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Haryana Gazette · Government of Haryana

Scheme of State Award for Product/Process Innovation

Published 04 October 2021

Department
Industries & Commerce
Type
Extra-Ordinary
Gazette no.
163-2021/Ext
Notification no.
25/05/2020-4IB-I
Identifier
in.gazette.haryana.2021-10-04.Extra-Ordinary_25-05-2020-4IB-I
Languages
English, Hindi
Published at
Original source ↗

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No. 163–20

021/Ext.] CH

HANDIGARH

H, MONDAY DINAR Authority

, OCTOBER

4, 2021 (ASV

VINA 13, 19

943 SAKA)

HARYA

ANA GOVER

RNMENT

INDU

USTRIES AN

ND COMMER

RCE DEPART

TMENT

n

Notification

The

e 4th October

pursuance to 2020 notified t/Process Inno r 2021

the provision

d dated 29.12.2

ovation" for M

No. Enterprises "Scheme o State. The p

25/05/2020-4 s and Employm of State Award provisions giv

4IB-I.— In p ment Policy - d for Product ven under:

1. Bac

n under Anne 2020 the Gov Micro and Sm

exure – 4, cl vernor of Hary mall enterprise

lause 4.25 of yana is pleased es located any

f the Haryana a d to notify the e e ywhere in the ckground

ll and Medium . The MSME orts, innovatio tting up MSM

m Enterprises Es have registe on, product d MEs in the S which were e lso have addit r problems. A

(MSMEs) in ered tremendo development State. Entrepr earlier importe tional attribute All this has be

The last prod obje dom the h of s spir

e Micro, Smal four decades duction, expo ectives of set mestically num help of local i solving a mult it of entrepren

mber of items, innovations al titude of user neurs of MSM

MEs.

2. Obj

n Haryana hav ous growth as and import s reneurial effo ed. In quite a f es not present ecome possibl

ve undergone s also the pro sub- stitution orts have ma few cases, new t in the origina le owing to th

a vast develo o- gress in ter n, exceeding ade it possibl w variants so p al versions an he ambitious

e opment in the rms of quality y the expected d e to produce e h produced with nd are capable e y and visionary jective

The serv inno Gov proc

e MSEs of the vices to remai ovative effort vernment of H cesses by conf

e State are ver in competitive ts and promo Haryana shall ferring awards

ry creative an e in domestic ote this spiri l recognize th s to motivate a

nd innovate n and global m it in larger i hese entrepre- and encourage

3. Qua

ew products a market. This h

interest of qu neurs for the

and process a has be- come p ualitative dev eir outstandin

as well as prov possible to en velopment of ng innovations

vide innovate e ncourage such h f MSEs. The e / s in products/ e them.

antum and ca

ategories of a

awards

given to the o ction and prof niques in the

rds shall be g owth in produc acturing techn ering, Pharmac g enterprises.

ceuticals, IT & The unit onc Nin sepa and Tex as m 5 ye

e State Awar arately for gro lean manufa xtiles, Enginee manufacturing ears.

outstanding M fit, for innovat field of Agro & Electronics ce selected fo

Micro and Sm tion & develo o and Food p s, Footwear, D or award shal

mall Enterpris opment of new processing, Au Defence, Misce ll not be con

es of INR 5. w products, qu utomobiles an ellaneous for s nsidered again

h 00 lakh each uality products s nd auto parts, , l service as well t n during next

(3377)3378 HARYANA GOVT. GAZ. (EXTRA.), OCT. 4, 2021 (ASVN. 13, 1943 SAKA)

4. Definition

(i) Invention & Innovation: Invention refers to new concepts or products that derive from indi- vidual's ideas or from scientific research. Innovation, on other hand, is the commercialization of the invention itself.

(ii) Small Enterprise: Investment in Plant and Machinery or Equipment does not exceed INR 10 crore and turnover does not exceed INR 50 crore as amended under the MSMED Act, 2006 or as amended by GoI from time to time.

(iii) Micro Enterprise: Investment in Plant and Machinery or Equipment does not exceed INR 1 crore and turnover does not exceed INR 5 crore as amended under the MSMED Act, 2006 or as amended by GoI from time to time.

5. Commencement and Applicability

The Scheme shall commence from the date of commencement of Haryana Enterprises & Employment Policy, 2020 i.e. 01.01.2021 and shall remain in operation for a period of 5 years.

6. Periodicity & Eligibility

The Awards will be given for every calendar year to deserving entrepreneurs managing Micro and Small Enterprises having permanent SSI registration /have filed have filed Udyam Registra- tion Certificate (URC) and Haryana Udhyam Memorandum (HUM)on the Portal in accordance with the provisions contained in the Micro, Small and Medium Enterprises Development (MSMED) Act 2006. The MSEs should have been in continuous production/services for last three years.

7. Criteria

The evaluation for Award is to be done on the basis of and on the Criteria & Performa for Evaluation and Awarding Marks (Form Z-1) specifically designed for the purpose. The critical areas include:

(i) Nature of innovation.

(ii) Growth rate of Annual Sales and profit of Innovative Products/Process

(iii) Obtaining ISO-9000 Series/ 14000/ 22000/ HACCP/ GMP/ equivalent certification

(iv) Patents/design/ obtained or applied for

(v) Technology involved

(vi) Waste Management

(vii) Whether innovation (product/process) is eco-friendly

(viii) Standardization-Obtained BIS Mark/ International Standard/ equivalent (DGQA, RDSO, GMP/ BEE etc.)-

(ix) Export Growth

(x) Energy Conservation

(xiv) Any other area that the Principal Secretary to Govt. Haryana, Industries & Commerce department may decide from time to time before applications are sought

8. Composition of District Level Scrutiny Committee (DLSC)

The District Level Scrutiny Committee will consist of the following:

Sr. No. Description Status
1. The Joint Director/ Deputy Director, District MSME Centre of the respective District Chairman
2. Deputy Director/ Assistant Director Quality Marking Centre Member
3. Assistant Director, MSME-DI, Karnal Member

It will scrutinize the applications received and would award the marks on various parameters.

HARYANA GOVT. GAZ. (EXTRA.), OCT. 4, 2021 (ASVN. 13, 1943 SAKA) 3379

9. Composition of State Level Scrutiny Committee (SLSC)

The State Level Scrutiny Committee will consist of the following:

Sr. No. Description Status
1. The Director/Director General, Micro, Small and Medium En- terprises, Haryana Chairman
2. Two Joint Directors, District MSME Centre in the State, Member
3. Representative of Managing Director, HSIIDC, Panchkula not below the rank of DGM Member
4. Deputy Director, Bureau of Indian Standards (BIS), Sector-34, Chandigarh Member
5. Two Industry Experts as nominated by the Government of Haryana from time to time Member
6. Deputy Director, MSME-DI, Karnal Member
7. Additional Director of Directorate of MSME, Haryana Member-Secretary

10. Composition of State Award Selection Committee(SASC)

The State Award Selection Committee will consist of the following:

Sr. No. Description Status
1. The Administrative Secretary, Industries & Commerce Department, Haryana Chairman
2. The Director/Director General, Micro, Small and Medium Enterprises, Haryana Member
3. Director, MSME-DI, Karnal Member
4. Director, National institute of Technology, Kurukshetra Member
5. Managing Director, HSIIDC, Panchkula Member
6. One member from National Institute of Design (NID), Haryana Member
7. Director, BIS, Sector-34, Chandigarh Member
8. Representatives of one State Level MSME Associations Member
9. Additional Director, Directorate of MSME Haryana Member-Secretary

The State Level Scrutiny Committee after proper screening is to select eligible MSE in order of merit for the consideration of the State Award Selection Committee.

10.1 For the purpose of evaluation by the State Award Selection Committee, the Evaluation forwarding marks (Form- X) is enclosed.

10.2 The Awardees should not be considered for the same Award in the subsequent 5 year(s).

10.3 State Award Selection Committee before approving the names for State Awards would institute such inquiries as may be necessary that the entrepreneur has been abiding by all statutory requirements in vogue, is maintaining the proper documentation and is also not involved in any economic/other offence for which enquiry/legal action is pending. The MSE status of the enterprise for the Award year be specifically verified and certified keeping in view the investment limit permissible in Plant & Machinery as also other norms in vogue and in accordance with the provisions contained in the Micro, Small and Medium Enterprises Development (MSMED) Act. 2006 as amended by Government of India from time to time.

10.4 A Committee consisting of the Joint Director, District MSME Center and In-charge of the Quality marking center in the respective district shall visit the MSE to verify the information furnished in the application form including details of technology, performance, quality, MSE status, growth rate/trend etc. and prepare a report for consideration of SASC.

10.5 SASC will select the awardees on the basis of merit and its decision will be final.

3380 HARYANA GOVT. GAZ. (EXTRA.), OCT. 4, 2021 (ASVN. 13, 1943 SAKA)

11. How to apply and Methodology

For purposes of selecting MSE for consideration for awards, the following procedure will be observed: - (i) Applications for the MSEs Awards will be invited through an advertisement released in two leading newspapers, in addition to public notices on the notice board of District MSME Centers, and the website of the MSME Department.

(ii) The eligible Enterprises will apply in the prescribed Performa on the web portal of the department to the Joint Director/Deputy Director, District MSME Centre of the concerned District.

(iii) State Award Selection Committee will select MSEs for the Award and award marks on the Criteria Performa (Form X)enclosed.

12. Time Limit to apply

An enterprise shall forfeit its entitlement for the Award, if it does not submit its claim, complete in all respects within the prescribed time limit given in the advertisement.

13. Competent Authority for sanction

The Additional Director, MSME shall be competent authority for sanction of the Award prize money.

14. Interpretation/ Relaxation

Administrative Secretary, Industries & Commerce, Haryana shall be competent to make interpretation/ relaxation of provisions of this scheme.

15. Penal Action

At any time if it is found that Award from the State Government has been availed on the basis of any false information, the applicant shall besides refunding the Award money with compound rate of interest @ 12% per annum and facing legal action, will be debarred from grant of any incentives/assistance from the State Government. If the applicant fails to refund the Award amount with interest, then the amount shall be recovered as arrear of land revenue. The applicant shall be debarred from public procurement as a result of mismatch in facts and figures.

VIJAYENDRA KUMAR, Principal Secretary to Government of Haryana, Industries and Commerce Department.

HARYANA GOVT. GAZ. (EXTRA.), OCT. 4, 2021 (ASVN. 13, 1943 SAKA) 3381

Part -I

Application form to be submitted in duplicate – Product/Process innovation

Sr. No. Description
1. Name of Entrepreneur
2. Name and address of Enterprise
3. District
4. State
5. Pin code
6. STD code & Telephone numbers
7. Aadhaar card number
8. Mobile no.
9. Email ID
10. Educational/Professional Qualification of Entrepreneur (If required use separate sheet and attach the documentary proof)
11. Type of Enterprises
12. Udyam Registration Certificate (URC) and Haryana Udhyam Memorandum (HUM) No. & Date
13. Date of commencement of production/Services
14. Name of Products manufactured (enclosed photos/Leaflets also)
15. Please give an affidavit on non-judicial stamp paper duly attested by Notary that you have cleared your income tax dues and that Enterprise/entrepreneur is not involved in any Economic or other offence for which legal action/enquiry is pending
16. Last 3 Financial years audited balance sheets: 1st FY 2nd FY 3rd FY
Items
Original investment in Plant & Machinery/ Equipment (INR in lakh) cumulative upto 31st March
No. of Employees as on 31st March
Value of Annual Sales of Products/Services/
Job Work (INR in lakh)
Net Profit (after taxes) (INR in lakh)
Export-Direct/ (INR In lakh)
3382 HARYANA GOVT. GAZ. (EXTRA.), OCT. 4, 2021 (ASVN. 13, 1943 SAKA)

Part – II

1. Details of Innovation (Enclose as Annexure-1)

Please explain whether innovation is product development or process / design develop- ment. What exactly, is novel about your innovation? How innovation is improvement over what already exists.

2. Please give the details of the annual sales of products / process of last 3 years certified by Chartered Accountant. (Enclose as Annexure-2).

3. Please give the details of the net profit (after taxes) of products / process of last 3 years certified by Chartered Accountant. (Enclose as Annexure-3).

4. Is your enterprise certified for ISO-9000/14000/18000/22000/HACCP/GMP/other equivalent Certification? If yes, give details and attach documentary proof, (for last Three Financial Year). (Enclose as Annexure-4) 5. Details of patents/designs/copyrights obtained or applied for as on 31st March of last Financial Year (attach the certificate/ documentary evidence). (Enclose as Annexure-5)

6. Please give detail whether technology involved for innovation is completely new technology or new combination of existing technology (attach the documentary evidence). (Enclose as Annexure-6) 7. Whether enterprise has in-house R&D/Innovation facilities approved by DSIR. Please attach documentary evidence. (Enclose as Annexure-7)

8. Please give details whether innovation is eco-friendly. Please attach documentary evidence.(Enclose as Annexure-8)

9. Standardization-

(i) Has enterprise obtained BIS mark /international standard/CE/ULA/equivalent (DGQA, RDSO, GMP/BEE etc.) please give details and attach the documentary evidence (Enclose as Annexure-9) (ii) Whether innovated product is equivalent to any other standards/specifications, please give d tails and attach the documentary evidence. (Enclose as Annexure-10)

10. Whether innovation development is (1) Prototype Stage (2) successfully Developed (3) Commercialized. Please give details and attach the documentary evidence. (Enclose as Annexure-11)

11. Are you direct exporter? If yes, give details of last 3 years duly supported with documentary evidence and country to whom exported. In case due to specific product/ supplies to strategic organization i.e. Defense etc. where export not permissible, please give the details of the last 3 years' products supplied to Strategic Organization. Please give details and attach the documentary evidence. Enclose photocopy of at least three shipping bills of each last three years. (Enclose as Annexure-12)

Year Name of Strategic Organization Value of Products Supplied to Strategic Organizations (INR/lakh) Name of Products
1st Financial Year
2nd Financial Year
3rd Financial Year

12. Qualification of the Innovation Development Personnel(s)? Please give details with supporting documents.

(Enclose as Annexure-13)

13. Whether innovation developed products are import substitution? If yes, give details with supporting documents. (Enclose as Annexure-14)

14. Whether innovation conserves energy? If yes, give details with supporting documents. (Enclose as Annexure-15)

15. Do you have any innovation plan/vision? If yes, give details with supporting documents. Give roadmap for continuous innovation in organization. Other innovations undertaken/under pipelines. (Enclose as Annexure-16)HARYANA GOVT. GAZ. (EXTRA.), OCT. 4, 2021 (ASVN. 13, 1943 SAKA) 3383 16. Please give write up of not more than 300 words about yourself, your enterprise, and the products(s) manufactured/service(s) rendered by indicating your achievements to justify as to why your application deserves to be considered for the award. (Enclose as Annexure- 17)

I certify that the above information furnished by me is correct. I undertake to refund the cash prize, return the trophy and certificate, if awarded to me, in case it is ever found that the information furnished above was incorrect. Further I may also be liable for any action under the law of the land for any false declaration.

Place:

Date:

SIGNATURE OF THE ENTREPRENEUR SEAL OF THE ENTERPRISE3384 HARYANA GOVT. GAZ. (EXTRA.), OCT. 4, 2021 (ASVN. 13, 1943 SAKA)

(Forms Z-1 Criteria & Performa for Evaluation and Awarding Marks- Product/ Process Innovation)

Note: For Evaluation and awarding marks, achievements for last Three Financial Year or as specified in the application form for all points should only be considered. Marks should be awarded on the basis of documentary evidence.

A. Name of the Enterprise

B. Products

C. Type of Enterprise (Micro or Small)

D. District

Part-I (Weight age-70%)

Sr. No. Parameters for Awarding Marks Maximum Marks Marks allotted by District Level Scrutiny Committee Marks allotted by State Level Scrutiny Committee Marks allotted by State Level Selection Committee
(1) (2) (3) (4) (5) (6)
1 Details of the Innovation (Ref. Annex - 1) 10
(i)Product development - 10 Marks
(ii) Process/Design Development – 5 Marks
2 Whether enterprise has in- house R&D/Innovation facilities approved by DSIR (Ref. Annex- 7). 10
Yes- 10 marks
others - 5 marks
3 Technology involved in Innovative Development (Ref. Annex-6) 7
(i) Completely new Technology - 7 Marks
(ii) New combination of existing Technology- 3 Marks
4 Whether Innovative Development is (Ref. Annex-11) 12
Prototype Stage only-5 Marks
ii. Successfully Development -8 Marks
iii. Commercialized- 12 Marks 5
5 Qualification of the Innovative Development personnel (as on 31st March of last Financial Year) associated with achievements made by him/her (Mark best of any year) - (Ref. Annex-13) 6
(i) Graduate Engineer/Postgraduate and above - 6 Marks
(ii) Others - 3 Marks
6 . Whether Innovative Development Products are Import Substitution- (Ref. Annex-14)
i. Yes, with supporting documents – 6 Marks
ii. No- 0 Mark
7 Patents/design/obtained or applied for (as on 31st March of last Financial Year). (I). Marks to be awarded for any one of (i) and(ii) as applicable (II) in case due to innovated specific product/supplies to strategic organizations (viz. Defense etc. where obtaining patents not permissible, full marks may be awarded) (Ref. Annex - 5) 15
(i) Obtained – 15 Marks
(ii) Applied for - 8 Marks
(iii) No initiative- 0 Mark
8 Whether innovation (product/process) is eco-friendly - 6 Marks (Ref. Annex - 8) 6
i. Yes, with supporting documents -6 Marks
ii. No- 0 Mark
9 Standardization (Ref. Annex-9&10) 12
(i) Obtained BIS Mark/Interna- tional/National Standard (RDSO, GMP, BEE, FSSAI, Ag Mark etc) - 12 Marks
(ii) Product equivalent to any other Specification-6 Marks
10 Energy conservation Measures (Ref. Annex-15) 6
i. Yes, with supporting documents i.e. Certified Energy Audit Report - 6 Marks
ii. Energy conservation measures adopted by enterprises - 3 Marks
iii. No initiative- 0 Mark
11 Obtaining ISO-9000 Series/14000/22000 /HACCP/GMP/ equivalent certification (Ref. Annex - 4) 10
i. Yes, more than 3 years – 10 Marks
ii. Yes, less than 3 years -5 Marks
iii. No - 0 marks
Total 100
Sr. No. Parameters for Awarding Marks Maximum Marks Marks allot ted by District Level Scrutiny Committee Marks Allotted by State Level Scrutiny Committee Marks Allotted by State Level Selection Committee
(1) (2) (3) (4) (5) (6)
1 Growth rate of Average Annual Turnover/Sales of 3 years from 1st year. (Ref. Annex - 2) 25
(i) growth rate up to 10% - 5 Marks
(ii) growth rate above 10% & up to 20% -10 Marks
(iii) growth rate above 20% & up to 30% -20 Marks
(iv) growth rate above 30% - 25 Marks
(v) No growth – 0 Mark
2 Growth rate of Net Profit (after Taxes) of 3 years (Ref. Annex - 3) 25
(i) Average growth rate up to 10%- 5 Marks
(ii) Average growth rate above 10% to 20%- 10 Marks
(iii) Average growth rate above 20% to 30%- 20 Marks
(iv) Average growth rate above 30%- 25 Marks
(v) No growth - 0 mark
4 Exports (Direct) of developed products/process during last three years. Note: In case due to specific product/ supplies to strategic organizations (viz. Defense etc. where exports not permissible, marks may be awarded on the basis of average growth rate of supply to strategic organizations. (Ref. Annex - 12) 25
(i) Average growth rate up to 10%- 5 Marks
(ii) Average growth rate above 10% to 20%- 10 Marks
(iii) Average growth rate above 20% to 30%- 20 Marks
(iv) Average growth rate above 30%- 25 Marks
(v) No growth - 0 Mark
5 Value of Export Average of 3 years (Ref. Annex-12) 25
(i) up to Rs. 50.00 lakh – 5 Marks
(ii.) above Rs. 50.00 lakh &up to Rs. 100 lakh - 10 Marks
(iii) above Rs. 100.00 lakh & up to Rs. 150. 00 lakh - 20 Marks
(iv) above Rs. 150.00 lakh - 25 Marks
TOTAL 100
HARYANA GOVT. GAZ. (EXTRA.), OCT. 4, 2021 (ASVN. 13, 1943 SAKA) 3385 3386 HARYANA GOVT. GAZ. (EXTRA.), OCT. 4, 2021 (ASVN. 13, 1943 SAKA)

9344—C.S.—H.G.P. Pkl.

Cite this issue. Haryana Gazette, Government of Haryana, 04 October 2021. Indian Gazettes, https://egazette.servantsofknowledge.in/details/in.gazette.haryana.2021-10-04.Extra-Ordinary_25-05-2020-4IB-I/. Archive identifier in.gazette.haryana.2021-10-04.Extra-Ordinary_25-05-2020-4IB-I.