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रजिस्ट्री सं. डीएल(एन)-04/0007/2003—05 REGISTERED No. DL(N)–04/0007/2003—05

सत्यमेव जयते

साप्ताहिक/WEEKLY

प्राधिकार से प्रकाशित

PUBLISHED BY AUTHORITY

सं. 9] नई दिल्ली, शनिवार, मार्च 1—मार्च 7, 2014 (फाल्गुन 10, 1935)

No. 9] NEW DELHI, SATURDAY, MARCH 1—MARCH 7, 2014 (PHALGUNA 10, 1935)

इस भाग में भिन्न पृष्ठ संख्या दी जाती है जिससे कि यह अलग संकलन के रूप में रखा जा सके

(Separate paging is given to this Part in order that it may be filed as a separate compilation)

भाग IV

[PART IV]

[गैर-सरकारी व्यक्तियों और गैर-सरकारी संस्थाओं के विज्ञाापन और सूचनाएं]

[Advertisements and Notices issued by Private Individuals and Private Bodies]

——————

NOTICE

NO LEGAL RESPONSIBILITY IS ACCEPTED FOR THE PUBLICATION OF ADVERTISEMENTS/PUBLIC NOTICES IN THIS PART OF THE GAZETTE OF INDIA. PERSONS NOTIFYING THE ADVERTISEMENTS/PUBLIC NOTICES WILL REMAIN SOLELY, RESPONSIBLE FOR THE LEGAL CONSEQUENCES AND ALSO FOR ANY OTHER MISREPRESENTATION ETC.

BY ORDER प्रमाणित किया जाता है कि मैंने इसके बारे में अन्य समस्त कानूनी

शर्तों को पूरा कर लिया है।

कैलाश भंगी [हस्ताक्षर (पुराने नाम के अनुसार)]

————

CHANGE OF NAME

Controller of Publication

नाम परिवर्तन

मैं, अब तक कैलाश भंगी के नाम से ज्ञात सुपुत्र श्री राधेश्याम भंगी, कार्यालय अपर महानिदेशक (अभियांत्रिकी) (पूर्वोत्तर), आकाशवाणी एवं दूरदर्शन, गुवाहाटी में सफाईवाला के पद पर कार्यरत हूँ। मेरा वर्तमान निवास पता--एस. जे. रोड, चाबीपुल, हरिजन कालोनी, थाना-भरालुमुख, जिला-कामरूप (एम), गुवाहाटी (असम)-781008 है। मैंने अपना नाम कैलाश भंगी से बदल कर कैलाश कुमार कर लिया है और इसके पश्चात्‌ मेरा नाम कैलाश कुमार होगा।

1—480 GI/2013

I, AKHILESH KUMAR DUBEY son of Shri DAYA SHANKAR DUBEY, employed as Senior Manager in the North Eastern Corporation Ltd., residing at F-95B, Mangal Bazar, Laxmi Nagar, Delhi-110092, have changed the name of my minor son AMAN DUBEY, date of birth 11.02.2000 and he shall hereafter be known as ARJUN DUBEY.

It is certified that I have complied with other legal

requirements in this connection.

AKHILESH KUMAR DUBEY [Signature of Guardian]

(221)222 THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935) [PART IV I, MAHAK GUPTA wife of Shri ASHISH GUPTA, an Advocate by profession, residing at House No. 3, D-1 Extension, Mansaram Park, Uttam Nagar, New Delhi-110059, have changed the name of my minor son KARTIK GUPTA, aged one year and he shall hereafter be known as KUNAL GUPTA.

It is certified that I have complied with other legal

requirements in this connection.

MAHAK GUPTA [Signature of Guardian]

————

I, hitherto known as RAMAPPA HARIJAN son of Shri NAGAPPA, employed as SEPOY in The Maratha Regiment, residing at Village: Hudali, Post: Hudali, Taluk & District: Belgaum, State: Karnataka, have changed my name and shall hereafter be known as RAMAPPA HUBALI.

It is certified that I have complied with other legal

requirements in this connection.

RAMAPPA HARIJAN [Signature (in existing old name)]

————

I, hitherto known as HEENA GOEL daughter of Shri VIPIN GOEL, employed as Process Associate in Genpact, residing at C-29, Shakti Nagar Extension, Delhi-110052, have changed my name and shall hereafter be known as DEEPALI GOEL.

It is certified that I have complied with other legal

requirements in this connection.

HEENA GOEL [Signature (in existing old name)]

————

I, hitherto known as MINI JAIN daughter of Shri SANJAY KUMAR JAIN, residing at 336-Patel Nagar, Muzaffarnagar, have changed my name and shall hereafter be known as SNEHA JAIN.

It is certified that I have complied with other legal

requirements in this connection.

MINI JAIN [Signature (in existing old name)]

————

I, hitherto known as VIJAY ARORA son of Shri PRABHU DAYAL ARORA, employed as Personal Assistant in the Cabinet Secretariat, Govt. of India, New Delhi, residing at 5/71, Nehru Nagar, New Delhi-110065, have changed my name and shall hereafter be known as VIJAY KUMAR ARORA.

It is certified that I have complied with other legal

requirements in this connection.

VIJAY ARORA [Signature (in existing old name)] I, hitherto known as ANJANA DUGGAL @ RACHNA @ RACHNA BHAMBRI wife of Shri SUNIL BHAMBRI, residing at GF, House No. 30/35-35A, West Patel Nagar, Delhi-110008, have changed my name and shall hereafter be known as ANJANA BHAMBRI.

It is certified that I have complied with other legal

requirements in this connection.

ANJANA DUGGAL @ RACHNA @ RACHNA BHAMBRI [Signature (in existing old name)]

————

I, hitherto known as VIBHU GAUR daughter of Shri PRADEEP KUMAR GAUR, employed as Apprenticeship Trainee in the Panacea Biotec Limited, New Delhi, residing at F-337, Sarita Vihar, New Delhi-110076, have changed my name and shall hereafter be known as AVANTIKA GAUR.

It is certified that I have complied with other legal

requirements in this connection.

VIBHU GAUR [Signature (in existing old name)]

————

I, hitherto known as B MAHADEV son of Late BASAPPA, employed as Safaiwala at 26, ED Air Force, Vimanapura Post, Bangalore-17 (Min. of Defence), residing at #28, 2nd Main Road, Behind Surya Bakery, Kariyammana Agrahara Bellandur Post, Bangalore-560037, have changed my name and shall hereafter be known as B MAHADEVAPPA.

It is certified that I have complied with other legal

requirements in this connection.

B MAHADEV [Signature (in existing old name)]

————

I, hitherto known as LALIT KUMAR son of Shri SUSHIL KUMAR, residing at C-8/216-C, Keshav Puram, Delhi-110035, have changed my name and shall hereafter be known as LALLIT SUSHIL KUMMAR.

It is certified that I have complied with other legal

requirements in this connection.

LALIT KUMAR [Signature (in existing old name)]

————

I, hitherto known as MRIGENDRA SINGH son of Shri MAHENDRA SINGH, employed in Indian Air Force, residing at Rampurwa House, 65/13, Venkat Bn Road, Rewa, Madhya Pradesh, have changed my name and shall hereafter be known as MRIGIINDRA SIINGH.

It is certified that I have complied with other legal

requirements in this connection.

MRIGENDRA SINGH [Signature (in existing old name)]

————

I, hitherto known as MANGSHATABAM DEVBARTA SINGH son of Shri MANGSHATABAM SUKUMAR SINGH, residing at Lairikyengbam Leikai, P.O. Lamlong, P.S. Lamphel, Imphal East District, Manipur, have changed my name and shall hereafter be known as DEVBARTA MANGSHATABAM.

It is certified that I have complied with other legal

requirements in this connection.

MANGSHATABAM DEVBARTA SINGH [Signature (in existing old name)]

————

I, hitherto known as VISHU CHOUDHARY daughter of Shri PARMOD KUMAR, a Student, residing at 38-B, Kondli Janta Flats, Mayur Vihar-3, Pocket-D1, Delhi-110096, have changed my name and shall hereafter be known as VISHAKHA CHOUDHARY.

It is certified that I have complied with other legal

requirements in this connection.

VISHU CHOUDHARY [Signature (in existing old name)]

————

I, hitherto known as Ms. ZEB AZAM wife of Mr. FARHAN CHAUDHARY, residing at C-II/64, Tilak Lane, Tilak Marg, New Delhi-1, have changed my surname and shall hereafter be known as Ms. ZEB CHAUDHARY.

It is certified that I have complied with other legal

requirements in this connection.

ZEB AZAM [Signature (in existing old name)]

————

I, hitherto known as A S NARANG son of S. SANTOKH SINGH NARANG, employed as Director in Nirman Advertising Pvt. Ltd., residing at BP 5E/14C, Faridabad- 121001, have changed my name and shall hereafter be known as AMARJIT SINGH NARANG.

It is certified that I have complied with other legal

requirements in this connection.

A S NARANG [Signature (in existing old name)]

————

I, hitherto known as ANTAR SINGH PAYAL son of Shri SARJEET SINGH, residing at House No. 1617, Sector- 16-17, Hisar, Haryana, have changed my name and shall hereafter be known as VINAY PAYAL.

It is certified that I have complied with other legal

requirements in this connection.

ANTAR SINGH PAYAL [Signature (in existing old name)]

————

I, ASAGAR HUSSAIN son of Late MOKHTAR HUSSAIN, employed as Superintendent in the Central Excise Department, residing at Flat E-126, Ashiana Residency Greens, Pardih, Mango, P.S. Azadnagar, Jamshedpur, Dist.- East Singbhum, Jharkhand, have changed the name of my minor daughter AFSHAN, aged 13 years and she shall hereafter be known as AFSHAN HUSSAIN.

It is certified that I have complied with other legal

requirements in this connection.

ASAGAR HUSSAIN [Signature of Guardian]

————

I, hitherto known as KAVITA VERMA wife of Shri VIR VIKRAM SINGH, residing at 74, Manglam Estate, Dayalbagh, Agra-282005, Uttar Pradesh, have changed my name and shall hereafter be known as KAVITA VARMA.

It is certified that I have complied with other legal

requirements in this connection.

KAVITA VERMA [Signature (in existing old name)]

————

I, hitherto known as SOURABH SANWAL son of Late NAVEEN CHAND SANWAL, residing at Flat No. 435, 3rd Floor, LIG Flats, Hastsal, Uttam Nagar, New Delhi-110059, have changed my name and shall hereafter be known as SAUREV SANWAL.

It is certified that I have complied with other legal

requirements in this connection.

SOURABH SANWAL [Signature (in existing old name)]

————

I, hitherto known as DILIP KUMAR MAJEE son of Late BIJOY KRISHNA MAJEE, employed as Tea & Coffee Maker in the Income Tax Department Canteen, Ayakar Bhawan, Kolkata-700069, residing at Village & P.O.-Jallabag, P.S.-Shampur, District-Howrah, Pin No.-711314, have changed my name and shall hereafter be known as DILIP KUMAR MAJEE.

It is certified that I have complied with other legal

requirements in this connection.

DILIP KUMAR MAJEE [Signature (in existing old name)]224 THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935) [PART IV I, hitherto known as SUCHIT son of Shri KASHMIRI LAL, employed as Deputy Manager at Ambuja Cement Ltd., residing at Flat No. E-02, Ambuja Cement Colony, Malout Road, Near GNDTP, Bathinda, Punjab, Pin-151002, have changed my name and shall hereafter be known as SUCHIT NAREWATT.

It is certified that I have complied with other legal

requirements in this connection.

SUCHIT [Signature (in existing old name)]

————

I, hitherto known as PAPPU YADAV son of Shri RUP LAL YADAV, residing at E-485, Inder Enclave-II, Kirari Suleman Nagar, New Delhi-110086, have changed my name and shall hereafter be known as RAJ YADAV.

It is certified that I have complied with other legal

requirements in this connection.

PAPPU YADAV [Signature (in existing old name)]

————

I, hitherto known as SRIKANTH PEMMARAJU son of Shri PEMMARAJU BHANUMURTHY SARMA, employed as Business Analyst (IBM), residing at Neeladri Nest Apts., F.No. 103, Opp. 2nd Cross, Abbaiah Reddy Layout, Kaggadasapura, Bangalore-560093, have changed my name and shall hereafter be known as SRIKANTTH PEMMARAJU.

It is certified that I have complied with other legal

requirements in this connection.

SRIKANTH PEMMARAJU [Signature (in existing old name)]

————

I, hitherto known as ARVIND KUMAR son of Shri GURBACHAN SINGH, employed as Joint Director of Income Tax, residing at Flat No. 204, Lotus Apartment, New Patliputra Colony, Patna, have changed my name and shall hereafter be known as ARVIND KUMAR SHEEMAR.

It is certified that I have complied with other legal

requirements in this connection.

ARVIND KUMAR [Signature (in existing old name)]

————

I, hitherto known as SRI KAILASH CHANDRA HO son of Late KUSUNA HO, employed as Senior T.O.A. (G), Grade- IV in the O/o the C.G.M.T., BSNL, Odisha Circle, Bhubaneswar, residing at AT/PO: Jarak, PS: Mahul Diha, Dist.: Mayurbhanj, Odisha, Pin-757038, have changed my name and shall hereafter be known as SRI KAILASH CHANDRA TIYU.

It is certified that I have complied with other legal

requirements in this connection.

SRI KAILASH CHANDRA HO [Signature (in existing old name)]

————

I, hitherto known as RAINU SINGH wife of Shri ARJUN SINGH, a Housewife, residing at Nibi Gaharwar, Tehsil Sadar, Distrct-Mirzapur, Uttar Pradesh and also presently at K-17D, Old Rangpuri, Road, Mahipalpur, New Delhi-110037, have changed my name and shall hereafter be known as REKHA DEVI.

It is certified that I have complied with other legal

requirements in this connection.

RAINU SINGH [Signature (in existing old name)]

————

I, hitherto known as RAJ KARAN son of Shri VED PRAKASH, a Student, residing at House No. 22, Police Colony, Sector-5, Panchkula-134109, Haryana, have changed my name and shall hereafter be known as RAJ KARAN SOHAL.

It is certified that I have complied with other legal

requirements in this connection.

RAJ KARAN [Signature (in existing old name)]

————

I, hitherto known as ALICE A THOMAS daughter of Shri A.M. THOMAS, residing at 13/171, Arjan Vihar, Dhaula Kuan, Delhi Cantt, New Delhi-110010, have changed my name and shall hereafter be known as LEENA JACOB.

It is certified that I have complied with other legal

requirements in this connection.

ALICE A THOMAS [Signature (in existing old name)]

————

I, hitherto known as NAGAIAH son of Shri CHINNAKONDIAH, employed as Lascar working in HQ Training Command (U) Air Force, Hebbal, JC Nagar Post, Bangalore-560006, residing at No. 10, 3rd Cross, SSA Road, Cholanagar, RT Nagar Post, Bangalore-560032, have changed my name and shall hereafter be known as M. V NARASA RAJU (MUPPALLA VENKATA NARASA RAJU).

It is certified that I have complied with other legal

requirements in this connection.

NAGAIAH [Signature (in existing old name)]PART IV] THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935) 225 I, hitherto known as Mr. OM PRAKASH GUPTA son of Shri MAHABIR PRASAD, employed as Vice President (Finance & Commercial) in the SSIPL Retail Limited, residing at C-109, FF, Ashoka Enclave, Part-II, Faridabad, Haryana- 121001, have changed the name of my minor son VAIBHAV GUPTA, aged 10 years and he shall hereafter be known as VIDHAN GUPTA.

It is certified that I have complied with other legal

requirements in this connection.

OM PRAKASH GUPTA [Signature of Guardian]

————

I, hitherto known as ASHISH son of Shri SRI CHAND CHAUBEY, residing at 19/855, Indira Nagar, Lucknow-226016, have changed my name and shall hereafter be known as ASHISH KAUSHIK.

It is certified that I have complied with other legal

requirements in this connection.

ASHISH [Signature (in existing old name)]

————

I, hitherto known as SRI CHAND son of Late KAWAL DHARI CHAUBEY, residing at 19/855, Indira Nagar, Lucknow-226016, have changed my name and shall hereafter be known as SRI CHAND CHAUBEY.

It is certified that I have complied with other legal

requirements in this connection.

SRI CHAND [Signature (in existing old name)]

————

I, hitherto known as MEENA KUMARI CHAUHAN wife of Shri PRADEEP CHAND CHAUHAN, residing at 7/26, Chiranjiv Vihar, Ghaziabad, have changed my name and shall hereafter be known as MEENA CHAUHAN.

It is certified that I have complied with other legal

requirements in this connection.

MEENA KUMARI CHAUHAN [Signature (in existing old name)]

————

I, hitherto known as BASANT BALLABH JOSHI son of Late HARI DUTT JOSHI, employed/retired from Bharat Earth Movers Limited (BEML), residing at C-42, Sewak Park, Uttam Nagar, New Delhi-110059, have changed my name and shall hereafter be known as BISHNU DUTT JOSHI.

It is certified that I have complied with other legal

requirements in this connection.

BASANT BALLABH JOSHI [Signature (in existing old name)] I, hitherto known as BINNY THAPA daughter of Shri N. B. THAPA, residing at H. No. WZ-1498/A, Tulsi Ram Bagachi, Nangal Raya Village, New Delhi-110046, have changed my name from BINNY THAPA to AKANSHA THAPA and shall hereafter be known as AKANSHA THAPA in future for all purposes.

It is certified that I have complied with other legal

requirements in this connection.

BINNY THAPA [Signature (in existing old name)]

————

I, hitherto known as ROMESH CHAND SHARMA son of Shri RIKHI RAM, employed as Sr. Accounts Officer in Defence Accounts Department, residing at House No. 115-A, Baba Budhaji Enclave, VPO Dakoha, Distt.: Jalandhar (Punjab), have changed my name and shall hereafter be known as RAMESH CHAND SHARMA.

It is certified that I have complied with other legal

requirements in this connection.

ROMESH CHAND SHARMA [Signature (in existing old name)]

————

I, hitherto known as SUNITA RANI wife of Shri KAILASH CHAND, residing at H. No. 2896, Sector-23, Gurgaon-122017, Haryana, have changed my name and shall hereafter be known as SUNITA MAURYA.

It is certified that I have complied with other legal

requirements in this connection.

SUNITA RANI [Signature (in existing old name)]

————

I, hitherto known as AMIT son of Shri S. K. LAL, residing at Flat No. 17, Prithvi Block, Shanti Valley Apartment, Near Loyala B. Ed. College, TELCO, Jamshedpur, Distt. East Singhbhum, Jharkhand, have changed my name and shall hereafter be known as AMIT SRIVASTAVA.

It is certified that I have complied with other legal

requirements in this connection.

AMIT [Signature (in existing old name)]

————

I, hitherto known as KISHORE KUMAR son of Shri RAM LAL, employed as Assistant Manager, residing at AF-107C, Shalimar Bagh, Delhi-110088, have changed my name and shall hereafter be known as KISHORE KUMAR GAMBHIR.

It is certified that I have complied with other legal

requirements in this connection.

KISHORE KUMAR [Signature (in existing old name)]226 THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935) [PART IV I, hitherto known as RINKU KHANNA wife of Shri KISHORE KUMAR GAMBHIR, employed as an Analyst, residing at AF-107C, Shalimar Bagh, Delhi-110088, have changed my name and shall hereafter be known as .RINKU KHANNA GAMBHIR.

It is certified that I have complied with other legal

requirements in this connection.

RINKU KHANNA [Signature (in existing old name)]

————

I, hitherto known as MANJEET son of Shri PHOOL SINGH, employed as Field Job in the Lawa Engineers, residing at Village & P.O. Jat Khore, Delhi, have changed my name and shall hereafter be known as MANJEET NAIN.

It is certified that I have complied with other legal

requirements in this connection.

MANJEET [Signature (in existing old name)]

————

I, hitherto known as PRAYAG SINGH DABAS son of Shri RAJ SINGH, employed as Supervisor in the Vishal Mega Mart, residing at H. No. 297, VPO Ladpur, Delhi- 110081, have changed my name and shall hereafter be known as PRAYAG.

It is certified that I have complied with other legal

requirements in this connection.

PRAYAG SINGH DABAS [Signature (in existing old name)]

————

I, hitherto known as PRATIBHA KUMARI wife of 637607-S, Ex. CPL SUNIL KUMAR, a Housewife, residing at Village Khesrahian, P.O. Birampur, P.S. Ara, Distt. Bhojpur, Bihar, have changed my name and shall hereafter be known as PRATIBHA SINHA.

It is certified that I have complied with other legal

requirements in this connection.

PRATIBHA KUMARI [Signature (in existing old name)]

————

I, hitherto known as MANMOHAN SINGH SAJJAN son of Late BHAGAT SINGH, residing at C-1032A, Palam Extension, Sector-7, Dwarka, New Delhi-110077, retired as Assistant Director/SO from Intelligence Bureau (Ministry of Home Affairs), Govt. of India, New Delhi, have changed my name and shall hereafter be known as MANMOHAN SINGH.

It is certified that I have complied with other legal

requirements in this connection.

MANMOHAN SINGH SAJJAN [Signature (in existing old name)] I, hitherto known as TINKU KUMAR SINGH son of Shri PURNMASHI SINGH, residing at 88-A, First Floor, Bhagwan Nagar, Near Manokamna Mandir, Ashram, Maharanibagh, New Delhi-110014, have changed my name and shall hereafter be known as MAYANK SINGH.

It is certified that I have complied with other legal

requirements in this connection.

TINKU KUMAR SINGH [Signature (in existing old name)]

————

I, hitherto known as PINKU SINGH son of Shri PURANWASI SINGH, residing at 88-A, First Floor, Bhagwan Nagar, Near Manokamna Mandir, Ashram, Maharanibagh, New Delhi-110014, have changed my name and shall hereafter be known as ADITYA KUMAR SINGH.

It is certified that I have complied with other legal

requirements in this connection.

PINKU SINGH [Signature (in existing old name)]

————

I, ASHISH GUPTA son of Shri RAM CHANDRA GUPTA, employed as Network Specialist in the NIIT Technologies Ltd., residing at H. No. 3234, Adarsh Apartment, Sector-4C, Vasundhara, Ghaziabad, Uttar Pradesh 201012, have changed the name of my minor daughter KATYAYANI GUPTA aged 02 years and she shall hereafter be known as DAKSHA GUPTA.

It is certified that I have complied with other legal

requirements in this connection.

ASHISH GUPTA [Signature of Guardian]

————

I, hitherto known as BIJENDRA KUMAR son of Shri MANGAT SINGH, employed as Assistant Teacher, residing at Matawala Mohalla, Kila Parikshit Garh, Meerut, have changed my name and shall hereafter be known as BIJENDRA KUMAR TYAGI.

It is certified that I have complied with other legal

requirements in this connection.

BIJENDRA KUMAR [Signature (in existing old name)]

————

I, hitherto known as KUNAL VISHWAKARMA son of Shri RAJENDER KUMAR, a Student in the I.P. University, residing at 47/11-12, Chisti Chaman, Kishan Ganj, New Delhi- 110007, have changed my name and shall hereafter be known as KUNAL KUMAR.

It is certified that I have complied with other legal

requirements in this connection.

KUNAL VISHWAKARMA [Signature (in existing old name)]

————

I, hitherto known as SUSHANT GUPTA daughter of Sh. PREM SHANKAR GUPTA, residing at 215, 3rd Floor, Tagore Park, Near Model Town-I, Delhi, have changed my name and shall hereafter be known as SAAVI GUPTA.

It is certified that I have complied with other legal

requirements in this connection.

SUSHANT GUPTA [Signature (in existing old name)]

————

I, hitherto known as RAHUL son of Sh. SURESH CHAND, residing at 4/37, Type-I Qtrs., R. K. Ashram Lane, Double Storey, Panchkuian Road, New Delhi-110001, have changed my name and shall hereafter be known as RAHUL KESHAV.

It is certified that I have complied with other legal

requirements in this connection.

RAHUL [Signature (in existing old name)]

————

I, hitherto known as ANIL KUMAR KANSAL son of SRI JAI PRAKASH KANSAL, employed as Special Assistant, Canara Bank, Bodla, Agra, residing at 396, Paschimpuri, Shastripuram Road, Sikandra, Agra, have changed my name and shall hereafter be known as ANIL KANSAL.

It is certified that I have complied with other legal

requirements in this connection.

ANIL KUMAR KANSAL [Signature (in existing old name)]

————

I, hitherto known as JATIN son of Sh. AJIT KUMAR, a Student, residing at Sector-8/1230, R. K. Puram, New Delhi-22, have changed my name and shall hereafter be known as JATIN SINGH CHAUHAN.

It is certified that I have complied with other legal

requirements in this connection.

JATIN [Signature (in existing old name)]

————

I, hitherto known as ANKIT son of Sh. AJIT KUMAR, a Student, residing at Sector-8/1230, R. K. Puram, New Delhi-22, have changed my name and shall hereafter be known as ANKIT SINGH CHAUHAN.

It is certified that I have complied with other legal

requirements in this connection.

ANKIT [Signature (in existing old name)]

————

I, hitherto known as SHASHI KAPOOR son of Sh. SARAN DAS, a Student, residing at 53/110, Sriniwas Puri, New Delhi, have changed my name and shall hereafter be known as SHASHI DAS.

It is certified that I have complied with other legal

requirements in this connection.

SHASHI KAPOOR [Signature (in existing old name)]

————

I, hitherto known as SUSHIL KUMAR son of Sh. MAHA SINGH, employed as Senior Officer in the Bajaj Finance Ltd., residing at 92, Tuna Nagar, Johripur Village, Delhi- 110094, have changed my name and shall hereafter be known as SUSHIL SWAMI.

It is certified that I have complied with other legal

requirements in this connection.

SUSHIL KUMAR [Signature (in existing old name)]

————

I, hitherto known as RAGBIR SINGH son of Late SUNDER SINGH, residing at K-12, 2nd Floor, New Mahavir Nagar, Tilak Nagar, New Delhi-110018, have changed my name and shall hereafter be known as RAGHBIR SINGH.

It is certified that I have complied with other legal

requirements in this connection.

RAGBIR SINGH [Signature (in existing old name)]

————

I, hitherto known as MEENA KUMARI wife of Sh. BINNY VISHAL RANA, a Housewife, residing at 133, V.P.O.-Bhaleth, Teh.-Sujanpur Tira, Distt.-Hamirpur, (H.P.), Pin-176108 have changed my name and shall hereafter be known as MEENAL RANA.

It is certified that I have complied with other legal

requirements in this connection.

MEENA KUMARI [Signature (in existing old name)]

————

I, hitherto known as VEEKY son of Sh. KRISHAN CHANDER, a Student in Bhagwan Parshuram Institution of Technology, residing at WZ-1079/C2, Ashoka Apartments, Nangal Raya, New Delhi-110046, have changed my name and shall hereafter be known as VIKRANT CHAUDHARY.

It is certified that I have complied with other legal

requirements in this connection.

VEEKY [Signature (in existing old name)]

————

I, MANISH MATHUR known as MANISH son of Sh. SATDIR SINGH, residing at 496, Satghara Village Karala, Delhi-110081, have changed my name and shall hereafter be known as MANISH MATHUR.

It is certified that I have complied with other legal

requirements in this connection.

MANISH [Signature (in existing old name)]

————

I, hitherto known as RAJ KUMAR son of Sh. ISHWARI PRASAD, a Self-employed, residing at 44-D, Pocket-B, Siddhartha Extension, New Delhi-110014, have changed my name and shall hereafter be known as RAJ GUPTA.

It is certified that I have complied with other legal

requirements in this connection.

RAJ KUMAR [Signature (in existing old name)]

————

I, hitherto known as RAJESH KUMAR, occupation business, residing at 8259, Roshanara Road, Delhi-110007, have changed my name and shall hereafter be known as RAJESH GUPTA.

It is certified that I have complied with other legal

requirements in this connection.

RAJESH KUMAR [Signature (in existing old name)]

————

I, hitherto known as DEBAPRIYA GUHA and DEBPRIYA GUHA, residing at RZC-105, First Floor, Gopal Mandir Marg, Dabri Extn., East, New Delhi-45, have changed my name and shall hereafter be known as DEBOPRIYA GUHA.

It is certified that I have complied with other legal

requirements in this connection.

DEBAPRIYA GUHA and DEBPRIYA GUHA [Signature (in existing old name)]

————

I, hitherto known as Mr. JITENDER son of Mr. MAMCHAND, employed as Driver in the (Temprely Driver), residing at B-32 Lal Kuan Chungi No. 2, M. B. Road, New Delhi-110044, have changed my name and shall hereafter be known as Mr. JEETU.

It is certified that I have complied with other legal

requirements in this connection.

JITENDER [Signature (in existing old name)]

————

I, hitherto known as NEERU RAJORA daughter of Sh. VIJAY PAL SINGH, residing at Block-A5C, Flat No. 8-B, Janak Puri, New Delhi-110058, have changed my name and shall hereafter be known as NEERU SINGH ARYA wife of HARISH KUMAR SINGH.

It is certified that I have complied with other legal

requirements in this connection.

NEERU RAJORA [Signature (in existing old name)]

————

I, hitherto known as DEEPAK KUMAR son of Sh. OMBIR SINGH, employed as C.C.E. in the Vcare Call Centers India Pvt. Ltd., residing at N-503-A, Sector-23, Sanjay Nagar, Ghaziabad, U.P., have changed my name and shall hereafter be known as DK MATTER.

It is certified that I have complied with other legal

requirements in this connection.

DEEPAK KUMAR [Signature (in existing old name)]

————

I, hitherto known as ANANT son of Sh. YESHVIR SINGH, employed as POELR P. No. 126923-N in the Indian Navy, residing at A-105, Shyam Vihar, Phase-1, Goyla Road, Nazafgarh, New Delhi-43, have changed my name and shall hereafter be known as ANANT KHERWAL.

It is certified that I have complied with other legal

requirements in this connection.

ANANT [Signature (in existing old name)]

————

I, hitherto known as LOK BAHADUR son of Sh. KAMAL PRADIPT PUN, a Student at School of Open Learning, Delhi University, residing at A-178, Camp No. 4, Jwala Puri New Delhi-110087, have changed my name and shall hereafter be known as LOK BAHADUR PUN.

It is certified that I have complied with other legal

requirements in this connection.

LOK BAHADUR [Signature (in existing old name)]PART IV] THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935) 229 I, hitherto known as NEERAJ son of Sh. DALBIR KUMAR, a Student, residing at 2326, Janakpuri Colony, Near City Thana, Rajpura Town, Patiala-140401, have changed my name and shall hereafter be known as NEERAJ KUMAR.

It is certified that I have complied with other legal

requirements in this connection.

NEERAJ [Signature (in existing old name)]

————

I, hitherto known as NITIN KUMAR son of Sh. RADHEY SHYAM VARSHNEY, a Self-employed Business, residing at 3/4, Ashoka Road, Shipra Suncity, Indirapuram, Ghaziabad-201014, Uttar Pradesh, India, have changed my name and shall hereafter be known as NITTN WARSHNE.

It is certified that I have complied with other legal

requirements in this connection.

NITIN KUMAR [Signature (in existing old name)]

————

I, hitherto known as SATISH KUMAR son of Late A. N. KHANNA, a Shopkeeper, residing at G-27/114, IInd Floor, Sector-3, Rohini, Delhi-110085, have changed my name and shall hereafter be known as SATISH KHANNA.

It is certified that I have complied with other legal

requirements in this connection.

SATISH KUMAR [Signature (in existing old name)]

————

I, hitherto known as RENU KAPOOR wife of Sh. SATISH KHANNA, a Housewife, residing at G-27/114, IInd Floor, Sector-3, Rohini, Delhi-110085, have changed my name and shall hereafter be known as KAVITA KHANNA.

It is certified that I have complied with other legal

requirements in this connection.

RENU KAPOOR [Signature (in existing old name)]

————

I, hitherto known as KHUSHBOO daughter of Smt. NEERU KUMRA SALIM and Sh. MOHAMMAD SALIM, employed as Business Analyst in McKinsey & Company, residing at 62-B, Pocket-A, DDA SFS Flats, Sukhdev Vihar, New Delhi-110025, have changed my name and shall hereafter be known as KHUSHBOO KUMRA.

It is certified that I have complied with other legal

requirements in this connection.

KHUSHBOO [Signature (in existing old name)]

————

I, hitherto known as JANU BANSAL son of Sh. JIWAN KUMAR, residing at 216, Diwan Chand Biscuit Street, Mansa (Punjab), have changed my name and shall hereafter be known as AAYUSH BANSAL.

It is certified that I have complied with other legal

requirements in this connection.

JANU BANSAL [Signature (in existing old name)]

————

I, hitherto known as REKHA wife of Sh. MAHESH KUMAR, residing at G-3A, DCM, Kishan Ganj, Delhi-110006, have changed my name and shall hereafter be known as TIRATHA DEVI.

It is certified that I have complied with other legal

requirements in this connection.

REKHA [Signature (in existing old name)]

————

I, hitherto known as MOVIE GUPTA daughter of Sh. AVNINDRA KUMAR GUPTA, employed as Assistant Professor in Banasthali Vidyapith, Rajasthan, residing at Room No. 70, Karyasheel Working Women Hostel Banasthali Vidyapith, Distt.-Tonk (Raj.), Pincode-304022, have changed my name and shall hereafter be known as ISHITA GUPTA.

It is certified that I have complied with other legal

requirements in this connection.

MOVIE GUPTA [Signature (in existing old name)]

————

I, hitherto known as ARCHANA KUMARI daughter of Sh. DHAN SINGH, a Student (Ph.D) in the Indian Institute of Science Education and Research (IISER) Mohali, residing at Flat No. 1, Type-3, Police Colony, Police Station, Kirti Nagar, New Delhi-110015, have changed my name and shall hereafter be known as ARCHANA SANGWAN.

It is certified that I have complied with other legal

requirements in this connection.

ARCHANA KUMARI [Signature (in existing old name)]230 THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935) [PART IV I, hitherto known as MANISHA MAHECH wife of Sh. HEERA LAL MAHECH, a Housewife, residing at Vill.- Naharpur Kasan, PO.-Nakhrola, Tehsil-Manesar, Distt.- Gurgaon (Hr.)-122004, have changed my name and shall hereafter be known as MANI KUMARI.

It is certified that I have complied with other legal

requirements in this connection.

MANISHA MAHECH [Signature (in existing old name)]

————

I, hitherto known as UMESH KUMAR son of Late KHUSHI RAM, employed as permanent Group 'A' Officer of Indian Railway Services of Engineers under Ministry of Railway and at present holding the post of Group General Manager in DFCCIL, PSU under Railway Ministry, on deputation, residing at Flat No. N-703, Rail Shatabadi Vihar, Sector-62, Noida, Gautam Budh Nagar, UP- 201309, have changed my name and shall hereafter be known as UMESH KUMAR VARINE.

It is certified that I have complied with other legal

requirements in this connection.

UMESH KUMAR [Signature (in existing old name)]

————

I, hitherto known as BABITA daughter of Mr. JAGDISH CHANDER, residing at A-65, Chhattarpur Enclave, New Delhi-110074, have changed my name and shall hereafter be known as TANYA BUDHANI.

It is certified that I have complied with other legal

requirements in this connection.

BABITA [Signature (in existing old name)]

————

I, hitherto known as RENU SAXENA wife of Sh. SANDEEP SAXENA, residing at B-2/71, Ashok Vihar, Phase II, Delhi-110052, have changed my name and shall hereafter be known as RENU S. SAXENA.

It is certified that I have complied with other legal

requirements in this connection.

RENU SAXENA [Signature (in existing old name)]

————

I, hitherto known as SUNITA KUMARI daughter of Dr. RAJENDER PRASAD, a Self-employed, residing at 89, Top Floor, Near Dargah Wal Gali, Village Adhchini, Arvindo Marg, New Delhi-110017, have changed my name and shall hereafter be known as VAIBHAVI.

It is certified that I have complied with other legal

requirements in this connection.

SUNITA KUMARI [Signature (in existing old name)]

————

I, hitherto known as SARITA KUMARI daughter of Mr. OM PRAKASH AGRAWAL, employed as Teleconsultant in the Office Siksha Training and Development Pvt. Ltd., residing at Flat No. B-802, Gardenia Grace, Plot No. 16 A, Near Sai Baba Temple, Sector-61, Noida-201307, have changed my name and shall hereafter be known as DIKSSHA AGRAWAAL.

It is certified that I have complied with other legal

requirements in this connection.

SARITA KUMARI [Signature (in existing old name)]

————

I, hitherto known as AJEEV RAJEEV son of Col RAJEEV MATHEWS, employed as ADC(S) to the COAS in the COAS Secretariat, IHQ of MoD (Army), residing at 04, Rajaji Marg, New Delhi-11, have changed my name and shall hereafter be known as AJEEV R MATHEWS.

It is certified that I have complied with other legal

requirements in this connection.

AJEEV RAJEEV [Signature (in existing old name)]

————

I, hitherto known as AMAR JYOTI CHAWLA alias JYOTI CHAWLA daughter of Sh. GOVIND RAM CHAWLA and wife of Mr. DEEPAK MALHOTRA, residing at 151, Ghondli Village, Krishna Nagar, Delhi-110051, have changed my name and shall hereafter be known as NAVYA MALHOTRA.

It is certified that I have complied with other legal

requirements in this connection.

AMAR JYOTI CHAWLA alias JYOTI CHAWLA [Signature (in existing old name)]

————

I, hitherto known as ANUS HAROON son of Sh. HARRON MIRZA, a Student in the Jims College, Sector- V, Rohini, Delhi, residing at D-178, Old Seemapuri, Delhi- 110095, have changed my name and shall hereafter be known as ANAS HAROON.

It is certified that I have complied with other legal

requirements in this connection.

ANUS HAROON [Signature (in existing old name)]PART IV] THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935) 231 I, hitherto known as SHABANA wife of Sh. SURESH KUMAR, employed as Aya in Dr. Ram Manohar Lohiya Hospital, New Delhi-110001, residing at 26/309, Punchkuia Road, Mandir Marg, New Delhi-110001, have changed my name and shall hereafter be known as ASHA.

It is certified that I have complied with other legal

requirements in this connection.

SHABANA [Signature (in existing old name)]

————

I, hitherto known as NEELAM daughter of Sh. PRAHLAD RAI DHAMEJA, employed as Tutor work at Home, residing at K-471, Block-K, Jahangir Puri, Delhi- 110033, have changed my name and shall hereafter be known as NEELAM DHAMEJA.

It is certified that I have complied with other legal

requirements in this connection.

NEELAM [Signature (in existing old name)]

————

I, hitherto known as NARENDRA KUMAR son of Late R. B. GUPTA, employed as G. M. in the Prime Pride and Precious Metal Pvt. Ltd., residing at 63-B, Paschim Marg, Vasant Vihar, New Delhi, have changed my name and shall hereafter be known as NARENDRA R KUMAR.

It is certified that I have complied with other legal

requirements in this connection.

NARENDRA KUMAR [Signature (in existing old name)]

————

I, hitherto known as NEETU GAHLOT wife of Sh. RAJIV GAHLOT, a Self-employed, residing at 4227, Block B5, Gate No. 1, Vasant Kunj, New Delhi, Pin-110070, have changed my name and shall hereafter be known as NEETU CHOWDHARY.

It is certified that I have complied with other legal

requirements in this connection.

NEETU GAHLOT [Signature (in existing old name)]

————

I, hitherto known as NIHAR RANJAN MALIK son of Sh. MAHADEV MALIK, a Self-employed, residing at 301K, Azad Colony (Rly Line Par), Nagina, Distt.-Bijnor, (U.P.), have changed my name and shall hereafter be known as NIHAR RANJAN MALLICK.

It is certified that I have complied with other legal

requirements in this connection.

NIHAR RANJAN MALIK [Signature (in existing old name)]

————

I, hitherto known as RAJNI wife of Sh. SALIK RAM, a Housewife, residing at 1781, Sanjay Basti, Old Qtrs. Timarpur, Delhi-110054, have changed my name and shall hereafter be known as URMILA.

It is certified that I have complied with other legal

requirements in this connection.

RAJNI [Signature (in existing old name)]

————

I, hitherto known as GUDDU PARSHAD son of Sh. MANGAL PARSHAD C79/2, employed as Gatemen in Northern Railway, residing at Vill. Nangal Khera PO Chachoki Teh Phagwara, Distt. Kapurthala (P.B.), have changed my name and shall hereafter be known as NARESH KUMAR.

It is certified that I have complied with other legal

requirements in this connection.

GUDDU PARSHAD [Signature (in existing old name)]

————

I, hitherto known as BINOD KUMAR YADAV son of Sh. YUGAL KISHOR YADAV, employed as Translator in the Rajya Sabha Secretariat, Parliament of India, residing at Flat No. 15, Plot No. 81, Vikram Enclave, Shalimar Garden, Ghaziabad, UP, have changed my name and shall hereafter be known as BINOD MAIRTA.

It is certified that I have complied with other legal

requirements in this connection.

BINOD KUMAR YADAV [Signature (in existing old name)]

————

I, hitherto known as RANI SHARMA wife of Sh. PREM CHAND SHARMA (P. C. SHARMA), a Housewife, residing at K-294, Sarita Vihar, New Delhi-110076, have changed my name and shall hereafter be known as SANTOSH SHARMA.

It is certified that I have complied with other legal

requirements in this connection.

RANI SHARMA [Signature (in existing old name)]232 THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935) [PART IV I, hitherto known as DAYA SHANKAR son of Sh. PRABHU NATH MISHRA, a Self-employed, residing at 14, Gali No. 9, Village Mandoli, Delhi-110093, have changed my name and shall hereafter be known as UMA PATI MISHRA.

It is certified that I have complied with other legal

requirements in this connection.

L. T. I. of DAYA SHANKAR

————

I, hitherto known as a. a. KUSHANK KHARI son of Sh. SANJAY KHARI, residing at 274-B, Rampura, Delhi- 110035, have changed my name and shall hereafter be known as KUSHANK KHARI.

It is certified that I have complied with other legal

requirements in this connection.

a. a. KUSHANK KHARI [Signature (in existing old name)]

————

I, hitherto known as ADRASH KUMAR son of Mr. KRISHAN KUMAR SINGH CHAUHAN, employed as Salaried, residing at F-4, Ganga Apartments, Plot No. 115, R. S. Park, Sec.-5, Rajendra Nagar, Sahibabad, Ghaziabad, have changed my name and shall hereafter be known as ADARSH CHAUHAN.

It is certified that I have complied with other legal

requirements in this connection.

ADRASH KUMAR [Signature (in existing old name)]

————

I, hitherto known as NAVIN CHANDRA son of Late HARI DUTT SATI, employed as Subedar in Indian Army (Ministry of Defence), residing at Village and Post Office Lockmanipur, Tehsil Kotdwara, Distt. Pauri Garhwal, have changed my name and shall hereafter be known as NAWEEN CHANDRA.

It is certified that I have complied with other legal

requirements in this connection.

NAVIN CHANDRA [Signature (in existing old name)]

————

I, hitherto known as HARISH CHANDRA alias HARISH CHANDA son of DARPAN SINGH, employed as Driver, residing at 390A, Block-C, Karan Vihar, Part-III, Kirari Suleman Nagar, New Delhi-110086, have changed my name and shall hereafter be known as HARISH SINGH.

It is certified that I have complied with other legal

requirements in this connection.

HARISH CHANDRA alias HARISH CHANDA [Signature (in existing old name)]

————

I, hitherto known as MARIYAM VARGHESE wife of Sh. ALEXANDER GEORGE, a Housewife, residing at 152, L.I.G. Flats, Hastsal, Uttam Nagar, New Delhi-110059, have changed my name and shall hereafter be known as JAYA ALEXANDER.

It is certified that I have complied with other legal

requirements in this connection.

MARIYAM VARGHESE [Signature (in existing old name)]

————

I, hitherto known as RAJ KUMAR PANDEY son of Sh. PURUSHOTTAM PANDEY, residing at 35, Madan Park, East Punjabi Bagh, New Delhi, have changed my name and shall hereafter be known as RADHASHARAN.

It is certified that I have complied with other legal

requirements in this connection.

RAJ KUMAR PANDEY [Signature (in existing old name)]

————

I, hitherto known as KAMAL son of Smt. BIMALA THAKUR and Late M. RAIS, employed as Senior Manager Reliance A-3, Mathura Road, New Delhi, residing at WA 43, Royal House, 3rd Floor, Ganesh Nagar, Shakarpur, Delhi-110092, have changed my name and shall hereafter be known as KAAMIL. I had changed my name not religion and in future I am not going to change my religion.

It is certified that I have complied with other legal

requirements in this connection.

KAMAL [Signature (in existing old name)]

————

I, hitherto known as POLLY BISWAS wife of RAVINDRA SINGH, employed as Assistant Professor in the Maitreyi College, Delhi University, residing at E-72, Gali No. 4, Subhash Vihar, Delhi-110053, have changed my name and shall hereafter be known as POLLY SINGH.

It is certified that I have complied with other legal

requirements in this connection.

POLLY BISWAS [Signature (in existing old name)]

————

I, hitherto known as SIXY STEPHEN daughter of STEPHEN T.E., employed as Driver in KSTRC, residing atPART IV] THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935) 233 Thevarparambil, Koodappulam P O, Ramapuram, Kottayam, Kerala State, have changed my name and shall hereafter be known as AMALA STEPHEN.

It is certified that I have complied with other legal

requirements in this connection.

SIXY STEPHEN [Signature (in existing old name)]

————

I, hitherto known as MINAAKSHI KHODARIA daughter of Shri VINOD KHODARIA, residing at A-159, First Floor, Gujrawala Town Part-I, Delhi-110009, have changed my name and shall hereafter be known as AARADHYAA KHODARIA.

It is certified that I have complied with other legal

requirements in this connection.

MINAAKSHI KHODARIA [Signature (in existing old name)]

————

I, hitherto known as AMIT KUMAR son of Shri JEEWAN PASWAN, a Student, residing at R-576, Minni Public School, Rishi Nagar, Rani Bagh, Delhi-110034, have changed my name and shall hereafter be known as AMIT KUMAR PASWAN.

It is certified that I have complied with other legal

requirements in this connection.

AMIT KUMAR [Signature (in existing old name)]

————

I, hitherto known as JEEWAN KUMAR son of Shri GUDRI PASWAN, residing at R-576, Minni Public School, Rishi Nagar, Rani Bagh, Delhi-110034, have changed my name and shall hereafter be known as JEEWAN PASWAN.

It is certified that I have complied with other legal

requirements in this connection.

JEEWAN KUMAR [Signature (in existing old name)]

————

I, hitherto known as Y. C. BHATNAGAR son of Shri KAILASH CHANDER BHATNAGAR, employed as Pollution Control Officer in the Office of Transport Department GNCT Delhi, residing at A-3/38, Sector-5, Rohini, Delhi, have changed my name and shall hereafter be known as YOG CHAND BHATNAGAR.

It is certified that I have complied with other legal

requirements in this connection.

Y. C. BHATNAGAR [Signature (in existing old name)] I, hitherto known as BRAHAM DIN son of Shri RAM NARESH MISHRA, employed as Billissur in the V. I. P. Canteen, Rail Bhawan, Ministry of Railways, New Delhi, residing at T-23/2, Kishan Ganj, Railway Colony, Delhi-110007, have changed my name and shall hereafter be known as BRAMH DIN MISHRA.

It is certified that I have complied with other legal

requirements in this connection.

BRAHAM DIN [Signature (in existing old name)]

————

I, hitherto known as AFREEN SHEZAD SAYED wife of SHEZAD JEHANGIR SAYED, residing at Flat No. 102, E Wing, 239 Belasis Road, Mount Kailash Co. Op. Housing Society, Mumbai Central, Mumbai-400008, have changed my name and shall hereafter be known as SHEELU TRILOCHAN VIRDI, residing at House No. 249, Baba Budha Ji Avenue, Opp. Ashok Vatika School, G. T. Road, New Amritsar-143001, Punjab.

It is certified that I have complied with other legal

requirements in this connection.

AFREEN SHEZAD SAYED [Signature (in existing old name)]

————

I, hitherto known as NEHA KHANNA wife of Dr. RANJEET KHANNA, employed as Doctor, residing at Khanna Nursing Home, G. T. Road, Khanna-141401 (Punjab), have changed my name and shall hereafter be known as BABLI KHANNA.

It is certified that I have complied with other legal

requirements in this connection.

NEHA KHANNA [Signature (in existing old name)]

————

I, hitherto known as KARAN son of Shri UDAY SINGH, Self employed, residing at H. No. 368, 3rd Floor, Flat No.-23, Chirag Delhi, New Delhi-110017, have changed my name and shall hereafter be known as KARAN SINGH.

It is certified that I have complied with other legal

requirements in this connection.

KARAN [Signature (in existing old name)]

————

I, hitherto known as SALONI SETHI wife of SHAHAB AHMED SIDDIQUI, residing at 23, Hauz Rani, Malviya Nagar, New Delhi-110017, have changed my name and shall hereafter be known as SALONI SIDDIQUI.

It is certified that I have complied with other legal

requirements in this connection.

SALONI SETHI [Signature (in existing old name)]

————

I, hitherto known as RABIA KHATOON wife of Shri NEERAJ S. LAKRA, a Housewife, residing at 18/3, Varun Kunj, D. J. B. Staff Quarter, Rithala, Delhi-110085, have changed my name and shall hereafter be known as RUBY MERCY LAKRA.

It is certified that I have complied with other legal

requirements in this connection.

RABIA KHATOON [Signature (in existing old name)]

————

CHANGE OF RELIGION

I SALONI SETHI wife of SHAHAB AHMED SIDDIQUI, residing at 23, Hauz Rani, Malviya Nagar, New Delhi-110017, do hereby solemly affirm and declare that I have embraced ISLAM/MUSLIM and renounced HINDUISM/HINDU with effect from 07.12.2013.

It is certified that I have complied with other legal

requirements in this connection.

SALONI SETHI [Signature]

————

I RABIA KHATOON wife of Shri NEERAJ S. LAKRA, a Housewife, residing at 18/3, Varunkunj, D.J.B. Staff Quarter, Rithala, Delhi-110085, do hereby solemly affirm and declare that I have embraced CHRISTIAN and renounced MUSLIM with effect from 20.10.2013.

It is certified that I have complied with other legal

requirements in this connection.

RABIA KHATOON [Signature]

————

PUBLIC NOTICE

I KULWINDER SINGH son of Shri AMRIK SINGH and HARJIT KAUR wife of KULWINDER SINGH, residing at Bajaj, P.O. Buttar, Tehsil Bholath, Distt. Kapurthala, do hereby declare that my daughter GURJINDER KAUR aged 15 years has been adopted by Shri SUKHWINDER SINGH son of Shri AMRIK SINGH, resident of Bajaj Tehsil Bholath Distt. Kapurthala, Registration No. 206, dated 02.11.2012.

KULWINDER SINGH [Signature of Natural Guardian] I SUKHWINDER SINGH son of Shri AMRIK SINGH and Smt. MANJIT KAUR wife of SUKHWINDER SINGH, employed in Co. Op. Sugar Mill Nawan Shehar as a Pump Attendant, resident of Village Bajaj, Tehsil Bholath, Distt. Kapurthala, do hereby Solemnly affirm and declare that I have adopted GURJINDER KAUR as stated above with effect from 02.11.2012.

SUKHWINDER SINGH [Signature of Adopting Guardian]

————

It is for general information that I, PAWAN RAI son of Shri RAMASHIS RAI, residing at RZ-62M, J-Block, Dharampra, Najafgarh, New Delhi-110043, declare that name of mine has been wrongly written as KAMAL in my son KANHAIYA educational documents. The actual name of mine PAWAN RAI respectively which may be amended accordingly.

It is certified that I have complied with other legal

requirements in this connection.

PAWAN RAI [Signature]

————

It is for general information that I, KARAN VEER SINGH AULAKH son of Shri JAGTAR SINGH AULAKH, residing at H. No. 23, Ward No. 2, Darri Road, Korba, Chattisgarh- 495677, declare that my name has been wrongly written as KARAN VEER SINGH in my CBSE Certificates Roll No. 6635235 (12th Class Board in Year 2013), Migration Certificate No. Mig/2013/0772151 roll no. 6635235 and my other Education Documents. The actual name of mine is KARAN VEER SINGH AULAKH which may be amended accordingly.

It is certified that I have complied with other legal

requirements in this connection.

KARAN VEER SINGH AULAKH [Signature]

————

I VISHAL GAHLOT son of Shri RATTAN SINGH GAHLOT, residing at House No. 97, Dabri Village, New Delhi-110045, do hereby declare for general information that my name has been wrongly written as VISHAL GEAHLOT in my License and other documents. The actual name of mine is VISHAL GAHLOT which may be amended accordingly.

It is certified that I have complied with other legal

requirements in this connection.

VISHAL GAHLOT [Signature]PART IV] THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935) 235 I MUNNI BEGUM wife of MOHD. SALAUDDIN, residing at B-46, J. J. Colony, Old Seemapuri, Delhi-110095, do hereby declare for general information that the name of mine/my husband/my son has been wrongly written as MUNNI/ SALAUDDIN/IMRAN in my educational documents and other documents. The actual name of mine/my husband/my son is MUNNI BEGUM/MOHD. SALAUDDIN/MOHD. IMRAN which may be amended accordingly.

It is certified that I have complied with other legal

requirements in this connection.

MUNNI BEGUM [Signature]

————

It is for general information that I, MANU MANIK AGGARWAL son of Late VIRENDRA KUMAR, residing at B-2, Rohit Kunj, Pitam Pura, Delhi-110034, declare that correct names of my father/grand father are VIRENDRA KUMAR AGRAWAL and GAURI PRASAD respectively but to mistake these are written as INDER KUMAR and GAURI PRASHAD/ GAURI SHANKAR respectively in various property and other documents related to my deceased father/deceased grand father.

It is certified that I have complied with other legal

requirements in this connection.

MANU MANIK AGGARWAL [Signature]

————

It is for general information that I, VISHAL NAGIA son of Shri SANJAY NAGIA, residing at RZF-760/2, Street No. 3, Raj Nagar, Part-II, Palam Colony, New Delhi-110077, declare that name of mine/my father have been wrongly written as VISHAL NANGIA and my father's name SANJAY NANGIA in my educational documents and in the other documents. The actual name of mine/my father is VISHAL NAGIA and my father name SANJAY NAGIA respectively which may be amended accordingly.

It is certified that I have complied with other legal

requirements in this connection.

VISHAL NAGIA [Signature]

————

It is for general information that I, SAILABALA SUBUDHI RAY wife of Shri JAGDISH CHANDRA SUBUDHI RAY, residing at Type-2, 5th Phase, Ordance Factory Badmal, Dist-Bolangir, State-Odisha, declare that name of mine/my minor son has been wrongly written as SAILABALA CHANDRA SUBUDHI RAY/ASRIBAD SUBUDHI RAY in my minor son ASHIRBAD SUBUDHI RAY educational documents and in the other documents. The actual name of mine/my minor son is SAILABALA SUBUDHI RAY/ ASHIRBAD SUBUDHI RAY respectively which may be amended accordingly.

It is certified that I have complied with other legal

requirements in this connection.

SAILABALA SUBUDHI RAY [Signature]

————

It is for general information that I, HARISH PRASAD son of Shri LAL SINGH, residing at 76/19, T-Huts, Near Fire Station, Kirti Nagar, New Delhi-110015, do hereby declare that the name of my father has been wrongly written as LALLAN PRASAD in my 10th educational certificate. The actual name of my father is LAL SINGH, which may be amended accordingly.

It is certified that I have complied with other legal

requirements in this connection.

HARISH PRASAD [Signature]

————

I, MUNNI BEGUM wife of MOHD. SALAUDDIN, residing at B-46, J. J. Colony, Old Seemapuri, Delhi-110095, do hereby declare for general information that the name of mine/my husband/my son has been wrongly written as MUNNI/ SALAUDDIN/SUHAIL in my educational documents and other documents. The actual name of mine/my husband/my son is MUNNI BEGUM/MOHD. SALAUDDIN/MOHD. SUHAIL which may be amended accordingly.

It is certified that I have complied with other legal

requirements in this connection.

MUNNI BEGUM [Signature]

————

It is for general information that I, MADHU SURANA wife of Shri JAI KUMAR SURANA, residing at Block-G, 395, New Alipore, Kolkata-700053, P. S. New Alipore, South 24 Parganas, West Bengal declare that name of my father has been wrongly written as SHIKAR CHAND BOTHRA in my PAN Card and in the other documents. The actual name of my father is SHIKHER CHAND KOTHARI respectively which may be amended accordingly.

It is certified that I have complied with other legal

requirements in this connection.

MADHU SURANA [Signature]236 THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935) [PART IV It is for general information that I, SHUSHANT SHARMA son of Shri ANAND KUMAR, residing at W-46, Govind Street, Babarpur, Shahdara, Delhi-110032, declare that name of my father has been wrongly written as ANAND KUMAR SHARMA in my educational documents. The actual name of my father is ANAND KUMAR respectively which may be amended accordingly.

It is certified that I have complied with other legal

requirements in this connection.

SHUSHANT SHARMA [Signature]

————

It is for general information that I, SAUD AHMED son of Shri IRSHAD AHMED, residing at R-201/A, Second Floor, Street No. 9, Ramesh Park, Laxmi Nagar, Delhi-110092, declare that name of my father has been wrongly written as MOHD. IRSHAD AHMED in my educational documents in the other documents. The actual name of my father is IRSHAD AHMED respectively which may be amended accordingly.

It is certified that I have complied with other legal

requirements in this connection.

SAUD AHMED [Signature]

————

It is for general information that I, MANOJ son of Shri RAJBIR SINGH, residing at H-10, Bhagat Singh Park, Sirashpur, Delhi-110042, declare that name of my father has been wrongly written as RAJBIR PAL in my educational documents and in the other documents. The actual name of my father is RAJBIR SINGH respectively which may be amended accordingly.

It is certified that I have complied with other legal

requirements in this connection.

MANOJ [Signature]

————

It is for general information that I, NITIN son of Shri RAJU, residing at A-331, DDA Flats, New Ranjeet Nagar, New Delhi-110008, declare that name of mine, my father and my mother has been wrongly written as NITIN BANSAL, RAJU CHAND BANSAL and USHA BANSAL in my educational documents and in the other documents. The actual name of mine as NITIN, my father as RAJU and my mother as USHA respectively which may be amended accordingly.

It is certified that I have complied with other legal

requirements in this connection.

NITIN [Signature]

————

It is for general information that I, AMANJEET son of Shri RAN SINGH, residing at H. No. 1966, Subzi Mandi Wali Gali, Village Alipur, Delhi-110036, declare that name of mine/ my father has been wrongly written as AMARJEET MANN/ RAN SINGH MANN in my license and in the other documents. The actual name of mine/my father AMANJEET/ RAN SINGH respectively which may be amended accordingly.

It is certified that I have complied with other legal

requirements in this connection.

AMANJEET [Signature]

————

It is for general information that I, RAHUL son of Shri LAL SINGH, residing at 76/19, T-Huts, Near Fire Station, Kirti Nagar, New Delhi-110015, do hereby declare that the name of my father has been wrongly written as LALLAN PRASAD in my 10th and 12th educational certificates. The actual name of my father is LAL SINGH, which may be amended accordingly.

It is certified that I have complied with other legal

requirements in this connection.

RAHUL [Signature]

————

I, RAVI son of Shri RAKESH YADAV, residing at H. No. 220, Begum Pur, Delhi-110086, do hereby declare that for general information that the name of mine has been wrongly written as RAVI YADAV in my license and other documents. The actual name of mine is RAVI which may be amended accordingly.

It is certified that I have complied with other legal

requirements in this connection.

RAVI [Signature]

————

It is for general information that I, RAM PRASAD son of Late SHEETAL PRASAD, residing at G-94B, Gali No.-6, Vishwas Park, Uttam Nagar, New Delhi-110059, declare thatPART IV] THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935) 237 name of my son has been wrongly written as DHANAJAY in his educational documents and in the other documents. The actual name of my son is DHANANJAY KUMAR VERMA respectively which may be amended accordingly.

It is certified that I have complied with other legal

requirements in this connection.

RAM PRASAD [Signature]

————

It is for general information that I, AMRESH son of Shri UMA SHANKAR, residing at H. No. B-47, Gali No.-4, Mohan Baba Nagar, Badarpur, New Delhi-110044, declare that name of my father has been wrongly written as UMA SHANKAR THAKUR in my educational documents and in the other documents. The actual name of my father is UMA SHANKAR respectively which may be amended accordingly.

It is certified that I have complied with other legal

requirements in this connection.

AMRESH [Signature]

————

It is for general information that I, SHEEBA daughter of Late SHAMSHUDDIN, residing at 9/4930-A, Shanti Mohalla, Gandhi Nagar, Delhi-110031, declare that name of my father/ my mother has been wrongly written as AKEEL and SHABANA in my educational documents and in the other documents. The actual name of my father/my mother is SHAMSHUDDIN and NUSRAT JAHAN respectively which may be amended accordingly.

It is certified that I have complied with other legal

requirements in this connection.

SHEEBA [Signature]

————

It is for general information that I, MANOJ KUMAR MITRA son of Late KANAI LALL MITRA, residing at Mahamaya Abasan, Flat-2B, 2nd Floor, Sastitala Kona Road, P.O.-Santragachi, Howrah-711104, declare that my name has been wrongly written as MONOJ KUMAR MITRA in my Office Service Book and in the other documents of Office. The actual name of mine is MANOJ KUMAR MITRA respectively which may be amended accordingly.

It is certified that I have complied with other legal

requirements in this connection.

MANOJ KUMAR MITRA [Signature] 238

भारत का राजपत्र, मार्च 1, 2014 (फाल्गुन 10, 1935)

[भाग IV

मु

एमसीए(cid:5)स (cid:7)टॉक ए(cid:5)सच(cid:12) िनलनमटेड

ंबई-400093

(cid:12)नतभूनत संर्नदा (र्नननयमन) ननयम, 1957 के ननयम 18 की अपेाओं के अनुसार, एमसीए(स )टॉक ए(सच- िनलनमटेड की उप-र्ननधय3 म- नीचे नदए गए अनुसार (cid:12))तार्नत संोधन को साधारण खंड अनधननयम, 1897 की धारा 23 के उपबंध3 के अनुसरण म- आलोचना के नलए भारत के रापि; म- (cid:12)कानत नकया ािता है । उप-र्ननधय3 के नलए (cid:12))तार्नत संोधन पर कोई (cid:12)ेण रखनेर् ाला कोई ?यन(त अपने सं(cid:12)ेण3 को नलनखत प म- रापि; म- इसके (cid:12)कान की तारीख से पBCह नदन के भीतर अधोह)तारी को ए(सच- ि)र्(ेयर, सीटीएस संDया 255, सुरेन रोड, अंधेरी (र्पूE), मु ंबई-400093 पर भे िसकता है। उपरो(त तारीख के पFचात (cid:12)ाGत (cid:12)ेण3 को संोधन को अंनतम प देते समय Hयान म- नहI रखा ािएगा ।

सेबी के अनुमोदन अHयधीन, ए(सच- िकी उप-र्ननधय3 म- ननJननलनखत संोधन करने का (cid:12))र्ता है :-

ए(cid:5)सच(cid:12) िकी उप-र्ननधय(cid:25) के नलए संोधन

I. अ याय-XIII के पचात नन%ननलनखत अ याय अंत:(cid:7)ानपत नकया ािएगा, नामत:-

अ याय-XIII-क-नर्नेक नकायत समाधान तं+

1. पनरभाषाएं

(क) 'सनमनत सद)य' से नर्नेक नकायत समाधान सनमनत का सद)य अनभ(cid:12)ेत होगा ।

(ख) 'नर्नेक' या 'संघटक' से कोई ऐसा ?यन(त अनभ(cid:12)ेत है नसिने ए(सच- िम- Oेड नकया है और नकसी सद)य का संघटक है ।

(ग) 'नर्नेक नकायत समाधान सनमनत' या 'आईीिआरसी' से ऐसी सनमनत अनभ(cid:12)ेत है नसिे बोडE या संबQ (cid:12)ानधकारी Rारा नर्नेक3 की नकायत3 के समाधान के (cid:12)योनि के नलए गनठत नकया गया है ।

(घ) 'े;ीय नर्नेक र्सेा के BC' या 'आरआईएससी' से ऐसे क- C अनभ(cid:12)ेत ह3गे नBिह- संबQ (cid:12)ानधकारी Rारा र्ननभBन )ान3 पर समय-समय पर अBय बात3 के सा-सा नकया ािता है । नर्नेक3 की नकायत3 के समाधान के नलए र्ननननदEUट नकया ािता है ।

(ड.) 'सद)य' से ए(सच- िका सद)य अनभ(cid:12)ेत होगा और इसम- )टॉक Vोकर, कारोबारी सद)य और न(लयनरंग सद)य ानमल हX ।

2. आरआईएससी/आईीिआरसी 8ारा नकायत(cid:25) का सं9ान और समाधान (1) नकसी संघटक, नसिको नकसी सद)य के र्नYQ नकायत है, ऐसे ?यन(तगत या इले(Oाननक प म-, ैिसानक संबQ (cid:12)ानधकारी Rारा र्ननननदEUट नकया ािता है, नकायत कर सकता है ।

(2) संबQ आरआईएससी इसम- इसके पFचात नदए गए ढंग से र्आFयक र्र्नरण3 से यु(तर् ालीर् ैध नकायत3 का सं[ान लेगा । (3) ए(सच- िसंबQ आरआईएससी म- नर्नेक नकायत क के माHयम से पहले सुलह की (cid:12)नया के माHयम से संघटक की नकायत के समाधान के नलए (cid:12)यास करेगा और हिां पर इस तरह से समाधान नहI होता है, उस मामले म- संबंध क- C पर आईीिआरसी के माHयम से समाधान नकया ािएगा ।

(4) संबQ (cid:12)ानधकारी Rारा अBया र्ननननदEUट न नकया गया हो को छोकर, यनद र्दाे, अंतर या र्र्नाद का मूय र्आेदन की तारीख को पचीस लाख Yपए से अनधक है, तो इसे तीन सनमनत के सद)य3र् ाली नर्नेक नकायत समाधान सनमनत के पास भेाि ािएगा और यनद र्दाे, अंतर या र्र्नाद का मूय पचीस लाख Yपए तक है, तो इसे एक सद)यीय सनमनत के पास भेाि ािएगा ।

(5) ननि मामल3 म- ऐसी सुलह कायर्Eाही सल नहI होती है-

क. हिां नकायत र्सेा से संबंनधत है, उनम- आईीिआरसी अपेनत र्सेाएं देने के नलए सद)य को ननदे दे सकती है ;

ख. आईीिआरसी नकसी अBय मामले म- इससे पहले नरकाडE म- उपलbध सामcी के आधार पर र्दाे का र्)ीकायE मूय, यनद अनभनननFचत नकए ािने योdय हो, नननFचत करेगी ।

(6) संबQ (cid:12)ानधकारी संघटक3 की नकायत3 के समाधान के नलए (cid:12)नया, र्ननध और समय-सीमा समय-समय पर र्ननननदEUट करेगा । (7) cाहय र्दाा मूय के नननFचत नकए ािने पर, उप-र्ननधय3 म- कु छ भी होने के र्बाूिद, )टाक ए(सच- िआईीिआरसी Rारा ननधाEनरत cाहय र्दाा रान को )टाक ए(सच- िके पास कारोबारी सद)य की मिा रानय3 और अBय रानय3 से डेनबट करेगा और उ(त रान एक अलग खाते म- अलग रखेगा नसिके संबंध म- अHयाय-XIV की उप-र्ननधय3 (36) और (37) म- या उनलनखत ढंग से कायर्Eाही की ािएगी ।

(8) ऐसे मामल3 म- ननिम- कारोबारी सद)य अHयाय-XIV के तहत र्र्नाचन को मामला न भेनिे का चयन करता है या संबQ (cid:12)ानधकारी Rारा र्ननननदEUट समय के अंदर ऐसा न करने का अपना इरादा सूनचत करता है, तो उप-र्ननध 7 के तहत डेनबट की गई रान संघटक को अदा कर दी ािएगी ।

239 भाग IV]

भारत का राजपत्र, मार्च 1, 2014 (फाल्गुन 10, 1935)

(9) आईीिआरसी Rारा cाहय र्दाा मूय को नननFचत नकए ािने से नखBन सद)य अHयाय–XIV के तहत र्र्नाचन र्आेदन दानखल कर सकता है और इसके पFचात उस अHयाय के सभी उपबंध ऐसे र्र्नाचन के नलए लागू ह3गे ।

(10) संघटक की नकायत के अंनतम ननधाEरण के लंनबत होने तक संबQ (cid:12)ानधकारी आईपीए O)ट को ऐसी अंतनरम धनरानयां, ोि आईीिआरसी Rारा या अHयाय-XIV के तहत र्र्नाचक Rारा ननधाEनरत cाहय र्दाा रान के पूरे या एक भाग को र्कर करने के नलए सेबी या ए(सच- िRारा या र्नननधाEनरत की ािती हX, संघटक को ािरी करने का अनुदे देगा ।

(11) संबQ (cid:12)ानधकारी आईपीए O)ट को या तो अके ले या ए(सच- िके सा संयु(त प से संघटक को इस (cid:12)कार ािरी धनरानय3 को (cid:12)ाj करने या र्सूल करने का अनुदे देगा, हिां संघटक र्र्नाचन कायर्Eाही या उससे उkपन्न होनेर् ाली अBय कानूनी कायर्Eाही म- अBतत: हारा हो ।

3. आईीिआरसी के (cid:7)ान

(1) संबQ (cid:12)ानधकारी आईीिआरसी के र्ननभBन के BC3 को र्ननननदEUट कर सकता है और इBह- समय-समय पर सं(cid:12)ेनषत नकया ािएगा ।

(2) र्ह पनरसर/)ान हिां आईीिआरसी की बैठक- ह3गी, ऐसा )ान होगा ैिसानक समय-समय पर ए(सच- िRारा र्ननननदEUट नकया ािता है और तदनुसार र्र्नाद के प3 को सूनचत नकया ािता है ।

4. उनचत र्यहार के नलए नदाननदA/सनमनत सद(cid:7)य(cid:25) के नलए आचार संनहता

(1) सनमनत के सद)य3 के प म- ननयु(त नकए गए ?यन(त :-

(i) उनचत, नबना पपात, र्)तं; और र्नषयपरक ढंग से कायE कर-गे ।

(ii) अपने कतE?य3 के नर्नEहन म- ?यन(तगत सkय-ननUठा, सkर्यानदता, ईमानदारी और सहनन(त के उचतम मानक3 को बनाए रखेगा ।

(iii) नकसी र्नेष मामले म- अपना नहत या र्नरोध (cid:12)कट कर-गे अाEत (या कायर्Eाही के नकसी प के सा कोई संबंध है यार् ह सनमनत सद)य से संबंनधत है ।

(iv) अपनी नJिमेदानरय3 के नलए अपकीनतEकर कायq म- संनलGत नहI ह3गे ।

(v) ऐसे नकसी नहत या गनतर्ननध को नहI कर-गे ोि सनमनत के सद)य के प म- उसके कतE?य3 का नर्नEहन करने के र्नरोध म- है ।

(vi) अपने कतE?य का र्)तं; और र्नषयपरक ढंग से ननUपादन करेगा और उन गनतर्ननधय3 से बचेगा ोि उसकी र्)तं;ता या र्नषयपरकता को नत पहु ंचाए या नत पहु ंचाते (cid:12)तीत होती ह3,

(vii) यह सुनननFचत कर-गे नक सेबी अनधननयम, 1992, (cid:12)नतभूनत संर्नदा (र्नननयम) अनधननयम, 1956 के सभी उपबंध3, और इनके तहत बनाए गई उप-र्ननधय3, ननयम3 और र्नननयम3 ता पनरप;3, ननदs3 के नर्नेक नकायत समाधान के संबंध म- बोडE Rारा ािरी नकया ािता है ।

(viii) (cid:12)यास कर-गे नक समय-समय पर संबQ (cid:12)ानधकारी Rारा ननधाEनरत र्अनध म- ननणEय पानरत हो ािते हX ।

(ix) (cid:12)यास कर-गे नक )गन, यनद कोई ह3, उसके नलनखत म- कारण3 को दEि करने के पFचात और ननयम की बािए अर्पाद र्)प मंूिर नकए ािते हX ।

(x) सुनननFचत कर-गे नक पंचाट र्न)तृत हX और ठीक कारण नदए गए हX ।

(xi) सुनननFचत कर-गे नक नैसनगEक Bयाय के नसQाBत3 का अनुपालन नकया ािता है ।

5. ीस

सनमनत के सद)य को देय ीस और ?यय समय-समय पर संबQ (cid:12)ानधकारी या ए(सच- िRारा या र्नननधाEनरत ह3गे ।

6. संEेषण की र्ननध

(1) संबQ (cid:12)ानधकारी पर सूचना, ननणEय या अB य सं(cid:12)ेण की तामील करने की र्ननध को समय-समय र्ननननदEUट कर सकता है ।

(2) ए(सच- िRारा नकसी सद)य या संघटक को कोई नोनटस, ननणEय या अB य सं(cid:12)ेषण उस समय पर उनचत प से नडर्लीर या तामील नकया गया माना ािएगा बि ऐसा नोनटस सामाBय (cid:12)नया म- तामील नकया गया होता ।

(3) ननि मामल3 म- ऐसा सं(cid:12)ेषण ए(सच- िको अदार्नत/मना नकया गया/अर्र्ननरत ए(सच- िकोर् ापस नकया ािता है तो इसे सद)य या संघटक, ैिसा भी मामला हो, को योनचत प से तामील नकया गया माना ािएगा ।

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[भाग IV

7. सनमनत के ननणHय या ननदA का कायाHर्Iयन

संबQ (cid:12)ानधकारी सनमनत के ननणEय या ननदे के कायाEर्Bयन के नलए समय-समय पर (cid:12)नया और र्ननध र्ननननदEUट कर सकता है ।

8. भुगतान और नर्नेक(cid:25) को डेनबट की गई रान को Eनर्तनतHत करना

संबQ (cid:12)ानधकारी नर्नेक3 को डेनबट की गई रानय3 के भुगतान के नलए समय-समय पर (cid:12)नया और र्ननध र्ननननदEUट कर सकता है ।

9. अर्पHिन

संदेह3 को दूर करने के नलए, एतदRारा यह )पUट नकया ािता है नक ए(सच- िको इन उप-र्ननधय3 के तहत उलनखत ?र्यहार3, संर्नदाओं और लेन-देन3 के नलए प होना नहI माना ािएगा और ए(सच- िऔर नकसी कारोबारी सद)य के बीच र्दा3, अBतर या र्र्नाद3 के मामले म- इस अHयाय के उपबंध या पनरप; लागू नहI ह3गे और ए(सच- िया नकसी कारोबारी सद)य के बीच कोई सहारा नहI नलया ािएगा ।

।।. अ याय- XIV के नलए नन%ननलनखत अ याय Eनत(cid:7)ानपत नकए ािएंगे, नामत:-

अ याय-XIV

र्र्नाचन

1. पनरभाषाएं

(क) ''र्र्नाचक'' से एकल र्र्नाचक या र्र्नाचक3 का एक पैनल अनभ(cid:12)ेत होगा । (ख) ''अनधननयम'' से माHय)म् र्एं सुलह अनधननयम, 1996 अनभ(cid:12)ेत होगा और इसम- इसका कोई सांर्ननधक संोधन, उसका (cid:12)नत)ापन या पुन:अनधननयम नहI ानमल है, ोि इस समय (cid:12र्)ृkत है ।

(ग) ''र्आेदक'' सेर् ह ?यन(त अनभ(cid:12)ेत है ोि र्र्नाचन कायर्Eाही ु करने के नलए र्आेदन करता है । (घ) ''(cid:12)नर्तादी'' सेर् ह ?यन(त अनभ(cid:12)ेत है नसिके र्नYQ र्आेदक र्र्नाचन र्आेदन दायर करता है, ऐसे ?यन(त के र्नYQ चाहे कोई र्दाा हो या न हो ।

2. र्र्नाचन के नलए संदभH

(1) कारोबारी सद)य3 के बीच पर)पर और कारोबारी सद)य3 और संघटक3 के बीच )टॉक ए(सच- िकी उप-र्ननधय3, ननयम3 और र्नननयम3 के अHयधीन नकए गए ?र्यहार3, संर्नदाओं और लेन-देन से या उसके (cid:12)ासंनगक नकसी बात के संदभE म- या उसके संदभE म- या उनकीर् ैधता, संरचना, ?याDया, पूनतE या उसके प3 के अनधकार, दानयर्k और देनदानरयां और नकसी (cid:12)Fन सनहत नक (या ऐसे ?र्यहार, लेन-देन और संर्नदाएं नकए गए हX या नहI, से उkपBन सभी र्दाे, मतभेद या र्र्नाद इन उप-र्ननधय3 के उपबंध3 के अनुसार र्र्नाचन को (cid:12))तुत नकए ािएंगे ।

(2) कारोबारी सद)य3 और उप-Vोकर3 के बीच और उप-Vोकर3 ता उप-Vोकर3 के cाहक3 के बीच )टॉक ए(सच- िकी उप-र्ननधय3, ननयम3 और र्नननयम3 के अHयधीन नकए गए ?र्यहार, संर्नदा और लेन-देन से उkपBन या के संबंध म- या उसके (cid:12)ासंनगक नकसी बात के संदभE म- या उसके संदभE म- या उनकीर् ैधता, संरचना, ?याDया, पूरा करने या उसके प3 के अनधकार, दानयर्k और देनदानरयां और (या ऐसे ?र्यहार, लेन-देन और संर्नदा नकए गए है या नहI के नकसी (cid:12)Fन सनहत सभी र्दाे, मतभेद या र्र्नाद इन उप-र्ननधय3 के उपबंध3 के अनुसार र्र्नाचन को (cid:12))तुत नकए ािएंगे ।

)पUटीकरण : इन उप-र्ननधय3 के (cid:12)योनिाE उप-Vोकर और cाहक3 का सेबी ()टाक-Vोकर और उप-Vोकर) र्नननयम, 1992 Rारा नननदEUट संबंनधत अE होगा, बतs नक उप-Vाकर3 ने )टॉक ए(सच- िके कारोबारी सद)य के तहत सेबी का पंीिकरण (cid:12)ाGत नकया हो ।

(3) कारोबारी सद)य3 के बीच पर)पर, कारोबारी सद)य3 और संघटक3 के बीच चाहे भागीदार के प म- पंीिकृ त ह3 या न ह3, संघटक3 के बीच पर)पर, चाहे भागीदार के प म- पंीिकृ त ह3 या न ह3, )टॉक ए(सच- िके ोक ऋण बाािर कारोबार खxड के संबंध म- र्अा )टॉक ए(सच- िकी उप-र्ननधय3, ननयम3 और र्नननयम3 के अHयधीन नकए गए या संसूनचत ?र्यहार, संर्नदा और लेन-देन से उkपB न या के संबंध म- या उसके (cid:12)ासंनगक नकसी बात के संदभE म- या उसके संदभE म- या उनकीर् ैधता, संरचना, ?याDया, पूरा करने या उसके प3 के अनधकार, दानयर्k और देनदानरयां और (या ऐसे ?र्यहार, लेन-देन और संर्नदा नकए गए हX या नहI से संबंनधत नकसी (cid:12)Fन सनहत सभी र्दाे, मतभेद या र्र्नाद इन उप-र्ननधय3 के (cid:12र्)ाधान3 के अनुसार र्र्नाचन को (cid:12))तुत नकए ािएंगे ।

बतs नक यह उप-र्ननध कारोबारी सद)य पर, नसिके माHयम से ऐसे नकसी भागीदार ने ?र्यहार नकया है या Oेड नकया है, उसके संबंध म- )टॉक ए(सच- ि के े;ानधकार को नकसी ढंग से (cid:12)भार्नत नहI करेगी और ऐसा कारोबारी सद)य इसके नलए )टॉक ए(सच- ि के (cid:12)नत नJिमेदार,र् ािबदेह और उkतरदायी बना रहेगा ।

241 भाग IV]

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(3) अHयाय-XIII-क के तहत आईीिआरसी Rारा cाहय र्दाा मूय के नननFचत नकए ािने से नखBन कोई भी कारोबारी सद)य इस अHयाय के तहत संघटक के सा अपने र्दाे, मतभेद या र्र्नाद को र्र्नाचन को (cid:12))तुत कर सकता है ।

(5) इस अHयाय की उप-र्ननधय3 2(1), 2(2) और 2(3) के उपबंध )टॉक ए(सच- िकी उप-र्ननधय3, ननयम3 और र्नननयम3 के अHयधीन नकए गए सभी ?र्यहार3, संर्नदाओं और लेन-देन3 के नलए उसम- उनलनखत प3 के बीच सभी र्दा3, मतभेद3, र्र्नाद3 के नलए (cid:12)योyय हो ािएंगे बतs नक ऐसे ?र्यहार, संर्नदा और लेन-देन उसम- उनलनखत प3 के बीच उस तारीख से र्पूE या उस तारीख संपBन नकए गए ह3, नसि तारीख कारोबारी सद)य को या तो चूकिताE घोनषत नकया गया हो या ननUकानसत नकया गया हो या उसने अपनी कारोबारी सद)यता अzयनपEत कर दी हो।

(6) ऐसे मामल3, नBिहे समय-समय पर सूचीकरण करार म- र्नेष प से ?र्यन)त नकया गया हो ैिसे नक ननगEमकताE Rारा )टॉक ए(सच- िके सा संपBन नकया गया हो के संबंध म- ननगEमकताE और एक संघटक के बीच उkपBन सभी र्दा3, मतभेद3 या र्र्नाद3 को इन उप-र्ननधय3 के उपबंध3 के अनुसार र्र्नाचन को (cid:12))तुत नकए ािएंगे ।

)पUटीकरण : इन उप-र्ननधय3 के (cid:12)योनिाE, ''ािरीकताE'' bद कार् ही अE होगा ैिसानक इन उप-र्ननधय3 म- पनरभानषत नकया गया है और ''संघटक'' bद का अE नर्नेक होगा, नसिने ननगEमकताE की (cid:12)नतभूनतय3 को ए(सच- िम- खरीदा या बेचा है, नसिके संबंध म- र्दाा, मतभेद या र्र्नाद पैदा हुआ है।

3. इन उप-र्ननधय(cid:25) के उपबंध(cid:25) को सभी र्यहार(cid:25), संर्नदाओ ं और लेन-देन(cid:25) का भाग होना माना ािएगा

सभी ?र्यहार3, संर्नदाओं और लेन-देन3, ोि )टॉक ए(सच- ि की उप-र्ननधय3, ननयम3, र्नननयम3 और समय-समय पर ािरी र्ननभBन पनरप;3 के अHयधीन नकए गए हX या नकए गए माने गए हX, इन उप-र्ननधय3 म- या ?र्यन)त र्र्नाचन से संबंनधत उपबंध ?र्यहार3, संर्नदाओं और लेन-देन3 का भाग बन-गे या भाग बनना माना ािएगा और प3 को नलनखत प म- र्र्नाचन करार नकया गया माना ािएगा नसिके Rारा इन उप-र्ननधय3 म- उनलनखत र्)प के सभी र्दाे, मतभेद या र्र्नाद इन उप-र्ननधय3 के उपबंध3 के अनुसार र्र्नाचन को (cid:12))तुत नकए ािएंगे ।

4. र्र्नाचन के नलए र्दाे, मतभेद या र्र्नाद(cid:25) के संदभH के नलए पनरसीमा र्अनध

इन उप-र्ननधय3 म- उनलनखत सभी र्दाे, मतभेद या र्र्नाद पनरसीमा अनधननयम, 1963 के तहत र्नननधाEनरत र्अनध के अंदर र्र्नाचन को (cid:12))तुत नकए ािएंगे ।

)पUटीकरण :

(क) ऐसे मामल3 ननिम- र्दाा, मतभेद या र्र्नाद की तारीख का ननFचय न हो, इसे लेन-देन, नसिके संबंध म- र्दाा, मतभेद या र्र्नाद उठा है, की तारीख से छह महीने के र्अनध की समानGत पर उठा माना ािएगा ।

(ख) ऐसे मामल3, ननिम- र्दाा, मतभेद या र्र्नाद की तारीख उप-र्ननधय3 के अHयाय-XIV की उप-र्ननध 2(6) से उkपB न का ननFचय न हो, उनम- इसे ननJनानुसार उkपBन हुआ माना ािएगा :

(i) ऐसे मामल3 ननिम- ननगEमकताE संघटक को ेयर3 के अंतरण को सूनचत करने म- र्नल रहता है, उनम- र्र्नाद की तारीख ननगEमकताE के पास अंतरण के नलए संघटक Rारा ेयर3 को (cid:12))तुत करने की तारीख से 30 नदन3 की समानGत की तारीख से छह महीने की समानGत की तारीख को उkपBन हुई मानी ािएगी; या

(ii) ऐसे मामल3 ननिम- ननगEमकताE ेयर3 का अंतरण करने को मना करता है, उनम- र्र्नाद की तारीख को संघटक के प म- ेयर3 के अंतरण को मना करने की ननगEमकताE की सूचना की (cid:12)ानG त की तारीख से छह महीने की समानG त की तारीख को उkपBन हुई मानी ािएगी ।

(iii) ऐसे मामल3 ननिम- ननगEमकताE संघटक के ेयर3 के अंतरण म- ननधाEनरत र्अनध से देरी करता है, उनम- र्र्नाद की तारीख ननगEमकताE के पास अंतरण के नलए संघटक Rारा ेयर3 को (cid:12))तुत करने की तारीख से 30 नदन की समानGत की तारीख से छह महीने की समानGत की तारीख को उkपBन हुई मानी ािएगी; या संघटक के प म- ेयर3 के अंतरण को सूनचत करते हुए संघटक को ािरीकताE की संसूचना की (cid:12)ानG त तारीख, ोि भी बाद म- हो ।

5. र्र्नाचन का (cid:7)ान

(1) संबQ (cid:12)ानधकारी या तो साधारण प से या र्नेष प से दे के र्ननभBन े;3 के नलए र्र्नाचन के र्ननभBन )ान3 के नलए ?र्य)ा कर सकता है और ऐसी दा म- र्र्नाचन का )ान संबQ (cid:12)ानधकारी Rारा (cid:12)दान नकया गया )ान होगा और इसे समय-समय पर संबQ (cid:12)ानधकारी Rारा संसूनचत नकया ािएगा ।

(2) र्े पनरसर/)ान हिां र्र्नाचन अपना )ान लेगा ऐसा )ान होगा नसिकी )टॉक ए(सच- िRारा समय-समय पर पहचान की ािती है और तदनुसार र्र्नाचक और र्र्नाद के प3 को सूनचत नकया ािता है ।

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[भाग IV

6. र्र्नाचन के (cid:7)ान के चयन के नलए मानदRड

संबQ (cid:12)ानधकारी Rारा अBया र्ननननदEUट न नकया गया हो, को छोकर, नकसी र्नेष मामले के नलए र्र्नाचन के )ान के चयन के नलए मानदxड ननJनानुसार है:

7. र्दाा, मतभेद या र्र्नाद का संदभH

संबQ (cid:12)ानधकारी Rारा अBया र्ननननदEUट न नकया गया हो, को छोकर, यनद र्दाे, मतभेद या र्र्नाद का मूय र्आेदन की तारीख को पचीस लाख Yपए से अनधक है तो इसे तीन र्र्नाचक3 के पैनल के पास भेाि ािएगा और यनद र्दाे, मतभेद या र्र्नाद का मूय पचीस लाख Yपए तक हो तो इसे एकल र्र्नाचक के पास भेाि ािएगा ।

8. र्र्नाचक(cid:25) के Uप म(cid:12) कायH करने के नलए पा+ यन(cid:5)तय(cid:25) के चयन के नलए मानदRड और EनVया

(1) संबQ (cid:12)ानधकारी दूसरे उJमीर्दार3 की तुलना म- र्ननध, र्नkत, (cid:12)बंधन, (cid:12)ासन की पृUठभूनम और (cid:12)नतभूनत बाािर से संबंनधत े;3 म- अनुर्भी ?यन(तय3 को तरीिह देगा और साधारण पूल म- ानमल करने के नलए उJमीर्दार3 की ैनणक अहEताओं और अनुर्भ दोन3 पर र्नचार करेगा ।

(2) पा; ?यन(तय3 की सूची म- मौूिदा ?यन(तय3 के पुन: नामांकन के मामले म-, संबQ (cid:12)ानधकारी ऐसे ?यन(तय3 के नपछले अनुर्भ ैिसे नक अनधननणEय पानरत करने के नलए नलया गया समय, पानरत नकए गए अनधननणEय3 की कोनट, र्र्नाचक के र्नYQ (cid:12)ाGत नकायत3, यनद कोई ह3, पर र्नचार करेगा ।

(3) साधारण पूल म- ानमल करने के नलए पा; ?यन(तय3 की ऐसी सूची (cid:12)kयेक े;ीय र्र्नाचन क- C के नलए बनाई ािएगी । (4) र्र्नाचक3 की पूनलंग क- Cर्-ार की ािएगी और ए(सच- िकीर् ेबसाइट पर (cid:12)दनEत की ािएगी ।

)पUटीकरण : ''साधारण पूल'' से राUO-?यापी कारोबारी टनमEनल3र् ाले सभी माBयता(cid:12)ाGत ए(सच-3ि के पैनल3 पर सभी र्र्नाचक3 को ानमल करके बनाया गया र्र्नाचक3 का पैनल अनभ(cid:12)ेत होगा ।

9. र्र्नाचक(cid:25) के नलए उनचत र्यहार(cid:25)/आचार संनहता के नलए नदाननदA

(1) र्र्नाचक3 के प म- ननयु(त ?यन(त :-

(i) उनचत, नबना पपात और तट) ढंग से कायE कर-गे ।

(ii) अपने र्र्नाद के नर्नEहन म- ?यन(तगत सkयननUठा, सkर्यानदता, ईमानदारी और धैयE के उचतम मानक बनाए रख-गे तानक निता म- र्नर्Fास उkपBन कर सक- और अपनी नJिमेदानरय3 के (cid:12)नत अपकीनतEकारक कृ kय3 म- संनलGत नहI ह3गे ।

243 भाग IV]

भारत का राजपत्र, मार्च 1, 2014 (फाल्गुन 10, 1935)

(iii) ऐसे नकसी नहत या गनतर्ननध का पनरहार कर-गे ोि र्र्नाचक के प म- अपने कतE?य3 के नर्नEहन के (cid:12)नतकू ल ह3 ।

(iv) अपनी ड्यूटी को र्)तं; और तट) ढंग से ननUपानदत कर-गे और ऐसी गनतर्ननधय3 का पनरहार कर-गे ोि उनकी र्)तं;ता यार् ानर्)कता को नत पहु ँचाये या नत करती हुई (cid:12)तीत होती हो ।

(v) नकसी र्नेष मामले म- नदलच)पी या र्नरोध (cid:12)कट करना अाEत (या कायर्Eाही से संबंनधत नकसी प का र्र्नाचक से कोई ?र्यहार है या संबंध है ।

(vi) सुनननFचत कर-गे नक माHय)म् र्एं सुलह अनधननयम, 1996, भारतीय (cid:12)नतभूनत र्नननयम बोडE अनधननयम, 1992, (cid:12)नतभूनत संर्नदा र्नननयमन अनधननयम, 1956 के सभी उपबंध3 और उनके तहत बनाए गए ननयम3, र्नननयमन3 और उप-र्ननधय3 र्एं र्र्नेचन ता (cid:12)नतभूनतय3 म- लेन-देन के संबंध म- सरकार/सेबी Rारा ािरी पनरप;3, ननदे3 का अनुपालन नकया ािता है ।

(vii) (cid:12)यास कर-गे नक र्र्नाचन अनधननणEय )टाक ए(सच- िकी उप-र्ननधय3, ननयम3 और र्नननयम3 के Rारा ननधाEनरत र्अनध के अंदर पानरत नकया ािता है ।

(viii) (cid:12)यास कर-गे नक सभी )गन, यनद कोई ह3, उनके कारण3 को नलनखत म- दEि करने के पFचात और ननयम की बािए अर्पाद के प म- र्)ीकृ त नकए ािते हX ।

(ix) सुनननFचत कर-गे नक अनधननणEय bयौरेर्-ार हX और उसके ठीक कारण नदए गए हX ।

(x) सुनननFचत कर-गे नक B याय के नैसनगEक नसQांत3 का पालन नकया ािता है ।

10. र्र्नाचक(cid:25) की ननयुन(cid:5)त के नलए EनVया

(1) र्आेदक और (cid:12)नर्तादी ननिके र्नQ र्आेदक Rारा र्दाा नकया गया है र्र्नेचन के संबंनधत )ान3 के नलए )टाक ए(सच- ि Rारा र्ननननदEUट पा; ?यन(तय3 की सूची म- से नीचे यानननदEUट ऐसे ?यन(तय3 की संDया के नाम र्अरोही तरीिह के म म- )टॉक ए(सच- िको (cid:12))तुत कर-गे। र्आेदक और (cid:12)नर्तादी Rारा इस (cid:12)कार चयन नकए ािनेर् ाले ?यन(तय3 की संDया सात होगी यनद र्र्नेचन का )ान मु ंबई म- है और अBय मामल3 म- पांच होगी। ऐसे नाम र्आेदक Rारा र्नननधाEनरत ामE म- र्र्नेचन र्आेदन के सा (cid:12))तुत नकए ािंएगे। (cid:12)नर्तादी )टाक ए(सच- िसे र्र्नेचन र्आेदन के (cid:12)ाGत होने के सात नदन के अंदर र्नननधाEनरत ामE म- नाम (cid:12))तुत करेगा। र्आेदक के सा-सा (cid:12)नर्तादी से र्नननधाEनरत ामE (cid:12)ाGत होने पर र्र्नाचक (र्र्नाचक3) को र्)चानलत (cid:12)नया के निरए या सेबी या ए(सच- िRारा समय-समय पर र्ननननदEUट नकसी अBय (cid:12)नया के माHयम से ननयु(त नकया ािएगा ।

(2) इस (cid:12)कार ननयु(त र्र्नाचक3 का पैनल र्र्नाचक के प म- उनकी ननयुन(त की सूचना की (cid:12)ानGत के 7 नदन के अंदर अपन3 म- से एक का अHय र्र्नाचक के प म- कायE करने के नलए चयन करेगा। अHय र्र्नाचक के चयन के नलए पैनल म- र्नलता या र्सEसJमनत की कमी के मामले म- संबQ (cid:12)ानधकारी अHय र्र्नाचक का चयन करेगा ।

11. र्र्नाचक(cid:25) के Uप म(cid:12) ननयु(cid:5)त नकए ािनेर् ाले यन(cid:5)तय(cid:25) 8ारा Eकटन

(cid:12)kयेक ?यन(त, नसिसे र्र्नाचक के प म- उसकी संभार्नत ननयुन(त के संबंध म- संपकE नकया ािता है, संबQ (cid:12)ानधकारी उसकी र्)तं;ता और ननUपता के नलए Bयायसंगत संदेह3 को बानेर् ाली संभार्नत पनरन)नतय3 को नलनखत म- (cid:12)कट करेगा। यनद ?यन(त नकBहI ऐसी पनरन)नतय3 को (cid:12)कट करता है ननिसे संबQ (cid:12)ानधकारी के र्नचार म- उसकी र्)तं;ता और ननUपता के नलए B यायसंगत संदेह3 को बने की संर्भाना हो तो उसे र्र्नाचक के प म- ननयु(त नहI नकया ािएगा और ऐसी दा म- अBय र्र्नाचक (र्र्नाचक3) को उप-र्ननध 10 म- या उनलनखत र्)चानलत (cid:12)नया के माHयम से ननयु(त नकया ािएगा ।

12. र्र्नाचक3 के प म- ननयु(त ?यन(तय3 Rारा (cid:12)कटन

E(त उप-र्ननध (11) म- कोई र्र्नाचक उसकी ननयु(त के समय से और पूरी र्र्नाचन कायर्Eाही म- नबना देरी नकए संबQ (cid:12)ानधकारी को उपयु उनलनखत नकBहI पनरन)नतय3, ोि नकसी र्र्नाचक को उसकी ननयुन(त के पFचात उसकी ािनकारी म- आई ह3, को नलनखत म- (cid:12)कट करेगा ।

13. र्र्नाचक के कायाHलय म(cid:12) नरन(cid:5)त

E(त र्ननननदEUट (cid:12)नया अपनाएगा और र्र्नाचक के कायाEलय म- हुई नरन(त को भरेगा ।

यनद एकल र्र्नाचक के कायाEलय या र्र्नाचक3 के पैनल म- नकसी एक या अनधक र्र्नाचक3 की उनकी ननयुन(त के पFचात नरन(त होती है तो )टॉक ए(सच- िइसम- उपयु

14. र्र्नाचक के अनधदे की समानY

(1) र्र्नाचक का अनधदे समाj हो ािएगा यनद 244

भारत का राजपत्र, मार्च 1, 2014 (फाल्गुन 10, 1935)

[भाग IV

(क) र्र्नाचक नकसी भी कारण से अपने पद से हट ािता है; र्अा

(ख) संबQ (cid:12)ानधकारी की राय म-, र्र्नाचक अपने कायq का ननUपादन करने म- र्ननधतः र्अार् )तुतः असमE हो ािता है, र्अा अBय कारण3 से अर्नाFयक र्नलंब के नबना कायE करने म- असमE हो ािता है ननिम- संबQ (cid:12)ानधकारी Rारा ननधाEनरत समर्यानध के भीतर माHय)म र्अाडE देने म- र्नलता ानमल है। संगत (cid:12)ानधकारी का ऐसा ननणEय अंनतम होगा ता पकार3 पर बाHयकारी होगा; र्अा

(ग) र्र्नाचन के दोन3 पकार3 से र्र्नाचक के अनधदे की समानj के नलए नलनखत अनुरोध (cid:12)ाj होने पर संगत (cid:12)ानधकारी Rारा मHय) का अनधदे समाj कर नदया ािता है; र्अा

(घ) र्र्नाचक उपर्ननध (11) ता (12) म- उनलनखत नकBहI पनरन)नतय3 का (cid:12)कटन करता है ोि संगत (cid:12)ानधकारी की राय म- उसकी र्)तं;ता ता ननUपता के बारे म- Bयायोनचत संदेह उkपBन कर सकती हX।

(ङ) इसम- या उपबंनधत र्र्नाचन कायर्Eाही समाj कर दी ािती है।

15. र्र्नाचक के पद की नरन[ की आपूनतH करना

यनद र्र्नाचन र्अाडE नदए ािने से र्पूE, नकसी भी समय र्र्नाचक का पद नकसी भी कारण से नर हो ािता है नसिम- र्र्नाचक की बीमारी या मृkयु के कारण र्अा संबQ (cid:12)ानधकारी Rारा र्र्नाचक का अनधदे समाj कर नदए ािने के कारण र्अा अBया हुई कोई नरन ानमल है, तो )टाक ए(सच- िRारा उस नरन की आपूनतE उसी (cid:12)नया का अनुसरण करके की ािएगी ोि र्र्नाचक की ननयुन के नलए इसम- र्ननननदE की गई है।

16. नरन(cid:5)त की आपूनतH म(cid:12) संब] Eानधकारी 8ारा ननयु(cid:5)त र्र्नाचक 8ारा कायर्Hाही नकया ािना

बि तक नक पकार3 Rारा अBया सहमनत न हो, मHय) के पद की नरन की आपूनतE करने के नलए संबQ (cid:12)ानधकारी Rारा ननयु कोई भी मHय) पहले की गई नकBहI सुर्नाइय3 को दोहरा सकता है।

17. र्पूर्Hत र्र्नाचक का आदे या ननणHयन र्अैध नह होगा

र्र्नाचक के अनधदे की समानj से र्पूE र्र्नाचक Rारा नदया गया आदे या ननणEयन मा; इस कारण र्अैध नहI होगा (य3नक उसका अनधदे समाj कर नदया गया है; बतs नक बि अनधदे की समानj इस अHयाय की उपर्ननध (14) (1) के अनुसरण म- (cid:12)र्भाी की गई हो, तो उसके अनधदे की समानj से र्पूE नकया गया र्र्नाचक का आदे या ननणEयन र्अैध हो ािएगा बि तक नक पकार3 Rारा अBया सहमनत न हो।

18. र्र्नाचक 8ारा आदेनत अंतनरम र्र्नाचन र्अाडH ता अंतनरम उपाय

अनधननयम के उपबंध3 के अनुसार र्र्नाचक को अंतनरम र्र्नाचन र्अाडE देने ता सा ही संरण के अंतनरम उपाय3 की ?र्य)ा करने की नयां दी ाि सकती है। र्र्नाचक नकसी एक पकार से यह अपेा कर सकता है नकर् ह अंतनरम उपाय के संबंध म- समुनचत सुरा की ?र्य)ा करे।

19. र्र्नाचन की लागत के नलए मिारान

(1) र्दाा, मतभेद या र्र्नाद के पकार र्र्नाचन की लागत कार् हन कर-गे। इस (cid:12)योनिाE र्र्नाचन कायर्Eाही करने के नलए नकए गए खचE की लागत अदा करने के नलए र्र्नाचन के दोन3 प र्र्नाचन र्आेदन या उkतर, ैिसा भी मामला हो, के सा )टॉक ए(सच- िके पास रान मिा कर-गे। बतs नक बि तदनुसार (cid:12)नर्तादी Rारा संघटक होने पर, मिा करने म- र्नल, अनदेखी या मना करने पर र्आेदक तानप, र्अाडE के अनुसार ऐसे (cid:12)नर्तादी से इसे र्सूल करने के अपने अनधकार के (cid:12)नत र्पूाEcह के नबना ऐसी मिा करने के नलए नJिमेदार होगा। यनद कारोबारी सद)य मिा करने म- र्नल रहता है तो )टॉक ए(सच- िको कारोबारी सद)य से उसको देय धनरानय3 से मिार् ूसल करने का अनधकार होगा।

(2) मिा की ािनेर् ाली मिा की रान ु म- र्दाे की रान Rारा ननधाEनरत की ािएगी और उसके पFचात ऊं चेर् ािबी र्दाे, यनद कोई हो, के आधार पर ननधाEनरत की ािएगी, ैिसा संबQ (cid:12)ानधकारी Rारा र्ननननदEUट नकया ािता है, ोि नीचे दी गई अनधकतम सीमा के अHयधीन होगी :

245 भाग IV]

भारत का राजपत्र, मार्च 1, 2014 (फाल्गुन 10, 1935)

(3) यनद र्दाे की रान 10 लाख Yपए से कम या उसके बराबर होती है तो संघटक को चाहे उसे या र्आेदक या (cid:12)नर्तादी को )टॉक ए(सच- ि को मिा (cid:12))तुत करना अपेनत नहI होगा। ऐसे मामल3 म-, संघटक के नलए और उसकी ओर से र्र्नाचन कायर्Eाही करने के नलए खचE की गई लागत- )टॉक ए(सच- िRारार् हन की ािएंगी।

(4) र्र्नाचन र्अाडE ािरी करने पर )टॉक ए(सच- िउस प को, नसिके प म- र्अाडE पानरत नकया गया है, मिा, यनद कोई हो,र् ापस करेगा। उस मामले म- नसिम- र्दाा 6 महीने के अंदर दानखल नकया गया ा, प, नसिके र्नQ र्अाडE पानरत नकया गया है, Rारा मिा की गई पूरी रान को )टॉक ए(सच- िके र्र्नाचन ुक के नलए र्नननयोनति नकया ािएगा। उस मामले म- नसिम- र्दाा 6 महीने के पFचात दानखल नकया गया ा, प सेर् सूल की गई मिा का एक-नतहाई )टाक ए(सच- िकी र्र्नाचन ीस के नलए र्नननयोनति नकया ािएगा और ेष दो-नतहाई रान )टाक ए(सच- िकी नर्नेक संरण नननध म- मिा की ािएगी।

(5) उपयु E(त उप-र्ननध (19)(2) से (19)(4) म- उनलनखत 6 महीने की र्अनध की गणना उस नतमाही के अंत से नसिके दौरान र्र्नानदत लेनदेन (लेनदेन3) को ननUपB न/ननपटाया गया, ोि भी र्र्नाद के नलए संगत हो, और ननJन को छोकर की ािएगी :-

(i) र्दाे, मतभेद या र्र्नाद के (cid:12)ासननक प से समाधान के (cid:12)यास म- संबQ (cid:12)ानधकारी Rारा नलया गया समय अाEत र्र्नाद की (cid:12)ानGत की तारीख से संबQ (cid:12)ानधकारी Rारा ननणEय नलए ािने तक नलया गया समय, और

(ii) र्र्नाद के समाधान के (cid:12)यास के नलए सद)य Rारा नलया गया समय या सद)य Rारा र्र्नाद की (cid:12)ानGत की तारीख से एक महीना, र्र्नाद के समाधान के (cid:12)यास के नलए नकए गए समय की गणना म- ोि भी पहले हो, सद)य Rारा नकायत/र्र्नाद के (cid:12)ानGत की तारीख और संघटक Rारा सद)य के अंनतम सJ(cid:12)ेषण की (cid:12)ानGत की तारीख के बीच के समय पर र्नचार नकया ािएगा।

20. परामHदाता, अटान या एर्डोके ट 8ारा र्र्नाचन कायर्Hाही म(cid:12) उपन(cid:7)त होना

र्र्नाचन कायर्Eाही म-, हिां दोनो पकार कारोबारी सद)य हX, पकार3 को परामEदाता, अटान यार् कील के माHयम से उपन)त होने की अनुमनत नहI दी ािएगी, नकBतु हिां एक पकार संघटक हैर् हां संघटक को परामEदाता, अटान या एर्डोके ट के माHयम से उपन)त होने की अनुमनत दी ािएगी। यनद संघटक परामEदाता,अटान या एर्डोके ट के माHयम से उपन)त होने का चयन करता है, तो कारोबारी सद)य ता ननगEमकताE को समान र्नेषानधकार (cid:12)दान नकया ािएगा।

21. र्र्नाचन के नलए EनVया

(1) र्आेदक ननJननलनखत अनुलdनक3 सनहत र्र्नाचन के नलए अपना/उसका र्आेदन )टॉक ए(सच- िको र्नननधाEनरत ामE म- (cid:12))तुत करेगा (एकल र्र्नाचक के मामले म- तीन (cid:12)नतयां और र्र्नाचक3 के पैनल के मामले म- पांच (cid:12)नतयां) :

(i) मामले का र्र्नरण (नसिम- र्र्नाचन के बारे म- सभी संगत तय और मांगी गई राहत दी गई हो)

(ii) लेखा का र्र्नरण

(iii) सद)य - संघटक करार की (cid:12)नतयां

(iv) संबंनधत संर्नदा नोट और नबल3 की (cid:12)नतयां

(v) कोई अBय द)र्ताे ि(द)र्ताे3ि) की (cid:12)नतयां ननि पर र्आेदक Rारा र्नर्Fास नकया गया हो।

(vi) आईीिआरसी के ननणEय की (cid:12)नतयां, नसिम- यह उप-र्ननध 2(4) के तहत संदभE नकया गया हो ।

246

भारत का राजपत्र, मार्च 1, 2014 (फाल्गुन 10, 1935)

[भाग IV

(2) र्आेदक अपने/उसके र्र्नाचन र्आेदन के सा ननJननलनखत भी )टॉक ए(सच- िको (cid:12))तुत करेगा :

(i) एमसीए(स )टाक ए(सच- िनलनमटेड के प म- र्र्नाचन के )ान पर देय मिा के नलए चेक/पे-आडEर/नडमांड ाट, यनद लागू होता हो;

(ii) र्नननधाEनरत ामE म- र्र्नाचक (र्र्नाचक3) के प म- कायE करने के नलए अपने/उसके तरीिह के म म- पा; र्र्नाचक3 के नाम3 की सूची;

(3) यनद र्आेदन म- कोई कमी/दोष पाया ािता है तो )टाक ए(सच- िर्आेदक को इस कमी/दोष को संोनधत करने के नलए कहेगा और र्आेदक )टाक ए(सच- िसे सूचना की (cid:12)ानGत के 15 नदन के अंदर कमी/दोष को संोनधत करेगा। यनद र्आेदक र्नननधाEनरत र्अनध के अंदर कमी/दोष को संोनधत करने म- असमE रहता है तो )टाक ए(सच- िकमीर् ाले/दोषर् ाले र्आेदन को र्आेदक कोर् ापस कर देगा। तानप, र्आेदक को संोनधत र्आेदन दायर करने का अनधकार होगा नसिे सभी (cid:12)योनि3 के नलए नए र्आेदन के प म- माना ािएगा और तदनुसार कारर्Eाई की ािएगी ।

(4) अपेनत द)र्ताे3ि सनहत र्र्नेचन र्आेदन के (cid:12)ाG त होने पर )टाक ए(सच- िमामले का र्र्नरण और संबंनधत द)र्ताे3ि की (cid:12)नतयां (cid:12)नर्तादी को अcेनषत करेगा।

(5) (cid:12)नर्तादी र्र्नाचन र्आेदन (cid:12)ाGत होने पर ऐसे र्र्नेचन र्आेदन या (cid:12)ानG त की तारीख से 7 नदन के अंदर )टाक ए(सच- िको र्नननधाEनरत ामE म- अपना उkतर (cid:12))तुत करेगा। यनद (cid:12)नर्तादी ए(सच- िRारा र्नननधाEनरत समर्यानध के अंदर र्नननधाEनरत ामE म- अपना उkतर (cid:12))तुत करने म- असमE रहता है तो इसम- ऊपर उपर्ननध (10) म- या र्ननननदEUट ढंग से र्र्नाचक ननयु(त नकया ािएगा।

(6) (cid:12)नर्तादी ((cid:12)नर्तानदय3) से उkतर (cid:12)ाGत होने पर इसम- ऊपर उपर्ननध (10) म- र्नननधाEनरत (cid:12)नया के अनुसार र्र्नाचक ननयु(त नकया ािएगा। एक से अनधक (cid:12)नर्तादी होने की दा म-, मृत संघटक या पनर्रार के सद)य3 के कानूनी उkतरानधकारी ह3 तो ऐसे कानूनी उkतरानधकारी अपन3 म- से एक को र्नननधाEनरत ामE (ामq) और ऐसे अBय द)र्ताे3ि, ैिसा अपेनत ह3, सनहत र्र्नाचन कायर्Eाही म- मृत संघटक का (cid:12)नतनननधर्k करने हेतु (cid:12)ानधकृ त कर-गे।

(7) (cid:12)नर्तादी )टाक ए(सच- िसे र्र्नेचन र्आेदन की (cid:12)ानGत की तारीख से 15 नदन के अंदर )टाक ए(सच- िको ननJननलनखत अनुलdनक3 सनहत र्नननधाEनरत ामE म- एकल र्र्नेचक के मामले म- तीन (cid:12)नतयां और र्र्नेचक3 के पैनल के मामले म- पांच (cid:12)नतयां (cid:12))तुत कर-गे :

(i) उkतर का र्र्नरण (नसिम- र्दाे के नलए उपलbध सभी (cid:12)नर्ताद ह3);

(ii) लेखा र्र्नरण;

(iii) सद)य संघटक करार की (cid:12)नतयां, यनद कोई ह3;

(iv) संबंनधत संर्नदा नोट और नबल3 की (cid:12)नतयां;

(v) लेखाओं के र्र्नरण3 ओर संबंनधत संर्नदा नोट और नबल3 की (cid:12)नतय3 सनहत (cid:12)नतकार यार् ािबी र्दाे का र्र्नरण;

(vi) नकसी अBय द)र्ताे ि(द)र्ताे3ि) की (cid:12)नतयां ननि पर (cid:12)नर्तादी Rारा र्नर्Fास नकया हो;

(8) (cid:12)नर्तादी र्नननधाEनरत ामE के सा एमसीए(स )टाक ए(सच- िके प म-, यनद लागू होता है, र्र्नाचन के )ान पर देय मिा के नलए चेक/पे-आडEर/नडमांड ाट )टाक ए(सच- िको (cid:12))तुत करेगा।

(9) यनद (cid:12)नर्तादी अपना/उसका उkतर ननधाEनरत समय म- (cid:12))तुत करने म- असमE रहता है तो र्र्नाचक र्र्नाचन की कायर्Eाही ु करेगा और एक पीय र्अाडE देगा।

(10) (cid:12)नर्तादी से उkतर (cid:12)ाGत होने पर )टाक ए(सच- िइसकी एक (cid:12)नत र्आेदक को अcेनषत करेगा। र्आेदक (cid:12)नर्तादी के उkतर की (cid:12)नत के (cid:12)ाG त होने की तारीख से दस नदन के अंदर कोईर् ािबी र्दाा, यनद कोई हो, ोि (cid:12)नर्तादी Rारा र्आेदक के नलए अपने उkतर म- उठाया गया हो, का उkतर )टाक ए(सच- िको (cid:12))तुत करेगा। )टॉक ए(सच- िर्आेदक के उkतर को (cid:12)नर्तादी को अcेनषत करेगा ।

(11) इसम- उनलनखत नकसी पैर्री को दानखल करने की समर्यानध को मामले की पनरन)नतय3 के अनुसार र्र्नेचक के सा परामE से संबQ (cid:12)ानधकारी Rारा ऐसी और र्अनधय3 के नलए बाया ाि सकता है।

22. र्र्नेचक की ननयुन(cid:5)त और कायर्Hाही को पूरा करने के नलए समय

(1) र्र्नाचक की ननयुन(त के नलए समय – हिां र्र्नेचन र्आेदन नकया ािता है, उसम- र्आेदन की (cid:12)ानGत से तीस नदन के अंदर र्र्नाचक या र्र्नाचक3 के पैनल की ननयुन(त पूरी की ािएगी।

247 भाग IV]

भारत का राजपत्र, मार्च 1, 2014 (फाल्गुन 10, 1935)

(2) )गन - )गन, यनद कोई हो, र्र्नाचक Rारा नलनखत म- अनभलेखबQ नकए ािनेर् ालेर् ा)तर्नक कारण3 के नलए के र्ल अर्पानदक मामल3 म- मंूिर नकया ािएगा।

(3) र्र्नाचन को पूरा करने का समय - र्र्नेचक अपनी ननयुन(त की तारीख से चार महीने के अंदर र्र्नेचन र्अाडE ािरी करके र्र्नेचन संदभE को सJपBन करेगा।

(4) समय बाने के नलए अनुरोध – (cid:12)बंध ननदेक या कायEकारी ननदेक नकसी भी प या र्र्नेचक (र्र्नेचक3) Rारा र्आेदन पर और नलनखत म- पयाEGत कारण दEि करके मामला-दर-मामला आधार पर र्र्नेचन र्अाडE देने के नलए समय को दो महीने से अननधक बा सकते हX।

23. सुर्नाई के नलए अपेSा

(1) यनद र्दाे, मतभेद या र्र्नाद का मूय 25,000/-Yपए या कम है, तो र्र्नाद के प3 को सुर्नाई देना अपेनत नहI होगा। ऐसे मामले म- र्र्नाचक दोन3 प3 Rारा (cid:12))तुत द)र्ताे3ि के आधार पर मामले का ननणEय करेगा, बतs नक, तानप, र्र्नाचक नलनखत म- दEि नकए गए कारण3 से र्र्नाद के दोन3 प3 को सुर्नाई दे सकता है।

(2) यनद र्दाे, मतभेद या र्र्नाद का मूय 25,000/-पए से अनधक है तो र्र्नाचक र्र्नाद के प3 को सुर्नाई की पेक करेगा, बि तक नक दोन3 प नलनखत म- ऐसी सुर्नाई के अनधकार को छो नहI देते।

24. सुर्नाई का नोनटस

बि तक नक अBया र्ननननदEUट न हो, )टॉक ए(सच- िर्र्नाचक के सा परामE से पहली सुर्नाई की तारीख, समय और )ान ननधाEनरत करेगा। पहली सुर्नाई के नलए नोनटस कम से कम 10 नदन पहले नदया ािएगा, बि तक नक प पर)पर सहमनत Rारा नोनटस को छो नहI देते। र्र्नाचक बाद की सुर्नाइय3 की तारीख, समय और )ान ननधाEनरत करेगा, नसिके नलए संबंनधत प3 को नोनटस )टॉक ए(सच- िRारा नदया ािएगा।

25. सुर्नाई का (cid:7)गन

यनद संदभE का कोई प र्र्नेचक Rारा सुर्नाई के )गन के नलए र्आेदन करना चाहता है तो प )गन लेने के कारण देते हुए नलनखत म- पयाEGत प से पहले )टाक ए(सच- ि को र्आेदन देगा तानक )टाक ए(सच- ि ऐसे अनुरोध को र्र्नेचक के पास अcेनषत कर सके । र्र्नेचक अपने र्र्नेकानुसार )गन मंूिर कर सकता है ोि ऐसी तq के अHयधीन होगा ैिसा उसके Rारा ठीक समझी ािती हX।

26. Eानधकृ त Eनतनननध के मा यम से उपन(cid:7)नत

(1) र्र्नाचन या अपीलीय र्र्नाचन कायर्Eाही म- संघटक नकसी मुDतारनामा धारक के माHयम से उपन)त हो सकता है और कारोबारी सद)य अपने (cid:12)ानधकृ त (cid:12)नतनननध के माHयम से उपन)त हो सकता है;

बतs नक कारोबारी सद)य के र्ल नकसीर् कील के माHयम से उपन)त होगा यनद संघटक का (cid:12)नतनननधर्kर् कील के माHयम से नकया ािता है।

इस उपर्ननध के (cid:12)योनिाE, ''(cid:12)ानधकृ त (cid:12)नतनननध'' से ननJनानुसार अनभ(cid:12)ेत होगा –

(i) यनद कारोबारी सद)य एक ?यन(त है तो कारोबारी सद)य का कमEचारी या (cid:12)ानधकृ त ?यन(त।

(ii) यनद कारोबारी सद)य एक साझीदारी मE है तो कारोबारी सद)य का कोई साझीदार, या कमEचारी या (cid:12)ानधकृ त ?यन(त।

(iii) यनद कारोबार सद)य एक कं पनी है तो कारोबारी सद)य का कोई ननदेक या कमEचारी या (cid:12)ानधकृ त ?यन(त।

27. सहमत तe पर र्र्नाचन र्अाडH

यनद नकसी र्र्नेचक की ननयुन(त के पFचात, प र्र्नाद का समझौता करते हX, तो र्र्नेचक सहमत तq पर र्र्नेचन र्अाडE के प म- समझौते को दEि करेगा या अBय प के सा समझौते के कारण र्र्नाचन मामले कोर् ापस लेने के नलए र्आेदक Rारा नकए गए र्आेदन पर मामले को संेप म- खानर िकर सकता है।

28. कनतपय पनरन(cid:7)नतय(cid:25) के तहत र्र्नाचन र्अाडH

ँचने के (cid:12)योनिाE ननJननलनखत द)र्ताे3ि पर र्नचार कर सकता है :

(1) र्र्नाचक, नकसी र्र्नाचन कायर्Eाही के मामले म- र्आेदक Rारा द)र्ताे ि(cid:12))तुत करने के अर्लाा नसिकी (cid:12)नतरा नहI की ािती या उसके मत म- (cid:12)र्भााली ढंग से (cid:12)नतरा नहI की गई है Bयायसंगत और उनचत र्अाडE पानरत करने के (cid:12)योनिाE आमतौर परर् ह नकसी अBय द)र्ताे िपर भी र्नचार कर सकता है नसिे र्र्नाचक उनचत ननUकषE (cid:12)ाGत करने के नलए र्आFयक समझाता है और र्नेष प से नकसी ननणEय पर पहु

(i) सद)य-संघटक करार की (cid:12)नत;

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[भाग IV

(ii) संर्नदा नोट और नबल;

(iii) र्आनधक आधार पर कारोबारी सद)य Rारा संघटक को नदया गया लेखाओं का र्र्नरण;

(iv) भुगतान/(cid:12)ानGतय3 के संबंध म- बXक से पुनUट करके समनEत बXक र्र्नरण;

(v) नडपानटिरी के पास र्आेदक और (cid:12)नर्तानदय3 के डीमेट खाता (खाते) के लेनदेन-सह-धारण र्र्नरण;

(vi) cाहक के संबंध म- ए(सच- िके सद)य3 से यूनीक आईडी अपलोड, यनद कोई हो;

(vii) र्र्नाद से संबंनधत लेनदेन3 के संबंध म- Oेड लॉग।

E(त के (cid:12)योनिाE, र्र्नाचक र्आेदक के सा-सा )टाक ए(सच- िसे संगत सूचना, नसि सीमा तक )टाक ए(सच- िके पास उपलbध है, उपयु भी (cid:12)ाGत कर सकता है।

29. र्र्नाचन र्अाडH को तैयार करना

(1) र्र्नाचन र्अाडE नलनखत म- होगा और तीन मूल (cid:12)नतय3 म- बनाया ािएगा ोि योनचत प से एकल र्र्नाचक Rारा ह)तार की ािएंगी और र्र्नाचक3 के पैनल मामले म- सभी तीन3 र्र्नाचक3 Rारा ह)तार की ािएंगी।

(2) र्र्नाचक सभी तीन मूल र्अाडE को )टाक ए(सच- ि के पास ाइल करेगा, ोि र्र्नाद के (cid:12)kयेक प को एक मूल (cid:12)नत भेनिे की ?र्य)ा करेगा और मोहर लगा र्अाडE )टाक ए(सच- िRारा रखा ािएगा।

30. fया ि

(1) र्र्नाचक र्अाडE दी गई रान म- ऐसी दर से और ऐसी र्अनध के नलए, नसिे र्र्नाचक उनचत समझता है, bया िानमल कर सकता है।

(2) र्अाडE Rारा अदा की ािनेर् ाली ननदेनत रान, बि तक नक र्अाडE अBया ननदे न देता हो, पर र्अाडE की तारीख से भुगतान की तारीख तक अठारह (cid:12)नतत (cid:12)नर्तषE की दर से bया िलगेगा।

31. र्र्नाचन ीस और Eभार, लागत(cid:12) आनद

(1) र्र्नाचक को देय ीस और ?यय समय-समय पर संबQ (cid:12)ानधकारी Rारा या ननधाEनरत ह3गे।

(2) र्र्नाचक की ननयुन(त और र्र्नाचन संबंधी कायर्Eाही करने से संबंनधत सभी ीस और (cid:12)भार3 को संदभE के प3 Rारा समान प से या ऐसे अनुपात म-, ैिसानक र्र्नाचक Rारा ननणEय नकया ािता है,र् हन नकया ािएगा।

(3) लागत-, यनद कोई ह3, ोि ीस और (cid:12)भार3 के अर्लाा नकसी प को (cid:12)दान की ािनी है, ोि र्र्नाचन करने के नलए प3 Rारार् हन की ािनी है, का ननणEय र्र्नाचक Rारा नकया ािएगा।

(4) बि तक नक र्र्नाचक अBया ननदे नहI देता (cid:12)kयेक प अपने र्)यं के या;ा के ?यय और अBय नकए गए (cid:12)ासंनगक ?यय3 कोर् हन करेगा।

32. Eासननक सहायता

अनधननयम की धारा 6 के (cid:12)योनिाE, सभी र्दा3, मतभेद3 या र्र्नाद3 म- नBिह- इन उप-र्ननधय3 के (cid:12र्)ाधान3 के अनुसार र्र्नाचन हेतु (cid:12))तुत नकया ािना है, प3 को र्र्नाचन कायर्Eाही करने म- सुर्नधा देने के उेFय से संबQ (cid:12)ानधकारी की (cid:12)ासननक सहायता के नलए ?र्यन)त नकया गया माना ािएगा।

33. Eासननक सहायता ोि (cid:7)टाक ए(cid:5)सच(cid:12) ि8ारा Eदान की ािएगी;

(1) )टाक ए(सच- ि

(क) संदभq का रन)िटर रखेगा; (ख) र्र्नाचन के नलए सभी र्आेदन3 और प3 Rारा र्र्नेचन कायर्Eाही से पहले और उसके दौरान या उसके संबंध म- अBया सJ(cid:12)ेषण3 को (cid:12)ाGत करेगा;

(ग) सभी लागत3, (cid:12)भार3, ीस और अBय ?यय3 को (cid:12)ाGत करेगा; (घ) सुर्नाई के नोनटस देगा और प3 को र्र्नाचन कायर्Eाही से पहले और उसके दौरान या उसके संबंध म- अBया नदए ािनेर् ाले अBय सभी नोनटस देगा;

(ङ) र्र्नाचक के सभी आदे और ननदे प3 को सJ(cid:12)ेनषत करेगा;

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(च) संदभE से संबंनधत सभी द)र्ताे3ि और (cid:12)प;3 को (cid:12)ाG त और नरकाडE करेगा और प3 को अनुमkय द)र्ताे3ि और (cid:12)प;3 को छोकर सभी ऐसे द)र्ताे3ि और (cid:12)प;3 को अनभरा म- रखेगा;

(छ) र्र्नाचक की ओर से र्र्नाचन को सJ(cid:12)ेनषत करेगा; ()ि सामाBय प से ऐसे कायE करेगा और र्र्नेचक को मदद देने के नलए उनके कायE के ननUपादन म- सभी ऐसे दिम उठाएगा ोि र्आFयक समझे ािते हX।

34. स%Eेषण की र्ननध

(1) )टाक ए(सच- ि Rारा प3 को भेाि गया कोई सJ(cid:12)ेषण, यहां तक नक यनद ऐसा सJ(cid:12)ेषण )टाक ए(सच- ि को अदार्नत/मना नकया गया/अर्नतनरत के प म-र् ापस नकया ािता है, उनचत प से नडर्लीर या र्नतनरत नकया गया माना ािएगा यनद इसे ननJननलनखत म- नकसी एक या अनधक ढंग से प के साधारण ?र्यसाय पते और/या नर्नास के साधारण )ान और/या अंनतम [ात पते पर भेाि ािता है:

(i) डाक Rारा;

(ii) पंीिकृ त डाक Rारा;

(iii) स्पीड पो)ट/कु नरयर र्सेा Rारा;

(iv) तार Rारा;

(v) अंनतम [ात ?र्यसाय या नरहायी पते के दर्राेि पर नचपका कर;

(vi) कम से कम एक (cid:12)मुख दैननक समाचारप;, नसिका उस े; म- पनरचालन हो हिां (cid:12)नर्तादी का अंनतम [ात ?र्यसाय या नरहायी पता न)त है, म- र्न[ापन Rारा;

(vii) कारोबारी (cid:12)णाली के माHयम से संदे भेकिर;

(viii) इले(Oाननक मेल या ै (स के Rारा;

(ix) द)ती नडनर्लरी Rारा।

(2) )टॉक ए(सच- िको नकसी प Rारा भेाि ािनेर् ाला कोई सं(cid:12)ेषण ननJननलनखत नकसी एक या अनधक ढंग से भेाि ािएगा :

(i) डाक Rारा (साधारण या पंीिकृ त या )पीड) या कु नरयर र्सेा

(ii) ै (स Rारा

(iii) द)ती नडर्लीरी Rारा

(iv) इले(Oॉननक मेल Rारा

35. र्र्नाचन र्अाडH का कायाHर्Iयन

इन उप-र्ननधय3 म- कु छ भी नननहत होने के र्बाूिद, ऐसे मामल3 ननिम- र्र्नाचन र्अाडE या अपीलीय र्र्नाचन र्अाडE कारोबारी सद)य और/या इसके उप-Vोकर के र्नQ और संघटक के प म- पानरत नकया ािता है, उनम- )टॉक ए(सच- िकारोबारी सद)य की )टाक ए(सच- िके पास पी मिा या अBय धन से डेनबट करेगा, र्अाडE के तहत अनुमkय कारोबारी सद)य और/या उसके उप-Vोकर3 के र् ािबी र्दाे, यनद कोई हो, को मुरिाई करने के पFचात डेनबट की तारीख तक देय bया,ि यनद कोई हो, के सा र्अाड को देय र्अाडE की रान और उ(त रान को अलग खाते म- रखा ािएगा और इसम- नीचे उप-र्ननध (36) और (37) म- या उनलनखत ढंग से ननपटाया ािएगा।

बतs नक, हिां पंचाट (cid:12)नतभूनतय3 की नडर्लीरी के नलए है, )टॉक ए(सच- िपंचाट की तारीख को ए(सच- िम- ऐसी (cid:12)नतभूनतय3 के बंद मूय पर र्नचार करेगा या संबQ (cid:12)ानधकारी Rारा ऐसी अBय तारीख र्ननननदEUट की ािएगी ोि उनचत हो, नसिके नलए ऐसी (cid:12)नतभूनतय3 के मूय और पंचाट रान तय करने के कारण नलनखत म- देने ह3गे।

आगे बत नक उप-र्ननध 2(4) के तहत आईीिआरसी के ननणEय Rारा नकसी नखBन सद)य Rारा संदनभEत र्र्नेचन के मामले म-, नसिम- संघटक के प म- पंचाट है और सद)य ने उप-र्ननध 44 के तहत अपील दायर करके पंचाट को चुनौती देने के नलए अपना इरादा ािनहर नकया है या संबQ (cid:12)ानधकारी Rारा र्ननननदEUट ढंग से और समय के अंदर अनधननयम की धारा 34 के तहत सहारा नलया है, तो इस अHयाय म- र्ननननदEUट कायाEBर् यन तं; के (cid:12)नत र्पूाEcह के नबना संबQ (cid:12)ानधकारी Rारा या र्ननननदEUट आईपीए O)ट से धनरानय3 को अंतनरम प से ािरी नकया ािएगा ।

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भारत का राजपत्र, मार्च 1, 2014 (फाल्गुन 10, 1935)

[भाग IV

आगे बत नक उप-र्ननध 2(4) के तहत आईीिआरसी के ननणEय Rारा नकसी नखBन सद)य Rारा संदनभEत र्र्नेचन के मामले म-, नसिम- अपीलीय पंचाट संघटक के प म- है और सद)य ने संबQ (cid:12)ानधकारी Rारा र्ननननदEष्ट ढंग से और समय के अंदर अनधननयम की धारा 34 के तहत सहारा लेकर अपीलीय पंचाट को चुनौती देने का अपना इरादा ािनहर नकया है, तो इस उप-र्ननध म- र्ननननदEUट कायाEर्Bयन तं; के (cid:12)नत नबना नकसी र्पूाEcह के संबQ (cid:12)ानधकारी Rारा या र्ननननदEUट आईपीए Oस्ट से धनरानयां को अंतनरम प से ािरी नकया ािएगा ।

36. gाहक(cid:25) को डेनबट रान का भुगतान

(1) पंचाट:- हिां कारोबारी सद)य/उप-Vोकर

(क) उप-र्ननध 44 के तहत उसके तहत समय सीमा के अंदर अपील दानखल न करने का चयन करता है या उप-र्ननध 44 के तहत अपील दानखल करके उसको चुनौती देने का अपना इरादा ािनहर करता है या उप-र्ननध 2(4) के तहत उनलनखत र्र्नेचन के मामले म- संबQ (cid:12)ानधकारी Rारा र्ननननदEUट ढंग या समय के अंदर अनधननयम की धारा 34 के तहत सहारा लेता है; या

(ख) उप-र्ननध 44 के तहत उसके तहत अनुमkय समय के अंदर अपील दायर न करने का चयन करता है, नकसी अBय मामले म- उप- र्ननध 35 के तहत डेनबट की गई रान उस पर अनEित bया िके सा पंचाट र्नेिता को अदा की ािएगी ।

(2) अपीलीय र्र्नेचन र्अाडE : हिां उप-ननयम 46 के तहत कारोबारी सद)य/उप-Vोकर Rारा अपील दायर की ािती है और अपीलीय र्र्नाचक अनधकरण कारोबारी सद)य/उप-Vोकर के र्नQ अपीलीय र्र्नेचन र्अाडE बनाता है, उसम- )टाक ए(सच- िउप-र्ननध 35 के तहत डेनबट की गई रान से र्अाड को र्अाडE रान अदा करेगा :-

(i) ऐसे र्र्नेचन र्अाडE को चुनौती देने के नलए ऐसा र्आेदन करने के नलए पनरसीमा र्अनध के अंदर माHय)म और सुलह अनधननयम, 1996 के तहत कारोबारी सद)य/उप-Vोकर Rारा कोई र्आेदन नहI नदया ािता तो ऐसी पनरसीमा र्अनध की समानGत पर;

(ii) हिां ऐसा र्आेदन कारोबारी सद)य/उप-Vोकर Rारा नदया ािता है, और उसके Rारा अपीलीय र्र्नेचन र्अाडE की (cid:12)ानGत की तारीख से तीन महीने के अंदर Bयायालय Rारा कोई )गन (cid:12)दान नहI नकया ािता, उसम- ऐसे तीन महीन3 के पूरा होने पर;

(iii) नकसी अBय मामले म- Bयायालय Rारा र्आेदन को खानर िकरने पर।

(iv) उप-र्ननध 2(4) के तहत संदनभEत मामले म-, नसिम- सद)य अनधननयम की धारा 34 के तहत उसके तहत अनुमkय समय के अंदर सहारा न लेने का चयन करता है या संबQ (cid:12)ानधकारी Rारा र्ननननदEUट ढंग से और समय के अंदर सहारा लेने का अपना इरादा ािनहर करता है ।

37. कनतपय मामल(cid:25) म(cid:12) डेनबट को उलटना

हिां कारोबारी सद)य या उप-Vोकर के र्नQ र्र्नेचन र्अाडE या अपीलीय र्र्नेचन र्अाडE को ननर)त कर नदया गया है या र्अाडE रान की कटौती करके संोनधत नकया गया है और ऐसे ननर)त करने या संोधन ने अंनतम प (cid:12)ाGत कर नलया है, उसम- )टॉक ए(सच- िडेनबट को, पूरा या भाग म-, ैिसा भी मामला हो, उलट सकता है, और कम की गई रान, यनद कोई हो, र्अाड को अदा कर सकता है।

38. अनधननयम के उपबंध(cid:25) के अ यधीन र्र्नेचन कायर्Hाही

र्र्नेचन कायर्Eाही, ैिसानक इन उप-र्ननधय3 के उपबंध3 Rारा उपबंनधत की गई है, इन उप-र्ननधय3 म- नसि सीमा तक उपबंनधत नहI की गई है, अनधननयम के उपबंध3 के अHयधीन होगी।

39. नरकाडH का पनरिSण

(1) ननJननलनखत द)र्ताे3ि को )टाक ए(सच- िRारा ननJनानुसार उनलनखत समय र्अनधय3 के नलए पनरिनत नकया ािएगा।

(i) र्पानतय3 सनहत मूल र्र्नेचन र्अाडE को )ायी प से पनरिनत नकया ािएगा।

(ii) यनद र्अाडE को ननर)त करने के नलए कोई अपील दायर नहI की ािती है तब मूल र्अाडE के अर्लाा र्र्नेचन से संबंनधत अBय सभी नरकाडE को र्अाडE की तारीख से 5र् षE के नलए पनरिनत नकया ािएगा।

(iii) यनद र्अाडE को ननर)त करने के नलए अपील दायर की ािती है तब मूल र्अाडE के अर्लाा र्र्नेचन से संबंनधत अBय सभी नरकाडE को Bयायालय Rारा अंनतम ननपटान की तारीख से 5र् षE के नलए पनरिनत नकया ािएगा ।

251 भाग IV]

भारत का राजपत्र, मार्च 1, 2014 (फाल्गुन 10, 1935)

40. नरकाडH को नhट करना

)टॉक ए(सच- िRारा नरकाडE को नUट करना संबQ (cid:12)ानधकारी के र्पूर्Eत नलनखत आदे के अHयधीन होगा और नUट करने के bयौरे रन)िटर म- (cid:12)र्नUट नकए ािएंगे नसिम- नUट करने की तारीख और र्ननध से संबंनधत (cid:12)माणन सनहत नUट नकए गए नरकाडE के संनGत र्र्नरण3 का उलेख नकया ािएगा।

41. संदभe का ननमाHण

अनधननयम की धारा 2(6) के (cid:12)योनिाE, सभी र्दा3, मतभेद3 या र्र्नाद3 म- नBिह- इन उप-र्ननधय3 के (cid:12र्)ाधान3 के अनुसार र्र्नेचन को (cid:12))तुत करना अपेनत है, हिां कहI भी अनधननयम का भाग-1 कनतपय मु3 को ननधाEनरत करने के नलए प3 को मु(त छो देता है तो उसम- प3 को उस मुे को ननधाEनरत करने के नलए संबQ (cid:12)ानधकारी को (cid:12)ानधकृ त नकया गया माना ािएगा।

42. Sे+ानधकार

इन उप-र्ननधय3 के तहत र्र्नाचक के संदभE के सभी प3 और उनके तहत र्दाा कर रहे ?यन(तय3 को े;ीय र्र्नाचन क- C, हिां अपीलीय र्र्नाचन कायर्Eाही की ािती है, के ननकटतम सम Bयायालय के अनBय े;ानधकार को (cid:12))तुत नकया गया माना ािएगा।

43. ननhकासन

संदेह3 को दूर करने के नलए, एतद्Rारा यह )प नकया ािता है नक )टॉक ए(सच- िको इन उपर्ननधय3 के तहत संदनभEत सौद3, संर्नदाओं ता लेनदेन3 का पकार नहI माना ािएगा ता इस अHयाय के उपबंध )टॉक ए(सच- िता कारोबारी सद)य के बीच र्दा3, मतभेद3 या र्र्नाद3 के मामले म- (cid:12)योyय नहI ह3गे ता )टॉक ए(सच- िर्एं कारोबारी सद)य के बीच कोई र्र्नाचन नहI होगा।

44. र्र्नाचन र्अाडH के र्नU] अपील

इस अHयाय के उपबंध3 के अनुसार नकए गए र्र्नाचन र्अाडE Rारा नखBन नकसी प को इन उप-र्ननधय3 के अHयाय-XIVक के उपबंध3 के अनुसार र्र्नाचक3 के अपीलीय पैनल को ऐसे र्अाडE के र्नQ अपील करने का अनधकार होगा।''

III. इस (cid:12)कार (cid:12)नत)ानपत अHयाय-XIV के पFचात, ननJननलनखत अHयाय-XIVक अंत:)ानपत नकया ािएगा, नामत:-

''अ याय-XIVक

अपीलीय र्र्नाचन

1. पनरभाषाएं

(क) ''अपीलकताE'' सेर् ह ?यन(त अनभ(cid:12)ेत है ोि इस अHयाय के तहत अपील दायर करता है।

(ख) ''(cid:12)नर्तादी'' सेर् ह ?यन(त अनभ(cid:12)ेत है नसिके र्नQ अपीलकताE अपील दायर करता है, चाहे ऐसे ?यन(त के र्नQ कोई र्दाा हो या न हो।

2. अपीलीय र्र्नाचन का (cid:7)ान

अपीलीय र्र्नाचन उसी े;ीय र्र्नाचन क- C (आर ए सी) म- संचानलत नकया ािएगा हिां चुनौती के तहत र्अाडE पानरत नकया ा, बि तक नक संबQ (cid:12)ानधकारी Rारा अBया र्ननननदEUट न नकया गया हो।

3. अपील दायर करने के नलए समय

र्र्नाचन र्अाडE की (cid:12)ानG त की तारीख से एक महीने के भीतर अपीलकताE या उसके (cid:12)ानधकृ त (cid:12)नतनननध Rारा )टॉक ए(सच- िको अपील [ापन (cid:12))तुत नकया ािएगा।

4. र्र्नाचक(cid:25) की ननयुन(cid:5)त के नलए EनVया

(1) अपीलकताE और (cid:12)नर्तादी र्र्नाद के तहत र्अाडE को पानरत करनेर् ाले र्र्नाचक (र्र्नाचक3) को छोकर अपीलीय र्र्नाचन के संबंनधत )ान3 के नलए )टॉक ए(सच- िRारा र्ननननदEUट पा; ?यन(तय3 की सूची म- से ?यन(तय3 के नाम र्अरोही तरीिही म म- )टॉक ए(सच- ि को (cid:12))तुत कर-गे। अपीलकताE और (cid:12)नर्तादी Rारा इस (cid:12)कार (cid:12))तुत नकए ािनेर् ाले ?यन(तय3 की संDया उतनी होगी ैिसानक संबQ (cid:12)ानधकारी Rारा र्ननननदEUट नकया ािता है । ऐसे नाम3 को अपीलकताE Rारा अपील [ापन सनहत र्नननधाEनरत ामE म- (cid:12))तुत नकया ािएगा। (cid:12)नर्तादी र्नननधाEनरत ामE म- नाम )टाक ए(सच- िसे अपील [ापन की (cid:12)ानGत के सात नदन के अंदर (cid:12))तुत करेगा। अपीलकताE के सा-सा (cid:12)नर्तादी से र्नननधाEनरत ामE (cid:12)ाGत होने पर )टाक ए(सच-,ि ैिसानक इसम- इसके नलए ?र्य)ा की गयी है, उन ?यन(त/?यन(तय3 की पहचान करेगा ोि र्र्नाचक3 के प म- कायE कर-गे।

(2) )टाक ए(सच- िर्र्नाचक3 के पैनल की पहचान करेगा ननिको अपील [ापन समय-समय पर सेबी/ए(सच- िRारा या र्ननननदEUट (cid:12)नया और पQनत म- भेाि ािएगा।

252

भारत का राजपत्र, मार्च 1, 2014 (फाल्गुन 10, 1935)

[भाग IV

(3) इस (cid:12)कार ननयु(त र्र्नाचक3 के पैनल को र्र्नाचक3 के प म- उनकी ननयुन(त की सूचना की (cid:12)ानGत के 7 नदन3 के अंदर अHय र्र्नाचक के प म- कायE करने के नलए अपने बीच म- से एक का चयन कर-गे। अHय र्र्नाचक के चयन के नलए पैनल म- र्सEसJमनत न होने या कमी के मामले म- संबQ (cid:12)ानधकारी अHय र्र्नाचक का चयन करेगा।

(4) तीन र्र्नाचक3र् ाला पैनल, नBिह3ने अपील के र्नQ र्र्नाचन र्अाडE पानरत नकया है, से नभBन होगा।

(5) र्र्नाचक3 के अपीलीय पैनल का ऐसा गठन अपील की (cid:12)ानGत की तारीख से तीस नदन के अदंर पूरा नकया ािएगा।

5. अपीलीय र्र्नाचन ीस

अपीलकताE अपीलीय र्र्नाचन की लागत कोर् हन करेगा। अपीलकताE अपील [ापन के सा )टॉक ए(सच- िको ऐसी ीस अदा करेगा ैिसे नक समय-समय पर संबQ (cid:12)ानधकारी Rारा र्नननधाEनरत की ािती है, ोि 30,000/-Yपए से अनधक नहI होगी (इसम- )टाJप ुक, र्सेा कर आनद ैिसी सांर्ननधक रानयां ानमल नहI होगी)। यनद अपील दायर करनेर् ाला प संघटक है और उसका र्दाा/(cid:12)नतर्दाा 10,00,000/- Yपए तक है, तोर् ह 10,000/- Yपए से अननधक ीस अदा करेगा (सांर्ननधक देयताएं ैिसे नक )टाJप ुक और र्सेा कर को छो कर) ।

6. अपीलीय र्र्नाचन के नलए EनVया

(1) अपीलकताE )टाक ए(सच- िको अपील [ापन की पांच (cid:12)नतयां और ननJननलनखत अनुलdनक (cid:12))तुत करेगा :

(i) र्र्नाचन र्अाडE की पांच (cid:12)नतयां

(ii) आईीिआरसी के ननणEय की पांच (cid:12)नतयां, हिां संगत हो ।

(iii) र्र्नाचन कायर्Eाही की पांच (cid:12)नतयां ।

(iv) एमसीए(स )टाक ए(सच- िनलनमटेड के प म- देय ीस का चेक/पे-आडEर/नडमांड ाट।

(v) र्नननधाEनरत ामE म- र्र्नाचक (र्र्नाचक3) के प म- कायE करने के नलए उसके /उसकी/अपनी तरीिह के म म- पा; र्र्नाचक3 के नाम3 की सूची।

(2) यनद अपील के [ापन म- कोई कमी/दोष पाया ािता है तो )टॉक ए(सच- िअपीलकताE को इस कमी/दोष को संोनधत करने के नलए कहेगा और अपीलकताE )टाक ए(सच- िसे सूचना की (cid:12)ानGत के 7 नदन के अंदर इस कमी/दोष को संोनधत करेगा। यनद र्आेदक र्नननधाEनरत र्अनध म- कमी/दोष को संोनधत करने म- असमE रहता है तो )टॉक ए(सच- िकमी/दोषर् ाले अपील [ापन को अपीलकताE कोर् ापस कर देगा। तानप, अपीलकताE को संोनधत अपील [ापन दायर करने का अनधकार होगा नसिे पनरसीमा सनहत सभी (cid:12)योनि3 के नलए नया अपील [ापन समझा ािएगा और तदनुसार कारर्Eाई की ािएगी।

(3) अपील [ापन के (cid:12)ाGत होने पर )टाक ए(सच- िउसकी (cid:12)नत और संबंनधत द)र्ताे ि(cid:12)नर्तादी को अcेनषत करेगा।

(4) (cid:12)नर्तादी अपील [ापन और संबंनधत द)र्ताे3ि की (cid:12)ानGत के 7 नदन3 के अंदर )टाक ए(सच- िको र्नननधाEनरत ामE म- अपना/इसका उkतर (cid:12))तुत करेगा। यनद (cid:12)नर्तादी ए(सच- िRारा र्नननधाEनरत समर्यानध के अंदर अपना उkतर (cid:12))तुत करने म- असमE रहता है तो इस अHयाय की उप-र्ननध (4) म- या र्ननननदEUट ढंग से र्र्नाचक की ननयुन(त की ािएगी।

(5) (cid:12)नर्तानदय3 से उkतर (cid:12)ाG त होने पर इस अHयाय की उपर्ननध (3) म- र्नननधाEनरत (cid:12)नया के अनुसार र्र्नाचक की ननयुन(त की ािएगी। एक से अनधक (cid:12)नर्तादी होने की दा म-, मृत संघटक के पनर्रार के सद)य3 के कानूनी उkतरानधकारी होने पर तब ऐसे कानूनी उkतरानधकारी अपन3 म- से एक को उkतर पर ह)तार करने और अBय द)र्ताे3ि, ैिसा अपेनत ह3, पर ह)तार करने सनहत अपीलीय र्र्नाचन कायर्Eाही म- मृत संघटक का (cid:12)नतनननधर्k करने हेतु (cid:12)ानधकृ त कर-गे।

(6) (cid:12)नर्तादी )टाक ए(सच- िसे अपील [ापन की (cid:12)ानGत से 10 नदन के अंदर र्नननधाEनरत ामE म- या उनलनखत संबंनधत द)र्ताे3ि सनहत उkतर के र्र्नरण की पांच (cid:12)नतयां )टाक ए(सच- िको (cid:12))तुत कर-गे।

(7) यनद (cid:12)नर्तादी र्नननधाEनरत समय के अंदर उkतर का र्र्नरण (cid:12))तुत करने म- असमE रहता है तो अपीलीय र्र्नाचन अनधकरण र्र्नाचन कायर्Eाही ु करेगा और एक पीय र्अाडE देगा।

(8) (cid:12)नर्तादी से र्नननधाEनरत ामE म- या र्नननधाEनरत उkतर का र्र्नरण (cid:12)ाGत होने पर )टॉक ए(सच- िएक (cid:12)नत अपीलकताE को अcेनषत करेगा।

(9) इसम- उनलनखत नकसी पैर्री को दायर करने की समर्यानध को मामले की पनरन)नतय3 के अनुसार र्र्नाचक से परामE करके संबQ (cid:12)ानधकारी Rारा, ैिसा ननणEय नलया ािता है, ऐसी और र्अनधय3 के नलए बाया ाि सकता है।

253 भाग IV]

भारत का राजपत्र, मार्च 1, 2014 (फाल्गुन 10, 1935)

(10) अपील को र्र्नाचक3 के अपीलीय पैनल की ननयुन(त की तारीख से तीन महीने के अंदर अपीलीय र्र्नाचन र्अाडE को ािरी करके ननपटा नदया ािएगा।

(11) ए(सच- िके (cid:12)बंध ननदेक या एक कायEकारी ननदेक Rारा नकसी एक प या र्र्नाचक3 के अपीलीय पैनल Rारा र्आेदन करने पर और नलनखत म- दEि नकए गए पयाEGत कारण से मामला-दर-मामला आधार पर दो महीने से अननधक समय अपीलीय र्अाडE देने के नलए बाया ाि सकता है।

7. र्र्नाचक(cid:25) के कायाHलय म(cid:12) नरन(cid:5)त

अपीलीय र्र्नाचन अनधकरण के पैनल म- ननयुन(त के पFचात यनद र्र्नाचक के पद3 पर एक या अनधक नरन(तयां होती हX, तो )टाक ए(सच- िइस अHयाय की उप-र्ननध 3 म- र्ननननदEUट (cid:12)नया अपनाएगा और र्र्नाचक (र्र्नाचक3) के पद3 पर म- हुई नरन(त को भरेगा।

8. सुर्नाई का नोनटस

बि तक नक अBया र्ननननदEUट न नकया गया हो, )टॉक ए(सच- िर्र्नाचक3 के पैनल के सा परामE करके पहली सुर्नाई की तारीख, समय और )ान ननधाEनरत करेगा। पहली सुर्नाई के नलए नोनटस कम से कम 7 नदन पहले नदया ािएगा, बि तक नक प, अपनी पर)पर सहमनत Rारा नोनटस का kयाग नहI करते। र्र्नेचन अनधकरण बाद की सुर्नाइय3 की तारीख, समय और )ान ननधाEनरत करेगा नसिके नलए )टाक ए(सच- िRारा संबंनधत प3 को नोनटस नदया ािएगा।

9. सुर्नाई का (cid:7)गन

यनद अपील का कोई प अपीलीय अनधकरण Rारा )गन के नलए र्आेदन करना चाहता है तो प )गन लेने के कारण देते हुए नलनखत म- पयाEGत प से पहले )टाक ए(सच- ि को र्आेदन देगा तानक )टाक ए(सच- ि ऐसे अनुरोध को र्र्नाचक3 के पास अcेनषत कर सके । र्र्नाचक अपने र्र्नेकानुसार अर्पानदक मामल3 म- )गन (cid:12)दान कर सकता है नसिके नलए कारण नलनखत म- दEि नकए ािएंगे।

10. सहमत तe पर अपीलीय र्र्नाचन र्अाडH

यनद र्र्नाचक3 के पैनल की ननयुन(त के पFचात, दोन3 प र्र्नाद का समझौता करते हX, तो र्र्नाचन (cid:12)ानधकरण सहमत तq पर अपीलीय र्र्नाचन र्अाडE के प म- समझौते को दEि करेगा या अBय प Rारा समझौते के कारण मामले कोर् ापस लेने के नलए अपीलकताE Rारा नदए गए र्आेदन पर मामले को संेप म- खानर िकर सकता है।

11. अपीलीय र्र्नाचन र्अाडH को तैयार करना

अपीलीय अनधकरण का र्अाडE नलनखत म- होगा और तीन मूल (cid:12)नतय3 म- योनचत प से र्र्नाचक3 के पैनल (सभी तीन3 र्र्नाचक3 Rारा) Rारा नदनांक सनहत ह)तार नकए ािएंगे और इसे उप-र्ननधय3 म- उनलनखत समय के अंदर तैयार नकया ािएगा।

र्र्नाचक3 का पैनल )टाक ए(सच- िके पास सभी तीन मूल (cid:12)नतय3 को दायर कर-गे, ोि र्र्नाद के प3 को (cid:12)kयेक को एक मूल (cid:12)नत भेनिे की ?र्य)ा करेगा और मोहर लगा मूल र्अाडE ए(सच- िRारा रखा ािएगा।

12. fया ि

(1) र्र्नाचन अनधकरण र्अाडE म- दी गई रान म- ऐसी दर से ओर ऐसी र्अनध के नलए, नसिे र्र्नाचक उनचत समझते हX, bया िानमल कर सकता है।

(2) र्अाडE Rारा अदा की ािनेर् ाली ननदेनत रान, बि तक नक र्अाडE अBया ननदे न देता हो, पर र्अाडE की तारीख से भुगतान की तारीख तक अठारह (cid:12)नतत (cid:12)नर्तषE की दर से bया िलगेगा।

13. र्र्नाचन ीस और Eभार, लागत(cid:12) आनद

(1) र्र्नाचक3 को देय ीस और ?यय समय-समय पर संबQ (cid:12)ानधकारी Rारा या ननधाEनरत ह3गे।

(2) लागत-, यनद कोई ह3, ोि अपीलीय र्र्नाचन करने के नलए प3 Rारा अदा की गई ीस के अर्लाा नकसी एक प को (cid:12)दान की ािएंगी, इस बारे म- ननणEय र्र्नाचन अनधकरण Rारा नलया ािएगा।

(3) बि तक नक र्र्नाचक अBया ननदे नहI देता (cid:12)kयेक प अपने र्)यं के या;ा के ?यय और अBय नकए गए (cid:12)ासंनगक ?यय3 कोर् हन करेगा।

14. अपीलीय र्र्नेचन र्अाडH के र्नU] रण

अपीलीय र्र्नाचन र्अाडE Rारा नखBन प माHय)म और सुलह अनधननयम, 1996 के तहत चुनौती देने के नलए के र्ाईसी ामE म- cाहक Rारा नदए गए पते के ननकट सम Bयायालय के सम र्आेदन दानखल कर सकता है।

254

भारत का राजपत्र, मार्च 1, 2014 (फाल्गुन 10, 1935)

[भाग IV

15. अ याय-XIV की Eयोjयता

इस अHयाय म- हिां र्ननUट उपबंध नकया गया है, को छोकर, अHयाय-XIV के उपबंध अपीलीय र्र्नाचक3, अपीलीय अनधकरण की कायर्Eाही और अपील र्र्नाचक र्अाडE के नलए र्आFयक पनर्रतEन3 सनहत लागू ह3गे।

IV. उप-र्ननध (10) के पFचात अHयाय-XVI (नर्नेक संरण नननध) म- ननJननलनखत अंत:)ानपत नकया ािएगा, नामत:- ''(10-क) O)ट अHयाय-XIII क के तहत आईीिआरसी Rारा या अHयाय- XIV के तहत र्र्नाचक Rारा या अHयाय- XIV-क के अंतगEत अपीलीय र्र्नाचक Rारा ननधाEनरत cाहय र्दाा रान के संपूणE या भाग को कबर करने हेतु सेबी या ए(सच- िRारा र्नननधाEनरत नकए गए अनुसार संघटक3 को उनकी नकायत के लंनबत अंनतम ननधाEरण होने तक ऐसी अंतनरम धनरानयां ािरी करेगा ।

(10-ख) O)ट या तो अके ले या ए(सच- िके सा संयु(त प से संघटक को इस (cid:12)कार ािरी रानय3 को (cid:12)ाGत यार् सूल करेगा, हिां संघटक अंतत:

र्र्नाचन कायर्Eाही या उससे उkपBन होनेर् ाली अBय कानूनी कायर्Eाही म- हार ािता है।

(10-ग) संबQ (cid:12)ानधकारी समय-समय पर उप-र्ननध (10-क) के तहत अंतनरम रानयां ािरी करने के नलए (cid:12)नया और उप-र्ननध (10-ख) के तहत उसकी र्सूली के नलए (cid:12)नया र्ननननदEUट करेगा ।

यू.र् (cid:12)कटरमण

सीईओ-ऋण खंड और पूणHकानलक ननदेक

एमसीए(cid:5)स (cid:7)टाक ए(cid:5)सच(cid:12) िनलनमटेड

नटlपणी : नहBदी पाठ म- अंतर की दा म- अंcेीि पाठ अनभर्भाी होगा।

एमसीएक्स--एसएक्स क्लीयरिंग कारपोरेन लिमिटेड

मुंबई-400093

निम्नलिखित दस्तावेजों नामतः एमसीएक्स--एसएक्स क्लीयरिंग कारपोरेन लिमिटेड की उप-विधियां, एमसीएक्स--एसएक्स क्लीयरिंग कारपोरेन लिमिटेड के नियम, एमसीएक्स--एसएक्स क्लीयरिंग कारपोरेन (पूंजी बाजार खंड) विनियम, एमसीएक्स--एसएक्स क्लीयरिंग कारपोरेन (फ्यूचर और ऑप्न खंड) उप-विधियां, एमसीएक्स--एसएक्स क्लीयरिंग कारपोरेन (फ्यूचर और ऑप्न खंड) नियम, एमसीएक्स--एसएक्स क्लीयरिंग कारपोरेन (फ्यूचर और ऑप्न खंड) विनियम, एमसीएक्स--एसएक्स क्लीयरिंग कारपोरेन लिमिटेड करेंसी डेरीवेटिव की उप-विधियां, एमसीएक्स--एसएक्स क्लीयरिंग कारपोरेन करेंसी डेरीवेटिव खंड नियम, एमसीएक्स--एसएक्स क्लीयरिंग कारपोरेन लिमिटेड करेंसी डेरीवेटिव खंड विनियमों के मसौदे को एमसीएक्स स्टॉक एक्सचेंज लिमिटेड की वेबसाइट नामतः http://www.mcx-sx.com/downloads/Pages/Rules-Bye-laws-and-Regulations.aspx पर डाला जा रहा है। उपर्युक्त दस्तावेजों पर कोई प्रेक्षण रखने वाला कोई व्यक्ति किन्हीं प्रेक्षणों को राजपत्र में इस प्रकान की तारीख से पन्द्रह दिन के अंदर लिखित में अधोहस्ताक्षरी को एक्सचेंज स्कवेयर, सीटीएस सं. 255, सुरेन रोड, अंधेरी (पूर्व), मुंबई-400093 को भेज सकता है। उपरोक्त तारीख से पश्चात प्राप्त प्रेक्षणों को संोधन को अंतिम रूप देते समय ध्यान में नहीं रखा जाएगा।

यू. वेेंकटरमण प्रबंध निदेक और सीईओ एमसीएक्स-एसएक्स क्लीयरिंग कारेपोरेन लिमिटेड

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अनुसूची-सी

युनिवर्सल कमोडिटी एक्सचेंच लिमिटेड (युसीएक्स)

भारत सरकार, वाणिज्य एवं उद्योग मंत्रालय की अधिसूचना सं. सां. आ. 1162 दिनांक 4 मई, 1960 के साथ पठित अग्रिम संविदा (विनियमन) अधिनियम, 1952 (1952 का 74) की धारा 12 (1) के अंतर्गत युनिवर्सल कमोडिटी एक्सचेंज लि. नवी मुंबई के नियमों में संोधन के लिए 15 जनवरी, 2014 को निम्न संोधन के लिए वायदा बाजार आयोग का अनुमोदन प्राप्त किया गया है जिसे उक्त अधिनियम की धारा 12 की उपधारा 2 के अंतर्गत एतद्‌द्वारा अधिसूचित किया जाता है।

(संोधनों का पाठ्‌य यहां उदृत किया जाए)

स्थानः दिनांकः

ह./- अपठनीय प्रबंध निदेेक एवं मुख्य कार्यपालक अधिकारी

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255 भाग IV]

भारत का राजपत्र, मार्च 1, 2014 (फाल्गुन 10, 1935)

अनुसूची-सी

एक्सचेंज के नियमों में संोधन

नियम सं.

विवरण

नियम सं. 7.23 (क-घ) नियम 7.23 के उप खण्ड (घ) के पश्चात नया उपखण्ड अंतर्वि्‌ट करना

(इ) यदि किसी सदस्य को एक्सचेंज द्वारा डिफाल्टर घोति किया जाए तो प्रासंगिक प्राधिकारी सदस्य के डिफाल्टर के बारे में अन्य सभी कमोडिटी एक्सचेंजों को तत्काल सूचित करेगा। यदि ऐसी सदस्यता निगम निकाय के नाम पर धारित हो तो प्रवर्तक(कों), प्रमुख ेयर धारकों के नाम की सूचित किए जाएं। इसी क्रम में यदि डिफाल्टर ब्रोकर के सहयोगी अन्य कमोडिटी एक्सचेंजों के सदस्य हों तो संबंधित तथ्यों की जांच के बाद यदि कोई कार्रवाई अपेक्षित हो तो कमोडिटी एक्सचेंजों द्वारा ऐसे सहयोगी सदस्य(यों) के विरुद्ध कार्रवाई निश्चित की जानी चाहिए।

नियम सं. 6.26ः (क-ग) नियम 6.26 के उप खण्ड (ग) के पश्चात नया उपखण्ड अंतर्विष्ट करनाः

(घ) डिफाल्टर सदस्य कोड र्वों की अवधि तक व्यापार के लिए एक्सचेंज में फिर से प्रवे नहीं दिया जा सकता है।

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अनुसूची-ई भारत सरकार, वाणिज्य एवं उद्योग मंत्रालय की अधिसूचना सं. सां. आ. 1162 दिनांक 4 मई, 1960 के साथ पठित अग्रिम संविदा (विनियमन) अधिनियम, 1952 (1952 का 74) की धारा 12 (1) के अंतर्गत युनिवर्सल कमोडिटी एक्सचेंज लि. नवी मुंबई की उपविधियों में संोधन के लिए 15 जनवरी, 2014 को निम्न संोधन के लिए वायदा बाजार आयोग का अनुमोदन प्राप्त किया गया है जिसे उक्त अधिनियम की धारा 12 की उपधारा 2 के अंतर्गत एतद्‌द्वारा अधिसूचित किया जाता है।

(संोधनों का पाठ्‌य यहां उदृत किया जाए)

ह./- अपठनीय प्रबंध निदेेक एवं मुख्य कार्यपालक अधिकारी स्थानः

दिनांकः

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अनुसूची-ई

एक्सचेंज की उपविधियों में संोधन

उपविधि सं.

विवरण

11.22.च मौजूदा उपखण्ड निम्न तरह प्रतिस्थापित होंगेः

उपर्युक्त उपखण्ड (क-ङ) तक यथा उल्लिखित समायोजनों के बाद यदि कोई अधि े हो तो डिफाल्ट के अंतर्गत सदस्य के संबंध में दावों के समायोजन में जहां कोई कमी हो अन्य एक्सचेंजों में यथा अनुमति के आधार पर दावों के समायोजन के लिए प्रयुक्त की जाए।

18.18.च मौजूदा उपखण्ड निम्न तरह प्रतिस्थापित होंगेः

उपर्युक्त उपखण्ड (क-ङ) तक यथा उल्लिखित समायोजनों के बाद यदि कोई अधि े हो तो डिफाल्ट के अंतर्गत सदस्य के संबंध में दावों के समायोजन में जहां कोई कमी हो अन्य एक्सचेंजों में यथा अनुमति के आधार पर दावों के समायोजन के लिए प्रयुक्त की जाए।

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256

भारत का राजपत्र, मार्च 1, 2014 (फाल्गुन 10, 1935)

[भाग IV

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257 भाग IV]

भारत का राजपत्र, मार्च 1, 2014 (फाल्गुन 10, 1935)

नेनल (cid:7)टाक ए(cid:5)सच(cid:12) िआ इंनडया नलनमटेड

मु ंबई- 400051

ए(सच- िके ननयम3 म- र्ननहत (cid:12र्)ाधान3 को ननJनानुसार दी गई सीमा तक संोनधत नकया ािता है :-

1. ए(सच- िके ननयम3 के अHयाय-1 के मौूिदा ननयम 3क को ननJनानुसार संोनधत नकया ािता है :-

(क) (i) ननJननलनखतर् ा(य को हटाकर ''कारोबारी सद)य ननदेक'' ोि ''लोक नहत ननदेक'' और ''ेयरधारक ननदेक'' के बीच म- आता है; और (ii) ननJननलनखतर् ा(य को हटाकर ''बोडE म- सेबी बि भी ठीक समझे ननदेक नानमत कर सकता है। मुDय कायEकारी बोडE म- पदेन ननदेक होगा।''

(ख) पहलेर् ा(य के अंत म- ननJननलनखत bद3 को ोिकर ''ेयरधारक ननदेक'' bद3 के पFचात ''(कमEचारी ननदेक3 सनहत)'' और ''(cid:12)बंध ननदेक''।

2. ए(सच- िके ननयम3 के अHयाय-I के ननयम 3ख, 3ग, 3घ, 3ड. और ननयम 10 को हटाया ािता है।

3. ए(सच- िके ननयम3 के अHयाय-IV के मौूिदा ननयम 24 को ननJनानुसार संोनधत नकया ािता है :-

(क) ननJननलनखतर् ा(य को हटाकर ''समय के नकसी नबBदु पर अनुासननक कारर्Eाई सनमनत के सद)य3 का कम से कम अ)सी (cid:12)नतत गैर- कारोबारी सद)य3, नBिह- ए(सच- िRारा नानमत नकया ािएगा, म- से होगा''।

(ख) पहले र्ा(य के पFचात ननJननलनखत र्ा(य को ोिकर ''अनुासननक कारर्Eाई सनमनत की संरचना ऐसी होगा ैिसानक सेबी Rारा र्नननधाEनरत की ािती है।''

कृ ते नेनल )टाक ए(सच- िआ इंनडया नलनमटेड

आर. यिकु मार (cid:12)ानधकृ त ह)तारी

नटGपणी : नहंदी पाठ म- नभBनता की न)नत म- अंcेीि पाठ अनभर्भाी होगा।

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ए(सच- िकी उप-र्ननधय3 म- र्ननहत (cid:12र्)ाधान3 को ननJनानुसार दी गई सीमा तक संोनधत नकया ािता है :-

1. ए(सच- िकी उपर्ननधय3 के अHयाय-X की मौूिदा उप-र्ननध 11 को ननJनानुसार संोनधत नकया ािता है :-

(क) ननJननलनखतर् ा(य को हटाकर ''समय के नकसी नबBदु पर नर्नेक र्सेा सनमनत के सद)य3 का कम से कम अ)सी (cid:12)नतत गैर-कारोबारी सद)य3, नBिह- ए(सच- िRारा नानमत नकया ािएगा, म- से होगा।''

(ख) पहलेर् ा(य के पFचात ननJननलनखतर् ा(य ोिकर ''नर्नेक र्सेा सनमनत की संरचना ऐसी होगी ैिसानक सेबी Rारा र्नननधाEनरत की ािती है।''

2. ए(सच- िकी उपर्ननधय3 के अHयाय-XII की उप-र्ननध 30 को ननJनानुसार संोनधत नकया ािता है :-

(क) ननJननलनखत र्ा(य को हटाकर ''समय के नकसी नबBदु पर चूकिताE सनमनत के सद)य3 का कम से कम अ)सी (cid:12)नतत गैर-कारोबारी सद)य3, नBिह- ए(सच- िRारा नानमत नकया ािएगा, म- से होगा।''

(ख) पहलेर् ा(य के पFचात ननJननलनखतर् ा(य ोिकर ''चूकिताE सनमनत की संरचना ऐसी होगी ैिसानक सेबी Rारा र्नननधाEनरत की ािती है।''

कृ ते नेनल )टाक ए(सच- िआ इंनडया नलनमटेड

आर. यिकु मार (cid:12)ानधकृ त ह)तारी

नटGपणी : नहंदी पाठ म- नभBनता की न)नत म- अंcेीि पाठ अनभर्भाी होगा।

MCX STOCK EXCHANGE LIMITED

Mumbai - 400093.

As per the requirements of Rule 18 of the Securities Contracts (Regulation) Rules, 1957, the proposed amendment to the Bye-laws of MCX Stock Exchange Limited, as given hereunder, is published for criticism in accordance with the provisions of Section 23 of the General Clauses Act, 1897 in the Gazette of India. Any person having any observations on the proposed amendment to the Bye-laws can send the same in writing to the undersigned at the Exchange Square, CTS No. 255, Suren Road, Andheri (East), Mumbai - 400093 within fifteen days from the date of this publication in the Gazette. The observations received after the aforementioned date will not be considered when the amendment will be taken for finalisation.

Subject to SEBI's approval, it is proposed to make the following amendment in the Bye-laws of the Exchange:-

AMENDMENTS TO BYE-LAWS OF THE EXCHANGE

I. After Chapter XIII, the following Chapter shall be inserted, namely:-

"Chapter XIII-A - Investor Grievance Redressal Mechanism

1.    Definitions
      (a)   'Committee Member' shall mean a member of the Investor Grievance Redressal Committee.
      (b)   'Investor' or 'constituent' shall mean a person who has traded on the Exchange and is constituent of a Member.
      (c)   'Investor Grievance Redressal Committee' or 'IGRC' shall mean Committee constituted by the Board or the Relevant
            Authority  for  the  purposes  of  redressal  of  investor  grievances.
      (d)   'Regional  Investor  Service  Centre'  or  'RISC'  shall  mean  Centers  specified  at  various  locations  by  the  Relevant
            Authority  for  redressal  of  investors  grievances  among  other  things,  from  time  to  time.
      (e)   'Member'  shall  mean  a  Member  of  the  Exchange  and  include  a  Stock  Broker,  Trading  Member  and  Clearing
            Member.
2.    Cognizance and Redressal of Complaints by RISCs/IGRC
      (1)   Any constituent having a grievance against a Member may make a complaint in such physical or electronic form
            as  may  be  specified  by  the  Relevant Authority.
      (2)   The Relevant RISC shall take cognizance of valid complaints containing the necessary particulars in the manner
            detailed herein after.
      (3)   The Exchange will endeavor to resolve the complaint of the constituent through a process of conciliation, in the
            first  instance  through  the  investor  grievance  cell  at  the  relevant  RISC  and  where  not  so  redressed  through  the
            IGRC at the relevant center.
      (4)   Save  as  otherwise  specified  by  the  Relevant Authority,  if  the  value  of  the  claim,  difference  or  dispute  is  more
            than Rupees Twenty Five Lakhs on the date of application, it shall be referred to Investor Grievance Redressal
            Committee comprising of three Committee Members and if the value of the claim, difference or dispute is upto
            Rupees Twenty Five Lakhs, the same shall be referred to a single Committee Member.
      (5)   Where  such  conciliation  proceedings  are  not  successful,
            a.    the IGRC may direct the Member to render required services, where the complaint is service related;
            b.    the IGRC shall determine the admissible claim value, if ascertainable, based on the material available on
                  record  before  it,  in  any  other  case.
      (6)   The  Relevant  Authority  may  from  time  to  time  specify  the  procedure,  method  and  timelines  for  redressal  of
            grievances  of  Constituents.

(7) Upon determination of the admissible claim value, notwithstanding anything contained in the Bye-laws, the Stock Exchange shall debit from the deposits or other monies of the Trading Member lying with the Stock Exchange, the amount of admissible claim determined by the IGRC and keep aside the said amount in a separate account to be dealt with in such manner as mentioned in Bye-laws (36) and (37) of Chapter XIV.

(8) Where the Trading Member chooses not to refer the matter to arbitration under Chapter XIV or does not indicate his intention to do so within the time specified by the relevant authority, the amount debited under Bye-law 7 shall be paid to the Constituent.

(9) A member aggrieved by the determination of admissible claim value by the IGRC may file an arbitration application under Chapter XIV and thereupon all provisions of that Chapter shall apply to such arbitration.

(10) The relevant authority shall instruct the IPF Trust to release such interim sums of moneys to the Constituent as may be prescribed by SEBI or the Exchange, to cover whole or part of the admissible claim amount determined by the IGRC or by the arbitrator under Chapter XIV, pending final determination of their complaint.

(11) The relevant authority shall instruct the IPF Trust to receive or recover the moneys thus released to the Constituent, either singly or jointly with the Exchange, where the Constituent eventually loses in the arbitration proceedings or other legal proceedings emanating therefrom.

3. Places of IGRC

(1) The Relevant Authority may specify the different centers of IGRC and the same shall be communicated from time to time.

(2) The premises/location where meetings of IGRC shall take place shall be such place as may be specified by the Exchange from time to time and intimated to the parties to the dispute accordingly.

4. Guidelines for Fair Practices/Code of Conduct for Committee Members

(1) Persons appointed as Committee Members shall:-

(i) Act in a fair, unbiased, independent and objective manner

(ii) Maintain the highest standard of personal integrity, truthfulness, honesty and fortitude in discharge of his duties

(iii) Disclose his interest or conflict in a particular case i.e. whether any party to the proceeding had any dealings with or is related to the Committee Member.

(iv) Shall not engage in acts discreditable to his responsibilities.

(v) Avoid any interest or activity which is in conflict with the conduct of his duties as a Committee Member.

(vi) Perform his duty in an independent and objective manner and avoid activities that may impair, or may appear to impair, his independence or objectivity.

(vii) Ensure that all the provisions of the SEBI Act, 1992 Securities Contract (Regulations) Act, 1956, and Byelaws, rules and regulations framed there under and the circulars, directions issued by the board in respect of Investor Grievance Redressal.

(viii) Endeavour that the Decisions is passed with in the period stipulated by the Relevant Authority from time to time.

(ix) Endeavour that adjournments, if any, are granted as an exception rather than a rule and after recording the reasons thereof in writing.

(x) Ensure that the awards are detailed and well-reasoned.

(xi) Ensure that the principles of natural justice are followed.

5. Fees

The fees and expenses payable to Committee Member shall be as determined by the Relevant Authority or the Exchange from time to time.

6. Mode of Communication

(1) The Relevant Authority may from time to time specify the modes of service of notice, decision or other communication.

(2) Any notice, decision or other communication sent by the Exchange to any Member or Constituent shall be deemed to have been properly delivered or served at a time when such notice or communication would have been served in the usual course.

(3) Where such communication is returned to the Exchange as unclaimed/ refused/ undelivered, it shall be deemed to have been duly served on the Member or Constituent, as the case may be.

7. Implementation of Decision or Direction of the Committee

The Relevant Authority may from time to time specify the procedure and method for implementation of the decision or direction of the Committee.

8. Payment and reversal of Debited Amount to the Investors

The Relevant Authority may from time to time specify the procedure and method for payment of debited amounts to the Investors.

9. Exclusion

For removal of doubts, it is hereby clarified that the Exchange shall not be construed to be a party to the dealings, contracts and transactions referred to under these Byelaws, and the provisions of this Chapter or circular shall not apply in case of claims, differences or disputes between the Exchange and a Trading Member and no recourse shall lie between the Exchange and a Trading Member."

II. For Chapter XIV, the following Chapters shall be substituted, namely:

"CHAPTER XIV

ARBITRATION

1. Definitions

(f) 'Arbitrator' shall mean a sole arbitrator or a panel of arbitrators.

(g) 'Act' shall mean the Arbitration and Conciliation Act, 1996 and includes any statutory modification, replacement or re-enactment thereof, for the time being in force.

(h) 'Applicant' means the person who makes the application for initiating arbitral proceedings.

(i) 'Respondent' means the person against whom the Applicant lodges an arbitration application, whether or not there is a claim against such person.

2. Reference to Arbitration

(1) All claims, differences or disputes between the Trading Members inter se and between Trading Members and Constituents arising out of or in relation to dealings, contracts and transactions made subject to the Bye-Laws, Rules and Regulations of the Stock Exchange or with reference to anything incidental thereto or in pursuance thereof or relating to their validity, construction, interpretation, fulfillment or the rights, obligations and liabilities of the parties thereto and including any question of whether such dealings, transactions and contracts have been entered into or not shall be submitted to arbitration in accordance with the provisions of these Bye-laws.

(2) All claims, differences or disputes between the Trading Members and Sub brokers and between Sub-brokers and Clients of Sub-brokers arising out of or in relation to dealings, contracts and transactions made subject to the Bye-laws, Rules and Regulations of the Stock Exchange or with reference to anything incidental thereto or in pursuance thereof or relating to their validity, construction, interpretation, fulfillment or the rights, obligations and liabilities of the parties thereto and including any question of whether such dealings, transactions and contracts have been entered into or not shall be submitted to arbitration in accordance with the provisions of these Bye- laws.

Explanation: For the purpose of these Bye-laws, Sub-broker and Clients will have the respective meanings assigned by SEBI (Stock-Brokers and Sub-Brokers) Regulations, 1992, provided the Sub-brokers have obtained SEBI registration under the Trading Member of the Stock Exchange.

(3) All claims, differences or disputes between the Trading Members inter se, Trading Members and Constituents, whether or not registered as Participants, Constituents inter se, whether or not registered as Participants, arising out of or in relation to dealings, contracts and transactions executed or reported on the Wholesale Debt Market Trading Segment of the Stock Exchange and made subject to the Bye-laws, Rules and Regulations of the Stock Exchange or with reference to anything incidental thereto or in pursuance thereof or relating to their validity, construction, interpretation, fulfillment or the rights, obligations and liabilities of the parties thereto and including any question of whether such dealings, transactions and contracts have been entered into or not shall be submitted to arbitration in accordance with the provisions of these Bye-laws.

Provided this Bye-law shall not in any way affect the jurisdiction of the Stock Exchange on the Trading Member, through whom such a Participant has dealt with or traded, in regard thereto and such Trading Member shall continue to remain responsible, accountable and liable to the Stock Exchange in this behalf.

(4) A Trading Member aggrieved by the determination of admissible claim value by the IGRC under Chapter XIII-A may submit his claim, difference or dispute with the Constituent to arbitration under this Chapter.

(5) The provisions of Bye-laws 2(1), 2(2), 2(3) and 2(4) of this Chapter shall become applicable to all claims, differences, disputes between the parties mentioned therein for all dealings, contracts and transactions made subject to the Bye laws, Rules and Regulations of the Stock Exchange provided such dealings, contracts and transactions had been entered into between the parties mentioned therein prior or to the date on which the Trading Member was either declared a defaulter or expelled or has surrendered his trading membership.

(6) All claims, differences or disputes arising between an Issuer and a Constituent in respect of such matters as may be specifically provided from time to time in the Listing Agreement as entered into by an Issuer with the Stock Exchange shall be submitted to arbitration in accordance with the provisions of these Bye-laws.

Explanation: For the purpose of these Bye-laws, the term 'Issuer' shall have the same meaning as defined in these Bye-laws and the term 'Constituent' shall mean the investor who has bought or sold, on the Stock Exchange, the securities of the Issuer in respect of which the claim, differences or dispute has arisen.

3. Provisions of these Bye-laws deemed to form part of all dealings, contracts and transactions

In all dealings, contracts and transactions, which are made or deemed to be made subject to the Bye-laws, Rules, Regulations and various circulars, of the Stock Exchange, issued from time to time, the provisions relating to arbitration as provided in these Bye-laws shall form and shall be deemed to form part of the dealings, contracts and transactions and the parties shall be deemed to have entered into an arbitration agreement in writing by which all claims, differences or disputes of the nature referred to in these Bye laws shall be submitted to arbitration as per the provisions of these Bye-laws.

4. Limitation period for reference of claims, differences or disputes for arbitration

All claims, differences or disputes referred to in these Bye laws shall be submitted to arbitration within the period prescribed under the Limitation Act, 1963.

Explanation:-

(a) In cases where the date of claim, difference or dispute is not ascertainable, it shall be deemed to have arisen on the date of expiry of six months from the date of the transaction in respect of which the claim, difference or dispute has arisen.

(b) In cases where the date of claim, difference or dispute arising out of Bye-law 2(6) of Chapter XIV of the Bye- laws is not ascertainable, it shall be deemed to have arisen as follows:

(i) In cases where the Issuer fails to communicate to the Constituent the transfer of shares, the date of dispute shall be deemed to have arisen on the date of expiry of six months from the date of expiry of 30 days from the date of lodgment of shares by the Constituent for transfer with the Issuer; or

(ii) In cases where the Issuer refuses to transfer the shares, the date of dispute shall be deemed to have arisen on the date of expiry of six months from the date of receipt of communication of Issuer refusing to transfer the shares in favour of the Constituent.

(iii) In cases where the Issuer delays the transfer of shares of the Constituent beyond the stipulated period, the date of dispute shall be deemed to have arisen on the date of expiry of six months from the date of262 THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935) [PART IV expiry of 30 days from the date of lodgment of shares by the Constituent for transfer with the Issuer; or the date of receipt of communication of the Issuer to the Constituent intimating the transfer of shares in favour of the Constituent, whichever is later.

5. Place of Arbitration

(1) The Relevant Authority may provide for different seats of arbitration for different regions of the country either generally or specifically and in such an event the seat of arbitration shall be the place so provided by the Relevant Authority and the same shall be communicated by the Relevant Authority from time to time.

(2) The premises/location where arbitration shall take place shall be such place as may be identified by the Stock Exchange from time to time and intimated to the arbitrator and the parties to the dispute accordingly.

6. Criteria for Selection of Place of Arbitration

Save as otherwise specified by the Relevant Authority, the criteria for selection of seat of arbitration for a particular matter is as follows:

Parties to Dispute Place of filing the Place of hearing

Application for Arbitration

T M* V/s T M If the dealing offices of both Trading The hearing shall be held at the RAC where Members from where the dealing was the Applicant-Trading Member has filed the carried is situated in any one of the Application for Arbitration and the states covered by a particular RAC Respondent - Trading Member shall attend then the Application for Arbitration the hearing in that particular RAC. shall be filed by the Applicant-Trading Member in that RAC.

If the dealing offices of both Trading Members from where the dealing was carried out are situated in states covered by different RAC then the Application for Arbitration shall be filed in the RAC covering the state in which the Respondent -Trading Member's dealing office is situated.

TM V/s C* The Application for Arbitration shall be The hearing shall be held in that RAC where & filed by the Applicant at the RAC the Applicant has filed the Application for C V/s TM nearest to the address provided by Arbitration and the Respondent shall attend the Constituent in the KYC form, the hearing in that particular RAC. provided however that in respect of a Non-Resident Indian Constituent, the seat of arbitration shall be the RAC in the area in which the correspondence office of the Trading Member is situated

* "TM" stands for "Trading Member" and "C" stands for "Constituent."

7. Reference of the Claim, Difference or Dispute

Save as otherwise specified by the Relevant Authority, if the value of the claim, difference or dispute is more than Rupees Twenty Five Lakhs on the date of application, it shall be referred to a panel of three arbitrators and if the value of the claim, difference or dispute is upto Rupees Twenty Five Lakhs, the same shall be referred to a sole arbitrator.

8. Criteria and Procedure for Selection of Persons eligible to act as Arbitrators

(1) The relevant authority may prefer persons with background in law, finance, management, administration and experience in the areas related to securities market over other candidates and shall consider both educational qualification and experience of the candidates for inclusion in the Common Pool.

(2) In case of re-nomination of an existing person on list of eligible persons, the relevant authority shall consider the past experience with such persons, such as time taken for passing awards, quality of awards passed, complaints received, if any, against the arbitrator.

(3) Such list of eligible persons for inclusion in the Common Pool may be constituted for each Regional Arbitration Centre.

(4) The pooling of arbitrators will be done centre-wise and displayed on the website of the Exchange.

Explanation: "Common Pool" shall mean pool of arbitrators formed by inclusion of all the arbitrators on panels of all the recognised stock exchanges having nation-wide trading terminals.

9. Guidelines for Fair Practices/Code of Conduct for Arbitrators

(1) Persons appointed as arbitrators shall:-

(i) Act in a fair, unbiased and objective manner

(ii) Maintain the highest standard of personal integrity, truthfulness, honesty and fortitude in discharge of his dispute in order to inspire public confidence and shall not engage in acts discreditable to his responsibilities

(xii) Avoid any interest or activity which is in conflict with the conduct of his duties as an arbitrator.

(xiii) Perform his duty in an independent and objective manner and avoid activities that may impair, or may appear to impair, his independence or objectivity.

(xiv) Disclose his interest or conflict in particular cases i.e whether any party to the proceeding had any dealing with or related to the arbitrator

(xv) Ensure that all the provisions of the arbitration and conciliation act 1996, SEBI Act,1992, Securities Contract Regulations Act, 1956, and rules regulations and bye laws framed there under and the circulars, directions issued by the Government / SEBI in respect of Arbitration and dealing in securities are followed.

(xvi) Endeavour that the arbitral award is passed with in the period stipulated by the Bye-laws, Rules and Regulations of the Stock Exchange.

(xvii) Endeavour that adjournments, if any, are granted as an exception rather than a rule and after recording the reasons thereof in writing.

(xviii) Ensure that the awards are detailed and well-reasoned.

(xix) Ensure that the principles of natural justice are followed.

10. Procedure for Appointment of Arbitrators

(1) The Applicant and the Respondent against whom the claim has been made by the Applicant shall submit to the Stock Exchange in the order of descending preference, names of such number of persons as specified hereunder from amongst the list of eligible persons specified by the Stock Exchange for the respective seats of arbitration. The number of persons to be so selected by the Applicant and the Respondent shall be seven if the seat of arbitration is at Mumbai and five in other cases. Such names shall be submitted in the prescribed form by the Applicant along with arbitration application. The Respondent shall submit the names in prescribed form within seven days of the receipt of arbitration application from the Stock Exchange. Upon receiving the prescribed form, from both the Applicant as well as the Respondent, the arbitrator(s) shall be appointed through an automatic process or any other process as may be specified by SEBI or the Exchange, from time to time.

(2) The panel of arbitrators so appointed shall select one among themselves to act as a presiding arbitrator within 7 days of receipt of intimation of their appointment as an arbitrator. In case of failure or lack of consensus among the panel to select a presiding arbitrator, the Relevant Authority shall select the presiding arbitrator.

11. Disclosure by persons to be appointed as arbitrators

Every person who is approached in connection with his possible appointment as an arbitrator shall disclose to the Relevant Authority in writing any circumstances likely to give rise to justifiable doubts as to his independence and impartiality. If the person discloses any circumstances which in the opinion of the Relevant Authority are likely to give rise to justifiable doubts as to his independence and impartiality, then he shall not be appointed as an arbitrator and in such event another arbitrator(s) shall be appointed through the automatic process as mentioned in Bye-law 10.

12. Disclosure by persons appointed as arbitrators

An arbitrator, from the time of his appointment and throughout the arbitral proceedings, shall, without delay, disclose to the Relevant Authority in writing any circumstances referred to in Bye-law (11) above which have come to his knowledge after his appointment as an arbitrator.

13. Vacancy in the Office of the Arbitrator

If the office of the sole arbitrator or any one or more of the arbitrators in the panel of arbitrators falls vacant after the appointment thereto, the Stock Exchange shall adopt the procedure specified herein above and fill up the vacancy caused in the office arbitrator.

14. Termination of mandate of the arbitrator

(1) The mandate of the arbitrator shall terminate if

(i) the arbitrator withdraws from office for any reason; or

(ii) in the opinion of the Relevant Authority, the arbitrator becomes de jure or de facto unable to perform his functions or for other reasons fails to act without undue delay including failure to make the arbitral award within the time period prescribed by the Relevant Authority. Such a decision of the Relevant Authority shall be final and binding on the parties; or

(iii) the mandate of the arbitrator is terminated by the Relevant Authority upon receipt of written request for the termination of the mandate of the arbitrator from both the parties to arbitration; or

(iv) the arbitrator discloses any circumstances referred to in Bye-laws (11) and (12) above, which in the opinion of the Relevant Authority are likely to give rise to justifiable doubts as to his independence and impartiality.

(v) the arbitral proceedings are terminated as provided for herein.

15. Supplying of vacancy to the office of the arbitrator

At any time before the making of the arbitral award should the office of the arbitrator fall vacant for any reason whatsoever including any vacancy due to the illness or death of the arbitrator or termination of the mandate of the arbitrator by the Relevant Authority or otherwise, the Stock Exchange shall adopt the procedure specified herein above and fill up the vacancy caused in the office arbitrator.

16. Proceedings to be taken up by Arbitrator appointed by Relevant Authority in supply of vacancy

Unless otherwise agreed by parties, any arbitrator who has been appointed by the Relevant Authority to supply a vacancy to the office of the arbitrator may repeat any hearings previously held.

17. Order or ruling of previous arbitrator not invalid

An order or ruling of the arbitrator made prior to the termination of his mandate shall not be invalid solely because his mandate has been terminated; Provided that when the termination has been effected pursuant to Bye-law (14) (1) of this Chapter, the order or ruling of the arbitrator made prior to termination of his mandate shall become invalid unless otherwise agreed upon by the parties.

18. Interim arbitral award and interim measures ordered by the arbitrator

The arbitrator may be empowered to make an interim arbitral award as well as to provide interim measures of protection in terms of provisions of the Act. An arbitrator may require a party to provide appropriate security in connection with an interim measure.

19. Deposits towards cost of Arbitration

(1) The parties to the claim, difference or dispute shall bear cost of arbitration. For this purpose, both the parties to arbitration shall make a deposit with the Stock Exchange along with the arbitration application or the reply, as the case may be, for defraying the costs that may be incurred for conducting the arbitration proceeding. Provided that when there is failure, neglect or refusal by Respondent, being a Constituent, to make a deposit accordingly, the Applicant shall be responsible for making such deposit without prejudice however to its right to recover the same from such Respondent in terms of the award. The Stock Exchange shall have the right to recover the deposit from the Trading Member from the moneys due to it if the Trading Member fails to make the deposit.

(2) The amount of deposit, which has to be deposited shall be determined by the amount of the claim initially and thereafter determined based on a higher counter claim, if any, as specified by the Relevant Authority, subject to the maximum limits as mentioned below:—

S. Amount of Claim / Counter Claim, Amount of Deposit, if claim is filed Amount of Deposit, if claim is No whichever is higher within six months (percentages filed after six Months (for

refer to amount of claim or applicant) counterclaim, whichever is higher)

(a) (b)

(c)

(d)

1. Upto Rs. 10,00,000/- 1.3% subject to a minimum of 3.9% subject to a minimum of

Rs.10,000/- Rs.30,000/-

2. Above Rs.10,00,000/- and upto Rs. 13,000/- plus 0.3% amount Rs. 39,000/- plus 0.9% amount Rs.25,00,000/-

above Rs. 10 lakh above Rs. 10 lakh

3. Above Rs. 25,00,000/- Rs. 17,500/- plus 0.2% amount Rs. 52,500/- plus 0.6 % amount

above Rs. 25 lakh subject to above Rs. 25 lakh subject to maximum of Rs. 30,000 maximum of Rs.90,000/-

(3) If the amount of claim is less than or equal to Rs.10 lakhs, then the constituent whether he or she or it is an Applicant or Respondent shall not be required to furnish the deposit to the Stock Exchange. In such cases, the costs incurred for conducting the arbitration proceedings for and on behalf of the Constituent shall be borne by the Stock Exchange.

(4) On issuance of the arbitral award, the Stock Exchange shall refund the deposit, if any, to the party in whose favor the award has been passed. In case where claim was filed within 6 months, the full deposit made by the party against whom the award has been passed, may be appropriated towards arbitration fees of the Stock Exchange. In case where claim was filed after 6 months, one third of the deposit collected from the party shall be appropriated towards arbitration fees of the Stock Exchange and balance two-third amount shall be credited to the Investor Protection Fund of the Stock Exchange.

(5) The period of 6 months referred in Bye-law (19) (2) to (19) (4) above, shall be computed from the end of the quarter during which the disputed transaction(s) were executed/settled, whichever is relevant for the dispute, and after excluding:-

(i) the time taken by the Relevant Authority in trying to administratively resolve the claim, difference or dispute i.e. the time taken from the date of receipt of dispute till the decision by the Relevant Authority, and

(ii) the time taken by the member to attempt the resolution of the dispute or one month from the date of receipt of the dispute by the member, whichever is earlier in reckoning the time taken by the Member to attempt resolution of the dispute, the time between the date of receipt of complaint/dispute by the Member and the date of receipt of the Member's last communication by the constituent, shall be considered.

20. Appearance in arbitral proceedings by counsel, attorney or advocate

In arbitral proceedings where both the parties are Trading Members, the parties shall not be permitted to appear by counsel, attorney or advocate but where one of the parties is a Constituent, then the Constituent shall be permitted to appear by counsel, attorney or advocate. If the Constituent chooses to appear by counsel, attorney or advocate, then the Trading Member and Issuer shall be granted a similar privilege.

21. Procedure for Arbitration

(1) The Applicant shall submit to the Stock Exchange his/her/its application for arbitration in the prescribed form, (three copies in case of sole arbitrator and five copies in case of panel of arbitrators) alongwith the following enclosures:

(i) The Statement of Case containing all the relevant facts about the dispute and relief sought;

(ii) The Statement of Accounts;

(iii) Copies of Member - Constituent Agreement;

(iv) Copies of the relevant Contract Notes and Bills;

(v) Copies of any other document(s) relied upon by the Applicant;

(vi) Copies of the decision of the IGRC where it is a reference made under Bye-law 2(4).

(2) The Applicant shall also submit to the Stock Exchange the following along with his/her/its arbitration application:

(i) A cheque/ pay order/demand draft for the deposit payable at the seat of arbitration in favour of MCX Stock Exchange Limited, if applicable;

(ii) List of names of eligible arbitrators in his/her/its order of preference to act as arbitrator(s), in the prescribed form;

(3) If any deficiency/defect in the application is found, the Stock Exchange shall call upon the Applicant to rectify the deficiency/defect and the Applicant shall rectify the deficiency/defect within 15 days of receipt of intimation from the Stock Exchange. If the Applicant fails to rectify the deficiency/defect within the prescribed period, the Stock Exchange shall return the deficient/defective application to the Applicant. However, the Applicant shall have the right to file a revised application which shall be considered as a fresh application for all purposes and dealt with accordingly.

(4) Upon receipt of arbitration application along with requisite documents, the Stock Exchange shall forward a copy of the statement of case and related documents to the Respondent.

(5) Upon receiving the arbitration application, the Respondent shall submit his reply in the prescribed form to the Stock Exchange within 7 days from the date of receipt or such arbitration application. If the Respondent fails to submit his reply, in the prescribed form, within the time period prescribed by the Stock Exchange, then the arbitrator shall be appointed in the manner as specified in Bye-law (10) herein above.

(6) Upon receiving the reply from the Respondent(s), the arbitrator shall be appointed as per the procedure prescribed in Bye-law (10) herein above. In the event there is more than one Respondent, being legal heirs of a deceased Constituent or family members, then such legal heirs shall authorise one of them to represent the deceased Constituent in the arbitration proceedings including signing of the prescribed form(s) and such other documents as may be required.

(7) The Respondent(s) shall within 15 days from the date of receipt of an arbitration application from the Stock Exchange, submit to the Stock Exchange in prescribed form three copies in case of sole arbitrator and five copies in case of panel of arbitrators along with the following enclosures:

(i) The Statement of Reply (containing all available defenses to the claim)

(ii) The Statement of Accounts

(iii) Copies of the Member Constituent Agreement, if any;

(iv) Copies of the relevant Contract Notes and Bills;

(v) Statement of the set-off or counter claim alongwith statements of accounts and copies of relevant contract notes and bills;

(vi) Copies of any other document(s) relied upon by the Respondent;

(8) The Respondent shall also submit to the Stock Exchange a cheque/pay order/demand draft for the deposit payable at the seat of arbitration, if applicable, in favour of MCX Stock Exchange Limited along with the prescribed form;

(9) If the Respondent fails to submit his/her/its reply in the prescribed form within the prescribed time, then the arbitrator may proceed with the arbitral proceedings and make the award ex-parte.

(10) Upon receiving the reply from the Respondent the Stock Exchange shall forward one copy of the same to the Applicant. The Applicant shall within ten days from the date of receipt of copy of reply of Respondent, submit to the Stock Exchange, a reply to any counterclaim, if any, which may have been raised by the Respondent in its reply to the Applicant. The Stock Exchange shall forward such reply of the Applicant to the Respondent.

(11) The time period to file any pleading referred to herein may be extended for such further periods as may be decided by the Relevant Authority in consultation with the arbitrator depending on the circumstances of the matter.

22. Time for appointment of Arbitrator and completion of proceedings

(1) Time for appointment of Arbitrator - Where an arbitration application is made, the appointment of arbitrator or panel of arbitrators, shall be completed within thirty days of receipt of the application.

(2) Adjournment - Adjournment, if any, shall be granted by the arbitrator only in exceptional cases, for bonafide reasons to be recorded in writing

(3) Time for Completion of Arbitration - The arbitrator(s) shall conclude the arbitration reference within four months from the date of their appointment, by issuance of an arbitral award.

(4) Request for extension - The Managing Director or an Executive Director may, on an application by either party or the arbitrator(s) and for sufficient cause to be recorded in writing, extend the time for making of arbitral award by not more than two months, on a case to case basis.

23. Requirement for Hearings

(1) No hearing shall be required to be given to the parties to the dispute if the value of the claim, difference or dispute is Rs.25,000/- or less. In such a case the arbitrator shall proceed to decide the matter on the basis of documents submitted by both the parties provided however the arbitrator for reasons to be recorded in writing may hear both the parties to the dispute.

(2) If the value of claim, difference or dispute is more than Rs.25,000/-, the arbitrator shall offer to hear the parties to the dispute unless both parties waive their right for such hearing in writing.

24. Notice of Hearing

Unless otherwise specified, the Stock Exchange shall in consultation with the arbitrator determine the date, the time and place of the first hearing. Notice for the first hearing shall be given at least ten days in advance, unless the parties shall, by their mutual consent, waive the notice. The arbitrator shall determine the date, the time and place of subsequent hearings of which a notice shall be given by the Stock Exchange to the parties concerned.

25. Adjournment of Hearing

If any party to the reference wants to make an application for adjournment of hearing by the arbitrator the party shall make an application in writing giving reasons for seeking adjournment to the Stock Exchange sufficiently in advance to enable the Stock Exchange to forward such request to the arbitrator. The arbitrator at his discretion may grant the adjournment subject to such conditions as deemed fit by him.

26. Appearance through Authorised Representative

(1) In the arbitral or appellate arbitration proceeding a Constituent may appear through a power of attorney holder and the trading member may appear through his authorised representative;

Provided that the trading member may appear through a legal practitioner only if the Constituent is represented through a legal practitioner.

For the purpose of this Bye-law, 'authorised representative' shall mean as under-

(i) If the trading member is an individual, an employee or authorised person of the trading member.

(ii) If the trading member is a partnership firm, any partner or employee or authorised person of the trading member.

(iii) If the trading member is a Company, any director or employee or authorized person of the trading member.

27. Arbitral Award on Agreed Terms

If after the appointment of an arbitrator, the parties settle the dispute, then the arbitrator shall record the settlement in the form of an arbitral award on agreed terms or may dismiss the matter summarily on an application made by the applicant for withdrawal of arbitration matter due to settlement with the other party.

28. Arbitral Award under certain Circumstances

(1) The arbitrator, in case of any arbitration proceedings which is not defended or in his opinion is not effectively defended, besides the documents produced by the applicant, may, for the purpose of passing a fair and proper award, also consider any other document in general, which the arbitrator considers necessary for the purpose268 THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935) [PART IV of coming to a proper conclusion and in particular the following documents for the purpose of arriving at a decision:

(i) Copy of member-constituent agreement.

(ii) Contract notes and bills.

(iii) Statement of accounts given by the trading member to the constituent on periodic basis;

(iv) Bank statements supported by confirmation from the bank regarding payments/receipts (v) Transaction cum Holding statements of the demat account(s) of the applicants and respondents with the depository.

(vi) Unique id upload, if any, from the members to Exchange with regard to the client.

(vii) Trade log in respect of transactions relating to dispute.

For the purpose of the above, the arbitrator may also seek relevant information from the applicant as well as the Stock Exchange, to the extent available with the Stock Exchange.

29. Making of Arbitral Award

(1) The arbitral award shall be in writing and made in three originals duly dated and signed by the sole arbitrator or in case of a panel of arbitrators by all the three arbitrators.

(2) The arbitrator shall file all the three original awards with the Stock Exchange, which shall arrange to send one original each to the parties to the dispute and the stamped original award shall be retained by the Stock Exchange.

30. Interest

(1) The arbitrator may include in the sum for which the award is made interest at such rate on such sum and for such period as the arbitrator deems reasonable.

(2) A sum directed to be paid by an award shall, unless the award otherwise directs, carry interest at the rate of eighteen per centum per annum from the date of the award to the date of payment.

31. Arbitration Fees and Charges, Costs, etc.

(1) The fees and expenses payable to arbitrator shall be as determined by the Relevant Authority from time to time.

(2) All fees and charges relating to the appointment of the arbitrator and conduct of arbitration proceedings shall be borne by the parties to the reference equally or in such proportions as may be decided by the arbitrator.

(3) The costs, if any, to be awarded to either of the party in addition to the fees and charges that have to be borne by the parties for conducting the arbitration shall be decided by the arbitrator.

(4) Unless the arbitrator directs otherwise each party shall bear their own expenses of traveling and other incidental expenses incurred.

32. Administrative Assistance

For the purpose of section 6 of the Act, in all claims, differences or disputes which are required to be submitted to arbitration as per the provisions of these Bye-laws, the parties shall be deemed to have arranged for administrative assistance of the Relevant Authority in order to facilitate the conduct of the arbitral proceedings.

33. Administrative Assistance which may be provided by the Stock Exchange

(1) The Stock Exchange shall

(a) maintain a register of references;

(b) receive all applications for arbitration and communications addressed by the parties before or during the course of arbitration proceedings or otherwise in relation thereto;

(c) receive payment of all costs, charges, fees and other expenses;

(d) give notices of hearing and all other notices to be given to the parties before or during the course of the arbitration proceedings or otherwise in relation thereto;

(e) communicate to the parties all orders and directions of the arbitrator;

(f) receive and record all documents and papers relating to the reference and keep in custody all such documents and papers except such as the parties are allowed to retain;

(g) communicate the award on behalf of the arbitrator;

(h) generally do such things and take all such steps as may be necessary to assist the arbitrator in the execution of their function.

34. Mode of Communication

(1) Any communication sent by the Stock Exchange to either of the parties shall be deemed to have been properly delivered or served, even if such communication is returned to the Stock Exchange as unclaimed/ refused/ undelivered, if the same is sent to the ordinary business address and/or ordinary place of residence and/or last known address of the party, in any one or more of the following ways: -

(i) by post,

(ii) by registered post,

(iii) by speed post/courier services,

(v) by telegram,

(vi) by affixing it on the door at the last known business or residential address,

(vii) by advertising it in at least one prominent daily newspaper having circulation in the area where the last known business or residential address of Respondent is situated,

(viii) by sending a message through the Trading System,

(ix) by electronic mail or fax

(x) by hand delivery

(2) Any communication sent by either of the parties to the Stock Exchange shall be made in any one or more of the following ways:

(i) by post (ordinary or registered or speed) or Courier service

(iii) by fax

(iv) by hand delivery

(v) by electronic mail

35. Implementation of Arbitral Award

Notwithstanding anything contained in the Bye-laws, in cases where the arbitral award or appellate arbitral award is passed against the Trading Member and/or its sub-brokers and in favour of a Constituent, the Stock Exchange shall debit from the deposits or other monies of the Trading Member lying with the Stock Exchange, the amount of award payable to the awardee together with interest payable, if any, till the date of debit after setting off the counter claim of the Trading Member and /or its sub-brokers allowed under the award, if any, and keep aside the said amount in a separate account to be dealt with in such manner as mentioned in Bye-laws (36) and (37) herein below.

Provided that, where the award is for the delivery of securities, the Stock Exchange may consider the closing price of such securities on the Stock Exchange as on the date of the award or such other date the relevant authority may specify to be reasonable, stating reasons for arriving at the value of such securities and award amount.

Provided further that in case of an arbitration referred by a member aggrieved by decision of IGRC under Bye-law 2(4) where the award is in favour of the Constituent and the Member has indicated his intention to challenge the award by filing an appeal under Bye-law 44 or by taking recourse under section 34 of the Act in the manner and within the time specified by the relevant authority, there shall be an interim release of moneys from the IPF Trust as specified by the relevant authority, without prejudice to the implementation mechanism specified in this Chapter.

Provided further that in case of an arbitration referred by a member aggrieved by decision of IGRC under Bye-law 2(4) where the appellate award is in favour of the Constituent and the Member has indicated his intention to challenge the270 THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935) [PART IV appellate award by taking recourse under section 34 of the Act in the manner and within the time specified by the relevant authority, there shall be an interim release of moneys from the IPF Trust as specified by the relevant authority, without prejudice to the implementation mechanism specified in this Bye-law.

36. Payment of Debited Amount to Clients

(1) Arbitral Award:- Where the Trading Member/ Sub-broker

a. chooses not to prefer an appeal under Bye-law 44 within the time permissible there under or to indicate his intention to challenge the same by filing an appeal under Bye-law 44 or by taking recourse under section 34 of the Act in the manner and within the time specified by the relevant authority, in case of an arbitration referred under Bye-law 2(4); or

b. chooses not to prefer an appeal under Bye-law 44 within the time permissible there under, in any other case—

the amount debited under Bye-law 35 shall be paid, together with the interest earned thereon, to the awardee.

(2) Appellate Arbitral Award:- Where an appeal is preferred by the Trading Member/ Sub-broker under Bye-law 44 and the appellate arbitral tribunal makes an appellate arbitral award against the Trading Member/ Sub-broker the Stock Exchange shall pay the awarded amount to the awardee from the amount debited under Bye-law 35:-

(i) where no application is made by the Trading Member/ Sub-broker under Section 34 of the Arbitration and Conciliation Act, 1996 to challenge such arbitral award within the limitation period for making such application, upon expiry of such limitation period;

(ii) where such an application is made by the Trading Member/ Sub-broker, and no stay is granted by the court within three months from the date of receipt of appellate arbitral award by him, upon completion of such three months;

(iii) in any other case, upon dismissal of the application by the court;

(iv) in a case referred under Bye-law 2(4), where the Member chooses not to take recourse under Section 34 of the Act within the time permissible there under or to indicate his intention to take recourse in the manner and within the time specified by the relevant authority.

37. Reversal of Debit in Certain Cases

Where the arbitral award or the appellate arbitral award against the trading member or sub-broker has been set aside or has been modified by reduction of awarded amount, and such setting aside or modification has attained finality, the stock exchange may reverse the debit, in full or in part, as the case may be, and pay the reduced amount, if any, to the awardee.

38. Arbitration proceedings subject to the provisions of the Act

The arbitration proceedings as provided for by the provisions of these Bye-laws shall be subject to the provisions of the Act to the extent not provided for in these Bye-laws.

39. Preservation of Records

(1) The following documents shall be preserved by the Stock Exchange for the time periods as mentioned hereunder

(i) The original arbitration award along with acknowledgements shall be preserved permanently.

(ii) In case an appeal for setting aside the award is not filed, then apart from the original award, all the other records pertaining to arbitration shall be preserved for 5 years from the date of award.

(iii) In case an appeal for setting aside the award is filed, then apart from the original award, all the other records pertaining to arbitration shall be preserved for 5 years from the date of final disposal by court.

40. Destruction of Records

The destruction of records by the Stock Exchange shall be subject to the previous order, in writing of the relevant authority and the details of the destruction shall be entered in a register wherein the brief particulars of the records destroyed along with the certification regarding the date and mode of destruction shall be mentioned.

41. Construction of references

For the purposes of Section 2(6) of the Act, in all claims, differences or disputes which are required to be submitted to arbitration as per the provisions of these Bye-laws, wherever Part 1 of the Act leaves the parties free to determine a certain issue, the parties shall be deemed to have authorised the Relevant Authority to determine that issue.

42. Jurisdiction

All parties to a reference to arbitration under these Bye-laws and the persons claiming under them, shall be deemed to have submitted to the exclusive jurisdiction of the competent court nearest to the regional arbitration centre where appellate arbitral proceedings were conducted.

43. Exclusion

For removal of doubts, it is hereby clarified that the Stock Exchange shall not be construed to be a party to the dealings, contracts and transactions referred to under these Bye-laws; and the provisions of this Chapter shall not apply in case of claims, differences or disputes between the Stock Exchange and a Trading Member and no arbitration shall lie between the Stock Exchange and a Trading Member.

44. Appeal against Arbitration Award

Any party aggrieved by an arbitral award made in terms of the provisions of this Chapter shall have a right of appeal against such award to the appellate panel of arbitrators in terms of provisions of Chapter XIVA of these Bye-laws."

III. After Chapter XIV so substituted, the following Chapter shall be inserted, namely:-

"CHAPTER XIVA

APPELLATE ARBITRATION

1. Definitions

(a) 'Appellant' means the person who files an appeal under this Chapter.

(b) 'Respondent' means the person against whom the Appellant lodges an appeal, whether or not there is a claim against such person.

2. Seat of Appellate Arbitration

The Appellate Arbitration shall be conducted at the same Regional Arbitration Center (RAC) where the award under challenge was passed, unless otherwise specified by the relevant authority.

3. Time for Preferring Appeal

The Memorandum of Appeal shall be submitted to the Stock Exchange by the appellant or his authorized representative within one month from the date of receipt of the Arbitral Award.

4. Procedure for Appointment of Arbitrators

(1) The Appellant and the Respondent shall submit to the Stock Exchange in the order of descending preference, names of persons from amongst the list of eligible persons specified by the Stock Exchange for the respective seats of appellate arbitration other than those Arbitrator(s) who passed the Award under dispute. The number of persons to be so submitted by the Appellant and the Respondent shall be as may be specified by the Relevant Authority. Such names shall be submitted in the prescribed form by the Appellant along with Memorandum of Appeal. The Respondent shall submit the names in the prescribed form within seven days of the receipt of Memorandum of Appeal from the Stock Exchange. Upon receiving the prescribed form, from the Appellant as well as the Respondent, the Stock Exchange shall as provided for herein, identify the person/s who shall act as the arbitrators.

(2) The Stock Exchange shall identify the panel of arbitrators to whom the Memorandum of Appeal will be referred through such process and manner as may be specified by SEBI / Exchange from time to time.

(3) The panel of arbitrators so appointed shall select one among themselves to act as a presiding arbitrator within 7 days of receipt of intimation of their appointment as an arbitrator. In case of failure or lack of consensus among the panel to select a presiding arbitrator, the Relevant Authority shall select the presiding arbitrator.

(4) The appellate panel consisting of three arbitrators shall be different from the ones who passed the arbitral award appealed against.

(5) Such constitution of appellate panel of arbitrators shall be completed within thirty days from the date of receipt of the appeal.

5. Appellate Arbitration Fees

The Appellant shall bear the cost of Appellate Arbitration. The appellant shall pay to the Stock Exchange along with the Memorandum of Appeal such fees as may be prescribed by the Relevant Authority from time to time, not exceeding Rs. 30,000/- (exclusive of statutory dues such as, stamp duty and service tax). In case the party filing appeal is a Constituent having a claim/ counter claim of upto Rs.10,00,000/-, then he/she shall pay a fee not exceeding Rs.10,000/- (exclusive of statutory dues such as, stamp duty and service tax).

6. Procedure for Appellate Arbitration

(1) The Appellant shall submit to the Stock Exchange five copies of Memorandum of Appeal, and the following enclosures:

(i) Five copies of the Arbitration Award.

(ii) Five copies of the decision of IGRC, where relevant.

(iii) Five copies of Arbitration proceedings.

(iv) A cheque/ pay order/demand draft for the fees payable in drawn favour of MCX Stock Exchange Limited.

(v) List of names of eligible arbitrators in his/her/its order of preference to act as arbitrator(s), in the prescribed form.

(2) If any deficiency/defect in the Memorandum of Appeal is found, the Stock Exchange shall call upon the Appellant to rectify the deficiency/defect and the Appellant shall rectify the deficiency/defect within 7 days of receipt of intimation from the Stock Exchange. If the Appellant fails to rectify the deficiency/defect within the prescribed period, the Stock Exchange shall return the deficient/defective Memorandum of Appeal to the Appellant. However, the Appellant shall have the right to file a revised Memorandum of Appeal which shall be considered as a fresh Memorandum of Appeal for all purposes including limitation and dealt with accordingly.

(3) Upon receipt of Memorandum of Appeal, the Stock Exchange shall forward a copy of the same and related documents to the Respondent.

(4) The Respondent shall submit his/her/its reply, in the prescribed form, to the Stock Exchange within 7 days from the date of receipt of Memorandum of Appeal and related documents. If the Respondent fails to submit his reply within the time period prescribed by the Stock Exchange, then the arbitrator shall be appointed in the manner as specified in Bye-law (3) of this Chapter.

(5) Upon receiving the reply from the Respondent(s), the arbitrator shall be appointed as per the procedure prescribed in Bye-law (3) of this Chapter. In the event there is more than one Respondent, being legal heirs of a deceased Constituent or family members, then such legal heirs shall authorize one of them to represent the deceased Constituent in the appellate arbitration proceedings including signing of the reply and such other documents as may be required.

(6) The Respondent(s) shall within 10 days from the date of receipt of Memorandum of Appeal from the Stock Exchange, submit to the Stock Exchange five copies of Statement of Reply along with the related documents as mentioned in the prescribed form.

(7) If the Respondent fails to submit Statement of Reply within the prescribed time, then the appellate arbitral tribunal may proceed with the arbitral proceedings and pass an award ex-parte.

(8) Upon receiving Statement of Reply as prescribed in the prescribed form, from the Respondent the Stock Exchange shall forward one copy to the Appellant.

(9) The time period to file any pleading referred to herein may be extended for such further periods as may be decided by the Relevant Authority in consultation with the arbitrator depending on the circumstances of the matter.

(10) The appeal shall be disposed of within three months from the date of appointment of appellate panel of arbitrators, through issuance of an appellate arbitral award.

(11) The Managing Director or an Executive Director of the Exchange may, on an application by either party or the appellate panel of arbitrators and for sufficient cause to be recorded in writing, extend the time for making of appellate arbitral award by not more than two months, on a case to case basis.

7. Vacancy in the Office of the Arbitrators

If one or more of the arbitrator's office falls vacant, in the panel of appellate arbitral tribunal after the appointment thereto, the Stock Exchange shall adopt the procedure specified in Bye-law (3) of this Chapter and fill up the vacancy caused in the office arbitrator(s).

8. Notice of Hearing

Unless otherwise specified, the Stock Exchange shall in consultation with the panel of arbitrators determine the date, the time and place of the first hearing. Notice for the first hearing shall be given at least 7 days in advance, unless the parties shall, by their mutual consent, waive the notice. The arbitral tribunal shall determine the date, the time and place of subsequent hearings of which a notice shall be given by the Stock Exchange to the parties concerned.

9. Adjournment of Hearing

If any party to the appeal wants to make an application for adjournment of hearing by the arbitral tribunal, the party shall make an application in writing giving reasons for seeking adjournment to the Stock Exchange sufficiently in advance to enable the Stock Exchange to forward such request to the arbitrators. The arbitrators at their discretion may grant the adjournment in exceptional cases, for reasons, to be recorded in writing.

10. Appellate Arbitral Award on Agreed Terms

If after the appointment of panel of arbitrators, the parties settle the dispute, then the Arbitral Tribunal shall record the settlement in the form of an appellate arbitral award on agreed terms or may dismiss the matter summarily on an application made by the appellant for withdrawal of matter due to settlement with the other party.

11. Making of Appellate Arbitral Award

The award of the Appellate Tribunal shall be in writing and made in three originals duly dated and signed by the panel of arbitrators (by all the three arbitrators), and shall be made within the time mentioned in the Bye-laws.

The panel of arbitrators shall file all the three original awards with the Stock Exchange, which shall arrange to send one original each to the parties to the dispute and the stamped original award shall be retained by the Stock Exchange.

12. Interest

(1) The arbitral tribunal may include in the sum for which the award is made interest at such rate on such sum and for such period as the arbitrators deem reasonable.

(2) A sum directed to be paid by an award shall, unless the award otherwise directs, carry interest at the rate of eighteen per cent per annum from the date of the award to the date of payment.

13. Arbitration Fees and Charges, Costs, etc.

(1) The fees and expenses payable to arbitrators shall be as determined by the Relevant Authority from time to time.

(2) The costs, if any, to be awarded to either of the party in addition to the fees that is paid by the parties for conducting the appellate arbitration shall be decided by the arbitral tribunal.

(3) Unless the arbitrator directs otherwise, each party shall bear their own expenses of traveling and other incidental expenses incurred.

14. Recourse against Appellate Arbitration Award

A party aggrieved by an appellate arbitral award may file an application before the competent, which is nearest to the address provided by the client in the KYC form, challenging it under Section 34 of the Arbitration and Conciliation Act, 1996.

15. Applicability of Chapter XIV

Except where specific provision is made in this Chapter, the provisions of Chapter XIV shall apply mutatis mutandis to appellate arbitrators, appellate arbitration proceedings and appellate arbitral award."274 THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935) [PART IV IV. In Chapter XVI (Investor Protection Fund), after Bye-law (10), the following shall be inserted, namely:-

"(10-A) The Trust shall release such interim sums of moneys to the Constituent as may be prescribed by SEBI or the Exchange, to cover whole or part of the admissible claim amount determined or amount awarded by the IGRC under Chapter XIII-A or by the arbitrator under Chapter XIV or by the appellate arbitrator under Chapter XIV-A, pending final determination of their complaint.

(10-B) The Trust shall receive or recover the moneys thus released to the Constituent, either singly or jointly with the Exchange, where the Constituent eventually loses in the arbitration proceedings or other legal proceedings emanating therefrom.

(10-C) The relevant authority may specify from time to time, the procedure for interim release of funds under Bye-law (10-A) and for the recovery thereof under Bye-law (10-B)."

U. VENKATARAMAN CEO-Debt Segment & Whole-time Director MCX Stock Exchange Limited

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MCX-SX CLEARING CORPORATION LIMITED

Mumbai-400093

The draft of the following documents viz. Bye-laws of MCX-SX Clearing Corporation Limited, Rules of MCX-SX Clearing Corporation Limited, MCX-SX Clearing Corporation (Capital Market Segment) Regulations, MCX-SX Clearing Corporation (Futures and Options Segment) Bye-laws, MCX-SX Clearing Corporation (Futures and Options Segment) Rules, MCX-SX Clearing Corporation (Future and Options Segment) Regulations, MCX-SX Clearing Corporation Limited Bye-laws of Currency Derivatives Segment, MCX-SX Clearing Corporation Limited Currency Derivatives Segment Rules, MCX-SX Clearing Corporation Limited Currency Derivatives Segment Regulations are put on MCX Stock Exchange Limited's website viz. http://www.mcx-sx.com/downloads/Pages/Rules-Bye-laws-and-Regulations.aspx. Any person having any observation onthe above documents can send the same in writing to the undersigned at Exchange Square, CTS No. 255, Suren Road, Andheri (East), Mumbai-400093 within fifteen days from the date of this publication in the Gazette. The observations received after the aforesaid date will not be considered when the amendment will be taken for finalization.

U. VENKATARAMAN Managing Director and CEO

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Annexure-B

THE UNIVERSAL COMMODITY EXCHANGE LIMITED (UCX)

The approval of Forward Markets Commission, under Section 12(1) of the Forward Contracts (Regulation) Act, 1952 (74 of 1952), read with the Government of India, Ministry of Commerce and Industry Notification No. S.O. 1162 dated 4th May, 1960 has been obtained on 15th January, 2014, to the following amendments, made to the Rules of the Universal Commodity Exchange Ltd. Navi Mumbai, and the same is hereby notified under Sub-Section 2 of Section 12 of the said Act.

Amendments in Rules of the Exchange

Rule No. Particulars

Rule No. 7.23 (a-d) Insertion of a new sub-Clause after sub-clause (d) of Rule 7.23:

(e) If a Member is declared as a defaulter by the Exchange, the Relevant Authority shall immediately inform all other Commodity Exchanges about the default of Member. If such membership is held in the name of a corporate body, then the names of the promoter(s), dominant shareholders shall also be intimated. Further, if associates of the defaulter broker are holding membership in other Commodity Exchanges, then action, if any required to be taken against such associate member(s) should be decided by the Commodity Exchanges after examining the relevant facts:

Rule 6.26: (a-c) Insertion of a new sub-Clause after sub-clause (c) of Rule 6.26:

(d) The defaulter member may not be re-admitted for trading at the Exchanges for a period of five years.

The Managing Director and CEOPART IV] THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935) 275 Annexure-D The approval of Forward Markets Commission, under Section 12(1) of the Forward Contracts (Regulation) Act, 1952 (74 of 1952), read with the Government of India, Ministry of Commerce and Industry Notification No. S.O. 1162 dated 4th May, 1960 has been obtained on 15th January, 2014, to the following amendments, made to the Rules of the Universal Commodity Exchange Ltd. Navi Mumbai, and the same is hereby notified under Sub-Section 2 of Section 12 of the said Act.

Amendments in Bye-laws of the Exchange

Bye-Law No. Particulars

11.22.f The existing Sub-Clause shall be replaced as under:

Surplus, if any, after the adjustments as mentioned above in sub-clause (a-e), shall be utilised for the settlement of the claims at other Exchange(s) where there has/have been any shortfall in the settlement of claims pertaining to the member under default, on a pro-rata basis.

18.18.f The Existing Sub-Clause shall be replaced as under:

Surplus, if any, after the adjustments as mentioned above in sub-clauses (a-e), shall be utilised for the settlement of the claims at other Exchange(s) where there has/have been any shortfall in the settlement of claims pertaining to the member under default, on a pro-rata basis.

Place:

Sd/- ILLEGIBLE The Managing Director & CEO Date:

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In the matter of Companies Act, 1956

(NOTICE FOR MEMBERS VOLUNTARY COMPANY WINDING UP)

PURSUANT TO SECTION 485

Name of the Company : Etoos Academy Private Limited

Registered Address of the Company : 5/31,W.E.A.,Karol Bagh, New Delhi-110005

NOTICE

Notice is hereby given pursuant to Section 485 that in the Extraordinary General meeting of the above named company held on Monday 3rd February 2014, members have passed the special resolution that the company be wound up under "Members Voluntary Winding Up Procedure" and members have also appointed Mr. Ikjung Kim, Director of the company, R/o C-2/901, Parsvnath Exotica, Golf Course Road, Gurgaon-122001 as the Liquidator of the Company.

Date: 06/02/2014

For Etoos Academy Private Limited DO HYEONG KIM Director Place: New Delhi

——————

NOTICE OF APPOINTMENT OF LIQUIDATOR

Form 151

[See rule 315]

Members Voluntary Winding up

NOTICE OF APPOINTMENT OF LIQUIDATOR PURSUANT TO SECTION -516

Name of the Company : Etoos Academy Private Limited

Nature of Business : Rendering Coaching Services

Registered Office : 5/31,W.E.A., Karol Bagh, New Delhi-110005

Name and Address of Liquidator : Mr. Ikjung Kim, R/o C-2/901, Parsvnath Exotica, Golf Course Road, Gurgaon-122001 Date of Appointment : 3rd February 2014

By whom Appointed : Members at Extraordinary General Meeting held on 3rd February 2014 Date: 06/02/2014 Place: New Delhi

IKJUNG KIM Liquidator276 THE GAZETTE OF INDIA, MARCH 1, 2014 (PHALGUNA 10, 1935) [PART IV

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NATIONAL STOCK EXCHANGE OF INDIA LIMITED

Mumbai - 400051

The provisions contained in the Rules of the Exchange are amended to the extent given hereunder:-

1. The existing Rule 3A of Chapter I of Rules of the Exchange are amended -

(a) by deletion of (i) the following words 'Trading Member Directors' which appear in between the words 'Public Interest Directors' and 'Shareholder Directors'; and (ii) the following sentences 'SEBI may nominate Directors on the Board as and when deemed fit. The Chief Executive shall be an ex-officio Director on the Board.'; and (b) by addition of the following words '(including employee Directors)' and 'Managing Director' after the words 'Shareholder Directors' at the end of the first sentence.

2. Rules 3B, 3C, 3D, 3E and Rule 10 of Chapter I of the Rules of the Exchange are deleted.

3. The existing Rule 24 of Chapter IV of Rules of the Exchange are amended -

(a) by deletion of the following sentence 'At any point of time, not less than eighty percent of the members of the Disciplinary Action Committee shall be from among non-trading members, who shall be nominated by the Exchange'; and

(b) by addition of the following sentence after the first sentence "The composition of Disciplinary Action Committee shall be such as may be prescribed by SEBI."

For National Stock Exchange of India Limited

R. JAYAKUMAR Authorised Signatory

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The provisions contained in the Byelaws of the Exchange are amended to the extent given hereunder:-

1. The existing Byelaw 11 of Chapter X of Byelaws of the Exchange are amended -

(a) by deletion of the following sentence 'At any point of time, not less than eighty percent of the members of the Investors' Services Committee shall be from among non-trading members who shall be nominated by the Exchange'; and

(b) by addition of the following sentence after the first sentence "The composition of Investors' Services Committee shall be such as may be prescribed by SEBI."

2. The existing Byelaw 30 of Chapter XII of Byelaws of the Exchange are amended-

(a) by deletion of the following sentence 'At any point of time not less than eighty percent of the members of the Defaulters' Committee shall be from among non-trading members who shall be nominated by the Exchange'; and (b) by addition of the following sentence after the first sentence "The composition of Defaulters' Committee shall be such as may be prescribed by SEBI."

For National Stock Exchange of India Limited

R. JAYAKUMAR Authorised Signatory

मुद्रण निदेशालय द्वारा, भारत सरकार मुद्रणालय, एन.आई.टी. फरीदाबाद में मुद्रित एवं प्रकाशन नियंत्रक, दिल्ली द्वारा प्रकाशित, 2014 PRINTED BY DIRECTORATE OF PRINTING AT GOVERNMENT OF INDIA PRESS, N.I.T. FARIDABAD AND PUBLISHED BY THE CONTROLLER OF PUBLICATIONS, DELHI, 2014 www.dop.nic.in

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