Øe-la[;k&262¼x½ jftLVMZ uaŒ ,yŒ MCY;wŒ@,uŒihŒ 561 ykblsUl uaŒ MCY;wŒ ihŒ-41 ¼ykblsUl Vw iksLV ,sV dUls'kuy jsaV½
iz;kxjkt] lkseokj] 26 fnlEcj] 2022 bZ0 ¼ikS"k 5] 1944 'kd laor~½
[
]
mRrj izns'k fo|qr fu;ked vk;ksx] y[kuÅ
vf/klwpuk la[;k ;wŒihŒbZŒvkjŒlhŒ@lfpo@fofu;ekoyh@2022-644
y[kuÅ] fnukad % 26 fnlEcj] 2022 bZ0
fo|qr vfèkfu;e 2003 ¼2003 dk 36½ dh èkkjk 181 dh mi èkkjk ¼1½ }kjk çnÙk 'kfä;ksa dk ç;ksx djrs gq,] èkkjk 9 ds lkFk lgifBr vkSj mlesa leFkZ cukus okyh vU; lHkh 'kfä;k¡ ds lkFk] mÙkj çns'k fo|qr fu;ked vk;ksx ,rn~kjk fuEufyf[kr fofu;ekoyh cukrk gSA
1-1 ;g fofu;ekoyh dks mÙkj çns'k fo|qr fu;ked vk;ksx ¼mRiknu la;a= vkSj lajf{kr miHkksDRkkvksa dk lR;kiu½ fofu;ekoyh] 2022 dgyk;sxhA
1-2 ;g fofu;ekoyh jkti= esa mlds izdk'ku dh frfFk ls ykxw gksxhA2 mÙkj izns'k vlk/kkj.k xtV] 26 fnlEcj] 2022 bZ0 bl fofu;ekoyh dk mís'; lajf{kr miHkksDrkvksa }kjk vius jkT; ds Hkhrj vFkok jkT; ds ckgj fLFkr lajf{kr mRiknu la;a= ¼ ks ½ ls fctyh vk;kr djus dh n'kk esa lajf{kr mRiknu la;a=ksa vkSj lajf{kr miHkksDRkkvksa dh fLFkfr dk lR;kiu ds fy, ,d i)fr fuÆn"V djuk gSA
3-1 ;g fofu;ekoyh lHkh lajf{kr mRiknu la;a=ksa ¼lhthih½ vkSj muds lajf{kr miHkksDRkkvksa ij ykxw gksxhA
3-2 ;g fofu;ekoyh iwjs mÙkj çns'k jkT; esa ykxw gksxhA
4-
4-1 bl fofu;ekoyh esa] tc rd fd lanHkZ ls vU;Fkk visf{kr u gks( &
¼v½ Þvfèkfu;eÞ dk vFkZ fo|qr vfèkfu;e] 2003 ls gS(
¼c½ Þlajf{kr mRiknu la;a=Þ ;k lhthih dk vFkZ lajf{kr mRiknu la;a= gS tSlk vfèkfu;e ds lkFk ifBr fo|qr fofu;ekoyh] 2005 ds fu;e 3 esa ifjHkkf"kr gS(
¼l½ Þlajf{kr miHkksDrk** dk vFkZ vius Lo;a ds lajf{kr mRiknu la;a= ls mRikfnr fctyh ds vafre mi;ksxdrkZ ls gksxk vkSj Þlajf{kr miHkksxÞ 'kCn dk vFkZ rnuqlkj le>k tk;sxk(
¼n½ Þfo|qr fu;ekoyh] 2005Þ dk vFkZ gS dsaæ ljdkj }kjk vfèklwfpr fu;e th0,l0vkj0 379 ¼Ã½ fnukad 08 twu 2005 vkSj le;-le; ij ;Fkkla'kksfèkr ls gS(
¼;½ **o"kZ** dk vFkZ 01 vçSy ls 31 ekpZ rd dk foÙkh; o"kZ gSA
4-2 bl fofu;ekoyh esa mi;ksx fd;s x;s 'kCnksa vkSj Hkkoksa tks ;gka ifjHkkf"kr ugÈ gSa ysfdu vfèkfu;e ;k fo|qr fofu;ekoyh] 2005 ;k jkT; vk;ksx }kjk fuÆn"V fdlh vU; fofu;e esa ifjHkkf"kr fd;k x;k gS] tc rd fd vU;Fkk lanHkZ dh vko';drk ugh gS] ogh vFkZ gksxk tks fd vfèkfu;e ;k fo|qr fofu;ekoyh] 2005 ;k jkT; vk;ksx }kjk fuÆn"V vU; fdlh fofu;e ds rgr mUgsa fufnZ"V fd;k x;k gS] tSls Hkh fLFkfr gksA
5-
5-1 lhthih vkSj lajf{kr miHkksDrkvkaassa dh fLFkfr dk lR;kiu ekunaM ds vuqlkj fuèkkZfjr [kir vkSj bfDoVh 'ks;j gksÇYMx ds vk/kkj ij] tSlk fd bu fofu;ekoyh esa fufnZ"V gS] foÙkh; o"kZ dh lekfIr ds i'pkr~ jkT; vk;ksx }kjk lhthih vkSj muds lajf{kr miHkksDrk }kjk çLrqr lwpuk ds vkèkkj ij çfro"kZ fd;k tk;sxkA
5-2 lhthih vkSj muds lajf{kr miHkksDrk vk;ksx ds le{k fuÆn"V çk:i esa 'kiFk-i= çR;sd o"kZ dh 15 ebZ ls igys nkf[ky djsaxs ftlesa muds }kjk fiNys o"kZ ds nkSjku fctyh mRiknu] miHkksDRkk-okj [kir vkSj bfDoVh 'ks;j gksÇYMx dk fooj.k gksxkA
5-3 lhthih vkSj lajf{kr miHkksDrkvksa }kjk çLrqr 'kiFk-i= ds vk/kkj ij lhthih ;k lajf{kr miHkksDrk dh lajf{kr fLFkfr ds lR;kiu ds fy, vk;ksx lacafèkr vkj,yMhlh] ,l,yMhlh] forj.k ykblsalèkkjh ¼ftuds {ks= esa lhthih ;k muds lajf{kr miHkksDrk fLFkr gSa½ ls lgk;rk ysxkA
5-4 [kir ekunaM dk lR;kiu&
¼v½ bdkbZ¼;ksa½ ds fy, ftUgsa lajf{kr mi;ksx ds fy, fu/kkZfjr fd;k x;k gS] [kir ds ekunaM dk lR;kiu 'kq) fctyh mRiknu ij vkèkkfjr gksxk tks fd ,d mRiknu la;a= esa bl@bu mRiknu bdkü;ksa½ ls mRiUu gksrh gS] ;kuh] ldy mRikfnr fctyh de lgk;d [kirA
¼c½ 'kq) mRikfnr fctyh dk fuèkkZj.k o"kZ dh lekfIr ij okÆ"kd vkèkkj ij fd;k tk;sxkAmÙkj izns'k vlk/kkj.k xtV] 26 fnlEcj] 2022 bZ0 3 ¼l½ fofHkUu çdkj ds lajf{kr miHkksDrkvksa ds fy, lR;kiu ekunaM fuEukuqlkj gksaxs%
i ,dy lajf{kr miHkksDrk okÆ"kd vkèkkj ij Lo-miHkksx mRikfnr 'kq) fctyh dk 51%
ls de ugÈ gksxk A
ii ikVZujf'ki QeZ@lhfer
okÆ"kd vkèkkj ij Lo-miHkksx mRikfnr 'kq) fctyh dk 51% ls de ugÈ gksxk A
ns;rk Hkkxhnkjh ¼,y,yih½
iii O;fä;ksa dk la?k ¼,vksih½
lajf{kr miHkksDrkvksa dk okÆ"kd vkèkkj ij lajf{kr miHkksx ds fy;s mRikfnr 'kq) fctyh dk miHkksx 51% ls de ugh gksxk tks fd mRiknu la;a= esa muds fgLls ds vuqikr ,oa ftldh fHkUurk 10% ls vfèkd ugÈ gksxhA
iv lgdkjh lfefr lfefr ds lnL; lkewfgd :i ls okÆ"kd vkèkkj ij mRikfnr
'kq) fctyh dk 51% ls de ugh miHkksx djsaxsA
v Lis'ky ijit fogsdy ¼,lihoh½ lajf{kr miHkksDrk¼vkas½ dk miHkksx okÆ"kd vkèkkj ij mRiUu 'kq) fctyh dk 51% ls de ugÈ gksxk tks fd lajf{kr miHkksx ds fy, fu/kkZfjr dh x;h lajf{kr bdkb;ksa esa muds 'ks;jksa ds vuqikr esa gksxkA
*lajf{kr miHkksDrk ¼miHkksxDrkvksa½ dh Lo;a dh [kir dk vFkZ lajf{kr mRiknu la;a= ds miHkksäk ehVj ij lajf{kr miHkksDrk ¼vksa½ }kjk [kir rFkk ykxw ukjesfVo ikjs"k.k vkSj OghÇyx ?kkVs tks lacafèkr o"kZ ds fy, ,vkjvkj esa vuqeksfnr gS dks tksM+rs gq;s gSA
¼n½ lhthih ls mRiknu vkSj lajf{kr miHkksDrk ¼miHkksDrkvksasa½ }kjk [kir ls lacafèkr fooj.k ds vkdyu dh fof/k %
LFkku
ewY;kadu dh fofèk
¼i½
Ø0 la0 i lhthih vkSj mlds lajf{kr miHkksDRkk¼vksa½ lg-fLFkr gSa
lhthih ls 'kq) mRiknu vkSj lajf{kr miHkksDrk }kjk [kir vUr%{ksi.k i{k ¼mRiknu ehVj½ ij mRiknu ds vfHkys[ku ds fy;s LFkkfir ehVj dh jhÇMx ds vkèkkj ij gksxkA
¼ii½
fctyh lzksr [kir i{k ij ¼ÞmiHkksDrk ehVjÞ½A
i ii lhthih ,oa mlds lajf{kr miHkksDrk jkT; ds Hkhrj fLFkr gSaA ¼ysfdu lg fLFkr ugȽ]
;wih,l,yMhlh }kjk miyCèk djk;s x;s lhthih ds okLrfod vUr%{ksi.k ds vkadM+ksa ij
ii
;wih,l,yMhlh vkSj forj.k vuqKfIrèkkjh ftuds {ks= esa mi;ksxdrkZ ¼vksa½ fLFkr gSa }kjk miyC/k djk;h x;h fxzM ds lkFk mi;ksxdrkZ varjQyd ij ehVj jhÇMx ds vkèkkj] rnuqlkj [kir ;k okLrfod [kir tks Hkh de gksA
i iii lhthih vkSj mlds lajf{kr mi;ksxdrkZ fofHkUu jkT;ksa esa fLFkr gS@gSa
vkj,yMhlh@;wih,l,yMhlh }kjk miyCèk djk;s x;s lhthih ds okLrfod vUr%{ksi.k ds vkadM+ksa ij
ii
izkIrdrkZ jkT; vFkok jkT;ksa ls lacaf/kr ,l,yMhlh vkSj forj.k vuqKfIrèkkjh ftuds {ks= esa mi;ksxdrkZ ¼vksa½ fLFkr gSa }kjk miyC/k djk;h x;h fxzM ds lkFk mi;ksxdrkZ varjQyd ij ehVj jhÇMx ds vkèkkj] rnuqlkj [kir ;k okLrfod [kir tks Hkh de gksA4 mÙkj izns'k vlk/kkj.k xtV] 26 fnlEcj] 2022 bZ0 *lajf{kr miHkksDrk ¼miHkksxDrkvksa½ dh Lo;a dh [kir dk vFkZ lajf{kr mRiknd la;a= ds miHkksäk ehVj ij lajf{kr miHkksDrk ¼vksa½ }kjk [kir rFkk ykxw ukjesfVo ikjs"k.k vkSj OghÇyx ?kkVs tks lacafèkr o"kZ ds fy, ,vkjvkj esa vuqeksfnr gS dks tksM+rs gq;s gSA
5-5
¼v½ fofHkUu çdkj ds lhthih ds fy, lR;kiu ekunaM bl çdkj gksaxs %
ekunaM leFkZu nLrkost Ø0 la0
dSfIVo mi;ksxdrkZ dk çdkj
i ,dy lajf{kr miHkksDrk mi;ksxdrkZ o"kZ Hkj ernku ds vfèkdkj daiuh lfpo }kjk tkjh çek.k-i=A
okyh iwath ds 26% bfDoVh 'ks;j ls de /kkj.k ugha djsxkA
ii ikVZujf'ki QeZ@lhfer
daiuh lfpo }kjk tkjh çek.k-i=
ns;rk Hkkxhnkjh ¼,y,yih½
lajf{kr la;a= esa LokfeRo okf"kZd vk/kkj ij mRiknu la;a= ;k fo|qr la;a= esa okf"kZd vk/kkj ij 26% ls de LokfeRo fgr ,oa fu;a=.k ugÈ gksxk
iii O;fä;ksa dk la?k
lajf{kr miHkksDrk dqy LokfeRo @iznRr bfDoVh 'ks;j iWawth ernku ds vfèkdkj ds
Iakthd`r pkVZM ,dkmUVsUV }kjk tkjh çek.k-i=A ¼,vksih½
lkFk lky Hkj 26% ls de èkkj.k ugh djsaxs
iv lgdkjh lfefr lgdkjh lfefr ds lnL; lkewfgd :i ls 26 izfr'kr ls de LokfeRo okÆ"kd vkèkkj ij larq"V ugÈ djsaxsA
lgdkjh lfefr ds ftyk iath;d }kjk tkjh izek.k- i=A
v Lis'ky ijit fogsdy
¼,lihoh½@dEiuh
Iakthd`r pkVZM ,dkmUVsUV }kjk tkjh çek.k-i=A
lajf{kr miHkksDrk ¼vksa½ lajf{kr mi;ksx ds fy, igpku dh xà bdkb;ksa esa ldy :i ls vkuqikfrd iznRr bfDoVh 'ks;j iwath] ernku vfèkdkj ds lkFk okf"kZd 26 izfr'kr ls de /kkj.k ugh djsxk ¼;kuh dh bfDoVh ds vuqikr esa daiuh ls lacafèkr mRiknu bdkà ;k lhthih ds :i esa igpkuh x;h bdkb;k¡½
6-
6-1 lajf{kr miHkksDrk vkiwÆr 'kq: gksus dh rkjh[k ls igys lajf{kr [kir dh 51 izfr'kr ds cjkcj vuqekfur izfrHkwfr fu{ksi] tks fd Ø'l lfClMh vfèkHkkj vkSj vfrfjä vfèkHkkj ds fo#) Hkqxrku lqj{kk gksxh tSlk fd jkT; vk;ksx }kjk fuèkkZfjr fd;k tk;s] cxSj 'krZ vkSj vifjorZuh; cSad xkjaVh ds :Ik esa lacafèkr forj.k ykblsalèkkjh dks tek djsaxs ftldh oS|rk vxys o"kZ ds 15 tqykbZ rd gksxhA
6-2 çR;sd o"kZ vuqekfur lajf{kr [kir ds 51 izfr'kr ds lerqY; jkf'k dh cSad xkjaVh dks 31 eà rd iwjs o"kZ ds fy, uohuhdj.k@la'kksf/kr tks 15 tqykbZ dh lekfIr frfFk ;k vk;ksx }kjk lajf{kr lajpuk dk lR;kiu ds] tks Hkh igys gks] rd fd;k tkuk pkfg,A ;fn cSad xkjaVh dk 15 tqykbZ dh lekfIr frfFk ls igys 31 eà rd uohuhdj.k@la'kksèku ugÈ gqvk gS rks forj.k vuqKfIrèkkjh }kjk cSad xkjaVh dk Ø'l-lfClMh vfèkHkkj vkSj vfrfjä vfèkHkkj ;k dksà vU; ykxw vksiu ,Dlsl 'kqYd ds en esa vkºoku fd;k tk;sxkAmÙkj izns'k vlk/kkj.k xtV] 26 fnlEcj] 2022 bZ0 5 c'krsZ fd Ø'l lfClMh ljpktZ ,oa vfrfjä ljpktZ ls vU; vlajf{kr miHkksDrkvksa dks dksà NwV ugÈ gksxh tks bl lajf{kr mRiknu la;a= ls fo|qr izkIr dj jgs gSa
6-3 ;fn lhthih ;k lajf{kr miHkksDrk] foRrh; o"kZ ds var rd] fo|qr fu;e 2005 ds fu;e 3 ,oa bu fofu;eksa] le;-le; ij la'kksfèkr] tSlk Hkh ekeyk gks] esa fofufnZ"V LokfeRo vkSj@;k [kir ds ekunaMksa dks iwjk djus esa foQy jgrk gS] ,sls lhthih ;k lajf{kr miHkksDrk mlds fy, viuh lajf{kr fLFkfr ml o"kZ ds fy;s [kks nsaxs ,oa vksisu ,Dlsl miHkksDRkvksa ij ykxw vU; pktsZt ds vfrfjDr Ø'l lfClMh ljpktZ ,oa vfrfjä vf/kHkkj vkjksfir fd;k tk;sxk tks fd lacafèkr forj.k vuqKfIrèkkfj;ksa dks ns; gksxkA forj.k vuqKfIrèkkjh }kjk cSad xkjaVh dk vksisu ,Dlsl miHkksDRkvksa ij ykxw vU; pktsZt ds vfrfjDr Ø'l lfClMh ljpktZ ,oa vfrfjä vf/kHkkj dks olwy djus gsrq vkºoku fd;k tk;sxkA
lhthih vkSj lajf{kr miHkksDrkvksa dh fLFkfr ds lR;kiu ds fy, foLr`r çfØ;k fo|qr fu;ekoyh] 2005 vkSj bl fofu;ekoyh ds çkoèkku ds vuqlj.k esa layXud&¼1½ fn;k x;k gSA
;fn bl fofu;ekoyh ds çkoèkkuksa dks ykxw djus esa dksà dfBukà mRiUu gksrh gS] rks jkT; vk;ksx lkekU; ;k fof'k"V vkns'k }kjk ,sls çkoèkku dj ldrk gS tks fd vfèkfu;e ds çkoèkkuksa ds lkFk vlaxr ugÈ gS] tSlk fd dfBukà nwj djus ds fy, vko';d çrhr gksrk gSA
vk;ksx fdlh Hkh le; bl fofu;ekoyh ds fdlh Hkh çkoèkku esa vf/klwpuk }kjk ifjorZu] la'kksèku ;k lq/kkj dj ldrk gSA
vk;ksx ds vkns'kkuqlkj] ¼lat; dqekj flag½ lfpo
1- ;g çfØ;k lajf{kr mRiknu la;a= ,oa lajf{kr mi;ksxdrkZvksa dh fLFkfr ds lR;kiu dh ,d i)fr çnku djrh gS] tc miHkksDRkk lajf{kr mRiknu la;a=¼vksa½ tks jkT; ds Hkhrj ;k jkT; ds ckgj fLFkfr gSa ls fo|qr dk vk;kr djrk gS tSlk fd fo|qr fu;e] 2005 ds fu;e 3 ds mi fu;e 1 dh 'krZ esa fufnZ"V gS%
1-1 lhthih LokfeRo@lajf{kr mi;ksxdrkZ ds LokfeRo dh fofHkUu lajpuk;sa uhps lwphc) gSa %
¼v½ daiuh dk vFkZ daiuh vf/kfu;e 2013 ;k fdlh iwoZ dEiuh vf/kfu;e ds vUrxZr
fuxfer daiuh gS
¼c½ /kekZFkZ mís';ksa okyh daifu;ksa dk fuekZ.k] vkfn tgka dsaæ ljdkj dh larqf"V ds fy, ;g lkfcr gks tkrk gS fd ,d O;fä ;k O;fä;ksa dk ,d la?k lhfer daiuh ds :i esa bl vf/kfu;e ds rgr iath—r gksus ds fy, çLrkfor gSA
¼l½ ^^Lis'ky iiZt Oghdy^^ dk vFkZ ,d dkuwuh bdkbZ gksxk tks mRiknu la;a= dk LokfeRo] lapkyu vkSj j[k-j[kko ds vfrfjDr vkSj dksbZ vU; O;olk; ;k dkuwuh bdkbZ }kjk dh tkus okyh xfrfof/k ugh djsxkA
¼n½ iath—r gksus esa l{ke daifu;ka] bl Hkkx ds fy,] lgdkjh lfefr] lfefr ;k ykxw dksbZ vU; dkuwu ds rgr xfBr O;kolkf;d bdkbZ tks bl Hkkx esa iathdj.k ds fy;s vkosnu djrk gSA6 mÙkj izns'k vlk/kkj.k xtV] 26 fnlEcj] 2022 bZ0 1-2 bfDoVh 'ks;j gksfYMax ds lR;kiu ds fy,] lhthih Lokeh@lajf{kr mi;ksxdrkZvksa }kjk uhps fn;s x;s fooj.k ds vuqlkj LokfeRo dh fofHkUu lajpukvksa ds fy, nLrkost çLrqr djus gksaxs %&
ekunaM leFkZu nLrkost
Ø0 la0
dSfIVo mi;ksxdrkZ dk çdkj
i ,dy lajf{kr miHkksDrk mi;ksxdrkZ o"kZ Hkj ernku ds vfèkdkj okyh iwath ds 26% bfDoVh 'ks;j ls de /kkj.k ugh djsxkA
ii ikVZujf'ki QeZ@lhfer
ns;rk Hkkxhnkjh
¼,y,yih½
daiuh lfpo }kjk tkjh çek.k-i= QkeZ- ,l,p4 dh dkih ds lkFk izk:i ds vuqlkj lajf{kr mRiknu dEiuh esa vf/kd`r] tkjh] lCLØkbCM vkSj isM vi bfDoVh 'ks;j iwath erkf/kdkj ds lkFk] dk fooj.k vFkok MheSV fooj.k] tks Hkh ykxw gks ,oa lajf{kr mRiknd dh uohure okf"kZd fjiksVZ ,oa dksbZ vU; lgk;d nLrkostA
daiuh lfpo }kjk tkjh çek.k-i= QkeZ- ,l,p4 dh dkih ,oa izk:i ds vuqlkj lajf{kr mRiknu dEiuh esa vf/kd`r] tkjh]
lajf{kr la;a= esa LokfeRo okf"kZd vk/kkj ij mRiknu la;a= ;k fo|qr la;a= esa okf"kZd vk/kkj ij 26% ls de LokfeRo fgr ,oa fu;a=.k ugÈ gksxkA
iii O;fä;ksa dk la?k
¼,vksih½
lCLØkbCM vkSj isM vi bfDoVh 'ks;j iwath erkf/kdkj ds lkFk] dk fooj.k ,oa bl izek.k ds lkFk fd lk>snkjh foys[k esa lajf{kr mRiknu djus dk izko/kku gks vFkok MheSV fooj.k] tks Hkh ykxw gksA
lajf{kr miHkksDrk dqy LokfeRo @iznRr bfDoVh 'ks;j iWawth ernku ds vfèkdkj ds lkFk lky Hkj 26% ls de èkkj.k ugh djsaxsA Iakthd`r pkVZM ,dkmUVsUV }kjk tkjh çek.k-i= izk:i ds vuqlkj vf/kd`r] tkjh] lCLØkbCM vkSj isM vi bfDoVh 'ks;j iwath erkf/kdkj ds lkFk fd lajf{kr miHkksDrk dqy LokfeRo@iznRr bfDoVh 'ks;j iWawth ernku ds vfèkdkj ds lkFk lky Hkj 26% ls de èkkj.k ugh djsaxsA
iv lgdkjh lfefr lgdkjh lfefr ds lnL; lkewfgd :i ls 26% ls de LokfeRo okÆ"kd vkèkkj ij larq"V ugÈ djsaxsA
v Lis'ky ijit fogsdy ¼,lihoh½@dEiuh lgdkjh lfefr ds ftyk iath;d }kjk tkjh vf/kd`r] tkjh] lCLØkbCM vkSj isM vi bfDoVh 'ks;j iwath dk izek.k-i= ,oa vU; lgk;d nLrkostA
Iakthd`r pkVZM ,dkmUVsUV }kjk tkjh }kjk izk:Ik ds vuqlkj tkjh vf/kd`r] tkjh] lCLØkbCM vkSj isM vi bfDoVh 'ks;j iwath dk izek.k-i= ,oa vU; lgk;d nLrkostA
lajf{kr miHkksDrk ¼vksa½ lajf{kr mi;ksx ds fy, igpku dh xà bdkb;ksa esa ldy :i ls vkuqikfrd iznRr bfDoVh 'ks;j iwath] ernku vfèkdkj ds lkFk okf"kZd 26% ls de /kkj.k ugh djsxk ¼;kuh dh bfDoVh ds vuqikr esa daiuh ls lacafèkr mRiknu bdkà ;k lhthih ds :i esa igpkuh x;h bdkb;k¡½mÙkj izns'k vlk/kkj.k xtV] 26 fnlEcj] 2022 bZ0 7 1-3 lhthih fLFkfr dk lR;kiu ,d okf"kZd çfØ;k gSA iSjk 1-2 esa of.kZr nLrkost Hkh lhthih LokfeRoa] lajf{kr mi;ksxdrkZvksa }kjk ;wih fo|qr fu;ked dks lhthih fLFkfr dk okf"kZd lR;kiu foRrh; o"kZ ds vUr ds le; ;k vkxkeh o"kZ ds 15 ebZ dks ;k mlls igys çLrqr djus gksaxsA blds vfrfjDr lajf{kr mi;ksxdrkZvksa }kjk ftl o"kZ dk lajf{kr lR;kiu fd;k tk ldrk gS ml o"kZ dh izkfotuy cSysal 'khV izLrqr dh tk ldrh gS vkSj fiNys foRrh; o"kZ ds uohure vkfMVsM cSysUl 'khV tks 15 ebZ rd miyC/k gSa] izLrqr dj ldrk gSA
1-4 jkT; ds ckgj fLFkr lhthih ls vkiwfrZ çkIr djus okys lajf{kr mi;ksxdrkZ ¼mi;ksxdrkZvksa½ ds ekeys esa] ,sls lajf{kr mi;ksxdrkZ vius lhthih dh lhthih fLFkfr dks izdV djus okys nLrkostksa dks lajf{kr mi;ksxdrkZ¼vksa½ ds lhthih fLFkfr dks izeq[krk ls fn[kkrs gq;s vxzsf"kr djsaxsA
2- lajf{kr mi;ksxdrkZvksa }kjk 51% ls de ugha [kir dk lR;kiu%
2-1 lhthih bdkbZ ls 'kq) mRiknu bdkbZ ls mRiUu ldy ÅtkZ de dqy lgk;d [kir gksxhA
fLFkr
ewY;kadu dk rjhdk
Ø0 la0
i lhthih vkSj mlds lajf{kr
¼i½
miHkksDRkk¼vksa½ lg&fLFkr gSa
lhthih ls 'kq) mRiknu vkSj lajf{kr miHkksDrk }kjk [kir vUr%{ksi.k i{k ¼mRiknu ehVj½ ij mRiknu ds vfHkys[ku ds fy;s LFkkfir ehVj dh jhÇMx ds vkèkkj ij gksxkA
¼ii½
fctyh lzksr [kir i{k ij ¼ÞmiHkksDrk ehVjÞ½A
i
ii Lkhthih ,oa mlds lajf{kr miHkksDrk jkT; ds Hkhrj fLFkr gSaA ¼ysfdu lg fLFkr ugȽ]
;wih,l,yMhlh }kjk miyCèk djk, x, lhthih ds okLrfod vUr%{ksi.k ds vkadM+ksa ij
ii
;wih,l,yMhlh vkSj forj.k vuqKfIrèkkjh ftuds {ks= esa mi;ksxdrkZ ¼vksa½ fLFkr gSa }kjk miyC/k djk;h x;h fxzM ds lkFk mi;ksxdrkZ varjQyd ij ehVj jhÇMx ds vkèkkj] rnuqlkj [kir ;k okLrfod [kir tks Hkh de gksA
i iii lhthih vkSj mlds lajf{kr mi;ksxdrkZ fofHkUu jkT;ksa esa fLFkr gS@gSa
vkj,yMhlh@;wih,l,yMhlh }kjk miyCèk djk, x, lhthih ds okLrfod vUr%{ksi.k ds vkadM+ksa ij
ii
izkIrdrkZ jkT; vFkok jkT;ksa ls lacaf/kr ,l,yMhlh vkSj forj.k vuqKfIrèkkjh ftuds {ks= esa mi;ksxdrkZ ¼vksa½ fLFkr gSa }kjk miyC/k djk;h x;h fxzM ds lkFk mi;ksxdrkZ varjQyd ij ehVj jhÇMx ds vkèkkj] rnuqlkj [kir ;k okLrfod [kir tks Hkh de gksA
*lajf{kr miHkksDrk ¼miHkksxDrkvksa½ dh Lo;a dh [kir dk vFkZ lajf{kr mRiknu la;a= ds miHkksäk ehVj ij lajf{kr miHkksDrk¼vksa½ }kjk [kir rFkk ykxw ukjesfVo ikjs"k.k vkSj OghÇyx ?kkVs tks lacafèkr o"kZ ds fy, ,vkjvkj esa vuqeksfnr gS dks] tksM+rs gq;s gSA8 mÙkj izns'k vlk/kkj.k xtV] 26 fnlEcj] 2022 bZ0 2-2 vkosnd fo|qr~ la;a= ls ldy] lgk;d vkSj 'kq)-mRiknu dk fooj.k vkSj lajf{kr mi;ksxdrkZvksa }kjk dh xbZ okLrfod [kir ÞmRrj çns'k fo|qr~ fu;ked vk;ksxß vkSj forj.k vuqKfIr/kkjh dks çLrqr djsxkA
2-3 lajf{kr fLFkfr ds rgr la;a= dh usV-tsujs'ku dh x.kuk ds fy, la;a= ds igys o"kZ ds fy, ^okf"kZd vk/kkj^ ds lajf{kr fLFkfr ds fu/kkZj.k ds fy,] fxzM esa ÅtkZ Mkyus dh frfFk dks foÙkh; o"kZ dk çkjaHk ekuk tk;sxkA ckn ds o"kZ ls] mRiknu la;a= ds 'kq) mRiknu dks 1 vçSy ls 31 ekpZ rd ds foÙkh; o"kZ dh lajf{kr fLFkfr fu/kkZfjr djus ds fy, fopkj fd;k tk;sxkA
2-4 'kq) fctyh ds 51% ls de ugha gksus ds miHkksx ekunaM dk lR;kiu vkSj ,vksih vkSj ,lihoh dh vkuqikfrd [kir dk ijh{k.k] foÙkh; o"kZ ds var esa fd;k tk,xkA
3-1 ekunaM ds laca/k esa lhthih vkSj lajf{kr mi;ksxdrkZvksa dh fLFkfr dk lR;kiu [kir vkSj bfDoVh 'ks;j gksfYMax] tSlk fd fctyh fu;eksa 2005 ds rgr fu/kkZfjr gS] foÙkh; o"kZ dh lekfIr ds ckn mÙkj çns'k fo|qr fu;ked vk;ksx }kjk çfro"kZ fd;k tk;sxk] lhthih vkSj lajf{kr mi;ksxdrkZ@mi;ksxdrkZvksa½ }kjk vk;ksx }kjk fufnZ"V çLrqr lwpuk ds vk/kkj ij vkSj vkj,yMhlh] ;wih,l,yMhlh@vU; jkT; ,l,yMhlh ¼;fn ykxw gks½ vkSj forj.k ykblsal/kkjh dh fjiksVZ dh çkfIr ds ckn fd;k tk;sxkA
3-2 vk;ksx lhthih }kjk nkok fd;s x;s lajf{kr [kir MsVk] lacaf/kr forj.k vuqKfIr/kkfj;ksa] ftlesa miHkksx dh ckr dgh xbZ gS] }kjk lR;kfir djk;sxkA
3-3 lajf{kr mRiknu la;a= ;k lajf{kr mi;ksxdrkZ ;fn 15 ebZ rd ;g fufnZ"V MsVk vkSj nLrkost çLrqr djus esa foQy jgrk gS rc lajf{kr fLFkfr [kks nsaxs] ;g fiNys o"kZ dh lajf{kr fLFkfr dks [kks nsxk vkSj mldh lqj{kk tks cSad xkjaVh ds ek/;e ls gS oks forj.k vuqKfIr/kkjh ds i{k esa tCr dj yh tk;sxhA ¼pkyw o"kZ ds fy, ubZ cSad xkjaVh izLrqr dh tk;sxh½A
¼d½ ;fn lhthih ,d foÙkh; o"kZ esa [k.M 1-2 vkSj@;k 2-1 esa fufnZ"V visf{kr 'krksaZ dks iwjk djus esa foQy jgrk gS rks mRiknu la;a= lajf{kr mRiknu la;a= ugha jgsxk vkSj mi;ksxdrkZ lajf{kr mi;ksxdrkZ ugha jgsaxs vkSj Ø'l lfClMh ljpktZ vkSj@;k vfrfjä ljpktZ vkSj@;k ysV Hkqxrku vf/kHkkj vkSj@;k [kqyh igq¡p ij ykxw ,sls vU; 'kqYd Hkqxrku djus ds fy;s mÙkjnk;h gksaxsA
¼v½ tc ,d 'ks;j/kkjd¼vksa½ fu;e 3 ds miHkksx ekunaM dks iwjk djus esa pwd djrk gS] vkSj tc vU;
lajf{kr mi;ksxdrkZ feydj 26% ds LokfeRo ekunaM dk ikyu ugha djrs gSa] rks lhthih viuh lajf{kr fLFkfr [kks nsxk] vkSj lajf{kr miHkksäk dks ml foÙkh; o"kZ ds fy;s dksbZ NwV miyC/k ugha gksxhA
¼v½ [kqyh igq¡p ds miHkksäk }kjk ns; fdlh Hkh 'kqYd ;k jkf'k dk Hkqxrku u djuk fo|qr vf/kfu;e] 2003 ds rgr xSj&vuqikyu ds :i esa dkjokbZ ds fy;s mÙkjnk;h gksxkA
¼c½ forj.k ykblsal/kkjh miHkksäk dk bl rjg ds 'kqYd olwyus ds vius vf/kdkj ij çfrdwy çHkko Mkys fcuk 15 fnuksa dh vfxze lwpuk nsus ds ckn [kqyh igq¡p can dj ldrk gSAmÙkj izns'k vlk/kkj.k xtV] 26 fnlEcj] 2022 bZ0 9
fo|qr fu;e] 2005 ds fu;e 3 ds vuqlkj ^^LokfeRo^^ ij çek.k-i=^^
ge ,rí~okjk çekf.kr djrs gSa fd oksfVax vf/kdkjksa ds lkFk bfDoVh 'ks;j iwath -------------------- ¼daiuh dk uke½ ,dy lajf{kr mi;ksxdrkZ@lk>snkjh QeZ@,y,yih@,vksih@,lihoh ds :i esa xfBr gS] ftldk iath—r dk;kZy; fctyh fu;e] 2005 ds fu;e 3 ds rgr ^^LokfeRo^^ ekunaM ds lanHkZ esa lajf{kr mRiknu la;a= ds :i esa vko';d vgZrkvksa dks iwjk djrk gSA vU; mi;ksxdrkZvksa dh rqyuk esa dSfIVo mi;ksxdrkZ }kjk /kkfjr daiuh ds oksfVax vf/kdkjksa ds lkFk bfDoVh 'ks;j dSfiVy esa gksfYMax ds çfr'kr lfgr tkjh] lClØkbCM vkSj isM&vi bfDoVh 'ks;j iwath dk foLr`r czsdvi uhps lkj.khc) fd;k x;k gSA
Øe la0
'ks;j /kkjd lajf{kr mi;ksxdrkZ@ vU; dh Js.kh
bfDoVh 'ks;jksa dh Js.kh
bfDoVh 'ks;jksa dh la[;k
ernku vf/kdkjksa dh la[;k
oksfVax jkbVl esa izfr'kr fgLlsnkjh
ewY; izfr bfDoVh 'ks;j
bfDoVh 'ks;j iwWath dh jkf'k
bfDoVh 'ks;j iwWath esa izfr'kr fgLLksnkjh
bfDoVh 'ks;j esa izfr'kr fgLLksnkjh iwWth ds lkFk ernku vf/kdkj
;ksx
—i;k fuEufyf[kr layXu djsa %
vuqyXud
1- lajf{kr mi;ksxdrkZ dh uohure ys[kkijhf{kr cSysal 'khV dh çfrA
v½ mijksä ds fy, 'ks;j çek.k-i= dh çfrA
c½ ,l,p&4 lfVZfQdsV dh izfrA
LFkku% fnukad%
ys[kkdkj@daiuh lfpo ds gLrk{kj % uke % lnL;rk la % QeZ dk uke % QeZ iathdj.k la[;k %
-
ge blds }kjk çekf.kr djrs gSa fd eSllZ ---------------------------------------] ,d lk>snkjh QeZ ftldk iath—r dk;kZy; ------------------------------------ esa gS] fo|qr fu;e] 2005 ds fu;e 3 ds rgr lajf{kr mRiknu la;a= ds :i esa vgZrk çkIr djus ds fy, vko';drkvksa dks iwjk djrh gS] lk>snkjh MhM ds vuqlkj ^^LokfeRo^^ ekunaM ds vuqlkj ,pVh ,llh ua0 ------------------------- dk ------------------------------- bZ-Mh-lh- ge iqf"V djrs gSa fd lajf{kr miHkksäk lajf{kr mRiknu la;a= ij LokfeRo fgr vkSj fu;a=.k j[krs gSaA10 mÙkj izns'k vlk/kkj.k xtV] 26 fnlEcj] 2022 bZ0 lk>snkjh QeZ esa çR;sd Hkkxhnkj ds LokfeRo dk foLr`r fooj.k rkfydk v esa uhps lkj.khc) fd;k x;k gSA blds vykok] lajf{kr mi;ksxdrkZ }kjk /kkfjr lajf{kr mRiknu la;a= ds laca/k esa vU; mi;ksxdrkZvksa dh rqyuk esa LokfeRo fgr vkSj fu;a=.k dk fof'k"V fooj.k rkfydk c esa uhps lkj.khc) fd;k x;k gS %
lk>snkjh QeZ ds lajf{kr mRiknu la;a= dk LokfeRo --------------
Hkkxhnkj dk uke iwWath
Øe la[;k
;ksxnku
iwWath ;ksxnku
dk %
YkkHk esa 'ks;fjax
vuqikr
D;k iWwath ;ksxnku ds vuqikr esa fu;a=.k gS?
fu;a=.k iSVuZ ij fVIi.kh*
;ksx
*d`i;k izklafxd dkWye esa fVIi.kh iznku djsa fd D;k fu;a=.k iwath ;ksxnku ds vuqikr esa gS\ mijksDr fooj.k ds lR;kiu ds fy;s lk>snkjh foys[k dks layXu djsaA
lk>snkjh QeZ ds lajf{kr mRiknu la;a= dk LokfeRo --------------
Lokeh dk izdkj
lajf{kr mRiknu la;a=
esa LokfeRo fgr dk %
D;k fu;a=.k LokfeRo fgr ds vuqikr esa gS?
fu;a=.k iSVuZ ij fVIi.kh lajf{kr miHkksDRkk ,pVh- ,llh- ua0 bZMhlh
vU; ;ksx
ys[kk ijh{kd dk çek.k-i=
eSa ,rí~okjk çekf.kr djrk gwa fd ] daiuh vf/kfu;e] 2013 ¼;k igys ds vf/kfu;e½ ds rgr fuxfer ,d daiuh gS vkSj ftldk ---------- esa iath—r dk;kZy; gS ,pVh ,llh ua0 ------------- ds lkFk ------------ ij --------- bZMhlh ,d Hkkxhnkj gS ftldk iwWth ;ksxnku :0 ------------ fu;a=.k djus okys fgr ds lkFk ¼uke½ esa mRiknu la;a= {kerk -------- vUrxZr ,pVh tks fd ------------ izfr'kr tks fd ,llh ua0 ------------ ij ---------------------- vkt fnukad dks bZMhlhA
—i;k fuEufyf[kr layXu djsa% vuqyXud 1- lajf{kr mi;ksxdrkZ dh uohure vadsf{kr cSysal 'khV dh çfrA 2- uohure lk>snkjh foys[k dh çfrA
gLrk{kj % -------------------------------------------------- uke % ---------------------------------------------------------- lnL;rk la % -------------------------------------------- QeZ dk uke % ------------------------------------------ QeZ iathdj.k la[;k % --------------------------- Hkkxhnkj dk uke % ---------------------------------- lnL;rk la0 % ------------------------------------------
vk;ksx ds vkns'kkuqlkj] lat; dqekj flag] lfpo] m0iz0 fo|qr fu;ked vk;ksxAmÙkj izns'k vlk/kkj.k xtV] 26 fnlEcj] 2022 bZ0 11
UTTAR PRADESH ELECTRICITY REGULATORY COMMISSION
Notification No. UPERC/Secy./Regulation/2022/644
Lucknow: dated : December 26, 2022
In exercise of powers conferred by Sub section (1) of section 181, read with section 9 of the Electricity Act, 2003 (36 of 2003) and all other powers enabling it in that behalf, the Uttar Pradesh Electricity Regulatory Commission hereby makes the following Regulation.
1. Short Title and Commencement
1.1 These regulations shall be called the Uttar Pradesh Electricity Regulatory Commission (Verification of Generating Plants and Captive Consumers) Regulation, 2022.
1.2 These regulations shall come into force from the date of notification in the Official Gazette.
2. Objective
The objective of these regulations is to specify a methodology for verification of status of captive generating plants and captive users, when Captive consumers import power from their respective captive generator(s) located either within the State or outside the State.
3. Scope and Extent of Application
3.1 These regulations shall apply to all the captive generating plants (CGP) and their captive users.
3.2 These regulations shall extend to the whole of the State of Uttar Pradesh.
4. Definitions
4.1 In these regulations, unless the context otherwise requires; –
(a) "Act" means the Electricity Act, 2003;
(b) "Captive generating plant" or CGP means a captive generating plant as defined in the Act read with Rule 3 of the Electricity Rules, 2005;
(c) "Captive User" shall mean the end user of the electricity generated from its own Captive Generating Plant and the term "Captive Use" shall be construed accordingly;
(d) "Electricity Rules, 2005 "means the Rules notified by the Central Government vide G.S.R. 379 (E) dated 8th June 2005 and as amended from time to time;
(e) 'Year' means a financial year from 1st April to 31st March.
4.2 Words and expressions used in these regulations and not defined herein but defined in the Act, or the Electricity Rules, 2005 or any other regulations specified by the State Commission shall, unless the context otherwise requires, have the meanings assigned to them under the Act or the Electricity Rules, 2005 or any other regulations specified by the State Commission, as the case may be.
5. Verification of Status of CGP
5.1 Verification of status of CGP and captive users with respect to the criteria of consumption and equity share holding, as prescribed under these regulations, shall be done annually by the State Commission after the end of financial year based on the information submitted by the CGP and their Captive User(s).
5.2 The CGP and their Captive User(s) shall file affidavit in specified format(s) before the Commission giving details regarding their electricity generation, user-wise consumption and equity share holding during the previous year before 15th May of each year.
12 mÙkj izns'k vlk/kkj.k xtV] 26 fnlEcj] 2022 bZ05.3 The Commission shall take assistance of the concerned RLDC, SLDC, Distribution Licensees (in whose area the CGP or their Captive User(s) are located) for the verification of captive status of CGP or Captive Users based on the affidavit submitted by such CGP and captive users.
5.4 Verification of consumption criteria
(a) For unit(s) which has/have been identified for captive use, verification of criteria of consumption shall be based on the net electricity generated from this/these generating unit(s) in a generating station, i.e., gross electricity generated less auxiliary consumption.
(b) The net electricity generated shall be determined on annual basis at the end of the year.
(c) Verification criteria for various types of captive users shall be as follows:
Sl. No. Type of captive user Criteria
i Single captive user The self-consumption shall not be less than 51% of the net
electricity generated on an annual basis.
ii Partnership firm/Limited
The self-consumption shall not be less than 51% of the net Liability Partnership (LLP) electricity generated on an annual basis.
iii Association of Persons (AoP) The captive users shall consume not less than 51% of the net
electricity generated on annual basis for captive use in
proportion to their share in the power plant within the
variation not exceeding 10%.
iv Co-operative Society Members of Society shall collectively consume not less than
51% of the net electricity generated on annual basis.
v Special Purpose Vehicle (SPV) The captive user(s) shall consume not less than 51% of the net
electricity generated on annual basis in proportion to their
shares in the units identified for captive use.
*Self-consumption of captive user (s) mean consumption by captive user(s) at the consumer meter of the captive generating plant adding normative transmission and wheeling losses as applicable and as approved in the ARR for the corresponding year.
(d) Manner of assessment of data related to generation from CGP and consumption by captive user(s) :
Sl. No. Location Method of assessment
1 2
3
i. CGP and its captive (i) For CGP:
user(s) are co-located
Net generation from the CGP and consumption by the
captive user shall be based on the reading of the meter installed for
recording the generation at the injection side ("generation meter").
(ii) For Captive User:
The electricity sourced at the consumption side ("consumption
meter").
mÙkj izns'k vlk/kkj.k xtV] 26 fnlEcj] 2022 bZ0 131 2
3
ii. CGP and its captive users (i) For CGP:
are located within the
Based on actual injection from the CGP as per the data State (but not co-located), provided, by UPSLDC.
(ii) For Captive Users:
The corresponding consumption or the actual consumption whichever is lower, based on the meter reading at the user interface with the grid as provided by, UPSLDC and the distribution licensees in whose area the user(s) are located.
(i) For CGP:
Based on actual injection from the CGP as per the data iii. The CGP and its captive user(s) is/are located in different States
provided, by the respective RLDC/UPSLDC.
(ii) For Captive User(s):
The corresponding consumption or the actual consumption whichever is lower, based on the meter reading at the user interface with the grid as provided by the concerned SLDC of the recipient state(s) and the distribution licensees in whose area the user(s) are located.
*Self-consumption of captive user (s) mean consumption by captive user(s) at the consumer meter
of the captive generating plant adding normative transmission and wheeling losses as applicable and as approved in the ARR for the corresponding year.
5.5 Verification of equity share holding criteria
(a) Verification criteria for various types of CGP shall be as follows:
Criteria Support Document Sl. No.
Type of Captive user
1 2 3
4
A certificate from the Company Secretary.
i Single captive user The user shall hold not less than 26% of the equity share capital having voting rights throughout the year
A certificate from the Company Secretary.
ii Partnership firm/LLP Ownership in the captive plant shall be not less than 26% proprietary interest and control over the generating station or power plant on annual basis.
A certificate from a registered Chartered Accountant.
iii AoP The captive users shall hold an aggregate of not less than 26% of the ownership/paid up equity share capital with voting rights throughout the Year.
iv Co-operative Society Members of society shall collectively satisfy not less than 26% of the ownership on annual basis.
A certificate from District Registrar of Co-operative Society.
v SPV/
A certificate from a registered Chartered Accountant.
Company
The captive user(s) shall hold an aggregate of not less than 26% of the proportionate paid up equity share capital with voting rights of the units identified for captive use (i.e. the proportionate of the Equity of the company related to the generating unit or units identified as the CGP) throughout the year.
14 mÙkj izns'k vlk/kkj.k xtV] 26 fnlEcj] 2022 bZ06. Consequence of failure to meet Captive user status
6.1 The Captive user(s) shall deposit before the date of commencement of supply having validity up to by 15th July of following year, the security deposit in the form of unconditional and irrevocable Bank Guarantee equivalent to 51% captive consumption, to the concerned distribution licensee as payment security against estimated cross subsidy surcharge and additional surcharge as may be decided by the State Commission.
6.2 The Bank guarantee should be renewed/revised of amount equivalent to 51% of its estimated captive consumption for the entire year by 31st of May every year before its expiry date of 15th July or after completion of captive verification by the Commission, whichever comes first. In case Bank guarantee not renewed/revised by 31st of May before its expiry date of 15th July the Bank guarantee shall be invoked by the Distribution licensee to wards its cross-subsidy surcharge and additional surcharge or any other applicable Open access charges.
Provided that there shall be no exemption from Cross-Subsidy Surcharge and Additional Surcharge on the electricity consumed by other consumers who are receiving power from this captive generating plant and are not the captive consumers.
6.3 If the CGP or Captive User(s) fails to meet the criteria of ownership and/or consumption, specified in Rule 3 of Electricity Rule, 2005 and in these Regulations, as the case may be as amended from time to time, by the end of the financial year, such CGP or Captive User(s) shall lose its Captive status for that year leading to imposition of Cross-Subsidy Surcharge and Additional Surcharge besides other charges as applicable on open access consumers which shall be payable to the concerned distribution licensee(s).
The deposited Bank guarantee shall be invoked by the Distribution licensee(s) to cover the charges of Cross- Subsidy Surcharge and Additional Surcharge besides other charges as applicable on open access consumers.
7. Detailed Procedure
The detailed procedure for verification of status of CGP and captive users in pursuance to the provision of the Electricity Rules, 2005 and this regulation is placed at Annexure-(I).
8. Power to remove difficulties
If any difficulty arises in giving effect to the provisions of this Regulation, the State Commission may, by general or specific Order, make such provisions not in consistent with the provisions of the Act, as may appear to be necessary for removing the difficulty.
9. Power to amend
The Commission may, at any time vary, alter, modify, or amend by notification any provision of this Regulations.
By Order of the Commission, Sanjay Kumar Singh, Secretary.
mÙkj izns'k vlk/kkj.k xtV] 26 fnlEcj] 2022 bZ0 15Annexure-I (Detailed Procedure)
1. This procedure provides a methodology for verification of status of captive generating plants and captive users, when consumers import power from their captive generator(s) located either within the State
or outside the State as per conditions specified in sub rule 1 of Rule 3 of Electricity Rules, 2005:
1.1. The CGP owners/captive users for different compositions of ownership is listed below:
(a) Company: company means a company incorporated under Company Act, 2013 or under any previous company law;
(b) Association of Persons: Formulation of companies with charitable objects, etc.;
Where it is proved to the satisfaction of the Central Government that a person or an association of persons proposed to be registered under this Act as a limited company.
(c) Special Purpose Vehicle: "Special Purpose Vehicle" shall mean a legal entity owning, operating and maintaining a generating station and with no other business or activity to
be engaged in by the legal entity.
(d) Registered Co-operative Society: Companies capable of being registered; For the purposes of this Part, Co-operative society, Society or any other business entity formed under any other law for the time being in force which applies for registration under this Part.
1.2. For verification of equity share holding, the documents as detailed below shall be
furnished by the CGP owners/captive users for different compositions of ownership:
Criteria Support Document
Sl. No.
Type of captive user
1 2 3
4
i Single captive
user
The user shall hold not less than 26% of the equity share capital having voting rights throughout the year.
A certificate from the Company Secretary, providing details of the Authorized, Issued, Subscribed and Paid-up Equity Share Capital with voting rights in the Captive Generating Company as per FORMAT along with the copy of Form – SH4 or Demat Statement, whichever is applicable and latest Annual Report of the Captive Generator and any other supporting documents.
ii Partnership
firm/LLP
Ownership in the captive plant shall be not less than 26% proprietary interest and control over the generating station or power plant on annual basis.
A certificate from the Company Secretary providing details of the Authorized, Issued, Subscribed and Paid-up Equity Share Capital with voting rights as per FORMAT along with the certification that there is provision in partnership deed for taking up captive generation and the copy of Form – SH4 or Demat Statement, whichever is applicable.
iii AoP The captive users shall hold an aggregate of not less than 26% of the ownership/paid up equity share capital with voting rights throughout the Year.
A certificate from registered Chartered Accountant as per FORMAT providing details of the Authorized, Issued, Subscribed and Paid-up Equity Share Capital with voting rights that the captive users shall hold in aggregate not less than 26% of the ownership/paid up equity share capital with voting rights throughout the Year.
16 mÙkj izns'k vlk/kkj.k xtV] 26 fnlEcj] 2022 bZ01 2 3
4
iv Registered Co- Members of society shall A certificate from District Registrar of Co- operative Society collectively satisfy not less than operative Society providing details of the 26% of the ownership on Authorized, Issued, Subscribed and Paid-up annual basis.
Share Capital along with any other
supporting documents.
v SPV/
The captive user(s) shall hold A certificate from a registered Chartered an aggregate of not less than Accountant as per FORMAT providing Company
26% of the proportionate paid details of the Authorized, Issued, Subscribed up equity share capital with and Paid-up Equity Share Capital with voting voting rights of the units rights along with any other supporting identified for captive use (i.e. documents.
the proportionate of the Equity
of the company related to the
generating unit or units
identified as the CGP)
throughout the year.
1.3–The verification of CGP status is an annual process. The documents in Para 1.2 shall also be furnished by the CGP owners, Captive users to UP Electricity Regulatory Commission at the time of annual verification of CGP status at the end of the financial year on or before 15th May of the year following. Moreover, Captive users can submit the provisional balance sheet of financial year for which assessment for captive verification can be done and can submit the latest Audited balance sheet of previous financial year's available as on 15th of May.
1.4–In case of captive user(s) receiving supply from CGP located outside the State, such captive user(s) shall forward the documents of its CGP highlighting the CGP status of the captive user(s).
2.–Verification of not less than 51% consumption by captive users:
2.1–The Net generation from CGP unit shall be the gross energy generated from the unit less aggregate auxiliary consumption.
Sl. No. Location Method of assessment
1 2
3
(i) For CGP:
i. CGP and its captive
user(s) are co-located.
Net generation from the CGP and consumption by the captive user shall be based on the reading of the meter installed for recording the generation at the injection side ("generation meter").
(ii) For Captive User:
The electricity sourced at the consumption side ("consumption meter").
(i) For CGP:
Based on actual injection from the CGP as per the data provided by UPSLDC.
ii. CGP and its captive users are located within the State (but not co- located).
(ii) For Captive Users:
The corresponding consumption or the actual consumption whichever is lower, based on the meter reading at the user interface with the grid as provided by UPSLDC and the distribution licensees in whose area the user(s) are located.
mÙkj izns'k vlk/kkj.k xtV] 26 fnlEcj] 2022 bZ0 173
1 2
iii. The CGP and its captive (i) For CGP:
user(s) is/are located in
Based on actual injection from the CGP as per the data provided by the different States.
respective RLDC/UPSLDC.
(ii) For Captive User(s):
The corresponding consumption or the actual consumption whichever is
lower, based on the meter reading at the user interface with the grid as
provided by the concerned SLDC of the recipient state(s) and the
distribution licensees in whose area the user(s) are located.
*Self-consumption of captive user (s) mean consumption by captive user(s) at the consumer meter of the captive generating plant adding normative transmission and wheeling losses as applicable and as approved in the ARR for the corresponding year.
2.2–The applicant shall submit the details of Gross, Auxiliary and Net-Generation from the power plant and the actual consumption made by the captive users to the "Uttar Pradesh Electricity Regulatory Commission" and the Distribution Licensee.
2.3–For determination of 'Annual basis' for the first year of declaring the plant under captive status, the date of injecting power in the grid shall be considered as a start date for the financial year for counting the Net-Generation of the plant under captive status. From the subsequent year, Net- generation from 1st April to 31st March of a financial year shall be considered for determining the captive status of the generation station.
2.4–The verification of consumption criteria of not less than 51% of net electricity generated and the test of proportional consumption of AoP and SPV, shall be done at the end of the financial year.
3. Verifying Authority:
3.1–Verification of status of CGP and captive users with respect to the criteria of consumption and equity share holding, as prescribed under the Electricity Rules, 2005 shall be done annually by the Uttar Pradesh Electricity Regulatory Commission after the end of financial year based on the information submitted by CGP and Captive User(s) as specified by the Commission and receipt of report from the RLDC, UPSLDC/Other state SLDC (if applicable) and Distribution licensee(s).
3.2–The Commission shall get the captive consumption data claimed by the CGP verified by the respective Distribution Licensee(s), in which the consumption is said to have taken place.
3.3–The Captive generating plant or the captive user shall lose the captive status if it fails to furnish data and the documents specified by 15th May, it shall lose the captive status for the previous year and its security by way of Bank guarantee shall be forfeited in favor of Distribution licensee.(New Bank Guarantee for current year to be furnished).
4. Ceasing of Qualification of CGP:
(a) If CGPs fails to meet the requisite conditions as specified in Clause 1.2 and/or 2.1 of this procedure in a financial year, the generating plant will cease to be a Captive Generating Plant and the users will cease to be captive users and further liable to pay the applicable Cross Subsidy Surcharge and/or additional surcharge and/or late payment surcharge and/or such other charges as applicable on Open Access consumer.
18 mÙkj izns'k vlk/kkj.k xtV] 26 fnlEcj] 2022 bZ05. Default by a shareholder(s):
(a) When a shareholder(s) defaults in fulfilling the consumption criteria of Rule 3, and when other captive users together do not comply with ownership criteria of 26%, the CGP will lose its captive status, and no concession shall be available to the captive consumer for that financial year.
6. Default in Payment:
(a) Non-payment of any charge or sum of money payable by the open access consumer shall be considered as non-compliance and shall be liable for action under the Electricity Act, 2003.
(b) The distribution licensee may discontinue open access after giving consumer an advance notice of 15 days without prejudice to its right to recover such charges as per applicable laws.
By Order of the Commission, Sanjay Kumar Singh, Secretary.
FORMAT
[To be submitted by the Captive Generating Plant]
"CERTIFICATE ON "OWNERSHIP" AS PER RULE 3 OF ELECTRICITY RULES, 2005"
We hereby certify that the Equity Share Capital with voting rights of _______________ (Name of company) having constitution as Single captive user/ Partnership firm/LLP/AoP/SPV having its registered Office at ___________ satisfy the requirements under Rule 3 of the Electricity Rules 2005 for qualifying as a Captive Generation Plant with reference to "Ownership" criteria. The detailed breakup of the issued, subscribed and paid-up equity share capital, including percentage of holding in Equity Share Capital with voting rights of the Company held by captive user vis-a-vis other users have been tabulated below.
Equity Share Capital Captive user(s)/others with Voting rights as on ……………………….
Sl. Class of Class of No. of Value per Amount of Percentage No. of Percentage Percentage No. Share Equity Equity Equity Equity holding in Voting holding in holding in holder shares Shares Share Share Equity Rights Voting Equity Share Captive
Capital Share
Rights Capital with user(s)/
capital
Voting Rights others
Total
Please find attached the following:
Annexure
1. Copy of the latest audited balance sheet of the Captive User.
(a) Copy of the Share Certificate for the above.
(b) Copy of the SH-4 Certificate.
Place:
Date:
Signature of Chartered Accountant/Company Secretary: Name in Block letters: Membership No.: Name of firm: Firm Registration number:
mÙkj izns'k vlk/kkj.k xtV] 26 fnlEcj] 2022 bZ0 19[To be submitted by THE GENERATOR WHICH IS A LIMITED LIABILITY
PARTNERSHIP FIRM]
CERTIFICATE ON 'OWNERSHIP' AS PER RULE 3 OF ELECTRICITY RULES, 2005 FOR WHEELING UNDER CAPTIVE CATEGORY
We hereby certify that M/s. ________________, a Partnership Firm having its Registered Office at ___________ satisfy the requirements under Rule 3 of Electricity Rules, 2005 for qualifying as a Captive Generation Plant with reference to "Ownership" criteria as per the Partnership Deed dated ______________ with reference to HT.SC No._________________ of ______________ E.D.C. We confirm that the captive consumers are holding proprietary interests and control over the Captive Generation Plant.
The detailed breakup of the ownership of each partner in the Partnership Firm has been tabulated below in Table A. Further, specific breakup of the proprietary interest and control in relation to Captive Generation Plant held by captive user vis-à-vis other users has been tabulated below in Table B. TABLE A:
Ownership of the Captive Generation Plant of the Partnership Firm as on ……….
Profit
Whether Control Remarks on Sl. No.
Name of the partner
Capital contribution
% of capital contribution sharing Ratio
Proportionate to Capital Contribution?
control pattern*
TOTAL
* Please provide remarks in the relevant column whether control is proportionate to the capital contribution. Further annex the Partnership Deed of the verification of above details.
TABLE B:
Ownership of the Captive Generation Plant of the Partnership Firm as on ……….
Type of Owner % of proprietary Whether Control Remarks on control
interest in the
Proportionate to pattern*
Captive
Proprietary
Generating Plant
interest?
Captive User HT. SC. NO. EDC
Others
TOTAL20 mÙkj izns'k vlk/kkj.k xtV] 26 fnlEcj] 2022 bZ0 [To be submitted by the Captive users (also owners) of the Limited Liability
Partnership Firm]
Auditor's Certificate
I hereby certify that Captive User Name, a company incorporated under Companies Act, 2013 (or earlier Act) and having its registered office at _________________ with HT. SC.No.______ at ______________ EDC is a partner with capital contribution of Rs.______ with controlling interest of ___________percentage in Captive Power Generator Firm Name which owns a Generating Plant with Capacity __________ under HT.SC. No.______________at ______________EDC as on date.
Please find attached the following:
Annexure
1. Copy of the latest audited balance sheet of the Captive User.
2. Copy of the latest partnership deed.
Signature : ....................................................
Name in Block letters : ................................
Membership No. : ........................................
Name of the Firm : ......................................
Firm Registration No. : ...............................
Name of the Partner : _________________
Membership No. : ____________________
By the Order of the Commission,
SANJAY KUMAR SINGH,
Secretary, U. P. Electricity Regulatory Commission.
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