal Thala, Delhi-110033, have changed my name and shall hereafter be known as MOHD. YUSUF.
It is certified that I have complied with other legal
requirements in this connection.
L.T.I. of MOHD. ISSU
————
I, hitherto known as DALBEER SINGH RAWAT son of Sh. MAHARAJ SINGH RAWAT, residing at H. No. 191, New Colony, Lower Bazaar, Near Sandeep Glass House, Pauri Garhwal, have changed my name and shall hereafter be known as PRAVEEN SINGH RAWAT.
It is certified that I have complied with other legal
requirements in this connection.
DALBEER SINGH RAWAT [Signature (in existing old name)]
————
I, hitherto known as SHOBHNA KAPUR wife of Sh. MUNISSHH BAGGA, employed as VP Operations, Pardesh Exports Pvt. Ltd., residing at 6/60, Old Rajinger Nagar, New Delhi-110006, have changed my name and shall hereafter be known as SHOBNA BAGGA.
It is certified that I have complied with other legal
requirements in this connection.
SHOBHNA KAPUR [Signature (in existing old name)]1056 THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) [PART IV I, hitherto known as JOBANPREET SINGH son of Sh. RAJINDER SINGH, I.P.S., self employed as an Advocate, residing at Green Wood Farm House, Sector-121 (Barh Majra), Near Inter State Bus Terminus, Ajitgarh (S.A.S. Nagar) Tehsil/District-Ajitgarh (S.A.S. Nagar), Pin Code- 140301, Punjab, India, have changed my name and shall hereafter be known as JOBAN SINGH.
It is certified that I have complied with other legal
requirements in this connection.
JOBANPREET SINGH [Signature (in existing old name)]
————
I, K. R. MEENA son of Late RAM SAHAI MEENA, employed as Indian Administrative Service in UT Cadre, Government of India (now as Resident Commissioner, Government of Puducherry), permanent resident of Village & Post Nithar, Tehsil Bhusawar, District Bharatpur, Rajasthan-321407, presently residing at B-8, Delhi Govt. Residential Flat, Sector D-II, Vasant Kunj, New Delhi- 110070, have changed the name of my minor daughter RINA MEENA aged 17 years and she shall hereafter be known as RINA JOURWAL.
It is certified that I have complied with other legal
requirements in this connection.
K. R. MEENA [Signature of Guardian]
————
I, hitherto known as BABLI RANA daughter of BIJENDER RANA, wife of ANSHUMAN CHAUHAN, residing at B-133, Sector-50, Noida, Uttar Pradesh, have changed my name and shall hereafter be known as ANISHA CHAUHAN.
It is certified that I have complied with other legal
requirements in this connection.
BABLI RANA [Signature (in existing old name)]
————
I, hitherto known as NAEEM ANSARI son of MOHD YUSUF ANSARI, self employed, residing at C-1/201, Taj Enclave, Geeta Colony, Delhi-110031, have changed my name and shall hereafter be known as NAEEM AKHTAR ANSARI.
It is certified that I have complied with other legal
requirements in this connection.
NAEEM ANSARI [Signature (in existing old name)]
————
I, hitherto known as MAMTA KUMARI wife of Sh. DEEPAK KUMAR, residing at 210-C, Munirka, Near Dr. Kapoors Clinic, New Delhi-110067, have changed my name and shall hereafter be known as MAMTA VIDYARTHI SEN.
It is certified that I have complied with other legal
requirements in this connection.
MAMTA KUMARI [Signature (in existing old name)]
————
I, hitherto known as HONEY GULIANI son of Sh. DINESH GULIANI, employed as Executive (Accounts) in M/s Indo Silicon Electronics Pvt. Ltd., residing at C-4, Bhagwati Vihar, Uttam Nagar, New Delhi-110059, have changed my name and shall hereafter be known as HARDIK GULIANI.
It is certified that I have complied with other legal
requirements in this connection.
HONEY GULIANI [Signature (in existing old name)]
————
I, hitherto known as RAM DAS son of Late GADU RAM, residing at 21/115, Trilok Puri, Delhi-110091, have changed my name and shall hereafter be known as RAM LAL.
It is certified that I have complied with other legal
requirements in this connection.
RAM DAS [Signature (in existing old name)]
————
I, hitherto known as ROHI BANSAL son of VINOD BANSAL, a Student, residing at VPO Chirori, Distt. Ghaziabad, U.P. (201102), have changed my name and shall hereafter be known as ROHIT CHAUDHARY.
It is certified that I have complied with other legal
requirements in this connection.
ROHI BANSAL [Signature (in existing old name)]
————
I, hitherto known as BUDHESHWAR, BUDHESHWAR SINGH, BUDHESHWAR SINGH KUNJAN, BUDHESHWAR PRASAD KUNJAN son of SHIV PRASAD, employed as Principal in the Govt. Boys Sr. Secondary School, Mandoli Extn., Delhi-110093, residing at Presently 886, Janta Flats, G. T. B. Enclave, Delhi-110093, Permanent Address : Village-Pahanda (Old) Near Bus Stand, Post Saragbundia, Via-Bhaisma Tehsil & Distt. Korba, Chhattisgarh, Pincode-495674, have changed my name and shall hereafter be known as BUDHESHWAR PRASAD KUNJAN.
It is certified that I have complied with other legal
requirements in this connection.
BUDHESHWAR, BUDHESHWAR SINGH, BUDHESHWAR SINGH KUNJAN, BUDHESHWAR PRASAD KUNJAN [Signature (in existing old name)]PART IV] THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) 1057 I, hitherto known as DALJIT KUMAR son of Sh. CHAND KUMAR, employed as Chief Office Superintendent in Northern Railway Mechanical Workshop, Amritsar, residing at 340-B, B-Block, Railway Colony, Amritsar (Punjab), have changed my name and shall hereafter be known as DALJEET KUMAR SHARMA.
It is certified that I have complied with other legal
requirements in this connection.
DALJIT KUMAR [Signature (in existing old name)]
————
I, hitherto known as AANCHAL KHANNA daughter of Late AJAY KHANNA, residing at Flat No. B-1/92, Gold Croft Apartment, Plot-4, Sector-11, Dwarka, New, Delhi- 110075, have changed my name and shall hereafter be known as AANCHEL AJAY KHANNA.
It is certified that I have complied with other legal
requirement in this connection.
AANCHAL KHANNA [Signature (in existing old name)]
————
I, hitherto known as HEMLATA wife of Sh.RAHUL MIRCHANDANI, employed as Deputy Manager in the Batliboi Ltd., residing at 45, Mall Apartments, Mall Road, New Delhi-110054, have changed my name and shall hereafter be known as HIMANI MIRCHANDANI.
It is certified that I have complied with other Legal
requirements in this connection.
HEMLATA [Signature (in existing old name)]
————
I, hitherto known as RAVI KUMAR son of Sh. PRAMOD KUMAR, residing at R-13, Sector-12, Noida- 201301, U. P., have changed my name and shall hereafter be known as PRITAM KUMAR.
It is certified that I have complied with other legal
requirements in this connection.
RAVI KUMAR [Signature (in existing old name)]
————
I, hitherto known as MEENA VERMA wife of Sh. PREM SUKH VERMA, a Housewife, residing at 69/ 5366, Raghar Pura, Karol Bagh, New Delhi-110005, have changed my name and shall hereafter be known as BINA DEVI.
It is certified that I have complied with other legal
requirements in this connection.
MEENA VERMA [Signature (in existing old name)] I, hitherto known as PINKI KUMARI daughter of B. N. PATHAK, residing at Purnima Niwas, E-279, Phase- 1, Shyam Vihar, New Delhi-110043, have changed my name and shall hereafter be known as SAUMYA PATHAK.
It is certified that I have complied with other legal
requirements in this connection.
PINKI KUMARI [Signature (in existing old name)]
————
I, hitherto known as RAJU KAPOOR son of Sh. RAM LAL KAPOOR, a Businessman, residing at E-70, Mansa Ram Park, Uttam, New Delhi-110059, have changed my name and shall hereafter be known as GAJENDER KAPOOR.
It is certified that I have complied with other legal
requirements in this connection.
RAJU KAPOOR [Signature (in existing old name)]
————
I, KRISHAN KUMAR SHUKLA son of Late RADHEY SHYAM SHUKLA, self-employed, residing at A-205, Karampura, New Delhi-110015, have changed the name of minor son AARADHYA SHUKLA aged 14 years and he shall hereafter be known as AARADHY SHUKLA.
It is certified that I have complied with other legal
requirements in this connection.
KRISHAN KUMAR SHUKLA [Signature of Guardian]
————
I, hitherto known as ANKITA SHARMA daughter of Sh. KULBHUSHAN SHARMA, a Student, residing at D-22, Naraina Vihar, New Delhi-110028, have changed my name and shall hereafter be known as HARNOOR KAUR.
It is certified that I have complied with other legal
requirements in this connection.
ANKITA SHARMA [Signature (in existing old name)]
————
I, hitherto known as ANKIT KUMAR son of Sh. JHABBU SINGH YADAV, residing at Qr. No. 12-13, Signal Enclave, Rao Tula Ram Marg, New Delhi-110010, have changed my name and shall hereafter be known as ANKIT YADAV.
It is certified that I have complied with other legal
requirements in this connection.
ANKIT KUMAR [Signature (in existing old name)]1058 THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) [PART IV PUBLIC NOTICE
It is for general information that I, SITA RAM son of Late AMIR CHAND, residing at 193-D, Subhash Nagar, Rohtak (Haryana) declare that name of mine has been wrongly written as S. R. DHAMIJA in my son educational documents and in the other documents. The actual name of mine is SITA RAM, which may be amended accordingly.
It is certified that I have complied with other legal
requirements in this connection.
SITA RAM [Signature]
————
It is for general information that I, FAIM KHAN son of Late MAHMOOD KHAN, residing at B-1/606, Punjabi Saudagar Society, Mayur Vihar Phase-I Extn., Delhi-110091, do hereby declare that name of mine has been wrongly written as FAHEEM KHAN in my daughter namely DAANIYAH FAHEEM KHAN's school record/educational documents and other documents. The actual name of mine is FAIM KHAN, which may be amended accordingly.
It is certified that I have complied with other legal
requirements in this connection.
FAIM KHAN [Signature]
————
It is for general information that I, FAIM KHAN son of Late MAHMOOD KHAN, residing at B-1/606, Punjabi Saudagar Society, Mayur Vihar Phase-I Extn., Delhi-110091, do hereby declare that name of mine has been wrongly written as FAHEEM KHAN in my son namely UZAIR AHMED KHAN's school record/educational documents and other documents. The actual name of mine is FAIM KHAN, which may be amended accordingly.
It is certified that I have complied with other legal
requirements in this connection.
FAIM KHAN [Signature]
————
It is for general information that I, RANI SHAHEED wife of MANINDER JIT SINGH, residing at 808/10, Gandhi Gali, 12 Makan, Islamabad, Amritsar, declare that name of mine husband has been wrongly written as MANINDERJEET SINGH in my educational documents/ service book/license and in the other documents. The actual name of my husband is MANINDER JIT SINGH respectively, which may be amended accordingly.
It is certified that I have complied with other legal
requirements in this connection.
RANI SHAHEED [Signature] It is for general information that I, P. V. UMA MAHESWARI wife of Shri K. S. NARAYANAN, residing at E-12, Poorti Apartments, F-Block, Vikas Puri, New Delhi-110018, declare that name of mine has been wrongly written as UMA MAHESWARI in my son VIGNESH NARAYANAN's educational documents. The actual name of mine is P. V. UMA MAHESWARI, which may be amended accordingly.
It is certified that I have complied with other legal
requirements in this connection.
P. V. UMA MAHESWARI [Signature]
————
It is for general information that I, VIJENDER KUMAR son of Late LAL CHAND, residing at A-17X, DDA Flats, Jahangirpuri, Delhi-110033, declare that name of mine and my son has been wrongly written as VIJENDER SHARMA/ ASHISH SHARMA in my son ASHISH KUMAR educational documents and in the other documents. The actual name of mine is VIJENDER KUMAR and my son ASHISH KUMAR, respectively, which may be amended accordingly.
It is certified that I have complied with other legal
requirements in this connection.
VIJENDER KUMAR [Signature]
————
It is for general information that I, BIPIN CHANDRA AGNIHOTRI, son of Sh. P. L. AGNIHOTRI, residing at E-46/9, Lajpat Nagar, Sahibabad, Distt. Ghaziabad (UP), declare that name of mine has been wrongly written as VIPIN in my son SPARSH AGNIHOTRI educational documents and in the other documents. The actual name of mine is BIPIN CHANDRA AGNIHOTRI respectively, which may be amended accordingly.
It is certified that I have complied with other legal
requirements in this connection.
BIPIN CHANDRA AGNIHOTRI [Signature]
————
It is for general information that I, MES/455605 CHANDAN KUMAR NATH son of Late RAJENDRA NATH, residing at Masimpur, MES Colony Tupkhana, Part 1, P. O. Arunachal, Distt.-Cachar, Pin-788025, Assam, declare that name of mine has been wrongly written as CHANDER NATH in Appointment Letter and CHANDAN NATH in my educational documents/service book/license and in the other documents. The actual name of mine is CHANDAN KUMAR NATH respectively, which may be amended accordingly.
PART IV] THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) 1059It is certified that I have complied with other legal
requirements in this connection.
CHANDAN KUMAR NATH [Signature]
————
It is for general information that I, VENKATESH JOSHI son of KRISHNABHAT JOSHI, residing at Bhagyanagar Tq-Koppal, Karnataka-583231, declare that name of mine/ my father/my mother has been wrongly written as VENKATESH and KRISHNABHAT in my educational documents/service book/license and in the other documents. The actual name of mine/my father/my mother is VENKATESH JOSHI and KRISHNABHAT JOSHI respectively, which may be amended accordingly.
It is certified that I have complied with other legal
requirements in this connection.
VENKATESH JOSHI [Signature]
————
It is for general information that I, PRASHANT SHYAMKUMAR NAGNAWARE s o n o f SHYAM- KUMAR MAROTI NAGNAWARE, Occup-Education, residing at Plot No. 25, Adiwasi Layout, Suraksha Nagar, Dattawadi, Nagpur-23, declare that name of mine has been wrongly written as PRASHANT SHYAMKUWAR NAGNAWARE and PRASHANT SHAMKUMAR NAGNAWARE in my educational documents. The actual name of mine is PRASHANT SHYAMKUMAR NAGNAWARE, which may be amended accordingly.
It is certified that I have complied with other legal
requirements in this connection.
PRASHANT SHYAMKUMAR NAGNAWARE [Signature]
————
It is for general information that I, KAMRAGALIV son of YAMIN, residing at 4526, Gali No. 5, Ajit Nagar, Gandhi Nagar, Delhi-110031, do hereby declare that name of mine has been wrongly written as ASIF SALMANI in my minor son namely SAREEK SALMANI school record. The actual name of mine is KAMRAGALIV respectively, which may be amended accordingly.
It is certified that I have complied with other legal
requirements in this connection.
KAMRAGALIV [Signature]
————
It is for general information that I, MEETA DAS daughter of MADHU DAS, residing at A-25, Kasturba Niketan Complex, Lajpat Nagar-IInd, New Delhi-110024, declare that name of my father has been wrongly written as MODHU DAS in my educational documents : Xth Class Certificate and Marksheet. The actual name of my father is MADHU DAS, respectively, which may be amended accordingly.
It is certified that I have complied with other legal
requirements in this connection.
MEETA DAS [Signature]
————
It is for general information that I, SAGAR PRUTHI son of Sh. SURINDER KUMAR, residing at 165, M. C. Colony, Hisar (Haryana), declare that name of my father & mother has been wrongly written as SURINDER PRUTHI & RAMA PRUTHI in my educational documents and in the other documents. The actual name of my father & mother is SURINDER KUMAR & RAMESH KUMARI, respectively, which may be amended accordingly.
It is certified that I have complied with other legal
requirements in this connection.
SAGAR PRUTHI [Signature]
————
It is for general information that I, DUKHI RAM son of Late SADDAN, residing at 23, A-Block, Janta Vihar, Mukandpur, Part-II, Khasra No. 56, Delhi-110042, declare that my name has been wrongly written as VICKY SINGH in educational documents of my minor son DEEPAK KUMAR. The actual name of mine is DUKHI RAM, which may be amended accordingly.
It is certified that I have complied with other legal
requirements in this connection.
DUKHI RAM [Signature]
————
It is for general information that I, DEVENDER SINGH son of Sh. BALBIR SINGH, residing at 28/1048, Baba Kharak Singh Marg, New Delhi-110001, do hereby declare that the name of mine and my minor daughter has been wrongly written as DEVENDRA SINGH and NEHA in 10th and 12th certificates of my daughter NEHA PANCHAL (aged about 17 years). The actual name of mine and my daughter is DEVENDER SINGH and NEHA PANCHAL, respectively, which may be amended accordingly.
It is certified that I have complied with other legal
requirements in this connection.
DEVENDER SINGH [Signature]1060 THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) [PART IV सेबी (SEBI) के परिपत्र नं. दिनांक दिसम्बर 13, 2012 के अनुसार इन्टर कनेक्टेड स्टाक एक्सचेंज के संस्था के अन्तर्नियम में संशोधन, प्रतिभूति संविदा (विनियम) (स्टाक एक्सचेन्ज तथा क्लीयरिंग कॉर्पोरेशन) विनियम, 2012 दिनांक 20.06.2012 के साथ पठित
धारा वर्तमान धारा
6 अगस्त, 2012 को सेबी प्रस्तावित संशोधन के समक्ष अनुमोदन के लिए जमा किये गए संशोधन
1 2
3
4
149 बी नया जोड़ा गया
- लोक हित निदेशक पर आवर्तन की प्रक्रिया से सेवानिवृत्ति की शर्त लागू नहीं होगी।
149 सी नया जोड़ा गया
- वर्तमान लोक हित निदेशक अपने पद पर तब तक कायम रहेगा जब तक उसके स्थान पर नया लोकहित निदेशक नियुक्त न हो जाए।
245 कम्पनी मुम्बई/नवी मुम्बई में मध्यस्थ - मध्यस्थता समिति अधिकतर लोकहित
जा सकेगा।
निदेशकों से बनी होगी। सदस्यों की पैनल बनाएगी जिसे केन्द्रीय हिस्सा धारक निदेशकोें को समिति मध्यस्थता पैनल कहा जाएगा। पैनल में कम से कम 10 (दस) सदस्य होंगे के अन्य सदस्यों में शामिल किया तथा मध्यस्थता समिति/पैनल में कोई व्यापारी सदस्य नहीं होंगे। मध्यस्थता समिति के सदस्य कानून, न्याय, आर्थिक या लेखा क्षेत्र जाने माने लोग होंगे तथा किसी भी स्टॉक एक्सचेन्ज के शेयर नहीं करेंगे।
246 समिति के समक्ष मध्यस्थता के लिए - मध्यस्थता के लिए जमा किये गए प्रकरणों की संख्या के आधार पर कम्पनी की मध्यस्थता समिति मध्य- स्थता पैनल में मध्यस्थों की संख्या समय-समय पर बढ़ा सकती है, इस तरह से बढ़ाई गई पैनल में कोई व्यापारी सदस्य नहीं होगा।
आए प्रकरणों के आधार पर, कम्पनी के निदेशक मण्डल केन्द्रीय मध्यस्थता समिति में मध्यस्थ सदस्यों की संख्या समय-समय पर बढ़ा सकते हैं इस तरह से बढ़ाई गई केन्द्रीय मध्यस्थता पैनल में कोई व्यापारी सदस्य नहीं होगा।
247 प्रबन्ध निदेशक केन्द्रीय मध्यस्थता पैनल - प्रबन्ध निदेशक मध्यस्थता न्यायालय द्वारा निर्मित मध्यस्थता न्यायालय का का पूर्व अफसर सदस्य होगा। भूतपूर्व अफसर सदस्य होगा।
248 मंडल क्षेत्रीय मध्यस्थता पैनल भी बना - मध्यस्थता समिति क्षेत्रीय मध्यस्थता
पैनल बनाएगी जिसमें हर क्षेत्र से सकता है जिसमें हर क्षेत्र में कम से कम 5 (पांच) पैनल सदस्य होंगे। कम से कम 5 (पांच) सदस्य होंगे। सदस्य कानून, न्याय, वित्तीय या लेखा क्षेत्र के जाने माने लोग होंगे। तथा किसी भी स्टॉक एक्सचेंज के शेयर दलाल इसके सदस्य नहीं होंगे।
सदस्य कानून, न्याय, वित्तीय, या लेखा क्षेत्र के जाने माने लोग होंगे। तथा किसी भी स्टॉक एक्सचेन्ज के शेयर दलाल इसके सदस्य नहीं होंगे।
249 समिति के समक्ष आए प्रकरणाें के आधार पर निदेशक मण्डल क्षेत्रीय मध्यस्थता समिति में सदस्यों की संख्या समय-समय पर बढ़ा सकते हैं, इस
समिति के समक्ष आए प्रकरणों के आधार पर मध्यस्थता समिति क्षेत्रीय मध्यस्थता पैनल में सदस्याें की संख्या समय-समय पर बढ़ा सकतीPART IV] THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) 1061] 1 2 3 4 तरह से बढ़ाई गई क्षेत्रीय मध्यस्थता पैनल में कोई व्यापारी सदस्य नहीं होगा।
है, इस तरह से बढ़ाई गई क्षेत्रीय मध्यस्थता पैनल में कोई व्यापारी सदस्य नहीं होगा।
जहाँ कहीं भी शब्द ''केन्द्रीय मध्यस्थता पैनल'' आया है।
उसके स्थान पर ''मध्यस्थता पैनल'' पढ़ा जाए।
263 मण्डल अनुशासनिक कार्रवाई समिति का मण्डल अनुशासनिक कार्रवाई समिति का प्रबन्ध मण्डल लोकहित निदेशक तथा निर्माण करेगा जिसमें पांच सदस्य होंगे। निर्माण करेगा जिसमें पांच सदस्य होंगे। विनिमय अधिकारियों के साथ तथा सदस्य न्यायिक, कानून तथा लेखा तथा सदस्य कानून, न्यायिक तथा लेखा अनुशासनिक कार्रवाई समिति का क्षेत्र के जाने-माने लोग हाेंगे तथा किसी क्षेत्र के जानेमाने लोग हाेंगे, तथा किसी निर्माण करेगा। लोक हित निदेशक स्टॉक एक्सचेंज के शेयर दलाल इसके स्टॉक एक्सचेंज के शेयर दलाल इसके समिति से अधिक होंगे। समिति में सदस्य नहीं होंगे प्रबन्ध निदेशक इसी सदस्य नहीं होंगे। प्रबन्ध निदेशक इसी कम से कम दो मूल प्रबन्ध अध्किारी समिति का पूर्व अफसर होगा। समिति का पूर्व अफसर होगा। (KMP) हाेंगे जिनमें से एक
अनिवार्य रूप से कम्पनी का प्रबन्ध निदेशक होगा।
267 अनुशासनिक कार्यवाही समिति समय- अनुशासनिक कार्यवाही समिति समय- अनुशासनिक कार्यवाही समिति की समय पर कार्यवाह संख्या निर्धारित कर समय पर कार्यवाह संख्या निर्धारित कर कार्यवाही संख्या उसके कुल सदस्य सकती है। ऐसी कार्यवाह संख्या में सकती है। ऐसी कार्यवाह संख्या में संख्या की एक तिहाई या दो सदस्य, कम से कम दो सदस्य होना चाहिये समिति के कम से कम दो सदस्य होना जो भी अधिक हो, होना चाहिये, जिनमें शेयर दलाल नहीं गिने जाना चाहिये। चाहिये।
जिनमें से कम से कम एक लोकहित निदेशक वैध कार्यवाही संख्या के लिए उपस्थित होना चाहिए।
268 यदि मण्डल ने निर्देशित या आवंटित - यदि प्रबन्ध मण्डल ने निर्देशित या किया है तो, समिति कार्यवाही का चालन तथा विनिमय मण्डल के अनुसार ही करेगी।
आवंटित किया है तो समिति अपनी कार्यवाही का चालन व विनिमय प्रबन्ध मण्डल के अनुसार ही करेगी।
271 अनुशासनिक कार्रवाई समिति का निर्णय - अनुशासनिक कार्रवाई समिति का निर्णय अन्तिम होगा तथा व्यापारी सदस्य, प्रतिभागियों, उपभोक्ताओं तथा मध्यस्थों के लिए बाध्य होगा, तथा समिति द्वारा निर्धारित दिनांक से लागू अन्तिम होगा तथा व्यापारी सदस्य, प्रतिभागियाें, उपभोक्ताओं तथा मध्यस्थों के लिये बाध्य होगा, तथा समिति द्वारा निर्धारित दिनांक से लागू होगा, हालांकि, असन्तुष्ट पक्ष को मण्डल के समक्ष एक होगा। हालांकि असन्तुष्ट पक्ष को या सभी अधिकारों को हटाने या निलम्बित करने की अपील का अधिकार होगा।
मण्डल के समक्ष एक या सभी अधिकारों को हटाने या निलम्बित करने की अपील का अधिकार होगा।
272 मण्डल हर वर्ष पांच सदस्यों वाली मण्डल हर वर्ष पांच सदस्यों वाली प्रबन्ध मण्डल अधिकांश लोक हित व्यतिक्रम समिति का निर्माण करेगा व्यतिक्रम समिति का निर्माण करेगा निदेशकाें से बनी व्यतिक्रम समिति जिनके सदस्य जनता के कानून, न्याय जिनमें से केवल एक सदस्य व्यापारी का निर्माण करेगा। जिनमें से तथा लेखा क्षेत्र के जाने माने व्यक्ति सदस्य और बाकी सदस्य जनता के एक्सचेंज के अधिकतम दो मूल होंगे, किसी स्टॉक एक्सचेंज के शेयर कानून, न्याय तथा लेखा क्षेत्र के जाने प्रबन्ध अधिकारी (KMP) समिति में दलाल नहीं हाेंगे। साथ ही, प्रबन्ध माने व्यक्ति होंगे तथा किसी स्टॉक हो सकते हैंं। समिति स्वतंत्र बाहरी निदेशक समिति का पूर्व अधिकारी एक्सचेंज के शेयर दलाल नहीं होंगे। व्यक्ति जैसे - सेवा निवृत्त न्यायाधीश होगा। साथ ही प्रबन्ध निदेशक समिति का को भी शामिल कर सकती है।
पूर्व अधिकारी होगा।
1062 THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) [PART IV 1 2 3 4277 व्यतिक्रम समिति समय-समय पर स्वयं - व्यतिक्रम समिति की सदस्य संख्या की कार्यवाह संस्था निर्धारित कर सकती कुल सदस्यों की एक तिहाई या दो, है, जहां कार्यवाह संख्या कम से कम दो होना चाहिये तथा इसमें शेयर दलाल सदस्य, यदि हो तो, उन्हें नहीं गिना जाना चाहिये।
जो भी अधिक हो, होना चाहिये, जहाँ कम से कम एक लोकहित निदेशक वैध कार्यवाही संख्या के लिए उपस्थित होना चाहिये।
सेबी के परिपत्र नं. CIR/MRD/DSA/33/2012 दिनांक दिसम्बर 13, 2012 के अनुसार इन्टर कनेक्टेड स्टॉक एक्सचेंज के उपनियमों में संस्था के अन्तर्नियम में संशोधन, प्रतिभूति संविदा (विनियम) (स्टाक एक्सचेन्ज तथा क्लीयरिंग कॉर्पोरेशन) विनियम, 2012 दिनांक 20.06.2012 के साथ पठित
नियम क्र. संशोधन से पूर्व नियम प्रस्तावित संशोधन के बाद उपनियम
1 2
3
अध्याय /नियम 3 समितियाँ
हटाने / निकालने हेतु
अध्याय / नियम 3 नया जोड़ा गया परिचालन समितियाँ
SC (R) A, 1956, सेबी SEBI एक्ट, 1992 के उपबन्ध के अनुसार उसके अंतर्गत बनाए नियम तथा सेबी के परिपत्र CIR/MRD/DSA/33/2012 दिनांक दिसम्बर 12, 2012 के अनुसार कम्पनी के पास निम्नांकित परिचालन समितियाँ होनी चािहये। 1. सदस्यता चुनाव समिति 2. अनुशासनिक कार्रवाई समिति 3. निवेशक शिकायत निवारण समिति 4. व्यतिक्रमी समिति 5. मुआवजा समिति 6. चुनाव समिति
ये समितियाँ सेबी द्वारा निर्धारित आकार और प्रकार के अनुसार समय-समय पर प्रबन्ध मंडल द्वारा निर्मित की जाएंगी। प्रबन्ध मण्डल के पास इस समितियों के समक्ष आए मुद्दों को शुरू करने या पुनरावलोकन करने का अधिकार होगा तथा क्रियान्वयन के लिए दिशा - निर्देश होंगे, ऐसे अधिकार ISE की धाराओं, नियम, उपनियम तथा विनियम के आधार पर होंगे। प्रबन्ध मण्डल इन समितियों को अधिक दक्षता व प्रभावशाली तरीके से कार्य करने के लिए समय-समय पर नियम-विनियम से सम्बद्ध अधिक अधिकार दे सकेगा।
3.1 नया जोड़ा गया सदस्यता चुनाव समिति
1. कार्य
एक्सचेन्ज के विभिन्न खण्डों में सदस्यों का चुनाव / प्रवेश, नियन्त्रण में बदलाव, प्रसारण, व्यतिक्रमियों का पुनः प्रवेश तथा ऐसे मुद्दे जो समिति के समक्ष आने से पूर्व विचारणीय हैं।
2. संरचना
a. सदस्यता चुनाव समिति अधिक संख्या में लोक हित निदेशकों की बनी होगी। b. समिति में अधिकतम दो मूल प्रबन्ध अधिकारी (KMP) होंगे जिनमें से एक
अनिवार्य रूप से स्टॉक एक्सचेंज का प्रबन्ध निदेशक होगा।
c. समिति में स्वतंत्र बाहरी व्यक्ति भी हो सकते हैं।
3. सभा की कार्यवाह संख्या
कार्यवाह संख्या कुल सदस्यों की एक तिहाई या दो सदस्य, जो भी अधिक हो, होगी, जहाँ कम से कम एक PID वैध कार्यवाह संख्या के लिए उपस्थित होना आवश्यक है।
PART IV] THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) 1063 1 2 34. सभी की आवृत्ति व्यापारी सदस्य के तौर पर प्रवेश के प्रार्थना पत्र की रसीद
पूर्ण होने के एक माह के भीतर
3.2 नया जोड़ा गया अनुशासनिक कार्रवाई समिति
1. कार्य
a. विभिन्न उल्लंघन जिसमें चेतावनी, मौद्रिक दण्ड, निलम्बन, व्यापार का
आहरण व निष्कासन आदि शामिल है, के लिए विनियामक कार्य करने के लिए पॉलिसी का निर्माण करना।
b. निरीक्षण के दौरान दृष्टि में आए अतिक्रमण प्रकरणों पर विनियामक उपाय
लागू करना।
c. समिति अनुशासनिक कार्रवाही के लिए अपनाई जाने की विधी निश्चित
करेगी, ऐसे नियम व विनियम बनाएगी जो इसकी उचित कार्यप्रणाली पर लागू हो सके तथा व्यापारी सदस्य व अन्य प्रतिभागियाें पर विनियामक व अनुशासनिक कार्रवाई करने हेतु विशिष्ट मुद्दों पर उचित कदम उठाएगी, यदि यह SC (R) A, 1956, सेबी एक्ट 1992 तथा धारा, नियम, उपनियम तथा विनियम के किसी व्यवस्था का या प्र्रबन्ध मण्डल द्वारा तय किए गए दिशा निर्देश के अन्तर्गत कोई निर्णय का उल्लंघन न हो।
d. कम्पनी उसके निर्देशों से सम्बद्ध मुद्दों के लिए ISE की किसी प्रबन्धात्मक मशीनरी या अधिकारी की सहायता ले सकती है। ऐसी सहायता बिना किसी देरी या और स्वीकृति के दी जानी चाहिये।
e. समिति सभाएं आयोजित करने, ब्यौरा तैयार करने, पुरस्कार, जुर्माना, दंड,
शुल्क तथा सक्षम और प्रभावशाली कार्यप्रणाली से जुड़े मुद्दों के लिए सम्बन्धित विनियम सुझाएगी यदि कोई उल्लंघन या कानूनी प्रावधान न हो तो।
2. संरचना
a. अनुशासनिक कार्रवाई समिति लोकहित निदेशकों तथा एक्सचेन्ज
अधिकारियों को लेकर बनाई जाएगी।
b. समिति में लोकहित निदेशकाें की संख्या अधिक होगी। c. समिति में अधिकतम दो मूल प्रबन्ध अधिकारी हाेंगे, जिनमें से एक
अनिवार्य रूप से स्टॉक एक्सचेंज का प्रबन्ध निदेशक होगा।
3. सभा की कार्यवाह संख्या
सभा की कार्यवाही संख्या कुल सदस्याें की एक तिहाई या दो सदस्य, जो भी अधिक हो, होना चाहिये। जहाँ वैध कार्यवाही संख्या के लिए न्यूनतम एक PID का होना आवश्यक है।
4. सभा की आवृत्ति
वर्ष में एक बार या समिति को किसी महत्वपूर्ण मुद्दे पर विचार करना हो तब।
3.3 नया जोड़ा गया निवेशक शिकायत निवारण समिति (IGRC)
1. कार्य
a. इससे सम्बन्धित शिकायतों पर स्टॉक एक्सचेंज द्वारा निपटान। b. पक्षों द्वारा की गई शिकायताें पर दृष्टि डालना और उन्हें सुलझाना।
2. संरचना
a. IGRC में रु. 25 लाख तक के दावों के लिए एक व्यक्ति तथा
रु. 25 लाख से अधिक तक के दावों के लिए तीन व्यक्ति हाेंगे।
1064 THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) [PART IV 1 2 3b. IGRC में तीन स्वतंत्र व्यक्ति कानून, वित्त, लेखा, अर्थशास्त्र, प्रबन्धन या प्रशासन क्षेत्र के दक्ष व्यक्ति या प्रतिभूति बाजार सहित वित्तयी सेवाओं के अनुभवी व्यक्ति हाेंगे।
c. साथ ही, तीन सदस्यीय समिति में न्यूनतम एक सदस्य तकनीकी मुद्दे
(जैसे इन्टरनेट आधारित व्यापार या बीज गणितीय व्यापार) का विशेषज्ञ होना चाहिये।
d. IGRC के सदस्य किसी भी प्रकार से किसी व्यापारी सदस्य से
सम्बन्धित नहीं होना चाहिये।
e. IGRC के सदस्यों पर भी सेबी के पैरा 3.4 तथा 4 नं. CIR/MRD/ DSA/24/2010 दिनांक अगस्त 11, 2010 के अन्तर्गत आने वाले प्रकटीकरण और आचार संहिता लागू रहेगी।
3. सभा की कार्यवाही संख्या
IGRC में रु. 25 लाख तक के दावों के लिए एक व्यक्ति तथा रु. 25 लाख से अधिक तक के दावों के लिए तीन व्यक्ति होंगे। IGRC में तीन स्वतंत्र व्यक्ति कानून, वित्त, लेखा, अर्थशास्त्र, प्रबन्धन या प्रशासन क्षेत्र के दक्ष व्यक्ति या प्रतिभूति बाजार सहित वित्तीय सेवाओं के अनुभवी व्यक्ति हाेंगे। साथ ही तीन सदस्यीय समिति में न्यूनतम एक सदस्य तकनीकी मुद्दे (जैसे इन्टरनेट आधारित व्यापार या बीज गणितीय व्यापार) का विशेषज्ञ होना चाहिये। IGRC के सदस्यों पर भी सेबी के पैरा 3.4 तथा 4 नं. CIR/MRD/DSA/24/2010 दिनांक अगस्त 11, 2010 के अन्तर्गत आने वाले प्रकटीकरण और आचार संहिता लागू रहेगी रुपये 25 लाख तक के दावों के लिए कार्यवाह संख्या एक तथा रुपये 25 लाख से अधिक के दावों के लिए आवश्यकता पूर्ण करने के लिए कार्यवाही संख्या तीन होनी चाहिए।
4. सभा की आवृत्ति
वर्ष में एक बार या समिति को किसी महत्वपूर्ण मुद्दे पर विचार करना हो तक।
3.4 नया जोड़ा गया व्यतिक्रमी समिति
1. कार्य
a. समिति ISE के मंच पर बाध्यता और वादों के व्यतिक्रम पर या व्यापारी
सदस्यों और प्रतिभागियों द्वारा कम्पनी पर विशिष्ट मुद्दों पर की जाने वाली कार्यविधि निश्चित करेगी तथा नियम और विनियम बनाएगी तथा ऐसे फैसले लेगी जो समिति के लिए विशिष्ट विषय के संदर्भ में आवश्यक हो, साथ में व्यापारी सदस्याें और अन्य प्रतिभागियों से बकाया की वसूली ऐसे उपायों से जिसमें किसी अधिकार या लाभ पर रोक सामान या सम्पत्ति हो सकते हैं बशर्ते ये SC (R) A, सेबी एक्ट 1992 के किसी उपबंध या धारा के उपबंध, नियम, विनियम, उपनियम या प्रशासन मण्डल के किसी निर्णय या दिशा निर्देशों का उल्लंघन न हो।
b. ऐसे प्रकरणाें में जिसमें समाशोधन सदस्य या व्यापारी सदस्य बनाने वाले सदस्य ही स्टॉक एक्सचेंज की व्यतिक्रमी समिति द्वारा व्यतिक्रमी घोषित किए गए हों तब यह समिति तथा व्यतिक्रमी समिति दोनों साथ में समाशोध्न सदस्य तथा व्यापारी सदस्य की आस्तियों की वसूली के लिए कार्य करेगी।
c. व्यतिक्रमियों तथा निष्कासित सदस्याें की आस्तियों पर ग्राहकों/व्यापारी सदस्याें/समाशोधन सदस्यों के दावों को प्रविष्ट या निरस्त कराना।
PART IV] THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) 1065d. IPF के न्यासियों से दावों के संदर्भ में सिफारिश करना कि दावे IPF से
बाहर चुकाए जाए या कहीं और
e. समिति ISE के किसी अधिकारी या प्रशासनिक मशीनरी की सहायता अपने विवेक से ले सकती है जो उस विषय से सम्बन्धित है। ऐसी सहायता बिना किसी देरी या और अधिक मंजूरी के मुहैया की जानी चाहिये।
f. समिति ISE के मंच से व्यापारी सदस्य या अन्य प्रतिभागियों या कम्पनी को सभा आयोजित करने, ब्यौरा तैयार करने, पुरस्कार, व्यतिक्रम के प्रकरण खारिज करने हेतु, तथा ऐसे सभी विषय जो समिति की कुशल और प्रभावी कार्यप्रणाली से जुड़े हो उसके लिए सम्बन्धित विनियम सुझाएगी बशर्तें वे कोई कानूनी प्रावधान का उल्लंघन न हो।
2. रचना
a. व्यतिक्रमी समिति में लोकहित निदेशकों की संख्या अधिक होगी। b. अधिकतम दो मूल प्रबन्ध अधिकारी, एक्सचेंज के, समिति में हो सकते हैं। c. समिति स्वतंत्र बाहरी व्यक्ति जैसे सेवानिवृत्त न्यायाधीश को शामिल कर
सकती है।
3. सभा की कार्यवाही संख्या
समिति की कार्यवाह संख्या कुल सदस्यों की एक तिहाई या दो सदस्य, जो भी अधिक हो, होनी चाहिये, जहाँ वैध कार्यवाह संख्या के लिए न्यूनतम एक PID को उपस्थित रहना आवश्यक है।
4. सभा की आवृृत्ति
वर्ष में एक बार या जब समिति को किसी महत्वपूर्ण मुद्दे पर विचार करना हो।
3.5 नया जोड़ा गया क्षतिपूर्ति समिति ः-
1. कार्यः
a. समिति SECC के विनियम 27 के अंतर्गत सुझाए गए नमूने के संदर्भ में
मूल प्रबन्धकारिणी की क्षतिपूर्ति योजना बना सकती है।
b. समिति मूल प्रबन्ध अधिकारी की किसी विनियामक विभाग में नियुक्ति का
कार्यकाल निर्धारित कर सकती है।
c. प्रबन्ध निदेशक को भुगतान की जाने वाली क्षतिर्पूति द्वारा स्वीकृत होना चाहिये तथा प्रबन्ध निदेशक की क्षूतिपूर्ति की मियाद और शर्तें सेबी की पूर्व स्वीकृति के बिना बदली नहीं जानी चाहिये।
d. मूल प्रबन्ध अधिकारी को दी जाने वाली क्षतिपूर्ति का जिक्र कम्पनी एक्ट, 1956 के खण्ड 217 के तहत एक्सचेंज की रिपोर्ट में होना चाहिये।
2. रचना
a. समिति में लोंकहित निदेशकों की संख्या अधिक होगी तथा अध्यक्ष भी
लोक हित निदेशक होगा।
b. इस उद्देश्य के लिए स्टॉक एक्सचेंज के प्रशासक मण्डल द्वारा नियुक्त शेयर धारक निदेशक या अन्य अधिकारी समिति के अन्य सदस्याें में से कोई हो सकता है।
3. सभा की कार्यवाह संख्या
सभा की कार्यवाह संख्या कुल सदस्यों की एक तिहाई या दो सदस्य, जो भी अधिक हो, होना चाहिये, जहाँ वैध कार्यवाह संख्या के लिए न्यनतम एक PID का उपस्थित होना आवश्यक है।
4. सभा की आवृत्ति
वर्ष में एक बार या समिति को किसी महत्वपूर्ण मुद्दे पर विचार करना हो तब।
1066 THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) [PART IV 1 2 33.6 नया जोड़ा गया चुनाव समिति
1. कार्य
एक्सचेंज के प्रबन्ध निदेशक के पद पर नियुक्त करने के लिए व्यक्ति का चुनाव करना।
2. रचना
चुनाव समिति चार व्यक्तियों से मिल कर बनी होगी, जिनमें, दो लोक हित निदेशक तथा दो स्वतंत्र बाहरी अधिकारी (IEP) होंगे। यदि उचित संख्या में PID तथा स्वतंत्र बाहरी व्यक्ति उपलब्ध न हो तो समिति आवश्यकतानुसार PID तथा स्वतंत्र बाहरी व्यक्तियों की संख्या बढ़ा सकती है। तथा समिति को यह सुनिश्चित करना होगा कि समिति की सभाओं में हर अवस्था में एक च्प्क् सदस्य का उपस्थित होना आवश्यक है।
3. सभा की कार्यवाही संख्या
सभा की कार्यवाह संख्या कुल सदस्यों की एक तिहाई या दो सदस्य जो भी अधिक हो होना चाहिए, जहाँ वैध कार्यवाह संख्या के लिए न्युनतम एक PID का उपस्थित होना आवश्यक है।
4. सभा की आवृत्ति
जब और जैसे आवश्यक हो।
अध्याय /नियम 4 कानूनी समिति
हटाने / निकालने हेतु
अध्याय 4 नया जोड़ा गया दृष्टिचूक समितियाँ
SC (R) A, 1956, सेबी SEBI एक्ट, 1992 के उपबन्ध के अनुसार उसके अंतर्गत बनाए नियम तथा सेबी के परिपत्र CIR/MRD/DSA/ 33/2012 दिनांक दिसम्बर 13, 2012 के अनुसार कम्पनी के पास निम्नांकित दृष्टिचूक समितियाँ होनी चाहिये। 1. तकनीकी स्थाई समिति 2. सेबी निरीक्षण रिपोर्ट में दिए गए सुझावाें के अनुपालन की निगरानी के लिए उप
समिति
3. निवेशक सेवा समिति 4. लोक हित निदेशक समिति 5. मध्यस्थता समिति 6. नैतिकता समिति 7. सदस्य नियमन हेतु प्रशासनिक मण्डल की स्वतंत्र दृष्टिचूक समिति 8. कार्य सूची बनाने हेतु प्रशासनिक मण्डल की स्वतंत्र दृष्टिचूक समिति 9. व्यापारिक और निगरानी कार्य हेतु प्रशासनिक मण्डल की स्वतंत्र दृष्टिचूक समिति 10. सुझाव समिति
ये समितियाँ प्रशासनिक मण्डल द्वारा सेबी द्वारा प्रस्तावित विधि के द्वारा समय-समय पर बनाई जाएंगी। प्रशासनिक मण्डल के पास इन समितियों से सम्बन्धित मुद्दों पर पुनरावलोकन करने या प्रारम्भ करने तथा उनके क्रियान्वयन के लिए दिशा निर्देश जारी करने का अधिकार होता है यदि ऐसे अधिकार आई.एस.ई. की धाराओं, नियम, उपनियम तथा विनियम में वर्णित हों। प्रशासनिक मण्डल समितियों की प्रभावी व दक्ष कार्यप्रणाली हेतु उनसे सम्बन्धित मुद्दों के संदर्भ में समय-समय पर और अधिक अध्किार दे सकती है।
4.1 नया जोड़ा गया तकनीकी स्थाई समिति
1. कार्य
a. इस पर दृष्टि रखना कि एक्सचेंज द्वारा प्रयोग की जाने वाली तकनीक
समयानुसार तथा बाजार की आवश्यकताओं को पूरा करती हो।
PART IV] THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) 1067 1 2 3b. सिस्टम की क्षमता तथा दक्षता की पर्याप्तता पर निगरानी रखना। c. मौजूदा हार्डवेयर/सॉफ्टवेयर में एक्सचेंज द्वारा सुझाए गए बदलाव पर दृष्टि
रखना।
d. कम्प्यूटरीकृत व्यापार सिस्टम में आने वाली समस्याओं जैसे सिस्टम अटक जाना/सिस्टम धीमा हो जाना/बाधित हो जाना आदि में शोध करना। e. ऑन-लाईन ट्रेडिंग सिस्टम के धीमे पड़ने या बाधिक हो जाने की सूचना
की पारदर्शिता बनाए रखना।
f. समिति एक्सचेंज के प्रशासनिक मण्डल को एक रिपोर्ट पेश करेगी। g. प्रशासनिक मण्डल रिपोर्ट का अध्ययन कर उचित तथा निदानीय कदम
उठाएगा।
h. पांच मिनट से अधिक की कोई भी बाधा की रिपोर्ट का ब्यौरा प्रशासनिक मण्डल को दिया जाएगा। एक्सचेंज बाधा के कारण का ब्यौरा देते हुए पे्रस विज्ञप्ति जारी करेगा।
2. रचना
समिति दो बाहरी तकनीकी विशेषज्ञ तथा न्यूनतम एक लोकहित निदेशक से बनी होगी।
3. सभा की कार्यवाह संख्या
सभा की कार्यवाह संख्या कुल सदस्याें की एक तिहाई या दो सदस्य, जो भी अधिक हो, होना चाहिए, जहाँ वैध कार्यवाह संख्या के लिए 50% PID का होना आवश्यक है।
4. सभा की आवृत्ति
हर छः माह में या समिति को जब किसी महत्वपूर्ण मुद्दे पर विचार करना हो तब।
4.2 नया जोड़ा गया सेबी के निरीक्षण रिपोर्ट में दिए गए सुझावों के अनुपालन की निगरानी के लिए
उपसमिति। 1. कार्य
a. सेबी निरीक्षण रिपोर्ट के सुझावाें को लागू करने के लिए उठाए कदम का
पुनरावलोकन करना।
b. उक्त को एक्सचेंज के प्रशासनिक मण्डल के समक्ष प्रस्तुत करना। c. निरिक्षण में देखे गए मुद्दों के अनुपालन या लागू करने पर नजर रखना। d. उपसमितियों की रिपोर्ट एक्सचेंज के प्रशासनिक मण्डल को प्रस्तुत करना
चाहिए।
e. सभी अनुपालन रिपोर्ट, जो उपसमितियाें द्वारा निरीक्षण की जा चुकी हैं, उन्हें
एक्सचेंज के द्वारा SEBI को भेजना।
2. रचना
a. समिति में अधिक संख्या लोकहित निदेशकों की होगी। b. एक शेयर धारक निदेशक तथा c. एक मूल प्रबन्ध अधिकारी
3. सभा की कार्यवाह संख्या
सभा की कार्यवाह संख्या कुल सदस्याें की एक तिहाई या दो सदस्य, जो भी अधिक हो, होना चाहिए, जहाँ वैध कार्यवाह संख्या के लिए 50% PID का उपस्थित रहना आवश्यक है।
4. सभा की आवृत्ति
समिति को सेबी की निरिक्षण रिपाोर्ट के संदर्भ में लागू कार्यों पर कदम उठाने पर पुनरावलोकन करने हेतु हर तीन माह में दो बार सभा करना होगा।
1068 THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) [PART IV 1 2 34.3 नया जोड़ा गया निवेशक सेवा समिति
1. कार्य
एक्सचेंज की निवेशक सेवा ईकाई की कार्यप्रणाली पर पर्यवेक्षण करना साथ ही शिकायत निवारण विधि, अधिक समय से बिना सुलझाई गई शिकायतें, निवेशक सेवाओं से सम्बन्धित संसाधनाें की पूर्ति का आकलन की देखरेख करना।
2. संरचना
a. निवेशक सेवा समिति अधिक संख्या मेंलोक हित निदेशकों से बनी होगी। b. समिति में बाहरी स्वतंत्र व्यक्ति (IEP) जैसे सेवानिवृत्त न्यायाधीश आदि भी
शामिल किए जा सकते हैं।
3. सभा की कार्यवाह संख्या
सभा की कार्यवाह संख्या कुल सदस्याें की एक तिहाई या दो सदस्य, जो भी अधिक हो, होना चाहिए, जहाँ वैध कार्यवाह संख्या के लिए 50% PID का उपस्थित रहना आवश्यक है।
4. सभा की आवृत्ति
वर्ष में एक बार या समिति को किसी महत्वपूर्ण मुद्दें पर विचार करना हो तब।
4.4 नया जोड़ा गया लोकहित निदेशक समिति
1. कार्य
सभाओं के दौरान लोकहित निदेशक, निम्नांकित पर पुनरावलोकन करेंगेः a. सेबी के पत्र या सूचना के अनुपालन की स्थिति b. विनियामक विभागों की कार्यप्रणाली जिसमें विनियामक कार्य के सन्दर्भ में
संसाधनों की पर्याप्तता शामिल है।
c. जिन समितियों में लोकहित निदेशक भी सदस्य हैं उन समितियों के कार्य पर रिपोर्ट तैयार करना। रिपोर्ट लोकहित निदेशकों के बीच परिचालित की जाएगी।
d. समेकित रिपोर्ट एक्सचेंज के प्रशासनिक बोर्ड के समक्ष प्रस्तुत की जाएगी। e. लोकहित निदेशक महत्वपूर्ण मुद्दे जिनमें एक्सचेंज के हितों के मतभेद या बाजार पर स्पष्ट असर डालने वाले मुद्दे शामिल हैं, की पहचान करेंगे तथा उसकी रिपोर्ट सेबी को देंगे।
2. रचना
समिति लोकहित निदेशकोें से बनी होगी।
3. सभा की कार्यवाह संख्या
हर सभा में प्र्रत्येक लोेकहित निदेशकों की उपस्थिति आवश्यक है।
4. सभा की आवृत्ति
हर छः माह में एक बार या जब समिति के समक्ष किसी महत्वपूर्ण मुदद् पर विचार करना हो तब।
4.5 नया जोड़ा गया मध्यस्थता समिति
1. कार्य
a. एक्सचेंज के उपनियम, विनियम तथा सेबी द्वारा जारी किए गए परिचालन के आधार पर मध्यस्थता पैनल के लिए सदस्यों का चुनाव करना।
b. एक्सचेंज की मध्यस्थता कार्यवाही के संदर्भ में प्रारूप, क्रियाविधि तथा अन्य
आवश्यकताएँ निश्चित करना।
c. मध्यस्थता के लिए संसाधनों की पर्याप्तता का आकलन करना। d. समिति मुम्बई (मुख्यालय), दिल्ली, कोलकाता तथा कोयम्बतूर में क्षेत्रीय मध्यस्थता पैनल, जिसमें न्यूनतम 5 (पांच) सदस्य होंगे, का निर्माण करेगी।
PART IV] THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) 1069 1 2 3e. समिति मध्यस्थता के लिए प्रस्तुत प्रकरणों के आधार पर क्षेत्रीय मध्यस्थता पैनल में मध्यस्थों की संख्या समय-समय पर बढ़ा सकेगी इस तरह से बढाई गई पैनल में कोई व्यापारी सदस्य नहीं होगा।
f. पैनल उसके दिशा निर्देशों से सम्बद्ध मुद्दों पर ISE की किसी प्रबन्धात्मक मशीनरी या अधिकारी की सहायता ले सकती है, ऐसी सहायता बिना किसी देरी या स्वीकृति के दी जानी चाहिये।
g. समिति सभाएं आयोजित करने, ब्यौरा तैयार करने, पुरस्कार, जुर्माना, दण्ड शुल्क तथा क्षेत्रीय मध्यस्थता पैनल की सक्षम व प्रभावशाली कार्य प्रणाली से जुड़े मुद्दों से सम्बन्धित विनिमय निश्चित करेंगी यदि कोई उल्लंघन या कानूनी प्रावधान न हो तो। यदि उल्लंघन हुआ हो तो सम्बन्धित प्राधिकारी का सही स्पष्टीकरण उल्लंघन सुधार लागू करने से पूर्व आवश्यक है।
2. रचना
a. इस समिति के सदस्य अधिकाधिक लोकहित निदेशक होना चाहिये। b. हिस्सा धारक निदेशक समिति के बाकी सदस्य हो सकते हैं।
3. सभा की कार्यवाह संख्या
सभा की कार्यवाह संख्या कुल सदस्यों की एक तिहाई या दो सदस्य जो भी अधिक हो, होनी चाहिए जहां वैध कार्यवाह संख्या के लिए 50% PIDS का उपस्थित होना आवश्यक है।
4. सभा की आवृत्ति
वर्ष में एक बार या समिति के समक्ष किसी महत्वपूर्ण मुद्दे पर विचार करना हो तब।
4.6 नया जोड़ा गया नैतिकता समिति
1. कार्य
ISE के नियम, उपनियम, MoA तथा AoA सेबी द्वारा सुझाए गए नियम, उपनियम दिशा-निर्देश में सुझाए गए आचार की सूचि के क्रियान्वयन पर दृष्टि रखने के लिए आचार समिति बनाई जाती है। आचार समिति निदेशक मण्डल के सदस्य बनाते हैं। आचार समिति निदेशक मण्डल के अधीन कार्य करेगी।
2. उद्देश्य व आधारभूत सिद्धांत
बाजार में स्वच्छ व पारदर्शी कार्य प्रणाली के लिए कार्यकारी सदस्यों के लिए न्यूनतम व्यापार तथा व्यवसायिक आचार सूची एक्सचेंज के निदेशकों व कार्यकारी सदस्यों को पालन करने की आवश्यकता है।
आचार संहिता निम्नलिखित मूलभूत सिद्धान्तों पर आधारित हैः- a. एक्सचेंज तथा निवेशकों से सम्बन्धित मसलों पर स्वच्छ व पारदर्शिता रखना। b. एक्सचेंज व विनियामक एजेन्सियों द्वारा बनाए गए कानून/नियम/विनियम का
पूर्ण रूप से परिचालन करना।
c. कार्य के प्रदर्शन में परिश्रमशीलता का अभ्यास d. निदेशकों और कार्यकर्ताओं तथा एक्सचेंज व निवेशकों के स्वहितों के मध्य
मतभेदों को बचाना।
3. संरचना
आचार समिति लोकहित निदेशकों, शेयर धारक निदेशकों, मूल प्रबन्ध अधिकारी तथा परिचालन अधिकारी से मिल कर बनी होगी।
4. सभा की कार्यवाह संख्या
सभा की कार्यवाह संख्या कुल सदस्यों की एक तिहाई या दो सदस्य, जो भी अधिक हो, होना चाहिए जहां न्यूनतम 50% PIDS का उपस्थित होना आवश्यक है।
1070 THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) [PART IV 1 2 35. सभा की आवृत्ति
वर्ष में एक बार या समिति के समक्ष जब कोई महत्वपूर्ण मुद्दा विचार के लिए आए तब।
4.7 नया जोड़ा गया प्रशासनिक मण्डल की दृष्टि चूक समिति सदस्य नियमत हेतुः
1. कार्य
a. समिति सदस्य नियमत से सम्बन्धित मुद्दे जैसे सदस्यों का प्रवेश, निरीक्षण,
अनुशासनात्मक कार्रवाई आदि पर निगरानी रखेगी।
b. सदस्यता से जुड़े मुद्दों पर सेबी निरीक्षण अध्ययन पर निगरानी c. सदस्य नियमन से सम्बन्धित संसाधनों की पर्याप्तता का आकलन d. विभागों के प्रमुख इन मुद्दों की रिपोर्ट सीधे समिति तथा प्रबन्ध निदेशक
को देंगे।
e. पूर्वकथित प्रमुखों के विरुद्ध ली गई किसी भी मान्यताप्राप्त एक्सचेंज की रिपोर्ट प्रशासनिक मण्डल द्वारा तयशुदा समय के भीतर समिति के समक्ष अपील की जा सकेगी।
2. संरचना
a. समिति के सदस्य अधिकाधिक रूप से PIDs होंगे और उन्हीं में से एक
समिति का अध्यक्ष होगा।
b. समिति के शेष सदस्य स्वतंत्र बाहरी व्यक्ति होंगे।
3. सभा की कार्यवाह संख्या
सभा की कार्यवाह संख्या कुल सदस्यों की एक तिहाई या दो सदस्य, जो भी अधिक हो, होनी चाहिये, जहां न्यूनतम 50% PIDs की उपस्थिति वैध कार्यवाह संख्या के लिए आवश्यक है।
4. सभा की आवृत्ति
हर छः माह में एक बार या जब समिति के सम्मुख कोई महत्वपूर्ण मुद्दा विचार के लिए आए।
4.8 नया जोड़ा गया कार्य सूची बनाने हेतु प्रशासनिक मण्डल की स्वतंत्र दृष्टिचूक समिति ः-
1. कार्य
a. समिति प्रतिभूतियों की सूची से सम्बन्धित मुद्दे जैसे व्यापार के लिए प्रतिभूतियों का प्रवेश, निलम्बन/निर्विधायन, सूची से हटाना तथा ऐसे सभी मुद्दे जो समिति के समक्ष रखने से पूर्व विचारणीय हैं, पर दृष्टि रखेगी। b. सूची निर्माण से सम्बन्धित मुद्दोंं पर सेबी द्वारा निरीक्षण पर दृष्टि रखना। c. सूची निर्माण से सम्बन्धित संसाधनों की पर्याप्तता का आकलन। d. विभागाें के प्रमुख जो इन मुद्दों को देख रहे हैं, अपनी रिपोर्ट सीधें समिति
या प्रबन्ध निदेशक को देंगे।
e. पूर्व कथित प्रमुखों के विरुद्ध ली गई किसी भी मान्यताप्राप्त एक्सचेंज की रिपोर्ट प्रशासनिक मण्डल द्वारा तयशुदा समय के भीतर समिति के समक्ष अपील की जा सकेगी।
2. संरचना
a. समिति के सदस्य अधिकाधिक रूप से PIDs होंगे तथा उन्हीें में से एक
समिति का अध्यक्ष होगा।
b. समिति के शेष सदस्य स्वतंत्र बाहरी व्यक्ति होंगे।
3. सभा की कार्यवाह संख्या
सभा की कार्यवाह संख्या कुल सदस्यों की एक तिहाई या दो सदस्य, जो भी अधिक हो, होनी चाहिये जहाँ वैध कार्यवाह संख्या के लिए 50% PIDs की उपस्थिति आवश्यक है।
PART IV] THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) 1071 1 2 34. सभा की आवृत्ति
हर छह माह में एक बार या जब समिति के समुख कोई महत्वपूर्ण मुद्दा विचार के लिए आए।
4.9 नया जोड़ा गया व्यापारिक तथा निगरानी कार्य हेतु प्रशासनिक मण्डल की स्वतंत्र दृष्टिचूक समिति
1. कार्य
a. समिति व्यापारिक व निगरानी से सम्बन्धित कार्य जैसे स्टॉक वॉच सिस्टम, चेतावनी तथा प्रकरण का प्रबन्ध, व्यवस्था व व्यापार स्तर चेतावनी के जरिए बाजार की निगरानी, सुरक्षा स्तर चेतावनी, चेतावनी पर उठाए कदम, मूल्य में बदलाव, अफवाहों का सत्यापन, व्यापारिक खण्ड के लिए प्रतिभूतियों का व्यापार में समारोपण करना, लिए गए वृहद निरीक्षण, अनुशासनिक कार्रवाई आदि पर दृष्टि रखेगी।
b. निरीक्षण तथा परीक्षण से सम्बन्धित सेबी के निरीक्षण कार्य तथा सेबी की
साप्ताहिक निरीक्षण सभा में लिए गए फैसलाें पर दृष्टि रखना।
c. व्यापारिक तथा निरीक्षण कार्य के लिये संसाधनों की पर्याप्तता का आकलन
करना।
d. विभागाें के प्रमुख जो ये मुद्दे निपटा रहे हैं व इनकी रिपोर्ट सीधे समिति
तथा प्रबन्ध निदेशक को देंगे।
e. पूर्व कथित प्रमुखों के विरुद्ध ली गई किसी भी मान्यता प्राप्त एक्सचेंज की रिपोर्ट प्रशासनिक मण्डल द्वारा तयशुदा समय के भीतर समिति के समक्ष अपील की जा सकेगी।
f. व्यापारिक सदस्य, ग्राहक तथा सूचीबद्ध कम्पनियों के द्वारा किए गए उल्लंघन पर ISE की व्यापारिक क्रिया द्वारा ली गई विनियमन क्रिया के लिए व्यापारिक, निरीक्षण व निगरानी के लिए योजना तैयार करना।
g. सदस्य के द्वारा निरीक्षण के दौरान पाए गए उल्लंघन के लिए उचित नियमन
क्रिया लागू करना।
h. नियमन के दिशा-निर्देश जो समय-समय पर जारी किए जाते हैं, के अनुसार निरीक्षण रूपरेखा व कार्यप्रणाली में बदलाव स्वीकृत तथा लागू करना।
i. स्वीकृत प्रतिभूतियाें से सम्बन्धित सूचनाओं को दूसरे स्टॉक एक्सचेंजों के
मध्य आदान-प्रदान करने में समन्वयन करना।
j. नियामक द्वारा समय-समय पर जारी किये गए दिशा-निर्देशों के सन्दर्भ में
एक्सचेंज के व्यापार नियमन की रूपरेखा बनाना, लागू करना तथा उसमें संशोधन करना।
2. संरचना
a. समिति अधिकाधिक रूप से लोकहित निदेशकों से बनी होगी तथा
उनमें से एक समिति का अध्यक्ष होगा।
b. समिति के शेष सदस्य स्वतंत्र बाहरी विशेषज्ञ हो सकते हैं।
3. सभा की कार्यवाह संख्या
सभा की कार्यवाह संख्या कुल सदस्यों की एक तिहाई या दो सदस्य, जो भी अधिक हो, होनी चाहिये जहाँ न्यूनतम 50% PIDs वैध कार्यवाह संख्या के लिए उपस्थित होना आवश्यक है।
4. सभा की आवृत्ति
हर तीन माह में एक बार या जब और जैसे समिति के समक्ष महत्वपूर्ण मुद्दा विचार के लिए आए।
1072 THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) [PART IV 1 2 34.10 नया जोड़ा गया सुझाव समिति
1. कार्य
a. उत्पाद संरचना, तकनिक तथा कर संग्रह जैसे गैर नियमन तथा परिचालन के
मसलों पर सलाह देना।
b. सुझाव समिति की सिफारिशें प्रशासनिक मण्डल के विचार विमर्श तथा उचित निर्णय के लिए मान्यता प्राप्त स्टॉक एक्सचेंज के प्रशासनिक मण्डल की आगामी सभा में प्रस्तुत की जाएगी। समिति तथा प्रशासनिक मण्डल की सिफारिशें उनके निर्णयों के साथ सम्बन्धित वेबसाइट्स पर प्रदर्शित की जाएंगी।
2. संरचना
a. समिति स्टॉक एक्सचेंज के व्यापारिक सदस्यों द्वारा बनेगी। b. प्रशासन मण्डल का सभापति सुझाव समिति का प्रमुख होगा तथा हर सभा
का स्थाई अतिथि प्रबन्ध निदेशक होगा।
3. सभा की कार्यवाह संख्या
सभा की कार्यवाह संख्या कुल सदस्याें की एक तिहाई या न्यूनतम दो सदस्य, जो भी अधिक हो, होना चाहिए, सभापति के अतिरिक्त।
4. सभा की आवृत्ति
समिति अधिकतम तीन माह के अन्तराल में वर्ष में न्यूनतम चार बार सभा आयोजित करनी चाहिये।
गद्यांश नया जोड़ा गया नियमन विभाग ः अध्याय 8
प्रतिभूति अनुबंध (विनियम) (स्टॉक एक्सचेंज तथा क्लीयरिंग कार्पोरेशन) विनियम, 2012 के अनुसार।
नियमन विभागों के पृथकीकरण को निश्चित करने के लिये, एक्सचेंज ''चाइनीज वाल'' योजना अपनाएगा जिसके तहत नियम विभाग अन्य विभागों से पृथक रहेगा।
f. लागू करना
नियमन विभाग के कर्मचारी नियमन कार्यों से सम्बन्धित कोई भी सूचना दूसरे विभागों से आदान प्रदान नहीं करेंगे। नियमन क्षेत्रों के कर्मचारी दूसरे विभागों के कर्मचारियों से शारीरिक रूप से पृथक रहेंगे तथा उनका नियन्त्रण भी पृृथक रहेगा। अपवाद परिस्थितियों में गोपनीय सूचना अनुपालन अधिकारी की जानकारी से दूसरे विभागों के कर्मचारियों को ''जानने की आवश्यकता'' पर दी जा सकती है। निम्नांकित विभाग नियमन विभाग के अधीन रखे जा सकते हैं। a. निगरानी b. सूचीबद्ध करना c. सदस्यता पंजीयन d. अनुपालन e. निरीक्षण g. मध्यस्था h. दृष्टिचूक i. निवेशक सुरक्षा
j. निवेशक सेवा
सभी विभागों के प्रमुख जो इन मसलों को देख रहे हैं वे अपनी रिपोर्ट सीधे संबन्धित समिति तथा प्रबन्ध निदेशक को देंगे।
नियम विभाग के प्रमुख के विरुद्ध एक्सचेंज के द्वारा उठाए गए कदम पर प्रशासनिक मण्डल द्वारा निश्चित समयावधि के भीतर सम्बन्धित समिति को अपील की जा सकती है।
PART IV] THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) 1073सेबी के परिपत्र नं CIR/MRD/DSA/33/2012 दिनांक दिसम्बर 13, 2012 के अनुसार इन्टर कनेक्टेड स्टाक एक्सचेंज के उपनियमों में संस्था के अन्तर्नियम में संशोधन, प्रतिभूति संविदा (विनियम) (स्टाक एक्सचेंज तथा क्लीयरिंग कॉर्पोरेशन) विनियम, 2012 दिनांक 20.06.2012 के साथ पठित
उपनियम क्र. संशोधन के पूर्व उपनियम प्रस्तावित संशोधन के बाद उपनियम
1
2
3
अध्याय 12 समाशोधन ग्रह लागू योग्य हटाने/निकालने हेतु
18.05.9 मध्यस्थता समिति/पैनल मध्यस्थता अधीकरण की नियुक्ति स्टॉक एक्सचेंज एक मध्यस्थता पैनल को बनाए रखेगा। किसी उद्देश्य के लिए करता है। समिति/पैनल में कम मध्यस्थता पैनल से मध्यस्थता अधिकरण की रचना होगी। से कम 10 सदस्यों की बनी हो सकती है तथा इसमें पैनल के मध्यस्थों की संख्या मतभेदों की संख्या पर कोई व्यापारिक सदस्य नहीं होगा। मध्यस्थता समिति/पैनल आधरित होगी जिससे मध्यस्थगण उचित संख्या में प्रकरणों के सदस्य कानून, न्याय, वित्तीय या लेखा क्षेत्र के को साथ-साथ निश्चित समय में निपटा सकें। मध्यस्थता गणमान्य व्यक्ति होंगे जो किसी स्टॉक एक्सचेंज के शेयर पैनल के सदस्य कानून, न्याय, वित्तीय या लेखा क्षेत्र के दलाल नहीं होना चाहिए। गणमान्य व्यक्ति होंगे जो किसी स्टॉक एक्सचेंज के शेयर
दलाल नहीं होंगे। मध्यस्थता समिति मध्यस्थता पैनल में शामिल करने के लिए सदस्यों का चुनाव करेगी।
जहां कहीं व्यक्तिक्रम समिति शब्द आए। उसके स्थान पर व्यतिक्रमी समिति पढ़ा जाए।
20.46 व्यतिक्रम समिति की सभा जब भी आवश्यकता उत्पन्न व्यतिक्रमी समिति की सभाएं व्यतिक्रम समिति की सभा वर्ष हो व्यतिक्रम समिति की सभा हो सकती है। में एक बार या जब महत्वपूर्ण कार्य के निपटान की
आवश्यता हो तब बुलाई जा सकती है।
सेबी के परिपत्र नं CIR/MRD/ICC/29/2012 दिनांक 07.11.2012 और CIR/MRD/ICC/20/2013 दिनांक 05.07.2013 के अनुसार इन्टर कनेक्टेड स्टाक एक्सचेंज के उपनियमों में संस्था के अन्तर्नियम में संशोधन।
उपनियम क्र. संशोधन के पूर्व उपनियम प्रस्तावित संशोधन के बाद उपनियम
18.14A अपीलीय मध्यस्थ निर्णय के पीड़ित पक्ष उस न्यायालय अपीलीय मध्यस्थ के निर्णय से पीड़ित पक्ष, ग्राहक द्वारा में आर्बिट्रेशन एंड कन्सीलिएशन एक्ट 1996 की कंडिका KYC प्रपत्र में प्रदान पते के निकटतम न्यायालय, जिसे 34 के तहत, आवेदन कर सकता है जिसे क्षेत्राधिकार क्षेत्राधिकार हो, उस न्यायालय में आर्बिट्रेशन एंड हो।
कन्सीलिएशन एक्ट 1996 की कंडिका 34 के तहत, आवेदन कर सकता है।
18.19.2 ग्राहक जिसका दावा/प्रतिदावा रु. 10 लाख का है, यदि ग्राहक जिसका दावा/प्रतिदावा रु. 10 लाख तक का है, यदि वह मध्यस्थ के समक्ष संदर्भ छः माह के अन्दर प्रस्तुत वह मध्यस्थ के समक्ष संदर्भ प्रस्तुत करता है, तो उसे जमा करता है, तो उसे जमा (डिपाजिट) से छूट होगी। (डिपाजिट) से छूट होगी। इस तरह के आवेदनों के संबंध में
होने वाला व्यय स्टाक एक्सचेंज द्वारा वहन किया जाएगा।
डी. बी. पावर लिमिटेड भोपाल-462011
मैसर्स डी. बी. पावर लिमिटेड, पंजीकृत कार्यालय, द्वारकासदन, 6 प्रेस काम्प्लैक्स जोन-1, एम. पी. नगर, भोपाल-462011 (म.प्र.) ने निम्नलिखित पारेषण लाइन के सर्वेक्षण कार्य, निर्माण, स्थापना, निरीक्षण, और तत्पश्चात् चालू करने, संचालन, संधारण एवं अन्य कार्यों हेतु भारतीय विद्युत अध्निियम की धारा 164 के अंतर्गत भारतीय टेलीग्राफ एक्ट 1885 की उन समस्त शक्तियों एवं अधिकारों को प्रदान करने के लिए भारत सरकार, ऊर्जा मंत्रालय को आवेदन किया है जो भारत सरकार ने भारतीय टेलीग्राफ प्राधिकरण को टेलीग्राफ लाइन की स्थापना, संचालन एवं संधरण के लिए प्रदान किए हैं।
पारेषण लाइन का नाम
डी. बी. पावर लिमिटेड, बाड़ादरहा से पावर ग्रिड के बनसिया रायगढ़ स्थित पूलिंग स्टेशन तक 400 के. वी. डबल सर्किट पारेषण लाइन एवं स्टार्टअप पावर के लिए संबद्ध लीलो लाइन का निर्माण।
1074 THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) [PART IVयोजना के अंतर्गत कार्यों का विवरण
1. डी. बी. पावर लिमिटेड के बाड़ादरहा (जांजगीर-चांपा) छत्तीसगढ़ स्थित पावर प्लांट के 400 के. वी. स्विचयार्ड से विद्युत निकासी हेतु पी. जी. सी. आई. एल. के 765/400 के.वी. पूलिंग स्टेशन, बनसिया (रायगढ़) तक 18 कि.मी. (लगभग) लंबी 400 के.वी. डबल सर्किट पारेषण लाइन का निर्माण, संचालन एवं संधारण। एवं
2. उपरोक्त पारेषण लाइन के टावर नं. 10/4 से पावर ग्रिड की रायगढ़-रायपुर लाइन के सर्किट नं. 3 के लोकेशन नं. 5 तक 1.834 कि.मी.
लंबी 400 के.वी. अंतरिम (लीलो) पारेषण लाइन का निर्माण, संचालन एवं संधारण।
उपरोक्त पारेषण लाइन के निर्माण हेतु छत्तीसगढ़ शासन, ऊर्जा विभाग रायपुर द्वारा पत्र क्रमांक 1262/रायपुर दिनांक 23.06.2011 द्वारा अनुमति दी जा चुकी है।
उपरोक्त पारेषण लाइन के निर्माण हेतु ऊर्जा मंत्रालय भारत सरकार द्वारा पत्र क्रमांक 11/2/2012-पी.जी. (डी. बी. पावर लिमिटेड) नई दिल्ली दिनांक 07 मार्च 2013 के द्वारा भारतीय विद्युत अधिनियम 2003 की धारा 68 के अंतर्गत पूर्व अनुमोदन दिया जा चुका है।
उपरोक्त पारेषण लाइन एवं संबद्ध लीलो लाइन निम्नलिखित ग्रामों, कस्बों एवं शहरों के बीच से, इर्द-गिर्द/अंदर से/ऊपर से/अथवा आसपास से गुजरेगी ः--
क्रमांक गांव का नाम तहसील जिला क्रमांक गांव का नाम तहसील जिला 1. बाड़ादरहा डभरा जांजगीर-चांपा 10. सरडामाल रायगढ़ रायगढ़ 2. टुण्ड्री डभरा जांजगीर-चांपा 11. उसरौट रायगढ़ रायगढ़ 3. कंचनपुर डभरा जांजगीर-चांपा 12. औंराभांठा रायगढ़ रायगढ़ 4. भद्रापाली रायगढ़ रायगढ़ 13. कुरमापाली रायगढ़ रायगढ़ 5. बायंग रायगढ़ रायगढ़ 14. बनसीयां रायगढ़ रायगढ़ 6. पंझर रायगढ़ रायगढ़ 15. कोतरा रायगढ़ रायगढ़ 7. नंदेली रायगढ़ रायगढ़ 16. तरकेला रायगढ़ रायगढ़ 8. बोकरामुड़ा रायगढ़ रायगढ़ 17. जोगितराई रायगढ़ रायगढ़ 9. बालमगोड़ा रायगढ़ रायगढ़
उपरोक्त पारेषण लाइन एवं संबद्ध लीलो लाइन के मार्ग का नक्शा अधोहस्ताक्षरकर्ता के निम्न पते पर स्थित कार्यालय में उपलब्ध है। इस सूचना के माध्यम से समस्त सम्मानीय नागरिकों एवं जनसाधारण को सूचित किया जाता है कि पारेषण लाइन के मार्ग से संबंधित जानकारी अधेहस्ताक्षरकर्ता के यहां संपर्क कर देख सकते हैं एवं अपना अभिमत अधोहस्ताक्षरकर्ता के कार्यालय में इस जाहिर सूचना के प्रकाशन की दिनांक से दो माह (साठ दिन) के अंदर लिखित में प्रस्तुत कर सकते हैं।
इसके अतिरिक्त जानकारी एवं स्पष्टीकरण के लिए कृपया निम्न पते पर संपर्क करें ः--
नाम व पता--जी. आर. मोदी, उपाध्यक्ष (प्रोजेक्ट), डी. बी. पावर लिमिटेड बड़ादरहा जिला--जांजगीर-चांपा, छत्तीसगढ़।
ई-मेल व फोन नं[email protected], (09826805603)
ह./- अपठनीय सीनियर वी.पी. (प्रोजेक्ट)
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नेशनल सिक्योरिटीज क्लीयरिंग कारपोरेशन लिमिटेड
मुम्बई-400051
नेशनल सिक्योरिटीज क्लीयरिंग कारपोरेशन लिमिटेड के संगम अनुच्छेदों में प्रस्तावित मसौदा संशोध्न, जैसाकि नीचे दिए गए ह, भारत के सरकारी राजपत्र में सामान्य खंड अध्निियम, 1897 की धरा 23 के उपबंधें के अनुसार आलोचना के लिए प्रकाशित किए जाते ह। नेशनल सिक्योरिटीज क्लीयरिंग कारपोरेशन लिमिटेड के संगम अनुच्छेदों में प्रस्तावित संशोध्नों पर कोई प्रेक्षण रखने वाला कोई व्यक्ति इसे लिखित में अधेहस्ताक्षरी को राजपत्र में इस प्रकाशन की तारीख से पन्द्रह दिनों के अंदर एक्सचेंज प्लाजा, प्लाट सी-1, ब्लॉक-जी, बांद्रा कुर्ला काम्प्लेक्स, बांद्रा (पूर्व), मुम्बई-400051 को भेज सकता है। उपर्युक्त तारीख के पश्चात प्राप्त प्रेक्षणों को मसौदा संशोध्नों पर विचार करते समय ध्यान नहीं किया जाएगा। नेशनल सिक्योरिटीज क्लीयरिंग कारपोरेशन लिमिटेड के संगम अनुच्छेदों को निम्नानुसार संशोध्ति किए जाने का प्रस्ताव है :
क 1. (क) अनुच्छेद 63(1) की शीर्षक में ''निर्गम'' और ''सेबी विनियमों के अध्यध्ीन शेयरों को धरण करना और'' शब्द (शब्दों) के बीच ''अध्ग्रिहण'' शब्द को अतःस्थापित करके;
(ख) अनुच्छेद 63(1) में (i) ''...............विनियमन, 2012 या कोई'' शब्दों के पश्चात् ''सांविध्कि'' शब्द को हटा करके, (ii) ''. ....................संशोध्न'' शब्द के पश्चात् ''या उसका पुनःअध्निियम'' शब्दों को हटा करके, (iii) ''..................के संबंध् में लागूPART IV] THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) 1075 होंगे'' शब्दों से पहले ''उसके लिए, जैसा भी मामला हो,'' शब्दों को अंतःस्थापित करके और (iv) ''................निग्रम'' शब्द के पश्चात् ''अध्ग्रिहण'' शब्द अंतःस्थापित करके।
2. अनुच्छेद 63(2) में (क) ''..............विनियमन, 2012 या कोई'' शब्दों के पश्चात् ''सांविध्कि'' शब्द को हटा करके, (ख) ''संशोध्न'' शब्द के पश्चात् ''या उसके पुनः अध्निियमन'' शब्दों को हटा करके, और (ग) ''संशोध्न'' शब्द के पश्चात ''उसके लिए, जैसा भी मामला हो'' शब्दों को अंतःस्थापित करके।
3. अनुच्छेद 116 में (क) ''.....................सहित बारह से अध्कि'' शब्दों के पश्चात् ''लोक हित के निदेशकों, शेयरधरकों (कर्मचारी निदेशकों सहित)'' शब्दों को अंतःस्थापित करके (ख) ''और प्रबंध् निदेशक ............'' शब्दों से पहले ''ऋणपत्र निदेशक (यदि कोई हो)'' शब्दों को हटा करके।
4. अनुच्छेद 116 के पश्चात् 116क के रूप में निम्नलिखित नया खंड अंतःस्थापित करके :--
उद्धरण चिन्ह शुरू
इन अनुच्छेदों में विहित कुछ भी होने के विपरीत, बोर्ड की संरचना के संबंध् में समय-समय पर सेबी द्वारा जारी निदेशों और/या नियमों प्रावधन किया जाता है, निदेशकों, मुख्य कार्यकारी की नियुक्ति, आचरण संहिता और कंपनी के अध्शिासन से संबंध्ति प्रासंगिक और परिणामी मामलों का अनुपालन किया जाएगा।
उद्धरण चिन्ह बंद
5. अनुच्छेद 119(i) में (क) ''अध्निियम के उपबंधें के अध्यध्ीन'' शब्दों के पश्चात् ''और भारतीय प्रतिभूति एवं विनिमय बोर्ड के अनुमोदन'' शब्दों को अंतःस्थापित करके और (ख) ''................निदेशक मंडल, समय-समय पर, नियुक्ति कर सकता है'' शब्दों के पश्चात ''या पुननयुक्त'' शब्दों को अंतःस्थापित करके;
(ख) मसौदा एनएससीसीएल नियम, एनएससीसीएल उप-नियम और एनएससीसी (पूंजी बाजार) विनियमन, एनएससीसीएल नियम (फ्यूचर एण्ड आप्शन खण्ड), एनएससीसीएल (फ्यूचर एण्ड आप्शन खण्ड) विनियमन, एनएससीसीएल का संगम ज्ञापन और संगम अनुच्छेदों (उपर्युक्त बिंदु सं. (क) के तहत प्रस्तावित संशोध्नों को शामिल करने के पश्चात्) को एनएसई की वेबसाइट पर दिया गया है। उपर्युक्त दस्तावेजों पर कोई प्रेक्षण रखने वाला कोई व्यक्ति इसे लिखित में अधेहस्ताक्षरी को राजपत्र में प्रकाशन की तारीख से पन्द्रह दिन के अंदर एक्सचेंज प्लाजा, प्लाट सी-1, ब्लॉक-जी, बांद्रा कुर्ला काम्प्लेक्स, बांद्रा (पूर्व), मुम्बई-400051 को भेज सकता है। उपर्युक्त तारीख के पश्चात प्राप्त प्रेक्षणों को मसौदा संशोध्नों पर विचार करते समय ध्यान नहीं दिया जाएगा।
कृते नेशनल सिक्योरिटीज क्लीयरिंग कारपोरेशन लिमिटेड आर. जयकुमार सहायक कम्पनी सचिव
टिप्पणी : हिन्दी पाठ में भिन्नता की स्थिति में अंग्रेजी पाठ अभिभावी होगा।
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नेशनल स्टॉक एक्सच—ज ऑफ इंडिया लिमिटेड
मुम्बई-400051
नेशनल स्टॉक एक्सच—ज ऑफ इंडिया लिमिटेड के संगम अनुच्छेदा— में प्रस्तावित मसौदा संशोध्न, जैसाकि नीचे दिए गए ह, सामान्य न्न्ंड अध्निियम, 1978 की धरा 23 के उपबंध— के अनुसार आलोचना के लिए –ारत के सरकारी राजपत्र में प्रकाशित किए जाते ह। नेशनल स्टॉक एक्सच—ज ऑफ इंडिया लिमिटेड के संगम अनुच्छेदा— में प्रस्तावित मसौदा संशोध्न पर कोई प्रे रन्न्ने वाला कोई व्यक्ति इन्ह— राजपत्र में इस प्रकाशन की तारीन्न् से पन्द्रह दिन के अंदर अधेहस्तारी को लिन्न्ति में एक्सच—ज प्लाजा, प्लाट सी-1, ब्लॉक जी, बांद्रा कुर्ला कम्पलेक्स, बांद्रा (पूर्व), मुंबई-400051 को –ेज सकता है। उपरोक्त अवध् िके पश्चात् प्राप्त प्रेा— पर मसौदा संशोध्ना— पर विचार करते समय ध्यान नहीं दिया जाएगा।
नेशनल स्टॉक एक्सच—ज ऑफ इंडिया लिमिटेड के संगम अनुच्छेदा— को निम्नानुसार संशोध्ति किए जाने का प्रस्ताव है :--
1. (क) अनुच्छेद 63(1) के शीर्षक में ''निर्गम'' और सेबी विनियमना— के अध्यध्ीन शेयरा— को धर करना'' शब्दा— के बीच ''अध्ग्रिह'' शब्द को अतः स्शपित करके ; और
(न्न्) अनुच्छेद 63(1) में ''प्रति–ूति संविदा (विनियमन) (मान्यताप्राप्त स्टॉक एक्सच—जा— में सार्वजनिक शेयरधरिता को बढ़ाने और बनाए रन्न्ने का ढंग) विनियमन, 2006'' को ''प्रति–ूति संविदा (विनियमन) (स्टॉक एक्सच—ज और कलीयरिंग कारपोरेशन) विनियमन, 2012 या उसका कोई संशोध्न, जैसा –ी मामला हो'', शब्दा— को प्रतिस्थापन करके और ''और कंपनी के इक्विटी शेयरों को धारणा करना'' शब्दों के बीच ''अधिग्रहण'' शब्द अंतःस्थापित करके;
2. अनुच्छेद 63(2) के परंतुक (क) में ''प्रति–ूति संविदा (विनियमन) (मान्यताप्राप्त स्टॉक एक्सच—जा— में सार्वजनिक शेयरधरिता को बढ़ाने और बनाए रन्न्ने का ढंग) विनियमन, 2006'' शब्दा— को ''प्रति–ूति संविदा (विनियमन) (स्टॉक एक्सच—ज और कलीयरिंग कारपोरेशन) विनियमन, 2012 या उसका कोई संशोध्न, जैसा –ी मामला हो'', शब्दा— द्वारा प्रतिस्शपित करके;
1076 THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) [PART IV3. अनुच्छेद 116 में ''बाईस से अध्कि सहित'' शब्दा— के पश्चात् ''सेबी नामिती निदेशक'' शब्दा— को हटा करके और ''लोक हित के निदेशका—'' शब्दा—
के पश्चात् ''शेयरधरक निदेशको— (कर्मचारी निदेशका— सहित)'' शब्दा— को अंतःस्शपित करके; और
4. (क) अनुच्छेद 143 के र्शीक में ''अध्य'' शब्द के पश्चात् और ''उपाध्य'' शब्दा— को अंतःस्शपित करके;
(न्न्) ''निदेशका अपना अध्य चुन सकते ह और उस अवध् िको निर्धरित कर सकते ह जिसके लिए वह कार्यालय धर करेगा'' वाक्य के पश्चात् निम्नलिन्न्ति वाक्य ''निदेशक अपना उपाध्य चुन सकते ह और उस अवध् िको निर्धरित कर सकते ह जिसके लिए वह कार्यालय धर करेगा'' को अंतःस्शपित करके; और
(ग) अनुच्छेद 143 में ''बैठक करने के लिए निश्चित समय पर अध्य उपस्श्ति न हो'' शब्दा— के पश्चात् ''उपाध्य, यदि उपस्श्ति हो, प्रतिभूति संविदा (विनियमन) (स्टॉक एक्सच—ज और कलीयरिंग कारपोरेशन) विनियमन, 2012 या उसका कोई संशोध्न, जैसा –ी मामला हो, में विहित उपबंध— के अध्यध्ीन ऐसी बैठक की अध्यता करेगा, और यदि वह –ी उपस्श्ति न हो'' शब्दा— को अंत स्शपित करके।
कृते नेशनल स्टॉक एक्सच—ज ऑफ इंडिया लिमिटेड आर. जय कुमार प्राध्किृत हस्ताक्षरी
टिप्पी : हदी पाठ में –िन्नता की स्श्तिि में अंग्रेजी पाठ अ–ि–ावी होगा।
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Amendment in Articles of Association (AoA) of Inter-connected Stock Exchange of India Ltd. in view of the SEBI circular no. CIR/MRD/DSA/33/2012 dated December 13, 2012 read with Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2012 dated 20.06.2012
Article Existing Article Amendments submitted to SEBI Proposed Amendments
on August 6, 2012 for approval
1 2
3
4
149B Newly Inserted
149C Newly Inserted
- The Public Interest Director shall not be subject to retirement by rotation. - The existing Public Interest Directors shall continue to hold the post, till a new Public Interest Director is appointed in his place.
245 The Company shall constitute a - The Arbitration Committee shall comprise majority of Public Interest Directors. Shareholder Directors may form the other Members of the Committee.
Panel of Arbitrators at Mumbai/ Navi Mumbai called the Central Arbitration Panel. The Committee/ Panel may consist of not less than 10(ten) members and the arbitration committee/panel shall not comprise any Trading Member. The members of the Arbitration Committee/Panel shall be persons of eminence from legal, judicial, financial or accountancy fields and shall not be stock brokers of any Stock Exchange.
246 The Board of the Company may - The Arbitration Committee of the increase the number of Arbitrators Company may increase the on the Central Arbitration Panel number of Arbitrators on the from time to time, having regard Arbitration Panel from time to time, having regard to the number to the number of cases submitted for arbitration and such increased of cases submitted for arbitration and such increased size of the size of the Central Arbitration Panel shall not comprise any Trading Arbitration Panel shall not Member.
comprise any Trading Member.
247 The Managing Director would - The Managing Director shall be an ex-officio member of the be an ex-officio member of the Arbitral Tribunals constituted Arbitral Tribunals. out of the Central Arbitration Panel.
PART IV] THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) 1077 1 2 3 4248 The Board may similarly constitute - The Arbitration Committee shall constitute Regional Arbitration Panels consisting of not less than 5 (five) Panel Members at each region. The members shall be persons of eminence from the legal, judicial, financial or accountancy fields and shall not be stock brokers of any Stock Exchange.
Regional Arbitration Panels consisting of not less than 5 (five) Panel Members at each region. The members shall be persons of eminence from the legal, judicial, financial or accountancy fields and shall not be stock brokers of any Stock Exchange.
249 The Board of the Company may - The Arbitration Committee may increase the number of Arbitrators on the Regional Arbitration Panel from time to time, having regard to the number of cases submitted for arbitration and such increased size of the Regional Arbitration Panel shall not comprise any Trading Member.
increase the number of Arbitrators on the Regional Arbitration Panel from time to time, having regard to the number of cases submitted for arbitration and such increased size of the Regional Arbitration Panel shall not comprise any Trading Member.
- Be replaced with "Arbitration Wherever the word "Central Arbitration Panel" appears
Panel"
263 The Board shall constitute a The Board shall constitute a The Governing Board shall Disciplinary Action Committee Disciplinary Action Committee constitute a Disciplinary Action consisting of five persons and the consisting of five persons and Committee consisting of Public members shall be persons of the members shall be persons Interest Directors and Exchange eminence from the legal, judicial of eminence from the legal, Officials. The Public Interest and accountancy fields, who shall judicial and accountancy fields, Directors shall form a majority of not be stock brokers of any stock who shall not be stock brokers the committee. A Maximum of two exchange. The Managing Director of any stock exchange. The Key Management Personnel (KMP) would be an ex-officio member Managing Director would be can be on the committee one of of this Committee. an ex-officio member of this whom shall necessarily be the Committee. Managing Director of the Company.
267 The Disciplinary Action Committee The Disciplinary Action The quorum of Disciplinary may from time to time determine Committee may from time to Action Committee shall be one- its own quorum, provided that time determine its own quorum, third of its total strength of members such quorum shall not be less provided that such quorum shall or two members, whichever is than two members of the not be less than two members higher, where at least One Public Committee, not counting the of the Committee. Interest Director shall be present stock broker member, if any.
to have a valid quorum.
268 Unless otherwise provided or
- Unless otherwise provided or directed by the Governing Board, the Committee shall conduct and regulate its proceedings in the same directed by the Board, the Committee shall conduct and regulate its proceedings in the same manner as the Board. manner as the Governing Board.
271 The decision of the Disciplinary - The decision of the Disciplinary Action Committee shall be final Action Committee shall be final and binding on the Trading and binding on the Trading Members, Participants, Users and Members, Participants, Users and registered intermediaries and shall registered intermediaries and shall come into force from such date as come into force from such date as may be decided by the Committee, may be decided by the Committee, provided however, that the aggrieved provided however, that the aggrieved party shall have the right of appeal party shall have the right of appeal to the Governing Board in matters to the Board in matters of1078 THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) [PART IV 1 2 3 4 expulsion and suspension of all or any of the rights.
of expulsion and suspension of all or any of the rights.
272 The Board shall constitute every The Board shall constitute every The Governing Board shall year a Defaults Committee year a Defaults Committee constitute the Defaulters' Committee consisting of five persons and the consisting of five persons, out of consisting of majority of Public members shall be from the public which not more than one person Interest Directors. A maximum of who shall be persons of eminence may be a Trading Member and two Key Management Personnel from the legal, judicial and the remaining members shall be (KMP) of the Exchange can be accountancy fields, who shall not from the public who shall be on the Committee. The Committee be stock brokers of any stock persons of eminence from the may also include Independent exchange. Further, the Managing legal, judicial and accountancy External Persons such as retired Director would be an ex-officio fields, who shall not be stock judge, etc. member of this Committee. brokers of any stock exchange. Further, the Managing Director would be an ex-officio member of this Committee.
277 Defaults Committee may from time - The quorum of Defaulters' to time determine its own quorum, Committee shall be one-third of its total strength of members or provided that such quorum shall not be less than two members of the two members, whichever is higher, Committee, not counting the stock where at least One Public Interest Director shall be present to have a broker member, if any. valid quorum.
Amendment in Rules of Inter-connected Stock Exchange of India Ltd. in view of the SEBI circular no. CIR/MRD/DSA/33/ 2012 dated December 13, 2012 read with Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2012 dated 20.06.2012
Rule No. Rules before Rules after proposed Amendment
Amendment
1 2
3
Chapter/Rule 3 Committees To be deleted
Chapter/Rule 3 Newly Inserted Operational Committees-
As per the provisions of the SC(R)A, 1956, SEBI Act, 1992, Rules made thereunder and as per SEBI circular no CIR/MRD/DSA/33/2012 dated December 13, 2012, the company shall have the following Operational Committees-
1. Membership Selection Committee 2. Disciplinary Action Committee 3. Investor Grievance Redressal Committee (IGRC) 4. Defaulters' Committee 5. Compensation Committee 6. Selection Committee
These Committees shall be constituted by the Governing Board in the form and manner as specified by SEBI from time to time. The Governing Board shall have the power to initiate and review matters pertaining to these Committees and provide guidelines for their functioning over and above such powers as assigned to the Committees or provided in the Articles, Rules, Bye- Laws and Regulations of ISE. The Governing Board may also empower from time to time the Committees in matters relating to them with such Rules and Regulations as needed for their efficient and effective functioning.
PART IV] THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) 1079 1 2 33.1 Newly Inserted Membership Selection Committee
i. Functions
To selection/admission of Members of the various segments of the Exchange, change in control, transmission, re-admission of defaulters and such other matters as may be deemed necessary to be placed before the committee.
ii. Composition
a. The Public Interest Directors shall form a majority of the membership
selection committee.
b. A maximum of two Key Management Personnel of the Exchange can be on the committee one of whom shall necessarily be the Managing Director of the Stock Exchange.
c. The committee may also include independent external persons.
iii. Quorum of Meeting
The quorum shall be one-third of its total strength of members or two members, whichever is higher, where at least One PID shall be present to have a valid quorum.
iv. Frequency of Meeting
Within one month from the receipt of duly completed application for admission as a Trading Member.
3.2 Newly Inserted Disciplinary Action Committee
i. Functions
a. To formulate the policy for taking regulatory actions for various violations including warning, monetary fine, suspension, withdrawal of trading, expulsion.
b. To impose appropriate regulatory measures for violation cases
observed during inspection.
c. The Committee shall decide on the procedure to be followed for Disciplinary Action, make such Rules and Regulations as deemed fit for its functioning and take such regulatory or disciplinary action against the Trading Members and other Participants as considered appropriate in a specific matter referred to it, provided it is not in contravention of any statutory provision of SC(R)A, 1956, SEBI Act, 1992 and the provisions of the Articles, Rules, Bye-Laws and Regulations or any such decision of the Governing Board which is in the nature of a guideline.
d. The Committee may seek the assistance of any official or administrative machinery of ISE to which the matter pertains at its discretion. Such assistance will need to be provided without any delay or further sanctions.
e. The Committee shall prescribe the related Regulations for conduct of meetings, minutisation, award, fine, penalty, fees and all such matters connected with the efficient and effective functioning of the Committee provided they do not contravene any statutory provisions.
ii. Composition
a. The disciplinary action committee shall comprise Public Interest
Directors and Exchange officials.
1080 THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) [PART IV 1 2 3b. The Public Interest Directors shall form a majority of the committee.
c. A maximum of two Key Management Personnel of the Exchange can be on the committee one of whom shall necessarily be the Managing Director of the Stock Exchange.
iii. Quorum of Meeting
The quorum shall be one-third of its total strength of members or two members, whichever is higher, where at least One PID shall be present to have a valid quorum.
iv. Frequency of Meeting
Once in a year or as and when any important agenda needs to be transacted by the committee.
3.3 Newly Inserted Investor Grievance Redressal Committee (IGRC)
i. Functions
a. To deal with the complaints referred to it by the Stock Exchange.
b. To take notice of the complaint of parties and resolve it.
ii. Composition
a. The IGRC shall comprise a single person for claims upto Rs. 25 Lakh, whereas, for claims above Rs. 25 Lakh, the IGRC shall comprise three persons.
b. The IGRC shall comprise three independent persons with qualifications in the area of law, finance, accounts, economics, management or administration and experience in financial services, including securities market.
c. Further, the three member Committee shall include at least one technical expert for handling complaints related to technology issues (such as internet based trading, algorithmic trading, etc).
d. The Members of IGRC shall not be associated with any Trading
Member in any manner.
e. The disclosures and code of conduct prescribed under para 3.4 and 4 of SEBI circular Ref. No CIR/MRD/DSA/24/2010 dated August 11, 2010, shall be applicable, as far as may be, to Members of IGRC also.
iii. Quorum of Meeting
The IGRC shall comprise a single person for claims up to Rs. 25 Lakh, whereas, for claims of above Rs. 25 lakh, the IGRC shall comprise three independent persons with qualifications in the areas of law, finance, accounts, economics, management or administration, and experience in financial services, including securities market. Further, the three member Committee shall include at least one technical expert for handling complaints related to technology issues (such as internet based trading, algorithmic trading etc.). The disclosure and code of conduct prescribed under para 3.4 and 4 of SEBI circular No. CIR/MRD/DSA/24/2012 dated August 11, 2010, shall be applicable, as far as may be, to the Members of IGRC also. For claims up to 25 lakh, the single person IGRC shall be the quorum and for claims of over Rs. 25 lakh, all the three Members have to be present to fulfill the requirement of quorum.
PART IV] THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) 1081 1 2 3iv. Frequency of Meeting
Once in a year or as and when any important agenda needs to be transacted by the Committee.
3.4 Newly Inserted Defaulters' Committee
i. Functions
a. The Committee shall decide on the procedure to be followed in any specific matter related to the defaults in obligations and commitments in Trading Platform of ISE or to the Company by a Trading Member or other Participants and shall make such Rules and Regulations and take such decisions as may be considered necessary in the specific matter referred to it and for the proper functioning of the Committee, including recovery of dues through such measures which may include attachment of any rights, privileges, assets or properties of the Trading Members or other participants, provided they are not in contravention of any statutory provisions of SC(R)A, 1956, SEBI Act, 1992, and the provisions of the Articles, Rules, Bye-Laws and Regulations or any such decisions of the Governing Board which are in the nature of guidelines.
b. In the event both the clearing member and such member's constituent Trading Member are declared defaulters by the Defaulters' Committee of the Stock Exchange, then this Committee, and the Defaulters' Committee of the Clearing Corporation shall work together to realize the assets of both the Clearing Member and the Trading Member.
c. Admission or rejection of claims of clients/trading members/clearing members over the assets of the defaulters/expelled members.
d. Recommendations in respect of the claims to the Trustee of the IPF on whether the claim is to be paid out of IPF or otherwise.
e. The Committee may seek assistance of any official or administrative machinery of ISE to which the matter pertains at its discretion. Such assistance will need to be provided without any delay or further sanctions.
f. The Committee shall prescribe the related Regulations for conduct of meetings, minutisation, award, disposal of a case of default by the Trading Members or other participants in Trading Platform of ISE or to the Company and all such matters connected with the efficient and effective functioning of the Committee provided they do not contravene any statutory provisions.
ii. Composition
a. The Public Interest Directors shall form a majority of the Defaulters'
Committee.
b. A maximum of two Key Management Personnel of the Exchange
can be on the committee.
c. The Committee may also include independent external persons such
as retired judge, etc.
iii. Quorum of Meeting
The quorum shall be one-third of its total strength of members or two members, whichever is higher, where at least One PID shall be present to have a valid quorum.
1082 THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) [PART IV 1 2 3iv. Frequency of Meeting
Once in a year or as and when any important agenda needs to be transacted by the committee
3.5 Newly Inserted Compensation Committee
i. Functions
a. The Committee shall lay down the policy for compensation of Key Management Personnel (KMP) in terms of the compensation norms prescribed under Regulation 27 of SECC Regulations.
b. The Committee shall determine the tenure of the Key Management
Personnel (KMP) to be posted to a regulatory department.
c. The compensation payable to the Managing Director shall be as approved by SEBI, and the terms and conditions of the compensation of the Managing Director shall not be changed without prior approval of SEBI.
d. The compensation given to the Key Management Personnel shall be disclosed in the Report of the Exchange under section 217 of the Companies Act, 1956.
ii. Composition
a. The Committee shall comprise a majority of Public Interest Directors
and shall be chaired by a Public Interest Director.
b. Shareholder Directors or any person appointed by the Governing Board of the Stock Exchange for such purpose may form the rest of the Members of the Committee.
iii. Quorum of Meeting
The quorum shall be one-third of its total strength of members or two members, whichever is higher, where at least One PID shall be present to have a valid quorum.
iv. Frequency of Meeting
Once in a year or as and when any important agenda needs to be transacted by the committee.
3.6 Newly Inserted Selection Committee
i. Functions
To select a person for appointment to the post of Managing Director of the Exchange.
ii. Composition
The Selection Committee shall comprise four persons i.e., two Public Interest Directors and two Independent External Persons (IEP). In case of non-availability of adequate number of PIDs or independent external persons, then the number of PIDs or independent external persons as required could be increased accordingly to form the Committee. Further, the Stock Exchange shall ensure that at least one PID Member of the Selection Committee shall be present in the Committee meetings at all times.
iii. Quorum of Meeting
The quorum shall be one-third of its total strength of members or two members, whichever is higher, where at least One PID shall be present to have a valid quorum.
PART IV] THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) 1083 1 2 3iv. Frequency of Meeting
As and when needed
Chapter/Rule 4 Statutory Committees To be deleted
Chapter 4 Newly Inserted Oversight Committees-
As per the provisions of the SC(R)A, 1956, SEBI Act, 1992, Rules made thereunder and as per SEBI circular no CIR/MRD/DSA/33/2012 dated December 13, 2012, the company shall have following Oversight Committees-
1. Standing Committee on Technology
2. Sub-Committee for Monitoring Compliance of suggestions given in SEBI
inspection report
3. Investor services committee
4. Public Interest Directors' Committee
5. Arbitration Committee
6. Ethics Committee
7. Independent Oversight Committee of the Governing Board for member
regulation
8. Independent Oversight Committee of the Governing Board for listing
function
9. Independent Oversight Committee of the Governing Board for trading
and surveillance function
10. Advisory Committee
These Committees shall be constituted by the Governing Board in the form and manner as specified by SEBI from time to time. The Governing Board shall have the power to initiate and review matters pertaining to these Committees and provide guidelines for their functioning over and above such powers as assigned to the Committees or provided in the Articles, Rules, Bye- Laws and Regulations of ISE. The Governing Board may also empower from time to time the Committees in matters relating to them with such Rules and Regulations as needed for their efficient and effective functioning.
4.1 Newly Inserted Standing Committee on Technology
i. Functions
a. To monitor whether the technology used by the Exchange is up to
date and its meets the growing demands of the markets.
b. To monitor the adequacy of system capacity and efficiency.
c. To look into the changes being suggested by the Exchange to the
existing hardware/software.
d. To investigate into problems of computerised trading system, such
as hanging/slowdown/breakdown.
e. To ensure that transparency is maintained in disseminating
information for slowdown/breakdown in online trading system.
f. The Committee shall submit a report to the Governing Board of the
Exchange.
g. The Governing Board will deliberate on the report and ensure taking
of suitable action/remedial measures.
1084 THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) [PART IV 1 2 3h. Any stoppage beyond 5 minutes will be explained and reported to the Governing Board. The Exchange shall issue press release specifying the reason for the breakdown.
ii. Composition
The Committee shall comprise two outside experts proficient in technology and at least one Public Interest Director.
iii. Quorum of Meeting
The quorum shall be one-third of its total strength of members or two members, whichever is higher, where at least 50% of the PIDs shall be present to have a valid quorum.
iv. Frequency of Meeting
Once in every six months or as and when any important agenda needs to be transacted by the committee.
4.2 Newly Inserted Sub-Committee for Monitoring Compliance of suggestions given in SEBI
inspection report
i. Functions
a. To review the actions taken to implement the suggestions of SEBI's
Inspection Reports.
b. To place the same before the Governing Board of the Exchange.
c. To follow up and ensure compliance/implementation of the
inspection observations.
d. Sub-committee's reports should be put up to the Governing Board
of the Exchange.
e. All compliance reports sent to SEBI by the Exchange in respect of
inspections should be approved by the sub-Committee.
ii. Composition
a. The Committee shall comprise a majority of Public Interest Directors.
b. One Shareholder Director and
c. One Key Management Personnel.
iii. Quorum of Meeting
The quorum shall be one-third of its total strength of members or two members, whichever is higher, where at least 50% of the PIDs shall be present to have a valid quorum.
iv. Frequency of Meeting
The sub-committee shall meet at least twice each quarter to review the actions taken to implement the SEBI's Inspection Reports.
4.3 Newly Inserted Investor services committee
i. Functions
To supervise the function of Investors' Services Cell of the Exchange including review of the complaint resolution process, complaints remaining unresolved over long periods of time, estimate the adequacy of resources dedicated to investor services.
ii. Composition
a. The investors' services committee shall comprise a majority of Public
Interest Directors.
PART IV] THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) 1085 1 2 3b. The committee may also include Independent External Persons (IEP)
such as retired judge, etc.
iii. Quorum of Meeting
The quorum shall be one-third of its total strength of members or two members, whichever is higher, where at least 50% of the PIDs shall be present to have a valid quorum.
iv. Frequency of Meeting
Once in a year or as and when any important agenda needs to be transacted by the committee.
4.4 Newly Inserted Public Interest Directors' Committee
i. Functions
During the Meetings, Public Interest Directors shall review the following:
a. Status of compliance with SEBI's letters/ circulars.
b. Functioning of regulatory departments including the adequacy of
resources dedicated to regulatory functions.
c. Prepare a report on the working of the other committees where Public Interest Directors are also members. The report shall be circulated to the other Public Interest Directors.
d. Consolidated report shall be submitted to the Governing Board of
the exchange.
e. The Public Interest Directors shall identify important issues which may involve conflict of interest for the Exchange or may have significant impact on the market and report the same to SEBI.
ii. Composition
The Committee shall comprise Public Interest Directors
iii. Quorum of Meeting
All the Public Interest Directors shall necessarily attend every meeting of the Committee.
iv. Frequency of Meeting
Once in every six months or as and when any important agenda needs to be transacted by the Committee.
4.5 Newly Inserted Arbitration Committee
i. Functions
a. To select persons to be included in the Panel of Arbitrators (arbitration panel) to be formed by the Exchange in accordance with its Bye-laws, Regulations and Circulars of SEBI issued from time to time.
b. To decide on the formats, procedure and other requirements in
respect of arbitration proceedings of the Exchange.
c. To estimate the adequacy of resources dedicated to arbitration.
d. The Committee shall constitute Regional Arbitration Panels consisting of not less than 5 (Five) Members at Mumbai (H.O.), Delhi, Kolkata and Coimbatore. The members shall be persons of eminence from the legal, judicial, financial or accountancy fields and shall not comprise any Trading Member.
1086 THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) [PART IV 1 2 3e. The Committee may increase the number of Arbitrators on the Regional Arbitration Panel from time to time, having regard to the number of cases submitted for arbitration and such increased size of the Regional Arbitration Panel shall not comprise any Trading Member.
f. The panel may seek assistance of any official or administrative machinery of ISE to which the matter pertains at its discretion. Such assistance will be provided without any delay or further sanctions.
g. The Committee shall specify the related Regulations for conduct of meeting, minutisation, award, fine, penalty, fees and all such matters connected with the efficient and effective functioning of the Regional Arbitration Panel provided it does not contravene any statutory provision. In case of any contravention proper clarification of relevant authority shall be taken before implementing the contravening amendment
ii. Composition
a. The majority of the Members of this Committee shall be Public
Interest Directors.
b. Shareholder Directors may form the rest of the Members of the
Committee.
iii. Quorum of Meeting
The quorum shall be one-third of its total strength of members or two members, whichever is higher, where at least 50% of the PIDs shall be present to have a valid quorum.
iv. Frequency of Meeting
Once in a year or as and when any important agenda needs to be transacted by the committee.
4.6 Newly Inserted Ethics Committee
i. Functions
Ethics Committee is constituted for overseeing the implementation of Code of ethics prescribed by Rules/Bye-laws/ MoA & AoA of ISE and Rules/Regulations/Guidelines prescribed by SEBI from time to time. The Board of Directors of the Exchange shall constitute an Ethics Committee. The Ethics Committee shall function under the Board of Directors.
ii. Objectives and Underlying principles:
The code of ethics for Directors and Functionaries of the Exchange seeks to establish a minimum level of business/ professional ethics to be followed by these functionaries, towards establishing a fair and transparent marketplace. The code of ethics is based on the following fundamental principles:
a. Fairness and transparency in dealing with matters relating to the
Exchange and the investors.
b. Compliance with all laws/rules/regulations laid down by regulatory
agencies/Exchange.
c. Exercising due diligence in the performance of duties.
PART IV] THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) 1087 1 2 3d. Avoidance of conflict of interest between self interests of directors/
functionaries and interests of Exchange and investors.
iii. Composition
The ethics committee shall comprise Public Interest Directors, Shareholder Directors, Key Management Personnel and Compliance Officer.
iv. Quorum of Meeting
The quorum shall be one-third of its total strength of members or two members, whichever is higher, where at least 50% of the PIDs shall be present to have a valid quorum.
v. Frequency of Meeting
Once in a year or as and when any important agenda needs to be transacted by the committee.
4.7 Newly Inserted Independent Oversight Committee of the Governing Board for Member
regulation
i. Functions
a. The committee shall oversee matters related to member regulation such as admission of members, inspection, disciplinary action etc.
b. To oversee SEBI inspection observations on membership related
issues.
c. To estimate the adequacy of resources dedicated to member
regulation.
d. The head(s) of department(s) handling the above matters shall report directly to the committee and also to the Managing Director.
e. Any action of a recognized Stock Exchange against the aforesaid head(s) shall be subject to an appeal to the committee within such period as may be determined by the Governing Board.
ii. Composition
a. The majority of the Members of this Committee shall be PIDs and
the Committee shall be chaired by one of them.
b. The rest of the Members of the Committee shall be formed of
independent outside experts.
iii. Quorum of Meeting
The quorum shall be one-third of the total strength of members or two members, whichever is higher, where at least 50% of the PIDs shall be present to have a valid quorum.
iv. Frequency of Meeting
Once in every six months or as and when any important agenda needs to be transacted by the committee.
4.8 Newly Inserted Independent Oversight Committee of the Governing Board for Listing Function
i. Functions
a. The committee shall oversee matters related to listing of securities such as admission of securities for trading, suspension/revocation, de-listing and such other matters as may be deemed necessary to be placed before the committee.
1088 THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) [PART IV 1 2 3b. To oversee SEBI inspection observations on listing related issues.
c. To estimate the adequacy of resources dedicated to listing related
function.
d. The head(s) of department(s) handling the above matters shall report directly to the committee and also to the Managing Director.
e. Any action of a recognized Stock Exchange against the aforesaid head(s) shall be subject to an appeal to the committee within such period as may be determined by the Governing Board.
ii. Composition
a. The majority of the Members of this Committee shall be Public Interest Directors and the Committee shall be chaired by one of them.
b. The rest of the Members of the Committee independent outside
experts.
iii. Quorum of Meeting
The quorum shall be one-third of the total strength of members or two members, whichever is higher, where at least 50% of the PIDs shall be present to have a valid quorum.
iv. Frequency of Meeting
Once in every six months or as and when any important agenda needs to be transacted by the committee.
4.9 Newly Inserted Independent Oversight Committee of the Governing Board for trading and
surveillance function
i. Functions
a. The Committee shall oversee trading and surveillance related functions such as Stock Watch System, Alert and case management, monitoring of markets through order and trade level alerts, security level alerts, processing of alerts, price band changes, rumour verifications, shifting of securities to trade for trade segment, detailed investigations undertaken, disciplinary action etc.
b. To oversee SEBI inspection observations on surveillance and Investigation related issues and also decisions taken in the weekly surveillance meetings at SEBI.
c. To estimate the adequacy of resources dedicated trading and
surveillance function.
d. The head(s) of department(s) handling the above matters shall report directly to the committee and also to the Managing Director.
e. Any action of a recognized Stock Exchange against the aforesaid head(s) shall be subject to an appeal to the committee within such period as may be determined by the Governing Board.
f. To formulate trading, surveillance and Investigation policy for the trading activity of ISE for taking Regulatory action on various violations made by trading members, clients and listed Companies. Such violations may include Circular Trading, Insider Trading, Front Running, rumour verification, market manipulation and such other violations w.r.t Trading Platform.
PART IV] THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) 1089 1 2 3g. To impose appropriate regulatory actions for violations observed
during investigation of members and scrips.
h. To approve and implement changes in surveillance structure and functioning as per the regulatory guidelines issued from time to time.
i. To coordinate with other Stock Exchanges for ring information
relating to permitted securities.
j. To formulate, implement and amend the trading regulation of the Exchange in term of guidelines issued by the regulator from time to time.
ii. Composition
a. The majority of the Members of the Committee shall be PIDs and
the Committee shall be chaired by one of them.
b. The rest of the Members of the Committee shall be of independent
outside experts.
iii. Quorum of Meeting
The quorum shall be one-third of its total strength of members or two members, whichever is higher, where at least 50% of the PIDs shall be present to have a valid quorum.
iv. Frequency of Meeting
Once in every quarter or as and when any important agenda needs to be transacted by the committee.
4.10 Newly Inserted Advisory Committee
i. Functions
a. To advise the Governing Board on non-regulatory and operational matters including product designs, technology, charges and levies.
b. The recommendation of the Advisory Committee shall be placed in the ensuing meeting of the Governing Board of the recognized Stock Exchange for consideration and appropriate decision of the Governing Board, and such recommendation alongwith decision of the Governing Board on the same shall be disclosed on their respective websites.
ii. Composition
a. The Committee shall comprise trading members of the Stock
Exchange.
b. The chairperson of the Governing Board shall be the head of the advisory committee and the Managing Director shall be a permanent invitee to every meeting of the Advisory Committee.
iii. Quorum of Meeting
The quorum shall be one-third of the total strength of the Trading Members or at least two members, whichever is higher, in addition to the Chairman.
iv. Frequency of Meeting
The Committee shall meet at least four times a year with a maximum gap of three months between two meetings.
1090 THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) [PART IV 1 2 3Para to Chapter 8 Newly Inserted Regulatory Departments:
As per Regulation 28 of Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2012 In order to ensure the segregation of regulatory departments, the Exchange shall adopt a "Chinese Wall" policy which separates the regulatory departments of the Exchange from the other departments. The employees in the regulatory departments shall not communicate any information concerning regulatory activity to any one in other departments. The employees in regulatory areas may be physically segregated from employees in other departments including with respect to access controls. In exceptional circumstances employees from other departments may be given confidential information on "need to know" basis, under intimation to the Compliance Officer. Departments handling the following functions shall be considered as regulatory departments:-
a. Surveillance, b. Listing c. Member registration
d. Compliance, e. Inspection f. Enforcement
g. Arbitration h. Default i. Investor protection
j. Investor services
The heads of departments handling the matters referred to above shall report directly to the respective committee and also to the Managing Director. Any action of the Exchange against a head of a regulatory department shall be subject to an appeal to the respective committees within such period as may be determined by the Governing Board.
Amendment in Bye-laws of Inter-connected Stock Exchange of India Ltd. in view of the SEBI circular no. CIR/MRD/ DSA/33/2012 dated December 13, 2012 read with Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2012 dated 20.06.2012
Bye-laws No. Bye-laws before Amendment Bye-laws after the proposed Amendment
1
2
3
Chapter 12 Clearing House Applicability To be deleted
18.5.9 The Arbitral Tribunal is appointed from The Stock Exchange shall maintain a panel of the Arbitration Committee/ panel arbitrators. The Arbitral Tribunal is constituted from appointed for the purpose. The the Arbitration panel. The number of arbitrators in Committee/panel may consist of not the panel shall be commensurate with the number less than 10 members and the arbitration of disputes so that an arbitrator handles a committee/panel shall not comprise of reasonable number of references simultaneously and any Trading Member. The members of all arbitration references are disposed of within the the arbitration committee/panel shall be prescribed time. persons of eminence from legal, judicial, The Members of the arbitration panel shall be financial or accountancy fields and who persons of eminence from legal, judicial, financial shall not be stock brokers of any or accountancy fields and who shall not be stock Stock Exchange. brokers of any Stock Exchange. Arbitration Committee will select the persons to be included in the panel of arbitrators.
Wherever the word "Defaults Committee" Be replaced with "Defaulters' Committee" appears
20.46 Meetings of Defaults Committee Meetings of Defaulters' Committee The Defaults Committee shall meet The Defaulters' Committee shall meet once in a as when need arises. year or as and when any important agenda needs to
be transacted by the committee.
PART IV] THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) 1091Amendment in Bye-laws of Inter-connected Stock Exchange of India Ltd. in view of the SEBI circular nos. CIR/MRD/ ICC/29/2012 dated November 07, 2012 & CIR/MRD/ICC/20/2013 dated July 05, 2013
Bye- laws No. Bye-laws before Amendment Bye-laws after proposed Amendment
18.14A A party aggrieved by the appellate A party aggrieved by the appellate arbitral award
arbitral award may file an application to may file an application before competent Court
the Court of competent jurisdiction in nearest to the address provided by the client in the
accordance with Section 34 of the KYC form in accordance with Section 34 of the
Arbitration and Conciliation Act, 1996. Arbitration and Conciliation Act, 1996.
18.19.2 A client, who has a claim/counter claim A client, who has claim/counter claim upto Rs. 10
upto Rs. 10 lakh and files arbitration lakh and files arbitration reference, shall be exempt
reference for the same within six months, from the deposit. Expenses thus arising with regard
shall be exempt from the deposit. to such applications shall be borne by the Stock
Exchanges.
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D.B. Power Limited Bhopal-462011
D. B. Power Ltd. having its registered office at Dwarka Sadan, 6, Press Complex, Zone-1, M.P. Nagar, Bhopal-462011 (M.P.) intends to apply/has applied to the Government of India to confer upon him all the Power under Section 164 of the Electricity Act, 2003 for the placing of Electricity Lines or Electrical plant for the Transmission of electricity or for the purpose of telephonic or telegraph communication necessary for the proper co-ordination of works which telegraph authority possess under the Indian Telegraph Act, 1885 with respect to the placing of telegraph lines and posts for the purpose of a telegraph established or maintained and will undertake the survey, construction, installation, inspection, erection and other works to be followed by commissioning, operation, maintenance and other works for the following transmission schemes.
Name of the Transmission Scheme
D. B. Power Ltd. Thermal Power Project Badadarha to PGCIL Pooling Station at Bansia (Raigarh) 400 KV Double Circuit Transmission Line with Quad Moose conductor including interim arrangement for startup power through LILO of one ckt of 400 KV Raigarh-Raipur line of PGCIL.
Works Covered under the Scheme
1. Construction of 400 KV Double Circuit Dedicated Transmission Line with Quad MOOSE conductor over an estimated distance of 18 Km. (approx.) between Switchyard of DBPL Badadarha and 765 P/S of PGCIL at Bansia.
2. Construction of 400 KV Double Circuit spur line with Twin Moose conductor over an estimated distance of 1.834 Km between Loc 10/4 of dedicated line and Loc T-5 of PGCIL's 400 KV Raigarh-Raipur line.
Govt. of Chhattisgarh, Energy deptt. has already accorded permission to lay the subject Transmission Line under section 68 and 164 of Electricity Act, 2003 vide ord. no. 1262/Raipur dtd. 23.06.2011.
The Govt. of India, MoP has accorded prior approval to the route of subject Transmission Line under section 68 Electricity Act 2003 vide ord. no. 11/2/2012-PG (DB Power Limited), dtd. 7th March, 2013.
The Transmission Line covered under the Scheme will pass through, over, around and between the following villages, town and cities :—
Sl. Name of the Tehsil District Sl. Name of the Tehsil District No. Village
No. Village
1. Badadarha Dabhara Janjgir-Champa 10. Sardamal Raigarh Raigarh 2. Tundri Dabhara Janjgir-Champa 11. Usrot Raigarh Raigarh 3. Kanchanpur Dabhara Janjgir-Champa 12. Aurabhata Raigarh Raigarh 4. Bhadra Pali Raigarh Raigarh 13. Kurmapali Raigarh Raigarh 5. Bayang Raigarh Raigarh 14. Bansia Raigarh Raigarh 6. Panjhar Raigarh Raigarh 15. Kotra Raigarh Raigarh 7. Nandeli Raigarh Raigarh 16. Tarkela Raigarh Raigarh 8. Bokramuda Raigarh Raigarh 17. Jogitarai Raigarh Raigarh 9. Balamgoda Raigarh Raigarh1092 THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) [PART IV
Copy of the route alignment is available in the office of the undersigned; Notice is hereby given to the public to make observation/representation on the proposed transmission system within two months (60 days) from the date of publication of this notice to the office of the undersigned in writing. For further particulars and clarification, please contact:
Name & Address : G. R. Modi Vice President, DBPL at Badadarha, Distt. Janjgir-Champa (Chhattisgarh).
E-mail & Mob No. : [email protected], 09826805603
Sd/- ILLEGIBLE Sr. V. P. (Project)
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NATIONAL SECURITIES CLEARING CORPORATION LIMITED
Mumbai-400051
The draft amendments proposed to the Articles of Association of National Securities Clearing Corporation Limited as given hereunder are published for criticism in accordance with the provisions of Section 23 of the General Clauses Act, 1897 in the Official Gazette of India. Any person having any observations on the proposed amendments to the Articles of Association of National Securities Clearing Corporation Limited can send the same in writing to the undersigned at Exchange Plaza, Plot C-1, Block G, Bandra Kurla Complex, Bandra (East), Mumbai - 400 051 within fifteen days from the date of this publication in the Gazette. The observations received after the aforementioned date will not be considered when the draft amendments will be taken for consideration.
It is proposed to amend the Articles of Association of National Securities Clearing Corporation Limited as under:-
A (1) (a) by insertion of the word "acquisition" in between the word(s) "Issue" and "and holding of shares subject to SEBI Regulations" in the heading of Article 63 (1);
(b) (i) by deletion of the word "statutory" after the words "…..Regulations, 2012 or any", (ii) by deletion of the words "or re-enactment thereof" after the word "…modification", (iii) by insertion of words "thereto, as the case may be,", before the words "shall apply in respect of…." and (iv) by insertion of word "acquisition" after the word "…issue" in Article 63 (1).
(2) (a) by deletion of the word "statutory" after the words "….Regulations, 2012 or any", (b) by deletion of the words "or re-enactment thereof" after the word "modification", and (c) by insertion of words "thereto, as the case may be" after the word "modification" in Article 63 (2).
(3) (a) by insertion of the words "Public Interest Directors, Shareholder Directors (including employee Directors)," after the words "….more than twelve including" and (b) by deletion of the words " Debenture Directors (if any)" before the words "and the Managing Director…" in Article 116 ;
(4) by insertion of the following new clause as Article 116 A after Article 116:-
Quote
Notwithstanding anything to the contrary contained in these Articles, directives issued by SEBI and/ or provided in the Rules from time to time with regard to composition of the Board, general requirements related to manner of appointment of directors, chief executive, code of conduct and other incidental and consequential matters relating to governance of the Company shall be complied with.
Unquote
(5) (a) by insertion of the words "and the approval of Securities and Exchange Board of India," after the words "Subject to provisions of the Act" and (b) by insertion of words "or re-appoint" after the words "… the Board of Directors may, from time to time, appoint" in Article 119(i);
B. The draft NSCCL Rules, NSCCL Byelaws and NSCC (Capital Market) Regulations, NSCCL Rules (Futures & Options segment), NSCCL Byelaws (Futures & Options segment), NSCC (Futures & Options segment) Regulations, Memorandum of Association and Articles of Association of NSCCL [after incorporating amendments proposed under point No.(A) above] are also put on NSE's website viz. http://www.nseindia.com/global/content/regulations/regulations.htm. Any person having any observations on the above documents can send the same in writing to the undersigned at Exchange Plaza, Plot C-1, Block G, Bandra Kurla Complex, Bandra (East), Mumbai - 400 051 within fifteen days from the date of this publication in the Gazette. The observations received after the aforementioned date will not be considered when the aforementioned draft amendments will be taken for consideration.
For National Securities Clearing Corporation Limited R. Jayakumar Asst. Company SecretaryPART IV] THE GAZETTE OF INDIA, OCTOBER 12, 2013 (ASVINA 20, 1935) 1093 The draft amendments proposed to the Articles of Association of National Stock Exchange of India Limited as given hereunder are published for criticism in accordance with the provisions of Section 23 of the General Clauses Act, 1897 in the Official Gazette of India. Any person having any observations on the proposed amendments to the Articles of Association of National Stock Exchange of India Limited can send the same in writing to the undersigned at Exchange Plaza, Plot C- 1, Block G, Bandra Kurla Complex, Bandra (East), Mumbai - 400 051 within fifteen days from the date of this publication in the Gazette. The observations received after the aforementioned date will not be considered when the draft amendments will be taken for consideration.
It is proposed to amend the Articles of Association of National Stock Exchange of India Limited as under:-
1. (a) by insertion of the word "acquisition" in between the words "Issue" and "holding of shares subject to SEBI Regulations" in the heading of Article 63(1); and
(b) by substitution of the words "Securities Contracts (Regulation) (Manner of Increasing and Maintaining Public Shareholding in Recognised Stock Exchanges) Regulations, 2006" with "Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2012 or any modification thereto, as the case may be" in Article 63(1) and by insertion of the word "acquisition" in between the words "Issue" and "and holding of equity shares of the Company" in Article 63(1);
2. by substitution of the words "Securities Contracts (Regulation) (Manner of Increasing and Maintaining Public Shareholding in Recognised Stock Exchanges) Regulations, 2006" with "Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2012 or any modification thereto, as the case may be" in proviso (a) to Article 63(2);
3. by deletion of the words "SEBI Nominee Directors" after the words "more than twenty two including" and insertion of words "Shareholder Directors (including employee directors)" after the words "Public Interest Directors" in Article 116; and
4. (a) by insertion of the following words "and Vice Chairman" after the word "Chairman" in the heading of Article 143;
(b) by insertion of the following sentence "The Directors may also elect their Vice Chairman and determine the period for which he is to hold office" after the sentence "The Directors may elect their Chairman and determine the period for which he is to hold office"; and
(c) by insertion of the words "the Vice Chairman, if present, shall preside over such meeting subject to provisions contained in Securities Contracts (Regulation)(Stock Exchanges and Clearing Corporations) Regulations, 2012 or any modification thereto, as the case may be, and if he be also not present" after the words "the Chairman be not present, at the time appointed for holding the same" in Article 143.
For National Stock Exchange of India Limited R. Jayakumar Authorised Signatory
मुद्रण निदेशालय द्वारा, भारत सरकार मुद्रणालय, एन.आई.टी. फरीदाबाद में मुद्रित एवं प्रकाशन नियंत्रक, दिल्ली द्वारा प्रकाशित, 2013 PRINTED BY DIRECTORATE OF PRINTING AT GOVERNMENT OF INDIA PRESS, N.I.T. FARIDABAD AND PUBLISHED BY THE CONTROLLER OF PUBLICATIONS, DELHI, 2013 www.dop.nic.in